EDWARD A AND AI O SHAY FAMILY FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- EDWARD A AND AI O SHAY FAMILY FOUNDATION (EIN 68-0666992)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-12
- IRS object ID
- 202233169349100923
- Schema version
- 2021v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-12T13:17:48-08:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 833213985 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRIEDMAN MINSK COLE & FASTOVSKY | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10940 WILSHIRE BLVD STE 600 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 680666992 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EDWARD A AND AI O SHAY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EDWA | BusinessNameControlTxt |
| Phone | 2132288121 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 SOUTH FIGUEROA STREET 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL H NANKIVELL II | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2022-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | PAUL H NANKIVELL | PersonFirstNm |
| Person Last | II | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES P FASTOVSKY | PreparerPersonNm |
| PTIN | P01294371 | PTIN |
| Phone | 3105532606 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $43,048,693 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,287,841 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $530,225 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $530,225 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $530,225 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,488,085 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,059,737 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,584,303 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $142,203 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $4,013 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$6,659 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$6,659 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $13,310,164 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,107,869 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $665,769 | TotalAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $4,080 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,080 | LegalFeesNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $34,040 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $34,040 | AccountingFeesNetInvstIncmAmt |
| Other Prof Fees Rev And Expnss | $76,312 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $76,312 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $84,569 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $75 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $308,432 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $308,408 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $507,433 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $422,915 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,813,828 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,813,828 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,321,261 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $422,915 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,813,828 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,988,903 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,684,954 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $665,769 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,574,937 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,504,710 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,504,710 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,096,361 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,677,716 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,677,716 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,380,245 | CorporateStockBOYAmt |
| Corporate Stock EOY | $18,553,923 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $18,553,923 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,016,077 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,129,201 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,129,201 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $13,915,725 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $17,142,028 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,142,028 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $49,332 | OtherAssetsBOYAmt |
| Other Assets EOY | $41,115 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $41,115 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $32,032,677 | TotalAssetsBOYAmt |
| Total Assets EOY | $43,048,693 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $43,048,693 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $6,250 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $42,384 | AccountsPayableEOYAmt |
| Grants Payable BOY | $1,303,771 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,222,599 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $96,244 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $168,395 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,406,265 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,433,378 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $30,626,412 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $41,615,315 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $30,626,412 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $41,615,315 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $32,032,677 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $43,048,693 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $30,626,412 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,988,903 | ExcessRevenueOverExpensesAmt |
| Subtotal | $41,615,315 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $41,615,315 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (52 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $289,391 | $276,349 | $13,042 | $13,042 |
| UBS - 21399 - MARKET DISCOUNT/WASH SALE | P | 2021-01-01 | 2021-12-31 | $143 | -$143 | -$143 | |
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $172,518 | $168,901 | $3,617 | $3,617 |
| UBS - 21399 - MARKET DISCOUNT/WASH SALE | P | 2000-01-01 | 2021-12-31 | $312 | -$312 | -$312 | |
| UBS - 09539 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $518,603 | $138,113 | $380,490 | $380,490 |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $2,000 | $2,000 | ||
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2021-12-31 | $566,230 | $559,581 | $6,649 | $6,649 |
| UBS - 21400 - MARKET DISCOUNT/WASH SALE | P | 2000-01-01 | 2021-12-31 | $2,617 | -$2,617 | -$2,617 | |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $122,158 | $122,158 | ||
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $2,998 | $2,623 | $375 | $375 |
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $2,559,500 | $2,119,235 | $440,265 | $440,265 |
| UBS - 21402 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $190,000 | $157,504 | $32,496 | $32,496 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $86,177 | $58,951 | $27,226 | $27,226 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $440,699 | $336,803 | $103,896 | $103,896 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $236 | $236 | $236 | |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $261,831 | $216,621 | $45,210 | $45,210 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $1,621,655 | $1,571,666 | $49,989 | $49,989 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $22,476 | $26,621 | -$4,145 | -$4,145 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $150,209 | $140,470 | $9,739 | $9,739 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $818,017 | $699,543 | $118,474 | $118,474 |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $23,865 | $13,139 | $10,726 | $10,726 |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $286,993 | $212,600 | $74,393 | $74,393 |
| UBS - 21407 - MARKET DISCOUNT/WASH SALE | P | 2000-01-01 | 2021-12-31 | $220 | $220 | $220 | |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $30,859 | $7,829 | $23,030 | $23,030 |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $262,285 | $232,910 | $29,375 | $29,375 |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $479,224 | $323,128 | $156,096 | $156,096 |
| UBS - 21408 - MARKET DISCOUNT/WASH SALE | P | 2000-01-01 | 2021-12-31 | $111 | $111 | $111 | |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $106,463 | $27,082 | $79,381 | $79,381 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $96,908 | $91,844 | $5,064 | $5,064 |
| UBS - 21409 - MARKET DISCOUNT/WASH SALE | P | 2021-01-01 | 2021-12-31 | $28 | $28 | $28 | |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $379,318 | $282,809 | $96,509 | $96,509 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $96 | $96 | $96 | |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $123,129 | $31,125 | $92,004 | $92,004 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $42,704 | $36,158 | $6,546 | $6,546 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $257,660 | $167,279 | $90,381 | $90,381 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $139,764 | $36,299 | $103,465 | $103,465 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $41,511 | $45,313 | -$3,802 | -$3,802 |
| UBS - 21411 - MARKET DISCOUNT/WASH SALE | P | 2021-01-01 | 2021-12-31 | $985 | $985 | $985 | |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $133,636 | $60,175 | $73,461 | $73,461 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $189,038 | $55,340 | $133,698 | $133,698 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2021-01-01 | 2021-12-31 | $28,959 | $31,247 | -$2,288 | -$2,288 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $333,264 | $203,911 | $129,353 | $129,353 |
| UBS - 21412 - MARKET DISCOUNT/WASH SALE | P | 2000-01-01 | 2021-12-31 | $646 | $646 | $646 | |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2021-12-31 | $234,285 | $84,598 | $149,687 | $149,687 |
| CAPITAL GAIN DISTRIBUTION | P | 2000-01-01 | 2021-12-31 | $63,390 | $63,390 | $63,390 | |
| AVENUE EUROPE CAPITAL SOLUTIONS FUND, LP | P | 2021-01-01 | 2021-12-31 | $120 | $120 | $120 | |
| SPECIAL CREDIT OPPORTUNITIES, LP SER. C | P | 2000-01-01 | 2021-12-31 | $46,371 | $46,371 | $46,371 | |
| TRUMBULL PROPERTY GROWTH & INCOME FUND L | P | 2000-01-01 | 2021-12-31 | $19,743 | $19,743 | $19,743 | |
| SYCAMORE HILL CAPITAL PARTNERS III LP | P | 2000-01-01 | 2021-12-31 | $4,656 | $4,656 | $4,656 | |
| SYCAMORE HILL CAPITAL PARTNERS IV, LP | P | 2000-01-01 | 2021-12-31 | $5,026 | $5,026 | $5,026 | |
| AVENUE EUROPE CAPITAL SOLUTIONS FUND, LP | P | 2000-01-01 | 2021-12-31 | $28,655 | -$28,655 | -$28,655 | |
| UNREALIZED GAIN | P | 2000-01-01 | 2021-12-31 | $1,903,782 | $1,903,782 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,584,303 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $142,203 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $37,321 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $37,321 | SubtotalAmt |
| Tax Based On Investment Income | $37,321 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $12,343 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $30,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $42,343 | TotalPaymentsAndCreditsAmt |
| Overpayment | $5,022 | OverpaymentAmt |
| Applied To ES Tax | $5,022 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHITTIER TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6264415188 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 625 FAIR OAKS AVE SUITE 360 | AddressLine1Txt |
| City | SOUTH PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| LOREN ROTHSCHILD | ||||||
| 10461 REVUELTA WAY | LOS ANGELES | CA | 90077 | Trustee | 0.50 | $0 |
| PAUL H NANKIVELL II | ||||||
| 800 WEST 6TH STREET 1200 | LOS ANGELES | CA | 90017 | Trustee | 0.50 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 625 FAIR OAKS AVE 360 | AddressLine1Txt |
| City | SOUTH PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ADMINISTRATION | ServiceTypeTxt |
| Compensation | $76,313 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $36,892,295 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,613,257 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,505,552 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $41,505,552 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $622,583 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,882,969 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,044,148 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,044,148 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $37,321 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $37,321 | TotalTaxAmt |
| Distributable Before Adj | $2,006,827 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,006,827 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,006,827 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,813,828 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,813,828 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,006,827 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $571,084 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,813,828 | QualifyingDistributionsAmt |
| Applied To Year1 | $571,084 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,242,744 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $764,083 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARITABLE ORG-SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 S FIGUEROA ST 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | N/A | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CHARITABLE PURPOSE OF THE ORGANIZATION | GrantOrContributionPurposeTxt |
| Amt | $1,813,828 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,813,828 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $530,225 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,488,085 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| PASSTHROUGH INCOME/(LOSS) | 14 | -$6,659 |
| NON-DIVIDEND DISTRIBUTION | 14 | $10,672 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $5,022,323 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,022,323 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (4 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ALLEN SHAY | |||||||
| 1 | 888 S FIGUEROA STREET 21 | LOS ANGELES | CA | 90017 | $3,023,544 | Yes (X) | Yes (X) |
| JUN OIZUMI | |||||||
| 2 | 2049 CENTURY PARK EAST 2600 | LOS ANGELES | CA | 90067 | $3,054,291 | Yes (X) | |
| ANNA SHAY | |||||||
| 3 | 2049 CENTURY PARK EAST 2600 | LOS ANGELES | CA | 90067 | $2,200,000 | Yes (X) | |
| REGINALD FERNANDO | |||||||
| 4 | 11362 EDENBERG AVE | PORTER RANCH | CA | 91326 | $10,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 8,199 SHARES OF IWF (BASED ON $247.635 PER/SHARE) | NoncashPropertyDesc |
| Fair Market Value | $2,030,359 | FairMarketValueAmt |
| Received | 2021-01-21 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Fees | CategoryTxt |
| Amt | $34,040 | Amt |
| Net Investment Income | $34,040 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | WHITTIER TRUST PROVIDES ADMINISTRATION SERVICES TO THE FOUNDATION | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21399 - AVAIL. UPON REQUEST | $1,280,177 | $1,280,177 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | $1,849,024 | $1,849,024 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (9 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | $754,038 | $754,038 |
| UBS A/C Y6 21404 - AVAIL. UPON REQUEST | $2,131,044 | $2,131,044 |
| UBS A/C Y6 21405 - AVAIL. UPON REQUEST. | $2,042,503 | $2,042,503 |
| UBS A/C Y6 21407 - AVAIL. UPON REQUEST. | $1,514,757 | $1,514,757 |
| UBS A/C Y6 21408 - AVAIL. UPON REQUEST | $2,430,517 | $2,430,517 |
| UBS A/C Y6 21409 - AVAIL. UPON REQUEST | $2,405,388 | $2,405,388 |
| UBS A/C Y6 21410 - AVAIL. UPON REQUEST | $1,878,989 | $1,878,989 |
| UBS A/C Y6 21411 - AVAIL. UPON REQUEST | $2,591,329 | $2,591,329 |
| UBS A/C Y6 21412 - AVAIL. UPON REQUEST | $2,805,358 | $2,805,358 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,677,716 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,677,716 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| UBS - 21396 - PRIVATE EQUITY FUNDS | FMV | $1,791,836 | $1,791,836 |
| UBS - 21396 - HEDGE FUNDS | FMV | $1,771,961 | $1,771,961 |
| UBS - 21396 - OTHER INVESTMENTS | FMV | $549,690 | $549,690 |
| EPHPC PARTNERS LP - SERIES J | FMV | $2,706 | $2,706 |
| UBS A/C Y6 09539 - AVAIL. UPON REQUEST | FMV | $22,960 | $22,960 |
| UBS A/C Y6 21402 - AVAIL. UPON REQUEST | FMV | $7,283,473 | $7,283,473 |
| UBS A/C Y6 21402 - AVAIL. UPON REQUEST | FMV | $4,762,586 | $4,762,586 |
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | FMV | $647,594 | $647,594 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | FMV | $309,222 | $309,222 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,080 | LegalFeesAmt |
| Net Investment Income | $4,080 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST RECEIVABLE | Desc |
| BOY Book Value | $36,230 | BOYBookValueAmt |
| EOY Book Value | $41,115 | EOYBookValueAmt |
| EOYFMV | $41,115 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BROKERAGE FEES | $286,429 | $286,429 |
| FOREIGN INCOME TAXES | $16,408 | $16,408 |
| INVESTMENT INTEREST EXPENSE | $346 | $346 |
| INSURANCE EXPENSE | $1,625 | $1,625 |
| DUES & SUBSCRIPTIONS | $780 | $780 |
| ADMINISTRATIVE EXPENSE | $2,820 | $2,820 |
| NON-DEDUCTIBLE EXPENSES FROM PASSTROUGH | $24 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| NON-DIVIDEND DISTRIBUTION | $10,672 | ||
| PASSTHROUGH INCOME/(LOSS) | -$6,659 | -$6,659 | -$6,659 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| FEDERAL INCOME TAXES - CURRENT | $96,244 | $24,978 |
| FEDERAL EXCISE TAXES - DEFERRED | $143,417 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FIDUCIARY FEES | CategoryTxt |
| Amt | $76,312 | Amt |
| Net Investment Income | $76,312 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|
| ALLEN SHAY | |||
| 888 S FIGUEROA STREET SUITE 2150 | LOS ANGELES | CA | 90017 |
| DR JUN OIZUMI | |||
| 2049 CENTURY PARK EAST SUITE 2600 | LOS ANGELES | CA | 90067 |
| ANNA SHAY | |||
| 2049 CENTURY PARK EAST SUITE 2600 | LOS ANGELES | CA | 90067 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| EXCISE TAX - CURRENT | $37,321 | |
| EXCISE TAX - DEFERRED | $47,173 | |
| CA FILING FEES | $75 | $75 |