STRATEGY STUDIO / NONPROFIT PEOPLE SEARCH

IRONS EDGE FOUNDATION: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization
IRONS EDGE FOUNDATION (EIN 83-2716326)
Tax period
2021-01-01 to 2021-12-31
Filed
2022-11-03
IRS object ID
202213079349102006
Schema version
2021v4.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2022-11-03T20:57:15-05:00ReturnTs
Tax Period End2021-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line13333 New Hyde Park Rd Ste 406AddressLine1Txt
CityNew Hyde ParkCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11042ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2021-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN832716326EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Iron's Edge FoundationBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% Foundation SourceInCareOfNm
Business Name ControlIRONBusinessNameControlTxt
Phone8008391754PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBARRY REESEPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone8008391754PhoneNum
Signature2022-11-01SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstBARRYPersonFirstNm
Person LastREESEPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
Phone8008391754PhoneNum

Additional Filer Information AdditionalFilerInformation

FieldValueIRS element (for citing)
Trusted CustomerTrustedCustomerGrp
FieldValueIRS element (for citing)
Tax2021TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$7,110,882FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$1,052,213ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss$163InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$163InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$100,038DividendsRevAndExpnssAmt
Dividends Net Invst Incm$100,038DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$363,073NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$3,481,461GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$363,073CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$1,515,487TotalRevAndExpnssAmt
Total Net Invst Incm$463,274TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Legal Fees Rev And Expnss$6,044LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm$0LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm$0LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$6,044LegalFeesDsbrsChrtblAmt
Other Prof Fees Rev And Expnss$56,463OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$56,463OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss$4,869TaxesRevAndExpnssAmt
Taxes Net Invst Incm$1,769TaxesNetInvstIncmAmt
Other Expenses Rev And Expnss$7,961OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$357OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$7,604OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$75,337TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$58,589TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$13,648TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$258,563ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$258,563ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$333,900TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$58,589TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$272,211TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$1,181,587ExcessRevenueOverExpensesAmt
Net Investment Income$404,685NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$575,478SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$88,202SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$88,202SavAndTempCashInvstEOYFMVAmt
US Government Obligations EOY$313,048USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$308,894USGovtObligationsEOYFMVAmt
Corporate Stock BOY$4,284,933CorporateStockBOYAmt
Corporate Stock EOY$5,384,279CorporateStockEOYAmt
Corporate Stock EOYFMV$6,323,079CorporateStockEOYFMVAmt
Corporate Bonds EOY$206,196CorporateBondsEOYAmt
Corporate Bonds EOYFMV$202,827CorporateBondsEOYFMVAmt
Other Investments BOY$105,000OtherInvestmentsBOYAmt
Other Investments EOY$155,273OtherInvestmentsEOYAmt
Other Investments EOYFMV$187,880OtherInvestmentsEOYFMVAmt
Total Assets BOY$4,965,411TotalAssetsBOYAmt
Total Assets EOY$6,146,998TotalAssetsEOYAmt
Total Assets EOYFMV$7,110,882TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Retained Earning BOY$4,965,411RetainedEarningBOYAmt
Retained Earning EOY$6,146,998RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$4,965,411TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$6,146,998TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$4,965,411TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$6,146,998TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$4,965,411TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$1,181,587ExcessRevenueOverExpensesAmt
Subtotal$6,146,998SubtotalAmt
Tot Net Ast Or Fund Balances EOY$6,146,998TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

FieldValueIRS element (for citing)
PropertyPublicly-traded SecuritiesPropertyDesc
Gross Sales Price$3,481,461GrossSalesPriceAmt
Cost Or Other Basis$3,118,388CostOrOtherBasisAmt
Gain Or Loss$363,073GainOrLossAmt
Gains Minus Excess Or Losses$363,073GainsMinusExcessOrLossesAmt
FieldValueIRS element (for citing)
Capital Gain Net Income$363,073CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$5,625InvestmentIncomeExciseTaxAmt
Subtotal$5,625SubtotalAmt
Tax Based On Investment Income$5,625TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$3,792EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce$0ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid$2,100ExtsnRequestIncomeTaxPaidAmt
Total Payments And Credits$5,892TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$0EsPenaltyAmt
Overpayment$267OverpaymentAmt
Applied To ES Tax$267AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsYes (true)NewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (true)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
Barry D Reese
Foundation Source 501 Silverside RdWilmingtonDE198091377Dir, Pres10.0$0$0$0
Molly Reese
Foundation Source 501 Silverside RdWilmingtonDE198091377Dir, Sec, Treas10.0$0$0$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Morgan StanleyBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11111 Northshore Dr STE N 160AddressLine1Txt
CityKNOXVILLECityNm
State AbbreviationTNStateAbbreviationCd
ZIP37919ZIPCd
FieldValueIRS element (for citing)
Service TypeInvestment MGMTServiceTypeTxt
Compensation$56,463CompensationAmt
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$5,746,400AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$353,184AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$190,510FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$6,290,094TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$6,290,094AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$94,351CashDeemedCharitableAmt
Net Vl Noncharitable Assets$6,195,743NetVlNoncharitableAssetsAmt
Minimum Investment Return$309,787MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$309,787MinimumInvestmentReturnAmt
Tax Based On Investment Income$5,625TaxBasedOnInvestmentIncomeAmt
Total Tax$5,625TotalTaxAmt
Distributable Before Adj$304,162DistributableBeforeAdjAmt
Distributable Before Ded$304,162DistributableBeforeDedAmt
Distributable As Adjusted$304,162DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

FieldValueIRS element (for citing)
Expenses And Contributions$272,211ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$272,211QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$304,162DistributableAsAdjustedAmt
Undistributed Income PY$267,713UndistributedIncomePYAmt
Prior Year12019PriorYear1Yr
Prior Year22018PriorYear2Yr
Prior Year32017PriorYear3Yr
Qualifying Distributions$272,211QualifyingDistributionsAmt
Applied To Year1$267,713AppliedToYear1Amt
Applied To Current Year$4,498AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Total Corpus$0TotalCorpusAmt
Undistributed Income CY$299,664UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Current Year$0ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerBarry D ReeseContributingManagerNm
Contributing ManagerMolly ReeseContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp

Recipient Business Name RecipientBusinessName

FieldValueIRS element (for citing)
Business Name Line1MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST INCBusinessNameLine1Txt

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line1CO RENPSG 8910 PURDUE RD NO 500AddressLine1Txt
CityINDIANAPOLISCityNm
State AbbreviationINStateAbbreviationCd
ZIP46268ZIPCd
FieldValueIRS element (for citing)
Recipient RelationshipN/ARecipientRelationshipTxt
Recipient Foundation StatusPCRecipientFoundationStatusTxt
Grant Or Contribution PurposeGeneral & UnrestrictedGrantOrContributionPurposeTxt
Amt$258,563Amt
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$258,563TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$163ExclusionAmt

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$100,038ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment IncomeOtherInvestmentIncomeGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$363,073ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$463,274ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$463,274TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNumAddress Line1ContributorUSAddress/AddressLine1TxtCityContributorUSAddress/CityNmState AbbreviationContributorUSAddress/StateAbbreviationCdZIPContributorUSAddress/ZIPCdTotal ContributionsTotalContributionsAmtPerson ContributionPersonContributionIndNoncash ContributionNoncashContributionInd
John Davidson
1PO Box 8615JacksonWY83002$50,000Yes (X)
Barry D Reese
23801 Ironwood RoadCookevilleTN38501$1,002,213Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp (6 entries)

ContributorContributorNumNoncash PropertyNoncashPropertyDescFair Market ValueFairMarketValueAmtReceivedReceivedDt
2APPLE INC AAPL, 512 sh.$91,8452021-12-29
2ADYEN N.V. ADYEY, 7340 sh.$190,1792021-12-29
2FERGUSON PLC FERG, 1098 sh.$196,7072021-12-29
2ALPHABET INC CL C GOOG, 11 sh.$32,1962021-12-29
2NXP SEMICONDUCTORS NXPI, 675 sh.$156,3542021-12-29
2TAIWAN SEMICONDUCTOR MFG CO LTD TSM, 2744 sh.$334,9322021-12-29

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (13 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
AMAZON COM INC - 1.500% - 06/0$14,645$14,552
APPLE INC NOTE CALL MAKE WHOLE$14,651$14,656
BANK OF AMERICA CORP - 2.496%$14,468$14,050
CITIGROUP INC NOTE - 3.668% -$15,694$15,110
COMCAST - 1.950% - 01/15/2031$14,885$14,714
CVS CAREMARK CORP NOTE - 4.300$13,588$13,476
ENTERPRISE PRODS OPER LLC - 2.$10,343$10,437
GOLDMAN SACHS - 2.600% - 02/07$14,691$14,248
JP MORGAN CHASE BANK - 4.203%$19,768$19,032
UNITED STATES TREAS SER AH-202$34,532$33,940
UNITEDHEALTH GROUP INC - 2.750$14,064$14,253
VERIZON COMMUNICATIONS INC - 2$14,478$14,140
WELLS FARGO &CO SER Q MTN - 2.$10,389$10,219

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (154 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ABBOTT LABS$24,722$36,592
ABBVIE INC$30,396$35,746
ACTIVISION BLIZZARD INC$26,736$19,294
ADOBE SYSTEMS, INC$58,639$57,273
ADYEN N.V.$203,488$219,088
AIA GROUP LTD ADR$16,206$15,160
AIR PRODS & CHEM INC$5,059$6,998
AKZO NOBEL NV-ADR$22,901$24,101
ALIBABA GROUP HOLDING LTD$46,329$27,203
ALLIANZ SE$15,580$18,180
ALPHABET INC CL C$45,629$60,765
AMAZON COM$19,355$26,675
AMERICAN ELECTRIC POWER INC$6,347$6,495
AMERICAN EXPRESS CO$18,759$26,667
AMERICAN TOWER REIT INC$4,830$6,435
ANGLO AM PLC ADR$8,659$8,273
APPLE INC$121,172$167,093
ASML HOLDING NV NY REG SHS$19,880$27,865
ASTELLAS PHARMA INC$18,048$18,043
BANCO DO BRASIL S A SPONSORED$18,149$9,301
BANCOLOMBIA SA$10,516$9,919
BANK OF AMERICA CORP$20,197$32,567
BERKSHIRE HATHAWAY INC. CLASS$20,909$29,900
BILIBILI INC.$8,403$8,491
BLACKROCK INC$26,966$28,382
BOEING CO$23,094$19,125
BUDWEISER BREWING COMPANY APAC$11,579$8,972
CALAMOS MARKET NEUTRAL FD CL I$323,842$335,216
CANADIAN NATL RAILWAY CO$15,588$20,518
CEMEX SA DE CV A ADS$18,974$16,062
CGI INC$21,351$26,904
CHECK POINT SOFTWARE TECHNOLOG$33,902$34,385
CHEVRON CORP$4,848$6,337
CHINA MENGNIU DAIRY COMPANY AD$8,378$7,526
CITIGROUP INC$24,609$25,062
COMCAST CORP$20,658$23,051
CONOCOPHILLIPS$3,049$6,785
COSTCO WHOLESALE CORPORATION$11,635$19,302
CRH PLC - AMERICAN DEPOSITARY$25,360$36,221
CROWN CASTLE INTL$4,439$6,262
DEERE CO$21,200$20,573
DIGITAL RLTY TR INC$5,951$7,075
DOMINION ENERGY INC$6,452$6,520
DU PONT DE NEMOURS$3,402$6,059
DUKE ENERGY CO$5,542$6,294
ECOLAB INC$5,954$7,272
ELI LILLY & CO$21,292$35,909
EOG RESOURCES INC$2,300$5,952
EQUINIX, INC$5,077$5,921
ESSILOR INTL ADR$28,385$40,412
ESTEE LAUDER COMPANIES INC$13,606$16,289
EVOLUTION GAMING GROUP AB ADR$29,061$32,452
EXELON CORPORATION$6,047$7,855
EXXON MOBIL CORP$4,211$5,507
FERGUSON PLC$211,436$231,772
FREEPORT-MCMORAN COPPER & GOLD$24,314$37,307
GROUPE DANONE ADS$26,587$22,587
GRUPO AEROPORTUARIO DEL ADR$7,545$10,723
GRUPO FIN ADR$7,079$9,059
HDFC BANK LTD ADR$57,307$65,460
HOME DEPOT INC$20,037$36,521
HONEYWELL INTL$14,880$18,974
ICICI BK LTD ADS$10,572$10,429
ICON PLC - AMERICAN DEPOSITARY$18,276$32,828
INDUSTRIAL & COM UNSP/ADR$32,700$26,447
INFOSYS TECH LTD SPD ADR$12,023$27,436
INVESCO OPPENHEIMER SENIOR FLO$328,297$337,734
ITAU UNIBANCO HOLDING S.A$11,200$6,109
JD.COM, INC$16,540$13,874
JOHNSON & JOHNSON$26,141$31,135
JP MORGAN CHASE$20,047$29,136
KINDER MORGAN INC$6,831$5,963
L'AIR LIQUIDE ADR OTC$21,274$27,233
L'OREAL ADR$34,799$55,344
LINDE PLC COM$4,033$7,621
LOCKHEED MARTIN CORP$20,283$19,548
LOJAS RENNER ADR$11,176$6,486
LOWES COMPANIES INC$22,132$38,772
MANULIFE FIN CORP$12,126$17,182
MARATHON PETROLEUM CORP$7,460$7,935
MASTERCARD INC$50,038$58,569
MCDONALD'S CORP$24,869$32,436
MEDTRONIC PLC$53,113$44,587
MERCADOLIBRE, INC$66,196$53,936
META PLATFORMS INC$14,827$25,563
MICROSOFT CORP$34,338$74,663
MITSUBISHI ELEC UNSP/ADR$26,861$24,775
MONDI PLC ADR$11,385$12,675
NASPERS LTD N SPONS ADR$15,833$12,431
NESTLE S.A$38,972$50,112
NETEASE.COM INC COM STK$13,988$18,320
NETFLIX INC$26,326$30,724
NEWMONT GOLDCORP CORPORATION$6,907$6,884
NEXTERA ENERGY, INC$4,736$7,656
NIKE INC-CL B$15,862$30,334
NIPPON TELEGRAPH & TELEPHONE C$26,380$28,616
NVIDIA CORP$59,200$90,586
NXP SEMICONDUCTORS$168,997$182,452
OIL CO LUKOIL PJSC SPON ADR RE$20,795$22,450
PAYPAL HOLDINGS, INC$60,772$38,847
PEPSICO INC$11,706$15,808
PFIZER INC$27,426$44,465
PHILIP MORRIS INTL$12,691$13,965
PICC PROPERTY&CASLTY$11,085$8,639
PING AN INSURANCE GROUP ADR$18,820$12,175
PROCTER GAMBLE CO$11,370$16,685
PROLOGIS$4,089$8,250
PROSUS NV ADR$6,459$6,411
PT BK MANDIR PRS UNSP/ADR$11,436$12,548
PT TELEKOM. IND. TBK ADR$16,725$18,554
PUBLIC STORAGE INC$4,497$7,491
RAYTHEON TECHNOLOGIES CORP$19,126$21,085
ROCHE HOLDING LTD ADR$29,721$37,630
SBERBANK SPONSORED ADR$12,044$13,671
SCHLUMBERGER LTD$2,815$5,181
SEA LTD$8,164$6,040
SEMPRA ENERGY COM$6,052$6,217
SHENZHOU INTL GROUP HOLDINGS A$14,864$19,200
SHERWIN-WILLIAMS CO$4,213$8,100
SIMON PPTY GROUP INC$6,030$7,669
SK TELECOM ADS ADS$9,346$4,614
SMC CORPORATION$24,546$28,569
SOUTHERN CO$5,644$6,789
STARBUCKS CORP COM$19,390$28,073
TAIWAN SEMICONDUCTOR MFG CO LT$410,280$471,133
TECHTRONIC INDS SPD ADR$13,874$27,534
TENCENT HOLDINGS LIMITED$63,019$64,771
TENCENT MUSIC ENTERTAINMENT GR$5,397$1,802
TESLA MOTORS INC$29,259$45,442
THE COCA-COLA CO$12,552$14,862
THERMO FISHER SCIENTIFIC INC$29,919$40,034
UNILEVER PLC AMER$19,184$19,042
UNION PACIFIC$16,094$24,437
UNITED OVRSEAS BK LTD ADR$14,125$18,343
UNITED PARCEL SERVICE$20,503$21,220
UNITEDHEALTH GROUP INC$19,848$37,158
VANGUARD MID-CAP GROWTH ETF$151,307$258,694
VANGUARD MID-CAP VALUE INDEX$159,509$255,862
VANGUARD SMALL-CAP GROWTH ETF$80,624$118,070
VANGUARD SMALL-CAP VALUE ETF$75,988$126,089
VERIZON COMMUNICATIONS$26,280$24,317
VISA INC$47,021$55,044
WAL-MART STORES INC$11,148$14,469
WALT DISNEY HOLDINGS CO$19,288$23,234
WELLS FARGO & CO$24,774$29,460
WESTERN ASSET SMASH SERIES C F$170,159$167,957
WESTERN ASSET SMASH SERIES COR$193,474$191,128
WESTERN ASSET SMASH SERIES M F$138,222$132,848
WNS (HOLDINGS) LIMIT$10,507$11,116
XPENG INC$12,149$13,488
YANDEX N V$9,876$8,168
YUM CHINA HOLDINGS INC$15,724$15,450
ZAI LABORATORY$8,672$3,143
ZURICH INS GROU ADR$24,093$28,380

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$313,048USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$308,894USGovtObligationsEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

FieldValueIRS element (for citing)
Category Or ItemPRVT EQ CO-INV OPPS FD II (CAYCategoryOrItemTxt
Book Value$155,273BookValueAmt
EOYFMV$187,880EOYFMVAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryGeneral ConsultationsCategoryTxt
Legal Fees$6,044LegalFeesAmt
Disbursements Charitable Prps$6,044DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmtNet Investment IncomeNetInvestmentIncomeAmt
Administrative Fees$7,500$7,500
Bank Charges$357$357
State or Local Filing Fees$25$25
Website Hosting/Support$79$79

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$56,463Amt
Net Investment Income$56,463NetInvestmentIncomeAmt

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor Detail SubstantialContributorDetail

FieldValueIRS element (for citing)
PersonBarry D ReesePersonNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line13801 Ironwood RoadAddressLine1Txt
CityCookevilleCityNm
State AbbreviationTNStateAbbreviationCd
ZIP38501ZIPCd

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmt
990-PF Estimated Tax for 2021$3,100
Foreign Tax Paid$1,769$1,769