LYNNE & ANDREW REDLEAF FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- LYNNE & ANDREW REDLEAF FOUNDATION (EIN 81-1290745)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202213189349101306
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T07:39:59-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8215 GREENWAY BOULEVARD SUITE 600 | AddressLine1Txt |
| City | MIDDLETON | CityNm |
| State Abbreviation | WI | StateAbbreviationCd |
| ZIP | 53562 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 811290745 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LYNNE & ANDREW REDLEAF FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LYNN | BusinessNameControlTxt |
| Phone | 6123265926 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3033 EXCELSIOR BLVD 343 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55416 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LYNNE SINGER REDLEAF | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6123265926 | PhoneNum |
| Signature | 2022-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | LYNNE | PersonFirstNm |
| Person Last | SINGER REDLEAF | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KIMBERLY ANDERSON | PreparerPersonNm |
| PTIN | P00188889 | PTIN |
| Phone | 6086628600 | PhoneNum |
| Preparation | 2022-11-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $120,927,903 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $3,245 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $2,817,375 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,119,255 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $233,906 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $673,278 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,919,929 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,165,483 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,054,526 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,204,667 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $17,050 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $17,050 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,645 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,645 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,851 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,426 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $7,190 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,277,630 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,272,955 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $350,000 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $12,594 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $12,594 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $12,706 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $309,302 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $12,368 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,696,476 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,594,683 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $50,847 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,756,208 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $10,417,783 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,452,684 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,594,683 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $10,468,630 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,398,158 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,609,984 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $29,409,770 | CashBOYAmt |
| Cash EOY | $10,765,002 | CashEOYAmt |
| Cash EOYFMV | $10,765,002 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,602,487 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $9,637,242 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $9,637,242 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $52,614 | AcctRcvblBOYAmt |
| Prepaid Expenses BOY | $3,881 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $3,995 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $3,995 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $13,381,918 | CorporateStockBOYAmt |
| Corporate Stock EOY | $15,160,746 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,160,746 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $24,455,797 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $17,762,325 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $17,762,325 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $58,810,878 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $67,598,093 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $67,598,593 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $127,717,345 | TotalAssetsBOYAmt |
| Total Assets EOY | $120,927,403 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $120,927,903 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,925 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $218,295 | AccountsPayableEOYAmt |
| Grants Payable BOY | $26,386,575 | GrantsPayableBOYAmt |
| Grants Payable EOY | $18,725,000 | GrantsPayableEOYAmt |
| Total Liabilities BOY | $26,388,500 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $18,943,295 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $101,328,845 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $101,984,108 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $101,328,845 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $101,984,108 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $127,717,345 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $120,927,403 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $101,328,845 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,398,158 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,053,421 | OtherIncreasesAmt |
| Subtotal | $101,984,108 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $101,984,108 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $673,278 | $439,372 | $233,906 | $233,906 | |
| CAPITAL GAINS - PARTNERSHIP | $1,531,770 | $1,531,770 | P | ||
| WB MULTI STRATEGY | $1,746,941 | $322,900 | $1,424,041 | $1,424,041 | P |
| SABA - CLASS C | $3,322,359 | $2,574,647 | $747,712 | $747,712 | P |
| MINDMED | $232,500 | $250,000 | -$17,500 | -$17,500 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,919,929 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $91,879 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $91,879 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $91,879 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $133,688 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $133,688 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $41,809 | OverpaymentAmt |
| Applied To ES Tax | $41,809 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MN | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 6123764500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 220 S SIXTH ST STE 300 | AddressLine1Txt |
| City | MINNEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANDREW REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | CHAIRMAN | 1.00 | $0 | $0 | $0 |
| LYNNE SINGER REDLEAF | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | PRESIDENT | 15.00 | $0 | $0 | $0 |
| AMY ROSENBLATT-LUI | ||||||||
| 3033 EXCELSIOR BLVD SUITE 343 | MINNEAPOLIS | MN | 55416 | EXECUTIVE DIRECTOR | 5.00 | $17,050 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SS&C GLOBEOP | |||||
| 7650 EDINBOURGH WAY SUITE 400 | EDINA | MN | 55435 | INVESTMENT MANAGEMENT FEES | $2,002,052 |
| GOLDMAN SACHS & CO LLC | |||||
| 71 S WACKER DRIVE SUITE 1200 | CHICAGO | IL | 60606 | INVESTMENT MANAGEMENT FEES | $137,478 |
| WHITEBOX INVESTORS LLC | |||||
| 3033 EXCELSIOR BLVD SUITE 300 | MINNEAPOLIS | MN | 55416 | INVESTMENT MANAGEMENT FEES | $119,760 |
| PARK STATE BANK | |||||
| 500 E PLATT AVENUE | NASHWAUK | MN | 55769 | INVESTMENT MANAGEMENT FEES | $60,906 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $114,067,091 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $13,478,451 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $127,545,542 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $127,545,542 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,913,183 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $125,632,359 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,281,618 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,281,618 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $91,879 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $59,642 | IncomeTaxAmt |
| Total Tax | $151,521 | TotalTaxAmt |
| Distributable Before Adj | $6,130,097 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $6,130,097 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $6,130,097 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $10,468,630 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $10,468,630 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,130,097 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $5,053,576 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $487,284 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,568,742 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $7,109,602 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $10,468,630 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,130,097 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,338,533 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $11,448,135 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $11,448,135 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $5,053,576 | ExcessFromYear4Amt |
| Excess From Year2 | $487,284 | ExcessFromYear2Amt |
| Excess From Year1 | $1,568,742 | ExcessFromYear1Amt |
| Excess From Current Year | $4,338,533 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ANDREW REDLEAF | ContributingManagerNm |
| Contributing Manager | LYNNE SINGER REDLEAF | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (39 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| ALIA INNOVATIONS | |||||||
| 1000 UNIVERSITY AVENUE W NO 230 | ST PAUL | MN | 55104 | PC | GENERAL OPERATING | $15,000 | |
| AMOS & CELIA HEILICHER MINNEAPOLIS JEWISH DAY SCHOOL | |||||||
| 4330 S CEDAR LAKE ROAD | MINNEAPOLIS | MN | 55416 | PC | GENERAL OPERATING | $820,720 | |
| ANTI DEFAMATION LEAGUE | |||||||
| 605 THIRD AVENUE | NEW YORK | NY | 10158 | PC | GENERAL OPERATING | $36,000 | |
| APPETITE FOR CHANGE | |||||||
| 1200 WEST BROADWAY AVENUE SUITE 250 | MINNEAPOLIS | MN | 55411 | PC | GENERAL OPERATING | $25,000 | |
| AVIVO | |||||||
| 1900 CHICAGO AVENUE SOUTH | MINNEAPOLIS | MN | 55404 | PC | THE BUILDING OF A HOMELESS AND MENTAL HE | $25,000 | |
| BRAIN & BEHAVIOR RESEARCH FOUNDATION | |||||||
| 747 THIRD AVENUE 33RD FLOOR | NEW YORK | NY | 10017 | PC | GENERAL OPERATING | $10,000 | |
| BRIOL & BENSON PLLC | |||||||
| 80 S 8TH STREET SUITE 3700 | MINNEAPOLIS | MN | 55402 | NC | LEGAL SERVICES FOR AVIVO | $10,035 | |
| EDUCATION FOR EMPLOYEMENT | |||||||
| 501 MADISON AVENUE 18TH FLOOR | NEW YORK | NY | 10022 | PC | GENERAL OPERATING | $100,000 | |
| GREAT MN SCHOOLS | |||||||
| 1330 LAGOON AVENUE 4TH FLOOR | MINNEAPOLIS | MN | 55408 | PC | SUMMER SCHOOL | $50,000 | |
| GREATER MINNEAPOLIS CRISIS NURSERY | |||||||
| 4544 4TH AVENUE SOUTH | MINNEAPOLIS | MN | 55419 | PC | GENERAL OPERATING | $10,000 | |
| HENNEPIN HEALTH FOUNDATION | |||||||
| 701 PARK AVENUE | MINNEAPOLIS | MN | 55415 | PC | TO CREATE THE REDLEAF CENTER FOR HEALING | $1,500,000 | |
| INTEGRITY FIRST FOR AMERICA | |||||||
| PO BOX 1831 | NEW YORK | NY | 10156 | PC | EVENT SPONSORSHIP | $5,000 | |
| INTERNATIONAL DOCUMENTARY ASSOCIATION | |||||||
| 3600 WILSHIRE BLVD SUITE 1810 | LOS ANGELES | CA | 90010 | PC | TO SUPPORT A NORAH SHAPIRO FILM | $10,000 | |
| JEWISH FAMILY AND CHILDREN'S SERVICE FOR MINNEAPOLIS | |||||||
| 13100 WAYZATA BOULEVARD SUITE 400 | MINNETONKA | MN | 55305 | PC | GENERAL OPERATING, GALA SPONSORSHIP | $270,000 | |
| LIFEWORKS SERVICES | |||||||
| 2965 LONE OAK DRIVE SUITE 160 | EAGAN | MN | 55121 | PC | GENERAL OPERATING | $15,000 | |
| LOPPET FOUNDATION | |||||||
| 1221 THEODORE WIRTH PKWY | MINNEAPOLIS | MN | 55442 | PC | GENERAL OPERATING | $10,000 | |
| MAYO CLINIC | |||||||
| 200 FIRST STREET SW | ROCHESTER | MN | 55905 | PC | GENERAL OPERATING | $750,000 | |
| MEMORIAL SLOAN KETTERING CANCER CENTER | |||||||
| 1275 YORK AVENUE | NEW YORK | NY | 10065 | PC | GENERAL OPERATING | $10,000 | |
| MINNESOTA JEWISH COMMUNITY CENTER | |||||||
| 1375 ST PAUL AVE | ST PAUL | MN | 55116 | PC | GENERAL OPERATING | $18,000 | |
| MINNPOST | |||||||
| 635 S 9TH ST STE 220 | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATING | $15,000 | |
| MISSION ANIMAL HOSPITAL | |||||||
| 10100 VIKING DRIVE SUITE 150 | EDEN PRAIRIE | MN | 55344 | PC | GENERAL CAMPAIGN | $15,000 | |
| PERSPECTIVES INC | |||||||
| 3381 GORHAM AVENUE | MINNEAPOLIS | MN | 55426 | PC | CAPITAL CAMPAIGN | $50,000 | |
| PROOF ALLIANCE | |||||||
| 2233 UNIVERSITY AVENUE W SUITE 395 | ST PAUL | MN | 55114 | PC | GALA SPONSORSHIP & GENERAL OPERATING | $25,000 | |
| SANNEH FOUNDATION | |||||||
| 2090 CONWAY STREET | ST PAUL | MN | 55119 | PC | CAPITAL CAMPAIGN | $5,000 | |
| SHIR TIKVAH CONGREGATION | |||||||
| 3900 NORTHFIELD PKWY | TROY | MN | 48084 | PC | GENERAL OPERATING | $5,000 | |
| SOUTHSIDE FAMILY NURTURING CENTER | |||||||
| 2448 18TH AVE S | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATING | $200,000 | |
| ST PAUL ACADEMY | |||||||
| 1712 RANDOLPH AVENUE | ST PAUL | MN | 55105 | PC | GENERAL OPERATING | $50,000 | |
| START READING NOW | |||||||
| 5337 OLIVER AVE S | MINNEAPOLIS | MN | 55419 | PC | GENERAL OPERATING | $25,000 | |
| TEMPLE ISRAEL MINNEAPOLIS | |||||||
| 2324 EMERSON AVENUE SOUTH | MINNEAPOLIS | MN | 55405 | PC | GENERAL OPERATING | $100,000 | |
| THE ADVOCATES FOR HUMAN RIGHTS | |||||||
| 330 2ND AVE S STE 800 | MINNEAPOLIS | MN | 55401 | PC | SUPPORT FOR THE ACT NOW! CAMPAIGN FOR HU | $25,000 | |
| THE CONSTELLATION FUND | |||||||
| 323 NORTH WASHINGTON AVENUE 2ND | MINNEAPOLIS | MN | 55401 | PC | GENERAL OPERATING | $1,100,250 | FLOOR |
| THE FAMILY PARTNERSHIP | |||||||
| 414 SOUTH EIGHTH STREET | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATING | $100,000 | |
| THE YAYA FOUNDATION FOR 4H LEUKODYSTROPHY | |||||||
| PO BOX 80685 | MINNEAPOLIS | MN | 55408 | PC | GENERAL OPERATING | $15,000 | |
| TWIN CITIES RISE | |||||||
| 1301 N BRYANT AVENUE | MINNEAPOLIS | MN | 55411 | PC | GENERAL OPERATING | $10,000 | |
| UNIVERSITY OF MINNESOTA | |||||||
| 178 PILLSBURY DR SE | MINNEAPOLIS | MN | 55455 | PC | UTILITY AND FEASIBILITY MOBILE TECH | $500,000 | |
| UNIVERSITY OF MINNESOTA FOUNDATION | |||||||
| 178 PILLSBURY DR SE | MINNEAPOLIS | MN | 55455 | PC | BUILDING FUNDS | $4,127,778 | |
| WASHBURN CENTER FOR CHILDREN | |||||||
| 1100 GLENWOOD AVE | MINNEAPOLIS | MN | 55405 | PC | GENERAL OPERATING AND REACH HIGHER CAMPAIGN | $50,000 | |
| YALE UNIVERSITY | |||||||
| PO BOX 208241 | NEW HAVEN | CT | 06520 | PC | GENERAL OPERATING | $300,000 | |
| YOUTHPRISE | |||||||
| 3001 BROADWAY ST NE SUITE 330 | MINNEAPOLIS | MN | 55413 | PC | GENERAL OPERATING | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,417,783 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ANTI DEFAMATION LEAGUE | ||||||
| 605 THIRD AVENUE | NEW YORK | NY | 101583650 | PC | GENERAL OPERATING | $100,000 |
| MAYO CLINIC | ||||||
| 200 FIRST STREET SW | ROCHESTER | MN | 55905 | PC | CHILDREN'S MENTAL HEALTH | $300,000 |
| MINNPOST | ||||||
| 635 S 9TH ST STE 220 | MINNEAPOLIS | MN | 55404 | PC | GENERAL OPERATING | $30,000 |
| PERSPECTIVES | ||||||
| 3381 GORHAM AVENUE | MINNEAPOLIS | MN | 55426 | PC | GENERAL OPERATING | $50,000 |
| TEMPLE ISRAEL MINNEAPOLIS | ||||||
| 2324 EMERSON AVENUE SOUTH | MINNEAPOLIS | MN | 55405 | PC | TEKO CAPITAL CAMPAIGN | $50,000 |
| THE YAYA FOUNDATION FOR 4H LEUKODYSTROPHY | ||||||
| PO BOX 80685 | MINNEAPOLIS | MN | 55408 | PC | GENERAL OPERATING | $30,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $560,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,817,375 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $233,906 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | EXCISE TAX REFUND | Desc |
| Exclusion | 01 | ExclusionCd |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,051,281 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,051,281 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING SERVICE FEES | CategoryTxt |
| Amt | $24,851 | Amt |
| Net Investment Income | $12,426 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $7,190 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BRIOL & BENSON PLLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 80 SOUTH EIGHTH STREET SUITE 3700 | AddressLine1Txt |
| City | MINEAPOLIS | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 55402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2021-03-07 | GrantDt |
| Grant | $10,035 | GrantAmt |
| Purpose Of Grant | PROVIDE SUPPORT FOR LEGAL SERVICES INCURRED BY AVIVO, A MINNESOTA 501(C)(3) CORPORATION. | PurposeOfGrantTxt |
| Expended By Grantee | $10,035 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NONE | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 3/31/21 AND 5/31/21 | DatesOfReportsByGranteeTxt |
| Verification | 2021-05-31 | VerificationDt |
| Results Of Verification | ALL FUND WERE EXPENDED IN ACCORDANCE WITH THE ENGAGEMENT AGREEMENT DATED MARCH 7, 2021. | ResultsOfVerificationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (208 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ONEMAIN FINANCE CORP 3.5% 01/15/2027 SR LIEN NEXT CALL | $2,014 | $2,014 |
| CALPINE CORP 5.25% 06/01/2026 USD PVT REGS SR LIEN | $3,091 | $3,091 |
| HOWMET AEROSPACE INC 6.875% 05/01/2025 USD SR LIEN | $3,481 | $3,481 |
| CITIZENS FINANCIAL GROUP, INC. PFD USD1.5875(6.35% | $7,803 | $7,803 |
| NOKIA OYJ 4.375% 06/12/2027 USD SR LIEN S&P BB+ | $8,658 | $8,658 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER P SUB LIEN | $10,451 | $10,451 |
| MERITOR, INC. 6.25% 06/01/2025 USD PVT REGS SR LIE | $10,477 | $10,477 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER FF J | $10,483 | $10,483 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL SER | $10,585 | $10,585 |
| KB HOME 7.625% 05/15/2023 USD SR LIEN NEXT CALL DT | $10,610 | $10,610 |
| THE PNC FINANCIAL SERVICES GRP, INC. PFD 6.1250 FI | $10,708 | $10,708 |
| VIDEOTRON LTD. 5.375% 06/15/2024 USD PVT REGS SR L | $10,722 | $10,722 |
| CINEMARK USA INC 8.75% 05/01/2025 USD PVT REGS SR | $10,746 | $10,746 |
| TRI POINTE GROUP INC 5.7% 06/15/2028 USD SR LIEN NEXT | $12,128 | $12,128 |
| REGIONS FINANCIAL CORPORATION PFD USD1.4250(5.70%) | $12,167 | $12,167 |
| OUTFRONT MEDIA CAP LLC/C 6.25% 06/15/2025 USD PVT | $12,513 | $12,513 |
| COLT MERGER SUB INC 5.75% 07/01/2025 USD PVT REGS | $12,877 | $12,877 |
| COLT MERGER SUB, INC. 6.25% 07/01/2025 USD PVT REG | $12,971 | $12,971 |
| NAVIENT CORPORATION 5.5% 03/15/2029 SR LIEN NEXT CALL | $13,081 | $13,081 |
| U.S. BANCORP HYBRID PERPETUAL USD SER I JRSUB LIEN | $13,084 | $13,084 |
| WYNDHAM DESTINATIONS, INC. STEP 04/01/2027 USD SR | $13,221 | $13,221 |
| SYNCHRONY FINANCIAL PFD USD1.4062(5.62%) SERIES A | $14,057 | $14,057 |
| VODAFONE GROUP PLC ADR CMN (VOD) | $15,432 | $15,432 |
| AIR LEASE CORPORATION HYBRID PERPETUAL USD SER B | $15,575 | $15,575 |
| BALL CORPORATION 4.875% 03/15/2026 USD SR LIEN NEXT | $15,622 | $15,622 |
| NATIONAL RURAL UTILITIES COOPE HYBRID 04/20/2046 | $16,245 | $16,245 |
| STATE STREET CORPORATION HYBRID PERPETUAL USD SER | $17,069 | $17,069 |
| NAVIENT CORP 4.875% 03/15/2028 USD SR LIEN NEXT CALL DT. | $18,213 | $18,213 |
| CMS ENERGY CORPORATION HYBRID 12/01/2050 | $19,713 | $19,713 |
| ENCOMPASS HEALTH CORP 4.5% 02/01/2028 USD SR LIEN | $19,903 | $19,903 |
| GFL ENVIRONMENTAL INC 4.25% 06/01/2025 USD PVT REG | $20,650 | $20,650 |
| DUKE ENERGY CORPORATION HYBRID PERPETUAL USD SR LI | $21,034 | $21,034 |
| M&T BANK CORPORATION HYBRID PERPETUAL USD SER F JR | $21,596 | $21,596 |
| KEYCORP HYBRID PERPETUAL USD SER D JRSUB LIEN CPN | $21,625 | $21,625 |
| ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES A | $21,700 | $21,700 |
| TRI POINTE HOLDINGS INC 5.875% 06/15/2024 USD SER B SR | $21,827 | $21,827 |
| CLARIOS GLOBAL LP 6.75% 05/15/2025 USD PVT REGS SR | $22,179 | $22,179 |
| MGM RESORTS INTERNATIONAL 6.75% 05/01/2025 USD SR | $23,238 | $23,238 |
| APACHE CORP 4.875% 11/15/2027 USD SR LIEN NEXT CALL DT. | $24,117 | $24,117 |
| MORGAN STANLEY PFD USD1.4625(5.85%) SERIES K PERPE | $24,242 | $24,242 |
| NUSTAR LOGISTICS L.P. 5.625% 04/28/2027 USD SR LIEN NEXT | $24,549 | $24,549 |
| SYMANTEC CORPORATION 3.95% 06/15/2022 USD SR LIEN | $25,169 | $25,169 |
| CITIGROUP INC. HYBRID PERPETUAL USD SER Q SUB LIEN | $25,246 | $25,246 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL SE | $25,333 | $25,333 |
| SANOFI SPONSORED ADR CMN (SNY) | $25,451 | $25,451 |
| TEGNA INC. 4.625% 03/15/2028 USD SR LIEN NEXT CALL DT. 03 | $25,610 | $25,610 |
| PENSKE AUTOMOTIVE GROUP 3.5% 09/01/2025 SRSUB LIEN | $25,893 | $25,893 |
| PENNYMAC FIN SVCS INC 5.375% 10/15/2025 PVT REGS S | $25,971 | $25,971 |
| ARCONIC CORPORATION 6.0% 05/15/2025 USD PVT REGS S | $26,317 | $26,317 |
| TEGNA INC 4.75% 03/15/2026 USD PVT REGS SR LIEN NEXT | $26,350 | $26,350 |
| CRH PLC SPON ADR ADR CMN (CRH) | $26,558 | $26,558 |
| MGM RESORTS INTERNATIONAL 5.5% 04/15/2027 USD SR | $26,915 | $26,915 |
| FREEPORT-MCMORAN INC. 4.55% 11/14/2024 USD SR LIEN M- | $26,936 | $26,936 |
| APACHE CORP 4.625% 11/15/2025 USD SR LIEN NEXT CALL DT. | $26,991 | $26,991 |
| NOVARTIS AG-ADR SPONSORED ADR CMN (NVS) | $27,028 | $27,028 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $27,160 | $27,160 |
| NUSTAR LOGISTICS LP 5.75% 10/01/2025 SR LIEN NEXT | $27,262 | $27,262 |
| REGIONS FINANCIAL CORPORATION HYBRID PERPETUAL USD | $27,439 | $27,439 |
| SERVICE PROPERTIES TRUST 7.5% 09/15/2025 USD SR LI | $27,649 | $27,649 |
| SILGAN HOLDINGS INC 4.125% 02/01/2028 USD SER WI SR | $27,852 | $27,852 |
| EQT CORP STEP 02/01/2025 USD SR LIEN 6.625% 08/01/21- | $28,878 | $28,878 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $29,083 | $29,083 |
| BP P.L.C. SPONSORED ADR CMN (BP) | $30,092 | $30,092 |
| ENEL SOCIETA PER AZIONI ADR CMN (ENLAY) | $30,449 | $30,449 |
| THE CHARLES SCHWAB CORP HYBRID PERPETUAL USD JRSUB | $30,950 | $30,950 |
| KKR GROUP FINANCE CO. IX LLC PFD USD1.1562(4.62%) | $31,066 | $31,066 |
| VOYA FINANCIAL, INC. HYBRID 05/15/2053 | $31,229 | $31,229 |
| M&T BANK CORPORATION HYBRID PERPETUAL SER G JRSUB | $31,525 | $31,525 |
| TENET HEALTHCARE CORP 4.625% 07/15/2024 USD PVT SR | $32,049 | $32,049 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $32,712 | $32,712 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $33,147 | $33,147 |
| ASML HOLDING N.V. ADR CMN (ASML) | $33,438 | $33,438 |
| NOVO-NORDISK A/S ADR ADR CMN (NVO) | $33,600 | $33,600 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN (UL) | $33,619 | $33,619 |
| UBS GROUP AG CMN (UBS) | $33,953 | $33,953 |
| SPRINGLEAF FINANCE CORP 6.875% 03/15/2025 | $33,982 | $33,982 |
| ABB LTD SPONSORED ADR CMN (ABB) | $34,353 | $34,353 |
| RIO TINTO PLC SPONSORED ADR (RIO) | $34,541 | $34,541 |
| AT&T INC. PFD USD1.2500(5.00%) SERIES A NEXT CALL | $34,572 | $34,572 |
| CAPITAL ONE FINANCIAL CORPORAT HYBRID PERPETUAL US | $35,290 | $35,290 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL US | $35,331 | $35,331 |
| STMICROELECTRONICS NV ADR CMN (STM) | $35,438 | $35,438 |
| PTC INC 3.625% 02/15/2025 USD PVT REGS SR LIEN NEX | $35,961 | $35,961 |
| WELLS FARGO & COMPANY HYBRID PERPETUAL USD SER U S | $36,023 | $36,023 |
| B&G FOODS INC 5.25% 04/01/2025 USD SR LIEN NEXT CA | $36,208 | $36,208 |
| COMMERCIAL METALS COMPANY 4.875% 05/15/2023 USD SR | $36,268 | $36,268 |
| AECOM 5.875% 10/15/2024 USD SER WI SR LIEN NEXT CA | $36,447 | $36,447 |
| GFL ENVIRONMENTAL INC 5.125% 12/15/2026 USD PVT REGS | $36,480 | $36,480 |
| DOMINION ENERGY, INC. HYBRID PERPETUAL USD SER B S | $36,560 | $36,560 |
| LAMAR MEDIA CORP 3.75% 02/15/2028 USD SER WI SR LIEN | $36,713 | $36,713 |
| NATIONAL GRID PLC SPONSORED ADR CMN (NGG) | $36,734 | $36,734 |
| EQUITABLE HOLDINGS, INC. HYBRID PERPETUAL USD SER | $36,740 | $36,740 |
| PARTNERRE FINANCE B LLC HYBRID 10/01/2050 | $37,254 | $37,254 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL US | $37,298 | $37,298 |
| CLARK EQUIPMENT COMPANY 5.875% 06/01/2025 USD PVT | $37,565 | $37,565 |
| TRANSDIGM INC 8.0% 12/15/2025 USD PVT REGS SR LIEN | $37,625 | $37,625 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL US | $37,798 | $37,798 |
| SEMPRA ENERGY HYBRID PERPETUAL USD JRSUB LIEN CPN | $37,838 | $37,838 |
| ENPRO INDUSTRIES, INC. 5.75% 10/15/2026 USD SR LIE | $38,086 | $38,086 |
| HERBALIFE/HLF FINANCING 7.875% 09/01/2025 PVT REGS | $38,099 | $38,099 |
| DUKE ENERGY CORPORATION HYBRID 01/15/2082 JRSUB LIEN | $38,375 | $38,375 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD S | $38,548 | $38,548 |
| COMERICA INCORPORATED HYBRID PERPETUAL USD JRSUB L | $38,642 | $38,642 |
| HILLENBRAND INC 5.75% 06/15/2025 USD SR LIEN NEXT | $38,760 | $38,760 |
| HCA INC 5.375% 09/01/2026 USD SR LIEN NEXT CALL DT. 03 01 | $38,817 | $38,817 |
| XEROX HOLDINGS CORP 5.0% 08/15/2025 PVT REGS SR LI | $38,840 | $38,840 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER S JR | $38,920 | $38,920 |
| TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS | $39,107 | $39,107 |
| OCCIDENTAL PETROLEUM COR 8.0% 07/15/2025 SR LIEN N | $39,745 | $39,745 |
| NETFLIX, INC. 5.875% 02/15/2025 USD SR LIEN | $39,767 | $39,767 |
| NEXTERA ENERGY CAPITAL HOLDING HYBRID 05/01/2079 | $40,016 | $40,016 |
| CITIGROUP INC. HYBRID PERPETUAL SER T SUB LIEN CPN | $40,299 | $40,299 |
| EMERA INCORPORATED HYBRID 06/15/2076 USD SUB LIEN | $40,355 | $40,355 |
| HUNTINGTON BANCSHARES INCORPOR HYBRID PERPETUAL SE | $40,359 | $40,359 |
| IHEARTCOMMUNICATIONS, INC. 6.375% 05/01/2026 USD SR | $40,434 | $40,434 |
| CIT GROUP INC. HYBRID PERPETUAL USD SER A JRSUB LI | $40,653 | $40,653 |
| CITIZENS FINANCIAL GROUP, INC. PFD USD1.2500(5.00% | $41,218 | $41,218 |
| BNP PARIBAS SPONSORED ADR CMN (BNPQY) | $41,465 | $41,465 |
| THE ADT CORPORATION 4.125% 06/15/2023 USD SER B SR | $41,619 | $41,619 |
| DISH DBS CORPORATION 5.875% 07/15/2022 USD SER B S | $41,734 | $41,734 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN (ING) | $41,760 | $41,760 |
| KEYCORP PFD USD1.5313(6.13%) SERIES E CALLABLE SER | $41,852 | $41,852 |
| ELANCO ANIMAL HEALTH INCORPORA STEP 08/28/2023 USD | $42,199 | $42,199 |
| VODAFONE GROUP PUBLIC LIMITED HYBRID 04/04/2079 US | $42,930 | $42,930 |
| CITIZENS FINANCIAL GROUP, INC. HYBRID PERPETUAL US | $44,284 | $44,284 |
| ARCELORMITTAL 6.125% 06/01/2025 USD SR LIEN S&P BBB- | $45,497 | $45,497 |
| SOUTHERN COMPANY (THE) HYBRID 01/15/2051 | $46,843 | $46,843 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) | $47,069 | $47,069 |
| JELD-WEN INC 6.25% 05/15/2025 USD PVT REGS SR LIEN | $47,384 | $47,384 |
| US FOODS INC 6.25% 04/15/2025 USD PVT REGS SR LIEN | $47,450 | $47,450 |
| PERFORMANCE FOOD GROUP I 6.875% 05/01/2025 USD PVT | $47,541 | $47,541 |
| XPO LOGISTICS, INC. 6.25% 05/01/2025 USD PVT REGS | $47,550 | $47,550 |
| VOYA FINANCIAL, INC. HYBRID PERPETUAL USD SER A SR | $47,588 | $47,588 |
| NEXTERA ENERGY OPERATING 4.25% 07/15/2024 USD PVT | $47,626 | $47,626 |
| WESCO DISTRIBUTION INC 7.125% 06/15/2025 USD PVT R | $47,843 | $47,843 |
| BP CAPITAL MARKETS P.L.C. HYBRID PERPETUAL USD SUB | $48,311 | $48,311 |
| AMERICAN AXLE & MFG INC 6.875% 07/01/2028 USD SR LIEN | $48,961 | $48,961 |
| AMERICAN EXPRESS COMPANY HYBRID PERPETUAL USD | $49,203 | $49,203 |
| NEWELL BRANDS INC. 4.875% 06/01/2025 USD SR LIEN N | $49,233 | $49,233 |
| MARKEL CORPORATION HYBRID PERPETUAL USD JRSUB LIEN | $49,556 | $49,556 |
| WESTERN DIGITAL CORP 4.75% 02/15/2026 USD SR LIEN | $49,970 | $49,970 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER Z SU | $50,327 | $50,327 |
| GOODYEAR TIRE & RUBBER COMPANY 4.875% 03/15/2027 | $50,436 | $50,436 |
| CHEMOURS COMPANY (THE) 5.375% 05/15/2027 USD SR LIEN | $50,613 | $50,613 |
| SPRINGLEAF FINANCE CORP 6.625% 01/15/2028 USD SR LIEN | $50,624 | $50,624 |
| THE PNC FINANCIAL SERVICES GRO HYBRID PERPETUAL US | $50,716 | $50,716 |
| BALL CORP 5.25% 07/01/2025 USD SR LIEN | $50,794 | $50,794 |
| PRIME SECSRVC BRW/FINANC 5.25% 04/15/2024 USD PVT | $50,947 | $50,947 |
| MARRIOTT OWNERSHIP RESORTS, IN 4.75% 01/15/2028 USD | $51,449 | $51,449 |
| RYMAN HOSPITALITY PROPERTIES, 4.75% 10/15/2027 USD | $51,501 | $51,501 |
| T-MOBILE USA, INC. 2.625% 04/15/2026 USD SR LIEN NEXT | $51,538 | $51,538 |
| MATTEL INC 3.375% 04/01/2026 USD PVT REGS SR LIEN NEXT | $51,698 | $51,698 |
| SABRE GLBL INC. 9.25% 04/15/2025 USD PVT REGS SR L | $51,729 | $51,729 |
| ASBURY AUTOMOTIVE GROUP, INC. 4.5% 03/01/2028 USD SER | $51,750 | $51,750 |
| DCP MIDSTREAM OPERATING, LP 3.875% 03/15/2023 USD | $51,820 | $51,820 |
| NAVIENT CORPORATION 6.75% 06/15/2026 USD SR LIEN S&P | $52,092 | $52,092 |
| ALCOA ALUMINUM DEBS 6.750000 01/15/2028 CALL @ MW | $52,293 | $52,293 |
| MPT OPERATING PARTNERSHIP 5.25% 08/01/2026 USD SR | $52,531 | $52,531 |
| BUCKEYE PARTNERS, L.P. 4.35% 10/15/2024 USD SR LIE | $52,584 | $52,584 |
| CENTERPOINT ENERGY, INC HYBRID PERPETUAL USD SER A | $53,021 | $53,021 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $53,851 | $53,851 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL SE | $54,724 | $54,724 |
| WELLS FARGO & COMPANY PFD 6.6250 CLASS A SERIES R | $54,756 | $54,756 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $55,947 | $55,947 |
| DISCOVER FINANCIAL SERVICES HYBRID PERPETUAL SER D | $55,959 | $55,959 |
| ENBRIDGE INC. HYBRID 07/15/2080 SER 20-A SUB LIEN | $56,826 | $56,826 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD S | $57,221 | $57,221 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) | $58,250 | $58,250 |
| CSC HOLDINGS, LLC 5.25% 06/01/2024 USD SER B SR LI | $58,485 | $58,485 |
| GRAPHIC PACKAGING INTL 4.125% 08/15/2024 USD SR LI | $58,607 | $58,607 |
| SEALED AIR CORPORATION 5.125% 12/01/2024 USD PVT R | $59,077 | $59,077 |
| BANK OF AMERICA CORPORATION HYBRID PERPETUAL USD S | $60,899 | $60,899 |
| BANK OF NEW YORK MELLON CORPOR HYBRID PERPETUAL SE | $61,418 | $61,418 |
| OWENS-BROCKWAY 5.375% 01/15/2025 USD PVT REGS SR L | $62,622 | $62,622 |
| MORGAN STANLEY HYBRID PERPETUAL SER M JRSUB LIEN C | $62,962 | $62,962 |
| BANK OF NOVA SCOTIA (THE) HYBRID PERPETUAL USD SUB | $64,514 | $64,514 |
| SPRINT CORP 7.625% 02/15/2025 USD SR LIEN NEXT CAL | $64,834 | $64,834 |
| SQUARE, INC. 2.75% 06/01/2026 USD PVT REGS SR LIEN NEXT | $65,226 | $65,226 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER C JRSUB | $66,356 | $66,356 |
| METLIFE, INC. HYBRID PERPETUAL USD SER D JRSUB LIE | $67,037 | $67,037 |
| HCA INC. 5.375% 02/01/2025 USD SR LIEN | $67,284 | $67,284 |
| ISHARES MSCI AUSTRALIA ETF (EWA) | $67,633 | $67,633 |
| METLIFE, INC. HYBRID PERPETUAL SER G JRSUB LIEN CP | $68,470 | $68,470 |
| CMS ENERGY CORPORATION HYBRID 06/01/2050 | $70,945 | $70,945 |
| CENTURYLINK INC 7.5% 04/01/2024 USD SER Y SR LIEN | $72,394 | $72,394 |
| HILTON DOMESTIC OPERATIN 5.375% 05/01/2025 USD PVT | $73,469 | $73,469 |
| TRUIST FINANCIAL CORPORATION HYBRID PERPETUAL USD | $73,612 | $73,612 |
| ISHARES, INC.MSCI JAPAN ETF MUTUAL FUND (EWJ) | $73,656 | $73,656 |
| YUM! BRANDS, INC 7.75% 04/01/2025 USD PVT REGS SR | $75,119 | $75,119 |
| SVB FINANCIAL GROUP HYBRID PERPETUAL USD SER C JRSUB | $75,758 | $75,758 |
| VICI PROPERTIES / NOTE 3.5% 02/15/2025 USD PVT REG | $77,117 | $77,117 |
| PRUDENTIAL FINANCIAL, INC. HYBRID 06/15/2043 | $78,092 | $78,092 |
| CIT GROUP INC. 5.25% 03/07/2025 USD SR LIEN NEXT C | $78,257 | $78,257 |
| ALLY FINANCIAL INC. HYBRID PERPETUAL USD SER B JRSUB | $78,263 | $78,263 |
| CENTENE CORP 2.45% 07/15/2028 SR LIEN NEXT CALL DT. 05 15 | $79,780 | $79,780 |
| JPMORGAN CHASE & CO. HYBRID PERPETUAL USD SER X JR | $80,269 | $80,269 |
| CITIGROUP INC. HYBRID PERPETUAL SER W JRSUB LIEN C | $80,820 | $80,820 |
| SENSATA TECHNOLOGIES B.V. 5.0% 10/01/2025 REGS SR | $83,399 | $83,399 |
| TRANSCANADA TRUST HYBRID 08/15/2076 | $83,602 | $83,602 |
| SUNOCO LP 5.875% 03/15/2028 USD SR LIEN M-W+50.00BP | $83,834 | $83,834 |
| CCO HLDGS LLC/CAP CORP 4.0% 03/01/2023 USD PVT REG | $86,137 | $86,137 |
| VALEANT PHARMACEUTICALS 5.5% 11/01/2025 USD PVT RE | $87,160 | $87,160 |
| CHARLES SCHWAB CORPORATION (TH HYBRID PERPETUAL US | $97,217 | $97,217 |
| 1011778 BC / NEW RED FIN 5.75% 04/15/2025 USD PVT | $98,666 | $98,666 |
| FIFTH THIRD BANCORP HYBRID PERPETUAL USD SER L JRS | $111,169 | $111,169 |
| MIND MEDICINE MINDMED | $1,379,916 | $1,379,916 |
| AIR T FUNDING ALPHA | $3,398,877 | $3,398,877 |
| GS SHORT DURATION INCOME FUND | $4,526,472 | $4,526,472 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (60 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PEOPLES BANCORP OF NORTH CAROLINA INC | $27,590 | $27,590 |
| FIRST NORTHN CMNTY BANCORP COM | $62,576 | $62,576 |
| INTERNATIONAL PAPER CO. CMN | $65,772 | $65,772 |
| HORIZON BANCORP INC AZ COM | $69,350 | $69,350 |
| SOUTHERN BANCSHARES N C CO | $75,600 | $75,600 |
| BCB BANCORP INC COM | $77,150 | $77,150 |
| MAINSTREET BANCSHARES INC COM | $79,844 | $79,844 |
| THIRD CENTURY BANCORP | $82,285 | $82,285 |
| FIRST IC CORP COM | $85,550 | $85,550 |
| OLD POINT FINL CORP COM | $99,556 | $99,556 |
| FIRST NORTHWEST BANCORP COM | $101,000 | $101,000 |
| TEB BANCORP INC COM | $102,630 | $102,630 |
| SEMPRA ENERGY CMN | $133,380 | $133,380 |
| XCEL ENERGY INC. CMN | $137,678 | $137,678 |
| TERRITORIAL BANCORP INC COM | $151,500 | $151,500 |
| AVALONBAY COMMUNITIES INC CMN | $152,508 | $152,508 |
| OP BANCORP COM | $159,500 | $159,500 |
| HONEYWELL INTL INC CMN | $166,808 | $166,808 |
| ILLINOIS TOOL WORKS | $173,614 | $173,614 |
| VENTAS, INC. CMN | $175,802 | $175,802 |
| CHEVRON CORPORATION CMN | $177,081 | $177,081 |
| COMMERCIAL NATL FINL CORP PA COM | $181,000 | $181,000 |
| EUREKA HOMESTEAD BANCORP INC COM | $181,350 | $181,350 |
| EATON CORP PLC CMN | $190,102 | $190,102 |
| COMMUNITY FINL CORP MD COM | $196,550 | $196,550 |
| FIRST RESOURCES BK EXTON PA COM | $215,461 | $215,461 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $218,237 | $218,237 |
| BAYCOM CORP COM | $225,120 | $225,120 |
| AT&T INC. CMN (T) | $238,251 | $238,251 |
| INTL BUSINESS MACHINES CORP CMN (IBM) | $240,588 | $240,588 |
| CENTRIC FINL CORP COM | $242,500 | $242,500 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $243,165 | $243,165 |
| CVS HEALTH CORP CMN (CVS) | $247,584 | $247,584 |
| KLA CORP CMN (KLAC) | $258,066 | $258,066 |
| COCA-COLA COMPANY | $260,998 | $260,998 |
| C&F FINANCIAL CORP COM | $270,846 | $270,846 |
| BLACKROCK, INC. CMN | $274,668 | $274,668 |
| UNION PACIFIC CORP. CMN | $277,123 | $277,123 |
| TEXAS INSTRUMENTS INC. CMN | $282,705 | $282,705 |
| MC DONALDS CORP CMN | $294,877 | $294,877 |
| CRAZY WOMAN CREEK BANCORP INC COM | $303,634 | $303,634 |
| EXCHANGE BK SANTA ROSA CALIF PAR 2.50 | $310,920 | $310,920 |
| PRUDENTIAL BANCORP INC NEW COM | $312,639 | $312,639 |
| BANK UTICA N Y COM NON VTG | $316,400 | $316,400 |
| BANKFINANCIAL CORP COM | $320,100 | $320,100 |
| FARMERS & MERCHANTS BK LONG BEACH CALIF COM | $321,200 | $321,200 |
| PROCTER & GAMBLE COMPANY (THE) CMN (PG) | $330,268 | $330,268 |
| JOHNSON & JOHNSON CMN | $330,507 | $330,507 |
| CISCO SYSTEMS, INC. CMN | $342,198 | $342,198 |
| U & I FINL CORP COM | $346,500 | $346,500 |
| JPMORGAN CHASE & CO CMN | $348,370 | $348,370 |
| ALLIED FIRST BANCORP INC COM | $352,000 | $352,000 |
| FFBW INC MD COM | $365,800 | $365,800 |
| HMN FINL INC COM | $367,584 | $367,584 |
| THE HOME DEPOT, INC. CMN | $387,619 | $387,619 |
| CIB MARINE BANCSHARES INC COM NEW | $391,000 | $391,000 |
| MICROSOFT CORPORATION CMN | $403,584 | $403,584 |
| AT&T INC | $578,100 | $578,100 |
| WCF BANCORP INC COM | $703,570 | $703,570 |
| BLACKROCK MORTAGE TRUST | $1,132,788 | $1,132,788 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| NORTHVOLT INVESTMENTS, SLP | FMV | $74,741 | $74,741 |
| WEST STREET CAPITAL PARTNERS VIII | FMV | $245,631 | $245,631 |
| WEST STREET STRATEGIC SOLUTIONS OFFSHORE FEEDER FUND I,LLC | FMV | $392,823 | $392,823 |
| EMPOWERU INC. | AT COST | $425,000 | $425,500 |
| GLOBAL ATLANTIC IVY CO-INVEST ACCESS OFFSHORE | FMV | $1,715,749 | $1,715,749 |
| FARNUM | AT COST | $2,134,981 | $2,134,981 |
| SWEET LEAF | FMV | $2,174,681 | $2,174,681 |
| LUXOR LAND | FMV | $3,018,077 | $3,018,077 |
| KWIKBIT | AT COST | $3,500,000 | $3,500,000 |
| 70TH STREET INVESTMENT | FMV | $4,000,000 | $4,000,000 |
| DAFNA FUND, LP | FMV | $4,188,747 | $4,188,747 |
| WB CREDIT FUND LTD | FMV | $6,614,018 | $6,614,018 |
| X3 FUND | FMV | $15,369,530 | $15,369,530 |
| SABA | FMV | $23,744,115 | $23,744,115 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,645 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,645 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE SUPPLIES | $5,138 | $0 | $4,800 |
| INSURANCE | $7,568 | $0 | $7,568 |
| PARTNERSHIP EXPENSES | $0 | $309,302 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIP INCOME | Desc |
| Net Investment Income | $1,165,483 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $2,053,421 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT CONSULTING FEES | $1,272,955 | $1,272,955 | $0 |
| CONSULTING | $4,675 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EXCISE TAX | CategoryTxt |
| Amt | $350,000 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |