THE SAMUEL AND JEAN FRANKEL FINE ARTS FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL FINE ARTS FOUNDATION (EIN 30-0095026)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202223189349104457
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T13:56:14-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 382656556 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GORDON ADVISORS PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 W LONG LAKE ROAD STE 200 | AddressLine1Txt |
| City | TROY | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48098 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095026 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SAMUEL AND JEAN FRANKEL FINE ARTS | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAMU | BusinessNameControlTxt |
| Phone | 2486492924 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1671 LOCHRIDGE RD | AddressLine1Txt |
| City | BLOOMFIELD HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48302 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STUART FRANKEL | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2486492924 | PhoneNum |
| Signature | 2022-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | STUART | PersonFirstNm |
| Person Last | FRANKEL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MAUREEN M MORACCINI CPA | PreparerPersonNm |
| PTIN | P00845299 | PTIN |
| Phone | 2489520200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $136,493,173 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $3,237,320 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,237,320 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,379,226 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $24,569,103 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,379,226 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,228,127 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,228,127 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,844,673 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,844,673 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $391,117 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $391,117 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $98,438 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $196,528 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $196,528 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $686,083 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $587,645 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,460,749 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,460,749 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,146,832 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $587,645 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,460,749 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,302,159 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $6,257,028 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $907,508 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $832,633 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $832,633 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $132,858,972 | CorporateStockBOYAmt |
| Corporate Stock EOY | $135,576,943 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $135,576,943 | CorporateStockEOYFMVAmt |
| Other Assets BOY | $139,676 | OtherAssetsBOYAmt |
| Other Assets EOY | $83,597 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $83,597 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $133,906,156 | TotalAssetsBOYAmt |
| Total Assets EOY | $136,493,173 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $136,493,173 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $133,906,156 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $136,493,173 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $133,906,156 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $136,493,173 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $133,906,156 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $136,493,173 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $133,906,156 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,302,159 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,889,176 | OtherIncreasesAmt |
| Subtotal | $136,493,173 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $136,493,173 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (321 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ADVANCED ENERGY IND: AEIS | P | 2021-05-25 | 2021-06-25 | $111 | $100 | $11 | $11 |
| ALTRA INDUSTRIAL MOTION: AIMC | P | 2020-08-21 | 2021-06-25 | $907 | $534 | $373 | $373 |
| ARCHROCK INC: AROC | P | 2020-12-23 | 2021-06-25 | $1,184 | $1,160 | $24 | $24 |
| CABOT CORP: CBT | P | 2020-08-21 | 2021-06-25 | $3,283 | $2,180 | $1,103 | $1,103 |
| CASELLA WASTE SYS CLASS CWST | P | 2020-08-21 | 2021-06-25 | $2,678 | $2,342 | $336 | $336 |
| COHERENT INC: COHR | P | 2020-08-21 | 2021-03-01 | $146,383 | $66,610 | $79,773 | $79,773 |
| CONMED CORP: CNMD | P | 2020-12-23 | 2021-06-25 | $1,566 | $1,242 | $324 | $324 |
| CORE LABORATORIES | P | 2020-08-21 | 2021-06-25 | $1,051 | $560 | $491 | $491 |
| CORP OFFICE PPTY TR | P | 2020-08-21 | 2021-06-25 | $2,759 | $2,410 | $349 | $349 |
| D M C GLOBAL INC00500: BOOM | P | 2020-08-21 | 2021-06-25 | $1,327 | $772 | $555 | $555 |
| DARLING INGREDIENTS: DAR | P | 2020-08-21 | 2021-06-28 | $79,222 | $38,629 | $40,593 | $40,593 |
| DARLING INGREDIENTS: DAR | P | 2020-08-21 | 2021-06-29 | $9,857 | $4,857 | $5,000 | $5,000 |
| EATON VANCE CO | P | 2020-08-21 | 2021-03-02 | $14,182 | $14,182 | $14,182 | |
| ENERSYS: ENS | P | 2020-08-21 | 2021-06-25 | $2,756 | $2,007 | $749 | $749 |
| FIRST MERCHANTS CORP: FRME | P | 2020-08-21 | 2021-06-25 | $1,310 | $752 | $558 | $558 |
| FLIR SYSTEMS INC: FLIR | P | 2020-08-21 | 2021-02-12 | $118,376 | $76,821 | $41,555 | $41,555 |
| FORMFACTOR INC: FORM | P | 2020-08-21 | 2021-06-25 | $8,148 | $6,333 | $1,815 | $1,815 |
| FRANKLIN ELECTRIC CO: FELE | P | 2020-08-21 | 2021-06-25 | $3,909 | $2,904 | $1,005 | $1,005 |
| GATX CORP: GATX | P | 2020-08-21 | 2021-06-25 | $829 | $578 | $251 | $251 |
| HEARTLAND FINL USA: HTLF | P | 2021-06-03 | 2021-06-25 | $201 | $202 | -$1 | -$1 |
| HOULIHAN LOKEY INC CLASS HLI | P | 2020-08-21 | 2021-06-25 | $4,778 | $3,425 | $1,353 | $1,353 |
| LITTELFUSE INC: LFUS | P | 2020-08-21 | 2021-06-25 | $2,465 | $1,799 | $666 | $666 |
| MEDNAX INC: MD | P | 2021-02-12 | 2021-06-25 | $1,686 | $1,488 | $198 | $198 |
| MERIDIAN BIOSCIENCE: VIVO | P | 2021-04-01 | 2021-04-14 | $16,764 | $19,658 | -$2,894 | -$2,894 |
| MERITAGE HOMES CORP: MTH | P | 2020-08-21 | 2021-06-25 | $93 | $104 | -$11 | -$11 |
| MOLINA HEALTHCARE: MOH | P | 2020-08-21 | 2021-06-25 | $2,778 | $2,070 | $708 | $708 |
| MONOLITHIC POWER SYS: MPWR | P | 2020-08-21 | 2021-01-05 | $111,148 | $82,220 | $28,928 | $28,928 |
| MOOG INC CLASS | P | 2020-08-21 | 2021-06-25 | $172 | $118 | $54 | $54 |
| MORGAN STANLEY: MS | P | 2020-08-21 | 2021-03-04 | $67 | $53 | $14 | $14 |
| MORGAN STANLEY: MS | P | 2020-08-21 | 2021-04-13 | $23,325 | $19,000 | $4,325 | $4,325 |
| MYRIAD GENETICS INC: MYGN | P | 2021-01-05 | 2021-04-01 | $9,309 | $6,456 | $2,853 | $2,853 |
| MYRIAD GENETICS INC: MYGN | P | 2021-01-05 | 2021-04-22 | $6,743 | $5,031 | $1,712 | $1,712 |
| MYRIAD GENETICS INC: MYGN | P | 2021-01-05 | 2021-05-12 | $14,467 | $12,113 | $2,354 | $2,354 |
| MYRIAD GENETICS INC: MYGN | P | 2021-01-05 | 2021-06-25 | $6,625 | $4,383 | $2,242 | $2,242 |
| PEBBLEBROOK HOTEL TR REIT: PEB | P | 2020-08-21 | 2021-06-25 | $3,613 | $1,773 | $1,840 | $1,840 |
| PLEXUS CORP: PLXS | P | 2020-08-21 | 2021-06-25 | $3,754 | $3,105 | $649 | $649 |
| RAYMOND JAMES FINL: RJF | P | 2020-08-21 | 2021-06-25 | $1,982 | $1,104 | $878 | $878 |
| REINSURANCE GP AMER: RGA | P | 2020-08-21 | 2021-06-25 | $3,114 | $2,380 | $734 | $734 |
| RYDER SYSTEM INC: R | P | 2020-08-21 | 2021-06-25 | $1,798 | $944 | $854 | $854 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-25 | $635 | $407 | $228 | $228 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-25 | $4,231 | $2,714 | $1,517 | $1,517 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $1,050 | $679 | $371 | $371 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $3,571 | $2,307 | $1,264 | $1,264 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $4,201 | $2,714 | $1,487 | $1,487 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $4,201 | $2,714 | $1,487 | $1,487 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $4,201 | $2,714 | $1,487 | $1,487 |
| SANMINA CORP: SANM | P | 2020-08-21 | 2021-05-26 | $28,733 | $18,557 | $10,176 | $10,176 |
| SCOTTS MIRACLE GRO CO: SMG | P | 2020-08-21 | 2021-06-25 | $189 | $170 | $19 | $19 |
| STAG INDUSTRIAL INC REIT: STAG | P | 2020-08-21 | 2021-06-25 | $1,790 | $1,515 | $275 | $275 |
| STEELCASE INC CLASS A: SCS | P | 2020-08-21 | 2021-04-22 | $7,993 | $6,242 | $1,751 | $1,751 |
| STEELCASE INC CLASS A: SCS | P | 2020-08-21 | 2021-06-25 | $169 | $119 | $50 | $50 |
| STIFEL FINL CO: SF | P | 2020-08-21 | 2021-06-25 | $1,184 | $599 | $585 | $585 |
| TELEDYNE TECHNOLOGIE: TDY | P | 2020-08-21 | 2021-06-25 | $3,417 | $2,469 | $948 | $948 |
| TELEDYNE TECHNOLOGIE: TDY | P | 2020-08-21 | 2021-08-20 | $36,011 | $24,688 | $11,323 | $11,323 |
| TIMKEN CO: TKR | P | 2020-08-21 | 2021-06-25 | $2,596 | $1,705 | $891 | $891 |
| TRUSTMARK CORP: TRMK | P | 2020-08-21 | 2021-06-25 | $453 | $332 | $121 | $121 |
| UNITED FIRE GROUP: UFCS | P | 2020-08-21 | 2021-06-25 | $617 | $558 | $59 | $59 |
| UNITED FIRE GROUP: UFCS | P | 2020-08-21 | 2021-06-25 | $1,122 | $1,015 | $107 | $107 |
| WOLVERINE WORLD WIDE: WWW | P | 2021-01-05 | 2021-06-25 | $1,788 | $1,617 | $171 | $171 |
| CATALENT INC: CTLT | P | 2020-08-21 | 2021-10-29 | $53,129 | $33,561 | $19,568 | $19,568 |
| ENTEGRIS INC: ENTG | P | 2020-08-21 | 2021-10-19 | $82,861 | $44,222 | $38,639 | $38,639 |
| MOLINA HEALTHCARE: MOH | P | 2020-08-21 | 2021-10-29 | $16,097 | $10,160 | $5,937 | $5,937 |
| MONOLITHIC POWER SYS: MPWR | P | 2020-08-21 | 2021-09-23 | $82,644 | $43,288 | $39,356 | $39,356 |
| TELEDYNE TECHNOLOGIE: TDY | P | 2020-08-21 | 2021-10-29 | $16,177 | $11,110 | $5,067 | $5,067 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-01-27 | $98,758 | $98,758 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-02-01 | $93,254 | $93,254 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-02-09 | $2,999,963 | $2,999,963 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-12-07 | 2021-02-12 | $52,500 | $52,500 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-02-18 | $170,000 | $170,000 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-12-07 | 2021-02-22 | $30,000 | $30,000 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-03-12 | $308,865 | $308,865 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-03-22 | $900,000 | $901,349 | -$1,349 | -$1,349 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-03-31 | $210,000 | $210,124 | -$124 | -$124 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-04-13 | $870,974 | $872,769 | -$1,795 | -$1,795 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-04-16 | $80,000 | $80,160 | -$160 | -$160 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-04-26 | $938 | $938 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-04-30 | $186,149 | $186,149 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-05-17 | $825,000 | $825,670 | -$670 | -$670 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-06-01 | $30,000 | $30,059 | -$59 | -$59 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-06-10 | $374,224 | $374,970 | -$746 | -$746 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-06-15 | $300,000 | $300,598 | -$598 | -$598 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-06-30 | $419,000 | $419,290 | -$290 | -$290 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-07-02 | $61,859 | $61,922 | -$63 | -$63 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-07-29 | $88,273 | $88,273 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-08-26 | $140,596 | $140,596 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-09-02 | $102,542 | $102,542 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-09-24 | $43,446 | $43,446 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-29 | 2021-11-29 | $365,028 | $366,489 | -$1,461 | -$1,461 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-12-20 | $199,871 | $200,667 | -$796 | -$796 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-29 | 2021-12-21 | $110,444 | $110,886 | -$442 | -$442 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-12-23 | $833,467 | $836,736 | -$3,269 | -$3,269 |
| VANGUARD S/T INVEST GRD-ADM | P | 2021-01-01 | 2021-12-30 | $1,557 | $1,557 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-10-22 | $807,105 | $809,216 | -$2,111 | -$2,111 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-10-26 | $102,105 | $102,518 | -$413 | -$413 |
| JPM MANAGED INCOME FD - USD - L | P | 2021-01-01 | 2021-11-19 | $79,686 | $79,998 | -$312 | -$312 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-04-26 | $62 | $62 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-01-22 | $63 | $63 | $0 | $0 |
| WALT DISNEY CO/THE | P | 2020-03-19 | 2021-03-18 | $56,840 | $27,907 | $28,933 | $28,933 |
| WALT DISNEY CO/THE | P | 2020-03-19 | 2021-03-19 | $19,234 | $9,399 | $9,835 | $9,835 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-02-18 | $11,684 | $10,988 | $696 | $696 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2002-02-21 | 2021-02-19 | $4,855 | $4,578 | $277 | $277 |
| WABTEC CORP | P | 2020-02-21 | 2021-02-05 | $9,854 | $9,564 | $290 | $290 |
| WALT DISNEY CO/THE | P | 2020-03-20 | 2021-03-19 | $192 | $88 | $104 | $104 |
| HASBRO INC SR NTS | P | 2020-06-10 | 2021-03-29 | $230,000 | $230,464 | -$464 | -$464 |
| LAB CORP OF AMER SR NTS | P | 2020-12-08 | 2021-11-22 | $349,251 | $366,752 | -$17,501 | -$17,501 |
| MOSAIC CO 3 3/4% NOV 15 2021 DTD 10/24/2011 ENTIRE ISSUE CALLED | P | 2021-01-07 | 2021-08-16 | $515,000 | $517,857 | -$2,857 | -$2,857 |
| NUTRIEN LTD SR NTS | P | 2021-09-23 | 2021-12-16 | $26,385 | $26,471 | -$86 | -$86 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-12-07 | 2021-01-22 | $938 | $938 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-12-07 | 2021-01-27 | $1,349 | $1,349 | $0 | $0 |
| VANGUARD S/T INVEST GRD-ADM | P | 2021-01-04 | 2021-12-30 | $753 | $753 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-08-13 | 2021-09-24 | $16,554 | $16,554 | $0 | $0 |
| ISHARES-MSCI EAFE INTL-K | P | 2021-01-01 | 2021-11-10 | $3,000,000 | $2,056,904 | $943,096 | $943,096 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-08-13 | 2021-10-22 | $17,895 | $17,895 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-08-13 | 2021-10-26 | $17,895 | $18,001 | -$106 | -$106 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-05-29 | 2021-12-23 | $416,533 | $417,783 | -$1,250 | -$1,250 |
| VANGUARD S/T INVEST GRD-ADM | P | 2021-01-01 | 2021-12-30 | $207,690 | $207,690 | $0 | $0 |
| JPM MANAGED INCOME FD - USD - L | P | 2020-10-21 | 2021-11-26 | $11,960 | $11,960 | $0 | $0 |
| ALPHABET INC-CL C | P | 2019-06-11 | 2021-07-08 | $72,362 | $30,669 | $41,693 | $41,693 |
| ALPHABET INC-CL C | P | 2019-06-11 | 2021-07-22 | $64,001 | $26,288 | $37,713 | $37,713 |
| AON PLC-CLASS A | P | 2021-01-01 | 2021-11-19 | $74,104 | $51,185 | $22,919 | $22,919 |
| AON PLC-CLASS A | P | 2021-01-01 | 2021-12-03 | $63,883 | $42,224 | $21,659 | $21,659 |
| AON PLC-CLASS A | P | 2021-01-01 | 2021-12-27 | $31,835 | $21,104 | $10,731 | $10,731 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2019-06-11 | 2021-02-11 | $23,230 | $20,213 | $3,017 | $3,017 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2019-06-11 | 2021-02-18 | $53,309 | $45,635 | $7,674 | $7,674 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2021-01-01 | 2021-03-01 | $89,348 | $67,565 | $21,783 | $21,783 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-03-04 | $19,845 | $15,051 | $4,794 | $4,794 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-05-25 | $36,950 | $23,784 | $13,166 | $13,166 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-05-28 | $61,230 | $39,392 | $21,838 | $21,838 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-06-11 | $30,382 | $19,696 | $10,686 | $10,686 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-07-09 | $61,566 | $40,879 | $20,687 | $20,687 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-08-06 | $63,782 | $41,622 | $22,160 | $22,160 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-08-12 | $66,183 | $42,551 | $23,632 | $23,632 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2017-10-03 | 2021-08-17 | $56,424 | $36,234 | $20,190 | $20,190 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2021-01-01 | 2021-10-25 | $44,573 | $28,615 | $15,958 | $15,958 |
| COMCAST CORP-CLASS A | P | 2021-01-01 | 2021-04-05 | $56,540 | $45,302 | $11,238 | $11,238 |
| COMCAST CORP-CLASS A | P | 2019-06-11 | 2021-04-07 | $57,360 | $43,713 | $13,647 | $13,647 |
| COMCAST CORP-CLASS A | P | 2017-10-03 | 2021-04-16 | $37,962 | $28,432 | $9,530 | $9,530 |
| GENERAL MOTORS CO | P | 2017-10-03 | 2021-05-27 | $60,712 | $44,029 | $16,683 | $16,683 |
| GENERAL MOTORS CO | P | 2017-10-03 | 2021-06-01 | $14,618 | $10,638 | $3,980 | $3,980 |
| GOLDMAN SACHS GROUP INC | P | 2020-02-11 | 2021-05-13 | $58,187 | $38,350 | $19,837 | $19,837 |
| GOLDMAN SACHS GROUP INC | P | 2020-02-11 | 2021-05-18 | $89,693 | $57,761 | $31,932 | $31,932 |
| MARRIOTT INTERNATIONAL -CL A | P | 2019-06-11 | 2021-04-15 | $49,866 | $45,063 | $4,803 | $4,803 |
| MICROSOFT CORP | P | 2017-10-03 | 2021-12-16 | $13,335 | $3,048 | $10,287 | $10,287 |
| WABTEC CORP | P | 2021-01-01 | 2021-02-01 | $44,807 | $41,068 | $3,739 | $3,739 |
| WABTEC CORP | P | 2021-01-01 | 2021-03-01 | $18,661 | $17,241 | $1,420 | $1,420 |
| WABTEC CORP | P | 2019-05-15 | 2021-03-10 | $27,706 | $25,035 | $2,671 | $2,671 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-05-24 | $59,690 | $69,391 | -$9,701 | -$9,701 |
| WELLS FARGO & CO | P | 2018-10-17 | 2021-05-24 | $2,084 | $2,399 | -$315 | -$315 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-05-28 | $61,090 | $63,714 | -$2,624 | -$2,624 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-11-09 | $75,012 | $71,324 | $3,688 | $3,688 |
| WELLS FARGO & CO | P | 2018-12-19 | 2021-11-22 | $1,412 | $1,318 | $94 | $94 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-11-22 | $65,222 | $59,679 | $5,543 | $5,543 |
| WELLS FARGO & CO | P | 2019-06-11 | 2021-12-20 | $62,571 | $61,546 | $1,025 | $1,025 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-12-21 | $25,025 | $14,446 | $10,579 | $10,579 |
| ALPHABET INC-CL C | P | 2020-02-21 | 2021-07-08 | $15,506 | $8,957 | $6,549 | $6,549 |
| ALPHABET INC-CL C | P | 2020-02-21 | 2021-07-22 | $13,334 | $7,464 | $5,870 | $5,870 |
| AON PLC-CLASS A | P | 2020-02-21 | 2021-11-19 | $16,071 | $12,513 | $3,558 | $3,558 |
| AON PLC-CLASS A | P | 2020-02-21 | 2021-12-01 | $14,215 | $11,122 | $3,093 | $3,093 |
| AON PLC-CLASS A | P | 2020-02-21 | 2021-12-23 | $7,041 | $5,561 | $1,480 | $1,480 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-03-01 | $20,159 | $18,542 | $1,617 | $1,617 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-03-04 | $4,410 | $4,120 | $290 | $290 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-05-25 | $8,371 | $6,638 | $1,733 | $1,733 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-05-28 | $13,286 | $10,530 | $2,756 | $2,756 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-06-10 | $6,860 | $5,494 | $1,366 | $1,366 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-07-08 | $13,426 | $11,217 | $2,209 | $2,209 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-08-09 | $14,081 | $11,217 | $2,864 | $2,864 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-08-12 | $14,503 | $11,445 | $3,058 | $3,058 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-08-16 | $13,843 | $10,988 | $2,855 | $2,855 |
| BERKSHIRE HATHAWAY INC-CL B | P | 2020-02-21 | 2021-08-17 | $8,670 | $6,867 | $1,803 | $1,803 |
| COMCAST CORP-CLASS A | P | 2020-02-21 | 2021-04-05 | $12,473 | $10,431 | $2,042 | $2,042 |
| COMCAST CORP-CLASS A | P | 2020-02-21 | 2021-04-08 | $12,713 | $10,753 | $1,960 | $1,960 |
| COMCAST CORP-CLASS A | P | 2020-02-21 | 2021-04-16 | $8,044 | $6,709 | $1,335 | $1,335 |
| GENERAL MOTORS CO | P | 2020-02-21 | 2021-05-27 | $13,373 | $7,739 | $5,634 | $5,634 |
| GOLDMAN SACHS GROUP INC | P | 2020-02-21 | 2021-05-13 | $12,571 | $8,038 | $4,533 | $4,533 |
| GOLDMAN SACHS GROUP INC | P | 2020-02-21 | 2021-05-18 | $19,482 | $12,172 | $7,310 | $7,310 |
| MARRIOTT INTERNATIONAL -CL A | P | 2020-02-21 | 2021-04-07 | $13,882 | $13,310 | $572 | $572 |
| MICROSOFT CORP | P | 2020-02-21 | 2021-12-16 | $2,927 | $1,608 | $1,319 | $1,319 |
| WABTEC CORP | P | 2020-02-21 | 2021-03-01 | $4,122 | $4,312 | -$190 | -$190 |
| WABTEC CORP | P | 2020-02-21 | 2021-03-04 | $5,878 | $6,350 | -$472 | -$472 |
| WALT DISNEY CO/THE | P | 2020-03-12 | 2021-03-18 | $12,524 | $6,032 | $6,492 | $6,492 |
| WALT DISNEY CO/THE | P | 2020-03-12 | 2021-03-19 | $5,962 | $2,875 | $3,087 | $3,087 |
| WELLS FARGO & CO | P | 2020-02-21 | 2021-05-20 | $14,241 | $14,792 | -$551 | -$551 |
| WELLS FARGO & CO | P | 2020-02-21 | 2021-05-28 | $13,524 | $13,793 | -$269 | -$269 |
| WELLS FARGO & CO | P | 2020-02-21 | 2021-11-08 | $16,990 | $15,886 | $1,104 | $1,104 |
| WELLS FARGO & CO | P | 2020-02-21 | 2021-11-22 | $303 | $285 | $18 | $18 |
| WELLS FARGO & CO | P | 2020-02-21 | 2021-11-22 | $14,421 | $13,650 | $771 | $771 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-12-17 | $13,954 | $13,525 | $429 | $429 |
| WELLS FARGO & CO | P | 2021-01-01 | 2021-12-21 | $5,922 | $3,410 | $2,512 | $2,512 |
| $ TREE INC SR NTS | P | 2021-01-01 | 2021-12-01 | $93,938 | $89,923 | $4,015 | $4,015 |
| BECTON DICKINSON & CO SR NTS | P | 2017-09-29 | 2021-09-13 | $25,481 | $25,023 | $458 | $458 |
| CONSTELLATION BRANDS INC 3.75% 05/01/2021 DTD 05/14/2013 ENTIRE ISSUE CALLED | P | 2017-09-06 | 2021-02-04 | $130,997 | $130,448 | $549 | $549 |
| CVS HEALTH CORP | P | 2016-08-05 | 2021-06-01 | $30,000 | $30,000 | $0 | $0 |
| HOME DEPOT INC SR NTS 2.0% 04/01/2021 DTD 02/12/2016 ENTIRE ISSUE CALLED | P | 2016-05-05 | 2021-03-01 | $700,000 | $700,164 | -$164 | -$164 |
| KINDER MORGAN ENER PART 3.5% 03/01/2021 DTD 02/24/2014 ENTIRE ISSUE CALLED | P | 2021-01-01 | 2021-01-05 | $240,000 | $240,938 | -$938 | -$938 |
| NEXTERA ENERGY CAP 2.403% 09/01/2021 DTD 08/08/2019 TO REDEMPTION | P | 2020-01-16 | 2021-09-01 | $580,000 | $580,000 | $0 | $0 |
| TIME WARNER CABLE LLC SR NTS | P | 2020-01-31 | 2021-07-02 | $875,000 | $877,392 | -$2,392 | -$2,392 |
| ALTRIA GROUP INC | P | 2016-04-19 | 2021-02-18 | $51,938 | $50,467 | $1,471 | $1,471 |
| BK OF AMER CORP SR NTS | P | 2018-05-14 | 2021-05-17 | $50,000 | $50,000 | $0 | $0 |
| ENTERPRISE PRODUCTS OPER 2.8% 02/15/2021 DTD 02/15/2018 TO REDEMPTION | P | 2018-02-01 | 2021-02-16 | $75,000 | $74,960 | $40 | $40 |
| TEXTRON INC SR NTS 3.65% 03/01/2021 DTD 01/30/2014 TO REDEMPTION | P | 2015-02-20 | 2021-03-01 | $50,000 | $50,000 | $0 | $0 |
| TX INSTRUMENTS INC SR NTS 2.75% 03/12/2021 DTD 03/12/2014 ENTIRE ISSUE CALLE | P | 2017-04-27 | 2021-02-12 | $50,000 | $50,025 | -$25 | -$25 |
| UN PAC CORP SR NTS | P | 2018-06-05 | 2021-06-08 | $50,000 | $49,969 | $31 | $31 |
| US BANCORP MTN | P | 2017-01-19 | 2021-12-23 | $100,000 | $99,828 | $172 | $172 |
| WALMART INC | P | 2019-04-17 | 2021-09-23 | $27,446 | $24,987 | $2,459 | $2,459 |
| ISHARES GOLD TRUST | P | 2021-01-01 | 2021-01-31 | $661 | $661 | $0 | $0 |
| ISHARES GOLD TRUST | P | 2021-01-01 | 2021-02-28 | $1,151 | $1,151 | $0 | $0 |
| ISHARES GOLD TRUST | P | 2021-01-01 | 2021-03-31 | $1,213 | $1,213 | $0 | $0 |
| ISHARES GOLD TRUST | P | 2021-01-01 | 2021-04-30 | $1,197 | $1,197 | $0 | $0 |
| GENERAL ELECTRIC CO | P | 2021-01-01 | 2021-08-12 | $26 | $26 | $26 | |
| GENERAL ELECTRIC CO CASH IN LIEU OF FRACTIONAL SHARES | P | 2021-01-01 | 2021-08-12 | $39 | $39 | $39 | |
| ADIDAS AG FSPONSORED ADR 1 | P | 2020-08-11 | 2021-04-06 | $67,670 | $64,546 | $3,124 | $3,124 |
| ADIDAS AG FSPONSORED ADR 1 | P | 2020-07-29 | 2021-04-07 | $29,164 | $25,805 | $3,359 | $3,359 |
| ADIDAS AG FSPONSORED ADR 1 | P | 2020-08-11 | 2021-04-07 | $42,935 | $41,216 | $1,719 | $1,719 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-01-22 | $2,301 | $1,732 | $569 | $569 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-01-22 | $3,392 | $2,599 | $793 | $793 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-02-02 | $2,221 | $1,732 | $489 | $489 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-02-02 | $10,035 | $7,796 | $2,239 | $2,239 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-02-03 | $10,140 | $7,796 | $2,344 | $2,344 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-02-04 | $12,311 | $9,528 | $2,783 | $2,783 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-02-05 | $14,782 | $11,261 | $3,521 | $3,521 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2021-04-07 | 2021-08-03 | $5,755 | $5,456 | $299 | $299 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2021-04-07 | 2021-08-03 | $6,747 | $6,365 | $382 | $382 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2021-04-08 | 2021-08-03 | $11,511 | $10,993 | $518 | $518 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2021-04-09 | 2021-08-03 | $8,633 | $8,313 | $320 | $320 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-21 | 2021-08-05 | $13,513 | $10,164 | $3,349 | $3,349 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-12-16 | 2021-08-05 | $40,538 | $36,381 | $4,157 | $4,157 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2021-04-07 | 2021-08-05 | $6,756 | $6,365 | $391 | $391 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-21 | 2021-08-09 | $14,936 | $10,890 | $4,046 | $4,046 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-28 | 2021-08-09 | $4,979 | $3,550 | $1,429 | $1,429 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-29 | 2021-08-09 | $15,932 | $11,209 | $4,723 | $4,723 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-09-11 | 2021-08-23 | $1,971 | $1,078 | $893 | $893 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-29 | 2021-08-23 | $6,899 | $4,904 | $1,995 | $1,995 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-10-30 | 2021-08-23 | $26,611 | $18,551 | $8,060 | $8,060 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-09-11 | 2021-08-24 | $17,806 | $9,701 | $8,105 | $8,105 |
| AIA GROUP LTD FSPONSORED ADR | P | 2020-07-29 | 2021-06-11 | $28,569 | $21,828 | $6,741 | $6,741 |
| AIA GROUP LTD FSPONSORED ADR | P | 2021-01-06 | 2021-06-11 | $17,240 | $17,361 | -$121 | -$121 |
| AIA GROUP LTD FSPONSORED ADR | P | 2020-07-29 | 2021-06-15 | $21,277 | $16,559 | $4,718 | $4,718 |
| AIA GROUP LTD FSPONSORED ADR | P | 2020-08-11 | 2021-06-15 | $967 | $751 | $216 | $216 |
| AIA GROUP LTD FSPONSORED ADR | P | 2020-08-11 | 2021-06-15 | $22,754 | $17,653 | $5,101 | $5,101 |
| AIA GROUP LTD FSPONSORED ADR | P | 2020-08-11 | 2021-06-16 | $22,474 | $17,278 | $5,196 | $5,196 |
| AIRBUS GROUP FSPONSORED ADR | P | 2021-02-23 | 2021-06-29 | $19,664 | $18,651 | $1,013 | $1,013 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-07-29 | 2021-01-11 | $20,566 | $22,688 | -$2,122 | -$2,122 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-01-11 | $41,131 | $45,287 | -$4,156 | -$4,156 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-11-17 | 2021-01-11 | $12,568 | $14,168 | -$1,600 | -$1,600 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-01-26 | $9,247 | $8,806 | $441 | $441 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-01-27 | $6,541 | $6,290 | $251 | $251 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-16 | $81,419 | $75,478 | $5,941 | $5,941 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-17 | $28,462 | $26,417 | $2,045 | $2,045 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-19 | $2,671 | $2,516 | $155 | $155 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-22 | $15,255 | $15,096 | $159 | $159 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-23 | $16,167 | $16,354 | -$187 | -$187 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-24 | $6,241 | $6,290 | -$49 | -$49 |
| ALIBABA GROUP HLDG LTD FSPONSORED | P | 2020-08-11 | 2021-02-25 | $11,026 | $11,322 | -$296 | -$296 |
| ASML HLDGS NV FSPONSORED ADR | P | 2020-08-11 | 2021-02-16 | $31,382 | $19,078 | $12,304 | $12,304 |
| ASML HLDGS NV FSPONSORED ADR | P | 2020-08-11 | 2021-02-17 | $36,901 | $22,747 | $14,154 | $14,154 |
| ASML HLDGS NV FSPONSORED ADR | P | 2020-08-11 | 2021-04-06 | $44,101 | $25,682 | $18,419 | $18,419 |
| ASTRAZENECA PLC FSPONSORED ADR | P | 2020-07-29 | 2021-03-11 | $40,143 | $46,248 | -$6,105 | -$6,105 |
| ASTRAZENECA PLC FSPONSORED ADR | P | 2020-08-11 | 2021-03-11 | $12,728 | $14,394 | -$1,666 | -$1,666 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-07-29 | 2021-02-16 | $12,365 | $9,347 | $3,018 | $3,018 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-07-29 | 2021-02-17 | $11,246 | $8,413 | $2,833 | $2,833 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-07-29 | 2021-07-29 | $17,320 | $12,151 | $5,169 | $5,169 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-04 | 2021-07-29 | $11,991 | $7,841 | $4,150 | $4,150 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-09 | 2021-07-29 | $11,991 | $7,697 | $4,294 | $4,294 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-08 | 2021-07-30 | $34,697 | $17,841 | $16,856 | $16,856 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-09 | 2021-07-30 | $3,304 | $1,710 | $1,594 | $1,594 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-10 | 2021-07-30 | $33,044 | $17,044 | $16,000 | $16,000 |
| GENMAB A/S FSPONSORED ADR | P | 2020-08-07 | 2021-03-11 | $1,636 | $1,830 | -$194 | -$194 |
| GENMAB A/S FSPONSORED ADR | P | 2020-08-11 | 2021-03-11 | $2,944 | $3,324 | -$380 | -$380 |
| GENMAB A/S FSPONSORED ADR | P | 2020-08-11 | 2021-03-11 | $29,442 | $32,919 | -$3,477 | -$3,477 |
| GENMAB A/S FSPONSORED ADR | P | 2020-08-11 | 2021-03-12 | $17,864 | $20,117 | -$2,253 | -$2,253 |
| GENMAB A/S FSPONSORED ADR | P | 2020-08-11 | 2021-03-15 | $17,980 | $19,751 | -$1,771 | -$1,771 |
| ICICI BANK LTD FSPONSORED ADR | P | 2021-01-06 | 2021-03-11 | $3,126 | $2,733 | $393 | $393 |
| ICICI BANK LTD FSPONSORED ADR | P | 2021-01-06 | 2021-03-11 | $3,994 | $3,485 | $509 | $509 |
| ICICI BANK LTD FSPONSORED ADR | P | 2021-01-12 | 2021-03-11 | $2,779 | $2,437 | $342 | $342 |
| ICICI BANK LTD FSPONSORED ADR | P | 2021-01-12 | 2021-03-11 | $10,767 | $9,453 | $1,314 | $1,314 |
| ICICI BANK LTD FSPONSORED ADR | P | 2021-01-06 | 2021-03-12 | $1,166 | $1,061 | $105 | $105 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-05 | $20,126 | $13,728 | $6,398 | $6,398 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-06 | $13,550 | $9,504 | $4,046 | $4,046 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-07 | $15,953 | $10,824 | $5,129 | $5,129 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-10 | $777 | $528 | $249 | $249 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-25 | $42,950 | $28,512 | $14,438 | $14,438 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-05-26 | $8,257 | $5,544 | $2,713 | $2,713 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-07-29 | 2021-06-01 | $14,776 | $9,180 | $5,596 | $5,596 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-08-11 | 2021-06-01 | $11,903 | $7,656 | $4,247 | $4,247 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-07-29 | 2021-06-03 | $395 | $255 | $140 | $140 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-07-29 | 2021-06-04 | $5,681 | $3,570 | $2,111 | $2,111 |
| INFINEON TECH AG FSPONSORED ADR | P | 2020-07-29 | 2021-06-10 | $20,843 | $13,005 | $7,838 | $7,838 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2020-07-29 | 2021-02-17 | $32,585 | $23,895 | $8,690 | $8,690 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2020-07-29 | 2021-04-06 | $19,451 | $16,164 | $3,287 | $3,287 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2020-07-29 | 2021-04-07 | $8,959 | $7,731 | $1,228 | $1,228 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2020-08-11 | 2021-04-07 | $68,411 | $55,574 | $12,837 | $12,837 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2021-08-25 | 2021-10-20 | $24,790 | $23,531 | $1,259 | $1,259 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-01-06 | $41,537 | $23,151 | $18,386 | $18,386 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-01-11 | $3,006 | $1,694 | $1,312 | $1,312 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-02-03 | $7,219 | $3,388 | $3,831 | $3,831 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-02-03 | $25,297 | $11,858 | $13,439 | $13,439 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-02-04 | $9,059 | $4,235 | $4,824 | $4,824 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-02-05 | $14,022 | $6,353 | $7,669 | $7,669 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-02-11 | $6,412 | $2,823 | $3,589 | $3,589 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-09-11 | 2021-10-26 | $60,482 | $33,415 | $27,067 | $27,067 |
| AFTERPAY TOUCH FUNSPONSORED ADR | P | 2020-09-11 | 2021-11-03 | $60,471 | $36,110 | $24,361 | $24,361 |
| APTIV PLC F: APTV | P | 2020-11-17 | 2021-12-17 | $20,753 | $14,773 | $5,980 | $5,980 |
| APTIV PLC F: APTV | P | 2020-11-18 | 2021-12-17 | $15,165 | $11,027 | $4,138 | $4,138 |
| APTIV PLC F: APTV | P | 2020-11-11 | 2021-12-22 | $8,042 | $5,530 | $2,512 | $2,512 |
| APTIV PLC F: APTV | P | 2020-11-17 | 2021-12-22 | $4,825 | $3,409 | $1,416 | $1,416 |
| ASML HLDGS NV FSPONSORED ADR | P | 2020-08-11 | 2021-09-09 | $59,794 | $25,682 | $34,112 | $34,112 |
| ASML HLDGS NV FSPONSORED ADR | P | 2020-08-11 | 2021-09-10 | $22,636 | $9,539 | $13,097 | $13,097 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-08-19 | 2021-09-09 | $24,675 | $10,669 | $14,006 | $14,006 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-09-08 | 2021-09-09 | $1,898 | $850 | $1,048 | $1,048 |
| ATLASSIAN CORP PLC FCLASS A: | P | 2020-08-19 | 2021-09-21 | $31,732 | $12,803 | $18,929 | $18,929 |
| ICICI BANK LTD FSPONSORED ADR | P | 2020-08-11 | 2021-10-25 | $17,486 | $8,040 | $9,446 | $9,446 |
| ICICI BANK LTD FSPONSORED ADR | P | 2020-08-11 | 2021-10-26 | $8,669 | $4,020 | $4,649 | $4,649 |
| ICICI BANK LTD FSPONSORED ADR | P | 2020-08-11 | 2021-10-26 | $39,733 | $18,392 | $21,341 | $21,341 |
| LVMH MOET HENNESSY LOU FSPONSORED | P | 2020-07-29 | 2021-08-19 | $74,835 | $47,785 | $27,050 | $27,050 |
| LVMH MOET HENNESSY LOU FSPONSORED | P | 2020-08-11 | 2021-08-19 | $54,687 | $34,379 | $20,308 | $20,308 |
| TENCENT HOLDINGS FUNSPONSORED | P | 2020-08-11 | 2021-10-20 | $138,300 | $140,259 | -$1,959 | -$1,959 |
| WUXI BIOLOGICS CAYMAN FUNSPONSORED | P | 2020-08-11 | 2021-11-16 | $19,204 | $9,599 | $9,605 | $9,605 |
| STONE RIDGE TR II SRRIX | P | 2021-01-01 | 2021-05-21 | $10,015 | $10,110 | -$95 | -$95 |
| STONE RIDGE TR II SRRIX | P | 2017-12-14 | 2021-05-21 | $100,948 | $112,866 | -$11,918 | -$11,918 |
| STONE RIDGE TR II SRRIX | P | 2017-12-14 | 2021-08-20 | $104,762 | $116,434 | -$11,672 | -$11,672 |
| STONE RIDGE TR II SRRIX | P | 2017-12-14 | 2021-12-03 | $29,244 | $33,886 | -$4,642 | -$4,642 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,379,226 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $86,973 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $86,973 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $86,973 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $97,709 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $117,709 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $30,736 | OverpaymentAmt |
| Applied To ES Tax | $30,736 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | STUART FRANKEL | IndividualWithBooksNm |
| Phone | 2486492924 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1334 MAPLELAWN | AddressLine1Txt |
| City | TROY | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48084 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | CJ | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| STUART FRANKEL | ||||||||
| 1334 MAPLELAWN | TROY | MI | 48084 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| MAXINE FRANKEL | ||||||||
| 1334 MAPLELAWN | TROY | MI | 48084 | VICE PRESIDENT | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $176,385,672 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $872,863 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $83,597 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $177,342,132 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $177,342,132 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,660,132 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $174,682,000 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $8,734,100 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $8,734,100 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $86,973 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $86,973 | TotalTaxAmt |
| Distributable Before Adj | $8,647,127 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $8,647,127 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $8,647,127 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,460,749 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $8,460,749 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $8,647,127 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr1 | $608,994 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $608,994 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,460,749 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $8,460,749 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $186,378 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $186,378 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $422,616 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $422,616 | ExcessDistriCyovToNextYrAmt |
| Excess From Year1 | $422,616 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NATIONAL PHILANTHROPIC TRUST | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 165 TOWNSHIP LINE ROAD NO 1200 | AddressLine1Txt |
| City | JENKINTOWN | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 19046 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PUBLIC CHARITY | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CONTRIBUTION | GrantOrContributionPurposeTxt |
| Amt | $8,460,749 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,460,749 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,237,320 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,379,226 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM PASSTHROUGH | Desc |
| Exclusion | 18 | ExclusionCd |
| Related Or Exempt Function Incm | $1,228,127 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,616,546 | ExclusionAmt |
| Related Or Exempt Function Incm | $1,228,127 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,844,673 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 11 | LineNumberTxt |
| Relationship Statement | ACTIVITY FROM PASSTHROUGH | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GOLDMAN SACHS PORTFOLIO | $14,030,588 | $14,030,588 |
| QUANTUN ENERGY PARTNERS VI, LP | $174,580 | $174,580 |
| BLOOMFIELD CAPITAL INCOME FUND III LLC | $2,165,707 | $2,165,707 |
| CARLYLE STRATEGIC PARTNERS IV | $826,382 | $826,382 |
| DEERFIELD PRIVATE DESIGN FUND IV LP | $1,650,765 | $1,650,765 |
| MITHRIL II LP | $1,709,637 | $1,709,637 |
| QUANTUN ENERGY PARTNERS VII, LP | $1,425,384 | $1,425,384 |
| ELLIOTT INTERNATIONAL | $5,860,416 | $5,860,416 |
| CHARLES SCHWAB SECURITIES | $11,668,942 | $11,668,942 |
| AQUILO CAPITAL | $2,065,951 | $2,065,951 |
| THE CHILDRENS INVESTMENT FUND | $7,165,894 | $7,165,894 |
| THE HURON FLEX EQUITY | $872,107 | $872,107 |
| THE HURON FUND V | $447,634 | $447,634 |
| PLYMOUTH GROWTH PARTNERS IV | $1,245,066 | $1,245,066 |
| DEERFIELD HEALTHCARE INNOVATIONS FUND | $346,889 | $346,889 |
| JP MORGAN PORTFOLIO | $78,343,937 | $78,343,937 |
| DEERFIELD PRIVATE DESIGN V | $324,864 | $324,864 |
| DEERFIELD PARTNERS | $1,313,550 | $1,313,550 |
| DEERFIELD | $88,905 | $88,905 |
| PLYMOUTH GROWTH PARTNERS V | $110,166 | $110,166 |
| TIGER GLOBAL PIP | $2,914,579 | $2,914,579 |
| TIGER GLOBAL PIP XV FEEDER | $825,000 | $825,000 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PREPAID EXCISE TAX | $79,154 | $10,736 | $10,736 |
| TRANSFERRED TO RELATED FOUNDATION | $4,566 | $4,566 | $4,566 |
| BOND PREMIUM | $55,956 | $68,295 | $68,295 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | AMORTIZATION OF BOND PREMIUM | Desc |
| Revenue And Expenses Per Books | $196,528 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $196,528 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FROM PASSTHROUGH | Desc |
| Revenue And Expenses Per Books | $1,228,127 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,228,127 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,228,127 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | APPRECIATION OF STOCK GRANTED TO DONOR ADVISED FUND | Desc |
| Amt | $4,889,176 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT FEES | CategoryTxt |
| Amt | $391,117 | Amt |
| Net Investment Income | $391,117 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXCISE TAX | $98,418 | $0 | $0 |
| MAR | $20 | $0 | $0 |