POSNER FOUNDATION OF PITTSBURGH: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: POSNER FOUNDATION OF PITTSBURGH (EIN 25-6055022)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-15
IRS object ID: 202203199349106210
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
All Oth Prog Rltd Investments Sch
Investments Corp Stock Schedule
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-15T14:28:10-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	346565596	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ERNST & YOUNG US LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	2100 ONE PPG PLACE	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	256055022	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	POSNER FOUNDATION OF PITTSBURGH	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	POSN	BusinessNameControlTxt
Phone	4129287701	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	535 SMITHFIELD STREET 960	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	HENRY POSNER III	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	4129287701	PhoneNum
Signature	2022-11-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	HENRY	PersonFirstNm
Person Last	POSNER III	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	JASON BELOT	PreparerPersonNm
PTIN	P00183464	PTIN
Phone	4126447800	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Address Change	Yes (X)	AddressChangeInd
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$375,720,971	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$3,841,465	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$3,837,618	DividendsNetInvstIncmAmt
Net Rental Income Or Loss	-$724	NetRentalIncomeOrLossAmt
Net Gain Sale Ast Rev And Expnss	$16,098,626	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$28,929,090	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$16,098,626	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$1,172,007	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$48,378	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$21,112,098	TotalRevAndExpnssAmt
Total Net Invst Incm	$19,984,622	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$94,040	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$0	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$94,040	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$6,717	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$0	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$6,717	PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$1,009,887	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$757,415	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$252,472	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$2,102,726	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$2,052,637	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$50,089	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$127,271	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$102,867	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$7,404	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$9,801	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$0	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$9,801	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$34,788	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$22,985	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$11,587	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$3,385,230	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$2,935,904	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$432,110	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$13,858,180	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$13,858,180	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$17,243,410	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$2,935,904	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$14,290,290	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$3,868,688	ExcessRevenueOverExpensesAmt
Net Investment Income	$17,048,718	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$38,839,779	CashBOYAmt
Cash EOY	$26,425,476	CashEOYAmt
Cash EOYFMV	$26,425,476	CashEOYFMVAmt
Acct Rcvbl	$2,618	AcctRcvblAmt
Acct Rcvbl BOY	$9,437	AcctRcvblBOYAmt
Acct Rcvbl EOY	$2,618	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$2,618	AcctRcvblEOYFMVAmt
Other Nts And Loans Rcvbl	$1,195,723	OtherNtsAndLoansRcvblAmt
Other Rcvbl Allwnc Dbtfl Acct	$0	OtherRcvblAllwncDbtflAcctAmt
Other Nts And Loans Rcvbl BOY	$1,195,723	OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY	$1,195,723	OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV	$1,195,723	OtherNtsAndLoansRcvblEOYFMVAmt
Corporate Stock BOY	$108,793,276	CorporateStockBOYAmt
Corporate Stock EOY	$124,528,210	CorporateStockEOYAmt
Corporate Stock EOYFMV	$322,998,427	CorporateStockEOYFMVAmt
Other Investments BOY	$21,661,822	OtherInvestmentsBOYAmt
Other Investments EOY	$22,084,549	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$25,098,727	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$170,500,037	TotalAssetsBOYAmt
Total Assets EOY	$174,236,576	TotalAssetsEOYAmt
Total Assets EOYFMV	$375,720,971	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$105,000	AccountsPayableBOYAmt
Total Liabilities BOY	$105,000	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$170,395,037	RetainedEarningBOYAmt
Retained Earning EOY	$174,236,576	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$170,395,037	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$174,236,576	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$170,500,037	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$174,236,576	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$170,395,037	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$3,868,688	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$174,263,725	SubtotalAmt
Other Decreases	$27,149	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$174,236,576	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd
PUBLICLY TRADED SECURITIES	$11,393,029	$2,427,708	$8,965,321	$8,965,321
PUBLICLY TRADED SECURITIES	$14,264,363	$9,279,127	$4,985,236	$4,985,236
FROM FLOW THROUGH'S	$661,244		$661,244	$661,244	D
FROM FLOW THROUGH'S	$639,027		$639,027	$639,027	P
SECTION 1202 FROM FLOW THROUGH'S	$1,971,427		$1,971,427	$1,971,427	D
SECTION 1202 EXCLUSION FROM FLOW THROUGH'S		$1,123,629	-$1,123,629	-$1,123,629	D

Field	Value	IRS element (for citing)
Capital Gain Net Income	$16,098,626	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$236,977	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$236,977	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$236,977	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$280,313	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$160,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$440,313	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$203,336	OverpaymentAmt
Applied To ES Tax	$203,336	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	PA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	POSNERFOUNDATION.ORG	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THE HAWTHORNE GROUP INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	4129287700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	535 SMITHFIELD STREET SUITE 960	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	Yes (1)	BusinessHoldingsInd
Excess Business Holdings	0	ExcessBusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
HENRY POSNER III
535 SMITHFIELD STREET SUITE 960	PITTSBURGH	PA	15222	TRUSTEE	1.00	$0	$0	$0
PAUL M POSNER
535 SMITHFIELD STREET SUITE 960	PITTSBURGH	PA	15222	TRUSTEE	1.00	$0	$0	$0
ANNE M MOLLOY
535 SMITHFIELD STREET SUITE 960	PITTSBURGH	PA	15222	TRUSTEE	1.00	$0	$0	$0
JOHN F HENSLER
535 SMITHFIELD STREET SUITE 960	PITTSBURGH	PA	15222	TRUSTEE	1.00	$0	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp

Field	Value	IRS element (for citing)
Person	ANNE MARIE TOCCKET	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O 535 SMITHFIELD STREET SUITE 960	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Field	Value	IRS element (for citing)
Title	EXEC DIRECTOR	TitleTxt
Average Hrs Per Wk Devoted To Pos	25.00	AverageHrsPerWkDevotedToPosRt
Compensation	$94,040	CompensationAmt
Employee Benefits	$6,717	EmployeeBenefitsAmt
Expense Account	$12,119	ExpenseAccountAmt

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
PROVIDENT TRUST CO
N16 W23217 STONE RIDGE DR SUITE 310	WAUKESHA	WI	53188	INVESTMENT MANAGEMENT	$1,234,731
THE HAWTHORNE GROUP INC
535 SMITHFIELD STREET SUITE 960	PITTSBURGH	PA	15222	FINANCIAL SERVICES	$998,569
EAGLE CAPITAL MANAGEMENT LLC
499 PARK AVE 17TH FLOOR	NEW YORK	NY	10022	INVESTMENT MANAGEMENT	$291,675
GOLDMAN SACHS & CO LLC
1735 MARKET ST 26TH FLOOR	PHILADELPHIA	PA	19103	INVESTMENT MANAGEMENT	$120,772
GAMCO INVESTORS INC
ONE CORPORATE CENTER	RYE	NY	10580	INVESTMENT MANAGEMENT	$107,444

Field	Value	IRS element (for citing)
Contractor Paid Over50k	3	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt
Expenses1	$0	Expenses1Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt
Expenses1	$0	Expenses1Amt
All Other Program Rltd Invst Tot	$0	AllOtherProgramRltdInvstTotAmt
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$287,350,105	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$31,012,487	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$25,098,727	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$343,461,319	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$343,461,319	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$5,151,920	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$338,309,399	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$16,915,470	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$16,915,470	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$236,977	TaxBasedOnInvestmentIncomeAmt
Total Tax	$236,977	TotalTaxAmt
Distributable Before Adj	$16,678,493	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$16,678,493	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$16,678,493	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$14,290,290	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$14,290,290	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$16,678,493	DistributableAsAdjustedAmt
Undistributed Income PY	$11,444,011	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$14,290,290	QualifyingDistributionsAmt
Applied To Year1	$11,444,011	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$2,846,279	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$13,832,214	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	HENRY POSNER III	ContributingManagerNm
Contributing Manager	PAUL M POSNER	ContributingManagerNm
Contributing Manager	ANNE M MOLLOY	ContributingManagerNm

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	ANNE MARIE TOCCKET	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	535 SMITHFIELD STREET SUITE 960	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	4129287701	RecipientPhoneNum
Recipient Email Address	INFO@POSNERFOUNDATION.ORG	RecipientEmailAddressTxt
Form And Info And Materials	APPLICANTS SHOULD SUBMIT A BRIEF STATEMENT IN WRITING, DETAILING THE PURPOSE FOR WHICH FUNDS ARE TO BE UTILIZED AND THE ACTIVITIES ENGAGED IN BY THE APPLICANT. APPLICANT'S DETERMINATION LETTER AND FINANCIAL DATA SHOULD ACCOMPANY THE REQUEST.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	OUR PRIORITY AREAS REFLECT BOTH THE FOUNDATION'S LEGACY OF GIVING AS WELL AS OUR EMERGING INTEREST IN AREAS OF PRESSING SOCIAL, ECONOMIC AND ENVIRONMENTAL CONCERN WITH A FOCUS ON ENVIRONMENT, HUMAN RIGHTS, EDUCATION, AND JEWISH LIFE.	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (70 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
ACLU FOUNDATION
125 BROAD STREET 18TH FL	NEW YORK	NY	10004	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
AMERICAN FRIENDS UNION FOR PROGRESSIVE JUDAISM
4905 5TH AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
AMERICAN JEWISH WORLD SERVICE
1001 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$750,000	1200
AMERICARES
88 HAMILTON AVENUE	STAMFORD	CT	06902	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
BHUTANESE COMMUNITY ASSOCIATION OF PITTSBURGH
3000 BROWNSVILLE RD SUITE C	PITTSBURGH	PA	15227	N/A	PC	UNRESTRICTED/ GENERAL USE	$47,500
BRADLEY UNIVERSITY
1501 WEST BRADLEY AVENUE	PEORIA	IL	61625	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
CARNEGIE LIBRARY OF PITTSBURGH
4400 FORBES AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$275,000
CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$4,525,000
CASA SAN JOSE
2116 BROADWAY AVE	PITTSBURGH	PA	15216	N/A	PC	UNRESTRICTED/ GENERAL USE	$75,000
CEASEFIREPA EDUCATION FUND
PO BOX 60095	PHILADELPHIA	PA	19102	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
CITY OF ASYLUM
40 W NORTH AVENUE	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
COMMUNITY COLLEGE OF ALLEGHENY COUNTY EDUCATIONAL FOUNDATION
808 RIDGE AVENUE	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
CYCLE CONNECT
244 FIFTH AVENUE SUITE D222	NEW YORK	NY	10001	N/A	PC	UNRESTRICTED/ GENERAL USE	$40,000
EAST END COOPERATIVE MINISTRY
6140 STATION SQUARE	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
ECO-SOAP BANK
PO BOX 81188	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$40,000
FOCUSING PHILANTHROPY
1637 16TH STREET	SANTA MONICA	CA	90404	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
FOOD SHIFT
2150 ALLSTON WAY SUITE 460	BERKELEY	CA	94501	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
FRIENDS OF ISRAEL MOVEMENT FOR PROGRESSIVE JUDAISM
211 S SPALDING DRIVE APT S403	BEVERLY HILLS	CA	90212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
GLOBAL LINKS
700 TRUMBULL DRIVE	PITTSBURGH	PA	15205	N/A	PC	UNRESTRICTED/ GENERAL USE	$265,000
GRAND RIVER ACADEMY
PO BOX 222	AUSTINBURG	OH	44010	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
GREATER PITTSBURGH COMMUNITY FOOD BANK
1 NORTH LINDEN STREET	DUQUESNE	PA	15110	N/A	PC	UNRESTRICTED/ GENERAL USE	$65,000
GROW PITTSBURGH
6587 HAMILTON AVENUE 2W	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
GUNS DOWN AMERICA
PO BOX 34647	WASHINGTON	DC	20043	N/A	PC	UNRESTRICTED/ GENERAL USE	$75,000
HEBREW UNION COLLEGE JEWISH INSTITUTE OF RELIGION
ONE WEST FOURTH STREET	NEW YORK	NY	10012	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
HELLO NEIGHBOR
6587 HAMILTON AVENUE 1E	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
INTERNATIONAL RESCUE COMMITTEE
PO BOX 6068	ALBERT LEA	MN	56007	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
JEWISH CEMETERY AND BURIAL ASSOCIATION OF GREATER PITTSBURGH
PO BOX 81863	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
JEWISH FAMILY AND COMMUNITY SERVICES
5743 BARTLETT STREET	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$275,000
JEWISH FEDERATION OF GREATER PITTSBURGH
2000 TECHNOLOGY DRIVE	PITTSBURGH	PA	15219	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
JUST MEDIATION PITTSBURGH
PO BOX 23698	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
KENYON COLLEGE
105 CHASE AVENUE	GAMBIER	OH	43022	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
LATINO COMMUNITY CENTER
212 9TH STREET	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$115,000
LITERACY PITTSBURGH
411 SEVENTH AVENUE SUITE 525	PITTSBURGH	PA	15219	N/A	PC	UNRESTRICTED/ GENERAL USE	$115,000
NATIONAL PUBLIC RADIO
1111 NORTH CAPITOL ST NE	WASHINGTON	DC	20002	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
NATURAL RESOURCES DEFENSE COUNCIL
40 W 20TH STREET	NEW YORK	NY	10011	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
NEIGHBORHOOD LEGAL SERVICES ASSOCATION
928 PENN AVENUE	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
NEW VENTURE FUND
1828 L STREET NW SUITE 300A	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$125,000
NORTH COUNTRY SCHOOL
4382 CASCADE ROAD	LAKE PLACID	NY	12946	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
OPERATION LIFESAVER
PO BOX 760	WEST WARWICK	RI	02893	N/A	PC	UNRESTRICTED/ GENERAL USE	$325,000
PRINCETON IN AFRICA
PRINCETON UNIVERSITY	PRINCETON	NJ	08544	N/A	PC	UNRESTRICTED/ GENERAL USE	$40,000
PRINCETON UNIVERSITY
PRINCETON UNIVERSITY	PRINCETON	NJ	08544	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
PROPUBLICA
155 AVENUE OF THE AMERICAS 13TH	NEW YORK	NY	10013	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000	FLOOR
PUBLICSOURCE
1936 FIFTH AVENUE	PITTSBURGH	PA	15219	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
READING IS FUNDAMENTAL
10 CHILDRENS WAY SUITE 300	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$40,000
READING READY PITTSBURGH
PO BOX 81111	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$45,000
REFED INC
4602 21ST STREET 1531	LONG ISLAND CITY	NY	11101	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
RIVERVIEW APARTMENTS
52 GARETTA STREET	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
SAVE THE CHILDREN
501 KINGS HIGHWAY EAST SUITE 400	FAIRFIELD	CT	06825	N/A	PC	UNRESTRICTED/ GENERAL USE	$350,000
SHADY SIDE ACADEMY
423 FOX CHAPEL ROAD	PITTSBURGH	PA	15238	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
SIMMONS UNIVERSITY
300 THE FENWAY	BOSTON	MA	02115	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
SOLAR ONE
37 WEST 26TH ST SUITE 209	NEW YORK	NY	10010	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
SPLASH
1326 5TH AVE STE 300	SEATTLE	WA	98101	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
SQUIRREL HILL HEALTH CENTER
4516 BROWNS HILL ROAD	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
STEAMSHIP HISTORICAL SOCIETY OF AMERICA
2500 POST ROAD	WARWICK	RI	02886	N/A	PC	UNRESTRICTED/ GENERAL USE	$400,000
STEEL CITY SQUASH
140 TREES HALL	PITTSBURGH	PA	15261	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
THE COUNTER
270 MADISON AVENUE 16TH FLOOR	NEW YORK	NY	10016	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
THE GLOBAL SWITCHBOARD
305 34TH STREET	PITTSBURGH	PA	15201	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
THE GROUNDTRUTH PROJECT INC
10 GUEST STREET	BOSTON	MA	02135	N/A	PC	UNRESTRICTED/ GENERAL USE	$150,000
THE LENFEST INSTITUTE FOR JOURNALISM
801 MARKET STREET SUITE 300	PHILADELPHIA	PA	19107	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
TIDES CENTER
1012 TORNEY AVENUE	SAN FRANCISCO	CA	94129	N/A	PC	UNRESTRICTED/ GENERAL USE	$350,000
TREE PITTSBURGH
32 62ND STREET	PITTSBURGH	PA	15201	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
UNION FOR REFORM JUDAISM
633 THIRD AVE	NEW YORK	NY	10017	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
UNIVERSITY OF PENNSYLVANIA - WHARTON ANNUAL FUND
2929 WALNUT STREET SUITE 300	PHILADELPHIA	PA	19104	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
UNIVERSITY OF PITTSBURGH
128 NORTH CRAIG STREET	PITTSBURGH	PA	15260	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
URJ GOLDMAN UNION CAMP INSTITUTE
9349 MOORE ROAD	ZIONSVILLE	IN	46077	N/A	PC	UNRESTRICTED/ GENERAL USE	$200,000
VILLAGEREACH
210 S HUDSON ST SUITE 307	SEATTLE	WA	98134	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
WINCHESTER THURSTON SCHOOL
555 MOREWOOD AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$85,000
WORLD UNION FOR PROGRESSIVE JUDAISM
633 THIRD AVE	NEW YORK	NY	10017	N/A	PC	UNRESTRICTED/ GENERAL USE	$225,000
WQED MULTIMEDIA
4802 FIFTH AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
FLOW THROUGH CONTRIBUTIONS
VARIOUS	VARIOUS	PA	99999	N/A	PC	UNRESTRICTED/ GENERAL USE	$680

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$13,858,180	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$8,000,000
CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$4,000,000
SPLASH
1326 5TH AVE STE 300	SEATTLE	WA	98101	N/A	PC	UNRESTRICTED/ GENERAL USE	$1,000,000
MOSAIC INITIATIVE
3502 S MARKET ST	MARION	IL	62959	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
MOSAIC INITIATIVE
3502 S MARKET ST	MARION	IL	62959	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$13,350,000	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$3,841,465	ExclusionAmt

Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp

Field	Value	IRS element (for citing)
Exclusion	16	ExclusionCd
Exclusion	-$724	ExclusionAmt

Other Investment Income OtherInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Exclusion	01	ExclusionCd
Exclusion	$1,172,007	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$16,098,626	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt	ExclusionExclusionCd	ExclusionExclusionAmt
FLOW THROUGH ACTIVITIES UBTI	523920	$510,663	01
ADJ FOR NET UBTI	523920		01	-$510,663

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$510,663	UnrelatedBusinessTaxblIncmAmt
Exclusion	$20,600,711	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$21,111,374	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	FINANCIAL SERVICES	CategoryTxt
Amt	$1,009,887	Amt
Net Investment Income	$757,415	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$252,472	DisbursementsCharitablePrpsAmt

All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch

All Other Program Related Invst AllOtherProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Desc	NONE	Desc
Amt	$0	Amt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (704 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
71,370 SH ACCENTURE PLC	$5,837,656	$29,586,434
9,139 SH ALPHABET INC CL A	$4,776,664	$26,476,049
9,224 SH ALPHABET INC CL C	$4,732,277	$26,690,474
36,460 SH COSTCO WHOLESALE CORP	$5,659,699	$20,698,342
110,000 SH FASTENAL COMPANY	$2,031,059	$7,046,600
60,225 SH HOME DEPOT INC	$7,119,062	$24,993,977
52,900 SH META PLATFORMS, INC.	$13,616,182	$17,792,915
32,755 SH PAYPAL HLDGS INC	$991,920	$6,176,938
82,000 SH PNC FIN'I SERVICES	$7,299,008	$16,442,640
230,940 SH SCHWAB CHARLES CORP NEW	$8,599,712	$19,422,054
93,830 SH T ROWE PRICE GROUP INC	$7,200,435	$18,450,731
57,730 SH UNITEDHEALTH GROUP INC	$6,562,541	$28,988,542
29,470 SH VISA INC. CLASS A SHS	$475,346	$6,386,443
3,849 SH AERCAP HOLDINGS N.V. (AER)	$199,494	$251,802
202 SH ALPHABET INC CL A (GOOGL)	$105,337	$585,202
512 SH ALPHABET INC CL C (GOOG)	$319,381	$1,481,518
394 SH AMAZON COM INC (AMZN)	$485,411	$1,313,730
1,438 SH ANTHEM INC COM (ANTM)	$408,389	$666,571
2,672 SH AON PLC CL A (AON)	$416,463	$803,096
2,107 SH CAPITAL ONE FINANCIAL CORP (COF)	$143,761	$305,705
12,676 SH CITIGROUP INC NEW (C)	$701,189	$765,504
16,460 SH COMCAST CORP (NEW) CLASS A (CMCSA)	$635,060	$828,432
10,476 SH DISH NETWORK CORP CLASS A (DISH)	$397,821	$339,841
797 SH EVOLUTION AB ADR (EWTY)	$110,068	$113,939
7,688 SH GENERAL ELECTRIC CO (GE)	$542,455	$726,285
6,517 SH GENERAL MTRS CO (GM)	$222,885	$382,092
2,221 SH GOLDMAN SACHS GRP INC (GS)	$452,156	$849,644
4,358 SH HILTON WORLDWIDE HLDGS INC (HLT)	$288,259	$679,804
6,246 SH LIBERTY BROADBAND CORP S-C (LBRDK)	$597,056	$1,006,231
1,771 SH LYONDELLBASELL NV CL-A (LYB)	$164,401	$163,339
5,406 SH MARRIOTT INTL INC NEW CL A (MAR)	$425,392	$893,287
4,130 SH META PLATFORMS INC CL A (FB)	$837,946	$1,389,126
5,864 SH MICROSOFT CORP {MSFT)	$269,275	$1,972,180
8,359 SH MORGAN STANLEY {MS)	$452,250	$820,519
2,524 SH NASPERS LTD ADR (NPSNY)	$102,262	$78,244
1,561 SH NETFLIX INC (NFLX)	$597,847	$940,409
11,288 SH PROSUS N V SPONSORED ADR (PROSY)	$198,535	$187,494
9,295 SH SAFRAN SA (SAFRY)	$301,977	$284,334
1,755 SH UNITEDHEALTH GP INC (UNH)	$253,381	$881,256
1,043 SH VISA INC CL A (V)	$210,424	$226,029
2,119 SH WALT DISNEY CO HLDG CO (DIS)	$368,959	$328,212
11,481 SH WELLS FARGO & CO NEW (WFC)	$292,228	$550,858
1,191 SH WILLIS TOWERS WATSON PUB LTD (WLTW)	$271,485	$282,851
1,091 SH WOODWARD INC COM (WWD)	$101,283	$119,419
13,836 SH ACCEL ENTMT INC COM CL A	$147,314	$180,145
1,778 SH CAESARS ENTERTAINMENT INC COM	$76,936	$166,296
2,988 SH DRAFTKINGS INC COM CL A	$32,121	$82,080
4,615 SH G-III APPAREL GROUP LTD COM	$84,428	$127,559
861 SH LOVESAC COMPANY COM	$13,776	$57,050
3,662 SH MAGNITE INC COM	$106,771	$64,085
1,279 SH PENN NATL GAMING INC COM	$29,372	$66,316
5,910 SH RUSH STREET INTERACTIVE INC COM	$94,756	$97,515
1,397 SH SKECHERS U SA INC CL A	$70,256	$60,630
12,689 SH TILLYS INC CL A	$88,315	$204,420
1,810 SH DARLING INGREDIENTS INC COM	$45,475	$125,415
11,121 SH HIGHPEAK ENERGY INC COM	$111,210	$162,811
10,067 SH PATTERSON-UTI ENERGY INC COM	$88,994	$85,066
3,089 SH RANGER OIL CORP	$53,841	$83,156
8,231 SH SM ENERGY CO COM	$47,693	$242,650
9,448 SH BM TECHNOLOGIES INC CL A COM	$126,930	$87,016
3,266 SH OPEN LENDING CORP COM CL A	$73,888	$73,420
5,742 SH PURECYCLE TECHNOLOGIES INC WT	$0	$20,671
5,773 SH RESEVOIR MEDIA INC WI	$16,840	$8,024
15,736 SH ROTH CH ACQUISITION IV CO COM	$157,360	$155,786
7,868 SH ROTH CH ACQUISITION IV CO WT	$0	$6,295
11,379 SH ROTH CH ACQUISITION III CO COM	$113,790	$112,993
2,844 SH ROTH CH ACQUISITION III CO WT	$0	$3,200
2,098 SH SEACOAST BKG CORP FLA COM NEW	$36,092	$74,248
3,077 SH THIRD COAST BANCSHARES INC COM	$77,678	$79,940
4,445 SH HORIZON THERAPEUTICS PUB LTD SHS	$80,790	$478,993
1,572 SH ANI PHARMACEUTICALS INC COM	$61,008	$72,438
761 SH ADDUS HOMECARE CORP COM	$69,501	$71,161
4,647 SH APOLLO ENDOSURGERY INC COM	$39,978	$39,174
358 SH CHARLES RIV LABORATORIES INTL INC COM	$41,745	$134,887
5,252 SH CRESCO LABS INC SUB VTG SHS	$69,668	$35,031
5,446 SH CURALEAF HLDGS INC SUB VTG SHS	$47,835	$49,014
6,522 SH DOCGO INC COM	$60,168	$60,981
2,607 SH EDITAS MEDICINE INC COM	$72,848	$69,216
5,653 SH GREEN THUMB INDUSTRIES INC SUB VTG SHS	$75,253	$125,273
5,065 SH SOL GLOBAL INVTS CORP COM	$24,804	$11,953
1,381 SH SYNEOS HEALTH INC CL A	$65,967	$141,801
649 SH TANDEM DIABETES CARE INC COM NEW	$32,071	$97,687
1,596 SH COPA HOLDINGS SACLASS A	$100,182	$131,925
485 SH CHART INDUSTRIES INC	$76,112	$77,353
4,166 SH COVENANT LOGISTICS GROUP INC	$70,044	$110,107
13,045 SH CUSTOM TRUCK ONE SOURCE INC COM CL A	$110,883	$104,360
1,904 SH GRANITE CONSTR INC COM	$74,365	$73,685
3,466 SH STERLING CONSTR INC COM	$87,208	$91,156
3,345 SH ADTRAN INC COM	$71,362	$76,366
2,903 SH BOX INC CL A	$75,194	$76,030
1,401 SH CERENCE INC COM	$97,749	$107,373
1,627 SH CIRRUS LOGIC INC COM	$119,865	$149,717
2,759 SH DIGITAL TURBINE INC COM NEW	$5,277	$168,271
2,295 SH DOUBLEVERIFY HLDGS INC COM	$73,269	$76,378
1,432 SH DYNATRACE INC COM	$34,220	$86,421
3,487 SH DZS INC COM	$68,021	$56,559
13,389 SH KALEYRA INC COM	$124,128	$134,426
828 SH LUMENTUM HLDGS INC COM	$72,609	$87,578
7,496 SH MAGNACHIP SEMICONDUCTOR CORP N	$96,899	$157,191
4,168 SH MAXLINEAR INC COM	$128,524	$314,226
36 SH PAYCOM SOFTWARE INC COM	$1,016	$14,947
3,297 SH PING IDENTIFY HLDG CORP COM	$76,164	$75,435
855 SH RINGCENTRAL INC CL A	$9,947	$160,184
3,343 SH SEMTECH CORP COM	$159,681	$297,293
494 SH UNIVERSAL DISPLAY CORP COM	$62,696	$81,525
15,995 SH FERROGLOBE PLC SHS	$27,326	$99,329
2,668 SH AVIENT CORPORATION COM	$108,293	$149,275
505 SH EAGLE MATIS INC COM	$47,498	$84,062
9,108 SH LIVENT CORP COM	$60,867	$222,053
6,207 SH PERION NETWORK LTD SHS NEW	$137,501	$149,278
20,363 SH EMERALD HOLDING INC COM	$106,868	$80,842
6,324 SH TREMOR INTL LTD ADS	$110,169	$95,810
2,825 SH CLARUS CORP NEW COM	$31,396	$78,309
441 SH TEXAS ROADHOUSE INC COM CLA	$20,073	$39,372
2,709 SH TILLYS INC CLA	$22,966	$43,642
490 SH DARLING INGREDIENTS INC COM	$11,380	$33,952
3,938 SH WHOLE EARTH BRANDS INC COM CL A	$45,203	$42,294
429 SH CHESAPEAKE ENERGY CORP COM	$18,902	$27,679
2,516 SH HIGHPEAK ENERGY INC COM	$25,160	$36,834
1,101 SH RANGER OIL CORL	$10,738	$29,639
2,652 SH VIPER ENERGY PARTNERS LP COM UNT RP INT	$26,114	$56,514
922 SH ARGO GROUP INTL HLDGS LTD COM	$50,430	$53,577
1,135 SH AMERIS BANCORP COM	$30,176	$56,387
3,707 SH BM TECHNOLOGIES INC CL A COM	$47,315	$34,141
1,039 SH CADENCE BK	$31,259	$30,952
974 SH FB FINL CORP COM	$27,315	$42,681
2,806 SH ROTH CH ACQUISITION III CO COM	$28,060	$27,864
701 SH ROTH CH ACQUISITION III CO WT	$0	$789
2,511 SH TRISTATE CAP HLDGS INC COM	$28,460	$75,983
677 SH VERITEX HLDGS INC COM	$25,717	$26,931
707 SH WINTRUST FINL CORP COM	$27,532	$64,210
933 SH ZIONS BANCORPORATION NA	$30,536	$58,928
715 SH CODEXIS INC COM	$12,768	$22,358
10,277 SH MANNKIND CORP COM NEW	$26,945	$44,910
13,213 SH PARATEK PHARMACEUTICALS INC COM	$82,346	$59,326
19,384 SH SEELOS THERAPEUTICS INC COM	$14,600	$31,596
468 SH COPA HOLDINGS SA-CLASS A	$27,647	$38,685
343 SH BARRETT BUSINESS SVCS INC COM	$16,030	$23,688
937 SH GRANITE CONST INC COM	$31,306	$36,262
1,076 SH HEIDRICK & STRUGGLES INTL COM	$29,649	$47,053
462 SH INSPERITY INC COM	$23,241	$54,567
872 SH KORN FERRY	$28,283	$66,037
1,677 SH KRATOS DEFENSE & SEC SOLUTIONS COM	$29,460	$32,534
966 SH ADTRAN INC COM	$20,609	$22,054
199 SH CACI INTL INC CL A	$44,352	$53,573
299 SH INTERDIGITAL INC PA COM	$20,700	$21,417
583 SH MANTECH INTL CORP CL A	$46,630	$42,518
985 SH SILICON MOTION TECHNOLOGY CORP	$32,004	$93,605
1,207 SH AMERICAN VANGUARD CORP COM	$19,475	$19,783
1,130 SH AVIENT CORPORATION COM	$43,569	$63,224
2,025 SH GRAPHIC PACKAGING HLDG CO GOM	$38,661	$39,488
4,364 SH HUDBAY MINERALS INC COM	$30,971	$31,639
9,129 SH LSB INDS INC COM	$41,783	$100,875
2,376 SH CITY OFFICE REIT INC COM	$18,174	$46,855
2,646 SH GLOBAL MED REIT INC COM NEW	$16,650	$46,967
1,412 SH PHYSICIANS RLTY TR COM	$25,764	$26,588
2,298 SH MARCUS CORPORATION COM	$24,089	$41,040
1,500 SH AEROJET ROCKETDYNE HLDG INC	$78,627	$70,140
500 SH AEROJET ROCKETDYNE HLDG INC	$23,600	$23,380
2,200 SH AMERICAN EXPRESS COMPANY	$171,886	$359,920
2,000 SH AMPCO PITTSBURGH CORP	$6,345	$10,000
300 SH ASTEC INDUSTRIES INC ASTE	$14,920	$20,781
700 SH ASTEC INDUSTRIES INC ASTE	$24,730	$48,489
400 SH ASTEC INDUSTRIES INC ASTE	$12,343	$27,708
946 SH AT&T INC	$20,655	$23,272
500 SH AVANGRID INC	$23,914	$24,940
500 SH AVANGRID INC	$22,981	$24,940
3,300 SH BANK NEW YORK MELLON CORP	$140,217	$191,664
1,500 SH BANK OF AMERICA CORP	$43,300	$66,735
1,200 SH BAUSCH HEALTH COS INC	$34,231	$33,132
1,300 SH BAUSCH HEALTH COS INC	$24,947	$35,893
500 SH BAUSCH HEALTH COS INC	$8,770	$13,805
1,200 SH BAUSCH HEALTH COS INC	$19,485	$33,132
300 SH BAUSCH HEALTH COS INC	$4,876	$8,283
300 SH BERKLEY W R CORPORATION	$9,604	$24,717
1,300 SH BROWN-FORMAN CORP CL A BF/A	$52,426	$88,127
600 SH BUNGE LTD	$28,372	$56,016
200 SH CASEYS GENL STORES INC CASY	$17,090	$39,470
1,400 SH CIRCOR INTL INC CIR	$56,250	$38,052
1,100 SH CIRCOR INTL INC CIR	$36,919	$29,898
500 SH CIRCOR INTL INC CIR	$11,445	$13,590
5,000 SH CNH INDUSTRIAL NV CNHI	$46,324	$97,150
3,000 SH CNH INDUSTRIAL NV CNHI	$32,251	$58,290
3,000 SH CNH INDUSTRIAL NV CNHI	$30,579	$58,290
4,000 SH CNH INDUSTRIAL NV CNHI	$32,656	$77,720
3,000 SH COCA-COLA COMPANY	$120,420	$177,630
2,200 SH CRANE COMPANY CR	$130,504	$223,806
1,000 SH CURTISS-WRIGHT CORP	$70,650	$138,670
2,000 SH CUTERA INC CUTR	$28,344	$82,640
1,000 SH DANA INC	$14,695	$22,820
20,000 SH DIEBOLD NIXDORF INCORP	$212,184	$181,000
2,000 SH DISCOVERY INC A	$66,520	$47,080
2,000 SH DISCOVERY INC A	$60,457	$47,080
1,000 SH DISCOVERY INC A	$22,698	$23,540
1,500 SH DISH NETWORK CORP	$55,214	$48,660
500 SH DISH NETWORK CORP	$17,412	$16,220
1,000 SH DISH NETWORK CORP	$30,920	$32,440
162 SH DISH NETWORK CORP	$5,430	$5,255
1,000 SH EDGEWELL PERS CARE CO	$50,917	$45,710
1,000 SH EDGEWELL PERS CARE CO	$44,478	$45,710
1,000 SH EDGEWELL PERS CARE CO	$31,386	$45,710
500 SH EDGEWELL PERS CARE CO	$13,579	$22,855
600 SH ENERGIZER HLDGS INC NEW	$29,216	$24,060
300 SH ENERGIZER HLDGS INC NEW	$14,079	$12,030
600 SH ENPRO INDUSTRIES INC NPO	$42,956	$66,042
400 SH ENPRO INDUSTRIES INC NPO	$18,379	$44,028
1,000 SH ENPRO INDUSTRIES INC NPO	$45,711	$110,070
1,535 SH ENTAIN PLC	$14,819	$35,535
2,400 SH FORTUNE BRANDS HOME & SECURITY INC	$107,856	$256,560
2,000 SH FOX CORP CL B	$80,450	$68,540
1,000 SH FOX CORP CL B	$36,239	$34,270
1,000 SH FOX CORP CL B	$30,496	$34,270
2,500 SH GATX CORP	$136,500	$260,475
8,000 SH GCP APPLIED TECHNOLOGIES	$206,451	$253,280
1,500 SH GENERAL MILLS INC	$82,545	$101,070
1,000 SH GENERAL MILLS INC	$45,180	$67,380
2,500 SH GENUINE PARTS CO COM	$221,650	$350,500
500 SH GENUINE PARTS CO COM	$50,369	$70,100
4,000 SH GRACO INCORPORATED COM	$94,853	$322,480
1,000 SH GRAHAM CORP	$13,724	$12,440
6,000 SH GRIFFON CORP	$93,900	$170,880
6,000 SH GRUPO TELEVISA S A DE CV GLOBAL DEP RCPT	$74,719	$56,220
1,500 SH GRUPO TELEVISA S A DE CV GLOBAL DEP RCPT	$19,098	$14,055
100 SH HERC HLDGS COM	$7,234	$15,633
233 SH HERC HLDGS COM	$16,087	$36,476
100 SH HERC HLDGS COM	$2,329	$15,633
33 SH HERC HLDGS COM	$1,057	$5,211
1,034 SH HERC HLDGS COM	$33,909	$161,873
1,000 SH HERC HLDGS COM	$25,847	$156,550
1,500 SH HEWLETT PACKARD ENTERPRISE CO	$21,577	$23,655
2,000 SH HEWLETT PACKARD ENTERPRISE CO	$29,400	$31,540
350 SH HYSTER-YALE MATERIAL HANDLING INC CLASS A	$28,060	$14,385
150 SH HYSTER-YALE MATERIAL HANDLING INC CLASS A	$9,718	$6,165
2,000 SH INTERPUBLIC GRP CO INC	$40,020	$74,900
1,500 SH ITT INC	$62,745	$153,285
800 SH J M SMUCKER CO	$84,248	$108,656
200 SH J M SMUCKER CO	$21,056	$27,164
400 SH J M SMUCKER CO	$47,639	$54,328
1,500 SH JPMORGAN CHASE & CO	$96,690	$237,525
2,000 SH KAMAN CORPORATION CL A	$83,020	$86,300
400 SH KEYSIGHT TECHS INC	$40,269	$82,604
1,000 SH KINNEVIKAB SHAREAKB	$19,690	$27,300
500 SH KINNEVIKAB SHAREAKB	$8,550	$13,650
1,020 SH LENNAR CORP CL B	$37,770	$97,532
2,000 SH LIBERTY GLOBAL PLC	$52,469	$55,480
3,000 SH LIBERTY MEDIA CORP DEL COM SER A BRAVES GROUP	$77,203	$86,250
1,000 SH LIBERTY MEDIA CORP DEL COM SER A BRAVES GROUP	$24,170	$28,750
500 SH M & T BANK CORP	$59,230	$76,790
200 SH M & T BANK CORP	$18,881	$30,716
1,000 SH MADISON SQUARE GARDEN ENTMT CORP CL A	$51,327	$70,340
516 SH MADISON SQUARE GARDEN ENTMT CORP CL A	$64,020	$36,295
516 SH MADISON SQUARE GARDEN ENTMT CORP CL A	$44,325	$36,295
1,000 SH MADISON SQUARE GARDEN SPORTS CORP	$135,793	$173,730
2,000 SH MAPLE LEAF FOODS INC COM NEW	$37,340	$46,240
1,000 SH MAPLE LEAF FOODS INC COM NEW	$17,880	$23,120
553 SH MARINE PRODUCTS CORP	$3,346	$6,913
1,000 SH MATTHEWS INTL CORP CLA	$21,805	$36,670
1,200 SH MGM RESORTS INTERNATIONAL	$35,850	$53,856
800 SH MGM RESORTS INTERNATIONAL	$22,991	$35,904
700 SH MILLICOM INTL CELLULAR S.A.(NEW)	$55,293	$19,915
200 SH MILLICOM INTL CELLULAR S.A.(NEW)	$13,012	$5,690
400 SH MILLICOM INTL CELLULAR S.A.(NEW)	$23,412	$11,380
200 SH MILLICOM INTL CELLULAR S.A.(NEW)	$10,750	$5,690
2,000 SH MILLICOM INTL CELLULAR S.A.(NEW)	$98,752	$56,900
1,500 SH MILLICOM INTL CELLULAR S.A.(NEW)	$58,635	$42,675
4,000 SH MODINE MANUFACTURING CO	$27,840	$40,360
1,000 SH MUELLER INDUSTRIES INC	$34,160	$59,360
1,000 SH MUELLER INDUSTRIES INC	$26,196	$59,360
500 SH MUELLER INDUSTRIES INC	$11,914	$29,680
1,200 SH MUELLER WATER PRODUCTS INC	$15,669	$17,280
1,800 SH MUELLER WATER PRODUCTS INC	$21,543	$25,920
3,000 SH MYERS INDUSTRIES INC	$50,820	$60,030
1,900 SH NATIONAL FUEL GAS CO	$119,643	$121,486
300 SH NATIONAL FUEL GAS CO	$13,472	$19,182
1,000 SH NATIONAL FUEL GAS CO	$43,093	$63,940
1,600 SH NORTHERN TRUST CORP	$116,896	$191,376
1,200 SH PATTERSON COMPANIES INC	$27,892	$35,220
300 SH PATTERSON COMPANIES INC	$7,422	$8,805
1,600 SH PNC FINANCIAL SERVICES GROUP	$150,048	$320,832
2,000 SH PNM RESOURCES INC	$96,770	$91,220
250 SH POST HOLDINGS INC	$10,598	$28,183
4,600 SH RYMAN HOSPITALITY PPTYS	$248,446	$423,016
1,500 SH SINCLAIR BROADCAST GROUP INC CL A	$49,521	$39,645
500 SH SINCLAIR BROADCAST GROUP INC CL A	$10,320	$13,215
1,000 SH SINCLAIR BROADCAST GROUP INC CL A	$18,844	$26,430
500 SH SINCLAIR BROADCAST GROUP INC CL A	$16,505	$13,215
200 SH SONY CORP ADR NEW	$10,344	$25,280
200 SH SONY CORP ADR NEW	$10,453	$25,280
1,500 SH STATE STR CORP	$114,555	$139,500
1,500 SH STATE STR CORP	$90,209	$139,500
500 SH STATE STR CORP	$27,519	$46,500
500 SH STRA TTEC SEC CORP	$10,291	$18,510
15,000 SH SWEDISH MATCH SEK PAR ORD	$83,334	$120,000
2,200 SH TELEPHONE & DATA SYS INC NEW	$64,020	$44,330
2,000 SH TEXTRON INC	$109,658	$154,400
2,000 SH TEXTRON INC	$93,453	$154,400
500 SH TEXTRON INC	$17,022	$38,600
1,500 SH TRATON SE	$48,638	$37,628
3,900 SH TREDEGAR CORPORATION	$75,855	$46,098
500 SH TREDEGAR CORPORATION	$7,730	$5,910
1,500 SH TRINITY INDUSTRIES INC	$34,266	$45,300
2,500 SH UNITED STATES CELLULAR CORP	$95,800	$78,800
894 SH VIACOMCBS INC CLA	$50,563	$29,840
1,490 SH VIACOMCBS INC CLA	$84,821	$49,733
238 SH VIACOMCBS INC CLA	$10,216	$7,957
377 SH VIACOMCBS INC CLA	$15,086	$12,580
3,000 SH VIACOMCBS INC CLA	$188,560	$100,110
2,000 SH WELLS FARGO & CO NEW	$109,680	$95,960
1,000 SH WELLS FARGO & CO NEW	$27,860	$47,980
1,000 SH WELLS FARGO & CO NEW	$24,510	$47,980
5,500 SH WIDEOPENWEST INC	$38,907	$118,360
200 SH WYNN RESORTS LTD	$25,290	$17,008
300 SH WYNN RESORTS LTD	$33,775	$25,512
200 SH WYNN RESORTS LTD	$22,784	$17,008
700 SH WYNN RESORTS LTD	$58,813	$59,528
1,600 SH XYLEM INC	$57,343	$191,872
200 SH ZIMMER BIOMET HOLDINGS INC	$23,469	$25,407
4,000 SH ENTERPRISE PRODUCTS PARTNERS LP COM UNIT	$46,707	$87,840
350 SH AIR PRODUCTS AND CHEMICALS INC	$102,929	$106,491
1,500 SH ALBEMARLE CORP	$260,208	$350,655
1,500 SH APTARGROUP INC	$156,325	$183,720
2,200 SH BALL CORP	$169,831	$211,794
450 SH ECOLAB INC	$99,306	$105,566
300 SH CINTAS CORP	$116,086	$132,951
5,000 SH CLARIVATE PLC	$116,083	$117,600
1,250 SH CLARIVATE PLC CNV	$108,666	$113,575
1,250 SH EATON CORP PLC	$198,672	$216,025
750 SH HONEYWELL INTERNATIONAL INC	$153,595	$156,383
2,175 SH QUANTA SERVICES INC	$256,326	$249,386
400 SH ROPER TECHNOLOGIES INC	$119,215	$196,744
3,500 SH WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP	$252,882	$322,385
75 SH AMAZON.COM INC	$145,787	$250,076
370 SH NIKE INC CL B	$50,028	$61,668
4,000 SH MCCORMICK & CO INC NON VTG	$216,566	$386,440
1,500 SH ABBOTT LABORATORIES	$178,704	$211,110
850 SH JOHNSON & JOHNSON	$127,159	$145,410
1,000 SH THERMO FISHER SCIENTIFIC INC	$155,570	$667,240
1,500 SH ZOETIS INC	$146,788	$366,045
6,000 SH BANK OF AMERICA CORP	$113,521	$266,940
3,000 SH BLACKSTONE GROUP INC/THE CL A	$77,409	$388,170
"2,500 SH ONEX CORP (USD)	$190,383	$196,100
780 SH ACCENTURE PLC	$131,268	$323,349
625 SH INTUIT INC	$154,340	$402,013
1,028 SH MICROSOFT CORP	$151,254	$345,737
1,000 SH NIVIDIA CORP	$138,921	$294,110
1,750 SH VISA INC CL A	$157,778	$379,243
70 SH ALPHABET INC CL A	$89,524	$202,793
2,000 SH CROWN CASTLE INTERNATIONAL CORP	$167,499	$417,480
2,000 SH VANGUARD HIGH DIVIDEND YIELD ETF	$210,189	$224,220
2,200 SH SPDR S&P BIOTECH ETF	$208,726	$246,312
5,000 SH ANNALY CAPITAL MANAGEMENT INC PRF	$129,000	$127,900
95,000 SH MARYLAND ST CDA DEPT HSG & CMNTY REV RESIDENTIAL SERIES A	$93,494	$98,524
100,000 SH JPMORGAN CHASE & CO SR NT	$99,852	$105,491
200,000 SH MORGAN STANLEY SUBORDINATED BOND	$201,935	$221,320
250,000 SH ROPER TECHNOLOGIES INC SR NT	$243,875	$272,743
200,000 SH MCCORMICK & CO INC SENIOR BOND	$190,178	$216,493
300,000 SH ALLEGION US HOLDING CO INC SENIOR NOTE	$276,838	$318,123
25,000 SH AMERICAN UNIVERSITY	$24,938	$25,798
200,000 SH ZOETIS INC SENIOR NOTE	$198,304	$222,141
200,000 SH ENTERPRISE PRODUCTS OPERATING LLC SENIOR BOND	$200,525	$224,717
100,000 SH AMERICAN TOWER CORP SENIOR BOND	$99,599	$108,892
100,000 SH PERKINELMER INC SENIOR BOND	$99,670	$106,147
75,000 SH VERIZON COMMUNICATIONS INC SR NT	$74,692	$75,746
75,000 SH JPMORGAN CHASE & CO	$75,000	$77,735
100,000 SH WELLTOWER INC SR BD	$99,519	$102,284
50,000 SH CITIGROUP INC SR BD	$50,000	$50,095
100,000 SH ATHENE HOLDING LTD SENIOR NOTE	$99,962	$109,568
130,000 SH NEW JERSEY ST HSG & MTGE FIN AGY MF REVENUE SERIES C REFUNDING DT	$133,990	$139,481
100,000 SH CLG WILLIAM & MARY VA CLG REVENUE SERIES B	$100,000	$101,084
40,000 SH MARYLAND ST CMNTY DEV ADMIN DEPT HSG & CMNTY DEV REV RESIDENTIAL S	$41,193	$41,820
100,000 SH MICHIGAN ST HSG DEV AUTH RENTAL HSG REVENUE SERIES B	$100,000	$101,762
87,000 SH OHIO ST HSG FIN AGY SF MTGE REVENUE SERIES 1	$83,233	$88,312
90,000 SH SOUTH DAKOTA ST HSG DEV AUTH SF REVENUE MTGE REFUNDING SERIES 1	$90,755	$93,915
30,000 SH MARYLAND ST CMNTY DEV ADMIN DEPT HSG & CMNTY DEV REV RSDL SERIES A	$30,309	$31,019
68,314 SH DOUBLELINE TOTAL RETURN BOND FUND CL-I	$728,254	$710,463
88,021 SH PIMCO MORTGAGE OPPORTUNITIES FUND DTD	$964,620	$951,503
83,846 SH PIMCO INCOME FUND DTD 11/1/2009	$980,489	$1,001,115
580 SH ABB LTD -SPONS ADR	$15,199	$22,139
1,064 SH ABB LTD -SPONS ADR	$27,577	$40,613
410 SH ABB LTD -SPONS ADR	$12,560	$15,650
123 SH ADIDAS AG-SPON	$20,702	$17,712
594 SH AIA GROUP LTD SPONSORED ADR AAGIY	$15,165	$23,953
319 SH AIA GROUP LTD SPONSORED ADR AAGIY	$7,994	$12,864
991 SH AIA GROUP LTD SPONSORED ADR AAGIY	$40,963	$39,962
116 SH AIA GROUP LTD SPONSORED ADR AAGIY	$5,102	$4,678
38 SH AIR LIQUIDE ADR	$1,063	$1,325
955 SH AIR LIQUIDE ADR	$30,739	$33,301
95 SH AIRBUS SE	$3,041	$3,031
279 SH AIRBUS SE	$7,341	$8,903
1,109 SH AIRBUS SE	$40,307	$35,388
467 SH AIRBUS SE	$15,864	$14,902
54 SH AIRBUS SE	$1,696	$1,723
1,142 SH AMERICA MOVIL SAB DE CV ADR SERIES L	$20,568	$24,108
301 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$12,759	$18,226
187 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$10,118	$11,323
303 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$23,846	$18,347
25 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$1,500	$1,514
14 SH AON PLC SHS CLA AON	$2,282	$4,208
40 SH AON PLC SHS CLA AON	$7,251	$12,022
44 SH AON PLC SHS CLA AON	$9,213	$13,225
5 SH AON PLC SHS CLA AON	$1,495	$1,503
244 SH ASAHI KAISEI CORP ADR AHKSY	$5,028	$4,585
683 SH ASAHI KAISEI CORP ADR AHKSY	$15,788	$12,834
578 SH ASAHI KAISEI CORP ADR AHKSY	$11,473	$10,861
8 SH ASML HOLDING NV	$891	$6,369
64 SH ASML HOLDING NV	$6,749	$50,953
120 SH ASML HOLDING NV	$34,905	$95,537
166 SH ASSA ABLOY AB - ADR	$1,848	$2,535
449 SH ASSA ABLOY AB - ADR	$4,901	$6,856
569 SH ASSA ABLOY AB - ADR	$6,700	$8,689
781 SH ASSOC BRITISH FOODS LTD ADR NEW	$25,610	$21,446
262 SH ASTRAZENECA PLC	$8,823	$15,262
201 SH ASTRAZENECA PLC	$6,763	$11,708
246 SH ASTRAZENECA PLC	$7,133	$14,330
746 SH ASTRAZENECA PLC	$37,255	$43,455
175 SH ASTRAZENECA PLC	$8,469	$10,194
58 SH ATLASSIAN CORP PLC CL A	$15,175	$22,115
566 SH B&M EUROPEAN VALUE ADR RETAIL SA	$14,631	$19,555
20 SH B&M EUROPEAN VALUE ADR RETAIL SA	$664	$691
500 SH B&M EUROPEAN VALUE ADR RETAIL SA	$16,895	$17,275
5,431 SH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. ADR	$26,837	$31,880
52 SH BEIGENE LTD SPON ADR	$7,206	$14,088
45 SH BEIGENE LTD SPON ADR	$7,638	$12,192
30 SH BEIGENE LTD SPON ADR	$8,496	$8,128
149 SH BNP PARIBAS ADR	$4,425	$5,184
322 SH BNP PARIBAS ADR	$10,013	$11,202
354 SH BNP PARIBAS ADR	$12,132	$12,316
304 SH BRITISH AMERN TOB PLC	$12,055	$11,373
260 SH BRITISH AMERN TOB PLC	$10,995	$9,727
643 SH BRITISH AMERN TOB PLC	$21,025	$24,055
477 SH BRITISH AMERN TOB PLC	$18,998	$17,845
23 SH BRITISH AMERN TOB PLC	$797	$860
377 SH CARLSBERG AS-B	$6,635	$13,089
302 SH CARLSBERG AS-B	$8,266	$10,485
1,408 SH CARLSBERG AS-B	$41,247	$48,886
46 SH CARLSBERG AS-B	$1,570	$1,597
122 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$1,057	$1,824
557 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$5,046	$8,327
97 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$972	$1,450
1,688 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$16,809	$25,236
835 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$8,084	$12,483
390 SH DAIICHI SANKYO COL TD SPONSORED ADR LEVEL 1	$8,225	$9,949
336 SH DAIICHI SANKYO COL TD SPONSORED ADR LEVEL 1	$7,274	$8,571
816 SH DAIKIN INDUSTRIES LTD - UNSPON ADR	$18,213	$18,491
271 SH DBS GROUP HOLDINGS	$20,669	$26,385
205 SH DBS GROUP HOLDINGS	$17,077	$19,959
513 SH DEUTSCHE BOERSE AG-UNSPO ADR	$6,868	$8,521
467 SH DEUTSCHE BOERSE AG-UNSPO ADR	$7,126	$7,757
155 SH DIAGEO PLC SPONSORED ADR NEW	$25,479	$34,122
394 SH DNB BANK ASA ADR	$4,779	$9,042
389 SH DNB BANK ASA ADR	$6,992	$8,928
851 SH DNB BANK ASA ADR	$15,675	$19,530
60 SH DNB BANK ASA ADR	$1,178	$1,377
101 SH DSV A/S UNSP ADR DSDVY	$2,611	$11,855
182 SH DSV A/S UNSP ADR DSDVY	$10,243	$21,363
1,232 SH ENEL SOCIETA PER AZIONI ADR	$6,967	$9,807
1,488 SH ENEL SOCIETA PER AZIONI ADR	$8,690	$11,844
1,462 SH ENEL SOCIETA PER AZIONI ADR	$9,064	$11,638
3,730 SH ENEL SOCIETA PER AZIONI ADR	$28,965	$29,691
1,359 SH ENGIE SPON ADR 1 RCPT= 1 ORD SHRS	$19,615	$20,086
2,074 SH ENGIE SPON ADR 1 RCPT= 1 ORD SHRS	$27,420	$30,654
1,471 SH EPIROC AKTIEBOLAG ADR	$31,782	$37,113
30 SH ESSILOR !NTL-SPONSORED ADR	$2,003	$3,207
97 SH ESSILOR !NTL-SPONSORED ADR	$6,224	$10,370
101 SH ESSILOR !NTL-SPONSORED ADR	$7,580	$10,798
7 SH ESSILOR !NTL-SPONSORED ADR	$450	$748
433 SH ESSILOR !NTL-SPONSORED ADR	$33,426	$46,292
146 SH FLUTTER ENTERTAINMENT PLC	$10,833	$11,630
383 SH GENMAB A/S SPON ADR	$6,089	$15,151
1,029 SH GENMAB A/S SPON ADR	$22,405	$40,707
146 SH GIVAUDAN-UNSPON-ADR	$6,185	$15,317
42 SH GIVAUDAN-UNSPON-ADR	$1,775	$4,406
137 SH GIVAUDAN-UNSPON-ADR	$7,875	$14,373
280 SH GIVAUDAN-UNSPON-ADR	$17,200	$29,375
13 SH HDFC BANK LTD-ADR	$462	$846
301 SH HDFC BANK LTD-ADR	$19,400	$19,586
174 SH HDFC BANK LTD-ADR	$12,732	$11,322
27 SH HDFC BANK LTD-ADR	$1,926	$1,757
105 SH HERMES INTERNATIONAL-ADR	$5,772	$18,431
2 SH HERMES INTERNATIONAL-ADR	$113	$351
103 SH HERMES INTERNATIONAL-ADR	$7,643	$18,080
3 SH HERMES INTERNATIONAL-ADR	$264	$527
92 SH HERMES INTERNATIONAL-ADR	$8,197	$16,149
446 SH HONG KONG EXCHANGES AND	$14,569	$26,426
168 SH HONG KONG EXCHANGES AND	$9,692	$9,954
18 SH HOYA CORPORATION SPONSORED ADR HOCPY	$1,081	$2,692
6 SH HOYA CORPORATION SPONSORED ADR HOCPY	$348	$897
103 SH HOYA CORPORATION SPONSORED ADR HOCPY	$7,909	$15,406
129 SH HOYA CORPORATION SPONSORED ADR HOCPY	$12,098	$19,295
40 SH HUTCHISON CHINA HCM	$1,341	$1,403
162 SH HUTCHISON CHINA HCM	$5,448	$5,683
161 SH HUTCHISON CHINA HCM	$4,015	$5,648
208 SH HUTCHISON CHINA HCM	$5,585	$7,297
39 SH IBERDROLA SA-SPONSORED AOR	$1,236	$1,841
14 SH IBERDROLA SA-SPONSORED AOR	$445	$661
481 SH IBERDROLA SA-SPONSORED AOR	$19,545	$22,708
7 SH IBERDROLA SA-SPONSORED AOR	$330	$330
373 SH IBERDROLA SA-SPONSORED AOR	$17,671	$17,609
1,692 SH INDUSTRIA DE DISENO TEXTILE INDITEX SA	$27,634	$27,392
644 SH INDUSTRIA DE DISENO TEXTILE INDITEX SA	$11,577	$10,426
650 SH INDUSTRIA DE DISENO TEXTILE INDITEX SA	$10,238	$10,523
1,248 SH ING GROEP NV SPON ADR	$14,952	$17,372
110 SH JARDINE MATHESON HLDGS LTD-UNSP ADR	$4,454	$6,082
207 SH JARDINE MATHESON HLDGS LTD-UNSP ADR	$8,660	$11,445
373 SH KERING SA SPON ADR	$8,102	$30,030
8 SH KERING SA SPON ADR	$362	$644
316 SH KERING SA SPON ADR	$20,362	$25,441
275 SH KERING SA SPON ADR	$13,777	$22,140
27 SH KEYENCE CORP	$7,677	$17,140
152 SH KEYENCE CORP	$55,323	$97,124
536 SH KONINKLIJKE PHILIPS N VNY REG SH	$22,562	$19,752
86 SH LOREAL CO ADR	$3,395	$8,206
405 SH LOREAL CO ADR	$23,441	$38,645
347 SH LOREAL CO ADR	$32,973	$33,111
903 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$13,025	$21,302
272 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$4,020	$6,416
1,481 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$36,233	$34,937
133 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$4,036	$3,137
197 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$5,907	$4,647
31 SH LVMH MOET HENNESSY	$1,867	$5,131
213 SH LVMH MOET HENNESSY	$19,124	$35,252
15 SH MERCADOLIBRE INC	$3,172	$20,226
11 SH MERCADOLIBRE INC	$6,406	$14,832
7 SH MERCADOLIBRE INC	$9,259	$9,439
177 SH MURATA MANUFACTURING-ADR	$1,903	$3,531
907 SH MURATA MANUFACTURING-ADR	$13,473	$18,095
46 SH NESTLES A REG ADR	$3,777	$6,457
55 SH NESTLES A REG ADR	$4,491	$7,720
96 SH NESTLES A REG ADR	$8,338	$13,476
274 SH NESTLES A REG ADR	$29,186	$38,461
112 SH NESTLES A REG ADR	$10,516	$15,721
56 SH NETEASE INC	$7,048	$5,700
97 SH NETEASE INC	$11,034	$9,873
64 SH NICE LTD	$18,015	$19,430
2 SH NICE LTD	$553	$607
1,091 SH NIDEC CORPORATION	$19,409	$32,195
1,025 SH NITORI HLDGS CO LTD NCLTY	$20,182	$15,232
849 SH NITORI HLDGS CO LTD NCLTY	$15,944	$12,616
3,413 SH NOKIA CORP SPONSORED	$19,250	$21,229
112 SH NOVO NORDISK AS ADR NVO	$5,291	$12,544
364 SH NOVO NORDISK AS ADR NVO	$12,859	$40,768
702 SH NOVO NORDISK AS ADR NVO	$40,526	$78,624
448 SH ORSTED A/S ADR UNSPON ADR	$22,198	$19,143
5 SH ORSTED A/S ADR UNSPON ADR	$231	$214
679 SH PERNOD-RICARD SA	$24,085	$32,918
8 SH PERNOD-RICARD SA	$377	$388
356 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$5,703	$6,230
1,243 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$19,670	$21,753
6 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$98	$105
1,104 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$18,371	$19,320
19,922 SH RECRUIT HOLDINGS CO ADR LTD	$10,211	$23,410
1,049 SH RECRUIT HOLDINGS CO ADR LTD	$11,938	$12,777
146 SH RECRUIT HOLDINGS CO ADR LTD	$1,985	$1,778
120 SH RELX PLC ADR SPON	$2,549	$3,913
216 SH RELX PLC ADR SPON	$4,642	$7,044
966 SH RELX PLC ADR SPON	$24,041	$31,501
542 SH RELX PLC ADR SPON	$16,584	$17,675
47 SH RELX PLC ADR SPON	$1,483	$1,533
187 SH RIO TINTO PLC SPONSORED ADR	$11,363	$12,518
3 SH RIO TINTO PLC SPONSORED ADR	$186	$201
1,729 SH ROYAL KPN NV SPN ADR KKPNY	$5,285	$5,291
4,131 SH ROYAL KPN NV SPN ADR KKPNY	$12,352	$12,641
890 SH SAFRAN SA-UNSPON	$15,633	$27,225
309 SH SAFRAN SA-UNSPON	$5,367	$9,452
973 SH SAFRAN SA-UNSPON	$37,866	$29,764
22 SH SAP SE-SPONSORED	$2,507	$3,082
237 SH SAP SE-SPONSORED	$31,644	$33,206
178 SH SAP SE-SPONSORED	$26,122	$24,940
1 SH SAP SE-SPONSORED	$148	$140
421 SH SHIN-ETSU CHEMICAL ADR	$9,577	$18,280
337 SH SHIN-ETSU CHEMICAL ADR	$7,556	$14,633
660 SH SHIN-ETSU CHEMICAL ADR	$18,064	$28,657
2,729 SH SHIONOGI & CO LTD ADR	$35,313	$48,208
13 SH SMC CORP/JAPAN	$4,310	$8,824
3 SH SMC CORP/JAPAN	$1,031	$2,036
81 SH SMC CORP/JAPAN	$38,070	$54,979
112 SH STMICROELECTRONICS N V	$2,963	$5,475
389 SH STMICROELECTRONICS N V	$13,691	$19,014
171 SH STMICROELECTRONICS N V	$7,057	$8,358
417 SH STMICROELECTRONICS N V	$18,188	$20,383
7 SH STMICROELECTRONICS N V	$343	$342
490 SH STRAUMANN HOLDING AG ADR	$19,527	$52,920
1 SH STRAUMANN HOLDING AG ADR	$110	$108
44 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$1,294	$5,294
202 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$5,846	$24,303
654 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$38,008	$78,683
18 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$2,042	$2,166
135 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$15,834	$16,242
78 SH TENCENT HOLDINGS LTD- UNSP ADR	$4,006	$4,547
627 SH TENCENT HOLDINGS LTD- UNSP ADR	$30,068	$36,554
61 SH TENCENT HOLDINGS LTD- UNSP ADR	$4,813	$3,556
494 SH TERUMO CORP-UNSPON ADR TRUMY	$16,989	$21,336
406 SH TFI INTERNATIONAL INC TFII	$17,453	$45,517
1 SH TFI INTERNATIONAL INC TFII	$107	$111
180 SH TOKYO ELECTRON LTD-UNSPN ADR	$15,712	$25,902
24 SH TOTAL ENERGIES SE	$1,311	$1,185
271 SH TOTAL ENERGIES SE	$12,160	$13,402
277 SH TOTAL ENERGIES SE	$11,879	$13,698
9 SH TOTAL ENERGIES SE	$448	$443
2,477 SH UNICHARM CORP SPONSORED ADR UNICY	$16,845	$21,684
1,112 SH ABBOTT LABORATORIES CMN (ABT)	$80,671	$156,503
1,462 SH ACTIVISION BLIZZARD, INC CMN (ATVI)	$59,268	$97,267
2,451 SH AES CORP. CMN (AES)	$33,419	$59,559
67 SH ALPHABET INC.CMN CLASS A (GOOGL)	$103,510	$194,102
36 SH AMAZON.COM INC CMN (AMZN)	$27,663	$120,036
1,257 SH AMETEK INC (NEW) CMN (AME)	$133,089	$184,829
1,288 SH APPLE INC. CMN (AAPL)	$58,641	$228,710
139 SH BEIGENE, LTD. SPONSORED ADR CMN (BGNE)	$20,055	$37,659
466 SH BROADCOM INC. CMN (AVGO)	$92,471	$310,081
1,161 SH CARRIER GLOBAL CORPORATION CMN (CARR)	$50,071	$63,147
91 SH CHARTER COMMUNICATIONS, INC. CMN (CHTR)	$25,193	$59,329
1,090 SH CHEVRON CORPORATION CMN (CVX)	$88,466	$127,912
2,681 SH CITIZENS FINANCIAL GROUP, INC. CMN (CFG)	$74,919	$126,677
204 SH CME GROUP INC. CMN CLASS A (CME)	$21,234	$47,269
1,991 SH COMCAST CORPORATION CMN CLASS A VOTING (CMCSA)	$81,483	$100,207
206 SH COSTCO WHOLESALE CORPORATION CMN (COST)	$45,160	$116,946
2,715 SH CSX CORPORATION CMN (CSX)	$48,033	$102,084
301 SH DANAHER CORPORATION CMN (OHR)	$23,395	$99,095
825 SH DISCOVER FINANCIAL SERVICES CMN (DFS)	$74,791	$95,337
342 SH ELECTRONIC ARTS CMN (EA)	$35,063	$45,110
285 SH ELI LILLY & CO CMN (LLY)	$33,224	$78,723
630 SH EOG RESOURCES INC CMN (EOG)	$51,691	$55,963
342 SH EURONET WORLDWIDE, INC. CMN (EEFT)	$43,268	$40,756
768 SH FIDELITY NATL INFO SVCS INC CMN (FIS)	$109,860	$83,827
369 SH FIRST REPUBLIC BANK CMN SERIES (FRC)	$62,717	$76,202
904 SH GILEAD SCIENCES CMN (GILD)	$64,750	$65,639
1,401 SH GODADDY INC. CMN CLASS A (GDDY)	$68,286	$118,889
873 SH HILTON WORLDWIDE HOLDINGS INC. CMN (HLT)	$78,859	$136,179
463 SH HONEYWELL INTL INC CMN (HON)	$84,352	$96,540
1,632 SH INTEL CORPORATION CMN (INTC)	$82,583	$84,048
1,015 SH INTERCONTINENTAL EXCHANGE INC CMN (ICE)	$70,744	$138,822
279 SH JACK HENRY & ASSOC INC CMN (JKHY)	$23,419	$46,590
280 SH JOHNSON & JOHNSON CMN (JNJ)	$36,611	$47,900
891 SH JPMORGAN CHASE & CO CMN (JPM)	$65,801	$141,090
324 SH KLA CORP CMN (KLAC)	$42,830	$139,356
401 SH MARSH & MCLENNAN CO INC CMN (MMC)	$40,605	$69,702
373 SH META PLATFORMS INC CMN CLASS A (FB)	$97,323	$125,459
715 SH MICROSOFT CORPORATION CMN (MSFT)	$41,227	$240,469
301 SH MOODY'S CORPORATION CMN (MCO)	$32,694	$117,565
68 SH MSCI INC. CMN (MSCI)	$21,835	$41,663
98 SH NETFLIX, INC. CMN (NFIX)	$66,834	$59,039
279 SH NORTHROP GRUMMAN CORP CMN (NOC)	$80,354	$107,993
1,223 SH PHILIP MORRIS INTL INC CMN (PM)	$112,334	$117,714
499 SH SEAGEN INC.CMN (SGEN)	$30,748	$77,145
67 SH TRANSDIGM GROUP INCORPORATED CMN (TOG)	$15,064	$42,631
728 SH TRIMBLE INC CMN (TRIMB)	$55,501	$63,474
439 SH UNITEDHEALTH GROUP INCORPORATE CMN (UNH)	$126,693	$220,439
722 SH VISA INC. CMN CLASS-A (V)	$60,142	$156,465
360 SH CROWN CASTLE INTL CORP CMN (CCI)	$30,483	$75,146
75 SH EQUINIX, INC. REIT (EQIX)	$42,762	$63,438
3,524 SH ABB LTD SPONSORED ADR CMN (ABB)	$87,373	$134,511
437 SH ADIDAS AG ADR CMN (ADDYY)	$77,310	$62,915
4,516 SH AIA GROUP LIMITED SPONSORED ADR CMN SERIES (AAGIY)	$125,385	$182,116
2,564 SH AIRBUS S.E. ADR CMN (EADSY)	$47,206	$81,904
5,439 SH AMERICA MOVIL SAB DE CV SPONSORED ADR CMN SERIES L	$86,801	$114,817
1,138 SH ANHEUSER-BUSCH INBEV SPONSORED ADR CMN (BUD)	$58,205	$68,906
454 SH AON PUBLIC LIMITED COMPANY CMN (AON)	$65,952	$136,454
4,435 SH ASHAI KASEI CORP ADR CMN (AHKSY)	$85,588	$83,267
324 SH ASML HOLDING N. ADR CMN (ASML)	$51,255	$257,949
2,750 SH ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN)	$92,169	$160,188
2,918 SH B&M EUROPEAN VALUE RETAILS.A. ADR CMN (BMRRY)	$78,963	$103,952
2,294 SH BRITISH AMERICAN TOBACCO PLC SPONS ADR (BTI)	$81,003	$87,519
3,987 SH CARLSBERG A/S SPONSORED ADR CMN (CABGY)	$81,059	$137,711
10,172 SH COMPAGNIE FINANCIERE RICHEMONT UNSPONSORED ADR CMN (CFRUY)	$70,279	$152,895
5,812 SH DANONE SPONSORED ADR CMN (DANDY)	$84,821	$72,162
275 SH DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN (OED)	$31,440	$60,539
3,387 SH DNB ASA SPONSORED ADR CMN (DNHBY)	$57,800	$77,586
10,422 SH ENEL SOCIETA PER AZIONI ADR CMN (ENLAY)	$72,260	$83,511
6,066 SH ENGIE SPONSORED ADR DMN (ENGIY)	$87,968	$89,777
1,090 SH ESSILOR INTERNATIONAL SA ADR CMN (ESLOY)	$67,335	$116,047
1,575 SH EVERTEC INC CMN (EVTC)	$75,876	$78,719
1,793 SH GENMAB A/S SPONSORED ADR CMN (GMAB)	$30,609	$70,931
627 SH GIVAUDAN SA ADR CMN (GVDNY)	$37,432	$65,952
3,394 SH GRIFOLS S A ADR CMN (GRFS)	$50,595	$38,115
1,318 SH HAMAMATSU PHOTONICS K.K.CMN (HPHTF)	$40,990	$81,993
502 SH HERMES INTERNATIONAL UNSPONSORED AOR CMN (HESAY)	$33,503	$87,687
8,835 SH INDUSTRIA DE DISENO TEXTIL, S. ADR CMN (IDEXY)	$150,888	$143,321
4,263 SH INTESA SANPAOLO SPA SPONSORED ADR CMN (KKPNY)	$75,008	$66,145
1,763 SH KERING AOR CMN (PPRUY)	$125,515	$141,726
204 SH KEYENCE CORPORATION CMN (KYCCF)	$37,533	$129,499
17,490 SH KONINKLIJKE KPN N.V. SPONSORED ADR CMN (KKPNY)	$42,672	$54,306
1,887 SH KONINKLIJKE PHILIPS N_V.ADR CMN (PHG)	$76,733	$69,536
915 SH LOREAL CO (ADR) ADR CMN (LRLCY)	$34,198	$86,770
2,831 SH LONDON STOCK EXCHANGE GROUP PL ADR CMN (LNSTY)	$74,623	$66,432
324 SH LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN (LVMUY)	$11,343	$53,573
901 SH NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGO SHS) (NSRGY)	$70,368	$126,020
1,591 SH NOVO-NORDISK A/SADR ADR CMN (NVO)	$60,585	$178,192
5,818 SH RECKITT BENCKISER GROUP PLC SPONSORED AOR CMN (RBGLY)	$90,962	$99,953
1,249 SH ROYAL CARIBBEAN GROUP !SIN: LR0008862868 (RCL)	$64,469	$96,048
666 SH RYANAIR HOLDINGS PLC SPONSORED ADA CMN (RYAAY)	$56,628	$68,152
5,292 SH SAFRAN SA SPONSORED ADA CMN (SAFRY)	$116,727	$161,978
648 SH SAP SE (SPON ADA) (SAP)	$75,437	$90,791
1,993 SH SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADA CMN (SHECY)	$40,371	$86,189
187 SH SMC CORP. CMN (SMECF)	$53,807	$126,926
2,056 SH TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS SOROS (TSM)	$62,343	$248,163
1,782 SH TC ENERGY CORP CMN (TAP)	$80,932	$83,854
1,516 SH TENCENT HOLDINGS LIMITED UNSPONSOREO ADA CMN ADD ADA REL 19358779	$72,118	$88,825
1,317 SH TOTAL SE SPONSORED ADA CMN (TOT)	$50,023	$65,850
4,681 SH UBS GROUP AG CMN (UBS)	$66,424	$83,649
5,424 SH VALES S.A. ADR (VALE)	$91,264	$76,044
5,317,677 SH MEDRESPOND, INC. SERIES A-1 & A-2 PREFERRED STOCK	$411,451	$100
5,915,577 SH MEDRESPOND, INC. COMMON STOCK	$0	$1
US BLOCK STOCK	$1	$0
648,198 SH EOS	$4,816,423	$4,874,450

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (23 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
AURORA VENTURES V, LP	FMV	$817,481	$612,283
AXIOM ASIA PRIVATE CAPITAL FUND	FMV	$555,410	$88,808
AXIOM ASIA 6, LP	FMV	$578,136	$662,554
COMMONFUND CAPITAL EMERGING MARKETS II LP	FMV	$1,306,170	$2,550,679
FRAMTIDEN HOLDINGS LLC	FMV	$8,320,074	$10,720,230
HARBERT GROWTH PARTNERS V, LP	FMV	$598,127	$691,199
HARBERT POWER FUND III	FMV	$1,134,303	$2,657
HARBERT POWER FUND V	FMV	$174,064	$1,006,576
HARBERT VENTURE PARTNERS, LLC	FMV	$0	$89,014
HARBERT VENTURE PARTNERS II, LP	FMV	$755,106	$576,090
HARBERT VENTURE PARTNERS III, LP	FMV	$1,005,010	$668,398
HARBERT VENTURE PARTNERS ANNEX FUND, LLC	FMV	$0	$6,413
HARBERT INFRASTRUCTURE FUND VI, LP	FMV	$817,496	$900,727
KELLY ROOFING HOLDINGS LLC	FMV	$451,267	$417,689
MDME HOLDINGS LLC	FMV	$735,177	$454,904
MORGAN STANLEY PRIVATE EQUITY ASIA, LP	FMV	$235,645	$14,376
PENINSULA-KCG, LP	FMV	$689,485	$1,168,113
SYNERGY IOM HOLDINGS LLC	FMV	$400,000	$418,066
WJA ALTERNATIVE IN STRAT I SERIES I-2-AURELIUS	FMV	$414,328	$383,720
WJA ALTERNATIVE IN STRAT I SERIES I-7 D KEMPNER	FMV	$944,481	$897,993
FERNWOOD ASSOCIATES (WJ&A #7 - 5)	FMV	$513,141	$546,105
SANDALWOOD FUND (WJA, SERIES I-9)	FMV	$219,968	$253,840
WJA VALUE EQUITY	FMV	$1,419,680	$1,968,293

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	PRIOR YEAR ADJUSTMENTS	Desc
Amt	$27,149	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT INTEREST EXPENSE FLOW THROUGH'S	$17,927	$17,927	$0
NON DEDUCTIBLE EXPENSES	$216	$0	$0
PAYROLL SERVICES	$1,556	$0	$1,556
OTHER DEDUCTIONS	$14,365	$4,334	$10,031
GROSS RENTAL LOSS	$724	$724	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
FLOW THROUGH ACTIVITIES	-$132,655	-$132,655	-$132,655
1231 GAIN/(LOSS) FROM FLOW THROUGH'S	$181,033	$181,033	$181,033
SECTION 1202 GAIN EXCLUSION	$1,123,629	$0	$1,123,629
FLOW THROUGH ACTIVITIES UBTI	$510,663		$510,663
ADJ FOR NET UBTI	-$510,663		-$510,663

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MANAGEMENT FEES	$2,052,637	$2,052,637	$0
OTHER PROFESSIONAL FEES	$50,089	$0	$50,089

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (5 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PA REGISTRATION FEE	$15	$0	$15
FOREIGN TAX WITHHELD ON DIVIDENDS	$96,108	$96,108	$0
FOREIGN TAXES-FLOW THROUGH'S	$6,759	$6,759	$0
FEDERAL TAXES	$17,000	$0	$0
PAYROLL TAXES	$7,389	$0	$7,389