ROBERT AND ARDIS JAMES FOUNDATION INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT AND ARDIS JAMES FOUNDATION INC (EIN 46-3298762)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202213209349100706
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T23:06:27-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3333 New Hyde Park Rd Ste 406 | AddressLine1Txt |
| City | New Hyde Park | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 463298762 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Robert and Ardis James Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | robert james | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | robert | PersonFirstNm |
| Person Last | james | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $246,275,412 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $242,354 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $5,526 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,526 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $807,579 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $807,579 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $17,896,692 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $21,127,982 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $17,804,319 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,001,718 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $322,937 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $19,953,869 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $18,940,361 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $1,632 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,632 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $605,489 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $373,889 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $231,600 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $17,165 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $17,165 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $148,711 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,133 | TaxesNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $5,866 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $258 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $5,608 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $11,088 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $11,088 | PrintingAndPubNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $3,340,681 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $2,958,611 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $192,620 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,130,632 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,362,144 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $431,460 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $19,071,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $19,071,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $23,201,632 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,362,144 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $19,502,460 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,247,763 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $15,578,217 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,415,354 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,795,295 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,795,295 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,915 | AcctRcvblAmt |
| Acct Rcvbl BOY | $28,392 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $3,915 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,915 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $40,088,449 | CorporateStockBOYAmt |
| Corporate Stock EOY | $36,417,597 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $45,260,406 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $134,046,778 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $138,115,160 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $195,215,796 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $183,578,973 | TotalAssetsBOYAmt |
| Total Assets EOY | $180,331,967 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $246,275,412 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $183,578,973 | RetainedEarningBOYAmt |
| Retained Earning EOY | $180,331,967 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $183,578,973 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $180,331,967 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $183,578,973 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $180,331,967 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $183,578,973 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,247,763 | ExcessRevenueOverExpensesAmt |
| Other Increases | $757 | OtherIncreasesAmt |
| Subtotal | $180,331,967 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $180,331,967 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $19,080,120 | $15,950,317 | $3,129,803 | ||||
| Passthrough K1 Capital Gain/(Loss) | $14,603,766 | ||||||
| APOLLO INFRA EQUITY FEEDER FUND (TEUP) LP | $1,738 | $299 | $1,439 | P | 2018-12-12 | 2021-05-26 | |
| BERENS GLOBAL VALUE FUND LTD | $1,038,426 | $1,000,000 | $38,426 | P | 2019-07-29 | 2021-02-05 | |
| DYSON CAPITAL SERIES FUND LLC | $3,915 | $3,989 | -$74 | P | 2020-11-12 | 2021-12-31 | -$74 |
| HOUND PARTNERS CONCENTRATED FUND, LP | $12,526 | $12,526 | P | 2015-06-25 | 2021-05-20 | ||
| HOUND PARTNERS LP | $18,973 | $18,974 | -$1 | P | 2015-04-28 | 2021-04-05 | -$1 |
| RAGING CAPITAL OFFSHORE FUND LTD | $213,081 | $218,537 | -$5,456 | P | 2017-06-01 | 2021-01-01 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $128,568 | $101,235 | $27,333 | P | 2017-06-01 | 2021-04-19 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $107,363 | $76,939 | $30,424 | P | 2017-06-01 | 2021-07-19 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $47,913 | $25,562 | $22,351 | P | 2017-06-01 | 2021-10-20 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $141,770 | $77,099 | $64,671 | P | 2017-06-01 | 2021-11-11 | |
| RAGING CAPITAL OFFSHORE FUND LTD | $82,727 | $54,839 | $27,888 | P | 2017-06-01 | 2021-12-31 | |
| SEAVEST PROPERTIES III, LLC | $1,112 | $0 | $1,112 | D | 2017-10-01 | 2021-12-31 | $1,112 |
| SPECIAL VALUE OPPORTUNITIES FUND, LLC | $150 | $387,113 | -$386,963 | P | 2021-12-29 | ||
| STRATEGIC PARTNERS OFFSHORE FUND VI LP CG DISTRIB | $166,222 | $166,222 | $166,222 | ||||
| WEXFORD OFFSHORE SPECTRUM FUND CG DIST | $82,854 | $82,854 | $82,854 | ||||
| KAYNE SENIOR CREDIT FUND (QP), LP | $524 | $524 | $524 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $17,804,319 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $216,537 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $216,537 | SubtotalAmt |
| Tax Based On Investment Income | $216,537 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $170,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $94,200 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $264,200 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $47,663 | OverpaymentAmt |
| Applied To ES Tax | $47,663 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Ralph James | ||||||||
| 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| Robert James | ||||||||
| 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Pres | 10.0 | $0 | $0 | $0 |
| Catherine James Paglia | ||||||||
| 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, Treas | 10.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Dyson Capital Advisors LLC | |||||
| 201 North Union St Suite 300 | Alexandria | VA | 22314 | Investment Mgmt | $305,041 |
| Enterprise Asset Management Inc | |||||
| 521 Fifth Avenue Suite 1804 | New York | NY | 10175 | ADMIN & INVESTMENT | $292,500 |
| Foundation Source | |||||
| 55 Walls Drive 3rd Fl | Fairfield | CT | 06824 | Administrative | $188,323 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $51,040,980 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $8,020,823 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $191,396,057 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $250,457,860 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $250,457,860 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,756,868 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $246,700,992 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $12,335,050 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $12,335,050 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $216,537 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $218,982 | IncomeTaxAmt |
| Total Tax | $435,519 | TotalTaxAmt |
| Distributable Before Adj | $11,899,531 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $757 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $11,900,288 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $11,900,288 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $19,502,460 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $19,502,460 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,900,288 | DistributableAsAdjustedAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Excess Distribution Cyov Yr4 | $933,920 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,411,863 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $6,371,702 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $10,124,970 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $18,842,455 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $19,502,460 | QualifyingDistributionsAmt |
| Applied To Current Year | $11,900,288 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $7,602,172 | RemainingDistriFromCorpusAmt |
| Total Corpus | $26,444,627 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $26,444,627 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $933,920 | ExcessFromYear4Amt |
| Excess From Year3 | $1,411,863 | ExcessFromYear3Amt |
| Excess From Year2 | $6,371,702 | ExcessFromYear2Amt |
| Excess From Year1 | $10,124,970 | ExcessFromYear1Amt |
| Excess From Current Year | $7,602,172 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Robert James | ContributingManagerNm |
| Shareholder Manager | CATHERINE JAMES PAGLIA | ShareholderManagerNm |
| Shareholder Manager | RALPH JAMES | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (78 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALZHEIMER'S ASSOCIATION - CONNECTICUT CHAPTER | |||||||
| 200 EXECUTIVE BLVD STE 4B | SOUTHINGTON | CT | 06489 | N/A | PC | General & Unrestricted | $1,000 |
| AMERICAN ENTERPRISE INSTITUTE FOR PUBLIC POLICY RE | |||||||
| 1789 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $5,000 |
| AMERICAN QUILT STUDY GROUP | |||||||
| 1610 L ST | LINCOLN | NE | 68508 | N/A | PC | sponsor a research paper for the 2021 AQSG Seminar | $2,000 |
| BOSTON FOUNDATION INC | |||||||
| 75 ARLINGTON ST | BOSTON | MA | 02116 | N/A | PC | second installment to support King Boston FOR the initiative to establish the King Center for Social Justice. | $50,000 |
| BUILDING ONE COMMUNITY CORP | |||||||
| 75 SELLECK ST | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $10,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | General & Unrestricted | $5,000,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | To fund the Paglia Post-Bac Research Fellowship | $325,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | Parents Fund | $20,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | To support the Paglia Post-Bac Research Fellowship | $350,000 |
| CARLETON COLLEGE | |||||||
| 1 N COLLEGE ST | NORTHFIELD | MN | 55057 | N/A | PC | This gift is to support financial aid endowment. | $100,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | General & Unrestricted | $100,000 |
| CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE | |||||||
| 1779 MASSACHUSETTS AV NW | WASHINGTON | DC | 20036 | N/A | PC | Second installment CAPITAL PLEDGE | $2,000,000 |
| CATO INSTITUTE | |||||||
| 1000 MASSACHUSETTS AVE NW | WASHINGTON | DC | 20001 | N/A | PC | General & Unrestricted | $40,000 |
| CHAPPAQUA SCHOOL FOUNDATION INC | |||||||
| PO BOX 202 | CHAPPAQUA | NY | 10514 | N/A | PC | FOR CONSTRUCTION OF THE CLIMATE CONTROLLED MULTIZONE GREENHOUSE | $500,000 |
| CHILDRENS VILLAGE INC | |||||||
| 1 ECHO HILLS | DOBBS FERRY | NY | 10522 | N/A | PC | General & Unrestricted | $50,000 |
| COOKE SCHOOL AND INSTITUTE | |||||||
| 1713 MADISON AVE | NEW YORK | NY | 10029 | N/A | PC | General & Unrestricted | $25,000 |
| DOANE UNIVERSITY | |||||||
| 1014 BOSWELL AVE | CRETE | NE | 68333 | N/A | PC | General & Unrestricted | $160,000 |
| EL PORVENIR | |||||||
| 80 GARDEN CENTER STE 135 | BROOMFIELD | CO | 80020 | N/A | PC | General & Unrestricted | $10,000 |
| FRAXA RESEARCH FOUNDATION INC | |||||||
| 10 PRINCE PL STE 203 | NEWBURYPORT | MA | 01950 | N/A | PC | General & Unrestricted | $10,000 |
| FRIENDS OF INTERNATIONAL QUILT STUDY CENTER & MUSE | |||||||
| PO BOX 21936 | LINCOLN | NE | 68542 | N/A | PC | General & Unrestricted | $10,000 |
| FRIENDS OF NGONG ROAD | |||||||
| PO BOX 581308 | MINNEAPOLIS | MN | 55458 | N/A | PC | fourth and final installment TO SUSTAINING PLEDGE PROGRAM | $50,000 |
| FRIENDS OF NGONG ROAD | |||||||
| PO BOX 581308 | MINNEAPOLIS | MN | 55458 | N/A | PC | General & Unrestricted | $20,000 |
| GLOBAL LYME ALLIANCE INC | |||||||
| 1290 E MAIN ST 3RD FL | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $25,000 |
| GREENWICH HOSPITAL | |||||||
| 5 PERRYRIDGE RD | GREENWICH | CT | 06830 | N/A | PC | This grant is given to support the Neonatal Intens | $25,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | JAMES FAMILY FELLOWSHIP FUND | $25,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | Catherine James Paglia (MBA 1976) Search Fund Fellowship | $250,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | third installment of PLEDGE | $2,000,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| PO BOX 412275 | BOSTON | MA | 02241 | N/A | PC | General & Unrestricted | $125,000 |
| HARVARD UNIVERSITY - RADCLIFFE INSTITUTE FOR ADVAN | |||||||
| 10 GARDEN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $35,000 |
| HARVARD UNIVERSITY GRADUATE SCHOOL OF ARTS & SCIEN | |||||||
| 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | N/A | PC | General & Unrestricted | $25,000 |
| HELEN KELLER INTERNATIONAL | |||||||
| ONE DAG HAMMARSKJOLD PLZ FL 2 | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $60,000 |
| MANHATTAN INSTITUTE FOR POLICY RESEARCH INC | |||||||
| 52 VANDERBILT AVE | NEW YORK | NY | 10017 | N/A | PC | General & Unrestricted | $150,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | General & Unrestricted | $10,000 |
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | |||||||
| 600 MEMORIAL DR W98-200 | CAMBRIDGE | MA | 02139 | N/A | PC | For the Student Center Capital Renovations Fund | $250,000 |
| MICHIGAN STATE UNIVERSITY | |||||||
| 409 W CIR DR | EAST LANSING | MI | 48824 | N/A | GOV | Second installment of a A PLEDGE TO SUPPORT THE QUILT INDEX | $25,000 |
| NAVY SUPPLY CORPS FOUNDATION INCORPORATED | |||||||
| 2061 EXPERIMENT STA RD STE 301 | WATKINSVILLE | GA | 30677 | N/A | PC | General & Unrestricted | $15,000 |
| NEW COVENANT CENTER | |||||||
| 174 RICHMOND HILL AVE | STAMFORD | CT | 06902 | N/A | PC | New Covenant Center | $15,000 |
| NEW COVENANT CENTER | |||||||
| 174 RICHMOND HILL AVE | STAMFORD | CT | 06902 | N/A | PC | Charitable Event | $10,000 |
| NORTHEAST ARC INC | |||||||
| 1 SOUTHSIDE RD | DANVERS | MA | 01923 | N/A | PC | second installment in a pledgE PAYABLE 2020-2024 | $50,000 |
| NORWALK COMMUNITY COLLEGE FOUNDATION | |||||||
| 188 RICHARDS AVE STE E 311 | NORWALK | CT | 06854 | N/A | PC | General & Unrestricted | $85,000 |
| ORD TOWNSHIP LIBRARY FOUNDATION INC | |||||||
| 1718 M ST | ORD | NE | 68862 | N/A | PC | General & Unrestricted | $5,000 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 THIRD AVE 15TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | For Sikkuy | $10,000 |
| P E F ISRAEL ENDOWMENT FUNDS INC | |||||||
| 630 THIRD AVE 15TH FLOOR | NEW YORK | NY | 10017 | N/A | PC | For Sikkuy. | $200,000 |
| PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H | |||||||
| 1575 CAMBRIDGE ST | CAMBRIDGE | MA | 02138 | N/A | PC | To Support 50th Anniversary Celebration | $50,000 |
| PARTNERS HEALTHCARE SYSTEM INC - SPAULDING REHAB H | |||||||
| 1575 CAMBRIDGE ST | CAMBRIDGE | MA | 02138 | N/A | PC | To support Nurse Professional Development | $100,000 |
| PLATTE INSTITUTE FOR ECONOMIC RESEARCH INC | |||||||
| 6910 PACIFIC ST STE 216 | OMAHA | NE | 68106 | N/A | PC | General & Unrestricted | $65,000 |
| PLUMMER YOUTH PROMISE INC | |||||||
| 37 WINTER ISLAND RD | SALEM | MA | 01970 | N/A | PC | General & Unrestricted | $75,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | FOURTH INSTALLMENT OF A PLEDGE TO ANDOVER HALL RENEWAL FUND | $2,000,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | For Harvard Divinity School Annual Fund and Religion and Public Life Initiative | $50,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | Harvard Divinity School in support of Religion and Public Life | $125,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | For Harvard Divinity SchooL | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | To benefit Harvard Divinity School | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | first installment of pledge to support the Online Master's Degree Support Fund | $2,000,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | General & Unrestricted | $25,000 |
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE - HARVARD | |||||||
| PO BOX 419209 | BOSTON | MA | 02241 | N/A | PC | To Support HGSE Dean's Priority Fund and Centennial Scholars Fund | $200,000 |
| PROJECT MUSIC | |||||||
| 1127 HIGH RIDGE ROAD STE 167 | STAMFORD | CT | 06905 | N/A | PC | General & Unrestricted | $30,000 |
| READWORKS INC | |||||||
| PO BOX 24673 | NEW YORK | NY | 11202 | N/A | PC | General & Unrestricted | $102,000 |
| REAL CLEAR FOUNDATION | |||||||
| 666 DUNDEE RD STE 600 | NORTHBROOK | IL | 60062 | N/A | PC | General & Unrestricted | $50,000 |
| RIVERVIEW SCHOOL INC | |||||||
| 551 RTE 6A | EAST SANDWICH | MA | 02537 | N/A | PC | For the Wellness Campaign | $200,000 |
| RIVERVIEW SCHOOL INC | |||||||
| 551 RTE 6A | EAST SANDWICH | MA | 02537 | N/A | PC | General & Unrestricted | $25,000 |
| SAFE HORIZON INC | |||||||
| 2 LAFAYETTE ST FL 3 | NEW YORK | NY | 10007 | N/A | PC | General & Unrestricted | $15,000 |
| STAMFORD HOSPITAL | |||||||
| 1351 WASHINGTON BLVD SUITE 20 | STAMFORD | CT | 06902 | N/A | PC | General & Unrestricted | $25,000 |
| STAMFORD HOSPITAL | |||||||
| 1351 WASHINGTON BLVD SUITE 20 | STAMFORD | CT | 06902 | N/A | PC | Support Team Edgehill | $1,000 |
| SUMMER SEARCH BOSTON | |||||||
| 3840 WASHINGTON ST STE 2 | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $50,000 |
| TENACITY INC | |||||||
| 38 EVERETT ST LOWER LEVEL | BOSTON | MA | 02134 | N/A | PC | General & Unrestricted | $100,000 |
| THE INDEPENDENT INSTITUTE | |||||||
| 100 SWAN WAY | OAKLAND | CA | 94621 | N/A | PC | General & Unrestricted | $10,000 |
| THE PRESBYTERIAN CHURCH OF MT KISCO | |||||||
| 605 MILLWOOD RD | MT KISCO | NY | 10549 | N/A | PC | General & Unrestricted | $50,000 |
| THE YANKEE INSTITUTE FOR PUBLIC POLICY STUDIES INC | |||||||
| 216 MAIN ST | HARTFORD | CT | 06106 | N/A | PC | General & Unrestricted | $60,000 |
| THEATER MASTERS | |||||||
| PO BOX 899 | ASPEN | CO | 81612 | N/A | PC | General & Unrestricted | $10,000 |
| UNITED WAY OF GREENWICH INC | |||||||
| 500 W PUTNAM AVE STE 415 | GREENWICH | CT | 06830 | N/A | PC | General & Unrestricted | $10,000 |
| UNIVERSITY OF MASSACHUSETTS FOUNDATION INC | |||||||
| 100 CARLSON AVE | NEWTON CENTER | MA | 02459 | N/A | PC | General & Unrestricted | $450,000 |
| UNIVERSITY OF NEBRASKA FOUNDATION | |||||||
| 1010 LINCOLN MALL STE 300 | LINCOLN | NE | 68508 | N/A | PC | final installment of a pledge | $425,000 |
| UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL | |||||||
| PO BOX 309 | CHAPEL HILL | NC | 27514 | N/A | PC | to support graduate training within the context of the marine environmental research being conducted in Joel Fodrie's lab | $87,500 |
| VMTS EDUCATION INC | |||||||
| 137 MONTAGUE ST STE 132 | BROOKLYN | NY | 11201 | N/A | PC | General & Unrestricted | $100,000 |
| VMTS EDUCATION INC | |||||||
| 137 MONTAGUE ST STE 132 | BROOKLYN | NY | 11201 | N/A | PC | Second and final installment of $250,000 grant. | $125,000 |
| WALLIN EDUCATION PARTNERS | |||||||
| 451 LEXINGTON PKWY N STE 100 | SAINT PAUL | MN | 55104 | N/A | PC | General & Unrestricted | $100,000 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | second installment of AN ENDOWMENT PLEDGE | $62,500 |
| WILLA CATHER FOUNDATION | |||||||
| 413 N WEBSTER ST | RED CLOUD | NE | 68970 | N/A | PC | General & Unrestricted | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $19,071,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,526 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $807,579 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $664,804 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $17,231,888 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | $630,233 | 14 | $315,424 |
| Federal Tax Refund | 01 | $40,766 | ||
| INTEREST/DIVIDENDS FROM ALTERNATIVE INVESTMENTS | 14 | $15,295 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,295,037 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $18,416,478 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $19,711,515 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | James Robert | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 122 Palmers Hill Rd Apt 1209 | AddressLine1Txt |
| City | Stamford | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06902 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $242,354 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | MADISON SQUARE GARDEN ENTERTAINMENT COR MSGE, 3406 sh. | NoncashPropertyDesc |
| Fair Market Value | $242,354 | FairMarketValueAmt |
| Received | 2021-07-30 | ReceivedDt |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (6 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| PART I, LINE 6A | PART I, LINE 6A | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $17,231,888 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $664,804 TOTAL PART I, LINE 6A: $17,896,692 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRADED SECURITIES GROSS SALES PRICE: $19,080,120 BOOK BASIS: $16,001,643 NET GAIN/(LOSS): $3,078,477 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $14,603,766 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $2,047,862 BOOK BASIS: $2,498,217 NET GAIN/(LOSS): $(450,355) |
| FORMS 926 | FORMS 926 | The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
| FORMS 8865 | FORMS 8865 | The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
| PART VI-A, LINE 11 | PART VI-A, LINE 11 | Name of Controlled Entity: James Foundation Investments, Ltd. EIN: N/A Street Address: PO Box 309GT, Ugland House, Grand Cayman, Cayman Islands KY1-1104 No transfers were made during 2021 from the Foundation to this entity or from this entity to the Foundation. JAMES FOUNDATION INVESTMENTS, LTD. IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: RCR JAMES ASSOCIATES, LLC EIN: 75-3194306 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2021 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $15,134,135 BETWEEN THE FOUNDATION AND RCR JAMES ASSOCIATES, LLC. RCR JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. NAME OF CONTROLLED ENTITY: KF PAGLIA-JAMES ASSOCIATES, LLC EIN: 34-1998546 STREET ADDRESS: 521 5TH AVE, STE 1804, NEW YORK, NY 10175 THE ONLY TRANSFERS MADE DURING 2021 WERE NET CASH CONTRIBUTIONS AND DISTRIBUTIONS TOTALING $657,128 BETWEEN THE FOUNDATION AND KF PAGLIA-JAMES ASSOCIATES, LLC. KF PAGLIA-JAMES ASSOCIATES, LLC IS NOT AN EXCESS BUSINESS HOLDING OF THE FOUNDATION. |
| FORMS 8858 | FORMS 8858 | THE FOUNDATION HAS PREPARED THESE FORMS TO THE BEST OF ITS ABILITY BASED ON THE INFORMATION PROVIDED TO IT BY THE FOREIGN BRANCH ON WHICH THE FOUNDATION IS REPORTING. ANY MISSING OR INCOMPLETE INFORMATION IS NOT A WILLFUL ATTEMPT TO WITHHOLD SUCH INFORMATION. |
| FORMS 8886 | FORMS 8886 | The Foundation has prepared these forms to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information. |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (47 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AKAMAI TECH COM STK | $40,302 | $46,114 |
| AMDOCS LIMITED | $39,929 | $39,291 |
| AMERICAN TOWER REIT INC | $79,893 | $98,865 |
| AT&T, INC | $19,905 | $16,113 |
| BCE INC | $39,917 | $45,795 |
| BLACKROCK EMERGING MARKETS FUN | $4,260,539 | $4,223,766 |
| BROADCOM INC | $60,821 | $87,169 |
| BT GROUP PLC | $60,790 | $63,924 |
| CELLNEX TELECOM ORD SHS | $42,571 | $42,722 |
| CHARTER COMMUNICATIONS, INC | $60,189 | $62,589 |
| CISCO SYSTEMS INC | $39,872 | $48,858 |
| COMCAST CORP | $79,935 | $73,834 |
| CROWN CASTLE INTL | $72,689 | $89,132 |
| DELL TECHNOLOGIES INC CLASS C | $29,291 | $38,027 |
| DEUTSCHE TELEKOM N ORD SHS | $86,832 | $82,383 |
| DIGITAL RLTY TR INC | $39,697 | $50,408 |
| DISH NETWORK CORPORATION | $59,918 | $53,948 |
| DYCOM INDS INC | $19,641 | $20,158 |
| EQUINIX, INC | $80,140 | $101,501 |
| ERICSSON L M TEL CO | $53,524 | $44,121 |
| FRONTIER COMMUNICATIONS PARENT | $42,946 | $44,235 |
| IHS INC | $44,140 | $38,070 |
| ISHARES S&P 500 INDEX FD | $5,721,201 | $10,228,574 |
| JUNIPER NETWORKS | $19,815 | $28,068 |
| KEPPEL DC REIT | $19,109 | $17,443 |
| LIBERTY GLOBAL PLC - SERIES A | $80,262 | $86,937 |
| LIBERTY LATIN AMERICA (FORMERL | $72,121 | $62,312 |
| LUMEN TECHNOLOGIES INC | $42,016 | $40,160 |
| MARVELL TECHNOLOGY, INC | $20,304 | $36,396 |
| NOKIA | $20,044 | $31,256 |
| ORANGE | $40,184 | $34,224 |
| PHAEACIAN ACCENT INTERNATIONAL | $6,299,166 | $7,120,446 |
| PRANA BIOTECHNOLOGY LIMITED | $500,000 | $45,833 |
| QORVO INC | $19,799 | $18,767 |
| QUALCOMM INC | $60,472 | $83,206 |
| RADIUS GLOBAL INFRASTRUCTURE O | $20,649 | $21,574 |
| SANDS CAPITAL GLOBAL GROWTH IN | $6,084,923 | $7,638,722 |
| SBA COMMUNICATIONS CORP | $39,867 | $56,797 |
| SES SA FDR | $39,394 | $39,032 |
| SINGTEL 10 | $19,945 | $18,801 |
| SKYWORKS SOLUTIONS, INC | $40,397 | $34,286 |
| TELECOM ITALIA SAVING SHS | $40,666 | $32,281 |
| VANGUARD EMERGING MARKETS BOND | $2,676,414 | $2,640,828 |
| VANGUARD FTSE DEVELOPED MARKET | $8,965,727 | $11,334,401 |
| VERIZON COMMUNICATIONS | $110,900 | $99,711 |
| VMWARE INC | $30,546 | $34,532 |
| VODAFONE GROUP PLC | $80,195 | $64,796 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (73 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AAVIN MEZZANINE FUND LP | $2,123,697 | $3,473,221 |
| ABERDEEN VENTURE PARTNERS XI ( | $3,738,102 | $6,263,417 |
| ABERDEEN VENTURE PARTNERS XII | $1,965,009 | $2,074,780 |
| ACCOLADE PARTNERS BLOCKCHAIN I | $60,000 | $87,098 |
| ACCOLADE PARTNERS BLOCKCHAIN I | $80,000 | $82,219 |
| ALTEGRIS MULTI-STRATEGY FUND L | $4,500,000 | $7,496,100 |
| AP EPF III ($B EH AIV II) LP | $12,023 | $12,023 |
| APOLLO ATHENE DEDICATED INVEST | $1,575,399 | $2,387,364 |
| APOLLO EUROPEAN PRNCPL FNC FD | $765,080 | $1,067,420 |
| APOLLO INFRA EQUITY FEEDER FUN | $174,354 | $184,196 |
| APOLLO INFRA EQUITY FEEDER FUN | $808,518 | $839,430 |
| APOLLO INFRA EQUITY INTL FUND | $344,114 | $363,537 |
| APOLLO INFRASTRUCTURE OPPOR FU | ||
| APOLLO SPAC FUND I (B FC), L.P | $1,250,095 | $1,255,612 |
| APOLLO TOTAL RETURN FUND (OFFS | $3,000,000 | $3,497,323 |
| APOLLO TOTAL RETURN FUND (OFFS | $4,000,000 | $4,297,462 |
| BSCP SBIC I LP | $2,143,234 | $2,121,138 |
| CAPITAL INTERNATIONAL PRIVATE | $424,772 | $5,499 |
| CAPITAL INTERNATIONAL PRIVATE | $1,948,289 | $1,831,072 |
| CASDIN PARTNERS OFFSHORE LTD | $4,000,000 | $8,398,019 |
| CASDIN PRIVATE GROWTH EQUITY F | $1,796,707 | $1,984,309 |
| COLUMBIA SPECTRUM PARTNERS II- | $1,266,788 | $1,263,863 |
| COLUMBIA SPECTRUM PARTNERS V-A | $43,981 | $37,871 |
| CORSAIR III FINANCIAL SRVCS CP | $839,646 | $1,076,405 |
| CORSAIR III FINANCIAL SRVCS OF | ||
| CORSAIR KOREA INVESTORS LLC | $758,250 | $968,916 |
| EAST ROCK FOCUS FUND LP | $5,815,303 | $7,879,062 |
| EDGE PRINCIPAL INVESTMENTS II, | $232,382 | $55,905 |
| EDGE PRINCIPAL INVESTMENTS III | $1,696,603 | $2,548,250 |
| EDGE PRINCIPAL INVESTMENTS IV | $4,282,167 | $5,550,804 |
| EDGE PRINCIPAL INVESTMENTS, LP | $8,868 | $3,845 |
| ENTERPRISE 299 ASSOCIATES | $235,534 | $5,479,000 |
| ENTERPRISE WEXFORD ASSOCIATES | $187,456 | $188,005 |
| ENTERPRISE WEXFORD ELEVEN LLC | $69,558 | $75,191 |
| EUNETWORKS HOLDINGS LP | $1,053,572 | $1,052,778 |
| GAIP 2019 (BERMUDA) AIV LP | $2,141,296 | $2,580,396 |
| GAIP 2019 AIV B, LP | $585,473 | $907,703 |
| GENERAL ATLANTIC INV PTNS 2019 | $677,469 | $909,161 |
| HARVEST MLP INCOME FUND II LLC | $4,112,304 | $4,243,677 |
| HEALTH VELOCITY CAPITAL I LP | $1,095,610 | $2,344,364 |
| HEALTH VELOCITY CAPITAL II, LP | $44,494 | $41,793 |
| IGNIA FUND I, LP | $1,616,479 | $364,568 |
| JAMES FOUNDATION INVESTMENTS L | $507,525 | $1,253,292 |
| KAYNE ANDERSON REAL ESTATE OPP | $1,206,633 | $1,293,856 |
| KAYNE SENIOR CREDIT II OFFSHOR | $348,235 | $334,575 |
| KF PAGLIA-JAMES ASSOCIATES LLC | $12,988,500 | $13,550,892 |
| KLD INVESTORS LLC | $1,008,029 | $750,478 |
| ORCHID CHINA (CAYMAN) LP | $1,349,319 | $1,071,224 |
| PALOMA INTERNATIONAL LIMITED | $2,000,260 | $5,403,453 |
| PATHWAY CO-INVESTMENT FUND, LP | $957,697 | $987,924 |
| QED FUND VII LP | $246,010 | $256,797 |
| QED GROWTH FUND, LP | $485,302 | $517,115 |
| QED MND HOLDINGS, LLC | $375,726 | $375,646 |
| RA CAPITAL HEALTHCARE INTL FUN | $2,500,000 | $2,004,823 |
| RAGING CAPITAL OFFSHORE FUND L | $519,839 | $784,196 |
| RCG LONGVIEW II, LP | $5,350 | $3,583 |
| RCR JAMES ASSOCIATES, LLC | $31,158,616 | $52,429,207 |
| SCULPTOR REAL ESTATE FUND III | $382,520 | $518,051 |
| SELECT EQUITY OFFSHORE | $3,000,000 | $6,293,078 |
| SIERRA CAPITAL LP | $39,297 | $16,435 |
| SIMCOE PARTNERS OFFSHORE LTD | $3,500,000 | $5,220,388 |
| SIRE SPV LLC | $21,192 | $20,397 |
| STRATEGIC PARTNERS OFFSHORE FU | $544,871 | |
| SUSTAINABLE CAPITAL AFRICA ALP | $1,500,000 | $1,607,219 |
| TEMPLETON GLOBAL SUMMITS (CAYM | $4,000,000 | $3,150,414 |
| TENNENBAUM SPECIAL SITUATIONS | $1,393,226 | $1,755,303 |
| TT EMERGING MARKETS OPP FUND I | $3,000,000 | $3,729,729 |
| VISTA CREDIT PARTNERS FUND III | $1,143,830 | $1,283,929 |
| WEXFORD OFFSHORE SPECTRUM FUND | $40,822 | |
| WEXFORD VPEP HOLDINGS CO. LIMI | $99,225 | $60,772 |
| ZAMA CAPITAL FUND LP | $2,319,118 | $3,862,848 |
| ZEPHYR PEACOCK INDIA FUND II L | $176,074 | $145,796 |
| ZEPHYR PEACOCK INDIA FUND III | $411,011 | $655,887 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Consultations | CategoryTxt |
| Legal Fees | $1,632 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,632 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (55 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $188,323 | $188,323 | |
| Bank Charges | $317 | $317 | |
| Computers/Electronic Devices | $1,964 | $1,964 | |
| K-1 Exp AAVIN MEZZANINE FUND L | $137,997 | $81,716 | |
| K-1 Exp APOLLO ATHENE DEDICATE | $21,544 | $14,196 | |
| K-1 Exp APOLLO INFRA EQUITY FE | $4 | $4 | |
| K-1 Exp APOLLO INFRA EQUITY IN | $25,498 | $25,498 | |
| K-1 Exp APOLLO INFRASTRUCTURE | $12,004 | $12,004 | |
| K-1 Exp CAPITAL INTERNATIONAL | $507 | $507 | |
| K-1 Exp CAPITAL INTERNATIONAL | $14,955 | $14,955 | |
| K-1 Exp CASDIN PRIVATE GROWTH | $20,624 | $20,624 | |
| K-1 Exp COLUMBIA SPECTRUM PART | $13,444 | $13,443 | |
| K-1 Exp COLUMBIA SPECTRUM PART | $64 | $64 | |
| K-1 Exp CORSAIR III FINANCIAL | $18,480 | $18,480 | |
| K-1 Exp CORSAIR KOREA INVESTOR | $4,451 | $4,451 | |
| K-1 Exp DYSON CAPITAL SERIES F | $1,517 | $1,517 | |
| K-1 Exp EAST ROCK FOCUS FUND L | $298,931 | $298,884 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $473 | $466 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $3,042 | -$1,224 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $113,995 | $113,595 | |
| K-1 Exp EDGE PRINCIPAL INVESTM | $172 | $172 | |
| K-1 Exp ENTERPRISE 299 ASSOCIA | $63,506 | $63,506 | |
| K-1 Exp ENTERPRISE WEXFORD ASS | $1,872 | $1,658 | |
| K-1 Exp ENTERPRISE WEXFORD ELE | $3,901 | $3,898 | |
| K-1 Exp GAIP 2019 (BERMUDA) AI | $4,703 | $3,948 | |
| K-1 Exp GAIP 2019 AIV B, LP | $372 | $372 | |
| K-1 Exp GENERAL ATLANTIC INV P | $84,286 | $84,286 | |
| K-1 Exp HARVEST MLP INCOME FUN | $90,947 | $90,946 | |
| K-1 Exp HEALTH VELOCITY CAPITA | $30,316 | $30,316 | |
| K-1 Exp HEALTH VELOCITY CAPITA | $4,256 | $4,256 | |
| K-1 Exp JAMES FOUNDATION INVES | $9,884 | $9,884 | |
| K-1 Exp KAYNE ANDERSON REAL ES | $41,326 | $26,222 | |
| K-1 Exp KF PAGLIA-JAMES ASSOCI | $334,805 | $284,337 | |
| K-1 Exp KLD INVESTORS LLC | $3,139 | $3,139 | |
| K-1 Exp ORCHID CHINA (CAYMAN) | $36,402 | $36,402 | |
| K-1 Exp PATHWAY CO-INVESTMENT | $5,147 | $5,093 | |
| K-1 Exp QED FUND VII LP | $8,066 | $8,066 | |
| K-1 Exp QED GROWTH FUND, LP | $4,895 | $4,895 | |
| K-1 Exp QED MND HOLDINGS, LLC | $78 | $78 | |
| K-1 Exp RCG LONGVIEW II, LP | $79 | $79 | |
| K-1 Exp RCR JAMES ASSOCIATES, | $1,537,166 | $1,535,632 | |
| K-1 Exp SCULPTOR REAL ESTATE F | $7,108 | $3,163 | |
| K-1 Exp SIERRA CAPITAL LP | $773 | $773 | |
| K-1 Exp SIRE SPV LLC | $367 | $367 | |
| K-1 Exp SPECIAL VALUE OPPORTUN | $264 | $264 | |
| K-1 Exp TENNENBAUM SPECIAL SIT | $92,027 | $53,298 | |
| K-1 Exp VISTA CREDIT PARTNERS | $11 | $11 | |
| K-1 Exp ZAMA CAPITAL FUND LP | $77,077 | $66,784 | |
| K-1 Exp ZEPHYR PEACOCK INDIA F | $2,216 | $2,216 | |
| K-1 Exp ZEPHYR PEACOCK INDIA F | $15,053 | $15,053 | |
| Office & Supplies | $233 | $233 | |
| Postage/Delivery Service | $557 | $557 | |
| State or Local Filing Fees | $25 | $25 | |
| Website Hosting/Support | $283 | $283 | |
| SOFTWARE | $1,235 | $1,235 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (43 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss AAVIN MEZZANINE FUND LP | $779,100 | $779,100 |
| K-1 Inc/Loss AP EPF III ($B EH AIV II) LP | $11,992 | $11,992 |
| K-1 Inc/Loss APOLLO ATHENE DEDICATED INVESTMENT PR | $2 | $1 |
| K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND (TE D | $30,055 | $30,055 |
| K-1 Inc/Loss APOLLO INFRA EQUITY FEEDER FUND TE LP | $115,792 | $115,792 |
| K-1 Inc/Loss APOLLO INFRA EQUITY INTL FUND LP | $48 | $48 |
| K-1 Inc/Loss APOLLO INFRASTRUCTURE OPPOR FUND II ( | $12,004 | $12,004 |
| K-1 Inc/Loss BSCP SBIC I LP | $164,348 | $164,320 |
| K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY | $115 | $115 |
| K-1 Inc/Loss CAPITAL INTERNATIONAL PRIVATE EQUITY | $80,728 | $80,728 |
| K-1 Inc/Loss CASDIN PRIVATE GROWTH EQUITY FUND LP | $7,180 | $7,180 |
| K-1 Inc/Loss COLUMBIA SPECTRUM PARTNERS II-A, L.P | $5,596 | $5,596 |
| K-1 Inc/Loss CORSAIR III FINANCIAL SRVCS CPTL PTNR | $10,761 | $10,761 |
| K-1 Inc/Loss CORSAIR KOREA INVESTORS LLC | $16,529 | $16,529 |
| K-1 Inc/Loss EAST ROCK FOCUS FUND LP | -$380,618 | -$386,894 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS II, LP | -$5,130 | -$8,213 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS III, LP | -$289,390 | -$272,413 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS IV LP | $15,914 | $18,749 |
| K-1 Inc/Loss EDGE PRINCIPAL INVESTMENTS, LP | -$402 | -$402 |
| K-1 Inc/Loss ENTERPRISE 299 ASSOCIATES | $323,639 | $8,159 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ASSOCIATES LLC | -$33,918 | $1,084 |
| K-1 Inc/Loss ENTERPRISE WEXFORD ELEVEN LLC | $10,840 | $5,038 |
| K-1 Inc/Loss GAIP 2019 (BERMUDA) AIV LP | $1,109 | $628 |
| K-1 Inc/Loss GAIP 2019 AIV B, LP | $14,540 | $14,540 |
| K-1 Inc/Loss GENERAL ATLANTIC INV PTNS 2019 LP | $7 | $7 |
| K-1 Inc/Loss HARVEST MLP INCOME FUND II LLC | $717,318 | $717,410 |
| K-1 Inc/Loss HEALTH VELOCITY CAPITAL I LP | $141,987 | $141,987 |
| K-1 Inc/Loss IGNIA FUND I, LP | -$4,882 | -$4,882 |
| K-1 Inc/Loss KAYNE ANDERSON REAL ESTATE OPPS DEBT | $151,558 | $124,737 |
| K-1 Inc/Loss KF PAGLIA-JAMES ASSOCIATES LLC | -$253,197 | -$331,501 |
| K-1 Inc/Loss ORCHID CHINA (CAYMAN) LP | $11,602 | $11,602 |
| K-1 Inc/Loss PATHWAY CO-INVESTMENT FUND, LP | $12,135 | $5 |
| K-1 Inc/Loss QED GROWTH FUND, LP | $240 | $240 |
| K-1 Inc/Loss RCG LONGVIEW II, LP | $3 | $3 |
| K-1 Inc/Loss RCR JAMES ASSOCIATES, LLC | -$943,229 | -$1,262,335 |
| K-1 Inc/Loss SCULPTOR REAL ESTATE FUND III LP | $53,119 | $25,630 |
| K-1 Inc/Loss SEAVEST PROPERTIES III, LLC | -$5,063 | |
| K-1 Inc/Loss SPECIAL VALUE OPPORTUNITIES FUND, LLC | $14 | $14 |
| K-1 Inc/Loss TENNENBAUM SPECIAL SITUATIONS FUND IX | $111,785 | $210,247 |
| K-1 Inc/Loss VISTA CREDIT PARTNERS FUND III-A LP | $50,577 | $50,577 |
| K-1 Inc/Loss ZAMA CAPITAL FUND LP | $10,849 | $9,404 |
| Federal Tax Refund | $40,766 | |
| INTEREST/DIVIDENDS FROM ALTERNATIVE INV | $15,295 | $15,295 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURNED GRANT | Desc |
| Amt | $757 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| OFFICE MANAGEMENT SERVICES | $231,600 | $231,600 | |
| Investment Management Services | $373,889 | $373,889 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2021 | $70,000 | |
| 990-T Extension for 2020 | $58,100 | |
| 990-T Income Tax for 2020 | $8,920 | |
| Foreign Tax Paid | $1,133 | $1,133 |
| IRS Miscellaneous Fee Expense | $386 | |
| STATE INCOME TAX 2020 | $10,172 |