HAROLD & MIMI STEINBERG CHARITABLE TRUST: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- HAROLD & MIMI STEINBERG CHARITABLE TRUST (EIN 13-3383348)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202233199349109018
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T16:41:13-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WITHUMSMITHBROWN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1411 BROADWAY 9TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133383348 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE HAROLD & MIMI STEINBERG CHARITABLE | BusinessNameLine1Txt |
| Business Name Line2 | TRUST C/O SCHULTE ROTH & ZABEL LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % SCHULTE ROTH & ZABEL LLP | InCareOfNm |
| Business Name Control | HARO | BusinessNameControlTxt |
| Phone | 2127580404 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM ZABEL | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2127562000 | PhoneNum |
| Signature | 2022-05-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | WILLIAM | PersonFirstNm |
| Person Last | ZABEL | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ALFRED LAROSA CPA | PreparerPersonNm |
| PTIN | P00103808 | PTIN |
| Phone | 2127519100 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $77,063,749 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $518,397 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $459,946 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $793,672 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $793,672 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $4,973,800 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,446,714 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $4,973,800 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $207,936 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $456 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $6,493,805 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,227,874 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $140,921 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $140,921 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,149 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,149 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $311,322 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $103,774 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $207,548 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,352 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,676 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $9,676 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $314,584 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $314,584 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $13,370 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,160 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $1,294,774 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,113,200 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $121,000 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,111,472 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,554,394 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $496,294 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,543,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,543,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,654,972 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,554,394 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,039,794 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $838,833 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,673,480 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $6,904,985 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,188,257 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,188,257 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $55,996,025 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $61,551,585 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $74,875,492 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $62,901,010 | TotalAssetsBOYAmt |
| Total Assets EOY | $63,739,842 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $77,063,749 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $62,000 | CapitalStockBOYAmt |
| Capital Stock EOY | $62,000 | CapitalStockEOYAmt |
| Retained Earning BOY | $62,839,010 | RetainedEarningBOYAmt |
| Retained Earning EOY | $63,677,843 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $62,901,010 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $63,739,843 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $62,901,010 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $63,739,843 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $62,901,010 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $838,833 | ExcessRevenueOverExpensesAmt |
| Subtotal | $63,739,843 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $63,739,843 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (32 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| TD AMERITRADE #2955 ST COVERED | 2021-12-31 | $4,860,738 | $4,890,664 | -$24,285 | -$29,926 |
| TD AMERITRADE #2955 LT COVERED | 2021-12-31 | $612,338 | $394,653 | $217,685 | $217,685 |
| TD AMERITRADE #2812 ST COVERED | 2021-12-31 | $263,597 | $277,935 | -$14,338 | -$14,338 |
| TD AMERITRADE #2812 LT COVERED | 2021-12-31 | $2,522,352 | $2,379,645 | $142,707 | $142,707 |
| CHARLES SCHWAB #6031 LT COVERED | 2021-12-31 | $90,982 | $72,240 | $18,742 | $18,742 |
| CHARLES SCHWAB #6031 LT CAPITAL GAIN DISTRIBUTION | 2021-12-31 | $7,282 | $7,282 | $7,282 | |
| CHARLES SCHWAB #3485 ST COVERED | 2021-12-31 | $446,837 | $434,277 | $12,560 | $12,560 |
| CHARLES SCHWAB #3485 LT COVERED | 2021-12-31 | $916,621 | $884,242 | $32,379 | $32,379 |
| CHARLES SCHWAB #0051 ST COVERED | 2021-12-31 | $866,694 | $853,704 | $12,990 | $12,990 |
| CHARLES SCHWAB #0051 LT CAPITAL GAIN DISTRIBUTION | 2021-12-31 | $1,578 | $1,578 | $1,578 | |
| CHARLES SCHWAB #9186 ST COVERED | 2021-12-31 | $511,463 | $497,225 | $14,238 | $14,238 |
| CHARLES SCHWAB #9186 ST NONCOVERED | 2021-12-31 | $43,818 | $43,690 | $128 | $128 |
| CHARLES SCHWAB #7287 ST COVERED | 2021-12-31 | $276,954 | $277,240 | -$286 | -$286 |
| CHARLES SCHWAB #7287 LT COVERED | 2021-12-31 | $6,949 | $6,953 | -$4 | -$4 |
| CHARLES SCHWAB #6929 ST COVERED | 2021-12-31 | $1,104,526 | $1,079,610 | $25,201 | $24,916 |
| CHARLES SCHWAB #6929 LT COVERED | 2021-12-31 | $8,970 | $6,969 | $2,001 | $2,001 |
| CHARLES SCHWAB #6929 LT CAPITAL GAIN DISTRIBUTION | 2021-12-31 | $86,380 | $86,380 | $86,380 | |
| ST LOSS FROM RENAISSANCE INSTITUTIONAL EQUIT | 2021-12-31 | $51,992 | $51,992 | $51,992 | |
| LT GAIN FROM RENAISSANCE INSTITUTIONAL EQUIT | 2021-12-31 | $580,609 | $580,609 | $580,609 | |
| LT GAIN FROM SPRUCE PRIVATE INVESTMENTS FUND LP | 2021-12-31 | $277,123 | $277,123 | $277,123 | |
| ST GAIN FROM SOUND POINT DISCOVERY FUND LLC | 2021-12-31 | $38,855 | $38,855 | $38,855 | |
| LT GAIN FROM SOUND POINT DISCOVERY FUND LLC | 2021-12-31 | $741 | $741 | $741 | |
| LT GAIN FROM REDEMPTION OF THE CHILDREN'S INV FUND | 2021-12-31 | $250,000 | $132,578 | $117,422 | $117,422 |
| LT GAIN FROM REDEMPTION OF LONG POND CAPITAL | 2021-12-31 | $230,000 | $178,881 | $51,119 | $51,119 |
| LT GAIN FROM REDEMPTION OF SQN INVESTORS OFFSHORE LTD | 2021-12-31 | $500,000 | $353,745 | $146,255 | $146,255 |
| LT GAIN FROM STEINBERG PARTNERS FUND | 2021-12-31 | $2,590,452 | $2,590,452 | $2,590,452 | |
| LT GAIN FROM SPRUCE PRIVATE INVEST FUND | 2021-12-31 | $451,331 | $451,331 | $451,331 | |
| CNR #0372 ST COVERED | 2021-12-31 | $195,471 | $171,578 | $23,893 | $23,893 |
| CNR #0372 LT COVERED | 2021-12-31 | $1,610,507 | $1,527,336 | $84,554 | $83,171 |
| 480 SHS BROOKFIELD INFRASTRUCTURE PARTNERS LP | 2021-02-16 | $24,174 | $17,058 | $7,116 | $7,116 |
| CNR #0372 LT CAPITAL GAIN DISTRIBUTION | 2021-12-31 | $16,867 | $16,867 | $16,867 | |
| LT GAIN ECHO STREET CAPITAL PARTNERS | 2021-12-31 | $513 | $513 | $513 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $4,973,800 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $64,961 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $64,961 | SubtotalAmt |
| Tax Based On Investment Income | $64,961 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $132,610 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $210 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $132,820 | TotalPaymentsAndCreditsAmt |
| Overpayment | $67,859 | OverpaymentAmt |
| Applied To ES Tax | $67,859 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SCHULTE ROTH & ZABEL LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2127580404 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10022 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | Yes (true) | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| JAMES D STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| WILLIAM D ZABEL | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| SETH WEINGARTEN | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
| MICHAEL A STEINBERG | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| CAROLE A KRUMLAND | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | DIRECTOR | 3.0 | $0 | $0 | $0 |
| SUSAN C FRUNI | |||||||||
| C/O SCHULTE ROTH ZABEL LLP | 919 THIRD AVENUE | NEW YORK | NY | 10022 | TRUSTEE | 3.0 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DEBORAH E MARTIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 163 RUMFORD AVENUE | AddressLine1Txt |
| City | MANSFIELD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02048 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | ADMIN ASSISTANT | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $131,096 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SCHULTE ROTH & ZABEL LLP | |||||
| 919 THIRD AVE | NEW YORK | NY | 10022 | LEGAL | $311,322 |
| CNR SECURITIES | |||||
| 400 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $76,973 |
| TD AMERITRADE | |||||
| PO BOX 2209 | OMAHA | NE | 68103 | INVESTMENT ADVISORY | $116,324 |
| WITHUMSMITHBROWN PC | |||||
| 1411 BROADWAY 9TH FL | NEW YORK | NY | 10018 | ACCOUNTING | $19,352 |
| CHARLES SCHWAB | |||||
| 211 MAIN STREET | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $91,462 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. | Description1Txt |
| Expenses1 | $121,000 | Expenses1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $69,364,554 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,099,170 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $74,463,724 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $74,463,724 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,116,956 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $73,346,768 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,667,338 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,667,338 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $64,961 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $64,961 | TotalTaxAmt |
| Distributable Before Adj | $3,602,377 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,602,377 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,602,377 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,039,794 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $4,039,794 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,602,377 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2019 | PriorYear1Yr |
| Prior Year2 | 2018 | PriorYear2Yr |
| Prior Year3 | 2017 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $3,837,299 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,754,399 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,944,660 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,153,616 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,640,500 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $18,330,474 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,039,794 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $3,602,377 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $437,417 | RemainingDistriFromCorpusAmt |
| Total Corpus | $18,767,891 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $3,837,299 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $14,930,592 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,754,399 | ExcessFromYear4Amt |
| Excess From Year3 | $4,944,660 | ExcessFromYear3Amt |
| Excess From Year2 | $3,153,616 | ExcessFromYear2Amt |
| Excess From Year1 | $2,640,500 | ExcessFromYear1Amt |
| Excess From Current Year | $437,417 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 919 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | UNRESTRICTED GRANTS | GrantOrContributionPurposeTxt |
| Amt | $3,543,500 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,543,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $518,397 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $793,672 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $4,973,800 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| SPRUCE PRIVATE INVESTMENT FUND - UBTI | 900099 | $23,577 | 14 | |
| ITE RAIL FUND - UBTI | 900099 | -$60,574 | 14 | |
| SOUND POINT DISCOVERY FUND - UBTI | 900099 | $133,797 | 14 | |
| INVEST INCOME - BROOKFIELD INFRAS | 900099 | 14 | $56 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $96,800 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $6,285,925 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $6,382,725 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $19,352 | Amt |
| Net Investment Income | $9,676 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,676 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (34 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SPRUCE PRIVATE INVESTMENTS FD | AT COST | $5,386,787 | $3,310,758 |
| SPRUCE PRIVATE INVEST. FUND II | AT COST | $5,508,068 | $7,247,438 |
| STEINBERG PARTNERS FUND LP | AT COST | $13,224,146 | $18,016,389 |
| LONG POND CAPITAL | AT COST | $1,402,499 | $1,816,352 |
| SQN INVESTORS OFFSHORE LTD | AT COST | $1,114,417 | $1,370,142 |
| ECHO STREET CAPITAL | AT COST | $0 | $0 |
| RENAISSANCE INSITUTIONAL EQUIT | AT COST | $0 | $0 |
| THE CHILDRENS INVESTMENT FUND | AT COST | $946,113 | $1,834,767 |
| KYLIN OFFSHORE FUND LTD | AT COST | $311,976 | $93,339 |
| DE SHAW COMPOSITE INTL FUND | AT COST | $1,190,681 | $1,985,957 |
| AIDENLAIR FARMSTED 1 LLC | AT COST | $627,917 | $1,975,441 |
| BROOKFIELD INFRASTRUCTURE | AT COST | $0 | $0 |
| INV IN SECURITIES-CNR #0372 | AT COST | $9,689,364 | $12,916,865 |
| MUNI BONDS-CHARLES SCHWAB 3485 | AT COST | $0 | $0 |
| ELLINGTON EPO II OFFSHORE | AT COST | $854,667 | $1,237,332 |
| PODAREL 180 NORTH 4TH LLC | AT COST | $0 | $0 |
| ECHO STREET GOODCO SELECT | AT COST | $700,000 | $943,261 |
| HANACO II LP | AT COST | $227,062 | $239,876 |
| ECV IL OPP | AT COST | $332,436 | $490,331 |
| SOUND POINT DISCOVERY FUND LLC | AT COST | $2,721,145 | $2,689,558 |
| KYLIN OFFSHORE LONG FUND | AT COST | $1,000,000 | $784,671 |
| HAWK RIDGE PARTNERS OFFSHORE | AT COST | $1,000,000 | $1,143,089 |
| ITE RAIL FUND, LP | AT COST | $546,576 | $546,576 |
| SECURITIES - CS #6031 | AT COST | $476,618 | $512,572 |
| EX TRADED FUNDS -TD #2812 | AT COST | $0 | $0 |
| EX TRADED FUNDS -TD #2955 | AT COST | $0 | $0 |
| SECURITIES - CS #7287 | AT COST | $740,825 | $713,885 |
| SECURITIES - CS #9186 | AT COST | $777,458 | $785,894 |
| SECURITIES - CS #6929 | AT COST | $9,170,008 | $10,503,662 |
| SECURITIES - CS #0051 | AT COST | $2,280,276 | $2,332,798 |
| SQN AIDENLAIR RELATIVITY LLC | AT COST | $459,984 | $460,688 |
| AIDENLAIR RIPCORD I | $403,903 | $409,200 | |
| INFINITY VC FUND I LP | $55,461 | $60,000 | |
| CERBERUS LEVERED LOAN FUND IV | $403,198 | $454,651 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $311,322 | LegalFeesAmt |
| Net Investment Income | $103,774 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $207,548 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (18 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| AWARD RELATED EXPENSES | $121,000 | $121,000 | |
| INVEST EXP - EPO FUND II LP | $5,019 | $5,019 | |
| UBTI - SOUND POINT DISC | $92,554 | $92,554 | |
| INVEST EXP - HANACO II LP | $12,938 | $12,938 | |
| INVEST EXP - ECV II OPP | $4,715 | $4,715 | |
| INVEST EXP - INFINITY VC FUND | $4,542 | $4,542 | |
| INVEST EXP - SQN AIDENLAIR REL | $704 | $704 | |
| INVEST EXP - AIDENLAIR RIPCORD | $5,299 | $5,299 | |
| INVEST EXP - AIDENLAIR FARMSTE | $7,861 | $7,861 | |
| INVEST EXP - PODAREL 180 NORTH | $2,969 | $2,969 | |
| INVEST EXP - SPIF II | $430,599 | $430,599 | |
| INVEST EXP - RENAISSANCE INST | $6,582 | $6,582 | |
| INVEST EXP - STEINBERG PART | $144,120 | $144,120 | |
| UBTI - ITE RAIL FUND | $60,574 | $0 | |
| UBTI - SPRUCE PRIV FUND | $387,199 | $387,199 | |
| MISC EXPENSE - SLATE PR LLC | $7,650 | $7,650 | |
| FILING FEE | |||
| NONDEDUCTIBLE EXPENSES | $449 | $449 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| SPRUCE PRIVATE INVESTMENT FUND LP - UBTI | $133,797 | |
| ITE RAIL FUND LP - UBTI | $400 | $400 |
| SOUND POINT DISCOVERY FUND LLC - UBTI | $23,577 | |
| INVEST INCOME - BROOKFIELD INFRAS | $56 | $56 |
| IRS REFUND | $50,106 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BANK CUST.&INVEST. ADVIS. FEE | $314,584 | $314,584 |
| CONSULTANTS |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL TAXES PAID | $210 | |
| FOREIGN TAXES PAID | $13,160 | $13,160 |