FUTURES INDUSTRY ASSOCIATION: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- FUTURES INDUSTRY ASSOCIATION (EIN 13-5642275)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202203199349309200
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T10:40:42-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BDO USA LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8401 GREENSBORO DRIVE 800 | AddressLine1Txt |
| City | MCLEAN | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 135642275 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Futures Industry Association Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % R GUY SHEETZ | InCareOfNm |
| Business Name Control | FUTU | BusinessNameControlTxt |
| Phone | 2024665460 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 K STREET NW Suite 725 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WALTER LUKKEN | PersonNm |
| Person Title | CFO, CAO | PersonTitleTxt |
| Phone | 2024665460 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | WALTER | PersonFirstNm |
| Person Last | LUKKEN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Marc Berger | PreparerPersonNm |
| PTIN | P01871563 | PTIN |
| Phone | 7038930600 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990 IRS990
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | WALTER LUKKEN | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 K STREET NW725 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $50,950,714 | GrossReceiptsAmt |
| Group Return For Affiliates | false | GroupReturnForAffiliatesInd |
| Organization501c | Yes (X) | Organization501cInd |
| Website Address | WWW.FIA.org | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1955 | FormationYr |
| Legal Domicile State | NY | LegalDomicileStateCd |
| Activity Or Mission | THE FUTURES INDUSTRY ASSOCIATION'S MISSION IS TO BE THE GLOBAL THOUGHT LEADER, ADVOCATE AND EDUCATOR FOR FUTURES AND SWAPS WHICH ARE CENTRALLY CLEARED. | ActivityOrMissionDesc |
| Voting Members Governing Body | 38 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 37 | VotingMembersIndependentCnt |
| Total Employee | 42 | TotalEmployeeCnt |
| Total Volunteers | 36 | TotalVolunteersCnt |
| Total Gross UBI | $77,475 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $0 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $23,819,381 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $24,250,472 | CYProgramServiceRevenueAmt |
| PY Investment Income | $70,691 | PYInvestmentIncomeAmt |
| CY Investment Income | $20,761,779 | CYInvestmentIncomeAmt |
| PY Other Revenue | $0 | PYOtherRevenueAmt |
| CY Other Revenue | $2,971,951 | CYOtherRevenueAmt |
| PY Total Revenue | $23,890,072 | PYTotalRevenueAmt |
| CY Total Revenue | $47,984,202 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $0 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $86,784 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $9,768,198 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $10,815,794 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $15,753,255 | PYOtherExpensesAmt |
| CY Other Expenses | $18,253,415 | CYOtherExpensesAmt |
| PY Total Expenses | $25,521,453 | PYTotalExpensesAmt |
| CY Total Expenses | $29,155,993 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | -$1,631,381 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $18,828,209 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $21,310,030 | TotalAssetsBOYAmt |
| Total Assets EOY | $52,805,727 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $14,643,324 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $27,381,395 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $6,666,706 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $25,424,332 | NetAssetsOrFundBalancesEOYAmt |
| Info In Schedule O Part III | Yes (X) | InfoInScheduleOPartIIIInd |
| Mission | SEE SCHEDULE O. | MissionDesc |
| Significant New Program Srvc | false | SignificantNewProgramSrvcInd |
| Significant Change | false | SignificantChangeInd |
| Desc | FIA IS THE LEADING GLOBAL TRADE ASSOCIATION FOR THE FUTURES, OPTIONS AND CENTRALLY CLEARED derivatives MARKET. FIA'S MEMBERSHIP REPRESENTS CLEARING FIRMS, EXCHANGES, CLEARINGHOUSES, TRADING FIRMS, AND COMMODITY SPECIALISTS, AS WELL AS TECHNOLOGY VENDORS, LAW FIRMS AND OTHER PROFESSIONAL SERVICE PROVIDERS. | Desc |
Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FIA WORKS ACTIVELY TO PRESERVE THE SYSTEM OF FREE AND COMPETITIVE MARKETS BY REPRESENTING THE INTERESTS OF THE INDUSTRY IN CONNECTION WITH BUSINESS, REGULATORY EXCHANGE, INTERNATIONAL AND LEGISLATIVE ISSUES THROUGH THE EXCHANGE OF IDEAS SUPPORTED BY OUR CONFERENCES AND EVENTS. | Desc |
Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FIA'S DOCUMENTATION LIBRARY AND CCP RISK REVIEW SERVICES PROVIDE VALUABLE LEGAL OPINIONS, CLIENT TERMS OF BUSINESS DOCUMENTATION, AND SUMMARIES OF RULES AND PROCEDURES OF CCP'S WORLDWIDE. FIA WORKS CLOSELY WITH MEMBER FIRMS TO DEVELOP INDUSTRY-STANDARD AGREEMENTS THAT ALL MARKET PARTICIPANTS CAN USE TO SUPPORT THEIR TRADING AND CLEARING FUNCTIONS AS WELL AS ENSURE REGULATORY COMPLIANCE IN DIFFERENT JURISDICTIONS. | Desc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Described In Section501c3 | false | DescribedInSection501c3Ind |
| Schedule B Required | false | ScheduleBRequiredInd |
| Political Campaign Acty | false | PoliticalCampaignActyInd |
| Subject To Proxy Tax | Yes (true) | SubjectToProxyTaxInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Conservation Easements | false | ConservationEasementsInd |
| Collections Of Art | false | CollectionsOfArtInd |
| Credit Counseling | false | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | false | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (true) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | false | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | false | ReportProgramRelatedInvstInd |
| Report Other Assets | Yes (true) | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (true) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (true) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | false | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (true) | ConsolidatedAuditFinclStmtInd |
| School Operating | false | SchoolOperatingInd |
| Foreign Office | Yes (true) | ForeignOfficeInd |
| Foreign Activities | Yes (true) | ForeignActivitiesInd |
| More Than5000 K To Org | false | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | false | MoreThan5000KToIndividualsInd |
| Professional Fundraising | false | ProfessionalFundraisingInd |
| Fundraising Activities | false | FundraisingActivitiesInd |
| Gaming Activities | false | GamingActivitiesInd |
| Operate Hospital | false | OperateHospitalInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Schedule J Required | Yes (true) | ScheduleJRequiredInd |
| Tax Exempt Bonds | false | TaxExemptBondsInd |
| Loan Outstanding | false | LoanOutstandingInd |
| Grant To Related Person | false | GrantToRelatedPersonInd |
| Business Rln With Org Mem | false | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | false | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | false | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | false | DeductibleNonCashContriInd |
| Deductible Art Contribution | false | DeductibleArtContributionInd |
| Terminate Operations | false | TerminateOperationsInd |
| Partial Liquidation | false | PartialLiquidationInd |
| Disregarded Entity | false | DisregardedEntityInd |
| Related Entity | Yes (true) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (true) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | Yes (true) | TransactionWithControlEntInd |
| Activities Conducted Prtshp | false | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (true) | ScheduleORequiredInd |
| IRP Document | 24 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (true) | BackupWthldComplianceInd |
| Employee | 42 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (true) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Foreign Financial Account | Yes (true) | ForeignFinancialAccountInd |
| Foreign Country | UK | ForeignCountryCd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | false | TaxablePartyNotificationInd |
| Nondeductible Contributions | false | NondeductibleContributionsInd |
| Indoor Tanning Services | false | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | Yes (true) | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | false | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 38 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 37 | IndependentVotingMemberCnt |
| Family Or Business Rln | false | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | false | DelegationOfMgmtDutiesInd |
| Change To Org Documents | false | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | false | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | Yes (true) | MembersOrStockholdersInd |
| Election Of Board Members | Yes (true) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | false | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (true) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (true) | MinutesOfCommitteesInd |
| Officer Mailing Address | false | OfficerMailingAddressInd |
| Local Chapters | Yes (true) | LocalChaptersInd |
| Policies Reference Chapters | Yes (true) | PoliciesReferenceChaptersInd |
| Form990 Provided To Gvrn Body | false | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (true) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (true) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (true) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (true) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (true) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (true) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (true) | CompensationProcessOtherInd |
| Investment In Joint Venture | Yes (true) | InvestmentInJointVentureInd |
| Written Policy Or Procedure | Yes (true) | WrittenPolicyOrProcedureInd |
| States Where Copy Of Return Is Fld | DC | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | R GUY SHEETZ | PersonNm |
| Phone | 2024665460 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 K ST NW SUITE 725 NORTH TOWE | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (49 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | OfficerOfficerInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Key EmployeeKeyEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|---|
| Walter Lukken | ||||||||||
| President & CEO | 37.5 | 5.0 | Yes (X) | Yes (X) | $1,755,969 | $0 | $39,030 | |||
| Jacqueline Mesa | ||||||||||
| COO & SVP of Global Policy | 37.5 | 0.0 | Yes (X) | $725,048 | $0 | $39,030 | ||||
| Allison Lurton | ||||||||||
| CHIEF LEGAL OFFICE & GEN CNCL | 37.5 | 5.0 | Yes (X) | $632,224 | $0 | $39,030 | ||||
| Richard G Sheetz | ||||||||||
| SVP & CFO | 37.5 | 5.0 | Yes (X) | $493,182 | $0 | $39,030 | ||||
| Donald Byron | ||||||||||
| HEAD OF GLOBAL INDUSTRY OPER. | 37.5 | 0.0 | $329,176 | $0 | $39,030 | Yes (X) | ||||
| William Acworth | ||||||||||
| SVP PUBS, DATA & RESEARCH | 37.5 | 0.0 | $293,568 | $0 | $39,030 | Yes (X) | ||||
| Michael Sorrell | ||||||||||
| Associate General Counsel | 37.5 | 0.0 | $285,791 | $0 | $38,651 | Yes (X) | ||||
| Charles Jones | ||||||||||
| SVP OF GLOBAL BRAND MGMT | 37.5 | 0.0 | $281,368 | $0 | $38,253 | Yes (X) | ||||
| Antoinette Chan | ||||||||||
| VP Business Development | 37.5 | 0.0 | $247,066 | $0 | $35,166 | Yes (X) | ||||
| Kyle Glenn | ||||||||||
| Dir of Government Relations | 37.5 | 0.0 | $231,925 | $0 | $33,803 | Yes (X) | ||||
| Natalie Tynan | ||||||||||
| Associate General Counsel | 37.5 | 0.0 | $226,978 | $0 | $33,358 | Yes (X) | ||||
| Mary Ann Burns | ||||||||||
| Consultant | 37.5 | 0.0 | $60,000 | $0 | $0 | Yes (X) | ||||
| Eric Aldous | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Paul Anderson | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Samina Anwar | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| William Black | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Robert Booij | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Clive Christison | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Gerald Corcoran | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Robert Creamer | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Alicia Crighton | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| John Dabbs | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Michael Dawley | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Jan Bart de Boer | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Jeff Gore | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Arthur Hahn | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mark Ibbotson | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Tom Kadlec | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Najib Lamhaouar | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Najib Lamhaouar | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Kari Larsen | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| James Mackenzie | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| James Masserio | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Federica Mazzucato | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| John Murphy | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Ian Nissen | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Chris Perkins | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Jamila Piracci | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Jason Radzik | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mariam Rafi | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Kenneth Raisler | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Nicholas Rustad | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Gary Saunders | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Sharon Shi | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| George Simonetti | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Mark Spanbroek | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Jason Swankoski | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Dean Tonkin | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Michale Voisin | ||||||||||
| Director | 37.5 | 0.0 | Yes (X) | $0 | $0 | $0 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $5,562,295 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $0 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $413,411 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 13 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (true) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (true) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | false | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Milbank LLP | |||||
| 55 Hudon Yards | NEW YORK | NY | 100012163 | legal consultancy | $1,059,403 |
| Bryan Cave Leighton Paisner LLP | |||||
| PO Box 503089 | ST LOUIS | MO | 631503089 | legal consultancy | $1,027,852 |
| Delta Strategy Group | |||||
| 600 Pennsylvania Avenue SE Suite 3 | WASHINGTON | DC | 20003 | lobbying | $181,829 |
| Wipfli LLP | |||||
| 12539 Sunrise Valley DRIVE Suite 1 | RESTON | VA | 20191 | IT consultancy | $169,327 |
| WPP Group USA Inc Ogilvy PR | |||||
| PO Box 781983 1 North 5th Street | PHILADELPHIA | PA | 19178 | lobbying | $152,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 6 | CntrctRcvdGreaterThan100KCnt |
| Total Contributions | $0 | TotalContributionsAmt |
Program Service Revenue ProgramServiceRevenueGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| DUES AND SUBSCRIPTION | 900099 | $15,872,115 | $15,872,115 |
| CCP RR AND DOCUMENTATION LIBRARY | 900099 | $6,476,342 | $6,476,342 |
| CONFERENCE REVENUE | 900099 | $1,902,015 | $1,902,015 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $24,250,472 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $272,644 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $77,475 | UnrelatedBusinessRevenueAmt |
| Exclusion | $195,169 | ExclusionAmt |
Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Royalties Revenue RoyaltiesRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Rental Income Or Loss RentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Real | $0 | RealAmt |
| Personal | $0 | PersonalAmt |
Net Rental Income Or Loss NetRentalIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $23,455,647 | SecuritiesAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $2,966,512 | SecuritiesAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $20,489,135 | SecuritiesAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $20,489,135 | TotalRevenueColumnAmt |
| Exclusion | $20,489,135 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fundraising Gross Income | $0 | FundraisingGrossIncomeAmt |
| Fundraising Direct Expenses | $0 | FundraisingDirectExpensesAmt |
Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gaming Gross Income | $0 | GamingGrossIncomeAmt |
| Gaming Direct Expenses | $0 | GamingDirectExpensesAmt |
Net Income From Gaming NetIncomeFromGamingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Sales Of Inventory | $0 | GrossSalesOfInventoryAmt |
| Cost Of Goods Sold | $0 | CostOfGoodsSoldAmt |
Net Income Or Loss NetIncomeOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $0 | TotalRevenueColumnAmt |
Other Revenue Misc OtherRevenueMiscGrp (3 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt |
|---|---|---|---|
| SALE OF FIA TECH | 900099 | $1,273,411 | $1,273,411 |
| ASSESSMENT FEES | 900099 | $650,000 | $650,000 |
| CONSULTING SERVICES REVENUE | 900099 | $366,630 | $366,630 |
Miscellaneous Revenue MiscellaneousRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $681,910 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $681,910 | RelatedOrExemptFuncIncomeAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $2,971,951 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $47,984,202 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $27,222,423 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $77,475 | UnrelatedBusinessRevenueAmt |
| Exclusion | $20,684,304 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $86,784 | TotalAmt |
Grants To Domestic Individuals GrantsToDomesticIndividualsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Foreign Grants ForeignGrantsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Benefits To Members BenefitsToMembersGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,558,037 | TotalAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,403,775 | TotalAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $114,771 | TotalAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $224,091 | TotalAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $515,120 | TotalAmt |
Fees For Services Management FeesForServicesManagementGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $875,003 | TotalAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,011,409 | TotalAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $70,175 | TotalAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $898,817 | TotalAmt |
Fees For Services Prof Fundraising FeesForServicesProfFundraising
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,667 | TotalAmt |
Fees For Services Other FeesForServicesOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,709,698 | TotalAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,243 | TotalAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $155,863 | TotalAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $526,202 | TotalAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,251,744 | TotalAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $130,081 | TotalAmt |
Pymt Travel Entrtnmnt Pub Ofcl PymtTravelEntrtnmntPubOfclGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,772,019 | TotalAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Payments To Affiliates PaymentsToAffiliatesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $5,866,239 | TotalAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,286,488 | TotalAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $87,321 | TotalAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt |
|---|---|
| OTHER TAXES | $180,536 |
| SUBSCRIPTIONS & PUBLICATIONS | $144,449 |
| CUSTODIAL FEES | $118,784 |
| CHARITABLE DONATIONS | $79,255 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $71,422 | TotalAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $29,155,993 | TotalAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,463,510 | BOYAmt |
| EOY | $7,874,067 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Pledges And Grants Receivable PledgesAndGrantsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $1,089,968 | BOYAmt |
| EOY | $7,041,943 | EOYAmt |
Receivables From Officers Etc ReceivablesFromOfficersEtcGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Inventories For Sale Or Use InventoriesForSaleOrUseGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $877,324 | BOYAmt |
| EOY | $1,139,328 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $7,412,350 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $2,620,569 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,165,870 | BOYAmt |
| EOY | $4,791,781 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $20,267,937 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Investments Program Related InvestmentsProgramRelatedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Intangible Assets IntangibleAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $713,358 | BOYAmt |
| EOY | $11,690,671 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $21,310,030 | BOYAmt |
| EOY | $52,805,727 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $5,638,432 | BOYAmt |
| EOY | $5,229,932 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Deferred Revenue DeferredRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,201,232 | BOYAmt |
| EOY | $7,394,755 | EOYAmt |
Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Escrow Account Liability EscrowAccountLiabilityGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Loans From Officers Directors LoansFromOfficersDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $2,803,660 | BOYAmt |
| EOY | $14,756,708 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $14,643,324 | BOYAmt |
| EOY | $27,381,395 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,666,706 | BOYAmt |
| EOY | $25,424,332 | EOYAmt |
Donor Restriction Net Assets DonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $0 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $6,666,706 | BOYAmt |
| EOY | $25,424,332 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $21,310,030 | BOYAmt |
| EOY | $52,805,727 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $18,828,209 | ReconcilationRevenueExpnssAmt |
| Prior Period Adjustments | $19,084 | PriorPeriodAdjustmentsAmt |
| Other Changes In Net Assets | -$89,667 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | false | AccountantCompileOrReviewInd |
| FS Audited | Yes (true) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (true) | AuditCommitteeInd |
| Federal Grant Audit Required | false | FederalGrantAuditRequiredInd |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grassroots Lobbying | TotalGrassrootsLobbyingGrp | |
| Total Direct Lobbying | TotalDirectLobbyingGrp | |
| Total Lobbying Expend | TotalLobbyingExpendGrp | |
| Other Exempt Purpose Expend | OtherExemptPurposeExpendGrp | |
| Total Exempt Purpose Expend | TotalExemptPurposeExpendGrp | |
| Lobbying Nontaxable Amount | LobbyingNontaxableAmountGrp | |
| Grassroots Nontaxable | GrassrootsNontaxableGrp | |
| Tot Lbbyng Grassroot Mns Non Tx | TotLbbyngGrassrootMnsNonTxGrp | |
| Tot Lbby Expend Mns Lbbyng Non Tx | TotLbbyExpendMnsLbbyngNonTxGrp | |
| Substantially All Dues Nonded | false | SubstantiallyAllDuesNondedInd |
| Only In House Lobbying | false | OnlyInHouseLobbyingInd |
| Agree Carryover Prior Year | Yes (true) | AgreeCarryoverPriorYearInd |
| Dues Assessments | $15,872,115 | DuesAssessmentsAmt |
| Non Deductible Lbbyng Pltcl CY | $900,557 | NonDeductibleLbbyngPltclCYAmt |
| Non Ded Lbbyng Pltcl Cyov | $21,895 | NonDedLbbyngPltclCyovAmt |
| Non Deductible Lbbyng Pltcl Tot | $922,452 | NonDeductibleLbbyngPltclTotAmt |
| Aggregate Reported Dues Ntc | $952,327 | AggregateReportedDuesNtcAmt |
| Taxable | -$29,875 | TaxableAmt |
Schedule D IRS990ScheduleD
| Field | Value | IRS element (for citing) |
|---|---|---|
| Art Public Exhibition Amounts | ArtPublicExhibitionAmountsGrp | |
| Held Works Art | HeldWorksArtGrp | |
| CY Minus3 Yr Endwmt Fund | CYMinus3YrEndwmtFundGrp | |
| CY Minus4 Yr Endwmt Fund | CYMinus4YrEndwmtFundGrp | |
| Land | LandGrp | |
| Buildings | BuildingsGrp |
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $2,045,807 | OtherCostOrOtherBasisAmt |
| Depreciation | $274,810 | DepreciationAmt |
| Book Value | $1,770,997 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $551,486 | OtherCostOrOtherBasisAmt |
| Depreciation | $300,235 | DepreciationAmt |
| Book Value | $251,251 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $4,815,057 | OtherCostOrOtherBasisAmt |
| Depreciation | $2,045,524 | DepreciationAmt |
| Book Value | $2,769,533 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $4,791,781 | TotalBookValueLandBuildingsAmt |
Other Assets Org OtherAssetsOrgGrp (2 entries)
| DescDesc | Book ValueBookValueAmt |
|---|---|
| FIA DUE FROM AFFILIATES | $7,988,332 |
| INVESTMENT IN SUBSIDIARY | $3,702,339 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Other Assets | $11,690,671 | TotalBookValueOtherAssetsAmt |
| Federal Income Tax Liability | $0 | FederalIncomeTaxLiabilityAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| FIA DUE TO AFFILIATES | $10,857,147 |
| DEFERRED RENT | $3,899,561 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $14,756,708 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | LIABILITY FOR UNCERTAIN TAX POSITION (ASC 740) | FormAndLineReferenceDesc |
| Explanation | SCHEDULE D, PART X, LINE 2 THE ASSOCIATION IS RECOGNIZED BY THE IRS AS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(6) OF THE CODE. PURSUANT TO THE CODE AND APPLICABLE STATE REGULATIONS, THE ASSOCIATION IS EXEMPT FROM INCOME TAX EXCEPT FOR INCOME TAXES ON UNRELATED BUSINESS ACTIVITIES. FOR FINANCIAL STATEMENT PURPOSES, THE ASSOCIATION IS REQUIRED TO RECORD A LIABILITY FOR ANY MATERIAL TAX POSITION TAKEN WHICH DOES NOT MEET THE MINIMUM THRESHOLDS OF "MORE LIKELY THAN NOT" TO BE SUCCESSFUL UNDER REGULATORY CHALLENGE. REVENUE FROM ADVERTISING IS TAXABLE AS UNRELATED BUSINESS INCOME. FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020, THE ASSOCIATION HAD NO UNRELATED BUSINESS INCOME TAX OR LIABILITY. | ExplanationTxt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (2 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Specific Services ProvidedSpecificServicesProvidedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|---|
| Europe (Including Iceland and Greenland) | 2 | 18 | Program Services | Global Activities | $4,549,378 |
| East Asia and the Pacific | 1 | 4 | Program Services | Global Activities | $1,316,861 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 3 | SubtotalOfficesCnt |
| Subtotal Employees | 22 | SubtotalEmployeesCnt |
| Total Office | 3 | TotalOfficeCnt |
| Total Employee | 22 | TotalEmployeeCnt |
| Subtotal Spent | $5,866,239 | SubtotalSpentAmt |
| Total Spent | $5,866,239 | TotalSpentAmt |
| Transfer To Foreign Corp | false | TransferToForeignCorpInd |
| Interest In Foreign Trust | false | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (true) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | false | PassiveForeignInvestmestCoInd |
| Foreign Partnership | false | ForeignPartnershipInd |
| Boycott Countries | false | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | ACCOUNTING METHOD USED | FormAndLineReferenceDesc |
| Explanation | SCHEDULE F, PART I, LINE 3, COLUMN F THE EXPENDITURES, PER REGION, ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | false | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | false | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | false | EquityBasedCompArrngmInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Walter Lukken | ||||||||||||||
| President & CEO | $699,509 | $0 | $1,050,000 | $0 | $6,460 | $0 | $26,100 | $0 | $12,930 | $0 | $1,794,999 | $0 | $0 | $0 |
| Jacqueline Mesa | ||||||||||||||
| COO & SVP of Global Policy | $500,048 | $0 | $225,000 | $0 | $0 | $0 | $26,100 | $0 | $12,930 | $0 | $764,078 | $0 | $0 | $0 |
| Allison Lurton | ||||||||||||||
| CHIEF LEGAL OFFICE & GEN CNCL | $417,224 | $0 | $215,000 | $0 | $0 | $0 | $26,100 | $0 | $12,930 | $0 | $671,254 | $0 | $0 | $0 |
| Richard G Sheetz | ||||||||||||||
| SVP & CFO | $283,182 | $0 | $210,000 | $0 | $0 | $0 | $26,100 | $0 | $12,930 | $0 | $532,212 | $0 | $0 | $0 |
| Donald Byron | ||||||||||||||
| HEAD OF GLOBAL INDUSTRY OPER. | $269,176 | $0 | $60,000 | $0 | $0 | $0 | $26,100 | $0 | $12,930 | $0 | $368,206 | $0 | $0 | $0 |
| William Acworth | ||||||||||||||
| SVP PUBS, DATA & RESEARCH | $238,568 | $0 | $55,000 | $0 | $0 | $0 | $26,100 | $0 | $12,930 | $0 | $332,598 | $0 | $0 | $0 |
| Michael Sorrell | ||||||||||||||
| Associate General Counsel | $246,441 | $0 | $39,350 | $0 | $0 | $0 | $25,721 | $0 | $12,930 | $0 | $324,442 | $0 | $0 | $0 |
| Charles Jones | ||||||||||||||
| SVP OF GLOBAL BRAND MGMT | $226,368 | $0 | $55,000 | $0 | $0 | $0 | $25,323 | $0 | $12,930 | $0 | $319,621 | $0 | $0 | $0 |
| Antoinette Chan | ||||||||||||||
| VP Business Development | $215,416 | $0 | $31,650 | $0 | $0 | $0 | $22,236 | $0 | $12,930 | $0 | $282,232 | $0 | $0 | $0 |
| Kyle Glenn | ||||||||||||||
| Dir of Government Relations | $197,975 | $0 | $33,950 | $0 | $0 | $0 | $20,873 | $0 | $12,930 | $0 | $265,728 | $0 | $0 | $0 |
| Natalie Tynan | ||||||||||||||
| Associate General Counsel | $196,978 | $0 | $30,000 | $0 | $0 | $0 | $20,428 | $0 | $12,930 | $0 | $260,336 | $0 | $0 | $0 |
| Mary Ann Burns | ||||||||||||||
| Consultant | $0 | $0 | $0 | $0 | $60,000 | $0 | $0 | $0 | $0 | $0 | $60,000 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | BONUS AND COMPENSATION | FormAndLineReferenceDesc |
| Explanation | SCHEDULE J, PART I, LINE 3 THE COMPENSATION COMMITTEE OF THE BOARD OF FUTURES INDUSTRY ASSOCIATION WAS DILIGENT IN OBTAINING AND REVIEWING MARKET DATA TO ASSESS A BONUS PAYMENT TO MR. LUKKEN. HIS COMPENSATION, AS WELL AS THE COMPENSATION OF OTHERS, WAS DISCUSSED AND REVIEWED IN DETAIL AT A MEETING OF COMPENSATION COMMITTEE. | ExplanationTxt |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (10 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| ORGANIZATION'S MISSION: | FORM 990, PART III, LINE 1 THE FUTURES INDUSTRY ASSOCIATION'S (FIA) MISSION IS TO: - SUPPORT OPEN, TRANSPARENT AND COMPETITIVE MARKETS, - PROTECT AND ENHANCE THE INTEGRITY OF THE FINANCIAL SYSTEM, AND - PROMOTE HIGH STANDARDS OF PROFESSIONAL CONDUCT. AS THE PRINCIPAL MEMBERS OF DERIVATIVES CLEARINGHOUSES WORLDWIDE, FIA'S CLEARING FIRM MEMBERS PLAY A CRITICAL ROLE IN THE REDUCTION OF SYSTEMIC RISK IN GLOBAL FINANCIAL MARKETS. |
| INFORMATION ABOUT MEMBERSHIP: | FORM 990, PART VI, SECTION A, LINE 1A THE ASSOCIATION WILL HAVE ONE OR MORE MEMBERS IDENTIFIED, SELECTED AND ADMITTED BY THE BOARD (EACH, A "MEMBER COLLECTIVELY, THE "MEMBERS", AND IF ENTITLED OR NOT ENTITLED TO VOTE, "PRIMARY MEMBERS"ASSOCIATE MEMBERS," RESPECTIVELY). THE TERMS OF MEMBERSHIP AND ANY CLASSIFICATION OR CATEGORIZATION THEREOF WILL BE DEFINED AND DETERMINED FROM TIME TO TIME BY THE BOARD OF DIRECTORS IN ACCORDANCE WITH THESE BYLAWS, THE ASSOCIATION'S ARTICLES OF INCORPORATION, AND THE NEW YORK NOT-FOR-PROFIT CORPORATION LAW ("NFPCL"), INCLUDING WITH RESPECT TO QUALIFICATIONS, APPLICATIONS AND ISSUANCE OR CHARTERING; DUES, ASSESSMENTS, FEES AND OTHER OBLIGATIONS OR RESPONSIBILITIES; BENEFITS, SERVICES, RIGHTS AND PRIVILEGES, INCLUDING WITH RESPECT TO VOTING; AND DURATION, LAPSE, FORFEITURE, SUSPENSION, RESIGNATION, TERMINATION, EXPULSION, REVOCATION AND REINSTATEMENT. THE BOARD SHALL CONSIST OF UP TO THIRTY (30) INDIVIDUALS, COMPRISED OF PRIMARY MEMBER DIRECTORS, EX-OFFICIO MEMBER DIRECTORS, ASSOCIATE MEMBER DIRECTORS, AND AT-LARGE MEMBER DIRECTORS AS DEFINED HEREIN. PRIMARY MEMBER DIRECTORS - UP TO SIXTEEN (16) INDIVIDUALS, EACH OF WHOM SHALL BE AN EXECUTIVE OFFICER, PARTNER OR SOLE PROPRIETOR OF A PRIMARY MEMBER COMPANY, POSSESSING THE RESPONSIBILITIES AND AUTHORITY TO BIND AND ACT ON BEHALF OF THEIR EMPLOYER ORGANIZATION ON A GLOBAL BASIS. EX-OFFICIO DIRECTORS - EACH OF SIX (6) INDIVIDUALS SHALL SERVE AS DIRECTORS BY VIRTUE OF THEIR POSITIONS AS PROVIDED HEREIN. THE PRESIDENT AND THE ADVISORY BOARD CHAIRS OF THE EUROPE ADVISORY BOARD, THE ASIA ADVISORY BOARD, AND THE AMERICAS ADVISORY BOARD SHALL EACH SERVE AS EX-OFFICIO DIRECTORS, AND THE CHAIRS OF THE PTG AND EPTA SHALL SERVE AS AN EX-OFFICIO DIRECTOR AS DESCRIBED IN SECTION 3.3. ASSOCIATE MEMBER DIRECTORS - UP TO FIVE (5) INDIVIDUALS, EACH OF WHOM SHALL BE AN EXECUTIVE OFFICER, PARTNER OR SOLE PROPRIETOR OF AN ASSOCIATE MEMBER COMPANY, POSSESSING THE RESPONSIBILITIES AND AUTHORITY TO BIND AND ACT ON BEHALF OF THEIR EMPLOYER ORGANIZATION ON A GLOBAL BASIS. AT-LARGE DIRECTORS - UP TO FOUR (4) INDIVIDUALS OF SUITABLE EXPERIENCE AND EXPERTISE TO CONTRIBUTE TO THE ASSOCIATION AND THE INDUSTRY AS A WHOLE. AT-LARGE DIRECTORS NEED NOT BE MEMBERS OR AFFILIATED WITH ANY MEMBER COMPANY. FOR THE PURPOSES OF FORM 990, A MEMBER OF FIA'S GOVERNING BODY IS CONSIDERED "INDEPENDENT" ONLY IF ALL FOUR OF THE FOLLOWING CIRCUMSTANCES APPLIED AT ALL TIMES DURING FIA'S JANUARY 1, 2021 - DECEMBER 31, 2021 TAX YEAR: 1. NOT COMPENSATED AS AN FIA OFFICER OR OTHER EMPLOYEE OR RELATED ORGANIZATION 2. DID NOT RECEIVE MORE THAN $10,000 COMPENSATION IN 2021 FROM FIA OR RELATED ORGANIZATIONS AS AN INDEPENDENT CONTRACTOR, OTHER THAN FOR HIS/HER SERVICES AS A MEMBER OF FIA'S GOVERNING BODY 3. DID NOT OTHERWISE RECEIVE, DIRECTLY OR INDIRECTLY, MORE THAN $50,000 IN 2021 FINANCIAL BENEFITS FROM FIA OR A RELATED ORGANIZATION 4. DID NOT HAVE A FAMILY MEMBER WHO RECEIVED COMPENSATION OR OTHER MATERIAL FINANCIAL BENEFITS FROM FIA OR A RELATED ORGANIZATION UNDER THIS DEFINITION, THE FIA'S PUBLIC DIRECTORS QUALIFY AS "INDEPENDENT" WITH THE EXCEPTION OF FIA'S PRESIDENT, WALTER LUKKEN, WHO IS A FULL-TIME PAID EMPLOYEE OF FIA. |
| MEMBERS OR SHAREHOLDERS: | FORM 990, PART VI, SECTION A, LINE 6 FIA MEMBERSHIP CLASSES ARE COMPOSED OF PRIMARY, AND ASSOCIATE MEMBERS AS DEFINED BELOW. PRIMARY MEMBERS ARE LIMITED TO CLEARING MEMBERS THAT HOLD CUSTOMER FUNDS AND THUS CONTRIBUTE SUBSTANTIALLY TO THE SAFETY AND SOUNDNESS OF THE MARKET INFRASTRUCTURE. ASSOCIATE MEMBERS OF FIA SUPPORT THE OVERALL ECOSYSTEM OF THE CLEARED DERIVATIVES MARKETS, INCLUDING CLEARING ORGANIZATIONS, EXCHANGES, GLOBAL AND REGIONAL EXECUTING BROKERS, PRINCIPAL TRADING FIRMS, COMMODITY FIRMS, TECHNOLOGY VENDORS, LEGAL SERVICES AND OTHER PROFESSIONAL SERVICE PROVIDERS. |
| MEMBERS OR SHAREHOLDERS WHO MAY ELECT & DECISIONS: | FORM 990, PART VI, SECTION A, LINE 7A ONLY PRIMARY MEMBERS MAY VOTE AND MAY DO SO IN PERSON OR BY PROXY APPOINTED BY AN INSTRUMENT IN WRITING SUBSCRIBED BY SUCH PRIMARY MEMBER OR BY ITS DULY AUTHORIZED ATTORNEY-IN-FACT, AND IN ELECTIONS FOR DIRECTORS, PRIMARY MEMBERS SHALL VOTE BY BALLOT. EACH PRIMARY MEMBER SHALL BE ENTITLED TO ONE VOTE ON ANY OTHER MATTERS PROVIDED FOR A VOTE OF THE PRIMARY MEMBERS. IN ALL MATTERS, INCLUDING IN THE ELECTION OF DIRECTORS, THE AFFIRMATIVE VOTE OF A MAJORITY OF THE PRIMARY MEMBERS PRESENT IN PERSON OR REPRESENTED BY PROXY AND VOTING AT THE MEETING WILL BE THE ACT OF THE PRIMARY MEMBERS, UNLESS THE VOTE OF A GREATER NUMBER IS REQUIRED UNDER THESE BYLAWS, THE ASSOCIATION'S ARTICLES OF INCORPORATION OR THE NFPCL. |
| FORM 990 REVIEW PROCESS: | FORM 990, PART VI, SECTION B, LINE 11B CFO CONDUCTED REVIEW IN COLLABORATION WITH AN INDEPENDENT ACCOUNTING FIRM. DISCUSSION WAS HELD AT THE EXECUTIVE LEVEL WITHIN THE ORGANIZATION. |
| CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT: | FORM 990, PART VI, SECTION B, LINE 12C FIA CONFLICT OF INTEREST POLICY: AN FIA OFFICER, MEMBER OF THE BOARD OR EMPLOYEE ("SUCH PERSONS") ASSUMES A FIDUCIARY DUTY THAT CARRIES WITH IT BROAD AND UNBENDING LOYALTY TO THE FIA. THE BOARD, OFFICERS AND EMPLOYEES HAVE THE RESPONSIBILITY TO ADMINISTER THE AFFAIRS OF THE ASSOCIATION HONESTLY AND PRUDENTLY FOR THE SOLE BENEFIT OF THE ORGANIZATION. SUCH PERSONS SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL MATTERS INVOLVED IN THEIR DUTIES, AND THEY SHALL NOT USE THEIR POSITIONS WITHIN THE ORGANIZATION OR KNOWLEDGE GAINED FROM THE ORGANIZATION FOR THEIR PERSONAL BENEFIT. IT IS THE POLICY OF THE FIA TO REQUIRE SUCH PERSONS TO SUPPLY A WRITTEN DECLARATION OF THEIR ENGAGEMENT IN ANY ACTIVITY THAT RELATES TO THOSE ACTIVITIES OF THE FIA AND COULD CONTRIBUTE TO OR AFFECT THE SUCCESS OF THE FIA, OR MAY CREATE A CONFLICT OF INTEREST WITH THE FIA. THE CONFLICTS MAY INCLUDE AN OWNERSHIP INTEREST IN AN ENTITY FROM WHICH THE ORGANIZATION PROCURES GOODS OR SERVICES, OR OTHER TRANSACTIONS CARRYING THE POSSIBILITY OF PERSONAL GAIN AT THE EXPENSE OF FIA, OR ANY TRANSACTION IN WHICH FIA IS DOING BUSINESS WITH A FAMILY MEMBER OR BUSINESS PARTNER OF SUCH PERSONS. KNOWN OR POSSIBLE CONFLICTS CALLING FOR DISCLOSURE ALSO INCLUDE: - ANY OTHER ENTITY INVOLVEMENT CONFLICTS; - SUBJECT MATTER CONFLICTS; - CONFLICTS OF CURRENT OR POTENTIAL FINANCIAL INTEREST, OWNERSHIP, COMPENSATION IN AN ORGANIZATION THAT IS A VENDOR TO FIA APART FROM KNOWN PARTNERSHIPS OR MEMBERSHIPS; - FAMILY CONFLICTS; - OTHER BOARD/CLIENT CONFLICTS; - OTHER CONFLICTS THAT SUCH PERSON RECOGNIZES TO BE AS SUCH THROUGH ANALOGY OF THOSE MENTIONED ABOVE. THE FIA RECOGNIZES THAT DISCLOSURE OF A CONFLICT OR A POSSIBLE CONFLICT DOES NOT PRECLUDE THE ENTITY FROM DOING BUSINESS WITH A RELATED PARTY. HOWEVER, SUCH PERSONS HAVING A CONFLICT OF INTEREST SHALL NOT PARTICIPATE OR USE ANY PERSONAL INFLUENCE IN THE DISCUSSION OF THE SUBJECT OR MAKE ANY RECOMMENDATIONS REGARDING THE SUBJECT AND WILL EXCUSE HIM OR HERSELF FROM ALL DECISION-MAKING REGARDING THE TOPIC. THE FIA AUDIT COMMITTEE IS CHARGED WITH RESPONSIBILITY FOR REVIEWING ALL DISCLOSURES OR RELATED ACTIVITIES OR CONFLICTS OF INTEREST. ALL OFFICERS, MEMBERS OF THE BOARD, AND EMPLOYEES OF FIA ARE REQUIRED TO REPORT ANNUALLY, OR UPON OCCURRENCE, THEIR DISCLOSURE OF CONFLICTS USING THE STANDARD FIA FORM PROVIDED. |
| PROCESS FOR DETERMINING COMPENSATION: | FORM 990, PART VI, SECTION C, LINE 15A THE CHAIRMAN OF THE FIA BOARD OF DIRECTORS SERVES AS CHAIR FOR BOTH THE EXECUTIVE COMMITTEE AND THE COMPENSATION COMMITTEE. THE EXECUTIVE COMMITTEE ALSO HAS AUTHORITY TO DETERMINE THE NUMBER AND COMPENSATION OF ANY PAID DIRECTORS. ALL OFFICERS, EXCEPT AS THE BOARD DETERMINES, SERVE WITHOUT COMPENSATION. THE FIA BOARD'S COMPENSATION COMMITTEE DETERMINES THE COMPENSATION OF FIA'S CEO WITH COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. |
| PROCESS FOR DETERMINING COMPENSATION: | FORM 990, PART VI, SECTION B, LINE 15B THE PROCESS FOR DETERMINING THE COMPENSATION OF ALL EMPLOYEES INCLUDED A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. |
| HOW DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC: | FORM 990, PART VI, SECTION C, LINE 19 THE FIA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST TO THE EXTENT REQUIRED BY LAW. |
| Other Changes in Net assets or fund balance: | FORM 990, PART XI, LINE 9: Foreign Exchange translation $ (81,171) Provision for Benefit of Income Tax $ (8,496) ------------ Total $ (89,667) ============ |
Schedule R IRS990ScheduleR
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp
Disregarded Entity Name DisregardedEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE INSTITUTE FOR FINANCIAL MARKETS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2001 K Street NW Ste 725 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20006 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521634508 | EIN |
| Primary Activities | EDUCATIONAL | PrimaryActivitiesTxt |
| Legal Domicile State | DC | LegalDomicileStateCd |
| Exempt Code Section | 501(C)(3) | ExemptCodeSectionTxt |
| Public Charity Status | 10 | PublicCharityStatusTxt |
Direct Controlling Entity Name DirectControllingEntityName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Controlled Organization | Yes (true) | ControlledOrganizationInd |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt | Entity TypeEntityTypeTxt | Share Of Total IncomeShareOfTotalIncomeAmt | Share Of EOY AssetsShareOfEOYAssetsAmt | OwnershipOwnershipPct | Controlled OrganizationControlledOrganizationInd | Legal Domicile Foreign CountryLegalDomicileForeignCountryCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| FIA TECHNOLOGY SERVICES INC | |||||||||||||
| 2001 K Street NW Ste 725 | WASHINGTON | DC | 20006 | 300472383 | DATA STORAGE | DC | FIA | C CORP | $7,894,563 | $0 | 1.00000 | Yes (true) | |
| FIA SERVICES UK LTD | |||||||||||||
| 2001 K Street NW Ste 725 | Washington | DC | 20006 | EDUCATIONAL | FIA | foreign | $0 | $0 | 1.00000 | Yes (true) | UK | ||
| FIA SERVICES ASIA PTE LTD | |||||||||||||
| 2001 K Street NW Ste 725 | Washington | DC | 20006 | Educational | FIA | FOREIGN | $0 | $0 | 1.00000 | Yes (true) | CH | ||
| FIA SERVICES BELGIUM | |||||||||||||
| 2001 K Street NW Ste 725 | WASHINGTON | DC | 20006 | EDUCATIONAL | FIA | FOREIGN | $0 | $0 | 1.00000 | Yes (true) | BE | ||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | false | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | false | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | false | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | false | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | false | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | false | DivRelatedOrganizationInd |
| Asset Sale To Other Org | false | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | false | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | false | AssetExchangeInd |
| Rental Of Facilities To Oth Org | false | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | Yes (true) | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | false | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | false | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | Yes (true) | SharingOfFacilitiesInd |
| Paid Employees Sharing | Yes (true) | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (true) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | false | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | false | TransferToOtherOrgInd |
| Transfer From Other Org | false | TransferFromOtherOrgInd |
Transactions Related Org TransactionsRelatedOrgGrp (6 entries)
| Transaction TypeTransactionTypeTxt | InvolvedInvolvedAmt | Method Of Amount DeterminationMethodOfAmountDeterminationTxt |
|---|---|---|
| INSTITUTE FOR FINANCIAL MARKETS | ||
| N | $39,528 | COST |
| INSTITUTE FOR FINANCIAL MARKETS | ||
| O | $47,256 | COST |
| FIA Seller | ||
| G | $11,500,000 | COST |
| FIA Seller | ||
| I | -$689,320 | COST |
| FIA Technology Services Inc | ||
| K | $306,544 | COST |
| FIA Technology Services Inc | ||
| L | $366,630 | COST |