MHG FOUNDATION INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- MHG FOUNDATION INC (EIN 20-1993159)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-01
- IRS object ID
- 202213059349100026
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-01T10:28:54-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 946214841 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARMANINO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 MARKET STREET SUITE 3300 | AddressLine1Txt |
| City | PHILADELPHIA | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19103 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 201993159 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MHG FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MHGF | BusinessNameControlTxt |
| Phone | 2032199478 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 COVE ROAD | AddressLine1Txt |
| City | OLD GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06870 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HEATHER GOLDBERG | PersonNm |
| Person Title | CO-PRESIDENT | PersonTitleTxt |
| Phone | 2032199478 | PhoneNum |
| Signature | 2022-10-27 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | HEATHER | PersonFirstNm |
| Person Last | GOLDBERG | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CHRISTOPHER L BARBUTO CPA | PreparerPersonNm |
| PTIN | P00364625 | PTIN |
| Phone | 2156653960 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,582,621 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $350,281 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $9 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $9 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $120,044 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $124,712 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $513,854 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,497,680 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $513,854 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$13,369 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $984,188 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $625,206 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $13,612 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $9,400 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,700 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $4,700 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $21,086 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,944 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,164 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $25 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,627 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $5,658 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $225 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $51,669 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $12,522 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $4,950 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $171,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $171,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $223,369 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $12,522 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $176,650 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $760,819 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $612,684 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $62,509 | CashBOYAmt |
| Cash EOY | $108,288 | CashEOYAmt |
| Cash EOYFMV | $108,288 | CashEOYFMVAmt |
| Other Investments BOY | $3,253,051 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $3,649,375 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,474,333 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $3,315,560 | TotalAssetsBOYAmt |
| Total Assets EOY | $3,757,663 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,582,621 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $3,315,560 | RetainedEarningBOYAmt |
| Retained Earning EOY | $3,757,663 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $3,315,560 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $3,757,663 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $3,315,560 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $3,757,663 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $3,315,560 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $760,819 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $4,076,379 | SubtotalAmt |
| Other Decreases | $318,716 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $3,757,663 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (509 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 8 SHS A O SMITH CORP | P | 2021-01-25 | 2021-07-15 | $565 | $457 | $108 | $108 |
| 1 SHS A O SMITH CORP | P | 2021-01-27 | 2021-07-15 | $71 | $53 | $18 | $18 |
| 4 SHS A O SMITH CORP | P | 2021-01-25 | 2021-07-14 | $284 | $228 | $56 | $56 |
| 15 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-26 | 2021-12-23 | $1,755 | $1,980 | -$225 | -$225 |
| 5 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-27 | 2021-12-23 | $585 | $681 | -$96 | -$96 |
| 17 SHS ALIBABA GROUP HLDG LTD | P | 2018-10-29 | 2021-12-22 | $1,994 | $2,342 | -$348 | -$348 |
| 1 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-20 | 2021-12-22 | $117 | $147 | -$30 | -$30 |
| 5 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-27 | 2021-12-22 | $587 | $681 | -$94 | -$94 |
| 1 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-14 | 2021-12-21 | $120 | $150 | -$30 | -$30 |
| 5 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-20 | 2021-12-21 | $601 | $734 | -$133 | -$133 |
| 4 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-21 | 2021-12-21 | $481 | $599 | -$118 | -$118 |
| 14 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-10 | 2021-12-21 | $1,682 | $2,106 | -$424 | -$424 |
| 1 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-15 | 2021-12-20 | $115 | $153 | -$38 | -$38 |
| 14 SHS ALIBABA GROUP HLDG LTD | P | 2019-01-09 | 2021-12-20 | $1,609 | $2,127 | -$518 | -$518 |
| 7 SHS ALIBABA GROUP HLDG LTD | P | 2019-01-11 | 2021-12-20 | $805 | $1,067 | -$262 | -$262 |
| 5 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-15 | 2021-12-01 | $637 | $765 | -$128 | -$128 |
| 9 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-12 | 2021-12-01 | $1,146 | $1,393 | -$247 | -$247 |
| 15 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-12 | 2021-11-30 | $1,950 | $2,322 | -$372 | -$372 |
| 12 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-26 | 2021-11-23 | $1,628 | $1,867 | -$239 | -$239 |
| 5 SHS ALIBABA GROUP HLDG LTD | P | 2018-12-12 | 2021-11-23 | $678 | $774 | -$96 | -$96 |
| 3 SHS ALIBABA GROUP HLDG LTD | P | 2018-09-21 | 2021-11-22 | $414 | $499 | -$85 | -$85 |
| 10 SHS ALIBABA GROUP HLDG LTD | P | 2018-09-28 | 2021-11-22 | $1,380 | $1,644 | -$264 | -$264 |
| 3 SHS ALIBABA GROUP HLDG LTD | P | 2018-11-26 | 2021-11-22 | $414 | $467 | -$53 | -$53 |
| 10 SHS ALIBABA GROUP HLDG LTD | P | 2018-09-21 | 2021-11-19 | $1,421 | $1,662 | -$241 | -$241 |
| 16 SHS ALIBABA GROUP HLDG LTD | P | 2018-08-24 | 2021-11-18 | $2,275 | $2,771 | -$496 | -$496 |
| 6 SHS ALIBABA GROUP HLDG LTD | P | 2018-08-28 | 2021-11-18 | $853 | $1,073 | -$220 | -$220 |
| 3 SHS ALIBABA GROUP HLDG LTD | P | 2018-09-21 | 2021-11-18 | $427 | $499 | -$72 | -$72 |
| 2 SHS ALIBABA GROUP HLDG LTD | P | 2021-06-22 | 2021-08-26 | $334 | $422 | -$88 | -$88 |
| 4 SHS ALIBABA GROUP HLDG LTD | P | 2018-08-23 | 2021-08-26 | $668 | $726 | -$58 | -$58 |
| 11 SHS ALIBABA GROUP HLDG LTD | P | 2018-08-28 | 2021-08-26 | $1,836 | $1,967 | -$131 | -$131 |
| 10 SHS ALIBABA GROUP HLDG LTD | P | 2021-06-22 | 2021-08-25 | $1,673 | $2,111 | -$438 | -$438 |
| 7 SHS ALIBABA GROUP HLDG LTD | P | 2021-06-23 | 2021-08-25 | $1,171 | $1,508 | -$337 | -$337 |
| 15 SHS ALIBABA GROUP HLDG LTD | P | 2018-08-23 | 2021-01-20 | $4,005 | $2,722 | $1,283 | $1,283 |
| 14 SHS ALLEGION PUB LTD CO | P | 2018-10-26 | 2021-04-22 | $1,902 | $1,157 | $745 | $745 |
| 14 SHS ALLEGION PUB LTD CO | P | 2018-10-26 | 2021-04-12 | $1,845 | $1,157 | $688 | $688 |
| 19 SHS ALLEGION PUB LTD CO | P | 2019-02-11 | 2021-03-08 | $2,235 | $1,739 | $496 | $496 |
| 1 SHS ALPHABET INC CL C | P | 2020-11-04 | 2021-04-12 | $2,250 | $1,743 | $507 | $507 |
| 2 SHS ALPHABET INC CL C | P | 2018-10-26 | 2021-04-12 | $4,500 | $2,135 | $2,365 | $2,365 |
| 2 SHS ALPHABET INC CL C | P | 2019-02-11 | 2021-04-12 | $4,500 | $2,190 | $2,310 | $2,310 |
| 1 SHS ALPHABET INC CL C | P | 2019-04-23 | 2021-04-12 | $2,250 | $1,268 | $982 | $982 |
| 1 SHS ALPHABET INC CL C | P | 2019-06-04 | 2021-04-12 | $2,250 | $1,040 | $1,210 | $1,210 |
| 1 SHS ALPHABET INC CL C | P | 2019-08-23 | 2021-04-12 | $2,250 | $1,156 | $1,094 | $1,094 |
| 3 SHS AMN HEALTHCARE SVCS INC | P | 2021-01-25 | 2021-05-13 | $263 | $227 | $36 | $36 |
| 1 SHS AMN HEALTHCARE SVCS INC | P | 2021-02-12 | 2021-05-13 | $88 | $76 | $12 | $12 |
| 6 SHS APTIV PLC | P | 2021-04-29 | 2021-10-11 | $972 | $871 | $101 | $101 |
| 2 SHS APTIV PLC | P | 2021-04-30 | 2021-10-11 | $324 | $288 | $36 | $36 |
| 1 SHS APTIV PLC | P | 2021-06-07 | 2021-10-11 | $162 | $157 | $5 | $5 |
| 7 SHS APTIV PLC | P | 2019-04-23 | 2021-02-24 | $1,064 | $626 | $438 | $438 |
| 3 SHS APTIV PLC | P | 2019-05-21 | 2021-02-24 | $456 | $263 | $193 | $193 |
| 61 SHS AT&T INC | P | 2013-06-05 | 2021-06-03 | $1,787 | $2,163 | -$376 | -$376 |
| 44 SHS AT&T INC | P | 2014-08-19 | 2021-06-03 | $1,289 | $1,515 | -$226 | -$226 |
| 9 SHS AT&T INC | P | 2015-07-08 | 2021-06-03 | $264 | $315 | -$51 | -$51 |
| 9 SHS AT&T INC | P | 2016-01-14 | 2021-06-03 | $264 | $310 | -$46 | -$46 |
| 86 SHS AT&T INC | P | 2017-10-30 | 2021-06-03 | $2,519 | $2,938 | -$419 | -$419 |
| 47 SHS AT&T INC | P | 2013-02-20 | 2021-02-03 | $1,342 | $1,671 | -$329 | -$329 |
| 21 SHS AT&T INC | P | 2013-06-05 | 2021-02-03 | $599 | $745 | -$146 | -$146 |
| 3 SHS AT&T INC | P | 2014-06-24 | 2021-02-03 | $86 | $106 | -$20 | -$20 |
| 15 SHS AT&T INC | P | 2014-07-16 | 2021-02-03 | $428 | $547 | -$119 | -$119 |
| 9 SHS AT&T INC | P | 2016-02-03 | 2021-02-03 | $257 | $328 | -$71 | -$71 |
| 6 SHS AT&T INC | P | 2012-09-17 | 2021-01-14 | $177 | $225 | -$48 | -$48 |
| 54 SHS AT&T INC | P | 2016-02-03 | 2021-01-14 | $1,592 | $1,970 | -$378 | -$378 |
| 35 SHS AT&T INC | P | 2017-06-13 | 2021-01-14 | $1,032 | $1,354 | -$322 | -$322 |
| 14 SHS AT&T INC | P | 2019-12-31 | 2021-01-14 | $413 | $545 | -$132 | -$132 |
| 75 SHS BERKSHIRE HATHAWAY CL-B NEW | P | 2009-03-03 | 2021-07-16 | $20,769 | $3,591 | $17,178 | $17,178 |
| 87 SHS BRISTOL MYERS SQUIBB CO | P | 2020-06-22 | 2021-02-03 | $5,418 | $4,994 | $424 | $424 |
| 47 SHS BRISTOL MYERS SQUIBB CO | P | 2020-09-24 | 2021-02-03 | $2,927 | $2,743 | $184 | $184 |
| 18 SHS CDN IMPL BK COMMERCE | P | 2017-07-14 | 2021-11-08 | $2,131 | $1,538 | $593 | $593 |
| 14 SHS CDN IMPL BK COMMERCE | P | 2017-07-19 | 2021-11-08 | $1,658 | $1,210 | $448 | $448 |
| 8 SHS CDN IMPL BK COMMERCE | P | 2017-07-31 | 2021-11-08 | $947 | $694 | $253 | $253 |
| 10 SHS CDN IMPL BK COMMERCE | P | 2019-09-19 | 2021-11-08 | $1,184 | $842 | $342 | $342 |
| 4 SHS CDN IMPL BK COMMERCE | P | 2017-07-20 | 2021-09-30 | $445 | $347 | $98 | $98 |
| 29 SHS CDN IMPL BK COMMERCE | P | 2017-07-31 | 2021-09-30 | $3,226 | $2,517 | $709 | $709 |
| 11 SHS CDN IMPL BK COMMERCE | P | 2017-11-16 | 2021-09-30 | $1,224 | $986 | $238 | $238 |
| 17 SHS CDN IMPL BK COMMERCE | P | 2017-10-25 | 2021-06-28 | $1,947 | $1,530 | $417 | $417 |
| 8 SHS CDN IMPL BK COMMERCE | P | 2017-11-16 | 2021-06-28 | $916 | $717 | $199 | $199 |
| 19 SHS CDN IMPL BK COMMERCE | P | 2018-03-21 | 2021-06-28 | $2,176 | $1,722 | $454 | $454 |
| 2 SHS CDN IMPL BK COMMERCE | P | 2017-10-18 | 2021-06-25 | $234 | $181 | $53 | $53 |
| 19 SHS CDN IMPL BK COMMERCE | P | 2017-10-25 | 2021-06-25 | $2,225 | $1,710 | $515 | $515 |
| 5 SHS CDN IMPL BK COMMERCE | P | 2018-03-21 | 2021-03-26 | $497 | $453 | $44 | $44 |
| 15 SHS CDN IMPL BK COMMERCE | P | 2018-08-17 | 2021-03-26 | $1,491 | $1,397 | $94 | $94 |
| 6 SHS CDW CORPORATION | P | 2020-02-14 | 2021-04-30 | $1,072 | $830 | $242 | $242 |
| 7 SHS CDW CORPORATION | P | 2020-02-14 | 2021-04-30 | $1,256 | $968 | $288 | $288 |
| 6 SHS CDW CORPORATION | P | 2020-02-14 | 2021-04-29 | $1,096 | $830 | $266 | $266 |
| 13 SHS CHARLES SCHWAB NEW | P | 2019-04-23 | 2021-09-29 | $977 | $595 | $382 | $382 |
| 30 SHS CHARLES SCHWAB NEW | P | 2019-04-23 | 2021-05-10 | $2,157 | $1,372 | $785 | $785 |
| 16 SHS CHARLES SCHWAB NEW | P | 2019-04-23 | 2021-03-11 | $1,058 | $732 | $326 | $326 |
| 2 SHS CHARLES SCHWAB NEW | P | 2020-01-31 | 2021-03-11 | $132 | $92 | $40 | $40 |
| 2 SHS CHEMED CORPORATION | P | 2021-01-25 | 2021-07-28 | $925 | $1,107 | -$182 | -$182 |
| 36 SHS CISCO SYS INC | P | 2020-03-13 | 2021-11-08 | $2,047 | $1,234 | $813 | $813 |
| 29 SHS CISCO SYS INC | P | 2020-03-16 | 2021-11-08 | $1,649 | $974 | $675 | $675 |
| 1 SHS CISCO SYS INC | P | 2020-03-16 | 2021-11-08 | $57 | $35 | $22 | $22 |
| 36 SHS CISCO SYS INC | P | 2020-03-18 | 2021-11-08 | $2,047 | $1,321 | $726 | $726 |
| 8 SHS CISCO SYS INC | P | 2020-03-25 | 2021-11-08 | $455 | $305 | $150 | $150 |
| 9 SHS CISCO SYS INC | P | 2020-10-23 | 2021-11-08 | $512 | $350 | $162 | $162 |
| 54 SHS CISCO SYS INC | P | 2020-03-25 | 2021-08-27 | $3,201 | $2,061 | $1,140 | $1,140 |
| 26 SHS CISCO SYS INC | P | 2020-03-25 | 2021-08-10 | $1,441 | $992 | $449 | $449 |
| 30 SHS CISCO SYS INC | P | 2020-04-20 | 2021-08-10 | $1,662 | $1,278 | $384 | $384 |
| 26 SHS CISCO SYS INC | P | 2019-12-11 | 2021-05-11 | $1,361 | $1,152 | $209 | $209 |
| 35 SHS CISCO SYS INC | P | 2020-04-20 | 2021-05-11 | $1,831 | $1,491 | $340 | $340 |
| 65 SHS CISCO SYS INC | P | 2019-11-20 | 2021-04-20 | $3,378 | $2,947 | $431 | $431 |
| 41 SHS CISCO SYS INC | P | 2019-12-11 | 2021-04-20 | $2,131 | $1,816 | $315 | $315 |
| 1 SHS CISCO SYS INC | P | 2019-12-31 | 2021-04-20 | $52 | $48 | $4 | $4 |
| 55 SHS COCA COLA CO | P | 2021-06-25 | 2021-12-20 | $3,157 | $2,990 | $167 | $167 |
| 15 SHS CROWN CASTLE INTL CORP | P | 2020-11-18 | 2021-06-25 | $2,950 | $2,538 | $412 | $412 |
| 16 SHS CROWN CASTLE INTL CORP | P | 2021-02-03 | 2021-06-25 | $3,147 | $2,592 | $555 | $555 |
| 6 SHS DANAHER CORPORATION | P | 2020-12-07 | 2021-01-20 | $1,422 | $1,364 | $58 | $58 |
| 3 SHS DOMINOS PIZZA INC | P | 2020-07-20 | 2021-03-08 | $992 | $1,177 | -$185 | -$185 |
| 2 SHS DOMINOS PIZZA INC | P | 2020-08-04 | 2021-03-08 | $661 | $782 | -$121 | -$121 |
| 1 SHS DOMINOS PIZZA INC | P | 2020-10-26 | 2021-03-08 | $331 | $394 | -$63 | -$63 |
| 3 SHS DOMINOS PIZZA INC | P | 2020-11-27 | 2021-03-08 | $992 | $1,172 | -$180 | -$180 |
| 4 SHS DOMINOS PIZZA INC | P | 2020-10-26 | 2021-03-03 | $1,344 | $1,575 | -$231 | -$231 |
| 4 SHS DOMINOS PIZZA INC | P | 2020-11-06 | 2021-03-03 | $1,344 | $1,584 | -$240 | -$240 |
| 2 SHS DOMINOS PIZZA INC | P | 2020-08-17 | 2021-03-01 | $694 | $818 | -$124 | -$124 |
| 4 SHS DOMINOS PIZZA INC | P | 2020-11-12 | 2021-03-01 | $1,389 | $1,599 | -$210 | -$210 |
| 5 SHS DOMINOS PIZZA INC | P | 2020-07-19 | 2021-03-01 | $1,736 | $2,145 | -$409 | -$409 |
| 5 SHS DOMINOS PIZZA INC | P | 2020-08-17 | 2021-01-20 | $1,887 | $2,044 | -$157 | -$157 |
| 27 SHS EATON CORP PLC SHS | P | 2020-08-12 | 2021-01-14 | $3,369 | $2,770 | $599 | $599 |
| 25 SHS EATON CORP PLC SHS | P | 2020-08-25 | 2021-01-14 | $3,120 | $2,560 | $560 | $560 |
| 6 SHS ESTEE LAUDER CO INC CL A | P | 2018-10-31 | 2021-11-08 | $2,083 | $839 | $1,244 | $1,244 |
| 1 SHS ESTEE LAUDER CO INC CL A | P | 2018-11-01 | 2021-03-17 | $291 | $141 | $150 | $150 |
| 12 SHS ESTEE LAUDER CO INC CL A | P | 2018-12-13 | 2021-03-17 | $3,491 | $1,682 | $1,809 | $1,809 |
| 10 SHS ESTEE LAUDER CO INC CL A | P | 2018-11-01 | 2021-03-05 | $2,869 | $1,408 | $1,461 | $1,461 |
| 7 SHS ESTEE LAUDER CO INC CL A | P | 2018-11-01 | 2021-01-20 | $1,785 | $985 | $800 | $800 |
| 5 SHS FERRARI N V | P | 2020-12-17 | 2021-01-20 | $1,067 | $1,122 | -$55 | -$55 |
| 5 SHS FERRARI N V | P | 2020-12-21 | 2021-01-20 | $1,067 | $1,121 | -$54 | -$54 |
| 2064.562 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-04-29 | $45,126 | $36,336 | $8,790 | $8,790 |
| 73.755 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-04-29 | $1,612 | $1,298 | $314 | $314 |
| 28.302 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-04-13 | $601 | $498 | $103 | $103 |
| 1276.733 SHS FMI LARGE CAP FUND | P | 2019-12-13 | 2021-04-13 | $27,115 | $25,037 | $2,078 | $2,078 |
| 158.473 SHS FMI LARGE CAP FUND | P | 2019-12-13 | 2021-04-13 | $3,366 | $3,108 | $258 | $258 |
| 155.732 SHS FMI LARGE CAP FUND | P | 2017-12-02 | 2021-04-13 | $3,307 | $3,293 | $14 | $14 |
| 614.239 SHS FMI LARGE CAP FUND | P | 2017-12-02 | 2021-04-13 | $13,045 | $12,988 | $57 | $57 |
| 0.929 SHS FMI LARGE CAP FUND | P | 2017-12-02 | 2021-04-13 | $20 | $20 | $0 | $0 |
| 119.923 SHS FMI LARGE CAP FUND | P | 2017-12-02 | 2021-04-13 | $2,547 | $2,536 | $11 | $11 |
| 1462.281 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-03-11 | $30,000 | $25,736 | $4,264 | $4,264 |
| 650.121 SHS FMI LARGE CAP FUND | P | 2017-12-15 | 2021-01-20 | $12,895 | $13,906 | -$1,011 | -$1,011 |
| 240.22 SHS FMI LARGE CAP FUND | P | 2017-12-15 | 2021-01-20 | $4,765 | $5,138 | -$373 | -$373 |
| 324.65 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-01-20 | $6,440 | $5,714 | $726 | $726 |
| 45.392 SHS FMI LARGE CAP FUND | P | 2018-12-14 | 2021-01-20 | $900 | $799 | $101 | $101 |
| 6 SHS FRANCO-NEVADA CORP | P | 2020-07-01 | 2021-02-23 | $676 | $827 | -$151 | -$151 |
| 8 SHS FRANCO-NEVADA CORP | P | 2020-07-02 | 2021-02-23 | $901 | $1,115 | -$214 | -$214 |
| 7 SHS FRANCO-NEVADA CORP | P | 2020-07-10 | 2021-02-23 | $788 | $999 | -$211 | -$211 |
| 5 SHS FRANCO-NEVADA CORP | P | 2020-10-12 | 2021-02-23 | $563 | $715 | -$152 | -$152 |
| 14 SHS FRANCO-NEVADA CORP | P | 2020-07-15 | 2021-02-19 | $1,555 | $2,057 | -$502 | -$502 |
| 12 SHS FRANCO-NEVADA CORP | P | 2020-08-14 | 2021-02-19 | $1,333 | $1,760 | -$427 | -$427 |
| 2 SHS FRANCO-NEVADA CORP | P | 2020-08-27 | 2021-02-19 | $222 | $297 | -$75 | -$75 |
| 18 SHS FRANCO-NEVADA CORP | P | 2020-09-01 | 2021-02-19 | $2,000 | $2,669 | -$669 | -$669 |
| 12 SHS FRANCO-NEVADA CORP | P | 2020-10-12 | 2021-02-19 | $1,333 | $1,716 | -$383 | -$383 |
| 14 SHS GENTEX CORP | P | 2021-01-25 | 2021-10-08 | $490 | $501 | -$11 | -$11 |
| 1 SHS GENTEX CORP | P | 2021-01-27 | 2021-10-08 | $35 | $33 | $2 | $2 |
| 4 SHS GENTEX CORP | P | 2021-01-25 | 2021-10-07 | $139 | $143 | -$4 | -$4 |
| 23 SHS HDFC BANK LTD ADR | P | 2021-04-16 | 2021-09-10 | $1,738 | $1,647 | $91 | $91 |
| 25 SHS HDFC BANK LTD ADR | P | 2021-04-27 | 2021-08-23 | $1,936 | $1,802 | $134 | $134 |
| 1 SHS HDFC BANK LTD ADR | P | 2021-04-27 | 2021-06-17 | $75 | $72 | $3 | $3 |
| 23 SHS HDFC BANK LTD ADR | P | 2021-04-28 | 2021-06-17 | $1,727 | $1,707 | $20 | $20 |
| 26 SHS HDFC BANK LTD ADR | P | 2019-10-25 | 2021-01-20 | $1,953 | $1,565 | $388 | $388 |
| 21 SHS HDFC BANK LTD ADR | P | 2019-10-28 | 2021-01-20 | $1,577 | $1,265 | $312 | $312 |
| 2 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-14 | 2021-08-20 | $299 | $249 | $50 | $50 |
| 2 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-15 | 2021-08-20 | $299 | $249 | $50 | $50 |
| 5 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-10-04 | 2021-08-20 | $748 | $590 | $158 | $158 |
| 1 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-13 | 2021-08-19 | $150 | $127 | $23 | $23 |
| 2 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-14 | 2021-08-19 | $300 | $250 | $50 | $50 |
| 2 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-15 | 2021-08-19 | $300 | $249 | $51 | $51 |
| 5 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-15 | 2021-08-19 | $749 | $622 | $127 | $127 |
| 1 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-13 | 2021-08-18 | $153 | $127 | $26 | $26 |
| 2 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-03-13 | 2021-08-18 | $306 | $253 | $53 | $53 |
| 4 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-04-09 | 2021-08-18 | $611 | $526 | $85 | $85 |
| 8 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-04-23 | 2021-08-04 | $1,194 | $1,097 | $97 | $97 |
| 1 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-04-29 | 2021-08-04 | $149 | $137 | $12 | $12 |
| 1 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-04-23 | 2021-08-03 | $150 | $137 | $13 | $13 |
| 4 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-06-06 | 2021-08-03 | $601 | $569 | $32 | $32 |
| 8 SHS INTERNATIONAL FLAVORS&FRAGRANC | P | 2019-07-10 | 2021-08-03 | $1,201 | $1,140 | $61 | $61 |
| 40 SHS INTL BUSINESS MACHINES CORP | P | 2020-04-24 | 2021-11-12 | $4,770 | $4,682 | $88 | $88 |
| 3 SHS INTL BUSINESS MACHINES CORP | P | 2020-04-30 | 2021-11-12 | $358 | $362 | -$4 | -$4 |
| 17 SHS INTL BUSINESS MACHINES CORP | P | 2020-05-04 | 2021-11-12 | $2,027 | $1,956 | $71 | $71 |
| 1 SHS INTL BUSINESS MACHINES CORP | P | 2021-06-11 | 2021-08-10 | $141 | $151 | -$10 | -$10 |
| 19 SHS INTL BUSINESS MACHINES CORP | P | 2020-04-30 | 2021-08-10 | $2,686 | $2,395 | $291 | $291 |
| 11 SHS IQVIA HOLDINGS INC | P | 2019-02-11 | 2021-07-30 | $2,728 | $1,418 | $1,310 | $1,310 |
| 3 SHS IQVIA HOLDINGS INC | P | 2019-02-11 | 2021-07-22 | $734 | $387 | $347 | $347 |
| 5 SHS IQVIA HOLDINGS INC | P | 2019-05-03 | 2021-07-22 | $1,223 | $688 | $535 | $535 |
| 3 SHS IQVIA HOLDINGS INC | P | 2019-05-03 | 2021-07-22 | $734 | $413 | $321 | $321 |
| 5 SHS IQVIA HOLDINGS INC | P | 2019-04-23 | 2021-06-07 | $1,170 | $689 | $481 | $481 |
| 2 SHS IQVIA HOLDINGS INC | P | 2019-05-03 | 2021-06-07 | $468 | $275 | $193 | $193 |
| 8 SHS IQVIA HOLDINGS INC | P | 2019-04-23 | 2021-06-04 | $1,872 | $1,103 | $769 | $769 |
| 1 SHS IQVIA HOLDINGS INC | P | 2019-04-23 | 2021-05-06 | $231 | $138 | $93 | $93 |
| 5 SHS IQVIA HOLDINGS INC | P | 2019-04-23 | 2021-05-06 | $1,153 | $689 | $464 | $464 |
| 4 SHS IQVIA HOLDINGS INC | P | 2019-08-23 | 2021-05-06 | $922 | $617 | $305 | $305 |
| 1 SHS IQVIA HOLDINGS INC | P | 2019-09-13 | 2021-05-06 | $231 | $151 | $80 | $80 |
| 9 SHS IQVIA HOLDINGS INC | P | 2019-08-23 | 2021-05-05 | $2,088 | $1,388 | $700 | $700 |
| 3 SHS IQVIA HOLDINGS INC | P | 2020-11-04 | 2021-03-11 | $570 | $515 | $55 | $55 |
| 1 SHS IQVIA HOLDINGS INC | P | 2020-11-05 | 2021-03-11 | $190 | $173 | $17 | $17 |
| 52 SHS JPMORGAN CHASE & CO | P | 2020-09-21 | 2021-03-05 | $7,738 | $4,893 | $2,845 | $2,845 |
| 10 SHS JPMORGAN CHASE & CO | P | 2020-11-20 | 2021-03-05 | $1,488 | $1,147 | $341 | $341 |
| 75 SHS KANSAS CY SOUTHN IND NEW | P | 2009-03-06 | 2021-07-15 | $19,894 | $1,015 | $18,879 | $18,879 |
| 1 SHS KORNIT DIGITAL LTD SHS | P | 2021-01-25 | 2021-10-07 | $145 | $96 | $49 | $49 |
| 1 SHS KORNIT DIGITAL LTD SHS | P | 2021-01-27 | 2021-10-07 | $145 | $96 | $49 | $49 |
| 8 SHS KYNDRYL HOLDINGS INC | P | 2020-04-24 | 2021-11-12 | $171 | $205 | -$34 | -$34 |
| 0.6 SHS KYNDRYL HOLDINGS INC | P | 2020-04-30 | 2021-11-12 | $13 | $16 | -$3 | -$3 |
| 3.4 SHS KYNDRYL HOLDINGS INC | P | 2020-05-04 | 2021-11-12 | $73 | $86 | -$13 | -$13 |
| 65 SHS LAM RESEARCH CORPORATION | P | 2006-11-29 | 2021-07-14 | $40,169 | $1,849 | $38,320 | $38,320 |
| 1 SHS LENNOX INTL INC | P | 2021-01-25 | 2021-09-13 | $324 | $291 | $33 | $33 |
| 1 SHS LENNOX INTL INC | P | 2021-01-27 | 2021-09-13 | $324 | $289 | $35 | $35 |
| 2944.641 SHS LORD ABBETT BOND DEB A | P | 2021-01-20 | 2021-06-01 | $25,000 | $25,000 | $0 | $0 |
| 8822.778 SHS LORD ABBETT SHT DURATION INC A | P | 2014-04-15 | 2021-01-20 | $37,232 | $40,232 | -$3,000 | -$3,000 |
| 42.519 SHS LORD ABBETT SHT DURATION INC A | P | 2014-05-02 | 2021-01-20 | $179 | $193 | -$14 | -$14 |
| 64.594 SHS LORD ABBETT SHT DURATION INC A | P | 2014-06-03 | 2021-01-20 | $273 | $295 | -$22 | -$22 |
| 65.09 SHS LORD ABBETT SHT DURATION INC A | P | 2014-07-02 | 2021-01-20 | $275 | $297 | -$22 | -$22 |
| 66.839 SHS LORD ABBETT SHT DURATION INC A | P | 2014-08-04 | 2021-01-20 | $282 | $303 | -$21 | -$21 |
| 68.691 SHS LORD ABBETT SHT DURATION INC A | P | 2014-09-03 | 2021-01-20 | $290 | $311 | -$21 | -$21 |
| 67.541 SHS LORD ABBETT SHT DURATION INC A | P | 2014-10-02 | 2021-01-20 | $285 | $305 | -$20 | -$20 |
| 65.672 SHS LORD ABBETT SHT DURATION INC A | P | 2014-11-04 | 2021-01-20 | $277 | $296 | -$19 | -$19 |
| 11626.512 SHS LORD ABBETT SHT DURATION INC A | P | 2017-06-19 | 2021-01-20 | $49,064 | $50,000 | -$936 | -$936 |
| 35712.857 SHS LORD ABBETT SHT DURATION INC A | P | 2019-06-11 | 2021-01-20 | $150,708 | $150,000 | $708 | $708 |
| 5936.817 SHS LORD ABBETT SHT DURATION INC A | P | 2019-07-12 | 2021-01-20 | $25,053 | $25,000 | $53 | $53 |
| 66.938 SHS LORD ABBETT SHT DURATION INC A | P | 2014-11-28 | 2021-01-20 | $282 | $301 | -$19 | -$19 |
| 70.061 SHS LORD ABBETT SHT DURATION INC A | P | 2014-12-31 | 2021-01-20 | $296 | $312 | -$16 | -$16 |
| 68.686 SHS LORD ABBETT SHT DURATION INC A | P | 2015-01-30 | 2021-01-20 | $290 | $306 | -$16 | -$16 |
| 69.545 SHS LORD ABBETT SHT DURATION INC A | P | 2015-02-27 | 2021-01-20 | $293 | $310 | -$17 | -$17 |
| 71.54 SHS LORD ABBETT SHT DURATION INC A | P | 2015-03-31 | 2021-01-20 | $302 | $319 | -$17 | -$17 |
| 71.984 SHS LORD ABBETT SHT DURATION INC A | P | 2015-04-30 | 2021-01-20 | $304 | $321 | -$17 | -$17 |
| 68.168 SHS LORD ABBETT SHT DURATION INC A | P | 2015-05-29 | 2021-01-20 | $288 | $304 | -$16 | -$16 |
| 71.597 SHS LORD ABBETT SHT DURATION INC A | P | 2015-06-30 | 2021-01-20 | $302 | $318 | -$16 | -$16 |
| 20.538 SHS LORD ABBETT SHT DURATION INC A | P | 2015-07-31 | 2021-01-20 | $87 | $91 | -$4 | -$4 |
| 73.046 SHS LORD ABBETT SHT DURATION INC A | P | 2015-08-31 | 2021-01-20 | $308 | $321 | -$13 | -$13 |
| 71.655 SHS LORD ABBETT SHT DURATION INC A | P | 2015-09-30 | 2021-01-20 | $302 | $314 | -$12 | -$12 |
| 69.506 SHS LORD ABBETT SHT DURATION INC A | P | 2015-10-30 | 2021-01-20 | $293 | $304 | -$11 | -$11 |
| 72.878 SHS LORD ABBETT SHT DURATION INC A | P | 2015-11-30 | 2021-01-20 | $308 | $317 | -$9 | -$9 |
| 72.513 SHS LORD ABBETT SHT DURATION INC A | P | 2015-12-31 | 2021-01-20 | $306 | $313 | -$7 | -$7 |
| 77.228 SHS LORD ABBETT SHT DURATION INC A | P | 2016-01-29 | 2021-01-20 | $326 | $331 | -$5 | -$5 |
| 75.551 SHS LORD ABBETT SHT DURATION INC A | P | 2016-02-29 | 2021-01-20 | $319 | $323 | -$4 | -$4 |
| 74.093 SHS LORD ABBETT SHT DURATION INC A | P | 2016-03-31 | 2021-01-20 | $313 | $320 | -$7 | -$7 |
| 75.767 SHS LORD ABBETT SHT DURATION INC A | P | 2016-04-29 | 2021-01-20 | $320 | $329 | -$9 | -$9 |
| 72.323 SHS LORD ABBETT SHT DURATION INC A | P | 2016-05-31 | 2021-01-20 | $305 | $313 | -$8 | -$8 |
| 76.06 SHS LORD ABBETT SHT DURATION INC A | P | 2016-06-30 | 2021-01-20 | $321 | $331 | -$10 | -$10 |
| 71.528 SHS LORD ABBETT SHT DURATION INC A | P | 2016-07-29 | 2021-01-20 | $302 | $312 | -$10 | -$10 |
| 77.743 SHS LORD ABBETT SHT DURATION INC A | P | 2016-08-31 | 2021-01-20 | $328 | $338 | -$10 | -$10 |
| 76.264 SHS LORD ABBETT SHT DURATION INC A | P | 2016-09-30 | 2021-01-20 | $322 | $332 | -$10 | -$10 |
| 73.823 SHS LORD ABBETT SHT DURATION INC A | P | 2016-10-31 | 2021-01-20 | $312 | $320 | -$8 | -$8 |
| 76.313 SHS LORD ABBETT SHT DURATION INC A | P | 2016-11-30 | 2021-01-20 | $322 | $329 | -$7 | -$7 |
| 73.557 SHS LORD ABBETT SHT DURATION INC A | P | 2016-12-30 | 2021-01-20 | $310 | $317 | -$7 | -$7 |
| 73.914 SHS LORD ABBETT SHT DURATION INC A | P | 2017-01-31 | 2021-01-20 | $312 | $319 | -$7 | -$7 |
| 74.9 SHS LORD ABBETT SHT DURATION INC A | P | 2017-02-28 | 2021-01-20 | $316 | $323 | -$7 | -$7 |
| 73.698 SHS LORD ABBETT SHT DURATION INC A | P | 2017-03-31 | 2021-01-20 | $311 | $317 | -$6 | -$6 |
| 74.433 SHS LORD ABBETT SHT DURATION INC A | P | 2017-04-28 | 2021-01-20 | $314 | $320 | -$6 | -$6 |
| 71.105 SHS LORD ABBETT SHT DURATION INC A | P | 2017-05-31 | 2021-01-20 | $300 | $306 | -$6 | -$6 |
| 84.497 SHS LORD ABBETT SHT DURATION INC A | P | 2017-06-30 | 2021-01-20 | $357 | $362 | -$5 | -$5 |
| 105.17 SHS LORD ABBETT SHT DURATION INC A | P | 2017-07-31 | 2021-01-20 | $444 | $451 | -$7 | -$7 |
| 109.536 SHS LORD ABBETT SHT DURATION INC A | P | 2017-08-31 | 2021-01-20 | $462 | $470 | -$8 | -$8 |
| 108.341 SHS LORD ABBETT SHT DURATION INC A | P | 2017-09-29 | 2021-01-20 | $457 | $464 | -$7 | -$7 |
| 102.487 SHS LORD ABBETT SHT DURATION INC A | P | 2017-10-31 | 2021-01-20 | $433 | $438 | -$5 | -$5 |
| 108.894 SHS LORD ABBETT SHT DURATION INC A | P | 2017-11-30 | 2021-01-20 | $460 | $464 | -$4 | -$4 |
| 106.934 SHS LORD ABBETT SHT DURATION INC A | P | 2017-12-29 | 2021-01-20 | $451 | $454 | -$3 | -$3 |
| 108.825 SHS LORD ABBETT SHT DURATION INC A | P | 2018-01-31 | 2021-01-20 | $459 | $460 | -$1 | -$1 |
| 110.99 SHS LORD ABBETT SHT DURATION INC A | P | 2018-02-28 | 2021-01-20 | $468 | $467 | $1 | $1 |
| 112.855 SHS LORD ABBETT SHT DURATION INC A | P | 2018-03-29 | 2021-01-20 | $476 | $475 | $1 | $1 |
| 120.391 SHS LORD ABBETT SHT DURATION INC A | P | 2018-04-30 | 2021-01-20 | $508 | $504 | $4 | $4 |
| 115.816 SHS LORD ABBETT SHT DURATION INC A | P | 2018-05-31 | 2021-01-20 | $489 | $485 | $4 | $4 |
| 122.069 SHS LORD ABBETT SHT DURATION INC A | P | 2018-06-29 | 2021-01-20 | $515 | $510 | $5 | $5 |
| 114.964 SHS LORD ABBETT SHT DURATION INC A | P | 2018-07-31 | 2021-01-20 | $485 | $481 | $4 | $4 |
| 123.321 SHS LORD ABBETT SHT DURATION INC A | P | 2018-08-31 | 2021-01-20 | $520 | $515 | $5 | $5 |
| 123.082 SHS LORD ABBETT SHT DURATION INC A | P | 2018-09-28 | 2021-01-20 | $519 | $513 | $6 | $6 |
| 118.246 SHS LORD ABBETT SHT DURATION INC A | P | 2018-10-31 | 2021-01-20 | $499 | $491 | $8 | $8 |
| 121.983 SHS LORD ABBETT SHT DURATION INC A | P | 2018-11-30 | 2021-01-20 | $515 | $505 | $10 | $10 |
| 121.133 SHS LORD ABBETT SHT DURATION INC A | P | 2018-12-31 | 2021-01-20 | $511 | $501 | $10 | $10 |
| 117.659 SHS LORD ABBETT SHT DURATION INC A | P | 2019-01-31 | 2021-01-20 | $497 | $491 | $6 | $6 |
| 120.508 SHS LORD ABBETT SHT DURATION INC A | P | 2019-02-28 | 2021-01-20 | $509 | $503 | $6 | $6 |
| 119.945 SHS LORD ABBETT SHT DURATION INC A | P | 2019-03-29 | 2021-01-20 | $506 | $503 | $3 | $3 |
| 120.957 SHS LORD ABBETT SHT DURATION INC A | P | 2019-04-30 | 2021-01-20 | $510 | $507 | $3 | $3 |
| 118.55 SHS LORD ABBETT SHT DURATION INC A | P | 2019-05-31 | 2021-01-20 | $500 | $498 | $2 | $2 |
| 180.611 SHS LORD ABBETT SHT DURATION INC A | P | 2019-06-28 | 2021-01-20 | $762 | $762 | $0 | $0 |
| 235.071 SHS LORD ABBETT SHT DURATION INC A | P | 2019-07-31 | 2021-01-20 | $992 | $990 | $2 | $2 |
| 235.408 SHS LORD ABBETT SHT DURATION INC A | P | 2019-08-30 | 2021-01-20 | $993 | $993 | $0 | $0 |
| 240.758 SHS LORD ABBETT SHT DURATION INC A | P | 2019-09-30 | 2021-01-20 | $1,016 | $1,014 | $2 | $2 |
| 224.608 SHS LORD ABBETT SHT DURATION INC A | P | 2019-10-31 | 2021-01-20 | $948 | $946 | $2 | $2 |
| 222.914 SHS LORD ABBETT SHT DURATION INC A | P | 2019-11-29 | 2021-01-20 | $941 | $938 | $3 | $3 |
| 218.508 SHS LORD ABBETT SHT DURATION INC A | P | 2019-12-31 | 2021-01-20 | $922 | $920 | $2 | $2 |
| 206.298 SHS LORD ABBETT SHT DURATION INC A | P | 2012-11-30 | 2021-01-20 | $871 | $990 | -$119 | -$119 |
| 214.068 SHS LORD ABBETT SHT DURATION INC A | P | 2013-01-01 | 2021-01-20 | $903 | $968 | -$65 | -$65 |
| 216.548 SHS LORD ABBETT SHT DURATION INC A | P | 2020-01-31 | 2021-01-20 | $914 | $916 | -$2 | -$2 |
| 193.442 SHS LORD ABBETT SHT DURATION INC A | P | 2020-04-30 | 2021-01-20 | $816 | $783 | $33 | $33 |
| 178.037 SHS LORD ABBETT SHT DURATION INC A | P | 2020-05-29 | 2021-01-20 | $751 | $730 | $21 | $21 |
| 176.877 SHS LORD ABBETT SHT DURATION INC A | P | 2020-06-30 | 2021-01-20 | $746 | $734 | $12 | $12 |
| 163.249 SHS LORD ABBETT SHT DURATION INC A | P | 2020-07-31 | 2021-01-20 | $689 | $681 | $8 | $8 |
| 161.952 SHS LORD ABBETT SHT DURATION INC A | P | 2020-08-31 | 2021-01-20 | $683 | $677 | $6 | $6 |
| 156.695 SHS LORD ABBETT SHT DURATION INC A | P | 2020-09-30 | 2021-01-20 | $661 | $653 | $8 | $8 |
| 146.736 SHS LORD ABBETT SHT DURATION INC A | P | 2020-10-30 | 2021-01-20 | $619 | $612 | $7 | $7 |
| 155.56 SHS LORD ABBETT SHT DURATION INC A | P | 2020-11-30 | 2021-01-20 | $656 | $653 | $3 | $3 |
| 149.658 SHS LORD ABBETT SHT DURATION INC A | P | 2020-12-31 | 2021-01-20 | $632 | $630 | $2 | $2 |
| 1679.358 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-05-06 | 2021-03-16 | $16,841 | $16,726 | $115 | $115 |
| 1299.431 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-06-30 | 2021-03-16 | $13,031 | $13,035 | -$4 | -$4 |
| 3.116 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-06-30 | 2021-03-16 | $31 | $31 | $0 | $0 |
| 3.116 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-06-30 | 2021-03-16 | $31 | $31 | $0 | $0 |
| 1494.622 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-05-06 | 2021-01-20 | $15,000 | $14,886 | $114 | $114 |
| 6.591 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-05-29 | 2021-03-16 | $66 | $66 | $0 | $0 |
| 0.013 SHS LORD ABBETT ULTRA SHORT BD A | P | 2020-05-29 | 2021-03-16 | $0 | $0 | ||
| 9 SHS LULULEMON ATHLETICA INC | P | 2019-11-11 | 2021-05-25 | $2,891 | $1,850 | $1,041 | $1,041 |
| 2 SHS LULULEMON ATHLETICA INC | P | 2019-11-11 | 2021-05-10 | $657 | $411 | $246 | $246 |
| 5 SHS LULULEMON ATHLETICA INC | P | 2019-11-12 | 2021-05-10 | $1,643 | $1,037 | $606 | $606 |
| 1 SHS LULULEMON ATHLETICA INC | P | 2021-03-05 | 2021-05-05 | $325 | $273 | $52 | $52 |
| 1 SHS LULULEMON ATHLETICA INC | P | 2019-11-12 | 2021-05-05 | $325 | $207 | $118 | $118 |
| 7 SHS LULULEMON ATHLETICA INC | P | 2020-01-28 | 2021-05-05 | $2,275 | $1,671 | $604 | $604 |
| 4 SHS LULULEMON ATHLETICA INC | P | 2020-01-21 | 2021-04-19 | $1,293 | $971 | $322 | $322 |
| 4 SHS LULULEMON ATHLETICA INC | P | 2020-01-28 | 2021-04-19 | $1,293 | $955 | $338 | $338 |
| 3 SHS LULULEMON ATHLETICA INC | P | 2020-01-21 | 2021-04-16 | $969 | $728 | $241 | $241 |
| 2 SHS LULULEMON ATHLETICA INC | P | 2020-02-03 | 2021-04-16 | $646 | $491 | $155 | $155 |
| 10 SHS LULULEMON ATHLETICA INC | P | 2021-03-05 | 2021-04-05 | $2,995 | $2,727 | $268 | $268 |
| 5 SHS LULULEMON ATHLETICA INC | P | 2019-11-12 | 2021-01-20 | $1,774 | $1,037 | $737 | $737 |
| 26 SHS LVMH MOET HENNESSY LOUIS VUITT | P | 2019-05-03 | 2021-01-20 | $3,202 | $2,075 | $1,127 | $1,127 |
| 5 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-11-18 | $1,744 | $882 | $862 | $862 |
| 7 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-10-12 | $2,433 | $1,234 | $1,199 | $1,199 |
| 4 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-10-05 | $1,379 | $705 | $674 | $674 |
| 4 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-08-31 | $1,387 | $705 | $682 | $682 |
| 2 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-08-30 | $708 | $353 | $355 | $355 |
| 3 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-04-30 | $1,148 | $529 | $619 | $619 |
| 3 SHS MASTERCARD INC CL A | P | 2020-03-20 | 2021-04-30 | $1,148 | $683 | $465 | $465 |
| 7 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-02-16 | $2,380 | $1,234 | $1,146 | $1,146 |
| 7 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-02-12 | $2,379 | $1,234 | $1,145 | $1,145 |
| 10 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-02-09 | $3,327 | $1,763 | $1,564 | $1,564 |
| 7 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-01-22 | $2,320 | $1,234 | $1,086 | $1,086 |
| 8 SHS MASTERCARD INC CL A | P | 2018-04-27 | 2021-01-20 | $2,687 | $1,411 | $1,276 | $1,276 |
| 40.082 SHS MATCH GROUP INC | P | 2009-04-28 | 2021-07-14 | $6,409 | $203 | $6,206 | $6,206 |
| 79.918 SHS MATCH GROUP INC | P | 2009-06-18 | 2021-07-14 | $12,779 | $410 | $12,369 | $12,369 |
| 905.904 SHS MATTHEWS PACIFIC TIGER FUND | P | 2012-04-26 | 2021-12-06 | $30,181 | $20,365 | $9,816 | $9,816 |
| 594.876 SHS MATTHEWS PACIFIC TIGER FUND | P | 2012-10-01 | 2021-12-06 | $19,819 | $13,908 | $5,911 | $5,911 |
| 50.059 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-08-17 | 2021-09-09 | $1,725 | $1,039 | $686 | $686 |
| 225.53 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-09-17 | 2021-09-09 | $7,772 | $5,000 | $2,772 | $2,772 |
| 214.316 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-10-08 | 2021-09-09 | $7,386 | $5,000 | $2,386 | $2,386 |
| 3.958 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-12-10 | 2021-09-09 | $136 | $92 | $44 | $44 |
| 6.408 SHS MATTHEWS PACIFIC TIGER FUND | P | 2011-12-09 | 2021-09-09 | $221 | $132 | $89 | $89 |
| 18.975 SHS MATTHEWS PACIFIC TIGER FUND | P | 2011-12-09 | 2021-09-09 | $654 | $392 | $262 | $262 |
| 206.196 SHS MATTHEWS PACIFIC TIGER FUND | P | 2012-04-26 | 2021-09-09 | $7,106 | $4,635 | $2,471 | $2,471 |
| 500.25 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-07-13 | 2021-07-14 | $18,095 | $10,000 | $8,095 | $8,095 |
| 190.905 SHS MATTHEWS PACIFIC TIGER FUND | P | 2010-08-17 | 2021-07-14 | $6,905 | $3,961 | $2,944 | $2,944 |
| 35 SHS MERCK & CO INC NEW COM | P | 2020-03-03 | 2021-10-04 | $2,898 | $2,706 | $192 | $192 |
| 12 SHS MERCK & CO INC NEW COM | P | 2020-05-12 | 2021-10-04 | $994 | $893 | $101 | $101 |
| 29 SHS MERCK & CO INC NEW COM | P | 2020-08-18 | 2021-10-04 | $2,402 | $2,338 | $64 | $64 |
| 150 SHS MICROSOFT CORP | P | 2010-06-02 | 2021-12-16 | $49,122 | $3,960 | $45,162 | $45,162 |
| 126 SHS MICROSOFT CORP | P | 2008-06-05 | 2021-12-10 | $42,709 | $3,566 | $39,143 | $39,143 |
| 2 SHS MICROSOFT CORP | P | 2008-06-12 | 2021-12-10 | $678 | $55 | $623 | $623 |
| 4 SHS MICROSOFT CORP | P | 2008-09-11 | 2021-12-10 | $1,356 | $104 | $1,252 | $1,252 |
| 7 SHS MICROSOFT CORP | P | 2009-03-12 | 2021-12-10 | $2,373 | $117 | $2,256 | $2,256 |
| 5 SHS MICROSOFT CORP | P | 2009-06-18 | 2021-12-10 | $1,695 | $118 | $1,577 | $1,577 |
| 5 SHS MICROSOFT CORP | P | 2009-09-10 | 2021-12-10 | $1,695 | $125 | $1,570 | $1,570 |
| 1 SHS MICROSOFT CORP | P | 2010-06-02 | 2021-12-10 | $339 | $26 | $313 | $313 |
| 100 SHS MICROSOFT CORP | P | 2015-09-11 | 2021-11-05 | $33,445 | $4,331 | $29,114 | $29,114 |
| 5 SHS MICROSOFT CORP | P | 2020-11-04 | 2021-11-04 | $1,679 | $1,083 | $596 | $596 |
| 8 SHS MICROSOFT CORP | P | 2020-11-04 | 2021-08-20 | $2,435 | $1,733 | $702 | $702 |
| 75 SHS MICROSOFT CORP | P | 2015-09-11 | 2021-07-16 | $20,994 | $3,249 | $17,745 | $17,745 |
| 37 SHS MICROSOFT CORP | P | 2015-09-11 | 2021-07-14 | $10,428 | $1,603 | $8,825 | $8,825 |
| 163 SHS MICROSOFT CORP | P | 2015-09-11 | 2021-07-14 | $45,941 | $7,060 | $38,881 | $38,881 |
| 5 SHS MICROSOFT CORP | P | 2018-07-12 | 2021-03-30 | $1,160 | $521 | $639 | $639 |
| 13 SHS MICROSOFT CORP | P | 2018-07-12 | 2021-03-24 | $3,074 | $1,355 | $1,719 | $1,719 |
| 10 SHS MICROSOFT CORP | P | 2018-07-12 | 2021-03-18 | $2,328 | $1,043 | $1,285 | $1,285 |
| 5 SHS MICROSOFT CORP | P | 2018-07-12 | 2021-02-23 | $1,162 | $521 | $641 | $641 |
| 9 SHS MICROSOFT CORP | P | 2018-08-21 | 2021-02-23 | $2,091 | $957 | $1,134 | $1,134 |
| 1 SHS MICROSOFT CORP | P | 2018-08-07 | 2021-01-20 | $225 | $109 | $116 | $116 |
| 6 SHS MICROSOFT CORP | P | 2018-08-07 | 2021-01-20 | $1,352 | $653 | $699 | $699 |
| 9 SHS MICROSOFT CORP | P | 2018-08-21 | 2021-01-20 | $2,028 | $957 | $1,071 | $1,071 |
| 14 SHS NEXTERA ENERGY INC | P | 2019-03-01 | 2021-08-30 | $1,177 | $655 | $522 | $522 |
| 6 SHS NEXTERA ENERGY INC | P | 2019-02-28 | 2021-06-23 | $438 | $282 | $156 | $156 |
| 6 SHS NEXTERA ENERGY INC | P | 2019-03-01 | 2021-06-23 | $438 | $281 | $157 | $157 |
| 28 SHS NEXTERA ENERGY INC | P | 2019-03-04 | 2021-06-23 | $2,046 | $1,313 | $733 | $733 |
| 8 SHS NEXTERA ENERGY INC | P | 2019-02-25 | 2021-01-20 | $677 | $376 | $301 | $301 |
| 14 SHS NEXTERA ENERGY INC | P | 2019-02-28 | 2021-01-20 | $1,186 | $658 | $528 | $528 |
| 2.9 SHS ORGANON & CO | P | 2020-08-18 | 2021-06-08 | $84 | $117 | -$33 | -$33 |
| 2.9 SHS ORGANON & CO | P | 2020-10-19 | 2021-06-08 | $84 | $110 | -$26 | -$26 |
| 3.3 SHS ORGANON & CO | P | 2020-10-22 | 2021-06-08 | $96 | $125 | -$29 | -$29 |
| 3.8 SHS ORGANON & CO | P | 2021-04-20 | 2021-06-08 | $110 | $143 | -$33 | -$33 |
| 4.2 SHS ORGANON & CO | P | 2021-05-11 | 2021-06-08 | $122 | $156 | -$34 | -$34 |
| 3.2 SHS ORGANON & CO | P | 2020-03-03 | 2021-06-08 | $93 | $124 | -$31 | -$31 |
| 3.4 SHS ORGANON & CO | P | 2020-03-13 | 2021-06-08 | $99 | $119 | -$20 | -$20 |
| 1.8 SHS ORGANON & CO | P | 2020-03-16 | 2021-06-08 | $52 | $60 | -$8 | -$8 |
| 1.9 SHS ORGANON & CO | P | 2020-05-11 | 2021-06-08 | $55 | $71 | -$16 | -$16 |
| 1.6 SHS ORGANON & CO | P | 2020-05-12 | 2021-06-08 | $46 | $60 | -$14 | -$14 |
| 0.3 SHS ORGANON & CO | P | 2020-03-03 | 2021-06-03 | $9 | $12 | -$3 | -$3 |
| 2.1 SHS ORION OFFICE REIT INC | P | 2021-11-15 | 2021-11-17 | $43 | $43 | $0 | $0 |
| 6.5 SHS ORION OFFICE REIT INC | P | 2021-11-15 | 2021-11-17 | $134 | $134 | $0 | $0 |
| 4.4 SHS ORION OFFICE REIT INC | P | 2021-11-15 | 2021-11-17 | $91 | $91 | $0 | $0 |
| 0.7 SHS ORION OFFICE REIT INC | P | 2021-11-15 | 2021-11-15 | $13 | $14 | -$1 | -$1 |
| 8 SHS PEPSICO INC NC | P | 2012-11-28 | 2021-12-20 | $1,346 | $561 | $785 | $785 |
| 3 SHS PEPSICO INC NC | P | 2014-03-05 | 2021-12-20 | $505 | $243 | $262 | $262 |
| 2 SHS PEPSICO INC NC | P | 2014-08-19 | 2021-12-20 | $337 | $184 | $153 | $153 |
| 3 SHS PEPSICO INC NC | P | 2015-07-08 | 2021-12-20 | $505 | $287 | $218 | $218 |
| 19 SHS PEPSICO INC NC | P | 2018-12-12 | 2021-12-20 | $3,197 | $2,226 | $971 | $971 |
| 2 SHS PEPSICO INC NC | P | 2021-06-11 | 2021-12-15 | $343 | $294 | $49 | $49 |
| 1 SHS PEPSICO INC NC | P | 2020-03-16 | 2021-12-15 | $171 | $120 | $51 | $51 |
| 14 SHS PEPSICO INC NC | P | 2020-05-08 | 2021-12-15 | $2,400 | $1,868 | $532 | $532 |
| 7 SHS PEPSICO INC NC | P | 2020-05-11 | 2021-12-15 | $1,200 | $944 | $256 | $256 |
| 6 SHS PEPSICO INC NC | P | 2020-05-12 | 2021-12-15 | $1,029 | $810 | $219 | $219 |
| 2 SHS PEPSICO INC NC | P | 2020-10-23 | 2021-12-15 | $343 | $279 | $64 | $64 |
| 18 SHS PFIZER INC | P | 2019-10-07 | 2021-12-15 | $1,058 | $614 | $444 | $444 |
| 35 SHS PFIZER INC | P | 2019-11-25 | 2021-12-15 | $2,057 | $1,281 | $776 | $776 |
| 84 SHS PFIZER INC | P | 2019-12-11 | 2021-12-15 | $4,937 | $3,050 | $1,887 | $1,887 |
| 5 SHS PFIZER INC | P | 2020-10-23 | 2021-12-15 | $294 | $179 | $115 | $115 |
| 66 SHS PFIZER INC | P | 2019-07-12 | 2021-08-27 | $3,092 | $2,638 | $454 | $454 |
| 17 SHS PFIZER INC | P | 2019-07-16 | 2021-08-27 | $796 | $691 | $105 | $105 |
| 44 SHS PFIZER INC | P | 2019-11-25 | 2021-08-27 | $2,061 | $1,610 | $451 | $451 |
| 59 SHS PFIZER INC | P | 2019-07-16 | 2021-08-19 | $2,886 | $2,398 | $488 | $488 |
| 8 SHS PFIZER INC | P | 2019-07-23 | 2021-08-19 | $391 | $327 | $64 | $64 |
| 51 SHS PFIZER INC | P | 2019-07-26 | 2021-08-19 | $2,495 | $2,075 | $420 | $420 |
| 29 SHS PFIZER INC | P | 2019-06-27 | 2021-08-10 | $1,372 | $1,195 | $177 | $177 |
| 48 SHS PFIZER INC | P | 2019-07-23 | 2021-08-10 | $2,272 | $1,961 | $311 | $311 |
| 1 SHS PHILIP MORRIS INTL INC | P | 2014-01-07 | 2021-09-30 | $95 | $85 | $10 | $10 |
| 13 SHS PHILIP MORRIS INTL INC | P | 2020-02-26 | 2021-09-30 | $1,233 | $1,120 | $113 | $113 |
| 7 SHS PHILIP MORRIS INTL INC | P | 2021-06-11 | 2021-06-25 | $692 | $688 | $4 | $4 |
| 17 SHS PHILIP MORRIS INTL INC | P | 2020-02-26 | 2021-06-25 | $1,680 | $1,464 | $216 | $216 |
| 0.399 SHS PIMCO DYNAMIC INCOME FD SHS | P | 2016-05-23 | 2021-12-13 | $10 | $9 | $1 | $1 |
| 15 SHS PLANET FITNESS INC CL A | P | 2020-12-09 | 2021-10-01 | $1,218 | $1,188 | $30 | $30 |
| 19 SHS PLANET FITNESS INC CL A | P | 2021-02-09 | 2021-10-01 | $1,543 | $1,512 | $31 | $31 |
| 15 SHS PLANET FITNESS INC CL A | P | 2021-01-22 | 2021-09-15 | $1,168 | $1,198 | -$30 | -$30 |
| 3 SHS PLANET FITNESS INC CL A | P | 2021-02-09 | 2021-09-15 | $234 | $239 | -$5 | -$5 |
| 5 SHS PLANET FITNESS INC CL A | P | 2021-01-08 | 2021-09-03 | $383 | $405 | -$22 | -$22 |
| 1 SHS PLANET FITNESS INC CL A | P | 2021-01-21 | 2021-09-03 | $77 | $81 | -$4 | -$4 |
| 16 SHS PLANET FITNESS INC CL A | P | 2021-01-22 | 2021-09-03 | $1,224 | $1,278 | -$54 | -$54 |
| 16 SHS PLANET FITNESS INC CL A | P | 2021-01-08 | 2021-09-02 | $1,265 | $1,295 | -$30 | -$30 |
| 10 SHS PLANET FITNESS INC CL A | P | 2021-01-21 | 2021-09-02 | $790 | $811 | -$21 | -$21 |
| 12 SHS PLANET FITNESS INC CL A | P | 2021-01-21 | 2021-07-08 | $864 | $973 | -$109 | -$109 |
| 8 SHS PLANET FITNESS INC CL A | P | 2021-02-23 | 2021-07-08 | $576 | $672 | -$96 | -$96 |
| 28 SHS PLANET FITNESS INC CL A | P | 2021-02-23 | 2021-07-07 | $2,043 | $2,352 | -$309 | -$309 |
| 7 SHS PLANET FITNESS INC CL A | P | 2021-01-08 | 2021-01-20 | $560 | $566 | -$6 | -$6 |
| 31 SHS PLURALSIGHT INC COM CL A | P | 2021-01-25 | 2021-03-29 | $691 | $651 | $40 | $40 |
| 1 SHS PLURALSIGHT INC COM CL A | P | 2021-01-27 | 2021-03-29 | $22 | $21 | $1 | $1 |
| 1 SHS PNC FINL SVCS GP | P | 2020-10-23 | 2021-05-11 | $195 | $115 | $80 | $80 |
| 3 SHS PNC FINL SVCS GP | P | 2018-11-13 | 2021-05-11 | $584 | $407 | $177 | $177 |
| 2 SHS PNC FINL SVCS GP | P | 2019-05-02 | 2021-05-11 | $389 | $272 | $117 | $117 |
| 11 SHS PNC FINL SVCS GP | P | 2019-09-17 | 2021-05-11 | $2,140 | $1,529 | $611 | $611 |
| 34 SHS PNC FINL SVCS GP | P | 2020-03-16 | 2021-05-11 | $6,616 | $3,226 | $3,390 | $3,390 |
| 11 SHS PNC FINL SVCS GP | P | 2019-09-17 | 2021-04-20 | $1,896 | $1,529 | $367 | $367 |
| 4 SHS PNC FINL SVCS GP | P | 2019-10-04 | 2021-04-20 | $690 | $561 | $129 | $129 |
| 15 SHS PNC FINL SVCS GP | P | 2019-10-04 | 2021-02-23 | $2,574 | $2,103 | $471 | $471 |
| 1 SHS PRA GROUP INC | P | 2021-01-25 | 2021-09-15 | $41 | $34 | $7 | $7 |
| 3 SHS PRA GROUP INC | P | 2021-01-25 | 2021-09-14 | $123 | $102 | $21 | $21 |
| 4 SHS PRA GROUP INC | P | 2021-01-25 | 2021-09-09 | $165 | $136 | $29 | $29 |
| 2 SHS PRA GROUP INC | P | 2021-01-25 | 2021-09-07 | $82 | $68 | $14 | $14 |
| 5 SHS PROS HLDG INC | P | 2021-01-25 | 2021-10-14 | $171 | $224 | -$53 | -$53 |
| 2 SHS PROS HLDG INC | P | 2021-01-25 | 2021-10-13 | $66 | $90 | -$24 | -$24 |
| 2 SHS PROS HLDG INC | P | 2021-01-25 | 2021-10-12 | $66 | $90 | -$24 | -$24 |
| 3 SHS PROS HLDG INC | P | 2021-01-25 | 2021-10-08 | $102 | $134 | -$32 | -$32 |
| 2 SHS PROS HLDG INC | P | 2021-01-25 | 2021-10-07 | $70 | $90 | -$20 | -$20 |
| 1 SHS PROTO LABS | P | 2021-01-25 | 2021-02-05 | $218 | $205 | $13 | $13 |
| 1 SHS PROTO LABS | P | 2021-01-25 | 2021-02-04 | $217 | $205 | $12 | $12 |
| 1 SHS PROTO LABS | P | 2021-01-26 | 2021-02-04 | $217 | $221 | -$4 | -$4 |
| 127 SHS REGIONS FINANCIAL CORP NEW | P | 2021-08-19 | 2021-11-12 | $3,025 | $2,500 | $525 | $525 |
| 138 SHS REGIONS FINANCIAL CORP NEW | P | 2019-05-30 | 2021-06-03 | $3,165 | $1,956 | $1,209 | $1,209 |
| 198 SHS REGIONS FINANCIAL CORP NEW | P | 2019-04-24 | 2021-03-05 | $3,965 | $3,018 | $947 | $947 |
| 42 SHS REGIONS FINANCIAL CORP NEW | P | 2019-05-30 | 2021-03-05 | $841 | $595 | $246 | $246 |
| 10 SHS REGIONS FINANCIAL CORP NEW | P | 2019-12-31 | 2021-03-05 | $200 | $172 | $28 | $28 |
| 140 SHS SEAGEN INC | P | 2008-10-23 | 2021-07-14 | $19,749 | $1,210 | $18,539 | $18,539 |
| 1 SHS STORE CAPITAL CORPORATION | P | 2021-01-03 | 2021-05-12 | $33 | $35 | -$2 | -$2 |
| 36 SHS STORE CAPITAL CORPORATION | P | 2019-05-09 | 2021-05-12 | $1,176 | $1,242 | -$66 | -$66 |
| 9 SHS STORE CAPITAL CORPORATION | P | 2019-06-18 | 2021-05-12 | $294 | $321 | -$27 | -$27 |
| 32 SHS STORE CAPITAL CORPORATION | P | 2020-12-28 | 2021-01-20 | $1,004 | $1,076 | -$72 | -$72 |
| 1 SHS STORE CAPITAL CORPORATION | P | 2020-12-28 | 2021-01-20 | $31 | $34 | -$3 | -$3 |
| 53 SHS STORE CAPITAL CORPORATION | P | 2019-05-03 | 2021-01-20 | $1,663 | $1,759 | -$96 | -$96 |
| 9 SHS STORE CAPITAL CORPORATION | P | 2019-06-12 | 2021-01-20 | $282 | $309 | -$27 | -$27 |
| 4 SHS SVB FNCL GRP | P | 2020-09-16 | 2021-10-08 | $2,677 | $1,011 | $1,666 | $1,666 |
| 3 SHS SVB FNCL GRP | P | 2019-02-19 | 2021-05-06 | $1,726 | $745 | $981 | $981 |
| 3 SHS SVB FNCL GRP | P | 2019-02-19 | 2021-04-28 | $1,716 | $745 | $971 | $971 |
| 4 SHS SVB FNCL GRP | P | 2019-02-19 | 2021-04-27 | $2,290 | $993 | $1,297 | $1,297 |
| 5 SHS SVB FNCL GRP | P | 2019-03-01 | 2021-02-09 | $2,534 | $1,247 | $1,287 | $1,287 |
| 7 SHS SVB FNCL GRP | P | 2019-02-25 | 2021-01-20 | $3,234 | $1,746 | $1,488 | $1,488 |
| 1 SHS SVB FNCL GRP | P | 2019-03-01 | 2021-01-20 | $462 | $249 | $213 | $213 |
| 5 SHS SVB FNCL GRP | P | 2019-02-25 | 2021-01-04 | $1,918 | $1,247 | $671 | $671 |
| 18 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-07-08 | $2,122 | $686 | $1,436 | $1,436 |
| 21 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-06-22 | $2,395 | $801 | $1,594 | $1,594 |
| 27 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-06-09 | $3,167 | $1,030 | $2,137 | $2,137 |
| 14 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-05-24 | $1,590 | $534 | $1,056 | $1,056 |
| 16 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-05-20 | $1,811 | $610 | $1,201 | $1,201 |
| 12 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-04-23 | $1,413 | $458 | $955 | $955 |
| 17 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-04-22 | $1,975 | $648 | $1,327 | $1,327 |
| 18 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-04-16 | $2,129 | $686 | $1,443 | $1,443 |
| 19 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-01-21 | $2,545 | $724 | $1,821 | $1,821 |
| 34 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-01-20 | $4,451 | $1,296 | $3,155 | $3,155 |
| 5 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-04-27 | 2021-01-08 | $600 | $191 | $409 | $409 |
| 9 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-08-27 | 2021-01-08 | $1,081 | $374 | $707 | $707 |
| 3 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2018-08-27 | 2021-01-04 | $335 | $125 | $210 | $210 |
| 24 SHS TAIWAN SMCNDCTR MFG CO LTD ADR | P | 2019-09-06 | 2021-01-04 | $2,677 | $1,052 | $1,625 | $1,625 |
| 3 SHS TELADOC HEALTH INC | P | 2021-01-25 | 2021-02-09 | $878 | $866 | $12 | $12 |
| 2 SHS TELADOC HEALTH INC | P | 2021-01-25 | 2021-01-29 | $539 | $578 | -$39 | -$39 |
| 21 SHS TENCENT HLDGS LTD UNSPON ADR | P | 2018-04-27 | 2021-01-26 | $1,938 | $1,040 | $898 | $898 |
| 40 SHS TENCENT HLDGS LTD UNSPON ADR | P | 2018-04-27 | 2021-01-20 | $3,526 | $1,980 | $1,546 | $1,546 |
| 1 SHS ULTA BEAUTY INC | P | 2020-01-23 | 2021-01-11 | $292 | $272 | $20 | $20 |
| 2 SHS ULTA BEAUTY INC | P | 2018-10-26 | 2021-01-11 | $583 | $548 | $35 | $35 |
| 1 SHS ULTA BEAUTY INC | P | 2019-09-13 | 2021-01-11 | $292 | $227 | $65 | $65 |
| 7 SHS ULTA BEAUTY INC | P | 2019-02-06 | 2021-01-11 | $2,041 | $1,868 | $173 | $173 |
| 6 SHS UNITED RENTALS INC | P | 2020-02-21 | 2021-04-09 | $1,927 | $913 | $1,014 | $1,014 |
| 1 SHS UNITED RENTALS INC | P | 2020-02-24 | 2021-04-09 | $321 | $142 | $179 | $179 |
| 4 SHS UNITED RENTALS INC | P | 2020-11-05 | 2021-01-20 | $1,034 | $763 | $271 | $271 |
| 4 SHS UNITED RENTALS INC | P | 2020-11-06 | 2021-01-20 | $1,034 | $770 | $264 | $264 |
| 546.144 SHS VANGUARD INTM TM INVT GR INV | P | 2010-05-27 | 2021-12-06 | $5,493 | $5,369 | $124 | $124 |
| 63.991 SHS VANGUARD INTM TM INVT GR INV | P | 2010-06-01 | 2021-12-06 | $644 | $631 | $13 | $13 |
| 1017.294 SHS VANGUARD INTM TM INVT GR INV | P | 2010-06-02 | 2021-12-06 | $10,232 | $10,000 | $232 | $232 |
| 69.233 SHS VANGUARD INTM TM INVT GR INV | P | 2010-07-01 | 2021-12-06 | $696 | $694 | $2 | $2 |
| 70.52 SHS VANGUARD INTM TM INVT GR INV | P | 2010-08-02 | 2021-12-06 | $709 | $718 | -$9 | -$9 |
| 69.258 SHS VANGUARD INTM TM INVT GR INV | P | 2010-09-01 | 2021-12-06 | $697 | $716 | -$19 | -$19 |
| 486.855 SHS VANGUARD INTM TM INVT GR INV | P | 2010-09-17 | 2021-12-06 | $4,897 | $5,000 | -$103 | -$103 |
| 67.841 SHS VANGUARD INTM TM INVT GR INV | P | 2010-10-01 | 2021-12-06 | $682 | $705 | -$23 | -$23 |
| 70.659 SHS VANGUARD INTM TM INVT GR INV | P | 2010-11-01 | 2021-12-06 | $711 | $737 | -$26 | -$26 |
| 23.891 SHS VANGUARD INTM TM INVT GR INV | P | 2010-12-01 | 2021-12-06 | $240 | $246 | -$6 | -$6 |
| 11 SHS VERISK ANALYTICS INC COM | P | 2020-11-04 | 2021-10-25 | $2,345 | $2,164 | $181 | $181 |
| 1 SHS VERISK ANALYTICS INC COM | P | 2020-11-04 | 2021-10-25 | $212 | $197 | $15 | $15 |
| 9 SHS VERISK ANALYTICS INC COM | P | 2019-04-23 | 2021-10-25 | $1,909 | $1,255 | $654 | $654 |
| 0.118 SHS VIMEO INC | P | 2021-01-25 | 2021-05-25 | $5 | $5 | $0 | $0 |
| 10 SHS WASTE MGMT INC (DELA) | P | 2020-11-16 | 2021-01-28 | $1,137 | $1,216 | -$79 | -$79 |
| 16 SHS WASTE MGMT INC (DELA) | P | 2020-11-18 | 2021-01-28 | $1,819 | $1,950 | -$131 | -$131 |
| 8 SHS WASTE MGMT INC (DELA) | P | 2020-11-10 | 2021-01-20 | $922 | $981 | -$59 | -$59 |
| 2 SHS WASTE MGMT INC (DELA) | P | 2020-11-18 | 2021-01-20 | $231 | $244 | -$13 | -$13 |
| CAPITAL GAINS DIVIDENDS | P | 2021-01-01 | 2021-12-31 | $58,974 | $58,974 | $58,974 | |
| COST ADJUSTMENT (WASH SALE) | P | 2021-01-01 | 2021-12-31 | $347 | $347 | $347 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $513,854 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $62,766 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,516 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,516 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,516 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,640 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $13,640 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,124 | OverpaymentAmt |
| Applied To ES Tax | $5,124 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MICHAEL S GOLDBERG | IndividualWithBooksNm |
| Phone | 2032199478 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11 COVE ROAD | AddressLine1Txt |
| City | OLD GREENWICH | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06870 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MICHAEL S GOLDBERG | ||||||||
| 11 COVE ROAD | OLD GREENWICH | CT | 06870 | CO-PRESIDENT | 0.00 | $0 | $0 | $0 |
| HEATHER W GOLDBERG | ||||||||
| 11 COVE ROAD | OLD GREENWICH | CT | 06870 | CO-PRESIDENT | 20.00 | $13,612 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,204,707 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $81,262 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,285,969 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $4,285,969 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $64,290 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,221,679 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $211,084 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $211,084 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,516 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,516 | TotalTaxAmt |
| Distributable Before Adj | $202,568 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $202,568 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $202,568 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $176,650 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $176,650 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $202,568 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $171,326 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $176,650 | QualifyingDistributionsAmt |
| Applied To Year1 | $171,326 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,324 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $197,244 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MICHAEL S GOLDBERG | ContributingManagerNm |
| Contributing Manager | HEATHER W GOLDBERG | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ABILIS | ||||||||
| 50 GLENVILLE STREET | GREENWICH | CT | 06831 | NONE | PC | GENERAL FUND | $1,000 | |
| BOSTON CHILDREN HOSP TRUST | ||||||||
| 401 PARK DRIVE 602 | BOSTON | MA | 02215 | NONE | PC | GENERAL FUND | $60,000 | |
| BOSTON COLLEGE | ||||||||
| MORE HALL 220 140 COMMONWEALTH | CHESTNUT HILL | MA | 02467 | NONE | PC | GENERAL FUND | $67,000 | AVENUE |
| COFFEE FOR GOOD | ||||||||
| 48 MAPLE AVENUE | GREENWICH | CT | 06830 | NONE | PC | GNERAL FUND | $1,000 | |
| GREENWICH POINT CONSERVANCY | ||||||||
| PO BOX 377 | OLD GREENWICH | CT | 06870 | NONE | PC | GENERAL FUND | $1,000 | |
| LEARNING SPRINGS SCHOOL | ||||||||
| 247 E 20TH ST | NEW YORK | NY | 10003 | NONE | PC | GENERAL FUND | $500 | |
| NC OUTWARD BOUND SCHOOL | ||||||||
| 2582 RICEVILLE ROAD | ASHEVILLE | NC | 28805 | NONE | PC | GENERAL FUND | $100 | |
| NEW CANAAN COUNTRY SCHOOL | ||||||||
| 635 FROGTOWN ROAD | NEW CANAAN | CT | 06840 | NONE | PC | GENERAL FUND | $1,000 | |
| PACSI FOUNDATION | ||||||||
| 36 WEST WAY | OLD GREEWICH | CT | 068702414 | NONE | PC | GENERAL FUND | $1,000 | |
| REACH PREP | ||||||||
| ONE DOCK STREET SUITE 100 | STAMFORD | CT | 06902 | NONE | PC | GENERAL FUND | $1,000 | |
| SEA EDUCATION ASSOCIATION | ||||||||
| PO BOX 6 | WOODS HOLE | MA | 02543 | NONE | PC | GENERAL FUND | $500 | |
| THE GREENWICH COUNTRY DAY SCHOOL | ||||||||
| 401 OLD CHURCH ROAD | GREENWICH | CT | 06830 | NONE | PC | GENERAL FUND | $35,000 | |
| THE SCHOOL FOR FIELD STUDIES | ||||||||
| 100 CUMMINGS CENTER SUITE 534-G | BEVERLY | MA | 01915 | NONE | PC | GENERAL FUND | $500 | |
| SOUNDWATERS | ||||||||
| 1281 COVE ROAD | STAMFORD | CT | 06902 | NONE | PC | GENERAL FUND | $2,000 | |
| ST MARK EPISCOPAL CHURCH | ||||||||
| 401 NEWFIELD AVE | BRIDGEPORT | CT | 06607 | NONE | PC | GENERAL FUND | $100 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $171,700 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $120,044 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $513,854 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $633,907 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $633,907 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (6 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| MICHAEL S GOLDBERG | |||||||
| 1 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $40,604 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 2 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $20,138 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 3 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $20,143 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 4 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $19,753 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 5 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $99,748 | Yes (X) | Yes (X) |
| MICHAEL S GOLDBERG | |||||||
| 6 | 11 COVE ROAD | OLD GREENWICH | CT | 06870 | $149,895 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (6 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 65 SHARES OF LAM RESEARCH CORPORATION | $40,604 | 2021-07-13 |
| 2 | 75 SHARES OF KANSAS CITY SOUTHERN | $20,138 | 2021-07-13 |
| 3 | 140 SHARES OF SEAGEN | $20,143 | 2021-07-13 |
| 4 | 120 SHARES OF MATCH GROUP INC | $19,753 | 2021-07-13 |
| 5 | 355 SHARES OF MICROSOFT CORPORATION | $99,748 | 2021-07-13 |
| 6 | 450 SHARES OF MICROSOFT CORPORATION | $149,895 | 2021-12-09 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX RETURN PREP FEES | CategoryTxt |
| Amt | $9,400 | Amt |
| Net Investment Income | $4,700 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $4,700 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| INVESTMENT - HEDGEPREMIER/RIEF FUND LP | AT COST | $225,000 | $181,343 |
| INVESTMENT BROKERAGE ACCOUNTS | AT COST | $3,424,375 | $4,292,990 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| ROUNDING ADJUSTMENT | $499 |
| FMV IN EXCESS OF BASIS | $318,217 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| TRINET PEO EXPENSE | $5,627 | $2,701 | $0 | $0 |
| DE REGISTRATION FEES | $0 | $0 | $0 | $225 |
| HEDGEPREMIER/RIEF FUND LP - OTHER DEDUCTIONS | $0 | $2,957 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| HEDGEPREMIER/RIEF FUND LP - OTHER ORDINARY INCOME | $0 | $214 | $0 |
| HEDGEPREMIER/RIEF FUND LP - STCL | $0 | -$60,004 | $0 |
| HEDGEPREMIER/RIEF FUND LP - LTCG | $0 | $46,421 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $21,086 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| DE ANNUAL FRANCHISE TAXES | $25 | $0 | $0 | $25 |
| FOREIGN TAXES PAID - CON 1099S | $1,919 | $1,919 | $0 | $0 |
| TAXES PAID TO IRS | $0 | $0 | $0 | $0 |
| FOREIGN TAXES PAID - HEDGEPREMIER/RIEF FUND LP | $0 | $245 | $0 | $0 |