THOMAS A RODGERS JR FAMILY FOUNDATION: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: THOMAS A RODGERS JR FAMILY FOUNDATION (EIN 04-3442439)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-15
IRS object ID: 202213199349105116
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-15T13:18:13-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	050479760	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ANDSAGER BARTLETT & PIERONI LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	1275 WAMPANOAG TRAIL	AddressLine1Txt
City	EAST PROVIDENCE	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02915	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	043442439	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THOMAS A RODGERS JR FAMILY FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	THOM	BusinessNameControlTxt
Phone	4012729100	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	SARAH MCNEILL	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	8008391754	PhoneNum
Signature	2022-11-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	SARAH	PersonFirstNm
Person Last	MCNEILL	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	CHRISTOPHER BARTLETT CPA CFP	PreparerPersonNm
PTIN	P00189632	PTIN
Phone	4012729100	PhoneNum
Preparation	2022-11-15	PreparationDt
Self Employed	Yes (X)	SelfEmployedInd

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$34,330,824	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$791,252	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$791,252	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,353,347	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$4,305,400	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$1,353,347	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$285,553	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$285,553	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$2,430,152	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,430,152	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$24,500	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$203,049	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$190,738	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$19,013	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$19,013	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Occupancy Rev And Expnss	$13,270	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$0	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$13,270	OccupancyDsbrsChrtblAmt
Other Expenses Rev And Expnss	$49,575	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$48,827	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$748	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$309,407	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$258,578	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$14,018	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,382,240	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,382,240	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,691,647	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$258,578	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,396,258	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$738,505	ExcessRevenueOverExpensesAmt
Net Investment Income	$2,171,574	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$2	CashBOYAmt
Cash EOY	$4	CashEOYAmt
Cash EOYFMV	$4	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$1,122,681	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$1,587,483	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$1,587,483	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$433,261	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$445,542	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$456,426	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$18,354,345	CorporateStockBOYAmt
Corporate Stock EOY	$18,706,970	CorporateStockEOYAmt
Corporate Stock EOYFMV	$24,614,163	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$4,608,795	CorporateBondsBOYAmt
Corporate Bonds EOY	$4,583,795	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$4,713,985	CorporateBondsEOYFMVAmt
Other Investments BOY	$2,529,063	OtherInvestmentsBOYAmt
Other Investments EOY	$2,466,253	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$2,958,763	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$27,048,147	TotalAssetsBOYAmt
Total Assets EOY	$27,790,047	TotalAssetsEOYAmt
Total Assets EOYFMV	$34,330,824	TotalAssetsEOYFMVAmt
Other Liabilities BOY	$16,399	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$8,645	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$16,399	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$8,645	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$27,031,748	RetainedEarningBOYAmt
Retained Earning EOY	$27,781,402	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$27,031,748	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$27,781,402	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$27,048,147	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$27,790,047	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$27,031,748	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$738,505	ExcessRevenueOverExpensesAmt
Other Increases	$16,282	OtherIncreasesAmt
Subtotal	$27,786,535	SubtotalAmt
Other Decreases	$5,133	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$27,781,402	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
MORGAN STANLEY 12031 (PUBLICLY TRADED SEC.)	P	$200,030	$187,103	$12,927	$12,927
MORGAN STANLEY 12031 (PUBLICLY TRADED SEC.)	P	$15,695		$15,695	$15,695
MORGAN STANLEY 12031 (PUBLICLY TRADED SEC.)	P	$199,728	$155,569	$44,159	$44,159
MORGAN STANLEY 12419 (PUBLICLY TRADED SEC.)	P	$298,782	$254,154	$44,628	$44,628
MORGAN STANLEY 12419 (PUBLICLY TRADED SEC.)	P	$718		$718	$718
MORGAN STANLEY 12424 (PUBLICLY TRADED SEC.)	P	$34,815	$34,782	$33	$33
MORGAN STANLEY 12424 (PUBLICLY TRADED SEC.)	P	$426,954	$415,742	$11,212	$11,212
OPPENHEIMER A390012928 (PUBLICLY TRADED SEC.)	P	$61,170	$57,042	$4,128	$4,128
OPPENHEIMER A390012928 (PUBLICLY TRADED SEC.)	P	$618,953	$398,479	$220,474	$220,474
SEAPORT SECURITIES SK2000119 (PUBLICLY TRADED SEC.)	P	$283,037	$235,501	$47,536	$47,536
GOLDMAN SACHS 747103 (PUBLICLY TRADED SEC.)	P	$43		$43	$43
GOLDMAN SACHS 759728 (PUBLICLY TRADED SEC.)	P	$12,480	$12,554	-$74	-$74
GOLDMAN SACHS 759728 (PUBLICLY TRADED SEC.)	P	$88,093	$83,376	$4,717	$4,717
GOLDMAN SACHS 759736 (PUBLICLY TRADED SEC.)	P	$52,134	$49,907	$2,227	$2,227
GOLDMAN SACHS 759736 (PUBLICLY TRADED SEC.)	P	$563,324	$548,107	$15,217	$15,217
GOLDMAN SACHS 759736 (PUBLICLY TRADED SEC.)	P	$30		$30	$30
GOLDMAN SACHS 759744 (PUBLICLY TRADED SEC.)	P	$4,016	$3,636	$380	$380
GOLDMAN SACHS 759744 (PUBLICLY TRADED SEC.)	P	$236,551	$176,977	$59,574	$59,574
GOLDMAN SACHS 759744 (PUBLICLY TRADED SEC.)	P	$13		$13	$13
GOLDMAN SACHS 759751 (PUBLICLY TRADED SEC.)	P	$3,710	$4,688	-$978	-$978
GOLDMAN SACHS 759751 (PUBLICLY TRADED SEC.)	P	$40,078	$25,635	$14,443	$14,443
GOLDMAN SACHS 759769 (PUBLICLY TRADED SEC.)	P	$37,087	$33,253	$3,834	$3,834
GOLDMAN SACHS 759777 (PUBLICLY TRADED SEC.)	P	$214,533	$173,212	$41,321	$41,321
GOLDMAN SACHS 759777 (PUBLICLY TRADED SEC.)	P	$411,605	$263,956	$147,649	$147,649
GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.)	P	$8,217	$9,959	-$1,742	-$1,742
GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.)	P	$40,335	$19,258	$21,077	$21,077
GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.)	P	$314	$416	-$102	-$102
GOLDMAN SACHS 793552 (PUBLICLY TRADED SEC.)	P	$5,056	$3,286	$1,770	$1,770
GOLDMAN SACHS 793552 (PUBLICLY TRADED SEC.)	P	$39,118	$19,359	$19,759	$19,759
GOLDMAN SACHS 788057 (PUBLICLY TRADED SEC.)	P	$125		$125	$125
2000 SHS MACQUARRIE INFRASTRUCTURE HOLDINGS	P	$7,280	$6,971	$309	$309
FUNDAMENTAL PARTNERS III LP	P			$10,286	$10,286
OAK STREET REAL ESTATE CAPITAL FUND IV LP	P			$106,571	$106,571
RIVERVIEW STATEGIC OPPORTUNITY FUND III LP ONSHORE	P			$139,773	$139,773
RIVERVIEW SOF III	P			-$11	-$11
SALIENT MLP TOTAL RETURN FUND LP	P			-$35,750	-$35,750
CAPITAL GAINS DIVIDENDS	P	$401,376		$401,376	$401,376

Field	Value	IRS element (for citing)
Capital Gain Net Income	$1,353,347	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$30,185	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$30,185	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$30,185	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$22,866	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$25,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$47,866	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$100	EsPenaltyAmt
Overpayment	$17,581	OverpaymentAmt
Applied To ES Tax	$17,581	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	RI	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	THOMAS A RODGERS JR FAMILY FDN	IndividualWithBooksNm
Phone	4012729100	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
SARAH MCNEILL
PO BOX 159	NEWPORT	RI	02840	PRES/DIR/SEC	5.00	$0	$0	$0
THOMAS A RODGERS IV
PO BOX 159	NEWPORT	RI	02840	DIR/TREAS.	5.00	$0	$0	$0
ROBERT F STOICO
PO BOX 159	NEWPORT	RI	02840	DIR	5.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
MORGAN STANLEY
125 HIGH STREET 22ND FL	BOSTON	MA	02110	INVESTMENT MANAGEMENT	$79,089
GOLDMAN SACHS
125 HIGH STREET 20TH FL	BOSTON	MA	02110	INVESTMENT MANAGEMENT	$54,926

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$31,912,641	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$1,419,991	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$33,332,632	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$33,332,632	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$499,989	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$32,832,643	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,641,632	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,641,632	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$30,185	TaxBasedOnInvestmentIncomeAmt
Income Tax	$1,398	IncomeTaxAmt
Total Tax	$31,583	TotalTaxAmt
Distributable Before Adj	$1,610,049	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,610,049	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,610,049	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,396,258	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,396,258	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,610,049	DistributableAsAdjustedAmt
Undistributed Income PY	$1,335,425	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,396,258	QualifyingDistributionsAmt
Applied To Year1	$1,335,425	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$60,833	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$1,549,216	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	GRANT APPLICATIONS TO FOUNDATION	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 159	AddressLine1Txt
City	NEWPORT	CityNm
State Abbreviation	RI	StateAbbreviationCd
ZIP	02840	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	4012729100	RecipientPhoneNum
Form And Info And Materials	WRITTEN REQUEST STATING THE NATURE OF ORGANIZATION AND INTENDED USE OF FUNDS.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	NONE	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (38 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
BISHOP CONNOLLY HIGH SCHOOL
373 ELSBREE ST	FALL RIVER	MA	02720	TUITION ASSISTANCE	$30,000
BOY CLUBS & GIRLS CLUBS OF NEWPORT COUNTY INC
1 YORK STREET	NEWPORT	RI	02840	GENERAL & UNRESTRICTED	$35,000
BRISTOL COMMUNITY COLLEGE FOUNDATION INC
777 ELSEBREE ST NO D-118	FALL RIVER	MA	02720	SCHOLARSHIP FUND	$75,000
CYSTIC FIBROSIS FOUNDATION
57 EXECUTIVE PARK S STE 380	ATLANTA	GA	30329	GENERAL & UNRESTRICTED	$10,000
EASTER SEALS INC
213 ROBINSON ST	WAKEFIELD	RI	02879	EARLY INTERVENTION PROGRAM	$10,000
FACE SCHOLARSHIPS
450 HIGHLAND AVE	FALL RIVER	MA	02722	SCHOLARSHIP FUND	$35,000
FALL RIVER TENNIS & EDUCATION FOUNDATION INC
209 BEDFORD ST	FALL RIVER	MA	02720	SUMMER PROGRAM	$1,500
FALL RIVER YMCA
199 NORTH MAIN STREET	FALL RIVER	MA	02720	EDUCATIONAL ACHIEVMENT CENTER	$10,000
FAMILY SERVICE ASSOCIATION OF GREATER FALL RIVER INC
151 ROCK ST	FALL RIVER	MA	02720	KIDS ACADEMY SUPPLIES	$40,000
GIFTS TO GIVE
1 TITLEIST DR	ACUSHNET	MA	02743	GENERAL SUPPORT	$25,000
HOPE FUNDS FOR CANCER RESEARCH
174 BELLEVUE AVE STE 208	NEWPORT	RI	02840	PROGRAMMING	$55,000
INTERNATIONAL TENNIS HALL OF FAME INCORPORATED
194 BELLEVUE AVE	NEWPORT	RI	02840	TEAM FAME EDUCATIONAL PROGRAM	$10,000
JUNIOR ACHIEVEMENT OF SOUTHERN MASSACHUSETTS
128 UNION ST STE 304	NEW BEDFORD	MA	02740	SCHOLARSHIPS	$15,000
LITTLE FLOWER HOME INC
304 HOOPER ST	TIVERTON	RI	02878	SUPPLIES, FOOD & HOME REPAIR FOR HOMELESS PREGNANT WOMEN	$8,000
MY BROTHER'S KEEPER
PO BOX 70273	NORTH DARTMOUTH	MA	072470273	GENERAL SUPPORT	$30,000
NATIVITY PREPARATORY SCHOOL NEW BEDFORD INC
66 SPRING STREET	NEW BEDFORD	MA	02740	CAPITAL CAMPAIGN; EMERGENCY FUND	$92,200
NEWPORT HOSPITAL FOUNDATION INC
11 FRIENDSHIP ST	NEWPORT	RI	02840	EMERGENCY ROOM CAPITAL CAMPAIGN	$100,000
ORDER OF ST BENEDICT IN PORTSMOUTH RI - PORTSMOUTH ABBEY SCHOOL
285 CORYS LANE	PORTSMOUTH	RI	02871	SCIENCE BUILDING CAPITAL PROJECT	$50,000
OUR SISTERS SCHOOL INC
145 BROWNELL AVE	NEW BEDFORD	MA	02740	SCHOLARSHIP FUND	$30,000
POLICE ATHLETIC LEAGUE OF FALL RIVER INC
31 FRANKLIN ST	FALL RIVER	MA	02720	GENERAL & UNRESTRICTED	$5,000
RHODE ISLAND COMMUNITY FOOD BANK ASSOCIATION
200 NIANTIC AVE	PROVIDENCE	RI	02907	FOOD SHORTAGE PROGRAM	$15,000
SAINT PHILOMENA SCHOOL INC
324 CORYS LANE	PORTSMOUTH	RI	02871	SCHOLARSHIP FUND, TUITION ASSISTANCE & CAPITAL IMPROVEMENTS	$30,000
SALVE REGINA UNIVERSITY
100 OCHRE POINT AVE	NEWPORT	RI	02840	O'HARE COMMITMENT FUND; GENERAL SUPPORT	$200,000
SAN MIGUEL EDUCATION CENTER
525 BRANCH AVE	PROVIDENCE	RI	02904	SCHOLARSHIP FUND	$30,000
SEAMENS CHURCH INSTITUTE OF NEWPORT RI
18 MARKET SQ	NEWPORT	RI	02840	GENERAL & UNRESTRICTED	$10,000
STAR KIDS SCHOLARSHIP PROGRAM
PO BOX 6214	MIDDLETOWN	RI	02842	SCHOLARSHIPS	$22,500
TASHIRAT FOUNDATION
14525 SW MILLIKEN WAY 26465	BEAVERTON	OR	97005	TEACHERS SALARIES FUND	$25,000
THOMAS CHEW MEMORIAL BOYS & GIRLS CLUB FALL RIVER
803 BEDFORD ST	FALL RIVER	MA	02720	SUPPORT FOR RODGERS TEEN CENTER	$50,000
UNITED WAY OF GREATER FALL RIVER INC
30 BEDFORD ST	FALL RIVER	MA	02720	GENERAL & UNRESTRICTED	$75,000
VETERANS TRANSITION HOUSE
344 COUNTY STREET	NEW BEDFORD	MA	02740	GENERAL SUPPORT	$25,000
VISITING NURSE SERVICES OF NEWPORT AND BRISTOL COUNTIES
114 E MAIN RD	PORTSMOUTH	RI	02871	GENERAL & UNRESTRICTED	$15,000
YEAR UP INC
40 FOUNTAIN STREET	PROVIDENCE	RI	02903	YEAR UP PROVIDENCE TUITION ASSISTANCE	$35,000
YOUTH OPPORTUNITIES UNLIMITED INC
224 BROCK AVE	NEW BEDFORD	MA	02744	AFTER SCHOOL PROGRAM	$2,040
BISHOP STANG HIGH SCHOOL
500 SLOCUM ROAD	NORTH DARTMOUTH	MA	02747	GAME ON FIELD CAMPAIGN	$50,000
SQUASH BUSTERS
795 COLUMBUS AVE	BOSTON	MA	02120	PROGRAMMING	$35,000
SSTAR
386 STANLEY STREET	FALL RIVER	MA	02720	SSTAR SAVING LIVES	$40,000
TIVERTON LAND TRUST
PO BOX 167	TIVERTON	RI	02878	ACQUIRING LAND EASEMENTS	$30,000
WATUPPA ROWING CENTER
994 JEFFERSON EXTENSION ST	FALL RIVER	MA	02722	ROWING SHELLS	$26,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,382,240	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$791,252	ExclusionAmt

Other Investment Income OtherInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Business	525990	BusinessCd
Unrelated Business Taxbl Incm	$59,379	UnrelatedBusinessTaxblIncmAmt
Exclusion	14	ExclusionCd
Exclusion	$226,174	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,353,347	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$59,379	UnrelatedBusinessTaxblIncmAmt
Exclusion	$2,370,773	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,430,152	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ABP	CategoryTxt
Amt	$24,500	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

Field	Value	IRS element (for citing)
Bond	CORPORATE BONDS	BondNm
EOY Book Value	$4,583,795	EOYBookValueAmt
EOYFMV	$4,713,985	EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

Field	Value	IRS element (for citing)
Stock	CORPORATE STOCK	StockNm
EOY Book Value	$18,706,970	EOYBookValueAmt
EOYFMV	$24,614,163	EOYFMVAmt

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$445,542	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$456,426	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$0	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$0	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	OTHER INVESTMENTS	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$2,466,253	BookValueAmt
EOYFMV	$2,958,763	EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	BOOK/TAX DIFFERENCE	Desc
Amt	$5,133	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
OFFICE SUPPLIES	$748	$0	$748
OTHER EXPENSES	$1,078	$1,078	$0
EXPENSES FROM K1'S	$47,749	$47,749	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (11 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
BRIDGE SENIORS HOUSING - OTHER INCOME	$47,603	$47,603	$47,603
FUNDAMENTAL PARTNERS III - OTHER INCOME	$34,263	$34,263	$34,263
OAK STREET REAL ESTATE CAPITAL FUND- OTHER INCOME	$24,822	$24,822	$24,822
RIVERVIEW STRATEGIC OPP FUND -	$26,353	$26,353	$26,353
SALIENT MLP - OTHER INCOME	$86,292	$86,292	$86,292
RIVERVIEW STRATEGIC OPP FUND- OTHER UBTI INCOME	$12,658	$12,658	$12,658
RIVERVIEW SOF III- OTHER UBTI INCOME	$1,771	$1,771	$1,771
FUNDAMENTAL PARTNERS III - OTHER INCOME	$44,865	$44,865	$44,865
RIVERVIEW SOF III- OTHER INCOME	$3,261	$3,261	$3,261
MACQUARRIE INFRASTRUCTURE HOLDINGS, LLC - OTHER INCOME	$3,580	$3,580	$3,580
SALIENT MLP - OTHER UBTI INCOME	$85	$85	$85

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	NONDIVIDEND DISTRIBUTION	Desc
Amt	$16,282	Amt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

Field	Value	IRS element (for citing)
Desc	OUTSTANDING OPTIONS	Desc
BOY Book Value	$16,399	BOYBookValueAmt
EOY Book Value	$8,645	EOYBookValueAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MGMT FEES - MORGAN STANLEY	$87,268	$87,268	$0
INVESTMENT MGMT FEES - GOLDMAN SACHS	$54,926	$54,926	$0
INVESTMENT MGMT FEES - OPPENHEIMER	$38,476	$34,540	$0
INVESTMENT MGMT FEES - SEAPORT SECURITIES	$22,379	$14,004	$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	FOREIGN TAXES	CategoryTxt
Amt	$19,013	Amt
Net Investment Income	$19,013	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt