M K REICHERT STERNLICHT FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- M K REICHERT STERNLICHT FOUNDATION (EIN 81-0807556)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202203199349100900
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T00:09:10-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3333 New Hyde Park Rd Ste 406 | AddressLine1Txt |
| City | New Hyde Park | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 810807556 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | M K Reichert Sternlicht Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | STER | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | miriam k reichert sternlicht | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | miriam k | PersonFirstNm |
| Person Last | reichert sternlicht | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $94,225,522 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $9,357,208 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $3,389 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,389 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,145,681 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,145,681 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,565,012 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,939,678 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,225,872 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $60,457 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $19,764 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $16,131,747 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,394,706 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $208,125 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $208,125 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $16,000 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $16,000 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $30,948 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $26,358 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $4,590 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $23,734 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $23,734 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $63,000 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $267,376 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $149,671 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $117,084 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $609,183 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $199,763 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $345,799 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,784,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,784,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,393,683 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $199,763 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,130,299 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $12,738,064 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,194,943 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,925,275 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,519,624 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,519,624 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $2,389 | AcctRcvblAmt |
| Acct Rcvbl BOY | $1,796 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $2,389 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $2,389 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $100,000 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $100,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $100,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $100,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $1,835,019 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,984,249 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,048,002 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $46,245,089 | CorporateStockBOYAmt |
| Corporate Stock EOY | $56,667,492 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $71,202,031 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $5,230,244 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,424,573 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,403,545 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,038,055 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $8,415,215 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $9,949,931 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $65,375,478 | TotalAssetsBOYAmt |
| Total Assets EOY | $78,113,542 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $94,225,522 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $65,375,478 | RetainedEarningBOYAmt |
| Retained Earning EOY | $78,113,542 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $65,375,478 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $78,113,542 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $65,375,478 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $78,113,542 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $65,375,478 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $12,738,064 | ExcessRevenueOverExpensesAmt |
| Subtotal | $78,113,542 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $78,113,542 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|
| Publicly-traded Securities | $14,939,265 | $6,933,578 | $8,005,687 | |||
| Passthrough K1 Capital Gain/(Loss) | $220,201 | |||||
| WELLINGTON TRUST COMPANY | $413 | $429 | -$16 | P | 2021-09-07 | 2021-10-29 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,225,872 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $141,710 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $141,710 | SubtotalAmt |
| Tax Based On Investment Income | $141,710 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $106,703 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $35,100 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $141,803 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $93 | OverpaymentAmt |
| Applied To ES Tax | $93 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Miriam Klein Sternlicht | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Dir, Pres, Sec | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Mr Richard Zimmerman | ||||||
| 3850 N Wilke Rd | Arlington Heights | IL | 60004 | Executive Director | 15.0 | $125,000 |
| Mr James Sternlicht | ||||||
| 3850 N Wilke Rd | Arlington Heights | IL | 60004 | DIR OF SPECIAL PROJ | 15.0 | $83,125 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive 3rd Floor | AddressLine1Txt |
| City | Fairfield | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06824 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Administrative | ServiceTypeTxt |
| Compensation | $117,059 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $76,001,483 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $8,715,089 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $5,887,649 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $90,604,221 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $90,604,221 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,359,063 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $89,245,158 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,462,258 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,462,258 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $141,710 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $141,710 | TotalTaxAmt |
| Distributable Before Adj | $4,320,548 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,320,548 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,320,548 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,130,299 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,130,299 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,320,548 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,065,160 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Qualifying Distributions | $3,130,299 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,065,160 | AppliedToYear1Amt |
| Applied To Current Year | $65,139 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $4,255,409 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Miriam Klein Sternlicht | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (70 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACUMEN FUND INC | |||||||
| 40 WORTH ST STE 303 | NEW YORK | NY | 10013 | N/A | PC | Acumen America | $125,000 |
| ALLIANCE OF ARTISTS COMMUNITIES | |||||||
| PO BOX 23212 | PROVIDENCE | RI | 02903 | N/A | PC | General & Unrestricted | $5,000 |
| AMERICAN FRIENDS OF ALYN HOSPITAL INC | |||||||
| 122 E 42ND ST RM 1519 | NEW YORK | NY | 10168 | N/A | PC | General & Unrestricted | $10,000 |
| BAIL PROJECT INC | |||||||
| PO BOX 102592 | PASADENA | CA | 91189 | N/A | PC | General & Unrestricted | $15,000 |
| BROWN UNIVERSITY | |||||||
| GIFT CASHIER BOX 1877 | PROVIDENCE | RI | 02912 | N/A | PC | Class of 1983 Fund | $5,000 |
| BRUCE MUSEUM INC | |||||||
| 1 MUSEUM DR | GREENWICH | CT | 06830 | N/A | PC | Educational Initiative for Underserved students | $100,000 |
| CAPITAL INSTITUTE | |||||||
| PO BOX 22 | STONINGTON | CT | 06378 | N/A | PC | General & Unrestricted | $10,000 |
| CASA NUEVA VIDA INC | |||||||
| 53 GLEN RD | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $10,000 |
| CHICAGO CARES INC | |||||||
| 1200 W 35TH ST UNIT 302 | CHICAGO | IL | 60609 | N/A | PC | General & Unrestricted | $25,000 |
| CHINATI FOUNDATION | |||||||
| PO BOX 1135 | MARFA | TX | 79843 | N/A | PC | Charitable Event | $5,000 |
| CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGT | |||||||
| 1331 F ST NW STE 900 | WASHINGTON | DC | 20004 | N/A | PC | General & Unrestricted | $5,000 |
| COMMUNITY HABILITATION CENTER INC | |||||||
| 11450 SW 79TH ST | MIAMI | FL | 33173 | N/A | PC | General & Unrestricted | $10,000 |
| COMMUNITY LEAGUE OF THE HEIGHTS INC | |||||||
| PO BOX 322068 | NEW YORK | NY | 10032 | N/A | PC | Food Pantry Fund | $75,000 |
| COMMUNITY LEAGUE OF THE HEIGHTS INC | |||||||
| PO BOX 322068 | NEW YORK | NY | 10032 | N/A | PC | Food Pantry Fund | $75,000 |
| DAVID LYNCH FOUNDATION FOR CONSCIOUSNESS-BASED EDU | |||||||
| 1000 N 4TH ST | FAIRFIELD | IA | 52557 | N/A | SO III FI | General & Unrestricted | $5,000 |
| EAST END NRZ POP UP MARKET & CAFE | |||||||
| 1851 STRATFORD AVE | BRIDGEPORT | CT | 06607 | N/A | PC | General & Unrestricted | $10,000 |
| EISENHOWER EXCHANGE FELLOWSHIPS INC | |||||||
| 250 S 16TH ST | PHILADELPHIA | PA | 19102 | N/A | PC | General & Unrestricted | $50,000 |
| ENTERPRISE COMMUNITY PARTNERS INC | |||||||
| 11000 BROKEN LAND PKWY STE 700 | COLUMBIA | MD | 21044 | N/A | PC | General & Unrestricted | $25,000 |
| EQUAL JUSTICE INITIATIVE | |||||||
| 122 COMMERCE ST | MONTGOMERY | AL | 36104 | N/A | PC | General & Unrestricted | $15,000 |
| EQUUS FOUNDATION INC | |||||||
| 168 LONG LOTS RD | WESTPORT | CT | 06880 | N/A | PC | Charitable Event | $12,500 |
| FAIRFIELD COUNTYS COMMUNITY FOUNDATION INC | |||||||
| 40 RICHARDS AVE | NORWALK | CT | 06854 | N/A | PC | Community Impact Fund | $50,000 |
| FAIRFIELD COUNTYS COMMUNITY FOUNDATION INC | |||||||
| 40 RICHARDS AVE | NORWALK | CT | 06854 | N/A | PC | Emme Coalition | $10,000 |
| FORTUNE SOCIETY INC | |||||||
| 29-76 NORTHERN BLVD | LONG ISLAND CITY | NY | 11101 | N/A | PC | General & Unrestricted | $25,000 |
| GIVING BACK FUND INC | |||||||
| 2208 CANYONBACK RD | LOS ANGELES | CA | 90049 | N/A | PC | The Peace Dept | $75,000 |
| GIVING BACK FUND INC | |||||||
| 2208 CANYONBACK RD | LOS ANGELES | CA | 90049 | N/A | PC | Foundation House project | $100,000 |
| GIVING BACK FUND INC | |||||||
| 2208 CANYONBACK RD | LOS ANGELES | CA | 90049 | N/A | PC | Peace Dept Project | $50,000 |
| GLOBAL STRAYS INC | |||||||
| 26 HILL ST 112 | SOUTHAMPTON | NY | 11968 | N/A | PC | General & Unrestricted | $1,000 |
| GREENWICH BOTANICAL CENTER INC | |||||||
| PO BOX 1600 | COS COB | CT | 06807 | N/A | PC | Charitable Event | $1,000 |
| GREENWICH EMERGENCY MEDICAL SERVICE INCORPORATED | |||||||
| 1111 EAST PUTNAM AVE | RIVERSIDE | CT | 06878 | N/A | PC | General & Unrestricted | $5,000 |
| GREENWICH POLICE DEPT SCHOLARSHIP FUND INC GREENWI | |||||||
| 11 BRUCE PL | GREENWICH | CT | 06830 | N/A | PC | General & Unrestricted | $2,500 |
| GREENWICH RIDING & TRAILS ASSOCIATION INC | |||||||
| PO BOX 1403 | GREENWICH | CT | 06836 | N/A | PC | GRTA Trail Maintenance | $10,000 |
| HUMANITY FORWARD FOUNDATION | |||||||
| 499 S CAPITOL ST SW STE 407 | WASHINGTON | DC | 20002 | N/A | PC | General & Unrestricted | $10,000 |
| IDEOORG | |||||||
| 444 SPEAR ST STE 213 | SAN FRANCISCO | CA | 94105 | N/A | PC | General & Unrestricted | $10,000 |
| IMPACTASSETS INC | |||||||
| 4340 EAST WEST HWY STE 210 | BETHESDA | MD | 20814 | N/A | PC | M K Reichert Sternlicht Fund | $525,000 |
| ISRAAID US INC | |||||||
| PO BOX 61227 | PALO ALTO | CA | 94306 | N/A | PC | General & Unrestricted | $10,000 |
| JDRF INTERNATIONAL | |||||||
| 200 VESEY ST 28TH FLOOR | NEW YORK | NY | 10281 | N/A | PC | JDRF T1D Fund LLC | $200,000 |
| JDRF INTERNATIONAL | |||||||
| 200 VESEY ST 28TH FLOOR | NEW YORK | NY | 10281 | N/A | PC | JDRF T1D Fund LLC | $200,000 |
| JEWISH BOARD OF FAMILY & CHILDRENS SERVICES INC | |||||||
| 135 WEST 50TH ST 6TH FLOOR | NEW YORK | NY | 10020 | N/A | PC | Charitable Event | $1,000 |
| JUDD FOUNDATION | |||||||
| 101 SPRING ST | NEW YORK | NY | 10012 | N/A | PC | Charitable Event | $5,000 |
| KAMINSKI CENTER FOR PSYCHIATRY AND OTHERNESS STUDI | |||||||
| 64 E 94TH ST APT 1E | NEW YORK | NY | 10128 | N/A | PC | General & Unrestricted | $10,000 |
| MARSHALL PROJECT INC | |||||||
| 156 W 56TH ST STE 701 | NEW YORK | NY | 10019 | N/A | PC | General & Unrestricted | $10,000 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION IN THE UN | |||||||
| 199 ELM ST | NEW CANAAN | CT | 06840 | N/A | PC | General & Unrestricted | $5,000 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION IN THE UN | |||||||
| 199 ELM ST | NEW CANAAN | CT | 06840 | N/A | PC | Support for Operations in 2022 | $25,000 |
| NATURE CONSERVANCY - CONNECTICUT CHAPTER | |||||||
| 55 CHURCH ST FLOOR 3 | NEW HAVEN | CT | 06510 | N/A | PC | General & Unrestricted | $20,000 |
| NEW PROFIT INC | |||||||
| 225 FRANKLIN ST SUITE 350 | BOSTON | MA | 02110 | N/A | PC | Proximate Leaders Impact Inclusion Fund | $50,000 |
| ONEGOAL | |||||||
| 55 EXCHANGE PL STE 503 | NEW YORK | NY | 10005 | N/A | PC | Support for Operations in 2022 | $75,000 |
| PEN AMERICAN CENTER INC | |||||||
| 588 BROADWAY RM 303 | NEW YORK | NY | 10012 | N/A | PC | Charitable Event | $10,000 |
| PLANNED PARENTHOOD FEDERATION OF AMERICA INC | |||||||
| 123 WILLIAMS ST 10TH FL | NEW YORK | NY | 10038 | N/A | PC | General & Unrestricted | $5,000 |
| PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC | |||||||
| 345 WHITNEY AVE | NEW HAVEN | CT | 06511 | N/A | PC | Charitable Event | $10,000 |
| PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC | |||||||
| 345 WHITNEY AVE | NEW HAVEN | CT | 06511 | N/A | PC | Charitable Event | $10,000 |
| PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC | |||||||
| 345 WHITNEY AVE | NEW HAVEN | CT | 06511 | N/A | PC | General & Unrestricted | $35,000 |
| PROJECT ACCESS INC | |||||||
| 2100 W ORANGEWOOD AVE STE 230 | ORANGE | CA | 92868 | N/A | PC | Bridge Workforce BCEI + Project | $25,000 |
| SAG HARBOR COMMUNITY FOOD PANTRY INC | |||||||
| PO BOX 1241 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $1,000 |
| SAG HARBOR VOLUNTEER AMBULANCE CORPS | |||||||
| PO BOX 2725 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $250 |
| SAG HARBOR VOLUNTEER FIRE DEPT | |||||||
| PO BOX 209 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $250 |
| SAVE THE CHILDREN FEDERATION INC | |||||||
| 501 KINGS HWY EAST STE 400 | FAIRFIELD | CT | 06825 | N/A | PC | 100 Strong Women Initiative | $100,000 |
| SAVE THE CHILDREN FEDERATION INC | |||||||
| 501 KINGS HWY EAST STE 400 | FAIRFIELD | CT | 06825 | N/A | PC | Save The Children's US Emergency | $50,000 |
| SEVENTH REGIMENT ARMORY CONSERVANCY INC DBA PARK A | |||||||
| 643 PARK AVE 3RD FL | NEW YORK | NY | 10065 | N/A | PC | General & Unrestricted | $50,000 |
| SEVENTH REGIMENT ARMORY CONSERVANCY INC DBA PARK A | |||||||
| 643 PARK AVE 3RD FL | NEW YORK | NY | 10065 | N/A | PC | Charitable Event | $50,000 |
| SEVENTH REGIMENT ARMORY CONSERVANCY INC DBA PARK A | |||||||
| 643 PARK AVE 3RD FL | NEW YORK | NY | 10065 | N/A | PC | Charitable Event | $10,000 |
| SHATTERPROOF A NONPROFIT CORP | |||||||
| 101 MERRITT 7 CORPORATE PARK 1ST FL | NORWALK | CT | 06851 | N/A | PC | General & Unrestricted | $10,000 |
| SHINING HOPE FOR COMMUNITIES INC | |||||||
| 11 PARK PL 3RD FL | NEW YORK | NY | 10007 | N/A | PC | General & Unrestricted | $125,000 |
| SOCIAL GOOD FUND INC | |||||||
| PO BOX 5473 | RICHMOND | CA | 94805 | N/A | PC | Tight Lipped podcast | $10,000 |
| SPACE ON THE FARM INC | |||||||
| PO BOX 699 | NEW YORK | NY | 10013 | N/A | PC | Founders Fund | $10,000 |
| ST JUDE CHILDRENS RESEARCH HOSPITAL INC | |||||||
| 501 ST JUDE PL | MEMPHIS | TN | 38105 | N/A | PC | General & Unrestricted | $10,000 |
| TEACH FOR AMERICA - CONNECTICUT | |||||||
| 370 JAMES ST SUITE 404 | NEW HAVEN | CT | 06513 | N/A | PC | General & Unrestricted | $25,000 |
| TRUST WOMEN FOUNDATION INC | |||||||
| 5107 E KELLOGG DR | WICHITA | KS | 67218 | N/A | PC | General & Unrestricted | $50,000 |
| UJA FEDERATION OF GREENWICH | |||||||
| 1 HOLLY HILL LN | GREENWICH | CT | 06830 | N/A | PC | UJA-JCC Greenwich | $15,000 |
| UNCHARTED | |||||||
| 1801 13TH ST STE 400 | BOULDER | CO | 80302 | N/A | PC | Uncharted's Economic Inequality Initiative | $85,000 |
| UNITED STATES EQUESTRIAN TEAM FOUNDATION INC | |||||||
| PO BOX 355 | GLADSTONE | NJ | 07934 | N/A | PC | General & Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,784,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,389 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,145,681 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$28 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,565,040 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | $1,187 | 14 | $21,410 |
| Federal Tax Refund | 01 | $35,110 | ||
| INTEREST INCOME FROM NOTES | 14 | $2,750 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,159 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,773,380 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,774,539 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|
| Miriam Klein Sternlicht Revocable T | ||||||
| 1 | Miriam K Sternlicht 121 Old Mill Rd | Greenwich | CT | 06831 | $7,387,223 | Yes (X) |
| Sternlicht Miriam Klein | ||||||
| 2 | 121 Old Mill Road | Greenwich | CT | 06831 | $1,969,985 | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (5 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | BLACKLINE INC BL, 19437 sh. | $2,257,413 | 2021-03-11 |
| 1 | DATADOG INC DDOG, 20179 sh. | $1,714,105 | 2021-03-11 |
| 1 | CROWDSTRIKE HOLDINGS, INC CRWD, 9718 sh. | $1,925,573 | 2021-03-12 |
| 1 | SLACK TECHNOLOGIES CLASS A ORD SHS WORK, 36496 sh. | $1,490,132 | 2021-03-12 |
| 2 | APPLE INC AAPL, 16394 sh. | $1,969,985 | 2021-03-12 |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| Part 1 Line 6A (990-PF) | PART I LINE 6A (990-PF) | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $4,565,040 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $(28) TOTAL PART I, LINE 6A: $4,565,012 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $14,939,265 BOOK BASIS: $10,594,410 NET GAIN/(LOSS): $4,344,855 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $220,201 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $413 BOOK BASIS: $429 NET GAIN/(LOSS): $(16) |
| 990-PF | FORM 8865 - CONTROLLED FOREIGN PARTNERSHIP REPORTING | FORM 8865 - CONTROLLED FOREIGN PARTNERSHIP REPORTING THE TAXPAYER MAY BE REQUIRED TO FILE U.S. FORM 8865, BUT IS NOT DOING SO UNDER THE CONSTRUCTIVE OWNERSHIP EXCEPTION. THE TAXPAYER HAS AN INTEREST IN MICROVEST SHORT DURATION FUND, LP, 7315 WISCONSIN AVENUE, SUITE 300W BETHESDA, MD 20814 EIN: 27-2981077 WHICH FILED FORM 8865'S OR WAS A PARTNER IN FUNDS THAT FILED FORM 8865'S FOR THE YEAR ENDED 12/31/2021. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (66 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALLEGION US HOLDING CO - 3.200 | $85,912 | $86,328 |
| ALPHABET INC - 1.100% - 08/15/ | $115,197 | $108,856 |
| ALTRIA GROUP INC - 4.400% - 02 | $77,730 | $73,740 |
| AMC NETWORK - 5.000% - 04/01/2 | $8,210 | $8,060 |
| AMC NETWORKS INC - 4.750% - 08 | $72,300 | $73,530 |
| AMERICAN TOWER CORP - 3.375% - | $11,095 | $10,631 |
| AMERICAN TOWER CORP BOND - 4.0 | $63,259 | $62,089 |
| APPLE INC - 3.000% - 06/20/202 | $175,356 | $171,458 |
| AT&T INC - 4.100% - 02/15/2028 | $29,906 | $28,872 |
| ATT INC - 3.800% - 02/15/2027 | $47,818 | $45,638 |
| BANK AMER CORP - 2.456% - 10/2 | $173,147 | $174,600 |
| BANK OF NOVA SCOTIA - 2.375% - | $171,326 | $172,925 |
| BECTON DICKINSON - 3.363% - 06 | $12,983 | $12,566 |
| BLOCK FINL LLC - 2.500% - 07/1 | $30,532 | $30,058 |
| BROADCOM CORP/BROADCOM CAYMAN | $87,040 | $90,048 |
| CARLISLE COS INC NOTE CALL - 3 | $86,604 | $86,499 |
| CARRIER GLOBAL CORP - 2.242% - | $34,777 | $33,805 |
| CARRIER GLOBAL CORPORATION SER | $44,131 | $42,146 |
| CDK GLOBAL INC - 4.875% - 06/0 | $63,313 | $63,135 |
| CDW CORP - 3.250% - 02/15/2029 | $73,730 | $73,652 |
| CDW LLC / CDW FIN CORP - 4.250 | $12,653 | $12,390 |
| CENTURYLINK INC NOTE - 0.000% | $87,290 | $84,315 |
| CITIGROUP INC - 1.678% - 05/15 | $179,453 | $176,954 |
| CITRIX SYS INC - 4.500% - 12/0 | $86,622 | $86,899 |
| CONAGRA BRANDS INC - 4.300% - | $55,745 | $54,279 |
| CONAGRA BRANDS INC - 4.600% - | $25,594 | $24,199 |
| DISCOVERY COMMUNICATIONS LLC - | $86,623 | $86,011 |
| DOLLAR TREE INC - 4.200% - 05/ | $70,238 | $72,497 |
| DUKE ENERGY - 3.350% - 05/15/2 | $127,006 | $126,330 |
| EQUINIX INC - 1.550% - 03/15/2 | $29,342 | $28,856 |
| EURO BK RECON & DEV - 0.250% - | $314,935 | $313,128 |
| EUROPEAN INVESTMENT BANK - 2.5 | $164,857 | $171,826 |
| FORTUNE BRANDS HOME & SEC - 4. | $78,372 | $76,478 |
| HCA INC - 5.375% - 09/01/2026 | $43,178 | $42,703 |
| HCA INC - 5.625% - 09/01/2028 | $43,336 | $43,234 |
| HP INC NOTE - 3.000% - 06/17/2 | $76,086 | $75,767 |
| IDAHO ENERGY RES AUTH - 2.297% | $81,639 | $87,185 |
| INTERNATIONAL BK - 0.375% - 07 | $134,817 | $131,365 |
| JPMORGAN CHASE & CO - 0.653% - | $130,136 | $129,403 |
| KLA-TENCOR SR GLBL NT - 4.650% | $86,696 | $84,579 |
| KRAFT HEINZ FOODS - 3.875% - 0 | $78,931 | $78,899 |
| MICROCHIP TECHNOLOGYINC. SER B | $79,209 | $78,938 |
| MIDAMERICAN ENERGY CO - 3.100% | $156,970 | $169,966 |
| MOTOROLA SOLUTIONS INC - 4.000 | $85,962 | $85,218 |
| ORACLE CORP - 2.300% - 03/25/2 | $79,206 | $77,812 |
| PFIZER INC - 2.625% - 04/01/20 | $132,208 | $125,385 |
| QORVO INC - 4.350% - 10/15/202 | $79,218 | $78,533 |
| QVC INC - 4.450% - 02/15/2025 | $61,281 | $62,245 |
| QVC INC NOTE - 4.750% - 02/15/ | $12,250 | $14,385 |
| REYNOLDS AMERICAN - 4.450% - 0 | $74,038 | $73,422 |
| SBA COMMUNICATIONS CORP SER B | $81,626 | $81,370 |
| SERVICE CORP INTL NOTE - 4.625 | $81,853 | $81,413 |
| STARBUCKS CORP - 2.450% - 06/1 | $116,940 | $129,225 |
| STEEL DYNAMICS INC SER B - 5.0 | $77,944 | $76,069 |
| TEGNA INC SER B NOTE - 4.625% | $86,655 | $84,906 |
| TOTAL SYS SVCS - 0.000% - 06/0 | $86,665 | $85,544 |
| TRINITY ACQUISITION PLC - 4.40 | $61,285 | $57,980 |
| UNITED RENTALS - 5.500% - 05/1 | $80,447 | $78,000 |
| UNITED RENTALS NORTH AMER INC | $8,260 | $8,220 |
| UNIVERSITY CALIFORNIA - 3.309% | $69,363 | $75,480 |
| VERISK ANALYTICS INC - 4.000% | $73,589 | $73,090 |
| VERIZON - 3.875% - 02/08/2029 | $135,922 | $127,547 |
| VERIZON COMMUNICATIONS INC - 4 | $87,569 | $83,366 |
| WESTERN DIGITAL CORP - 4.750% | $75,622 | $77,568 |
| WESTINGHOUSE AIR BRAKE TECHNOL | $56,191 | $55,742 |
| WILLIS NORTH AMERICA - 3.600% | $26,385 | $26,188 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (24 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AB FLEXFEE US THEMATIC PORTFOL | $850,000 | $908,858 |
| ALLIANCEBERN GLOBAL THEMATIC G | $2,000,000 | $3,219,033 |
| AMERICAN AIRLINES GROUP INC | $6,527,393 | $2,692,527 |
| APPLE INC | $3,940,685 | $15,912,047 |
| ASHMORE EMERGING MARKETS | $1,500,000 | $1,293,725 |
| BLACKLINE INC | $1,746,165 | $1,556,724 |
| BLACKROCK EUROFUND I | $1,500,000 | $2,113,146 |
| BOSTON COMMON INTERNATIONAL | $3,300,000 | $4,028,330 |
| BROWN ADVISORY SUSTAINABILITY | $2,300,000 | $3,392,398 |
| CALVERT EMERGING MARKETS EQUIT | $850,000 | $784,055 |
| CROWDSTRIKE HOLDINGS, INC | $1,549,098 | $1,600,736 |
| EQUINIX, INC | $1,509,385 | $2,907,998 |
| HARTFORD CLIMATE OPPORTUNITIES | $850,000 | $807,781 |
| ISHARES MSCI KLD 400 SOCIAL IN | $1,099,978 | $1,193,093 |
| ISHARES S&P GLOBAL I | $2,199,338 | $2,281,036 |
| ISHARES TRUST MSCI EAFE INDEX | $1,899,889 | $1,852,521 |
| MANAGED PORTFOLIO SERIES ECORN | $2,000,000 | $1,909,110 |
| MORGAN STANLEY ASIA OPPORTUNIT | $2,100,000 | $1,997,678 |
| PARNASSUS FD EQUITY INCOME FUN | $850,000 | $844,275 |
| PAX WORLD GLOBAL GREEN FD INST | $1,500,000 | $1,913,023 |
| PAX WORLD HIGH YIELD BOND-IN | $750,000 | $761,062 |
| SALESFORCE.COM | $1,672,524 | $838,375 |
| SHELTON GREEN ALPHA FD | $850,000 | $708,948 |
| STARWOOD PROPERTY TRUST INC | $13,323,037 | $15,685,552 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $451,069 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $466,158 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,533,180 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,581,844 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BRIDGE WORKFORCE AND AFFORDABL | $941,882 | $1,083,147 |
| DESERT BLOOM FOOD VENTURES LLC | $370,851 | $430,000 |
| LEGACY VENTURE (X), LLC | $236,900 | $270,645 |
| LEGACY VENTURE IX LLC | $713,086 | $1,477,241 |
| MICROVEST SHORT DURATION FUND, | $288,865 | $271,221 |
| NEW SUMMIT IMPACT FUND II-B, L | $238,937 | $313,041 |
| ROSE AFFORDABLE HOUSING PRESER | $509,877 | $498,049 |
| SKELLIG DST WATER FUND | $748,995 | $905,338 |
| SOSV IV LP | $153,836 | $247,471 |
| STARWOOD REAL ESTATE INCOME TR | $2,987,276 | $3,153,774 |
| THE SOCIAL ENTREPRENEURS FUND | $188,349 | $257,574 |
| THIS BAR SAVES LIVES LLC | $186,665 | $250,000 |
| TPG RISE CLIMATE CAYMAN AIV I, | $124 | $151 |
| TPG RISE CLIMATE, LP | ||
| WELLINGTON TRUST COMPANY, NA | $849,572 | $792,279 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $117,059 | $117,059 | |
| Bank Charges | $28,402 | $28,402 | |
| K-1 Exp BRIDGE WORKFORCE AND A | $33,864 | $33,862 | |
| K-1 Exp DESERT BLOOM FOOD VENT | $20 | $16 | |
| K-1 Exp LEGACY VENTURE (X), LL | $12,939 | $12,939 | |
| K-1 Exp LEGACY VENTURE IX LLC | $30,034 | $30,034 | |
| K-1 Exp MICROVEST SHORT DURATI | $4,684 | $4,684 | |
| K-1 Exp NEW SUMMIT IMPACT FUND | $14,855 | $14,241 | |
| K-1 Exp ROSE AFFORDABLE HOUSIN | $59 | $59 | |
| K-1 Exp SKELLIG DST WATER FUND | $8,088 | $8,088 | |
| K-1 Exp SOSV IV LP | $4,591 | $4,591 | |
| K-1 Exp THE SOCIAL ENTREPRENEU | $12,204 | $12,204 | |
| K-1 Exp THIS BAR SAVES LIVES L | $550 | $549 | |
| K-1 Exp TPG RISE CLIMATE CAYMA | $2 | $2 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss DESERT BLOOM FOOD VENTURES LLC | -$14,129 | -$14,129 |
| K-1 Inc/Loss LEGACY VENTURE (X), LLC | $178 | $101 |
| K-1 Inc/Loss LEGACY VENTURE IX LLC | $837 | $292 |
| K-1 Inc/Loss MICROVEST SHORT DURATION FUND, L.P | $20,669 | $20,669 |
| K-1 Inc/Loss NEW SUMMIT IMPACT FUND II-B, L.P | $5,973 | $5,354 |
| K-1 Inc/Loss SKELLIG DST WATER FUND | $13,445 | $13,445 |
| K-1 Inc/Loss SOSV IV LP | $188 | $188 |
| K-1 Inc/Loss THE SOCIAL ENTREPRENEURS FUND III LP | $491 | $491 |
| K-1 Inc/Loss THIS BAR SAVES LIVES LLC | -$5,181 | -$9,523 |
| K-1 Inc/Loss TPG RISE CLIMATE CAYMAN AIV I, L.P | $126 | $126 |
| Federal Tax Refund | $35,110 | |
| Interest Income from Notes | $2,750 | $2,750 |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp
Borrower Name BorrowerNameGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NOTE - LOCAL INITIATIVES SUPPORT CORP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Loan Original | $100,000 | LoanOriginalAmt |
| Balance Due | $100,000 | BalanceDueAmt |
| Note | 2019-04 | NoteDt |
| Loan Maturity | 2026-05 | LoanMaturityDt |
| Interest | 2.75 | InterestRt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment Management Services | $26,358 | $26,358 | |
| Philanthropic Consulting Srvcs | $4,590 | $4,590 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | 990-PF Estimated Tax for 2021 | CategoryTxt |
| Amt | $63,000 | Amt |