MIMI AND PETER HAAS FUND: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202223189349104142
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Amortization Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T13:20:49-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET Suite 5TH FLR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KARINA MORENO | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4152969249 | PhoneNum |
| Signature | 2022-11-14 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | KARINA | PersonFirstNm |
| Person Last | MORENO | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $218,995,587 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $7,080 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $7,080 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $248,194 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $248,194 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $27,413,952 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $122,089,921 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $27,413,952 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$6,625,505 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,596,239 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $21,043,721 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $29,265,465 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $470,282 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $470,282 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $414,110 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $414,110 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $222,426 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $222,426 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,726 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $1,863 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $1,863 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $289,398 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $205,086 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $74,276 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,865,205 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,865,205 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $319,825 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $10,769 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $250 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $7,024 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $350,136 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $372,570 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $903 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $903 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $615 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $615 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $67,005 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $67,005 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,010,655 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,082,923 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,624,300 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,972,711 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,956,807 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,983,366 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,082,923 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,581,107 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $6,060,355 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $27,182,542 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $815,414 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $8,151,762 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $8,151,762 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $10,251,743 | AcctRcvblAmt |
| Acct Rcvbl BOY | $78,938 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $10,251,743 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $10,251,743 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $91,000 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $0 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $0 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $23,384,259 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $48,931,053 | CorporateStockBOYAmt |
| Corporate Stock EOY | $33,020,152 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $33,020,152 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $140,490,721 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $158,494,440 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $158,494,440 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $373,328 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $301,888 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $78,465 | LandBOYAmt |
| Land EOY | $71,440 | LandEOYAmt |
| Land EOYFMV | $71,440 | LandEOYFMVAmt |
| Other Assets BOY | $0 | OtherAssetsBOYAmt |
| Other Assets EOY | $9,000,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $9,000,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $213,875,900 | TotalAssetsBOYAmt |
| Total Assets EOY | $218,995,587 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $218,995,587 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $262,224 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $454,280 | AccountsPayableEOYAmt |
| Grants Payable BOY | $4,809,058 | GrantsPayableBOYAmt |
| Grants Payable EOY | $3,824,962 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $523,275 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $374,647 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $5,594,557 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,653,889 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $208,281,343 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $214,341,698 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $208,281,343 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $214,341,698 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $213,875,900 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $218,995,587 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $208,281,343 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $6,060,355 | ExcessRevenueOverExpensesAmt |
| Subtotal | $214,341,698 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $214,341,698 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (48 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $3,046,314 | |||||
| FARALLON CAPITAL INST 94-3106323 | P | $1,432,237 | |||||
| FR XI ONSHORE AIV 71-1015969 | P | $21,417 | |||||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $8,975,287 | |||||
| HCP WPPE X INVESTORS 26-1278318 | P | $214,367 | |||||
| HCP PRIVATE EQUITY 52-2335224 | P | -$138,253 | |||||
| HCP VF IX INVESTORS 26-1958282 | P | -$31,788 | |||||
| NATURAL GAS PARTNERS IX 26-0632609 | P | $26,997 | |||||
| HARRIS ASSOCIATES GLOBAL(OAKMARK GLOBAL EQUITY) 26-0221909 | P | $4,335,944 | |||||
| KHOSLA VENTURES III 26-4049910 | P | -$67,935 | |||||
| GS MOUNT KELLETT CAP PR (N/A) | P | $11,529 | |||||
| KHOSLA VENTURES SEED 26-4754028 | P | -$27,193 | |||||
| BASELINE CORE FUND 45-3010611 | P | $420,748 | |||||
| STG III A 20-8952445 | P | $908,319 | |||||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | -$79,874 | |||||
| HCP MEP H INVESTORS 27-4319591 | P | -$2 | |||||
| KHOSLA VENTURE SEED B 45-5043024 | P | $37,184 | |||||
| KHOSLA VENTURES IV 90-0720388 | P | $108,076 | |||||
| 5AM VENTURES IV 46-3926873 | P | -$5,453 | |||||
| GEMINI ISRAEL V 98-0548428 | P | $24,077 | |||||
| HCP CDH V INVESTORS 80-0884122 | P | $33,367 | |||||
| QIMING VENTURE PARTNERS IV 98-164224 | P | $661,206 | |||||
| QIMING VENTURE PARTNERS V 98-1282573 | P | -$22,062 | |||||
| HCP BF 2014 INVESTORS 30-0827317 | P | $74,708 | |||||
| BASELINE INCREASED EXPOSURE FD 45-3010715 | P | $1,862 | |||||
| 5AM VENTURES V 81-2585295 | P | -$35,034 | |||||
| CARMEL PARTNERS III 33-1177003 | P | $80,249 | |||||
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | P | $12,872 | |||||
| LONE CASCADE-CLASS J 20-1330917 | P | $639,966 | |||||
| LONE CASCADE-CLASS K 20-1330917 | P | $257,473 | |||||
| ECHO STREET GOODCO SELECT II 47-4827277 | P | $377,519 | |||||
| GC GROUP X-EARLY VENTURE 84-4453568 | P | -$3,179 | |||||
| GC GROUP-GROWTH VENTURE 84-4453879 | P | $63 | |||||
| IR&M SHORT FUND 27-4824046 | P | -$18,529 | |||||
| GQG PARTNERS GLOBAL EQUITY FUND 81-2947111 | P | $187,450 | |||||
| HCP CHINA PE 2009 FEEDER(CAYMAN) N/A | $17,875 | ||||||
| J.W. CHILDS EQUITY III 03-0387301 | -$3,197 | ||||||
| H&F CAPITAL PARTNERS IX(PARALLEL) 98-1450120 | P | $170 | |||||
| LBA REALITY FUND III 20-5498217 | P | $65,327 | |||||
| PSG V 86-1466028 | P | -$59 | |||||
| OWL ROCK CAP.TECH. HOLDINGS 83-0691439 | P | $361,000 | |||||
| SEARCHLIGHT CAPITAL III FEY 85-4082230 | P | $1,703 | |||||
| WHITESPRUCE FUND I 47-1094173 | P | $191,009 | |||||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $622,339 | $82,529,364 | $81,907,025 | $622,339 | ||
| NT- GENERAL ACCOUNT 26-74278(STMT D-2) | P | $4,302,736 | $16,005,436 | $11,702,700 | $4,302,736 | ||
| SCHWAB/GURTIN 20905807(STMT D-3) | P | $208,053 | $23,312,790 | $23,104,737 | $208,053 | ||
| 5,702 SHS OF CANSINO BIOLOGICS INC.(QIMING IV) | P | $234,388 | $242,331 | $7,943 | $234,388 | 2017-04-17 | 2021-06-16 |
| CAPITAL BANK & TRUST COMPANY INVESTMENT LIQUIDATION | P | -$47,321 | 2021-02-26 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $27,413,952 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $377,837 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $377,837 | SubtotalAmt |
| Tax Based On Investment Income | $377,837 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $219,875 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $163,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $382,875 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $2,893 | EsPenaltyAmt |
| Overpayment | $2,145 | OverpaymentAmt |
| Applied To ES Tax | $2,145 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Relying Current Ntc Dsstr Asst1 | Yes (X) | RelyingCurrentNtcDsstrAsst1Ind |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUT.DIR/SECRETARY/TREASURER | 40.0 | $179,163 | $12,784 | $0 |
| KARINA MORENO | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUT.DIR/SECRETARY/TREASURER | 40.0 | $291,119 | $51,703 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JENNIFER CURRAN | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $154,040 | $23,106 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $124,071 | $28,538 | $0 |
| EVA LUO | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $74,000 | $15,465 | $0 |
| DEBBIE ZHENG | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | ADMIN. ASSOCIATE | 40.0 | $62,000 | $13,426 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $246,812 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $152,566 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $685,910 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $274,572 |
| GENERATION IM GLOBAL EQUITY FUND LLC | |||||
| 555 MISSION STREET SUITE 3400 | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $137,977 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 3 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $33,867,527 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $15,556,188 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $149,492,581 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $198,916,296 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $198,916,296 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,983,744 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $195,932,552 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $9,796,628 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $9,796,628 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $377,837 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $83,828 | IncomeTaxAmt |
| Total Tax | $461,665 | TotalTaxAmt |
| Distributable Before Adj | $9,334,963 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $9,334,963 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $9,334,963 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,581,107 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $13,581,107 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $9,334,963 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $5,673,913 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $5,673,913 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $13,581,107 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $9,334,963 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $4,246,144 | RemainingDistriFromCorpusAmt |
| Total Corpus | $9,920,057 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $9,920,057 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $5,673,913 | ExcessFromYear1Amt |
| Excess From Current Year | $4,246,144 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NONE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | PDF GRANTS PAID DURING YEAR | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $11,956,807 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $11,956,807 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Grants Approved for Future Payments | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF Grants Approved for Future Paym | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | PDF Grants Approved for Future Payments | GrantOrContributionPurposeTxt |
| Amt | $3,824,962 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $3,824,962 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7,080 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,844,433 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $27,413,952 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| UNREALIZED APPRECIATION (DEPRECIATION) | 18 | -$9,078,749 |
| OTHER NET PARTNERSHIP ORDINARY INCOME | 18 | $857,005 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $21,043,721 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $21,043,721 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $256,848 | $188,811 | $0 | $58,001 |
| OUTSIDE ACCOUNTING SERVICE | $32,550 | $16,275 | $0 | $16,275 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Amortization Schedule AmortizationSchedule
Amortization Schedule Detail AmortizationScheduleDetail (4 entries)
| Amortized ExpensesAmortizedExpensesDesc | Acquired Completed Or ExpendedAcquiredCompletedOrExpendedDt | AmortizedAmortizedAmt | Deduction For Prior YearsDeductionForPriorYearsAmt | Amortization PeriodAmortizationPeriodRt | Total AmortizationTotalAmortizationAmt | Current Year AmortizationCurrentYearAmortizationAmt |
|---|---|---|---|---|---|---|
| LEASEHOLD IMPR 94 | 1994-07-01 | $30,736 | $30,736 | 40.0 | $30,736 | |
| LEASEHOLD IMPR 95 | 1995-01-01 | $31,396 | $31,396 | 40.0 | $31,396 | |
| LEASEHOLD IMPR 03 | 2003-05-12 | $1,530 | $1,530 | 7.0 | $1,530 | |
| LEASEHOLD IMPR 18 | 2019-01-01 | $67,873 | $3,480 | 39.0 | $5,220 | $1,740 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $1,092 | M7 | 7 | |
| LM CHAIR 10 | 2010-10-15 | $601 | $601 | M7 | 7 | |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | $1,347 | SL | 5 | |
| CISCO AIRONET 14 | 2014-01-23 | $396 | $396 | SL | 5 | |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | $1,134 | SL | 5 | |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | $760 | SL | 5 | |
| CAMERA SET UP 14 | 2014-08-26 | $786 | $786 | SL | 5 | |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | $538 | SL | 7 | $59 |
| FILING CABINEET 15 | 2015-03-23 | $772 | $633 | SL | 7 | $110 |
| BULLETIN BOARD 15 | 2015-08-17 | $544 | $416 | SL | 7 | $78 |
| 6 NEW COMPUTERS 17 | 2017-10-20 | $9,105 | $5,767 | SL | 5 | $1,821 |
| SERVER/SWITCH 18 | 2018-11-19 | $12,084 | $5,035 | SL | 5 | $2,417 |
| SWITCH 19 | 2019-03-18 | $500 | $175 | SL | 5 | $100 |
| OFFICE CHAIR 19 | 2019-07-01 | $634 | $136 | SL | 7 | $91 |
| TRIPP RACK ENCL.19 | 2019-08-29 | $812 | $216 | SL | 5 | $162 |
| SERVER CAGE 19 | 2019-10-21 | $1,131 | $264 | SL | 5 | $226 |
| ROUTER 19 | 2019-12-30 | $625 | $125 | SL | 5 | $125 |
| ERGONOMIC CHAIR 20 | 2020-01-14 | $667 | $95 | SL | 7 | $95 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GENERAL ACCOUNT 26-74278 | $1,719 | $1,719 |
| (PDF NT GENERAL) | ||
| CAPITAL GUARDIAN 26-03958 | $33,018,432 | $33,018,432 |
| (PDF NT CAP GUARDIAN) | ||
| WELLS FARGO | $1 | $1 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (99 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $883,862 | $883,862 |
| BASELINE CORE FUND 45-3010611 | FMV | $1,307,366 | $1,307,366 |
| FARALLON CAPTL INST 94-3106323 | FMV | $10,349,195 | $10,349,195 |
| DEFY PARTNERS II 83-4667886 | FMV | $578,966 | $578,966 |
| GEMINI ISRAEL IV 98-0428414 | FMV | $257,450 | $257,450 |
| GEMINI ISRAEL V 98-0548428 | FMV | $3,312,687 | $3,312,687 |
| GENERATION IM GLOBAL EQ FUND | FMV | $7,381,982 | $7,381,982 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $48,968 | $48,968 |
| POLYCHAIN GLOBAL | FMV | $1,339,200 | $1,339,200 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $936,779 | $936,779 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $285,535 | $285,535 |
| HFCP IX(PARALLEL) 98-1450120 | FMV | $1,843,405 | $1,843,405 |
| JW CHILDS EQ III 03-0387301 | FMV | $0 | $0 |
| LBA REALTY FUND III 20-5498217 | FMV | $705,927 | $705,927 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $0 | $0 |
| DRAGONEER GL. OFFSH. FEEDER II | FMV | $2,675,370 | $2,675,370 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $8,503 | $8,503 |
| SEARCHLIGHT CAP.III 83-3629142 | FMV | $666,227 | $666,227 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $877,363 | $877,363 |
| GC GR.X-EARLYVENTURE84-4453568 | FMV | $560,224 | $560,224 |
| STG III A 20-8952445 | FMV | $295,604 | $295,604 |
| GC GROUP X-ENDURANCE84-4503645 | FMV | $437,932 | $437,932 |
| BAIN CAP. FUND XIII 61-1985674 | FMV | $58,280 | $58,280 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $731,333 | $731,333 |
| CARMEL PARTNERS INV FUND III | FMV | $238,415 | $238,415 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $0 | $0 |
| 98-0569851 | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $223,120 | $223,120 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $32,763 | $32,763 |
| LONE CASCADE-CLASS J20-1330917 | FMV | $0 | $0 |
| LONE CASCADE-CLASS K20-1330917 | FMV | $5,654,877 | $5,654,877 |
| GC GRX-GROWTHVENTURE84-4453879 | FMV | $843,320 | $843,320 |
| SRI NINE REIT 77-0677478 | FMV | $8,460 | $8,460 |
| FR HORIZON AIV (N/A) | FMV | $4,822 | $4,822 |
| BAUPOST VALUE PARTNERS IV | FMV | $12,559,948 | $12,559,948 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $456,497 | $456,497 |
| KHOSLA VENTURES SEED | FMV | $368,817 | $368,817 |
| 26-4754028 | FMV | ||
| SEARCHLIGHTCAPIIIOPT85-0677940 | FMV | $194,170 | $194,170 |
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $736,892 | $736,892 |
| BASELINE INCREASED EXPOSURE FD | FMV | $534,335 | $534,335 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $145,922 | $145,922 |
| 98-0677267 | FMV | ||
| HCP MEP H INVESTORS 27-4319591 | FMV | $981,660 | $981,660 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $2,010,243 | $2,010,243 |
| HARRIS ASSOCIATES GLOBAL | FMV | $0 | $0 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $3,218,473 | $3,218,473 |
| 98-1164224 | FMV | ||
| SEARCHLIGHT CAPIII(FC)AIV | FMV | $306,079 | $306,079 |
| 85-0492333 | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $649,833 | $649,833 |
| 30-0827317 | FMV | ||
| 5AM VENTURES V 81-2585295 | FMV | $995,594 | $995,594 |
| THE VARDE FUND XII(B)(FEEDER) | FMV | $760,305 | $760,305 |
| 81-0992297 | FMV | ||
| QIMING VENTURE PARTNERS V | FMV | $2,014,285 | $2,014,285 |
| 98-1282573 | FMV | ||
| RSF PARTNERS TAX EXEMPT VII | FMV | $506,437 | $506,437 |
| 82-1041859 | FMV | ||
| SEARCHLIGHTCAPIIIFEY85-4082230 | FMV | $57,160 | $57,160 |
| STG ST 84-5127952 | FMV | $118,653 | $118,653 |
| BAIN CAP. FUND XIII AIV | FMV | $14,409 | $14,409 |
| 86-2946316 | FMV | ||
| BOND II 86-2055105 | FMV | $737,500 | $737,500 |
| CEPHEI QFII CHINA TOTALRET | FMV | $3,793,600 | $3,793,600 |
| OFFSHORE FEEDER FUND | FMV | ||
| CANTILLON GLOBAL EQ.FUND | FMV | $13,575,346 | $13,575,346 |
| ECHO STREET GOODCO SELECT II | FMV | $9,683,425 | $9,683,425 |
| 47-4827277 | FMV | ||
| ECOR1 CAP. OFFSHORE FUND | FMV | $4,518,438 | $4,518,438 |
| ELEPHANT PRTNRSIV-B 87-1382073 | FMV | $104,907 | $104,907 |
| FELICISVENTURESVIII 87-1725350 | FMV | $263,359 | $263,359 |
| FELICIS FOCUS FD I 87-1747950 | FMV | $94,512 | $94,512 |
| INTANDEM CAP. OPP. FD | FMV | $471,629 | $471,629 |
| GQG PRTNRS GL. EQ.FD81-2947111 | FMV | $7,011,828 | $7,011,828 |
| GOODWATER CAP. IV 86-2998262 | FMV | $289,170 | $289,170 |
| 645 VENTURES III 85-0980618 | FMV | $317,513 | $317,513 |
| H&F EXECUTIVES X 98-1581534 | FMV | $170,036 | $170,036 |
| GOODWATER INFINITYII86-3028191 | FMV | $383,213 | $383,213 |
| IR&M SHORT FUND 27-4824046 | FMV | $19,893,082 | $19,893,082 |
| NUT TREE DRAWDOWN OFFSH.FD | FMV | $1,406,195 | $1,406,195 |
| SOURCE CODE GROWTH FD II | FMV | $380,754 | $380,754 |
| 98-1668089 | FMV | ||
| SOURCE CODE VENTURE FUND V | FMV | $344,146 | $344,146 |
| 98-1667900 | FMV | ||
| SERENITY INV. FEEDER FUND | FMV | $2,365,893 | $2,365,893 |
| RA CAPITAL HEALTHCARE INT'L FD | FMV | $4,292,819 | $4,292,819 |
| THE CHILDREN'S INVESTMENT FD | FMV | $8,118,600 | $8,118,600 |
| WHITESPRUCE FUND 47-1094173 | FMV | $8,319,253 | $8,319,253 |
| OWL ROCK TECHNOLOGY FIN. CORP. | FMV | $1,864,182 | $1,864,182 |
| 83-1273258 | FMV | ||
| PSG V 86-1466028 | FMV | $268,422 | $268,422 |
| LUMINATE CAP. PRTNRS III-A | FMV | $648,971 | $648,971 |
| 85-1857090 | FMV |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (40 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | |||
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | |||
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | |||
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $1,092 | $1 |
| LM CHAIR 10 | $601 | $601 | |
| LENOVO THINKPAD 14 | $1,347 | $1,347 | |
| CISCO AIRONET 14 | $396 | $396 | |
| LOGITECH CAMERA 14 | $1,134 | $1,134 | |
| LT VIDEO CONFER.14 | $760 | $760 | |
| CAMERA SET UP 14 | $786 | $786 | |
| OFFICE CHAIR 14 | $597 | $597 | |
| FILING CABINEET 15 | $772 | $743 | $29 |
| BULLETIN BOARD 15 | $544 | $494 | $50 |
| 6 NEW COMPUTERS 17 | $9,105 | $7,588 | $1,517 |
| SERVER/SWITCH 18 | $12,084 | $7,452 | $4,632 |
| LEASEHOLD IMPR 18 | $67,873 | $5,220 | $62,653 |
| SWITCH 19 | $500 | $275 | $225 |
| OFFICE CHAIR 19 | $634 | $227 | $407 |
| TRIPP RACK ENCL.19 | $812 | $378 | $434 |
| SERVER CAGE 19 | $1,131 | $490 | $641 |
| ROUTER 19 | $625 | $250 | $375 |
| ERGONOMIC CHAIR 20 | $667 | $190 | $477 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $3,726 | LegalFeesAmt |
| Net Investment Income | $1,863 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $1,863 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INVESTMENTS IN TRANSIT | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $9,000,000 | EOYBookValueAmt |
| EOYFMV | $9,000,000 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $20,242 | $0 | $0 | $20,242 |
| GENERAL LIABILITY INSURANCE | $1,083 | $0 | $0 | $1,083 |
| TELEPHONE | $13,588 | $0 | $0 | $13,588 |
| SUPPLIES | $2,661 | $0 | $0 | $2,661 |
| POSTAGE & FREIGHT | $529 | $0 | $0 | $529 |
| MEMBERSHIP FEES | $1,850 | $0 | $0 | $1,850 |
| SERVICE CONTRACT & EQ REPAIR | $21,337 | $0 | $0 | $21,337 |
| EQUIPMENT RENTAL | $1,069 | $0 | $0 | $1,069 |
| MISC ADMIN-RELATED EXPENSES | $2,704 | $0 | $0 | $2,704 |
| MISC GRANT-RELATED EXPENSES | $1,942 | $0 | $0 | $1,942 |
| PROFESSIONAL DEVELOPMENT |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (65 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | -$79,657 | -$79,657 | $0 |
| GC GR X-EARLY VENTURE 84-4453568 | -$560 | -$560 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$759 | -$759 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$472 | -$472 | $0 |
| GEMINI ISRAEL V 98-0548428 | $1,289 | $1,289 | $0 |
| BAIN CAP FUND XIII 61-1985674 | -$5,254 | -$5,254 | $0 |
| BASELINE CORE FUND 45-3010611 | $382,764 | $382,764 | $0 |
| HCP MEP H INVESTORS 27-4319591 | -$153,755 | -$153,755 | $0 |
| KHOSLA VENTURE IV 90-0720388 | -$3,487 | -$3,487 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | $4,873 | $4,873 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | -$1,657 | -$1,657 | $0 |
| JW CHILDS EQUITY III 03-0387301 | -$28 | -$28 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | -$486 | -$486 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | -$1,439 | -$1,439 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | -$276 | -$276 | $0 |
| 5AM VENTURES IV 46-3926873 | $423,634 | $423,634 | $0 |
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | $21,058 | $21,058 | $0 |
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $14,440 | $14,440 | $0 |
| 5AM VENTURES V 81-2585295 | -$745 | -$745 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | -$5,767 | -$5,767 | $0 |
| DEFY PARTNERS II 83-4667886 | -$1,075 | -$1,075 | $0 |
| BOND II 86-2055105 | -$14,799 | -$14,799 | $0 |
| HFCP IX(PARALLEL)98-1450120 | -$4,901 | -$4,901 | $0 |
| SEARCHLIGHT CAPITAL III 83-3629142 | -$5,515 | -$5,515 | $0 |
| ECHO STREET GOODCO SELECT II 47-4827277 | $78,573 | $78,573 | $0 |
| VARDE FUND XII(B)(FEEDER)81-0992297 | $93,421 | $93,421 | $0 |
| HCP CDH V INVESTORS 80-0884122 | $113,723 | $113,723 | $0 |
| QIMING VENTURE PARTNERS V 98-1282573 | -$643 | -$643 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $38,842 | $38,842 | $0 |
| ELEPHANT PARTNERS IV-B 87-1382073 | -$962 | -$962 | $0 |
| GENERATION IM GLOBAL 27-0114160 | $37,417 | $37,417 | $0 |
| HCP BF 2014 INVESTORS 30-0827317 | -$2,064 | -$2,064 | $0 |
| QIMING VENTURE PARTNERS IV 98-116224 | -$879 | -$879 | $0 |
| GC GR X-ENDURANCE 84-4503645 | -$552 | -$552 | $0 |
| HCP VF IX INVESTORS 26-1958282 | -$187 | -$187 | $0 |
| GC GR X-GROWTH VENTURE 84-445879 | -$680 | -$680 | $0 |
| BAUPOST VALUE PARTNERS IV 26-2208448 | $1,090,230 | $1,090,230 | $0 |
| KHOSLA VENTURES III 26-4049910 | -$592 | -$592 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | -$145 | -$145 | $0 |
| LONE CASCADE-CLASS K 20-1330917 | $4,850 | $4,850 | $0 |
| LONE CASCADE-CLASS J 20-1330917 | $4,846 | $4,846 | $0 |
| SEACHLIGHT CAP III OPT 85-0677940 | $567 | $567 | $0 |
| SEACHLIGHT CAP III FC AIV 85-0677940 | -$115 | -$115 | $0 |
| SEACHLIGHT CAP III FEY 85-4082230 | $59,926 | $59,926 | $0 |
| STG ST 84-5127952 | -$133 | -$133 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $27 | $27 | $0 |
| FELICIS FOCUS FUND I 87-1747950 | -$223 | -$223 | $0 |
| FELICIS VENTURE VIII 87-1725350 | -$524 | -$524 | $0 |
| 645 VENTURE III | -$1,374 | -$1,374 | $0 |
| GQG PRTNRS GL EQ FD 81-2947111 | $148,852 | $148,852 | $0 |
| INTANDEM CAP OPPRT FD N/A | -$3,571 | -$3,571 | $0 |
| IR&M SHORT FUND 27-4824046 | $242,321 | $242,321 | $0 |
| GOODWATER IV 86-2998262 | -$1,442 | -$1,442 | $0 |
| GOODWATER INFINITY II 86-3028191 | -$1,111 | -$1,111 | $0 |
| H&F EXECUTIVES X 98-1581534 | -$5,894 | -$5,894 | $0 |
| PSG V 86-1466028 | -$8,670 | -$8,670 | $0 |
| LUMINATE CAP PRTNRS III-A 85-1857090 | $3,608 | $3,608 | $0 |
| WHITESPRUCE FUND I 47-1094173 | $13,401 | $13,401 | $0 |
| OTHER INCOME- | |||
| SCHWAB/GURTIN-AMORTIZATION | -$17,134 | -$17,134 | $0 |
| OTHER INCOME-FARALLON INTEREST | $374 | $374 | $0 |
| OTHER INCOME-ROSEWOOD ADVISORS ESCROW | $1,735 | $1,735 | $0 |
| CHANGES IN UNREALIZED APPRECIATION | -$9,078,749 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | -$857,005 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | $423,022 | $296,828 |
| DEFERRED RENT | $100,253 | $77,819 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (45 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $10,612 | $10,612 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $3,188 | $3,188 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $7,500 | $7,500 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $9,619 | $9,619 | $0 | $0 |
| BAIN CAP. FD XIII61-1985674 | $11,250 | $11,250 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $685,910 | $685,910 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $152,566 | $152,566 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $711 | $711 | $0 | $0 |
| DEFY PARTNERS II 83-4667886 | $17,159 | $17,159 | $0 | $0 |
| HFCP IX (PARALLEL)98-1450120 | $2,044 | $2,044 | $0 | $0 |
| GEMINI ISRAEL V 98-0548428 | $11,754 | $11,754 | $0 | $0 |
| 5AM VENTURE V 81-2585295 | $20,910 | $20,910 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $2,466 | $2,466 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $15,493 | $15,493 | $0 | $0 |
| GEMINI ISRAEL IV 98-0428414 | $1,485 | $1,485 | $0 | $0 |
| THE VARDE FUND XII(B)XXX-XX-XXXX | $8,771 | $8,771 | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | $3,451 | $3,451 | $0 | $0 |
| GC GRX-EARLY VENTURE84-4453568 | $6,464 | $6,464 | $0 | $0 |
| GENERATION IM GLOBAL27-0114160 | $137,977 | $137,977 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $21,826 | $21,826 | $0 | $0 |
| SEARCHLIGHT CAP.III83-3629142 | $28,191 | $28,191 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $274,572 | $274,572 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $9,346 | $9,346 | $0 | $0 |
| 645 VENTURES III85-0980618 | $26,063 | $26,063 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $4,830 | $4,830 | $0 | $0 |
| ECHOSTGOODCOSELECTII47-4827277 | $62,060 | $62,060 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $7,778 | $7,778 | $0 | $0 |
| KHOSLA VENTURES SEED | $2,222 | $2,222 | $0 | $0 |
| 26-4754028 | ||||
| GC GRX-GROWTHVENTURE84-4453879 | $8,696 | $8,696 | $0 | $0 |
| QIMING VENTURE PR V 98-1282573 | $11,205 | $11,205 | $0 | $0 |
| LONE CASCADE-CLASS J20-1330917 | $60,458 | $60,458 | $0 | $0 |
| LONE CASCADE-CLASS K20-1330917 | $60,490 | $60,490 | $0 | $0 |
| STG ST-84-5127952 | $1,211 | $1,211 | $0 | $0 |
| ELEPHANT PRTNRS IV-B87-1382073 | $12,949 | $12,949 | $0 | $0 |
| FELICIS VENTURESVIII87-1725350 | $5,543 | $5,543 | $0 | $0 |
| IR&M SHORT FUND27-4824046 | $25,785 | $25,785 | $0 | $0 |
| GQG PRTNRS GL EQ FD81-2947111 | $35,247 | $35,247 | $0 | $0 |
| GOODWATER CAP IV 86-2998262 | $14,245 | $14,245 | $0 | $0 |
| GOODWATER INFINITYII86-3028191 | $3,911 | $3,911 | $0 | $0 |
| PSG V 86-1466028 | $26,077 | $26,077 | $0 | $0 |
| WHITESPRUCE FUND 47-1094173 | $9,990 | $9,990 | $0 | $0 |
| LUMINATE CAP PRTNRS III-A | $43,180 | $43,180 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAX AND FILING FEES | $11,019 | $10,769 | $0 | $250 |
| FEDERAL EXCISE & UBTI TAXES | $308,806 | $0 | $0 | $0 |