EDMOND DE ROTHSCHILD FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- EDMOND DE ROTHSCHILD FOUNDATION (EIN 13-6119422)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202233189349104663
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Compensation Explanation
- Expenditure Responsibility Stmt
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T14:19:08-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 133628255 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CONDON O'MEARA MCGINTY & DONNELLY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE BATTERY PARK PLAZA 7TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136119422 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE EDMOND DE ROTHSCHILD FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EDMO | BusinessNameControlTxt |
| Phone | 2129693616 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PROSKAUER ROSE LLP ELEVEN TIMES SQ | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | BENJAMIN DE ROTHSCHILD | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2129693616 | PhoneNum |
| Signature | 2022-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | BENJAMIN | PersonFirstNm |
| Person Last | DE ROTHSCHILD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALEXANDER LAZZARUOLO | PreparerPersonNm |
| PTIN | P01775353 | PTIN |
| Phone | 2126617777 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,255,819 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $253 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $253 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $532,580 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $532,580 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,261,166 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $21,141,400 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,261,166 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $136,195 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $3,930,194 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,793,999 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $122,828 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $18,424 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $104,404 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $59,985 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $8,998 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $50,987 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $895,126 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $195,391 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $699,734 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $25,096 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $96 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $221,195 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $25,437 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $195,758 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,324,230 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $248,346 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,050,883 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,463,373 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,463,373 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,787,603 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $248,346 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,514,256 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $142,591 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,545,653 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $2,125,473 | CashBOYAmt |
| Cash EOY | $2,075,109 | CashEOYAmt |
| Cash EOYFMV | $2,075,109 | CashEOYFMVAmt |
| Corporate Stock BOY | $3,917,099 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,258,345 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,969,935 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $14,943,550 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,795,259 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $16,210,775 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $20,986,122 | TotalAssetsBOYAmt |
| Total Assets EOY | $21,128,713 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,255,819 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $20,986,122 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $21,128,713 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,986,122 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $21,128,713 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,986,122 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $21,128,713 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,986,122 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $142,591 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $21,128,713 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $21,128,713 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $20,730,545 | $17,880,233 | $2,850,312 | $2,850,312 |
| COST BASIS CORRECTION | P | $410,855 | $410,854 | $410,854 | $410,854 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,261,166 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $49,285 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $49,285 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $49,285 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $50,417 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $50,417 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,132 | OverpaymentAmt |
| Applied To ES Tax | $1,132 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | 0 | ComplyWithPublicInspRqrInd |
| Website Address | NONE | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PROSKAUER ROSE LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2129693616 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ELEVEN TIMES SQUARE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| BENJAMIN DE ROTHSCHILD UNTIL JAN 15 | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | CHAIRMAN & DIRECTOR | 0.50 | $0 | $0 | $0 |
| ARIANE DE ROTHSCHILD | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | PRESIDENT & DIRECTOR | 1.00 | $0 | $0 | $0 |
| FIROZ LADAK | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | EVP, TREASURER & DIRECTOR | 30.00 | $0 | $0 | $0 |
| VALERIE MONCHI | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | VICE-PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| FRANCOIS L MORIN | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | VICE-PRESIDENT & DIRECTOR | 0.50 | $0 | $0 | $0 |
| NATHANIEL W BIRDSALL | |||||||||
| C/O PROSKAUER ROSE LLP ELEVEN TIMES | SQUARE | NEW YORK | NY | 10036 | SEC'Y AND ASST TREASURER | 3.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1ForeignAddress/AddressLine1Txt | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|
| ADMINISTRATION ET GESTION SA-50 RUE DU | ||||||||
| RHONE PO BOX STAND 3841 1211 | GENEVA, SZ | SZ | ADMINISTRATIVE SVCS | $603,734 | ||||
| PROSKAUER ROSE LLP | ||||||||
| LEGAL SERVICES | $122,828 | ELEVEN TIMES SQUARE | NEW YORK | NY | 10036 | |||
| SAINTWOOD PRODUCTIONS LLC | ||||||||
| PRODUCTION SERVICES | $99,537 | 67 EAST 2ND STREET SUITE 47 | NEW YORK | NY | 10003 | |||
| GUL RUKH LADAK | ||||||||
| 5 CHEMIN DE LA ROCHETTE | GENEVA | SZ | PROGRAM CONSULTANT | $96,000 | ||||
| CHARLES SCHWAB | ||||||||
| INVESTMENT MANAGEMENT | $74,651 | 20 PINE HILL RD | DEMAREST | NJ | 07627 | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE EDMOND DE ROTHSCHILD FOUNDATION SPONSORS AND OPERATES THE ADR FELLOWSHIP DIRECTED PRIMARILY AT SOCIAL ENTREPRENEURS IN NORTH AMERICA AND IN EUROPE, PARTICULARLY | Description1Txt |
| Expenses1 | $148,537 | Expenses1Amt |
| Description2 | WITHIN THE JEWISH AND MUSLIM COMMUNITIES. THE ADR FELLOWSHIP PROMOTES A BUSINESS MINDSET FOCUSED ON CIVIC ENGAGEMENT AND CONFLICT RESOLUTION. IT OFFERS THE ADR FELLOWS IMPACT-DRIVEN | Description2Txt |
| Expenses2 | $0 | Expenses2Amt |
| Description3 | TRAINING IN INNOVATIVE ENTREPRENEURSHIP, CREATIVE SCHOLARSHIP IN THE SOCIAL SCIENCES AND THE OPPORTUNITY TO DEVELOP AND ENHANCE SCHOOL EXPERIENCE | Description3Txt |
| Expenses3 | $0 | Expenses3Amt |
| Description4 | WITH A THOUGHT-PROVOKING SOCIAL SCIENCE CURRICULUM AND PEER-TO-PEER COLLABORATION AND ENGAGEMENT. | Description4Txt |
| Expenses4 | $0 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $141,634 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,274,904 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,416,538 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,416,538 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $36,248 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,380,290 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $119,015 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $119,015 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $49,285 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $49,285 | TotalTaxAmt |
| Distributable Before Adj | $69,730 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $141,634 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $211,364 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $211,364 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,514,256 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,514,256 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $211,364 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,730,172 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,592,456 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,783,847 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,205,084 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $3,790,381 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $13,101,940 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,514,256 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $211,364 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,302,892 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $16,404,832 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $2,730,172 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $13,674,660 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,592,456 | ExcessFromYear4Amt |
| Excess From Year3 | $2,783,847 | ExcessFromYear3Amt |
| Excess From Year2 | $1,205,084 | ExcessFromYear2Amt |
| Excess From Year1 | $3,790,381 | ExcessFromYear1Amt |
| Excess From Current Year | $3,302,892 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CARNEGIE HALL CORPORATION INC | |||||||||||
| 881 7TH AVENUE | NEW YORK | NY | 10019 | N/A | PC | ARTS | $1,550 | ||||
| CREO FAMILY OFFICE SYNDICATE INC | |||||||||||
| 156 5TH AVE STE 804 | NEW YORK | NY | 100107764 | N/A | PC | CHARITABLE | $28,280 | ||||
| FONDATION MAURICE ET NOEMIE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | GENERAL BUDGETARY | $1,434,041 | 18 RUE DE HESSE | GENEVA | SZ | CH1204 | ||||
| FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | MEDICAL RESEARCH | $368,892 | 25 RUE MANIN | PARIS | FR | 75019 | ||||
| FRENCH INSTITUTE ALLIANCE FRANCAISE | |||||||||||
| 22 EAST 60TH STREET | NEW YORK | NY | 10022 | N/A | PC | CHARITABLE | $80,000 | ||||
| FUNDACION ARIANE DE ROTHSCHILD | |||||||||||
| N/A | NC - EXP. RESPONSIBI | CHARITABLE | $550,610 | CALLA ORFILA 8 - BAJO B | MADRID | SP | 28010 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,463,373 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $253 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $532,580 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,261,166 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURNED GRANT | Desc |
| Related Or Exempt Function Incm | $136,195 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,793,999 | ExclusionAmt |
| Related Or Exempt Function Incm | $136,195 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,930,194 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 11A | LineNumberTxt |
| Relationship Statement | RETURNED GRANT USED IN FURTHERANCE OF THE FOUNDATIONS EXEMPT PURPOSE | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CONDON, O'MEARA, MCGINTY & DONNELLY LLP - ACCOUNTING & TAX SERVICES | $36,740 | $5,511 | $31,229 |
| THOMAS AND ASSOCIATES, CPA, PC - BOOKKEEPING SERVICES | $23,245 | $3,487 | $19,758 |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ADDITIONAL INFORMATION WITH RESPECT | PersonNm |
| Short Explanation | MR. BIRDSALL SERVED AS AN OFFICER, BUT NOT DIRECTOR AND DEVOTED 3.00 HOURS OF TIME EACH WEEK TO THIS FOUNDATION'S ACTIVITIES.WHILE MR. BIRDSALL DO NOT RECEIVE COMPENSATION FOR HIS SERVICES, PROSKAUER ROSE LLP, THE FIRM BY WHICH MR. BIRDSALL IS EMPLOYED, RECEIVED $122,828 FOR SERVICES AND EXPENSES FROM THE FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2021.WHILE NEITHER MR. DE ROTHSCHILD NOR MME. DE ROTHSCHILD NOR MR. LADAK RECEIVES COMPENSATION FOR HIS OR HER SERVICES, ADMINISTRATION ET GESTION S.A., A COMPANY OWNED, DIRECTLY OR INDIRECTLY, BY MR. DE ROTHSCHILD AND MME. DE ROTHSCHILD AND FROM WHICH MR. LADAK RECEIVES COMPENSATION, RECEIVED $584,880 FOR SERVICES TO THIS FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2020. | ShortExplanationTxt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (5 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Foreign PostalForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|
| FONDATION ARIANE DE ROTHSCHILD | ||||||||||
| CALLA ORFILA 8-BAJO B | MADRID | SP | 2021-03-11 | $550,610 | GENERAL BUDGETARY | $435,194 | NO | 8/22/2022 | NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| FONDATION MAURICE ET NOEMIE DE ROTHSCHILD | ||||||||||
| 18 RUE DE HESSE CH 1204 | GENEVA | SZ | 2021-03-11 | $1,434,042 | GENERAL BUDGETARY | $914,097 | NO | 6/20/2022 | NO VERIFICATION REQUIRED. IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD | ||||||||||
| 25 RUE MANIN 75019 | PARIS | FR | 2021-06-11 | $368,892 | MEDICAL RESEARCH | $368,892 | NO | 3/04/2022 | NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). | |
| ERFIP FOUNDATION | ||||||||||
| 20 RUE ROYALE | PARIS | FR | 2020-02-03 | $258,318 | GENERAL BUDGETARY | $258,318 | NO | 9/20/21 | NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1).*ON DECEMBER 28, 2021, THE ERFIP FOUNDATION RETURNED TO THE TAXPAYER A CHF 125,000 PORTION OF THE CHF 250,000 GRANT MADE BY THE TAXPAYER ON FEBRUARY 3, 2020. THE REMAINING CHF 125,000 PORTION OF THE GRANT WAS FULLY EXPENDED BY GRANTEE PRIOR TO DECEMBER 31, 2021. AS A RESULT OF THIS REIMBURSEMENT, LINE 4 OF PART X OF THIS RETURN ("RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS") HAS BEEN INCREASED BY $136,195, REPRESENTING THE USD EQUIVALENT VALUE OF THE REIMBURSED FUNDS (VALUED AS OF THE DATE OF REIMBURSEMENT). | 75008 |
| FONDATION EDMOND ADOLPHE DE ROTHSCHILD | ||||||||||
| 21 ROUTE DE PREGNY CH 1292 | PREGNYCHAMBESY | SZ | 2020-02-03 | $51,664 | GENERAL BUDGETARY | $46,225 | NO | 9/8/21 | NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1).*BECAUSE A CHF 5,264 PORTION OF THE CHF 50,000 GRANTED ON FEBRUARY 3, 2020 WAS NOT ENTIRELY EXPENDED BY THE GRANTEE PRIOR TO DECEMBER 31, 2021, LINE 4 OF PART X OF THIS RETURN ("RECOVERIES OF AMOUNTS TREATED AS QUALIFYING DISTRIBUTIONS") HAS BEEN INCREASED BY $5,439, REPRESENTING THE USD EQUIVALENT VALUE OF THE UNSPENT FUNDS (VALUED AS OF THE DATE OF THE ORIGINAL GRANT). | |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (273 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ATLASSIAN CORP | $3,365 | $3,810 |
| ICHOR HOLDINGS LTD | $1,885 | $1,842 |
| SEAGATE TECHNOLOGY | $2,859 | $3,615 |
| CRISPR THERAPEUTICS AG NAME | $2,565 | $1,591 |
| GARMIN LTD | $2,915 | $2,451 |
| ASML HLDG | $3,971 | $3,981 |
| CUREVAC N V REGISTERED | $2,648 | $1,578 |
| AZURE POWER GLOBAL LIMITED | $1,882 | $1,361 |
| FLEX LTD ORD | $2,634 | $2,750 |
| MAXEON SOLAR TECH | $1,879 | $1,738 |
| ABB LTD SPONSORED | $3,245 | $3,321 |
| ABCELLERA BIOLOGICS INC | $2,540 | $1,802 |
| ADVANCED DRAIN SYS | $2,666 | $2,995 |
| ADVANCED ENERGY INDS COM | $2,011 | $2,003 |
| AKAMAI TECH | $2,906 | $3,043 |
| AMERICAN WATER WORKS | $2,964 | $3,211 |
| ANALOG DEVICES INC COM | $3,269 | $3,340 |
| ANSYS INC COM | $2,978 | $3,209 |
| APPLE INC | $3,681 | $4,439 |
| APPLIED MATERIALS INC | $3,717 | $4,091 |
| ARCTURUS THERAPEAUTICS HLDGS INC COM | $1,823 | $1,591 |
| ARISTA NETWORKS INC | $3,057 | $4,600 |
| ARRAY TECHNOLOGIES | $2,248 | $2,652 |
| ATHERSYS INC NEW COM | $1,139 | $686 |
| AUTODESK INC COM | $3,285 | $2,812 |
| BADGER METER INC COM | $2,214 | $2,344 |
| BEYOND MEAT INC. COM | $2,659 | $1,434 |
| BIONTECH SE ADS | $2,814 | $1,805 |
| BLUEBIRD BIO INC | $1,011 | $749 |
| BOX INC CL A | $2,252 | $2,409 |
| BROOKFIELD RENEWABLE CORP | $2,622 | $2,322 |
| AZENTA INC COM | $2,647 | $3,093 |
| CHR HANSEN HLDG A/S | $2,623 | $2,303 |
| CADENCE DESIGN SYS INC | $2,869 | $3,541 |
| CALIFORNIA WATER SVC GROUP INC | $2,235 | $2,515 |
| CANADIAN SOLAR INC COM | $2,261 | $1,721 |
| CARIBOU BIOSCIENCES INC COM | $1,772 | $1,147 |
| CITY DEVELOPMENT LTD ADR | $2,673 | $2,645 |
| DANONE SPONSORED ADR | $2,888 | $2,404 |
| DAQO NEW ENERGY CORP SPONSORED ADR NEW | $2,662 | $1,774 |
| DASSAULT SYS A SPONSORED ADR | $3,277 | $3,461 |
| DEUTSCHE TELEKOM AG SPONSORED | $3,243 | $2,888 |
| DEUTSCHE POST AG SPONS ADR | $3,288 | $3,076 |
| DOCUSIGN INC COM | $2,969 | $1,523 |
| EDITAS MEDICINE INC COM | $2,260 | $1,381 |
| ENPHASE ENERGY INC COM | $2,906 | $2,744 |
| EXACT SCIENCES CORP COM | $2,962 | $2,179 |
| EXTREME NETWORKS INC COM | $1,884 | $2,685 |
| FIRST SOLAR INC COM | $2,648 | $2,528 |
| FORTINET INC COM | $3,031 | $3,594 |
| HAIN CELESTIAL GROUP INC | $2,256 | $2,429 |
| ILLUMINA INC COM | $3,503 | $2,663 |
| INFINEON TECHNOLOGIES AG | $3,353 | $3,772 |
| INOVIO PHARMA | $1,866 | $1,048 |
| INTELLIA THERAPEUTICS | $2,326 | $2,010 |
| INTERFACE INC COM | $1,127 | $1,292 |
| INTERNATIONAL BUSINESS MACHS CORP COM | $3,553 | $3,475 |
| INVITAE CORP COM | $2,637 | $1,298 |
| ITRON INC COM | $2,234 | $1,576 |
| JINKOSOLAR HLDG CO LTD | $2,234 | $1,838 |
| KONINKLIJKE PHILIPS N V ISIN | $3,245 | $2,690 |
| KYNDRYL HLDGS INC COM | $150 | $91 |
| KYOCERA CORP ADR | $2,823 | $2,887 |
| LAM RESEARCH CORP | $3,255 | $3,596 |
| LUMENTUM HLDGS INC COM | $2,598 | $3,385 |
| MARVELL TECHNOLOGY INC COMMON | $2,930 | $4,112 |
| MICROCHIP TECHNOLOGY INC COM | $2,981 | $3,482 |
| MICRON TECHNOLOGY INC COM | $3,258 | $3,726 |
| MILLERKNOLL INC COM | $2,261 | $2,077 |
| MODERNA INC COM | $2,913 | $1,778 |
| MONOLITHIC PWR SYS INC COM | $2,795 | $2,960 |
| MUELLER WATER PRODS | $2,235 | $2,146 |
| NIO INC SHS A SPONSORED AMERICAN DEP SHS REPR | $3,284 | $2,313 |
| NANOSTRING TECHNOLOGIES INC COM | $2,227 | $1,520 |
| NATURAL GROCERS BY VITAMIN COTTAGE INC | $1,121 | $1,425 |
| NVIDIA CORP COM | $3,635 | $5,294 |
| OMNICELL INC COM | $2,566 | $3,067 |
| ORMAT TECHNOLOGIES INC | $2,630 | $3,013 |
| PACIFIC BIOSCIENCES CALIF | $2,628 | $1,780 |
| PALO ALTO NETWORKS INC | $2,820 | $3,897 |
| PAYPAL HLDGS INC COM | $3,824 | $2,640 |
| PERSONALIS INC COM | $1,874 | $1,327 |
| PING AN INS GROUP CO | $3,668 | $2,997 |
| PLURISTEM THERAPEUTICS INC COM | $1,096 | $502 |
| PRIMO WTR CORP CDA | $2,253 | $2,433 |
| PROTO LABS INC COM | $2,214 | $1,438 |
| PURE STORAGE INC CL A | $2,632 | $4,232 |
| QUAL COMM INC | $3,715 | $4,572 |
| QUANTUMSCAPE CORP CL A | $2,908 | $2,951 |
| RAPID7 INC | $2,596 | $2,589 |
| SK TELECOM CO LTD SPONSORED ADR NEW ISIN | $2,931 | $1,600 |
| SCHNITZER STEEL INDS CLASS A | $1,852 | $1,921 |
| SEAGEN INC COM | $2,918 | $2,783 |
| SIEMENS GAMES RENEWABLE ENERGY | $3,001 | $2,464 |
| SIEMENS HEALTHINEERS AG ADR ISIN | $3,286 | $3,666 |
| SKYWORKS SOLUTIONS INC COM | $2,991 | $2,482 |
| SOLAREDGE TECHNOLOGIES INC COM | $2,627 | $2,525 |
| SPLUNK INC COM | $2,949 | $2,430 |
| SPROUTS FMRS MKT INC | $2,253 | $2,820 |
| BLOCK INC CL A | $3,185 | $1,938 |
| STEELCASE INC | $1,825 | $1,582 |
| STMICROELECTRONICS NV SHS | $2,929 | $3,422 |
| SUNPOWER CORP COM | $2,625 | $2,442 |
| SUNRUN INC COM | $2,640 | $1,715 |
| SWITCH INC CL A | $2,258 | $3,179 |
| TPI COMPOSITES INC COM | $1,876 | $718 |
| TAIWAN SEMICONDUCTOR MFG | $3,680 | $3,730 |
| TELADOC HEALTH INC COM | $2,954 | $1,836 |
| 0X GENOMICS INC CL A | $2,967 | $2,383 |
| TESLA INC | $3,568 | $5,284 |
| TOKYO ELEC LTD | $3,297 | $4,461 |
| TREX INC COM | $2,633 | $3,511 |
| TWILIO INC CL A | $3,343 | $2,370 |
| 2SEVENTY BIO INC COM | $862 | $641 |
| TWIST BIOSCIENCE CORP COM | $2,630 | $1,703 |
| ULTRA CLEAN HOLDINGS | $2,250 | $2,753 |
| UNIVERSAL DISPLAY CORP COM | $2,529 | $1,815 |
| VEON LTD SPONSORED ADR | $2,256 | $2,192 |
| VAIL RESORTS INC COM | $2,687 | $2,951 |
| VERTEX PHARMA | $3,219 | $3,514 |
| VESTAS WIND SYS A/S UTD KINGDOM | $2,929 | $2,309 |
| WHERE FOOD COMES FROM COM NEW | $1,118 | $1,103 |
| WOLFSPEED INC COM | $2,635 | $3,130 |
| WORKHORSE GROUP INC COM | $1,866 | $772 |
| XYLEM INC COM | $2,915 | $2,758 |
| ZENDESK INC COM | $2,897 | $2,399 |
| ZSCALER INC COM | $2,958 | $3,856 |
| EATON CORP PLC | $9,985 | $11,233 |
| LINDE PLC SH | $11,400 | $13,511 |
| APTIV PLC SHS | $11,197 | $12,041 |
| TRANE TECHNOLOGIES PLC | $16,317 | $17,173 |
| ASML HLDG | $18,254 | $20,700 |
| ADOBE SYS INC | $14,556 | $13,609 |
| ALPHABET INC CL A | $30,456 | $34,764 |
| AMERICAN WATR WKS CO INC NEW COM | $15,758 | $17,942 |
| ASTRAZENECA PLC SPONSORED | $13,639 | $13,922 |
| AUTODESK INC COM | $14,845 | $14,341 |
| BAYERISCHE MOTOEN WERKE | $8,224 | $7,983 |
| BECTON DICKINSON & CO | $13,075 | $13,328 |
| BLACKBAUD INC COM | $12,763 | $14,216 |
| BRIGHT HORIZONS FAMILY SOLUTIONS | $14,574 | $12,210 |
| EAST WEST BANCORP INC COM | $17,774 | $19,749 |
| ECOLAB INC COM | $9,648 | $10,557 |
| ETSY INC COM | $14,283 | $17,077 |
| FIRST SOLAR INC COM | $6,424 | $6,537 |
| HEXCEL CORP NEW | $8,488 | $7,718 |
| IPG PHOTONICS CORP COM | $9,575 | $9,984 |
| ITRON INC COM | $11,314 | $11,648 |
| KBC GROUP NV | $13,943 | $15,645 |
| LHC GROUP INC COM | $13,023 | $8,783 |
| MSCI INC COM | $14,004 | $15,317 |
| MASTERCARD INC CL A | $28,069 | $25,871 |
| MCCORMICK & CO INC | $14,943 | $16,714 |
| NY TIMES CO CL A | $11,904 | $13,427 |
| NIKE INC | $18,784 | $19,334 |
| OMNICELL INC COM | $15,781 | $18,946 |
| ORMAT TECHNOLOGIES | $8,545 | $9,913 |
| PALO ALTO NETWORKS INC | $19,077 | $27,281 |
| PAYPAL HLDGS INC | $27,984 | $19,235 |
| PENUMBRA INC COM | $10,812 | $12,355 |
| ROCHE HLDGS LTD | $14,699 | $15,714 |
| SVB FINL GROUP | $16,800 | $19,669 |
| SALESFORCE.COM | $18,769 | $20,076 |
| SIEMENS | $7,917 | $8,920 |
| SOLAREDGE TECH | $8,671 | $10,101 |
| STARBUCKS CORP COM | $13,539 | $13,335 |
| SUNRUN INC COM | $8,343 | $6,311 |
| SYNEOS HEALTH INC | $11,580 | $13,451 |
| TPI COMPOSITES INC | $9,101 | $3,366 |
| TAIWAN SEMICONDUCTORS MFG | $15,936 | $16,242 |
| TRAVELERS COS INC COM | $13,677 | $13,766 |
| UNILEVER PLC SPON ADR NEW | $17,346 | $15,653 |
| VF CORP COM | $14,837 | $13,619 |
| VERISK ANALYTICS | $10,703 | $13,266 |
| WABTEC COM | $16,697 | $18,422 |
| WOLFSPEED INC COM | $12,291 | $15,536 |
| XYLEM INC COM | $13,416 | $13,431 |
| BIOHAVEN PHARMACEUTICAL HLDGS CO LTD | $5,073 | $5,787 |
| GENPACT LTD | $4,070 | $4,353 |
| ABCAM PLC SPONSORED AD | $2,683 | $3,179 |
| ANGI INC CL A | $5,205 | $4,154 |
| ACCOLADE INC COM | $5,495 | $3,005 |
| ALIGNMENT HEALTHCARE INC | $3,637 | $2,446 |
| ASCENDIS PHARMA A/S SPONSORED ADR | $4,375 | $4,843 |
| ASPENT TECHNOLOGY INC COM | $3,661 | $3,805 |
| AVIDXCHANGE HLDGS | $5,180 | $3,072 |
| AZEK | $7,179 | $8,832 |
| BANCORP | $6,282 | $6,682 |
| BLACKLINE INC COM | $5,216 | $4,659 |
| BLUEPRINT MEDICINES CORP COM | $3,870 | $4,713 |
| BRIGHT HORIZONS FAMILY SOLUTIONS | $10,176 | $8,560 |
| CMC MTLS INC COM | $6,013 | $8,051 |
| CTS CORP COM | $5,288 | $5,508 |
| CHARLES RIV LABORATORIES | $7,336 | $6,782 |
| CHOICE HOTELS | $4,302 | $5,616 |
| COMFORT SYS USA INC | $7,835 | $10,488 |
| DENNYS CORP | $5,110 | $5,712 |
| DIGITAL BRIDGE GROUP | $6,844 | $8,480 |
| DYNATRACE INC COM | $3,874 | $3,621 |
| EVO PMTS INC CL A COM | $3,081 | $2,739 |
| EASTERN BANKSHARES INC COM | $9,263 | $9,863 |
| ECHOSTAR CORP CL A | $5,971 | $6,825 |
| ENVESTNET INC COM | $2,332 | $2,460 |
| ESSENTIAL PPTYS RLTY INC COM | $4,479 | $4,353 |
| FEDERAL SIGNAL CORP | $7,397 | $8,191 |
| FULLER H B CO COM | $5,782 | $6,804 |
| HEALTHEQUITY INC COM | $7,019 | $4,203 |
| IAA INC COM | $9,962 | $8,302 |
| INARI MED INC COM | $3,973 | $4,016 |
| INGEVITY CORP COM | $8,585 | $7,600 |
| JOHN BEAN TECHNOLOGIES CORP COM | $3,827 | $3,993 |
| LITTELFUSE INC COM | $3,974 | $4,720 |
| MGIC INVT CORP WIS COM | $6,709 | $6,922 |
| MCGRATH RENTCORP | $6,427 | $6,581 |
| MUELLER WTR PRODS INC COM | $8,278 | $7,992 |
| NATIONAL VISION HOLDINGS INC | $6,039 | $5,327 |
| NEOGENOMICS INC COM NEW | $3,033 | $2,252 |
| NEUROCRINE BIOSCIENCES INC COM | $2,878 | $2,555 |
| NEVRO CORP COM | $3,814 | $2,027 |
| NEXSTAR MEDIA GROUP INC CL A | $8,943 | $9,059 |
| ONTO INNOVATION INC COM | $8,960 | $12,755 |
| ORTHOPEDIATRICS CORP COM | $5,950 | $5,387 |
| OWENS & MINOR INC HLDGS | $6,622 | $7,743 |
| PACIFIC PREMIER BANCORP COM | $5,637 | $5,884 |
| PHREESIA INC COM | $4,700 | $2,875 |
| PRIMERICA INC COM | $6,696 | $6,897 |
| PROSPERITY BANCSHARES INC COM | $6,129 | $6,507 |
| SPX CORP COM | $7,130 | $6,505 |
| SI-BONE INC COM | $3,655 | $2,732 |
| SIMPSON MFG INC COM | $3,456 | $4,311 |
| SITEONE LANDSCAPE SUPPLY INC COM | $2,794 | $3,876 |
| SPROUTS FMRS MKT INC COM | $8,007 | $9,676 |
| TOPBUILD CORP COM | $4,306 | $5,794 |
| TREEHOUSE FOODS INC COM | $3,021 | $2,797 |
| TRISTATE CAP HLDGS INC COM | $2,085 | $3,087 |
| UMB FINL CORP COM | $8,090 | $9,232 |
| VERITEX HLDGS INC COM | $7,066 | $8,314 |
| WARBY PARKER INC CL A | $2,485 | $2,095 |
| WEX INC COM | $6,331 | $4,773 |
| WOODWARD INC COM | $2,199 | $1,970 |
| WORKIVA INC COM | $9,664 | $9,656 |
| ZURN WTR SOLUTIONS CORP COM | $1,875 | $1,929 |
| ABERDEEN ASIA PACIFIC INC. | $286,572 | $267,713 |
| ADAMS DIVERSIFIED EQUITY | $76,111 | $75,163 |
| ADAPTIMMUNE THERAPEUTI F | $73,430 | $52,500 |
| ALBIREO PHARMA INC | $103,731 | $81,515 |
| APPLE INC. | $114,072 | $621,495 |
| AURINIA PHARMA | $191,252 | $176,099 |
| BLACKROCK ENHANCED EQUIT | $44,166 | $47,166 |
| BLACKROCK SCIENCE & TECHNOLOGY TRUST | $56,704 | $73,285 |
| BLACKROCK SCIENCE TECHNO | $111,217 | $206,226 |
| BOULDER GROWTH AND INCOME | $111,968 | $156,199 |
| CABALETTA BIO INC | $66,131 | $41,690 |
| CHEMOCENTRYX INC | $85,700 | $91,025 |
| CHIMERA INVESTMENT CORP. | $85,888 | $90,020 |
| CLOUGH GLOBAL OPP | $39,717 | $34,803 |
| COUPANG INC | $111,889 | $88,140 |
| CRITEO S A F | $100,225 | $116,610 |
| CURIS INC | $83,853 | $47,600 |
| IOVANCE BIOTHERAPEUTICS | $131,119 | $114,540 |
| KINISKA PHARMA | $76,700 | $70,620 |
| LIGHTNING EMOTORS INC | $22,700 | $18,030 |
| MICROSOFT CORP | $71,985 | $135,319 |
| MYOVANT SCIENCES LTD | $104,302 | $99,648 |
| NEOPHOTONICS CORP | $100,641 | $146,015 |
| NUVEEN REAL ESTATE INCOM | $39,154 | $45,095 |
| OCULAR THERAPEUTIX | $67,139 | $48,790 |
| PDS BIOTECHNOLOGY CORP | $74,175 | $56,700 |
| PFIZER INC | $55,971 | $56,098 |
| PROQR THERAPEUTICS F | $38,180 | $40,050 |
| T-MOBILE US, INC. | $111,820 | $231,960 |
| TG THERAPEUTICS INC | $163,063 | $152,000 |
| VIRTUS ALLIANZGI ARTIFIC | $62,337 | $67,696 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (65 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALEXANDRIA REAL ESTATE EQUITIES COM | AT COST | $2,850 | $3,120 |
| AMERICAN TOWER CORP NEW | AT COST | $3,670 | $3,803 |
| CROWN CASTLE INTL CORP NEW COM | AT COST | $3,282 | $3,549 |
| CYRUSONE INC COM | AT COST | $2,627 | $3,230 |
| DIGITAL RLTY TR INC COM | AT COST | $2,942 | $3,361 |
| EQUINIX INC COM | AT COST | $3,279 | $3,383 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE | AT COST | $2,256 | $2,072 |
| HUDSON PAC PPTYS INC COM | AT COST | $2,251 | $2,125 |
| IRON MTN INC NEW COM | AT COST | $2,599 | $3,140 |
| KILROY REALTY CORP COM | AT COST | $2,604 | $2,658 |
| PROLOGIS | AT COST | $3,216 | $4,209 |
| VORNADO REALTY TR COM | AT COST | $2,635 | $2,637 |
| HORIZON TECHNOLOGY FINANCE CORP COM | AT COST | $1,123 | $1,035 |
| AMERICAN TOWER CORP NEW | AT COST | $12,686 | $13,163 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE | AT COST | $17,983 | $17,848 |
| PROLOGIS INC COM | AT COST | $11,452 | $15,152 |
| EASTGROUP PPTYS INC COM | AT COST | $8,207 | $10,709 |
| WP CAREY INC COM | AT COST | $2,005 | $2,051 |
| ETF SER SOLUTIONS CHANGE FIN US LARGE CAP FUEL FREE ETF | AT COST | $771,003 | $811,337 |
| KBI GLOBAL INVESTORS AQUARIUS | AT COST | $242,437 | $245,263 |
| DREYFUS GOVERNMENT SECURITIES | AT COST | $2,174,033 | $2,174,033 |
| MIROVA GLOBAL GREEN BOND FUND | AT COST | $358,064 | $343,155 |
| PAX HIGH YIELD BOND FUND INSTITUTIONAL CLASS | AT COST | $253,215 | $251,413 |
| BOSTON COMMON ESG IMPACT INTERNATIONAL FUND | AT COST | $515,960 | $493,487 |
| TIAA CREF CORE IMPACT BOND FUND | AT COST | $552,876 | $544,630 |
| GREENBACKER RENEWABLE ENERGY COMPANY | AT COST | $250,000 | $247,134 |
| CHIMERA INVESTMENT REIT | AT COST | $145,020 | $220,515 |
| GLOBAL X NASDAQ 100 | AT COST | $57,339 | $55,923 |
| GLOBAL X US PREFERRED | AT COST | $131,280 | $131,168 |
| INVESCO DYNAMIC | AT COST | $66,128 | $84,553 |
| SELECT STR FINANCIAL | AT COST | $53,691 | $54,855 |
| HEALTH CARE SELECT SECTOR SPDR | AT COST | $150,483 | $239,654 |
| INDUSTRIAL SELECT SECTOR SPRD | AT COST | $108,270 | $123,798 |
| ISHARES TRUST ESG AWARE MSCI | AT COST | $212,788 | $281,288 |
| ISHARES MSCI KLD 400 SOCIAL INDEX | AT COST | $347,842 | $561,516 |
| ISHARES MSCI CHINA | AT COST | $51,069 | $46,638 |
| ISHARES MSCI INDIA | AT COST | $71,980 | $107,907 |
| ISHARES MSCI JAPAN | AT COST | $157,187 | $168,204 |
| ISHARES RUSSELL 1000 VALUE E | AT COST | $365,260 | $441,488 |
| VANGUARD FINANCIALS ETF | AT COST | $167,200 | $242,777 |
| VANGUARD FTSE EUROPE | AT COST | $328,949 | $359,488 |
| SCHWAB U.S. TIPS ETF | AT COST | $392,789 | $429,098 |
| CALVERT EMERGING MARKETS EQUITY | AT COST | $279,917 | $312,547 |
| DOMINI IMPACT INTL EQ-INST | AT COST | $227,404 | $251,159 |
| EDGEWOOD GROWTH FUND-INST | AT COST | $220,575 | $302,000 |
| INVESCO QQQ TRUST SERIES 1 | AT COST | $324,402 | $509,248 |
| NB GREATER CHINA EQUITY-INST | AT COST | $92,299 | $87,221 |
| PARNASSUS CORE EQUITY INST | AT COST | $314,336 | $475,281 |
| PARNASSUS MID CAP FUND | AT COST | $260,611 | $355,229 |
| T ROWE PRICE NEW ASIA | AT COST | $115,507 | $124,256 |
| T ROWE PRICE JAPAN FUND-INST | AT COST | $79,607 | $91,680 |
| DODGE & COX INCOME | AT COST | $410,190 | $416,853 |
| DOUBLELINE TOTAL RETURN BOND FUND-R6 | AT COST | $247,065 | $235,880 |
| JP MORGAN MANAGED INCOME FD | AT COST | $477,497 | $476,248 |
| PIMCO TOTAL RETURN ESG-INST | AT COST | $942,718 | $983,001 |
| TIAA-CREF CORE IMPACT BOND FUND-INST | AT COST | $485,037 | $470,101 |
| VANGUARD TOTAL BOND MARKET INDEX- ADM | AT COST | $961,367 | $961,686 |
| VANGUARD SHORT TERM TIPS | AT COST | $118,270 | $117,706 |
| BW PRIVATE INVESTORS OFFSHORE | AT COST | $7,835 | $9,868 |
| ETON PARK OVERSEAS FUND, LTD. | AT COST | $101 | $139 |
| GROSVENOR ALTERNATIVE INVESTMENT | AT COST | $600,000 | $749,610 |
| ROSE GROVE OFFHORE FUND I, LTD. | AT COST | $23,045 | $32,647 |
| ISHARES GOLD TRUST | AT COST | $164,968 | $205,344 |
| WELLINGTON HH PRE-IOP OFFSHORE FEEDER FUND, LP | AT COST | $279,978 | $136,504 |
| OKTOBER6 LTD | AT COST | $150,000 | $150,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROSKAUER ROSE LLP - LEGAL SERVICES | CategoryTxt |
| Legal Fees | $122,828 | LegalFeesAmt |
| Net Investment Income | $18,424 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $104,404 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER EXPENSES | $71,908 | $25,437 | $46,471 |
| NEW YORK STATE FILING FEE | $750 | $0 | $750 |
| ADR FELLOWSHIP EXPENSES | $148,537 | $0 | $148,537 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURNED GRANT | Desc |
| Revenue And Expenses Per Books | $136,195 | RevenueAndExpensesPerBooksAmt |
| Adjusted Net Income | $136,195 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (6 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADMINISTRATION & GESTION S.A. - ADMINISTRATIVE SERVICES | $603,734 | $0 | $603,734 |
| CHARLES SCHWAB - INVESTMENT MANAGEMENT FEES | $74,651 | $74,651 | $0 |
| GUL RUKH LADAK - CONSULTING FEES | $96,000 | $0 | $96,000 |
| JP MORGAN - INVESTMENT MANAGEMENT FEES | $55,097 | $55,096 | $0 |
| BANK OF AMERICA - INVESTMENT MANAGEMENT FEES | $4,846 | $4,846 | $0 |
| PATHSTONE- INVESTMENT MANAGEMENT FEES | $60,798 | $60,798 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $25,000 | $0 | $0 |
| FOREIGN TAX | $96 | $96 | $0 |