THELMA B AND THOMAS P HART FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THELMA B AND THOMAS P HART FOUNDATION (EIN 86-0881550)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202213199349102641
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T10:29:27-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 450250958 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Eide Bailly LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 Nicollet Mall Ste 1300 | AddressLine1Txt |
| City | Minneapolis | CityNm |
| State Abbreviation | MN | StateAbbreviationCd |
| ZIP | 554027033 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 860881550 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Thelma B & Thomas P Hart Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THEL | BusinessNameControlTxt |
| Phone | 7757882000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 2670 | AddressLine1Txt |
| City | Reno | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89505 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Mark Knobel | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 7757882000 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Mark | PersonFirstNm |
| Person Last | Knobel | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Deb Nelson CPA | PreparerPersonNm |
| PTIN | P01264758 | PTIN |
| Phone | 6122536500 | PhoneNum |
| Preparation | 2022-11-14 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $32,178,483 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $71,364 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $71,364 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $474,484 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $474,484 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,316,675 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,835,748 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,316,675 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,862,523 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,862,523 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $232,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $92,800 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $139,200 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $31,850 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $15,925 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $15,925 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $115,731 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $115,731 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $5,856 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,856 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $7,200 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $7,200 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $997 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $51 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $946 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $393,634 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $230,363 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $163,271 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,157,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,157,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,551,134 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $230,363 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,320,771 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $311,389 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,632,160 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,310,132 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,942,365 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,942,365 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $761,731 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $806,951 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $798,331 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $4,553,074 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,195,264 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,637,875 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $12,052,274 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,010,919 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $20,799,912 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $5,039 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $5,039 | LandBldgEquipAccumDeprecAmt |
| Total Assets BOY | $20,677,211 | TotalAssetsBOYAmt |
| Total Assets EOY | $23,955,499 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $32,178,483 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,677,211 | RetainedEarningBOYAmt |
| Retained Earning EOY | $23,955,499 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,677,211 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $23,955,499 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,677,211 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $23,955,499 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,677,211 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $311,389 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,966,899 | OtherIncreasesAmt |
| Subtotal | $23,955,499 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $23,955,499 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (48 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| Morgan 8004 - Blackstone Partners Offshore Fund CC2 | P | 2018-01-01 | 2022-08-28 | $674,272 | $379,500 | $294,772 | $294,772 |
| LC Asia (Offshore) Cl A - Distributions in Excess of Basis | P | 2018-01-01 | 2021-12-31 | $37,992 | $37,992 | $37,992 | |
| Peg Secondary Investors II - Distributions in Excess of Basis | P | 2018-01-01 | 2021-12-31 | $51,616 | $51,616 | $51,616 | |
| Peg Secondary Investors - Distributions in Excess of Basis | P | 2018-01-01 | 2021-12-31 | $12,355 | $12,355 | $12,355 | |
| Schwab 9742 - Alerian MLP ETF | 2021-07-15 | 2021-12-28 | $16,175 | $17,253 | -$1,078 | -$1,078 | |
| Schwab 9742 - Dropbox | 2021-06-09 | 2021-12-17 | $66,881 | $72,675 | -$5,794 | -$5,794 | |
| Schwab 9742 - Invesco Ltd | 2021-05-25 | 2021-07-07 | $75,137 | $75,182 | -$45 | -$45 | |
| Schwab 9742 - JPmorgan Ultra Short Income ETF | 2021-06-07 | 2021-06-28 | $101,497 | $101,517 | -$20 | -$20 | |
| Schwab 9742 - Kinder Morgan Inc | 2021-05-14 | 2021-07-15 | $62,732 | $64,003 | -$1,271 | -$1,271 | |
| Schwab 9742 - Public Storage | 2021-06-03 | 2021-06-09 | $147,416 | $143,460 | $3,956 | $3,956 | |
| Schwab 9742 - Willis Towers Watson | 2021-10-04 | 2021-12-31 | $46,856 | $48,066 | -$1,210 | -$1,210 | |
| Schwab 9742 - Conoco Phillips | 2013-04-05 | 2021-05-14 | $28,135 | $29,250 | -$1,115 | -$1,115 | |
| Schwab 9742 - DFA Global Equity | 2016-05-03 | 2021-06-03 | $94,980 | $51,715 | $43,265 | $43,265 | |
| Schwab 9742 - DFA US Small Cap Value | 2005-01-20 | 2021-02-05 | $70,344 | $49,517 | $20,827 | $20,827 | |
| Schwab 9742 - iShares Russell 2000 ETF | 2014-04-14 | 2021-02-01 | $52,749 | $27,862 | $24,887 | $24,887 | |
| Schwab 9742 - Matthews Pacific Tiger | 2010-02-05 | 2021-06-28 | $215,350 | $100,029 | $115,321 | $115,321 | |
| Schwab 9742 - SPDR Doubleline Total Return | 2020-03-05 | 2021-05-21 | $241,757 | $250,900 | -$9,143 | -$9,143 | |
| Schwab 9742 - SPDR S&P 500 ETF | 2008-09-29 | 2021-08-10 | $221,614 | $56,270 | $165,344 | $165,344 | |
| Schwab 9742 - Vanguard FTSE Emerging | 2016-04-21 | 2021-06-28 | $136,412 | $87,970 | $48,442 | $48,442 | |
| Schwab 9742 - Vanguard Real Estate | 2019-11-01 | 2021-05-21 | $48,855 | $47,324 | $1,531 | $1,531 | |
| Schwab 9742 - Vanguard S/T Investment | 2016-05-03 | 2021-05-21 | $126,681 | $123,619 | $3,062 | $3,062 | |
| Schwab 3424 - A T & T Inc | 2019-10-23 | 2021-05-27 | $5,934 | $7,561 | -$1,627 | -$1,627 | |
| Schwab 3424 - Amc Networks Inc Cl A | 2019-10-23 | 2021-01-28 | $9,543 | $8,376 | $1,167 | $1,167 | |
| Schwab 3424 - Bunge Limited | 2019-10-23 | 2021-04-14 | $67,342 | $44,081 | $23,261 | $23,261 | |
| Schwab 3424 - Chemed Corp | 2019-10-23 | 2021-03-01 | $22,456 | $20,408 | $2,048 | $2,048 | |
| Schwab 3424 - Deere & Co | 2019-10-23 | 2021-03-01 | $184,220 | $87,683 | $96,537 | $96,537 | |
| Schwab 3424 - Dril Quip | 2019-10-23 | 2021-05-27 | $13,608 | $19,612 | -$6,004 | -$6,004 | |
| Schwab 3424 - Ferro Corp | 2019-10-23 | 2021-12-10 | $86,278 | $44,980 | $41,298 | $41,298 | |
| Schwab 3424 - Gatx Corp | 2019-10-23 | 2021-03-01 | $19,428 | $15,862 | $3,566 | $3,566 | |
| Schwab 3424 - Graco Inc | 2019-10-23 | 2021-04-14 | $14,750 | $9,388 | $5,362 | $5,362 | |
| Schwab 3424 - Herc Hldgs Inc | 2019-10-23 | 2021-03-01 | $74,294 | $36,308 | $37,986 | $37,986 | |
| Schwab 3424 - Madison Square Garde A | 2019-10-23 | 2021-07-12 | $16 | $19 | -$3 | -$3 | |
| Schwab 3424 - Millicom International Cellular Ord | 2019-10-23 | 2021-05-27 | $18,000 | $19,760 | -$1,760 | -$1,760 | |
| Schwab 3424 - Navistar Intl Corp | 2019-10-23 | 2021-07-01 | $66,750 | $61,038 | $5,712 | $5,712 | |
| Schwab 3424 - Ntnl Beverage Co | 2019-10-23 | 2021-01-27 | $31,539 | $9,936 | $21,603 | $21,603 | |
| Schwab 3424 - Ryman Hospitality Pr Reit | 2019-10-23 | 2021-03-01 | $18,450 | $19,600 | -$1,150 | -$1,150 | |
| Schwab 3424 - Scripps E W Co A | 2019-10-23 | 2021-03-01 | $11,484 | $7,940 | $3,544 | $3,544 | |
| Schwab 3424 - Waste Management Inc | 2019-10-23 | 2021-03-01 | $33,501 | $34,197 | -$696 | -$696 | |
| Schwab 3424 - Xylem Inc. | 2019-10-23 | 2021-03-01 | $30,578 | $24,477 | $6,101 | $6,101 | |
| Schwab 6194 - Vanguard Real Estate ETF IV | 2020-07-31 | 2021-09-16 | $131,875 | $99,899 | $31,976 | $31,976 | |
| Schwab 1132 - Western Alliance Ban | 2020-06-18 | 2021-11-15 | $5,500 | $5,595 | -$95 | -$95 | |
| Schwab 1132 - Banc of California | 2020-05-18 | 2021-05-11 | $13,985 | $13,672 | $313 | $313 | |
| Schwab 1132 - Bank of America Corp | 2020-03-24 | 2021-04-14 | $80,816 | $69,471 | $11,345 | $11,345 | |
| Schwab 1132 - Citigroup Capital XI | 2020-03-24 | 2021-05-11 | $66,978 | $61,204 | $5,774 | $5,774 | |
| Schwab 1132 - Stag Industrial, Inc | 2020-03-24 | 2021-03-31 | $67,125 | $59,859 | $7,266 | $7,266 | |
| Schwab 1132 - Telephone and Data | 2020-06-18 | 2021-05-11 | $2,272 | $2,250 | $22 | $22 | |
| Schwab 1132 - Us Cellular Corp | 2020-03-26 | 2021-06-16 | $10,875 | $9,785 | $1,090 | $1,090 | |
| Capital Gains Dividends | P | $218,345 | $218,345 | $218,345 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,316,675 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $22,687 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $22,687 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $22,687 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $4,440 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $29,600 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $34,040 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $11,353 | OverpaymentAmt |
| Applied To ES Tax | $11,353 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NV | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | Mark W Knobel | IndividualWithBooksNm |
| Phone | 7757882000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 West Liberty Street 10th Floor | AddressLine1Txt |
| City | Reno | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Craig Karrasch | ||||||||
| P O Box 2670 | Reno | NV | 89505 | Trustee | 7.00 | $116,000 | $0 | $0 |
| Mark Knobel | ||||||||
| P O Box 2670 | Reno | NV | 89505 | Trustee | 8.00 | $116,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Gamco Investors Inc | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 191 Mason Street | AddressLine1Txt |
| City | Greenwich | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06830 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Management Fees | ServiceTypeTxt |
| Compensation | $66,726 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $28,938,159 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,425,823 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $31,363,982 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $31,363,982 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $470,460 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $30,893,522 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,544,676 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,544,676 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $22,687 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $22,687 | TotalTaxAmt |
| Distributable Before Adj | $1,521,989 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,521,989 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,521,989 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,320,771 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,320,771 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,521,989 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $902,455 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,320,771 | QualifyingDistributionsAmt |
| Applied To Year1 | $902,455 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $418,316 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,103,673 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | Mark W Knobel | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O Box 2670 | AddressLine1Txt |
| City | Reno | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89505 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7757882000 | RecipientPhoneNum |
| Form And Info And Materials | N/A | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None per se, but recommended submission by June of each year. | SubmissionDeadlinesTxt |
| Restrictions On Awards | Grants are generally (but not exclusively) made to organizations in Northern Nevada, Northern California, and Hawaii. Primary fields for which grants are made are education, children's programs, service animal programs, health and community-based programs. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (52 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Artown | |||||||
| 528 W First St | Reno | NV | 89503 | None | PC | Monday Night Family Series | $10,000 |
| Big Brothers Big Sisters of Northern Nevada | |||||||
| 1300 Foster Dr Suite 210 | Reno | NV | 89509 | None | PC | mentor program | $20,000 |
| Bishop Museum | |||||||
| 1525 Bernice St | Honolulu | HI | 968172704 | None | PC | educational outreach | $30,000 |
| Boys & Girls Club of Truckee Meadows | |||||||
| 2680 E Ninth St | Reno | NV | 89512 | None | PC | operational support | $25,000 |
| Boys & Girls Club of Truckee Meadows | |||||||
| 2680 E Ninth St | Reno | NV | 89512 | None | PC | capital improvements | $50,000 |
| Bristlecone Family Resources | |||||||
| 704 Mill St | Reno | NV | 89502 | None | PC | scholarship support | $15,000 |
| Canine Companions for Independence | |||||||
| 2965 Dutton Ave | Santa Rosa | CA | 95402 | None | PC | PTSD training expansion | $40,000 |
| Canine Companions for Independence | |||||||
| 2965 Dutton Ave | Santa Rosa | CA | 95402 | None | PC | operational support | $10,000 |
| Catholic Charities of Northern Nevada | |||||||
| PO Box 5099 | Reno | NV | 895135099 | None | PC | St. Vincents food pantry | $7,500 |
| Cleveland ClinicLou Ruvo Center for brain health | |||||||
| 888 W Bonneville Ave | Las Vegas | NV | 89106 | None | PC | program support | $25,000 |
| Domestic Violence Resource Center | |||||||
| 1735 Vassar St | Reno | NV | 89502 | None | PC | operational support | $20,000 |
| Eagle Valley Children's Home | |||||||
| 2300 Eagle Valley Ranch Rd | Carson City | NV | 89703 | None | PC | respite care | $15,000 |
| Food Bank of Northern Nevada | |||||||
| 550 Italy Drive | McCarran | NV | 89434 | None | PC | operational support | $50,000 |
| Girl Scouts of the Sierra Nevada | |||||||
| 605 Washington St | Reno | NV | 89503 | None | PC | neighborhoods outreach program | $10,000 |
| Greater Reno Community Ice Skating Association | |||||||
| 3700 Barron Way | Reno | NV | 89511 | None | PC | ice rink construction | $50,000 |
| Guide Dogs for the Blind | |||||||
| 350 Los Ranchitos Rd | San Rafael | CA | 94903 | None | PC | puppies with a purpose campaign | $100,000 |
| Kauai SPCA | |||||||
| PO Box 1018 | Kilauea | HI | 96754 | None | PC | veterinary assistance fund | $5,000 |
| Kids Chance of Nevada | |||||||
| PO Box 750532 | Las Vegas | NV | 89136 | None | PC | scholarships | $5,000 |
| Little Flower Catholic School | |||||||
| 1300 Casazza Dr | Reno | NV | 89502 | None | PC | Capital Campaign | $25,000 |
| Moms on the Run | |||||||
| 5995 South Virginia St | Reno | NV | 89502 | None | PC | operational support | $5,000 |
| National Automobile Museum | |||||||
| 10 South Lake St | Reno | NV | 89501 | None | PC | STEM program | $10,000 |
| National Disaster Search Dog Foundation | |||||||
| 6800 Wheeler Canyon Rd | Santa Paula | CA | 93060 | None | PC | operational support | $50,000 |
| Nevada Museum of Art | |||||||
| 160 W Liberty St | Reno | NV | 89501 | None | PC | Latimer exhibit | $25,000 |
| Nevada Museum of Art | |||||||
| 160 W Liberty St | Reno | NV | 89501 | None | PC | School Tours Program | $25,000 |
| Northern Nevada Children's Cancer Foundation | |||||||
| 3550 Barron Way 9A | Reno | NV | 89511 | None | PC | Family Assistance Fund | $7,500 |
| Northern Nevada HOPES | |||||||
| 580 W Fifth St | Reno | NV | 89503 | None | PC | operational support | $20,000 |
| Northern Nevada RAVE Family Foundation | |||||||
| PO Box 2072 | Sparks | NV | 89432 | None | PC | operational support | $5,000 |
| Operation Freedom Paws | |||||||
| 777 First Street PMB 515 | Gilroy | CA | 95020 | None | PC | operational support | $5,000 |
| PBS Reno | |||||||
| 1670 N Virginia St | Reno | NV | 89503 | None | PC | PBS Spotlight Awards | $2,500 |
| PBS Reno | |||||||
| 1670 N Virginia St | Reno | NV | 89503 | None | PC | RTL/Wild Nevada | $25,000 |
| Pioneer Center for the Performing Arts | |||||||
| 100 S Virginia St | Reno | NV | 89501 | None | PC | youth programs | $5,000 |
| Reno Bike Project | |||||||
| 216 E Grove St | Reno | NV | 89502 | None | PC | operational support | $2,500 |
| Reno Chamber Orchestra | |||||||
| 925 Riverside Drive Suite 5 | Reno | NV | 89503 | None | PC | program support | $5,000 |
| Reno Philharmonic Association | |||||||
| 925 Riverside Drive Suite 3 | Reno | NV | 89503 | None | PC | program support | $5,000 |
| Renown Health Foundation | |||||||
| 245 E Liberty 400 | Reno | NV | 89501 | None | PC | Fianna's Healing Garden | $20,000 |
| Renown Health Foundation | |||||||
| 245 E Liberty 400 | Reno | NV | 89501 | None | PC | Music & Miracles | $5,000 |
| Safe Talk for Teens | |||||||
| 6490 S McCarran Blvd Bldg D36 | Reno | NV | 89509 | None | PC | operational support | $10,000 |
| Sierra Nevada Journeys | |||||||
| 190 E Liberty Street | Reno | NV | 89501 | None | PC | Capital Campaign | $30,000 |
| Terry Lee Wells Nevada Discovery Museum | |||||||
| 490 S Center St | Reno | NV | 89501 | None | PC | educational support | $20,000 |
| The Children's Cabinet | |||||||
| 1090 S Roack Blvd | Reno | NV | 89502 | None | PC | Art of the Chilchood | $5,000 |
| Truckee Trails Foundation | |||||||
| PO Box 1751 | Reno | NV | 96160 | None | PC | operational support | $5,000 |
| University of the Pacific McGeorge School of Law | |||||||
| 3200 Fifth Avenue | Sacramento | CA | 95817 | None | PC | Kennedy Chair/Bar Incentive Program | $40,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | Alpha Fund | $10,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | M/W Athletics | $50,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | Starting 5 Fund | $20,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | Governors Dinner | $10,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | Lombardi Recreation Fund | $50,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | E.L. Wiegand Fitness Center | $100,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | Alpha Fund | $20,000 |
| UNR Foundation | |||||||
| University of Nevada/0007 | Reno | NV | 89557 | None | PC | UNR Sports Medicine | $25,000 |
| Washoe Legal Services | |||||||
| 299 S Arlington Ave | Reno | NV | 89501 | None | PC | Doors to Equal Justice Capital Cmpgn | $25,000 |
| Youth in Pursuit | |||||||
| 9393 Gateway Drive | Reno | NV | 89521 | None | PC | Kickoff Dinner | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,157,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $71,364 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $474,484 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,316,675 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,862,523 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,862,523 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting | CategoryTxt |
| Amt | $31,850 | Amt |
| Net Investment Income | $15,925 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15,925 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (132 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Schwab 9742 - Dropbox Inc A | $66,271 | $61,350 |
| Schwab 9742 - Invesco Ltd | $80,205 | $93,483 |
| Schwab 9742 - JPMorgan Chase & Co | $38,423 | $162,149 |
| Schwab 9742 - Willis Towers Watson | $117,299 | $118,745 |
| Schwab 3424 - A T & T Inc | $22,683 | $14,760 |
| Schwab 3424 - Amc Networks Inc Cl A | $33,506 | $24,108 |
| Schwab 3424 - American Express Co | $173,400 | $245,400 |
| Schwab 3424 - Ampco Pittsburgh 25 Wtfwarrants Exp 08/01/25 | $0 | $7,078 |
| Schwab 3424 - Ampco Pittsburgh Co | $39,977 | $56,780 |
| Schwab 3424 - Armstrong Flooring | $5,012 | $2,970 |
| Schwab 3424 - Astec Industries Inc | $38,316 | $83,124 |
| Schwab 3424 - Axalta Coating Syste | $34,428 | $39,744 |
| Schwab 3424 - Azz Inc | $16,409 | $27,645 |
| Schwab 3424 - Bausch Health Cos in | $16,796 | $27,610 |
| Schwab 3424 - Boeing Co | $170,083 | $100,660 |
| Schwab 3424 - Brown Forman Corp A | $73,608 | $81,348 |
| Schwab 3424 - Bunge Limited | $21,861 | $37,344 |
| Schwab 3424 - C T S Corp | $33,630 | $36,720 |
| Schwab 3424 - Campbell Soup Co | $95,420 | $86,920 |
| Schwab 3424 - Cavco Industries Inc | $138,912 | $222,355 |
| Schwab 3424 - Chart Industries Inc | $23,576 | $63,796 |
| Schwab 3424 - Chemed Corp | $40,816 | $52,904 |
| Schwab 3424 - Circor Interntnl | $56,690 | $40,770 |
| Schwab 3424 - Cnh Industrial Nv | $60,335 | $106,865 |
| Schwab 3424 - Crane Co | $98,928 | $122,076 |
| Schwab 3424 - Danone Adr | $98,100 | $74,340 |
| Schwab 3424 - Deere & Co | $122,756 | $240,023 |
| Schwab 3424 - Dentsply Sirona Inc | $43,400 | $44,632 |
| Schwab 3424 - Diebold Nixdorf Inc | $49,511 | $49,775 |
| Schwab 3424 - Discovery Inc A | $28,230 | $23,540 |
| Schwab 3424 - Discovery Inc C | $29,076 | $22,900 |
| Schwab 3424 - Dish Network Corp A | $28,026 | $25,952 |
| Schwab 3424 - Dril Quip | $287,274 | $196,800 |
| Schwab 3424 - Edgewell Personal Ca | $123,865 | $159,985 |
| Schwab 3424 - Energizer Holdings I | $33,929 | $32,080 |
| Schwab 3424 - Enpro Industries Inc | $34,960 | $55,035 |
| Schwab 3424 - Evergy Inc | $38,088 | $41,166 |
| Schwab 3424 - Eversource Energy | $42,833 | $45,490 |
| Schwab 3424 - Flowserve Corp | $87,300 | $55,080 |
| Schwab 3424 - Fomento Economico Me Adr | $82,980 | $69,939 |
| Schwab 3424 - Fox Corp B | $32,830 | $34,270 |
| Schwab 3424 - G C P Applied Techno | $102,598 | $151,968 |
| Schwab 3424 - Gatx Corp | $103,103 | $135,447 |
| Schwab 3424 - General Mills Inc | $61,394 | $80,856 |
| Schwab 3424 - Graco Inc | $56,328 | $96,744 |
| Schwab 3424 - Griffon Corp | $41,540 | $56,960 |
| Schwab 3424 - Grupo Televisa Sa De Cvfglobal Dep Rcpt Rep Ord Partn Ctf 1 De | $35,740 | $37,480 |
| Schwab 3424 - Herc Hldgs Inc | $63,539 | $219,170 |
| Schwab 3424 - Honeywell Intl Inc | $84,700 | $104,255 |
| Schwab 3424 - Interpublic Grp Cos | $42,920 | $74,900 |
| Schwab 3424 - Intl Flavors& Fragra | $60,035 | $75,325 |
| Schwab 3424 - Itt Inc | $45,405 | $76,643 |
| Schwab 3424 - J M Smucker Co | $108,394 | $135,820 |
| Schwab 3424 - Janus Henderson Grou | $33,245 | $41,940 |
| Schwab 3424 - Kaman Corp | $58,410 | $43,150 |
| Schwab 3424 - Liberty Broadband Co A | $5,498 | $8,045 |
| Schwab 3424 - Liberty Broadband Co C | $14,430 | $21,104 |
| Schwab 3424 - Liberty Global Inc A | $14,556 | $16,644 |
| Schwab 3424 - Liberty Global Inc C | $41,760 | $50,562 |
| Schwab 3424 - Liberty Latin Amer | $6,767 | $4,993 |
| Schwab 3424 - Liberty Latin Amer A | $1,967 | $1,213 |
| Schwab 3424 - Liberty Media Corp Series A Liberty Media | $1,983 | $2,967 |
| Schwab 3424 - Liberty Media Corp Series A Liberty Braves | $33,468 | $34,500 |
| Schwab 3424 - Liberty Media Corp Series C Liberty Media | $4,171 | $6,324 |
| Schwab 3424 - Liberty Media Corp Series C Liberty Braves | $41,625 | $42,150 |
| Schwab 3424 - Madison Square Garde A | $77,757 | $68,263 |
| Schwab 3424 - Marine Products Corp | $21,932 | $20,738 |
| Schwab 3424 - Millicom Intl Cell | $73,039 | $45,520 |
| Schwab 3424 - Modine Manufacturing | $32,077 | $25,225 |
| Schwab 3424 - Mondelez Intl A | $52,610 | $66,310 |
| Schwab 3424 - Mueller Inds Inc | $90,007 | $159,392 |
| Schwab 3424 - Myers Industries Inc | $32,870 | $40,020 |
| Schwab 3424 - Nobility Homes Inc | $26,250 | $33,000 |
| Schwab 3424 - Northern Trust Corp | $99,170 | $119,610 |
| Schwab 3424 - Ntnl Beverage Co | $23,100 | $22,665 |
| Schwab 3424 - Ntnl Fuel Gas Co | $45,810 | $63,940 |
| Schwab 3424 - O Reilly Automotive | $60,066 | $105,935 |
| Schwab 3424 - Orthofix Medical Inc | $26,715 | $15,545 |
| Schwab 3424 - ViacomCBS Inc | $64,942 | $53,259 |
| Schwab 3424 - Park Ohio Holdings | $18,475 | $10,585 |
| Schwab 3424 - Patterson Companies | $68,547 | $117,400 |
| Schwab 3424 - R P C Inc | $17,644 | $17,025 |
| Schwab 3424 - Resideo Technologies | $759 | $2,160 |
| Schwab 3424 - Rogers Commun Inc B | $47,310 | $47,630 |
| Schwab 3424 - Scripps E W Co A | $20,895 | $29,025 |
| Schwab 3424 - Sensient Technologie | $24,676 | $40,024 |
| Schwab 3424 - Sinclair Broadcst Gp A | $105,213 | $66,075 |
| Schwab 3424 - State Street Corp | $33,090 | $46,500 |
| Schwab 3424 - Sterling Bancorp | $25,436 | $32,547 |
| Schwab 3424 - Strattec Security Co | $19,734 | $14,808 |
| Schwab 3424 - Swedish Match Ab | $44,953 | $64,000 |
| Schwab 3424 - Texas Instruments | $60,150 | $94,235 |
| Schwab 3424 - Textron Inc | $46,817 | $77,200 |
| Schwab 3424 - the Coca-Cola Co | $147,002 | $159,867 |
| Schwab 3424 - Tredegar Corp | $19,715 | $11,820 |
| Schwab 3424 - Trinity Industries | $27,908 | $45,300 |
| Schwab 3424 - Us Cellul | $37,120 | $31,520 |
| Schwab 3424 - Valvoline Inc | $43,560 | $74,580 |
| Schwab 3424 - Viatris Inc | $60,860 | $54,120 |
| Schwab 3424 - Waste Management Inc | $148,187 | $216,970 |
| Schwab 3424 - Xylem Inc. | $97,908 | $143,904 |
| Schwab 3424 - Zimmer Biomet Hldgs | $67,880 | $63,520 |
| Schwab 1132 - 7.5% Pfd Callable | $87,489 | $95,665 |
| Schwab 1132 - Affiliated Managers Equity Linked Note 03/30/2059 | $6,971 | $6,748 |
| Schwab 1132 - Algonquin Power & Ut Var 10/17/2078 Pfd Callable | $61,708 | $77,273 |
| Schwab 1132 - Apollo Global Manage 6.375% Pfd Callable | $71,071 | $92,806 |
| Schwab 1132 - Athene Holding Ltd. Var Pfd Callable | $40,907 | $41,771 |
| Schwab 1132 - Bank of America Corp 5% Pfd Callable | $13,104 | $13,157 |
| Schwab 1132 - Brighthouse Finl in 6.6% Pfd Callable | $10,697 | $12,056 |
| Schwab 1132 - Brunswick Corp 6.375% 04/15/2049 Pfd Callable | $27,540 | $27,333 |
| Schwab 1132 - Brunswick Corp 6.625% 01/15/2049 Pfd Callable | $13,599 | $14,659 |
| Schwab 1132 - Capital One Finl Cor 5% Pfd Callable | $40,935 | $41,596 |
| Schwab 1132 - Chs Inc. 7.5% Pfd Callable | $211,330 | $229,236 |
| Schwab 1132 - Citigroup Inc. 6.875% Pfd Callable | $62,077 | $75,595 |
| Schwab 1132 - Cms Energy Corp Equity Linked Note 03/01/2079 | $6,960 | $6,860 |
| Schwab 1132 - Cowen Inc. 7.75% 06/15/2033 Pfd Callable | $184,876 | $182,595 |
| Schwab 1132 - Enbridge Inc. Equity Linked Note 04/15/2078 | $31,211 | $31,274 |
| Schwab 1132 - Enstar Group Limited 7% Pfd Callable | $65,811 | $86,059 |
| Schwab 1132 - Equitable Hldgs Inc 5.25% Pfd Callable | $35,971 | $36,305 |
| Schwab 1132 - First Horizon Corp V Var Pfd Callable | $15,839 | $18,979 |
| Schwab 1132 - First Republic Bank 4.7% Pfd Callable | $40,685 | $41,948 |
| Schwab 1132 - Global Indty Group L 7.875% 04/15/2047 Pfd Callable Fully Call | $66,083 | $88,496 |
| Schwab 1132 - Hancock Whitney Corp 6.25% 06/15/2060 Pfd Callable | $27,474 | $29,125 |
| Schwab 1132 - Nisource Inc. 6.5% Pfd Callable | $32,731 | $31,984 |
| Schwab 1132 - Ntnl Rural Utilities Equity Linked Note 05/15/2064 | $27,337 | $27,972 |
| Schwab 1132 - Plymouth Industrial Step 12/31/2099 Pfd Callable | $24,318 | $26,765 |
| Schwab 1132 - Qwest Corp 6.75% 06/15/2057 Pfd Callable | $238,979 | $256,087 |
| Schwab 1132 - Regions Finl Corp Var Pfd Callable | $5,630 | $6,216 |
| Schwab 1132 - Reinsurance Group of Var 09/15/2042 Pfd Callable | $2,269 | $2,328 |
| Schwab 1132 - the Southern Co 4.95% 01/30/2080 Pfd Callable | $32,257 | $32,939 |
| Schwab 1132 - Wells Fargo & Co 7.5% Pfd Convertible | $70,333 | $90,922 |
| Schwab 1132 - Wintrust Finl Corp Var Pfd Callable | $5,570 | $6,018 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $806,951 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $798,331 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (35 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Morgan 8004 - Blackstone Partners Offshore Fund CC2 | AT COST | $1,270,498 | $2,286,838 |
| Morgan 8009 - LC Asia Private Investors (Offshore) Class A) | AT COST | $0 | $140,058 |
| Morgan 8009 - Peg Secondary Private Equity Investors II | AT COST | $0 | $288,926 |
| Morgan 8009 - Peg Secondary Private Equity Intestors | AT COST | $0 | $78,322 |
| Morgan 8009 - Ishares MSCI ACWI ETF | AT COST | $247,750 | $253,872 |
| Gabelli Associates Limited Class A | AT COST | $253,287 | $388,624 |
| Schwab 9742 - Alarian MLP ETF | AT COST | $120,435 | $117,581 |
| Schwab 9742 - Artisan Intl Value Fund | AT COST | $364,887 | $694,204 |
| Schwab 9742 - DFA Global Equity | AT COST | $311,831 | $586,093 |
| Schwab 9742 - Schwab US Aggregate Bond | AT COST | $500,042 | $506,121 |
| Schwab 9742 - Schwab US Dividend Equity ETF | AT COST | $229,227 | $248,082 |
| Schwab 9742 - SPDR S&P 500 ETF | AT COST | $3,762,647 | $7,738,917 |
| Schwab 9742 - Public Storage Reit | AT COST | $146,480 | $190,811 |
| Schwab 9742 - Vanguard Real Estate | AT COST | $457,638 | $564,102 |
| Schwab 9742 - Vanguard Total Bond | AT COST | $500,171 | $507,822 |
| Schwab 9742 - Primecap Odyssey Stock Fund | AT COST | $187,960 | $315,336 |
| Schwab 4753 - Pimco Fixed Income Shares Ser C | AT COST | $358,523 | $369,093 |
| Schwab 4753 - Pimco Fixed Income Shares Ser M | AT COST | $370,823 | $364,862 |
| Schwab 6194 - Brookfield Infrastructure | AT COST | $174,381 | $217,408 |
| Schwab 6194 - DFS US Small Cap | AT COST | $438,585 | $457,887 |
| Schwab 6194 - Dodge & Cox International Stock I | AT COST | $260,662 | $255,794 |
| Schwab 6194 - Invesco QQQ Trust | AT COST | $418,979 | $541,872 |
| Schwab 6194 - Invesco S&P 500 Quality | AT COST | $499,285 | $625,164 |
| Schwab 6194 - Ishares Exponential | AT COST | $249,982 | $251,727 |
| Schwab 6194 - Ishares Russell | AT COST | $503,209 | $513,177 |
| Schwab 6194 - Vanuard FTSE Emerging Markets | AT COST | $488,291 | $454,290 |
| Schwab 6194 - Vanguard Small Cap | AT COST | $275,310 | $317,318 |
| Schwab 6194 - Matthews Asia Total Return | AT COST | $200,025 | $183,808 |
| Schwab 6194 - Semper Short Duration Inst | AT COST | $225,075 | $227,699 |
| Schwab 6194 - Semper Total Return Inst | AT COST | $100,025 | $102,567 |
| Schwab 6194 - Lazard Global Listed Infrastructure | AT COST | $100,050 | $116,823 |
| Schwab 6194 - Matthews China Dividend | AT COST | $150,025 | $132,635 |
| Schwab 6194 - Matthews Emerging Markets Small Cap | AT COST | $175,050 | $209,444 |
| Schwab 6194 - Matthew Pacific Tiger | AT COST | $593,421 | $469,871 |
| Schwab 3424 - Ryman Hospitality Pr Reit | AT COST | $76,365 | $82,764 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Service Fees | $102 | $51 | $51 |
| Filing Fees | $325 | $0 | $325 |
| Office Expense | $570 | $0 | $570 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Restatement of Cost Basis | Desc |
| Amt | $2,966,899 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management | CategoryTxt |
| Amt | $115,731 | Amt |
| Net Investment Income | $115,731 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign Tax | CategoryTxt |
| Amt | $5,856 | Amt |
| Net Investment Income | $5,856 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |