THE NORMAN AND SADIE LEE FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE NORMAN AND SADIE LEE FOUNDATION (EIN 95-3333368)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202203189349102515
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T12:05:49-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK E 16TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953333368 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORMAN & SADIE LEE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CLIFTONLARSONALLEN LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 3102732501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL A JAMES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102732501 | PhoneNum |
| Signature | 2022-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | PAUL | PersonFirstNm |
| Person Last | JAMES | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KURT KILWEIN | PreparerPersonNm |
| PTIN | P00109165 | PTIN |
| Phone | 3102732501 | PhoneNum |
| Preparation | 2022-11-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $40,707,912 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,212,038 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,212,038 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,405,346 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,773,838 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,405,346 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $24,855 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$25,828 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,642,239 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,591,556 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $13,756 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $6,878 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $6,878 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $177,338 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $177,338 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $14,929 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $9,833 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $29,204 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $14,602 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $14,602 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,042 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $521 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $521 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $75,373 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $64,193 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $401 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $311,642 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $273,365 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $22,402 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,750,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,750,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,062,142 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $273,365 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,772,902 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $580,097 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,318,191 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $687,004 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,508,058 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,508,058 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,358,850 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,353,218 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $0 | CorporateStockBOYAmt |
| Corporate Stock EOY | $22,483,667 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $25,593,919 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $34,782,670 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,349,677 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,368,267 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $711,794 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,062,145 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,866,346 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $17,712 | OtherAssetsBOYAmt |
| Other Assets EOY | $18,104 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $18,104 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $36,199,180 | TotalAssetsBOYAmt |
| Total Assets EOY | $36,780,501 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $40,707,912 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $6,250 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $7,474 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,250 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $7,474 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $36,192,930 | RetainedEarningBOYAmt |
| Retained Earning EOY | $36,773,027 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $36,192,930 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,773,027 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $36,199,180 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $36,780,501 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $36,192,930 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $580,097 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $36,773,027 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $36,773,027 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY (#-3852) | P | 2020-12-31 | 2021-12-31 | $3,872,874 | $3,772,774 | $100,100 | $100,100 |
| MORGAN STANLEY (#-3855) | P | 2020-12-31 | 2021-12-31 | $561,852 | $369,996 | $191,856 | $191,856 |
| MORGAN STANLEY (#-3856) | P | 2020-12-31 | 2021-12-31 | $3,410,138 | $3,009,216 | $400,922 | $400,922 |
| MORGAN STANLEY (#-3859) | P | 2020-12-31 | 2021-12-31 | $147,827 | $145,377 | $2,450 | $2,450 |
| MORGAN STANLEY (#-4100) | P | 2020-12-31 | 2021-12-31 | $413,986 | $394,244 | $19,742 | $19,742 |
| MORGAN STANLEY (#-4103) | P | 2020-12-31 | 2021-12-31 | $1,043,994 | $1,016,017 | $27,977 | $27,977 |
| MORGAN STANLEY (#-4893) | P | 2020-12-31 | 2021-12-31 | $227,826 | $182,338 | $45,488 | $45,488 |
| MORGAN STANLEY (#-6408) | P | 2020-12-31 | 2021-12-31 | $2,217,632 | $2,019,659 | $197,973 | $197,973 |
| MORGAN STANLEY (#-7003) | P | 2020-12-31 | 2021-12-31 | $1,056,847 | $649,685 | $407,162 | $407,162 |
| MORGAN STANLEY (#-1021) | P | 2020-12-31 | 2021-12-31 | $26,582 | $21,225 | $5,357 | $5,357 |
| MORGAN STANLEY (#-1022) | P | 2020-12-31 | 2021-12-31 | $68,624 | $69,467 | -$843 | -$843 |
| MORGAN STANLEY (#-1023) | P | 2020-12-31 | 2021-12-31 | $422,688 | $500,000 | -$77,312 | -$77,312 |
| MORGAN STANLEY (#-2554) | P | 2020-12-31 | 2021-12-31 | $27,865 | $29,083 | -$1,218 | -$1,218 |
| LDR PREFERRED INCOME FUND | P | 2020-12-31 | 2021-12-31 | $221,238 | $221,238 | $221,238 | |
| MORGAN STANLEY BASIS ADJUSTMENT | P | 2020-12-31 | 2021-12-31 | $135,624 | -$135,624 | -$135,624 | |
| CARLYLE STRUCTURED CREDIT FUND L.P. | P | 2020-12-31 | 2021-12-31 | $4,612 | -$4,612 | -$4,612 | |
| DIRECT LENDING FUND I - BWM, LP | P | 2020-12-31 | 2021-12-31 | $49,175 | -$49,175 | -$49,175 | |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. | P | 2020-12-31 | 2021-12-31 | $50,922 | $50,922 | $50,922 | |
| BOYD WATTERSON GSA FUND, LP | P | 2020-12-31 | 2021-12-31 | $196 | $196 | $196 | |
| CAPITAL GAINS DIVIDENDS | P | $2,747 | $2,747 | $2,747 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,405,346 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $32,223 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $32,223 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $32,223 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $30,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $46,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $26 | EsPenaltyAmt |
| Overpayment | $13,751 | OverpaymentAmt |
| Applied To ES Tax | $13,751 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 3102732501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAUL A JAMES | ||||||||
| 712 27TH STREET | MANHATTAN BEACH | CA | 90266 | DIR/PRESIDENT/TREAS/SEC | 1.00 | $0 | $0 | $0 |
| BRYAN ISAACS | ||||||||
| 80915 WEISKOPF | LA QUINTA | CA | 92253 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $155,159 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,356,342 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,009,071 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $18,104 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $40,383,517 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $40,383,517 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $605,753 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $39,777,764 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,988,888 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,988,888 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $32,223 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $787 | IncomeTaxAmt |
| Total Tax | $33,010 | TotalTaxAmt |
| Distributable Before Adj | $1,955,878 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,955,878 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,955,878 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,772,902 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,772,902 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,955,878 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,700,055 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,772,902 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,700,055 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $72,847 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,883,031 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AL OTRO LADO | ||||||
| PO BOX 32578 | LOS ANGELES | CA | 90032 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| AMERICAN RIVER CONSERVANCY | ||||||
| 348 CA-49 | COLOMA | CA | 95613 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 |
| BURN INSTITUTE | ||||||
| 8825 AERO DR 200 | SAN DIEGO | CA | 92123 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| CENTER THEATRE GROUP | ||||||
| 601 W TEMPLE ST | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $135,000 |
| CITY DOGS RESCUE | ||||||
| 301 H ST NE STE B | WASHINGTON | DC | 20002 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,500 |
| CITY OF HOPE | ||||||
| 1500 E DUARTE RD | DUARTE | CA | 91010 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $550,000 |
| DISABLED SPORTS EASTERN SIERRA | ||||||
| 1 MINARET RD | MAMMOTH LAKES | CA | 93546 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| ENTERPRISE FOR YOUTH | ||||||
| 200 PINE STREET NO 600 | SAN FRANCISCO | CA | 94104 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $7,500 |
| EXHALE TO INHALE | ||||||
| 1732 1ST AVENUE 21133 | NEW YORK | NY | 10128 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $4,000 |
| GIRLS INC OF GREATER LOS ANGELES | ||||||
| 9800 S LA CIENEGA BLVD 410 | INGLEWOOD | CA | 90301 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GOLD TRAIL GRANGE | ||||||
| 319 CA-49 | COLOMA | CA | 95613 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| HOUSTON ZOO | ||||||
| 6200 HERMAN PARK DRIVE | HOUSTON | TX | 77030 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,500 |
| LAURA'S HOUSE | ||||||
| 999 CORPORATE DR 225 | LADERA RANCH | CA | 92694 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LIFEMOVES | ||||||
| 181 CONSTITUTION DRIVE | MENLO PARK | CA | 94025 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $7,500 |
| LOS ANGELES MUSEUM OF THE HOLOCAUST | ||||||
| 100 THE GROVE DR | LOS ANGELES | CA | 90036 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES OPERA | ||||||
| 135 N GRAND AVE | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $160,000 |
| LOS ANGELES PHILHARMONIC | ||||||
| 111 S GRAND AVE | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $407,000 |
| LUCKY DOG ANIMAL RESCUE | ||||||
| 5159 LANGSTON BLVD | ARLINGTON | VA | 22207 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $4,000 |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST | ||||||
| 1999 AVE OF THE STARS SUITE 2400 | LOS ANGELES | CA | 90067 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $156,500 |
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | ||||||
| 123 WILLIAM ST 10TH FLOOR | NEW YORK | NY | 10038 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| PREVENT DROWNING FOUNDATION OF SAN DIEGO | ||||||
| PO BOX 90622 | SAN DIEGO | CA | 92169 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| PROJECT HEAL | ||||||
| 38-18 WEST DR | DOUGLASTON | NY | 11363 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,500 |
| REEL RECOVERY | ||||||
| 160 BROOKSIDE RD | NEEDHAM | MA | 02492 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,000 |
| SKIRBALL CULTURAL CENTER | ||||||
| 2701 N SEPULVEDA BLVD | LOS ANGELES | CA | 90049 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $55,000 |
| THE PHOENIX | ||||||
| 2239 CHAMPA STREET | DENVER | CO | 80205 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| THE UCLA FOUNDATION | ||||||
| 10920 WILSHIRE BLVD 900 | LOS ANGELES | CA | 90024 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $20,000 |
| USC ASSOCIATES | ||||||
| 1150 S OLIVE ST SUITE 2000 | LOS ANGELES | CA | 90015 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $125,000 |
| VENICE FAMILY CLINIC | ||||||
| 604 ROSE AVE | VENICE | CA | 90291 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $60,000 |
| WOLVERINE SUPPORT NETWORK | ||||||
| 530 SOUTH STATE STREET SUITE 4079 | ANN ARBOR | MI | 48109 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,750,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,212,038 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $425 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,405,346 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Related Or Exempt Function Incm | $24,430 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,617,809 | ExclusionAmt |
| Related Or Exempt Function Incm | $24,430 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,642,239 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1 | LineNumberTxt |
| Relationship Statement | REFUND OF EXCISE TAX BASED ON INVESTMENT INCOME | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $13,756 | Amt |
| Net Investment Income | $6,878 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,878 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (98 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| SUNTRUST BANK | $152,619 | $151,094 |
| ASTRAZENECAPLC | $75,240 | $75,160 |
| WELLS FARGO& CO | $159,720 | $157,623 |
| JOHN DEERE CAPITAL CORP | $132,853 | $129,284 |
| JPMORGAN CHASE & CO | $126,084 | $126,145 |
| CVS HEALTH CORP | $152,099 | $155,343 |
| BP CAPITAL MARKETS PLC | $109,281 | $106,460 |
| AMAZON.COM INC | $286,550 | $284,588 |
| KELLOGGCO | $303,675 | $317,835 |
| CARLISLE COS INC | $10,327 | $10,183 |
| RPM INTERNATIONAL INC | $3,922 | $4,063 |
| DISCOVERYCOMMUNICATIONS LLC | $9,197 | $9,205 |
| GLOBAL PAYMENTS INC | $17,587 | $18,551 |
| TRINITYACQUISITION PLC | $28,346 | $29,376 |
| FORTUNE BRANDS HOME & SECURITY INC | $30,409 | $30,384 |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | $6,463 | $6,347 |
| AMC NETWORKS INC | $7,112 | $7,053 |
| CENTURYLINK INC | $33,818 | $33,945 |
| BECTON DICKINSON AND CO | $7,575 | $7,330 |
| MOTOROLASOLUTIONS INC | $31,943 | $34,088 |
| ALLEGION US HOLDINGCO INC | $33,370 | $35,363 |
| KLACORP | $33,678 | $33,615 |
| CARRIER GLOBAL CORP | $8,431 | $8,195 |
| QVC INC | $28,100 | $30,595 |
| DOLLAR TREE INC | $28,108 | $29,017 |
| AMERICAN TOWER CORP | $6,117 | $6,423 |
| DISCOVERYCOMMUNICATIONS LLC | $17,343 | $17,049 |
| VERISKANALYTICS INC | $27,779 | $29,021 |
| AMC NETWORKS INC | $20,006 | $20,425 |
| MICROCHIP TECHNOLOGY INC | $8,420 | $8,309 |
| CONAGRABRANDS INC | $22,819 | $21,999 |
| ZIMMER BIOMET HOLDINGS INC | $19,075 | $18,812 |
| ALTRIAGROUP INC | $9,263 | $8,805 |
| WESTERN DIGITAL CORP | $29,206 | $31,683 |
| FISERV INC | $33,612 | $31,737 |
| MOLSON COORS BEVERAGE CO | $31,580 | $30,372 |
| HCA INC | $10,271 | $10,114 |
| AMERICAN TOWER CORP | $4,240 | $4,252 |
| STEEL DYNAMICS INC | $31,599 | $30,839 |
| BROADCOM CORP / BROADCOM CAYMAN FINANCE LTD | $5,590 | $5,425 |
| AT&T INC | $35,616 | $33,685 |
| CARRIER GLOBAL CORP | $23,557 | $22,615 |
| SBA COMMUNICATIONS CORP | $34,178 | $33,990 |
| CA INC | $18,977 | $20,808 |
| VERIZON COMMUNICATIONS INC | $30,775 | $28,900 |
| KRAFT HEINZ FOODS CO | $31,633 | $31,343 |
| UNITED RENTALS NORTH AMERICA INC | $32,873 | $32,240 |
| CDKGLOBAL INC | $14,630 | $14,490 |
| HP INC | $31,293 | $30,517 |
| CARLISLE COS INC | $20,434 | $19,437 |
| CITRIXSYSTEMS INC | $34,532 | $33,673 |
| SERVICE CORP INTERNATIONAL/US | $5,400 | $5,219 |
| TEGNA INC | $35,105 | $34,367 |
| DISCOVERYCOMMUNICATIONS LLC | $3,392 | $3,263 |
| BAT CAPITAL CORP | $32,500 | $32,183 |
| ORACLE CORP | $31,421 | $30,925 |
| CDWLLC / CDWFINANCE CORP | $32,589 | $32,008 |
| HCA INC | $24,614 | $24,538 |
| BROADCOM INC | $4,540 | $4,389 |
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | $14,934 | $14,789 |
| CONAGRA BRANDS INC | $9,271 | $9,236 |
| ALTRIA GROUP INC | $23,006 | $22,577 |
| AMC NETWORKS INC | $6,965 | $6,956 |
| SERVICE CORP INTERNATIONAL/US | $28,685 | $27,885 |
| AMERICAN TOWER CORP | $13,194 | $13,067 |
| QORVO INC | $32,273 | $31,838 |
| AIR LEASE CORP FXD | $70,250 | $73,574 |
| ALLY FINANCIAL INC FXD | $38,582 | $39,425 |
| BANKOF AMERICACORP FXD | $122,399 | $118,129 |
| BANKOF AMERICACORP FXD | $206,243 | $192,715 |
| BANKOF NEWYORKMELLON CORP F XD | $125,137 | $122,676 |
| CHARLES SCHWAB CORP/THE FXD | $111,481 | $117,720 |
| CHARLES SCHWAB CORP/THE FXD | $74,278 | $75,480 |
| CITIGROUP INC FXD | $175,781 | $165,830 |
| CITIGROUP INC FXD | $137,698 | $128,920 |
| CITIZENS FINANCIAL GROUP INC F XD | $137,215 | $136,719 |
| DISCOVER FINANCIAL SERVICES FXD | $125,569 | $135,608 |
| FIFTH THIRD BANCORP FXD | $131,300 | $137,638 |
| GENERAL MOTORS FIN CO INC FXD | $126,054 | $127,680 |
| GOLDMAN SACHS GROUP INC FXD | $135,000 | $137,219 |
| GOLDMAN SACHS GROUP INC FXD | $140,000 | $139,300 |
| HUNTINGTON BANCSHARES INC/OH F XD | $127,635 | $134,144 |
| HUNTINGTON BANCSHARES INC/OH FXD | $134,234 | $149,504 |
| JPMORGAN CHASE & COFXD | $108,000 | $107,730 |
| JPMORGAN CHASE & COFXD | $37,287 | $35,768 |
| JPMORGAN CHASE & COFXD | $166,658 | $166,800 |
| KEYCORP FXD | $76,061 | $84,338 |
| M&T BANKCORP FXD | $204,579 | $191,978 |
| METLIFE INC FXD | $62,128 | $66,308 |
| PNC FIN SERVICES GROUP INC FXD | $179,000 | $176,179 |
| REGIONS FINANCIAL CORP FXD | $130,947 | $137,970 |
| SVB FINANCIAL GROUP FXD | $145,860 | $141,427 |
| SVB FINANCIAL GROUP FXD | $56,243 | $56,280 |
| SVB FINANCIAL GROUP FXD | $65,000 | $66,866 |
| US BANCORP FXD | $50,993 | $50,990 |
| US BANCORP FXD | $41,866 | $44,295 |
| VOYAFINANCIAL INC FXD | $125,801 | $128,894 |
| WELLS FARGO& COFXD | $80,584 | $79,118 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (378 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCENTURE PLC IRELAND CL A (ACN) | $48,837 | $78,350 |
| AIA FROUP LTD SPON ADR | $39,258 | $29,074 |
| AKZONOBEL NV ADR (AKZOY) | $33,985 | $36,152 |
| ALCON INC (ALC) | $33,828 | $40,946 |
| ASHTEAD GROUP PLC ADR (ASHTY) | $37,823 | $56,550 |
| ASSA ABLOYAB UNSP ADR (ASAZY) | $33,148 | $38,847 |
| BROOKFIELD ASSET MGNT CL ALTD (BAM) | $47,007 | $64,727 |
| CAMECOCORP (CCJ) | $18,137 | $23,947 |
| CARNIVAL CP NEWPAIRED COM (CCL) | $12,107 | $10,422 |
| CLOSE BROS GROUP PLC ADR (CBGPY) | $27,307 | $23,585 |
| COCA-COLA EUROPACIFIC PARTNERS (CCEP) | $31,341 | $32,431 |
| CREDICORP LTD (BAP) | $37,356 | $27,466 |
| DASSAULT SYSTEMS SA ADS (DASTY) | $43,171 | $56,994 |
| DBS GROUP HOLDINGS LTD SP (DBSDY) | $28,203 | $34,952 |
| ERSTE GROUP BANK AGSPONS ADR (EBKDY) | $22,229 | $32,552 |
| EXPERIAN GP LTD ADR (EXPGY) | $28,631 | $38,807 |
| FANUC CORPORATION UNSP ADR (FANUY) | $43,555 | $33,979 |
| GLAXOSMITHKLINE PLC ADR (GSK) | $30,928 | $38,058 |
| HEINEKEN NV SPN ADR (HEINY) | $33,423 | $36,531 |
| INGGROEP NV ADR (ING) | $36,000 | $46,228 |
| KDDI CORP UNSPON ADR (KDDIY) | $32,852 | $30,384 |
| KUBOTA CP ADR (KUBTY) | $36,605 | $35,527 |
| LVMH MOET HENNESSYLOUIS VUITT (LVMUY) | $31,774 | $40,382 |
| MAGNA INTERNATIONAL INC (MGA) | $40,368 | $42,008 |
| MARUICOLTD ADR NEW (MAURY) | $25,300 | $24,150 |
| MICHELIN COMPAGNIE GENERALE DE (MGDDY) | $34,562 | $37,315 |
| NIDEC CORP (NJDCY) | $54,893 | $45,918 |
| NOVARTIS AGADR (NVS) | $26,221 | $25,541 |
| OTSUKA HOLDINGS COLTD UNS ADR (OTSKY) | $24,989 | $21,444 |
| PAN PAC INTL HLDGS CORP ADR (DQJCY) | $36,944 | $26,082 |
| RECKITT BENCKISER PLC SPNS ADR (RBGLY) | $25,713 | $25,305 |
| RENTOKIL GROUP PLC SP ADR (RTOKY) | $35,015 | $38,445 |
| SAFRAN SA (SAFRY) | $33,073 | $30,101 |
| SONYGROUP CORPORATION ADR (SONY) | $62,386 | $68,888 |
| SYMRISE AGUNSPONS ADR (SYIEY) | $28,096 | $33,882 |
| TOTALENERGIES SE SPONSORED ADS (TTE) | $24,412 | $26,807 |
| UNILEVER PLC(NEW) ADS (UL) | $28,470 | $27,809 |
| ABCAM PLC ADS (ABCM) | $10,408 | $12,458 |
| ADIDAS AG(ADDYY) | $24,834 | $20,304 |
| AIA GROUP LTD SPON ADR (AAGIY) | $25,895 | $19,194 |
| AIR LIQUIDE ADR (AIQUY) | $26,589 | $28,663 |
| ASML HOLDINGNV NYREGNEW (ASML) | $30,489 | $41,399 |
| CANADIAN NATL RAILWAYCO (CNI) | $19,467 | $21,992 |
| CHR HANSEN HLDGA/S (CHYHY) | $20,584 | $17,653 |
| CLP HOLDINGS LTD SP ADR (CLPHY) | $14,886 | $16,072 |
| COLOPLAST AS SPONSERED ADR (CLPBY) | $31,898 | $34,449 |
| COMPASS GROUP PLC SPD ADR (CMPGY) | $19,355 | $22,309 |
| CSL LTD (CSLLY) | $23,540 | $22,853 |
| DAIKIN INDS LTD UNSPON ADR (DKILY) | $22,695 | $23,453 |
| DASSAULT SYSTEMS SA ADS (DASTY) | $26,675 | $35,211 |
| DIAGEOPLC SPON ADR NEW (DEO) | $20,136 | $26,197 |
| EXPERIAN GP LTD ADR (EXPGY) | $17,033 | $23,077 |
| FANUC CORPORATION UNSP ADR (FANUY) | $17,850 | $13,945 |
| GIVAUDAN SA ADR (GVDNY) | $15,920 | $20,982 |
| HANGLUNGPPTYS LTD SPON ADR (HLPPY) | $17,618 | $13,054 |
| HOYA CORP SPONS ADR (HOCPY) | $21,044 | $25,128 |
| INDUSTRIA DE DISENOTEXTIL IND (IDEXY) | $17,765 | $18,245 |
| JARDINE MATHESON HLDGS LTD ADR (JMHLY) | $11,636 | $12,385 |
| KONE OYJ ADR (KNYJY) | $27,229 | $23,667 |
| L OREAL COADR (LRLCY) | $28,023 | $34,828 |
| LONZA GROUP AGZUERICH ADR (LZAGY) | $10,494 | $10,521 |
| LVMH MOET HENNESSYLOUIS VUITT (LVMUY) | $34,378 | $43,692 |
| MAKITA CORPORATION LTD ADR NEW (MKTAY) | $15,313 | $14,206 |
| MERCK KGAA SPD ADR (MKKGY) | $19,521 | $28,916 |
| MURATA MANUFACTURINGCOLTD (MRAAY) | $32,431 | $27,870 |
| NESTLE SPON ADR REP REGSHR (NSRGY) | $23,093 | $29,057 |
| NOVARTIS AGADR (NVS) | $21,186 | $20,730 |
| NOVONORDISK A/S ADR (NVO) | $24,590 | $36,512 |
| NOVOZYMES A/S UNSPONS APR (NVZMY) | $25,123 | $32,167 |
| PRUDENTIAL PLC ADR (PUK) | $19,777 | $16,664 |
| ROCHE HOLDINGS ADR (RHHBY) | $24,095 | $29,101 |
| SAP AG(SAP) | $19,706 | $21,857 |
| SGS SA ADR (SGSOY) | $19,492 | $21,543 |
| SHIN ETSU CHEM COLTD ADR (SHECY) | $35,391 | $34,606 |
| SMC CORP JAPAN SPONSORED ADR (SMCAY) | $36,912 | $40,087 |
| SMITH & NEPHEWPLC ADR (SNN) | $22,303 | $17,899 |
| SYSMEXCORP UNSPON ADR (SSMXY) | $27,613 | $33,614 |
| TAIWAN SMCNDCTR MFGCOLTD ADR (TSM) | $44,871 | $39,341 |
| TOTALENERGIES SE SPONSORED ADS (TTE) | $13,067 | $14,343 |
| UNILEVER PLC(NEW) ADS (UL) | $18,070 | $17,643 |
| ACUITY BRANDS INC (AYI) | $10,742 | $10,374 |
| ADTALEM GLOBAL EDUCATION INC (ATGE) | $5,445 | $4,996 |
| AMEDISYS INC (AMED) | $2,712 | $2,428 |
| AMKOR TECHNOLOGY INC (AMKR) | $17,611 | $18,593 |
| AMPHASTAR PHARMACEUTICALS INC (AMPH) | $1,503 | $1,654 |
| APPLE HOSPITALITYREIT INC (APLE) | $9,704 | $9,965 |
| APPLIED IND TECH INC (AIT) | $7,909 | $7,703 |
| ATKORE INC (ATKR) | $11,838 | $12,231 |
| AVIENT CORPORATION (AVNT) | $4,556 | $4,196 |
| AVNET INC (AVT) | $5,235 | $5,401 |
| BANK OF HAWAII CORP (BOH) | $11,092 | $10,554 |
| BRUKER CORPORATION (BRKR) | $26,230 | $26,180 |
| BUILDERS FIRSTSOURCE INC (BLDR) | $23,175 | $28,713 |
| CADENCE BANK (CADE) | $9,830 | $9,324 |
| CHEMED CORPORATION (CHE) | $6,525 | $6,878 |
| CIRRUS LOGIC INC (CRUS) | $2,895 | $3,313 |
| CITYOFFICE REIT INC (CIO) | $6,515 | $6,922 |
| CLEAN HARBORS (CLH) | $6,144 | $5,687 |
| COMFORT SYSTEMS USA INC (FIX) | $10,469 | $10,191 |
| COMMERCIAL METALS CO (CMC) | $7,833 | $8,383 |
| CONCENTRIXCORP (CNXC) | $19,008 | $18,219 |
| CONSENSUS CLOUD SOLUTIONS INC (CCSI) | $4,620 | $4,225 |
| COSTAMARE INC (CMRE) | $966 | $999 |
| CRA INTL INC (CRAI) | $986 | $934 |
| CRANE CO (CR) | $5,738 | $5,392 |
| CSGSYSTEMS INTL INC (CSGS) | $8,743 | $9,623 |
| DECKER OUTDOOR CORPORATION (DECK) | $19,214 | $16,118 |
| DELUXE CORPORATION (DLX) | $1,166 | $995 |
| DIODES INC (DIOD) | $4,374 | $4,392 |
| DONALDSON CO INC (DCI) | $3,705 | $3,733 |
| EMCOR GROUP INC (EME) | $24,560 | $23,949 |
| EVERCORE INC CLASS A(EVR) | $6,797 | $5,977 |
| EVERTEC INC (EVTC) | $6,808 | $7,697 |
| EXELIXIS INC (EXEL) | $7,134 | $7,257 |
| EXLSERVICE HLDGS INC (EXLS) | $8,894 | $9,410 |
| FEDERATED HERMES INC CL B (FHI) | $9,244 | $9,620 |
| FINANCIAL INSTITUTIONS (FISI) | $885 | $859 |
| FIRST CITIZ BANCSHARES A(FCNCA) | $16,072 | $15,767 |
| FIRST COMMONWEALTH FINANCIAL (FCF) | $2,921 | $2,977 |
| FIRST FINCL CP INDIANA (THFF) | $2,580 | $2,627 |
| FNB CORPORATION (FNB) | $12,599 | $12,057 |
| FORMFACTOR INC (FORM) | $5,588 | $5,898 |
| FTI CONSULTINGINC (FCN) | $17,483 | $18,257 |
| FULTON FINL CORP PA(FULT) | $7,493 | $7,565 |
| GLOBUS MEDICAL INC A(GMED) | $3,558 | $3,610 |
| GRAPHIC PACKAGINGHOLDINGCO (GPK) | $8,414 | $7,722 |
| GRAYTELEVISION CL B COM (GTN) | $10,489 | $9,274 |
| H & R BLOCK INC (HRB) | $15,109 | $14,466 |
| HANOVER INSURANCE GROUP INC (THG) | $15,082 | $15,334 |
| HELEN OF TROY (HELE) | $7,882 | $7,823 |
| HILLTOP HOLDINGS INC (HTH) | $9,642 | $9,066 |
| HUB GROUP INC CL A(HUBG) | $4,587 | $4,465 |
| INDUSTRIAL LOGISTICS PPTYS TR (ILPT) | $1,846 | $1,879 |
| INSIGHT ENTERPRISES INC (NSIT) | $3,345 | $3,411 |
| INTEGER HOLDINGS CORP (ITGR) | $11,975 | $11,555 |
| INTEGRA LIFESCIENCES CRP NEW (IART) | $6,961 | $6,699 |
| JABIL CIRCUIT INC (JBL) | $33,376 | $36,371 |
| JEFFERIES FINL GROUP INC (JEF) | $6,497 | $6,053 |
| JOHNSON OUTDOORS INC A(JOUT) | $1,780 | $1,499 |
| KB HOME (KBH) | $6,334 | $6,531 |
| KEMPER CORP DEL COM (KMPR) | $12,489 | $12,111 |
| KFORCE.COM (KFRC) | $2,921 | $2,783 |
| KONTOOR BRANDS INC (KTB) | $5,200 | $4,561 |
| LAKELAND BANCORP INC N. J. (LBAI) | $1,198 | $1,196 |
| LAKELAND FINCL (LKFN) | $1,469 | $1,603 |
| LANDSTAR SYSTEM INC (LSTR) | $20,234 | $20,050 |
| LHC GRP (LHCG) | $5,800 | $5,489 |
| LOUISIANA PACIFIC CORP (LPX) | $20,971 | $24,524 |
| LUMENTUM HLDGS INC COM (LITE) | $4,868 | $5,712 |
| MANPOWERGROUP INC COM (MAN) | $4,238 | $3,991 |
| MANTECH INTL CORP CL A(MANT) | $4,591 | $4,376 |
| MARINEMAX INC COM FL (HZO) | $5,263 | $5,373 |
| MASONITE INTL CORP NEWCOM (DOOR) | $8,805 | $8,846 |
| MASTEC INC (MTZ) | $12,687 | $12,089 |
| MDU RES GROUP INC (MDU) | $7,331 | $7,803 |
| MEDPACE HOLDINGS, INC. (MEDP) | $18,152 | $17,411 |
| MERIDIAN BIOSCIENCE INC (VIVO) | $1,114 | $1,122 |
| MERIT MED SYST (MMSI) | $4,558 | $4,174 |
| MERITAGE HOME CORPORATION (MTH) | $14,055 | $14,525 |
| MURPHYUSA INC COM (MUSA) | $12,534 | $13,748 |
| NEXSTAR MEDIA GROUP CL A(NXST) | $13,484 | $12,078 |
| OASIS PETROLEUM INC NEW (OAS) | $5,572 | $5,544 |
| OFFICE PPTYS INCOME TR BEN INT (OPI) | $2,247 | $2,062 |
| ONE GAS INC (OGS) | $2,242 | $2,560 |
| OTTER TAIL CORP (OTTR) | $3,810 | $4,071 |
| PERDOCEOED CORP (PRDO) | $2,945 | $3,246 |
| PIEDMONT OFFICE RLTYTR CL-A (PDM) | $7,056 | $6,856 |
| PORTLAND GENERAL ELEC CO (POR) | $7,612 | $8,150 |
| PRIMERICA INC (PRI) | $11,614 | $11,035 |
| PRIMORIS SERVICES CORP (PRIM) | $3,811 | $3,573 |
| PROGRESS SOFTWARE (PRGS) | $9,873 | $9,026 |
| REGAL REXNORD CORPORATION (RRX) | $11,944 | $11,913 |
| RENT-A-CTR INC. (RCII) | $14,349 | $14,748 |
| RMR GROUP INC CL A(RMR) | $672 | $624 |
| SANMINA CORP (SANM) | $11,396 | $11,940 |
| SCIENCE APPLICATIONS INTL CP (SAIC) | $8,692 | $8,192 |
| SELECT MEDICAL HLDGS CP (SEM) | $11,781 | $10,437 |
| SIGNET JEWELERS LIMITED (SIG) | $10,323 | $8,529 |
| SLEEP NUMBER CORP (SNBR) | $10,230 | $9,345 |
| SOUTHWEST GAS HOLDINGS INC (SWX) | $3,967 | $3,993 |
| STEPAN CO (SCL) | $2,099 | $2,113 |
| STEWART INFORMATION SERVICES (STC) | $7,192 | $7,255 |
| STIFEL FINANCIAL CORPORATION (SF) | $6,330 | $5,845 |
| STRIDE INC (LRN) | $2,103 | $1,933 |
| SYNEOS HEALTH INC CL A(SYNH) | $6,720 | $6,777 |
| TD SYNNEXCORPORATION (SNX) | $3,180 | $3,202 |
| THE SIMPLYGOOD FOODS COMPANY (SMPL) | $5,490 | $5,695 |
| TOPBUILD CORP COM (BLD) | $6,373 | $6,346 |
| TOWNEBANK VA (TOWN) | $1,088 | $1,042 |
| TRINET GROUP INC (TNET) | $5,849 | $5,144 |
| TRISTATE CAPITAL HOLDINGS INC (TSC) | $1,606 | $1,604 |
| TTEC HOLDINGS INC (TTEC) | $5,297 | $5,524 |
| UNITED THERAPEUTICS CORP (UTHR) | $22,410 | $23,769 |
| VALVOLINE INC COM (VVV) | $6,853 | $7,160 |
| VIRTU FINANCIAL INC (VIRT) | $5,257 | $5,305 |
| WASHINGTON FEDERAL INC (WAFD) | $10,317 | $9,714 |
| ZIFF DAVIS INC (ZD) | $25,497 | $22,394 |
| ZUMIEZ INC (ZUMZ) | $5,121 | $4,751 |
| 1-800-FLOWERS.COM INC (FLWS) | $25,334 | $19,000 |
| ABM INDUSTRIES INCORPORATED (ABM) | $22,420 | $26,226 |
| ADAPTHEALTH CORP CL A(AHCO) | $28,500 | $25,341 |
| ADDUS HOMECARE CORP COM (ADUS) | $31,714 | $29,269 |
| ALTRAINDL MOTION CORP (AIMC) | $12,921 | $25,991 |
| AMN HEALTHCARE SVCS INC (AMN) | $9,879 | $34,619 |
| ARCOSAINC (ACA) | $17,793 | $21,765 |
| ASBURY AUTOMOTIVE GROUP INC (ABG) | $32,333 | $30,400 |
| AVIENT CORPORATION (AVNT) | $24,857 | $32,899 |
| BELDEN INC (BDC) | $25,643 | $27,212 |
| BRINK'S COMPANYCOM (BCO) | $27,493 | $36,064 |
| BRINKER INTL INC (EAT) | $23,652 | $12,367 |
| CADENCE BANK (CADE) | $45,634 | $53,503 |
| CASELLAWASTE SYS INC CL A(CWST) | $14,672 | $35,022 |
| CBIZ INC (CBZ) | $22,149 | $33,604 |
| CENTRAL GARDEN & PET COCL A(CENTA) | $21,969 | $30,241 |
| CVB FINCL CP (CVBF) | $35,804 | $41,964 |
| ELEMENT SOLUTIONS INC (ESI) | $31,684 | $32,025 |
| ENVISTAHLDGS CORP (NVST) | $12,787 | $21,899 |
| ESCOTECHNOLOGIES (ESE) | $10,871 | $27,357 |
| FORMFACTOR INC (FORM) | $26,240 | $30,998 |
| FORWARD AIR CORP (FWRD) | $32,938 | $55,338 |
| FULLER H B& COMPANY (FUL) | $24,454 | $40,419 |
| GIBRALTAR INDUSTRIES INC (ROCK) | $22,896 | $33,873 |
| GLACIER BANCORP INC NEW (GBCI) | $38,136 | $53,638 |
| HARSCOCORP (HSC) | $26,234 | $26,034 |
| HORACE MANN EDUCATORS CP (HMN) | $21,278 | $23,878 |
| ICF INTL INC (ICFI) | $30,146 | $36,405 |
| ICU MEDICAL INC (ICUI) | $17,894 | $28,243 |
| INDEPENDENT BKMASS (INDB) | $36,912 | $54,217 |
| INSTALLED BLDG PRODS INC (IBP) | $30,147 | $32,415 |
| INTEGER HOLDINGS CORP (ITGR) | $32,666 | $34,835 |
| KAISER ALUMINUM CORP (KALU) | $23,362 | $25,552 |
| LAZ BOY INCORPORATED (LZB) | $22,715 | $30,174 |
| LAKELAND FINCL (LKFN) | $14,941 | $27,328 |
| LANCASTER COLONYCRP (LANC) | $22,739 | $26,662 |
| LANTHEUS HLDGS INC COM (LNTH) | $30,212 | $31,635 |
| MAGNOLIAOIL & GAS CORP CL A(MGY) | $23,038 | $40,759 |
| MATADOR RES CO (MTDR) | $30,923 | $55,232 |
| METHODE ELEC INC (MEI) | $14,412 | $24,093 |
| MGE ENERGYINC (MGEE) | $11,069 | $20,892 |
| MILLERKNOLL INC (MLKN) | $26,957 | $23,710 |
| MODIVCARE INC (MODV) | $30,014 | $33,514 |
| ONE GAS INC (OGS) | $17,975 | $25,682 |
| OXFORD INDUSTRIES INC (OXM) | $30,077 | $39,796 |
| PEBBLEBROOK HOTEL TR COM (PEB) | $38,911 | $29,528 |
| PERFICIENT INC (PRFT) | $15,123 | $32,581 |
| PHYSICIANS REALTYTRUST (DOC) | $12,288 | $19,188 |
| PLEXUS CORP (PLXS) | $17,639 | $27,904 |
| POTLATCHDELTIC CORP (PCH) | $27,709 | $30,953 |
| RAMBUS INC (DEL) (RMBS) | $20,358 | $34,886 |
| SELECTIVE INSURANCE GROUP (SIGI) | $27,355 | $44,985 |
| SELECTQUOTE INC (SLQT) | $24,175 | $7,574 |
| SEMTECH CORP (SMTC) | $9,031 | $18,497 |
| SKYLINE CORP (SKY) | $18,541 | $33,803 |
| SOUTH ST CORP COM (SSB) | $39,173 | $44,621 |
| STANDEX INTERNATIONAL CORP (SXI) | $21,940 | $31,317 |
| STIFEL FINANCIAL CORPORATION (SF) | $35,770 | $45,350 |
| SYNEOS HEALTH INC CL A (SYNH) | $33,734 | $34,090 |
| THE SIMPLYGOOD FOODS COMPANY (SMPL) | $19,870 | $35,833 |
| UNITED BANKSHARES INC W VA (UBSI) | $37,099 | $33,922 |
| US ECOLOGY INC (ECOL) | $21,561 | $13,926 |
| WILLSCOT MOBIL MINI HOLDN CL A(WSC) | $16,848 | $37,940 |
| WOLVERINE WORLD WIDE (WWW) | $27,884 | $29,962 |
| MS DUAL DIRECTIONAL TRIGGER PLUS SPX (SQCUC) | $1,000,000 | $1,106,500 |
| DOUBLELINE YIELD OPP CEF (DLY) | $1,490,588 | $1,402,500 |
| PIMCO DYNAMIC INCOME FD SHS (PDI) | $303,500 | $314,547 |
| PIMCOENRGYTACTICAL CR OPP FD (NRGX) | $1,406,904 | $966,000 |
| MSILF GOVERNMENT PTF INST (MVRXX) | $1,504,596 | $1,500,001 |
| ANGEL OAKMULTI STRAT INC A(ANGLX) | $2,233,817 | $2,095,142 |
| PIMCO INCOME A (PONAX) | $1,772,174 | $1,750,305 |
| VOYA STRAT INC OPPPORT A(ISIAX) | $1,033,391 | $1,032,933 |
| ADOBE INC (ADBE) | $41,105 | $110,010 |
| ALCON INC (ALC) | $47,014 | $68,041 |
| AMERIPRISE FINCL INC (AMP) | $29,178 | $76,923 |
| AMGEN INC (AMGN) | $56,714 | $65,691 |
| ANSYS INC (ANSS) | $35,621 | $98,274 |
| CAPITAL ONE FINANCIAL CORP (COF) | $51,990 | $78,349 |
| CHUBB LTD (CB) | $35,221 | $50,454 |
| CINCINNATI FINANCIAL OHIO (CINF) | $42,446 | $62,775 |
| COCACOLACO (KO) | $47,222 | $62,881 |
| COMMERCE BANCSHARES (CBSH) | $27,520 | $34,920 |
| CONSTELLATION BRANDS INC CL A (STZ) | $46,161 | $48,688 |
| CORTEVAINC (CTVA) | $49,941 | $77,870 |
| COTERRA ENERGY INC (CTRA) | $48,673 | $49,457 |
| CROWN CASTLE INTL CORP (CCI) | $60,233 | $76,608 |
| CULLEN FROST BANKERS INC (CFR) | $29,852 | $46,898 |
| DANAHER CORPORATION (DHR) | $52,947 | $135,552 |
| EAST WEST BANCORP (EWBC) | $26,674 | $30,921 |
| ECOLAB INC (ECL) | $67,140 | $70,377 |
| ELANCO ANIMAL HEALTH INC (ELAN) | $41,302 | $50,431 |
| EQUITYLIFESTYLE PROPERTIES (ELS) | $21,682 | $35,941 |
| GENL DYNAMICS CORP (GD) | $40,309 | $54,828 |
| HONEYWELL INTL INC (HON) | $68,755 | $61,927 |
| JOHNSON CTLS INTL PLC (JCI) | $45,378 | $86,595 |
| LENNAR CORP CL B(LEN'B) | $746 | $1,912 |
| LENNAR CORPORATION (LEN) | $51,285 | $95,600 |
| MARTIN MARIETTAMATERIALS (MLM) | $43,415 | $83,699 |
| MEDTRONIC PLC SHS (MDT) | $52,038 | $55,656 |
| MICHELIN COMPAGNIE GENERALE DE (MGDDY) | $46,909 | $59,842 |
| MICROCHIP TECHNOLOGY INC (MCHP) | $39,900 | $89,672 |
| MICROSOFT CORP (MSFT) | $43,537 | $137,219 |
| MITSUBISHI UFJ FINCL GRP ADS (MUFG) | $26,713 | $28,556 |
| PARKER HANNIFIN CORP (PH) | $52,443 | $83,029 |
| PAYPAL HLDGS INC COM (PYPL) | $16,975 | $40,922 |
| PHILLIPS 66 COM (PSX) | $39,011 | $36,737 |
| PNC FINL SVCS GP (PNC) | $44,325 | $68,578 |
| PROCTER & GAMBLE (PG) | $58,578 | $72,793 |
| QUALCOMM INC (QCOM) | $56,950 | $104,602 |
| R P M INC (RPM) | $48,398 | $69,084 |
| SONYCORP ADR 1974 NEW (SNE) | $35,071 | $84,309 |
| SUN COMMUNITIES INC (SUI) | $19,167 | $35,695 |
| TWITTER INC (TWTR) | $40,784 | $42,658 |
| TYSON FOODS INC CL A(TSN) | $45,246 | $53,168 |
| WALGREENS BOOTS ALLIANCE INC (WBA) | $38,462 | $29,523 |
| XYLEM INC COM (XYL) | $55,215 | $75,070 |
| 3M COMPANY (MMM) | $67,546 | $65,368 |
| ALLSTATE CORP (ALL) | $43,114 | $45,295 |
| ALTRIAGROUP INC (MO) | $46,668 | $45,731 |
| BANKOF AMERICACORP (BAC) | $24,247 | $25,137 |
| BCE INC (BCE) | $33,239 | $40,591 |
| BRISTOL MYERS SQUIBB CO (BMY) | $70,902 | $70,954 |
| BROADCOM INC (AVGO) | $25,668 | $51,237 |
| CHEVRON CORP (CVX) | $67,894 | $70,410 |
| CISCOSYS INC (CSCO) | $53,959 | $54,942 |
| CITIGROUP INC NEW (C) | $53,265 | $42,937 |
| COMCAST BRANDS INC (CAG) | $37,845 | $39,660 |
| CONAGRABRANDS INC (CAG) | $43,718 | $39,887 |
| CONOCOPHILLIPS (COP) | $23,341 | $36,523 |
| DOW INC (DOW) | $56,518 | $47,191 |
| DUKE ENERGYCORPORATION (DUK) | $71,557 | $73,430 |
| EXXON MOBIL CORP (XOM) | $62,954 | $53,970 |
| GENUINE PARTS CO (GPC) | $56,145 | $60,426 |
| HEALTHPEAKPPTYS INC (PEAK) | $44,258 | $49,732 |
| INTEL CORP (INTC) | $71,748 | $63,654 |
| JOHNSON CTLS INTL PLC (JCI) | $46,311 | $49,599 |
| JPMORGAN CHASE & CO (JPM) | $49,576 | $53,364 |
| MEDTRONIC PLC SHS (MDT) | $63,426 | $56,380 |
| MERCK& CO INC NEWCOM (MRK) | $60,677 | $59,013 |
| MORGAN STANLEY (MS) | $56,881 | $54,871 |
| NOVARTIS AGADR (NVS) | $60,971 | $61,229 |
| PHILIP MORRIS INTL INC (PM) | $51,157 | $55,100 |
| PPL CORPORATION (PPL) | $60,748 | $59,218 |
| RAYTHEON TECHNOLOGIES CORP (RTX) | $70,212 | $73,151 |
| RIO TINTO PLC SPON ADR (RIO) | $71,481 | $62,120 |
| TOYOTA MOTOR CP ADR NEW | $54,308 | $59,111 |
| TRUIST FINL CORP (TFC) | $65,571 | $70,436 |
| UNILEVER PLC(NEW) ADS (UL) | $38,487 | $37,653 |
| VERIZON COMMUNICATIONS (VZ) | $64,265 | $57,468 |
| VICI PROPERTIES INC (VICI) | $59,171 | $57,299 |
| WALGREENS BOOTS ALLIANCE INC (WBA) | $57,793 | $63,374 |
| ABBOTT LABORATORIES (ABT) | $80,975 | $169,451 |
| ALPHABET INC CL C(GOOG) | $90,628 | $274,891 |
| AMAZON COM INC (AMZN) | $161,571 | $323,431 |
| AMERICAN EXPRESS CO (AXP) | $113,377 | $145,277 |
| AUTODESK INC DELAWARE (ADSK) | $87,169 | $166,746 |
| BALL CORPORATION (BLL) | $172,906 | $212,949 |
| DANAHER CORPORATION (DHR) | $80,726 | $188,194 |
| EQUINIX INC (EQIX) | $99,588 | $171,706 |
| FLEETCOR TECHNOLOGIES (FLT) | $121,059 | $140,572 |
| IHS MARKIT LTD (INFO) | $67,080 | $144,883 |
| ILLUMINAINC (ILMN) | $76,491 | $93,969 |
| INTUIT INC (INTU) | $64,312 | $174,313 |
| INTUITIVE SURGICAL INC (ISRG) | $57,360 | $130,426 |
| LINDE PLC (LIN) | $57,505 | $113,411 |
| MATCH GROUP INC (MTCH) | $121,140 | $118,099 |
| META PLATFORMS INC CL A (FB) | $83,753 | $181,629 |
| MICROSOFT CORP (MSFT) | $80,002 | $262,330 |
| MSCI INC COM (MSCI) | $99,918 | $155,011 |
| NETFLIX (NFLX) | $156,414 | $158,442 |
| PAYPAL HLDGS INC COM (PYPL) | $136,853 | $177,831 |
| REGENERON PHARMACEUTICALS INC (REGN) | $108,877 | $149,670 |
| RINGCENTRAL INC CL A (RNG) | $151,592 | $101,169 |
| SALESFORCE.COM,INC. (CRM) | $97,453 | $187,802 |
| THERMOFISHER SCIENTIFIC (TMO) | $120,690 | $186,160 |
| UNITEDHEALTH GP INC (UNH) | $112,815 | $261,113 |
| VISAINC CL A(V) | $166,942 | $257,235 |
| WALT DISNEYCOHLDGCO (DIS) | $180,768 | $160,621 |
| WORKDAYINC CL A(WDAY) | $129,791 | $203,246 |
| YUM BRANDS INC (YUM) | $115,342 | $189,822 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $69,529 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $65,573 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,289,321 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,287,645 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| OTHER INVESTMENTS | AT COST | $201,198 | $0 |
| BOYD WATTERSON GSA | AT COST | $1,005,157 | $1,000,000 |
| ICAP MILLENNIUM LTD HH-2C | AT COST | $200,000 | $200,000 |
| DIRECT LENDING FUND I - BWM, LP | AT COST | $4,660 | $4,660 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | AT COST | $49,045 | $49,045 |
| OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P. | AT COST | $369,926 | $369,926 |
| CARLYLE STRUCTURED CREDIT | AT COST | $573,406 | $569,757 |
| CK OPP. OFFSHORE FUND | AT COST | $613,551 | $674,242 |
| PECO II (CAYMAN) | AT COST | $318,458 | $366,684 |
| BRIDGE MULTIFAMILY IV INT-A | AT COST | $1,629,932 | $2,563,847 |
| LDR PREF INCOME LLC CL I | AT COST | $96,812 | $68,185 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DECLARED DIVIDENDS | $17,666 | $18,104 | $18,104 |
| INTEREST RECEIVABLE | $46 | $0 | $0 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | $36,480 | $36,480 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | $407 | $407 | $0 |
| CARLYLE STRUCTURED CREDIT FUND L.P. | $8,338 | $8,338 | $0 |
| LDR PREFERRED INCOME FUND, LLC | $3,598 | $3,598 | $0 |
| BOYD WATTERSON GSA FUND, LP | $3,202 | $3,202 | $0 |
| CK OPPORTUNITIES OFFSHORE FUND, LP | $12,168 | $12,168 | $0 |
| POSTAGE | $23 | $0 | $0 |
| MEALS | $802 | $0 | $401 |
| ENTERTAINMENT | $10,097 | $0 | $0 |
| OFFICE EXPENSE | $258 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| MISCELLANEOUS INCOME | $425 | $0 | $425 |
| INCOME SUBJECT TO UBI TAX | $0 | -$25,828 | $0 |
| FEDERAL TAX REFUND | $24,430 | $24,430 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $6,250 | BOYBookValueAmt |
| EOY Book Value | $7,474 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $177,338 | Amt |
| Net Investment Income | $177,338 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $5,000 | $0 | $0 |
| FEDERAL CREDIT | $96 | $0 | $0 |
| FOREIGN TAXES PAID | $9,807 | $9,807 | $0 |
| OTHER TAXES | $26 | $26 | $0 |