RICHARD W GOLDMAN FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- RICHARD W GOLDMAN FAMILY FOUNDATION (EIN 45-1261400)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-11
- IRS object ID
- 202213159349101556
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-11T10:36:00-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE SUITE 301 | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10528 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 451261400 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RICHARD W GOLDMAN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RICH | BusinessNameControlTxt |
| Phone | 2025951020 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1828 L ST NW 300 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALICE GOLDMAN REITER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2055951020 | PhoneNum |
| Signature | 2022-11-11 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ALICE | PersonFirstNm |
| Person Last | GOLDMAN REITER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS BLANEY | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2022-11-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $91,751,514 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $196 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $196 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $432,365 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $713,431 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,447,186 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,712,672 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $5,558,822 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $51,618 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $252,665 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,931,365 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,525,114 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $21,595 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $14,295 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $634,579 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $629,373 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $205,849 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $69,802 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $46,472 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $15,268 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $9,903 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $376,309 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $8,836 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $712,549 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,090,752 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $228,980 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,600,001 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,600,001 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,312,550 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,090,752 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,828,981 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$381,185 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,434,362 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $362,734 | CashBOYAmt |
| Cash EOY | $1,289,728 | CashEOYAmt |
| Cash EOYFMV | $1,289,728 | CashEOYFMVAmt |
| Prepaid Expenses BOY | $1,568 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $2,268 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $2,268 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $1,809,695 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,209,613 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,209,613 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $20,509,205 | CorporateStockBOYAmt |
| Corporate Stock EOY | $21,947,754 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $21,947,754 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,778,278 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $4,123,727 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,123,727 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $56,255,315 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $61,532,016 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $61,532,016 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $595,571 | OtherAssetsBOYAmt |
| Other Assets EOY | $646,408 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $646,408 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $82,312,366 | TotalAssetsBOYAmt |
| Total Assets EOY | $91,751,514 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $91,751,514 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $94,017 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $107,516 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $94,017 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $107,516 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $82,218,349 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $91,643,998 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $82,218,349 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $91,643,998 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $82,312,366 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $91,751,514 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $82,218,349 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$381,185 | ExcessRevenueOverExpensesAmt |
| Other Increases | $9,806,834 | OtherIncreasesAmt |
| Subtotal | $91,643,998 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $91,643,998 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $11,712,672 | $8,265,486 | $3,447,186 | $3,447,186 |
| CAPITAL GAINS THROUGH K-1S NET OF UBI | P | $2,111,636 | $2,111,636 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $5,558,822 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $75,538 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $75,538 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $75,538 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $76,841 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $96,841 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $140 | EsPenaltyAmt |
| Overpayment | $21,163 | OverpaymentAmt |
| Applied To ES Tax | $21,163 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.RWGFF.ORG | WebsiteAddressTxt |
| Individual With Books | ARABELLA ADVISORS LLC | IndividualWithBooksNm |
| Phone | 2025951020 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1828 L ST NW SUITE 300 | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALICE GOLDMAN REITER | ||||||||
| 1828 L ST NW SUITE 300 | WASHINGTON | DC | 20036 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| DANIEL S GOLDMAN | ||||||||
| 1828 L ST NW SUITE 300 | WASHINGTON | DC | 20036 | SECRETARY & TREASURER | 1.00 | $0 | $0 | $0 |
| SERRA FALK GOLDMAN | ||||||||
| 1828 L ST NW SUITE 300 | WASHINGTON | DC | 20036 | BOARD MEMBER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| BBR PARTNERS LLC | |||||
| 140 E 45TH STREET 26TH FLOOR | NEW YORK | NY | 10017 | INVESTMENT ADVISORS | $326,177 |
| ARABELLA ADVISORS LLC | |||||
| 1828 L ST NW SUITE 300 | WASHINGTON | DC | 20036 | GRANT MAKING & CONSULTING | $208,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $86,120,657 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,093,954 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $88,214,611 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $88,214,611 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,323,219 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $86,891,392 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,344,570 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,344,570 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $75,538 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $75,538 | TotalTaxAmt |
| Distributable Before Adj | $4,269,032 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,269,032 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,269,032 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,828,981 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,828,981 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,269,032 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,354,331 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,828,981 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,354,331 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,474,650 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,794,382 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (23 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALLIANCE FOR EARLY SUCCESS | ||||||||
| PO BOX 6756 | LEAWOOD | KS | 66206 | N/A | PC | GENERAL OPERATING SUPPORT | $150,000 | |
| ALLIANCE FOR EARLY SUCCESS | ||||||||
| PO BOX 6756 | LEAWOOD | KS | 66206 | N/A | PC | GENERAL OPERATING SUPPORT FOR CHILDCARE NEXT | $300,000 | |
| ASCEND AT ASPEN INSTITUTE | ||||||||
| 2300 N STREET NW SUITE 700 | WASHINGTON | DC | 20037 | N/A | PC | TO SUPPORT TWO-GENERATION ADVOCACY | $150,000 | |
| BRIGHTER BEGINNINGS | ||||||||
| 2727 MACDONALD AVE | RICHMOND | CA | 94804 | N/A | PC | GENERAL OPERATING SUPPORT | $50,000 | |
| CENTER FOR LAW AND SOCIAL POLICY | ||||||||
| 1200 18TH STREET NW SUITE 200 | WASHINGTON | DC | 20036 | N/A | PC | SUPPORT FOR FAMILY-FRIENDLY IMMIGRATION POLICY ADVOCACY | $50,000 | |
| CENTER FOR THE STUDY OF SOCIAL POLICY | ||||||||
| 1575 EYE STREET NW SUITE 500 | WASHINGTON | DC | 20005 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 | |
| CENTERING HEALTHCARE INSTITUTE | ||||||||
| 89 SOUTH STREET SUITE 404 | BOSTON | MA | 02111 | N/A | PC | GENERAL OPERATING SUPPORT | $150,000 | |
| CHILD CARE AWARE OF AMERICA | ||||||||
| 1515 NORTH COURTHOUSE ROAD 11TH | ARLINGTON | VA | 22201 | N/A | PC | SUPPORT FOR STATE ADVOCACY EFFORTS | $100,000 | FLOOR |
| CHILD FIRST | ||||||||
| 35 NUTMEG DRIVE SUITE 385 | TRUMBULL | CT | 06611 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 | |
| CHILD TRENDS | ||||||||
| 7315 WISCONSIN AVE SUITE 1200W | BETHESDA | MD | 20814 | N/A | PC | TO SUPPORT THE EARLY CHILDHOOD DATA COLLABORATIVE | $100,000 | |
| FAMILY VALUES WORK | ||||||||
| 207 E BUFFALO STREET SUITE 211 | MILWAUKEE | WI | 53202 | N/A | PC | SUPPORT FOR STATE ADVOCACY EFFORTS | $100,000 | |
| JUMPSTART | ||||||||
| 308 CONGRESS STREET 6TH FLOOR | BOSTON | MA | 02210 | N/A | PC | GENERAL OPERATING SUPPORT | $100,000 | |
| LIFT | ||||||||
| 999 NORTH CAPITOL STREET NE SUITE | WASHINGTON | DC | 20002 | N/A | PC | GENERAL OPERATING SUPPORT FOR LIFT-NY | $100,000 | 310 |
| MIGRATION POLICY INSTITUTE | ||||||||
| 1400 16TH STREET NW SUITE 300 | WASHINGTON | DC | 20036 | N/A | PC | SUPPORT FOR IMMIGRANT AND DLL FAMILIES | $50,000 | |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST | ||||||||
| 2000 WESTCHESTER AVE 2ND FLOOR | PURCHASE | NY | 10577 | N/A | PC | THE CONNECTICUT STREET FOUNDATION DAF | $366,667 | |
| NEW VENTURE FUND | ||||||||
| 1201 CONNECTICUT AVE NW SUITE 300 | WASHINGTON | DC | 20036 | N/A | PC | GENERAL OPERATING SUPPORT FOR EARLY EDGE CALIFORNIA | $100,000 | |
| PARENTCHILD | ||||||||
| 163B MINEOLA BLVD | MINEOLA | NY | 11501 | N/A | PC | GENERAL OPERATING SUPPORT | $200,000 | |
| PROSPERITY NOW | ||||||||
| 1200 G STREET NW SUITE 400 | WASHINGTON | DC | 20005 | N/A | PC | SUPPORT FOR CHILDREN'S SAVING ACCOUNT PROGRAMS | $100,000 | |
| ROBIN HOOD FOUNDATION | ||||||||
| 826 BROADWAY 9TH FLOOR | NEW YORK | NY | 10003 | N/A | PC | GENERAL SUPPORT FOR THE MOMS PROGRAM | $100,000 | |
| SCHWAB CHARITABLE FUND | ||||||||
| 111 WALL STREET | NEW YORK | NY | 10005 | N/A | PC | ALICE AND BEN REITER CHARITABLE FUND | $366,667 | |
| SCHWAB CHARITABLE FUND | ||||||||
| 111 WALL STREET | NEW YORK | NY | 10005 | N/A | PC | DANIEL AND CORINNE GOLDMAN CHARITABLE FUND | $366,667 | |
| START EARLY | ||||||||
| 33 WEST MONROE STREET SUITE 2400 | CHICAGO | IL | 60603 | N/A | PC | SUPPORT FOR ACHIEVE ONDEMAND, EDUCARE, AND THE FIRST FIVE YEARS FUND | $300,000 | |
| TIDES CENTER | ||||||||
| 1000 N ALAMEDA STREET SUITE 240 | LOS ANGELES | CA | 90012 | N/A | PC | GENERAL OPERATING SUPPORT FOR ABRIENDO PUERTAS | $100,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,600,001 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $196 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $11,930 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $420,435 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $46,750 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,400,436 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| OTHER INCOME THROUGH K-1S | 525990 | $113,090 | 14 | -$113,090 |
| 2019 990PF REFUND | 01 | $51,618 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $171,770 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,759,595 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,931,365 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PKF O'CONNOR DAVIES - ACCOUNTING SERVICES | CategoryTxt |
| Amt | $21,595 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $14,295 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (118 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALABAMA PWR CO 5.500% DUE 03-15-41 | $26,045 | $26,045 |
| ALLSTATE CORP 4.500% DUE 06-15-43 | $12,294 | $12,294 |
| ALLSTATE CORP 5.550% DUE 05-09-35 | $19,669 | $19,669 |
| ALTRIA GROUP INC 4.800% DUE 02-14-29 | $39,510 | $39,510 |
| AMAZON COM INC 4.250% DUE 08-22-57 | $19,152 | $19,152 |
| AMERICAN EXPRESS CO 3.000% DUE 10-30-24 | $41,889 | $41,889 |
| AMGEN INC 2.300% DUE 02-25-31 | $30,086 | $30,086 |
| ANHEUSER BUSCH COS INC 6.800% DUE 08-20-32 | $13,548 | $13,548 |
| ANHEUSER-BUSCH INBEV WLDW INC 6.375% DUE 01-15-40 | $14,002 | $14,002 |
| AT&T INC 4.250% DUE 03-01-27 | $33,266 | $33,266 |
| BANK AMER CORP 3.559% DUE 04-23-27 | $106,774 | $106,774 |
| BECTON DICKINSON & CO 3.700% DUE 06-06-27 | $16,336 | $16,336 |
| BECTON DICKINSON & CO 6.000% DUE 05-15-39 | $6,638 | $6,638 |
| BERKSHIRE HATHAWAY FIN CORP 4.250% DUE 01-15-49 | $12,255 | $12,255 |
| BOEING CO 7.250% DUE 06-15-25 | $29,231 | $29,231 |
| BP CAP MKTS P L C 3.535% DUE 11-04-24 | $69,112 | $69,112 |
| BRISTOL-MYERS SQUIBB CO 4.250% DUE 10-26-49 | $12,361 | $12,361 |
| BROADCOM INC 4.750% DUE 04-15-29 | $22,741 | $22,741 |
| BURLINGTON NORTHN SANTA FE CP 6.150% DUE 05-01-37 | $21,255 | $21,255 |
| CAPITAL ONE FINL CORP 3.300% DUE 10-30-24 | $42,102 | $42,102 |
| CATERPILLAR FINL SVCS MTNS BE 3.750% DUE 11-24-23 | $52,610 | $52,610 |
| CHEVRON CORP NEW 2.978% DUE 05-11-40 | $25,526 | $25,526 |
| CHUBB INA HOLDINGS INC 6.700% DUE 05-15-36 | $21,982 | $21,982 |
| CITIGROUP INC 3.200% DUE 10-21-26 | $79,436 | $79,436 |
| CITIGROUP INC 6.625% DUE 01-15-28 | $25,045 | $25,045 |
| CITIGRP COML MTG TR 2013-GCJ11 2.815% DUE 04-12-46 | $47,653 | $47,653 |
| COMCAST CORP NEW 3.400% DUE 04-01-30 | $27,187 | $27,187 |
| COMCAST CORP NEW 3.950% DUE 10-15-25 | $43,686 | $43,686 |
| COMM 2012-CCRE2 MORTGAGE TRUST 3.147% DUE 08-15-45 | $90,197 | $90,197 |
| CONSOLIDATED EDISON CO N Y INC 5.500% DUE 12-01-39 | $25,781 | $25,781 |
| CVS HEALTH CORP 3.500% DUE 07-20-22 | $65,813 | $65,813 |
| CVS HEALTH CORP 4.300% DUE 03-25-28 | $33,583 | $33,583 |
| DEERE & CO. 8.100% DUE 05-15-30 | $21,641 | $21,641 |
| DIAGEO CAP PLC 5.875% DUE 09-30-36 | $27,976 | $27,976 |
| DISNEY WALT CO 4.700% DUE 03-23-50 | $6,578 | $6,578 |
| DOWDUPONT INC 4.493% DUE 11-15-25 | $44,081 | $44,081 |
| DUKE POWER CO LLC 6.450% DUE 10-15-32 | $46,627 | $46,627 |
| ENTERPRISE PRODS OPER LLC 5.100% DUE 02-15-45 | $18,638 | $18,638 |
| EOG RES INC 4.950% DUE 04-15-50 | $13,536 | $13,536 |
| EQUITABLE COS INC 7.000% DUE 04-01-28 | $45,715 | $45,715 |
| ERP OPER LTD PARTNERSHIP 3.000% DUE 07-01-29 | $21,183 | $21,183 |
| EXXON MOBIL CORP 3.567% DUE 03-06-45 | $10,922 | $10,922 |
| FEDEX CORP 5.100% DUE 01-15-44 | $12,733 | $12,733 |
| FISERV INC 4.200% DUE 10-01-28 | $11,193 | $11,193 |
| FISERV INC 4.400% DUE 07-01-49 | $5,941 | $5,941 |
| FLORIDA PWR & LT CO 5.400% DUE 09-01-35 | $6,468 | $6,468 |
| GENERAL ELEC CAP CORP MTN BE 6.875% DUE 01-10-39 | $14,855 | $14,855 |
| GENERAL MILLS INC 4.200% DUE 04-17-28 | $44,648 | $44,648 |
| GNMA PASS-THRU M SINGLE FAMILY 2.000% DUE 04-20-36 | $42,189 | $42,189 |
| GNMA PASS-THRU M SINGLE FAMILY 2.500% DUE 12-20-35 | $105,695 | $105,695 |
| GNMA PASS-THRU M SINGLE FAMILY 3.500% DUE 06-20-51 | $39,443 | $39,443 |
| GNMA PASS-THRU M SINGLE FAMILY 3.500% DUE 08-20-51 | $51,012 | $51,012 |
| GNMA PASS-THRU M SINGLE FAMILY 3.500% DUE 11-20-51 | $100,179 | $100,179 |
| GOLDMAN SACHS GROUP INC 3.850% DUE 01-26-27 | $107,342 | $107,342 |
| HARTFORD FINL SVCS GROUP INC 2.800% DUE 08-19-29 | $36,279 | $36,279 |
| IBM CORP 7.000% DUE 10-30-25 | $48,271 | $48,271 |
| INTERSTATE PWR & LT CO 4.100% DUE 09-26-28 | $44,367 | $44,367 |
| ISHARES TR MBS FIXED BDFD | $489,881 | $489,881 |
| JP MORGAN CHASE MBS 2013-C13 3.994% DUE 01-18-46 | $42,367 | $42,367 |
| JPMORGAN CHASE & CO 2.739% DUE 10-15-30 | $25,638 | $25,638 |
| JPMORGAN CHASE & CO 2.950% DUE 10-01-26 | $47,519 | $47,519 |
| JPMORGAN CHASE & CO 3.509% DUE 01-23-29 | $16,087 | $16,087 |
| JPMORGAN CHASE & CO 3.900% DUE 07-15-25 | $10,762 | $10,762 |
| KIMBERLY CLARK CORP 6.625% DUE 08-01-37 | $15,129 | $15,129 |
| KROGER CO 3.700% DUE 08-01-27 | $21,775 | $21,775 |
| LINCOLN NATL CORP IND 7.000% DUE 06-15-40 | $22,789 | $22,789 |
| LOCKHEED MARTIN CORP 4.850% DUE 09-15-41 | $12,785 | $12,785 |
| LOWES COS INC 4.050% DUE 05-03-47 | $11,556 | $11,556 |
| MAGELLAN MIDSTREAM PARTNERS LP 5.000% DUE 03-01-26 | $55,810 | $55,810 |
| MARKEL CORP 3.350% DUE 09-17-29 | $16,164 | $16,164 |
| MASTERCARD INCORPORATED 3.800% DUE 11-21-46 | $11,738 | $11,738 |
| MCDONALDS CORP MED TERM NT BE 1.450% DUE 09-01-25 | $40,308 | $40,308 |
| METLIFE INC 4.050% DUE 03-01-45 | $11,830 | $11,830 |
| MONDELEZ INTL INC 1.500% DUE 05-04-25 | $20,018 | $20,018 |
| MORGAN STAN CAP I 2016-UBS11 2.782% DUE 08-17-49 | $26,037 | $26,037 |
| MORGAN STANLEY 1.794% DUE 02-13-32 | $28,290 | $28,290 |
| MORGAN STANLEY 3.750% DUE 02-25-23 | $20,666 | $20,666 |
| MORGAN STANLEY 3.772% DUE 01-24-29 | $16,299 | $16,299 |
| MORGAN STANLEY 3.875% DUE 01-27-26 | $48,728 | $48,728 |
| NIKE INC 3.250% DUE 03-27-40 | $16,397 | $16,397 |
| NORFOLK SOUTHERN CORP 3.850% DUE 01-15-24 | $52,347 | $52,347 |
| NUTRIEN LTD 4.200% DUE 04-01-29 | $45,105 | $45,105 |
| OHIO PWR CO 4.150% DUE 04-01-48 | $17,487 | $17,487 |
| ORACLE CORP 2.650% DUE 07-15-26 | $30,829 | $30,829 |
| ORACLE CORP 3.600% DUE 04-01-50 | $4,884 | $4,884 |
| PARKER-HANNIFIN CORP MTNS BE 6.250% DUE 05-15-38 | $27,633 | $27,633 |
| PFIZER INC 7.200% DUE 03-15-39 | $32,148 | $32,148 |
| PHILLIPS 66 5.875% DUE 05-01-42 | $13,712 | $13,712 |
| POTOMAC ELEC PWR CO 3.600% DUE 03-15-24 | $52,449 | $52,449 |
| PROCTER & GAMBLE CO 5.800% DUE 08-15-34 | $13,787 | $13,787 |
| PROGRESSIVE CORP OHIO 6.625% DUE 03-01-29 | $25,884 | $25,884 |
| PRUDENTIAL FINANCIAL INC 6.625% DUE 12-01-37 | $14,487 | $14,487 |
| PRUDENTIAL FINL INC MTNS BOOK 5.625% DUE 05-12-41 | $13,289 | $13,289 |
| QUALCOMM INC 4.300% DUE 05-20-47 | $12,432 | $12,432 |
| ROYAL BK CDA 3.700% DUE 10-05-23 | $78,644 | $78,644 |
| SCHWAB CHARLES CORP NEW 4.000% DUE 02-01-29 | $22,378 | $22,378 |
| SHELL INTERNATIONAL FIN BV 3.250% DUE 05-11-25 | $42,523 | $42,523 |
| SPECTRA ENERGY PARTNERS LP 3.375% DUE 10-15-26 | $36,621 | $36,621 |
| STRYKER CORP 4.375% DUE 05-15-44 | $18,155 | $18,155 |
| T MOBILE USA INC 4.375% DUE 04-15-40 | $17,011 | $17,011 |
| TAMPA ELEC CO 6.150% DUE 05-15-37 | $20,531 | $20,531 |
| TOSCO CORP 8.125% DUE 02-15-30 | $28,127 | $28,127 |
| TRAVELERS COMPANIES INC 5.350% DUE 11-01-40 | $13,533 | $13,533 |
| TRAVELERS COS INC/THE 6.250% DUE 06-15-37 | $14,301 | $14,301 |
| U S BANCORP MTNS BK ENT 3.700% DUE 01-30-24 | $84,377 | $84,377 |
| UNION PAC CORP 6.625% DUE 02-01-29 | $51,464 | $51,464 |
| UNITED PARCEL SERVICE INC 5.300% DUE 04-01-50 | $14,740 | $14,740 |
| UNITED TECHNOLOGIES CORP 5.400% DUE 05-01-35 | $25,871 | $25,871 |
| VALERO ENERGY CORP 3.400% DUE 09-15-26 | $10,677 | $10,677 |
| VALERO ENERGY CORP 4.000% DUE 04-01-29 | $16,318 | $16,318 |
| VERIZON COMMUNICATIONS INC 4.400% DUE 11-01-34 | $17,458 | $17,458 |
| VIRGINIA ELEC & PWR CO 8.875% DUE 11-15-38 | $17,612 | $17,612 |
| VISA INC 4.150% DUE 12-14-35 | $11,956 | $11,956 |
| WELLS FARGO & CO 2.406% DUE 10-30-25 | $20,481 | $20,481 |
| WELLS FARGO & CO 3.584% DUE 05-22-28 | $80,585 | $80,585 |
| WESTLAKE CHEM CORP 3.600% DUE 08-15-26 | $16,095 | $16,095 |
| WESTLAKE CHEM CORP 5.000% DUE 08-15-46 | $6,282 | $6,282 |
| WISCONSIN ELEC PWR CO 6.500% DUE 06-01-28 | $18,664 | $18,664 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (221 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS | $163,540 | $163,540 |
| ABBVIE INC | $54,295 | $54,295 |
| ACCENTURE PLC | $436,521 | $436,521 |
| ACUITY BRANDS INC COM | $49,119 | $49,119 |
| ADIDAS AG ADR | $147,024 | $147,024 |
| ADOBE SYS INC COM | $114,546 | $114,546 |
| ADVANCED DRAINAGE SYSTEMSINC | $68,473 | $68,473 |
| ADVANCED MICRO DEVICES | $50,797 | $50,797 |
| AECOM TECHNOLOGY CORP | $39,680 | $39,680 |
| AIR PRODS & CHEMS INC COM | $63,286 | $63,286 |
| ALPHABET INC CL A | $173,822 | $173,822 |
| ALPHABET INC CL C | $367,486 | $367,486 |
| AMADEUS IT HOLDING SA | $76,320 | $76,320 |
| AMAZON COM INC COM | $656,865 | $656,865 |
| AMERICAN EXPRESS CO COM | $54,315 | $54,315 |
| AMERICAN WTR WKS INC COM | $44,382 | $44,382 |
| AMGEN INC | $90,888 | $90,888 |
| ANALOG DEVICES INC COM | $25,311 | $25,311 |
| ANTHEM INC | $89,000 | $89,000 |
| AON PLC SHS CL A | $247,060 | $247,060 |
| APPLE INC | $850,738 | $850,738 |
| APPLIED MATLS INC COM | $211,964 | $211,964 |
| APPLOVIN CORP COM CL A | $236,121 | $236,121 |
| APTIV PLC | $8,742 | $8,742 |
| ARCHER DANIELS MIDLAND COM | $29,266 | $29,266 |
| ARISTA NETWORKS INC COM | $16,675 | $16,675 |
| ASML HOLDING NV - NY SHS | $124,994 | $124,994 |
| AT&T INC | $31,955 | $31,955 |
| AUTODESK INC COM | $36,555 | $36,555 |
| AUTOMATIC DATA PROCESSING INC | $48,083 | $48,083 |
| BAKER HUGHES COMPANY CL A | $9,407 | $9,407 |
| BANK AMER CORP | $174,668 | $174,668 |
| BANK OF NEW YORK MELLON CORP | $22,128 | $22,128 |
| BEST BUY INC COM | $14,630 | $14,630 |
| BIOGEN IDEC INC COM | $960 | $960 |
| BOOKING HLDGS INC COM | $287,908 | $287,908 |
| BRANDYWINE RLTY TR SH BEN INT NEW | $108,608 | $108,608 |
| BRISTOL MYERS SQUIBB COM | $13,655 | $13,655 |
| BUNGE LIMITED COM | $16,431 | $16,431 |
| BUNZL PLC | $66,012 | $66,012 |
| CHEVRON TEXACO CORP | $87,074 | $87,074 |
| CHUBB LTD | $44,268 | $44,268 |
| CIGNA CORP | $28,704 | $28,704 |
| CITIGROUP INC | $82,614 | $82,614 |
| CITRIX SYS INC COM | $30,363 | $30,363 |
| CLOROX CO DEL COM | $6,974 | $6,974 |
| COCA COLA CO | $123,986 | $123,986 |
| COGNIZANT TECH SOLUTNS CL A | $42,763 | $42,763 |
| COLGATE PALMOLIVE CO COM | $174,008 | $174,008 |
| COMCAST CORP NEW CL A | $68,298 | $68,298 |
| CONOCOPHILLIPS COM | $74,778 | $74,778 |
| COPART INC COM | $269,277 | $269,277 |
| COSTAR GROUP INC COM | $271,863 | $271,863 |
| COSTCO WHSL CORP NEW COM | $14,760 | $14,760 |
| CREDIT ACCEPTANCE CORP | $123,095 | $123,095 |
| CSL LTD SPONSORED ADR | $94,691 | $94,691 |
| CVS HEALTH CORP | $29,916 | $29,916 |
| D R HORTON INC COM | $286,959 | $286,959 |
| DANAHER CORP DEL COM | $51,326 | $51,326 |
| DARLING INTL INC COM | $69,636 | $69,636 |
| DASSAULT SYS S A SPONSORED ADR | $69,527 | $69,527 |
| DEERE & CO COM | $18,859 | $18,859 |
| DELL TECHNOLOGIES INC | $13,986 | $13,986 |
| DEVON ENERGY CORP NEW COM | $23,963 | $23,963 |
| DIGITAL RLTY TR INC COM | $87,728 | $87,728 |
| DOUGLAS EMMETT INC COM | $22,914 | $22,914 |
| DUPONT DE NEMOURS INC. | $24,476 | $24,476 |
| EBAY INC COM | $4,389 | $4,389 |
| ECOLAB INC COM | $126,444 | $126,444 |
| EDISON INTL COM | $101,556 | $101,556 |
| EDWARDS LIFESCIENCES COM | $35,756 | $35,756 |
| ELI LILLY & CO | $74,856 | $74,856 |
| ENPHASE ENERGY, INC. | $25,795 | $25,795 |
| EOG RES INC COM | $533 | $533 |
| EVOLUTION GAMING GROUP AB ADR | $173,553 | $173,553 |
| EXPERIAN PLC | $145,317 | $145,317 |
| F M C CORP COM NEW | $35,275 | $35,275 |
| FASTENAL CO COM | $234,652 | $234,652 |
| FIRST REP BANK COM | $297,374 | $297,374 |
| FIRST SOLAR INC COM | $35,561 | $35,561 |
| FORD MTR CO DEL COM | $12,690 | $12,690 |
| GENERAL MLS INC COM | $67,515 | $67,515 |
| GENERAL MOTORS COM | $21,341 | $21,341 |
| GILEAD SCIENCES INC COM | $6,027 | $6,027 |
| GLOBANT SA | $32,037 | $32,037 |
| GOLDMAN SACHS GROUP INC | $22,188 | $22,188 |
| GRACO INC COM | $65,383 | $65,383 |
| GRAINGER W W INC COM | $7,774 | $7,774 |
| HCA HOLDINGS INC | $25,435 | $25,435 |
| HEALTHPEAK PPTYS INC COM | $33,383 | $33,383 |
| HEICO CORP NEW CL A | $425,144 | $425,144 |
| HESS CORP COM | $14,954 | $14,954 |
| HEWLETT PACKARD ENTERPRISE CO | $9,620 | $9,620 |
| HIGHWOODS PROPERTIES INC | $30,544 | $30,544 |
| HILTON WORLDWIDE HOLDINGS INC | $111,845 | $111,845 |
| HOME DEPOT INC | $96,282 | $96,282 |
| HP INC | $36,239 | $36,239 |
| ICON PLC | $332,618 | $332,618 |
| IHS MARKIT LTD | $19,672 | $19,672 |
| ILLINOIS TOOL WKS INC COM | $12,093 | $12,093 |
| ILLUMINA INC COM | $12,555 | $12,555 |
| INGEVITY CORP COM | $6,955 | $6,955 |
| INTEL CORP | $145,384 | $145,384 |
| INTERNATIONAL FLAV&FRA COM | $3,917 | $3,917 |
| INTERPUBLIC GROUP COS COM | $28,350 | $28,350 |
| INTL PAPER CO COM | $20,671 | $20,671 |
| INTUIT COM | $53,387 | $53,387 |
| JBG SMITH PROPERTIES | $58,540 | $58,540 |
| JOHNSON & JOHNSON | $352,575 | $352,575 |
| JP MORGAN CHASE & CO | $188,753 | $188,753 |
| KB HOME COM | $76,130 | $76,130 |
| KERING S A UNSPONSORED ADR | $66,743 | $66,743 |
| KILROY RLTY CORP COM | $57,488 | $57,488 |
| KIMBERLY CLARK CORP COM | $66,887 | $66,887 |
| KINDER MORGAN INC | $22,331 | $22,331 |
| KKR & CO INC. | $170,531 | $170,531 |
| KROGER CO COM | $17,878 | $17,878 |
| LAM RESEARCH CORP COM | $181,945 | $181,945 |
| LANDSTAR SYSTEMS INC | $87,899 | $87,899 |
| LINDE PLC COM | $98,040 | $98,040 |
| LOWES COMPANIES INC | $35,412 | $35,412 |
| LVMH MOET HENNESSY LOUIS VUITTON SA | $96,652 | $96,652 |
| MARKEL CORP COM | $38,254 | $38,254 |
| MARRIOTT INTL INC NEW CL A | $22,142 | $22,142 |
| MASTERCARD INC CL A | $306,859 | $306,859 |
| MCDONALDS CORP COM | $10,991 | $10,991 |
| MCKESSON CORP COM | $19,886 | $19,886 |
| MEDTRONIC PLC | $223,866 | $223,866 |
| MERCADOLIBRE INC | $83,601 | $83,601 |
| MERCK & CO., INC. | $94,114 | $94,114 |
| META PLATFORMS INC | $375,030 | $375,030 |
| METLIFE INC COM | $8,811 | $8,811 |
| METTLER TOLEDO INTL COM | $8,486 | $8,486 |
| MICRON TECHNOLOGY INC | $11,085 | $11,085 |
| MICROSOFT CORP | $1,098,421 | $1,098,421 |
| MODERNA, INC. | $18,541 | $18,541 |
| MONDELEZ INTERNATIONAL INC | $8,090 | $8,090 |
| MOODYS CORP COM | $232,005 | $232,005 |
| MOSAIC CO COM | $8,094 | $8,094 |
| MSCI INC. | $93,129 | $93,129 |
| NASDAQ STOCK MARKET COM | $17,221 | $17,221 |
| NESTLE SA SPONSORED ADR | $57,692 | $57,692 |
| NETAPP INC | $34,036 | $34,036 |
| NETFLIX COM INC COM | $40,966 | $40,966 |
| NEWMONT GOLDCORP CORP | $18,916 | $18,916 |
| NEXTERA ENERGY INC | $103,723 | $103,723 |
| NIKE INC CL B | $26,667 | $26,667 |
| NORFOLK SOUTHERN CORP COM | $23,817 | $23,817 |
| NORTONLIFELOCK INC | $9,327 | $9,327 |
| NVIDIA CORP COM | $374,402 | $374,402 |
| NVR INC COM | $330,897 | $330,897 |
| OLD DOMINION FREIGHT LINE | $256,242 | $256,242 |
| OMNICOM GROUP INC COM | $34,364 | $34,364 |
| ORACLE CORP | $18,401 | $18,401 |
| ORGANON ORD SHS | $30 | $30 |
| OWENS CORNING NEW COM | $75,386 | $75,386 |
| PARAMOUNT GROUP INC | $40,457 | $40,457 |
| PAYPAL HOLDINGS INC | $57,328 | $57,328 |
| PEPSICO INC | $142,268 | $142,268 |
| PFIZER INC | $66,372 | $66,372 |
| PLUG POWER INC COM NEW | $8,441 | $8,441 |
| PNC FINL SVCS GROUP COM | $55,945 | $55,945 |
| PRIMERICA INC | $254,122 | $254,122 |
| PRUDENTIAL FINL INC COM | $70,140 | $70,140 |
| QORVO INC | $175,000 | $175,000 |
| QUALCOMM INC | $79,548 | $79,548 |
| REGENERON PHARMA INC COM | $20,840 | $20,840 |
| S&P GLOBAL INC. | $144,411 | $144,411 |
| SALESFORCE COM INC COM | $278,781 | $278,781 |
| SAP AKTIENGESELLSCHAFT (SPON ADR) | $135,206 | $135,206 |
| SCHLUMBERGER LTD COM | $28,093 | $28,093 |
| SEAGATE TECHNOLOGY HOLDINGS ORD SHS | $13,332 | $13,332 |
| SERVICENOW INC | $25,964 | $25,964 |
| SHERWIN WILLIAMS CO COM | $72,193 | $72,193 |
| SHOPIFY INC. | $38,567 | $38,567 |
| SIEMENS HEALTHINEERS AG | $218,256 | $218,256 |
| SKYWORKS SOLUTIONS INC COM | $174,377 | $174,377 |
| SOLAREDGE TECHNOLOGIES INC | $17,956 | $17,956 |
| SOUTHWEST AIRLS CO COM | $14,437 | $14,437 |
| SPLUNK INC | $136,550 | $136,550 |
| STARBUCKS CORP COM | $96,968 | $96,968 |
| STATE STR CORP COM | $79,236 | $79,236 |
| SUNPOWER CORP COM CL A | $9,475 | $9,475 |
| SUNRUN INC COM | $13,617 | $13,617 |
| SWITCH INC CL A | $76,956 | $76,956 |
| SYLVAMO CORP COMMON STOCK | $1,534 | $1,534 |
| TARGET CORP | $45,594 | $45,594 |
| TE CONNECTIVITY LTD | $34,688 | $34,688 |
| TEMENOS AG SPONSORED ADR | $109,072 | $109,072 |
| TENCENT HOLDINGS LTD | $113,510 | $113,510 |
| TESLA MOTORS INC | $288,501 | $288,501 |
| THE CARLYLE GROUP | $180,786 | $180,786 |
| THE SAGE GROUP PLC | $214,939 | $214,939 |
| THERMO FISHER SCIENTIFIC INC | $94,081 | $94,081 |
| TJX COS INC NEW COM | $46,008 | $46,008 |
| TRANSDIGM GROUP INC COM | $244,332 | $244,332 |
| TRAVELERS COS INC | $25,967 | $25,967 |
| UNILEVER PLC SPON ADR NEW | $57,286 | $57,286 |
| UNION PAC CORP COM | $50,134 | $50,134 |
| UNITED HEALTH GROUP INC COM | $124,531 | $124,531 |
| UNITED PARCEL SERVICE INC CL B | $29,365 | $29,365 |
| UNIVERSAL DISPLAY CORP | $32,346 | $32,346 |
| UPSTART HLDGS INC COM | $152,208 | $152,208 |
| US BANCORP - NEW | $27,074 | $27,074 |
| VERISIGN INC COM | $165,998 | $165,998 |
| VERISK ANALYTICS INC CL A | $27,448 | $27,448 |
| VERIZON COMMUNICATIONS COM | $52,376 | $52,376 |
| VIATRIS INC COM | $27 | $27 |
| VISA INC COM CL A | $328,316 | $328,316 |
| VMWARE INC-CLASS A | $45,541 | $45,541 |
| VORNADO RLTY TR SH BEN INT | $62,497 | $62,497 |
| WALMART DE MEXICO-SPON ADR V | $36,729 | $36,729 |
| WALMART INC. | $6,511 | $6,511 |
| WALT DISNEY CO | $42,750 | $42,750 |
| WASTE MGMT INC DEL COM | $95,133 | $95,133 |
| WATSCO INC COM | $38,171 | $38,171 |
| WAYFAIR INC | $168,503 | $168,503 |
| WELLS FARGO & CO NEW | $39,104 | $39,104 |
| WOLFSPEED, INC. | $6,706 | $6,706 |
| XYLEM INC COM | $218,374 | $218,374 |
| YUM! BRANDS INC | $31,382 | $31,382 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,193,924 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $2,193,924 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $15,689 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $15,689 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (32 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ANGELENO GLOBAL EQUITIES, LP | FMV | $1,569,239 | $1,569,239 |
| BBR ABSOLUTE RETURN LONG DURATION II LP | FMV | $721,947 | $721,947 |
| BBR ABSOLUTE RETURN LONG DURATION III, LP | FMV | $511,929 | $511,929 |
| BBR ABSOLUTE RETURN LONG DURATION IV, LP | FMV | $25,000 | $25,000 |
| BBR ABSOLUTE RETURN LONG DURATION LP | FMV | $864,909 | $864,909 |
| BBR ABSOLUTE RETURN LTD | FMV | $6,481,470 | $6,481,470 |
| BBR EQUITY LONG/SHORT LTD | FMV | $23,170,448 | $23,170,448 |
| BBR EQUITY LONG/SHORT LTD. -CLASS C | FMV | $1,150,474 | $1,150,474 |
| BBR PRIVATE INVESTMENT FUND - SERIES H | FMV | $3,929,522 | $3,929,522 |
| BBR PRIVATE INVESTMENT FUND - SERIES I | FMV | $2,931,219 | $2,931,219 |
| BBR PRIVATE INVESTMENT FUND - SERIES J | FMV | $3,065,744 | $3,065,744 |
| BBR PRIVATE INVESTMENT FUND - SERIES K | FMV | $434,385 | $434,385 |
| BBR PRIVATE INVESTMENT FUND SERIES L | FMV | $125,000 | $125,000 |
| BBR REAL ASSETS FUND III LP | FMV | $1,881,472 | $1,881,472 |
| BBR REAL ASSETS FUND IV LP | FMV | $1,813,004 | $1,813,004 |
| BBR REAL ASSETS FUND V LP | FMV | $1,619,122 | $1,619,122 |
| BBR REAL ASSETS FUND VI | FMV | $307,119 | $307,119 |
| BBR REAL ASSETS FUND VII | FMV | $25,000 | $25,000 |
| COGNITIVE TOYBOX | FMV | $75,000 | $75,000 |
| COMMUNITY HEALTH CENTER CAPITAL FUND | FMV | $248,891 | $248,891 |
| CPCA VENTURES | FMV | $111,476 | $111,476 |
| ECHO STREET GOODCO SELECT II, LP | FMV | $3,666,974 | $3,666,974 |
| FINANCE FUND CAPITAL CORPORATION | FMV | $236,250 | $236,250 |
| GUARDIANS COLLECTIVE | FMV | $75,000 | $75,000 |
| IFF INVESTMENTS | FMV | $500,000 | $500,000 |
| MDF FREEDOM 100 | FMV | $98,462 | $98,462 |
| REACH II, LP | FMV | $1,716,639 | $1,716,639 |
| REACH III, LP | FMV | $124,727 | $124,727 |
| RETHINK EDUCATION III LP | FMV | $182,390 | $182,390 |
| RH CAPITAL FUND II | FMV | $175,000 | $175,000 |
| SUSTAIN VC IMPACT FUND II | FMV | $152,581 | $152,581 |
| SUSTAINABLE EQUITIES LP | FMV | $3,541,623 | $3,541,623 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM ECHO STREET GOODCO SELECT II, LP | $550,000 | $600,000 | $600,000 |
| ACCRUED INTEREST AND DIVIDENDS | $45,571 | $46,408 | $46,408 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (9 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MEMBERSHIP DUES | $780 | $0 | $0 |
| SOFTWARE LICENSES | $2,568 | $0 | $2,751 |
| INSURANCE | $2,250 | $0 | $2,250 |
| LICENSE AND STATE FILING FEES | $1,623 | $0 | $2,035 |
| OTHER PARTNERSHIP EXPENSES FROM K-1 ACTIVITIES | $0 | $374,558 | $0 |
| POSTAGE | $34 | $0 | $0 |
| WEBSITE | $800 | $0 | $1,800 |
| ADR FEES | $1,751 | $1,751 | $0 |
| MISCELLANEOUS | $97 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER PARTNERSHIP INCOME (LOSS) FROM K-1 ACTIVITIES | $252,665 | ||
| 2019 990PF REFUND | $51,618 | $51,618 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $9,806,834 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT ADVISORY FEES | $337,008 | $337,008 | $0 |
| ADMINISTRATIVE AND GRANT MANAGEMENT FEES - ARABELLA ADVISORS, LLC | $208,500 | $0 | $205,849 |
| OTHER INVESTMENT MANAGEMENT FEES | $89,071 | $89,071 | $0 |
| PARTNERSHIP MANAGEMENT FEES FROM K-1 ACTIVITIES | $0 | $203,294 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $41,500 | $0 | $0 |
| FOREIGN TAXES | $4,972 | $15,268 | $0 |