THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- THE SAMUEL AND JEAN FRANKEL HEALTH AND RESEARCH FOUNDATION (EIN 30-0095044)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-08
- IRS object ID
- 202243129349101739
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-08T14:46:26-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 382322726 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAMA BUDAJ & RAAB PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 32783 MIDDLEBELT ROAD | AddressLine1Txt |
| City | FARMINGTON HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 483341726 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 300095044 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SAMUEL AND JEAN FRANKEL | BusinessNameLine1Txt |
| Business Name Line2 | HEALTH AND RESEARCH FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SAMU | BusinessNameControlTxt |
| Phone | 2486451307 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 LAKEWOOD DR | AddressLine1Txt |
| City | BLOOMFIELD HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48304 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JO ELYN NYMAN | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2486451307 | PhoneNum |
| Signature | 2022-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JO | PersonFirstNm |
| Person Last | ELYN NYMAN | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHN W WEIPERT | PreparerPersonNm |
| PTIN | P00013175 | PTIN |
| Phone | 2486263800 | PhoneNum |
| Preparation | 2022-10-28 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,749,616 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $159,741 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $159,741 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $678,113 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $647,992 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $499,119 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,570,190 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $499,119 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $1,336,973 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,306,852 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $69,353 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $18,586 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,228 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $90,167 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,026,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,026,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,116,167 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,026,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $220,806 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,306,852 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | $6,676 | CashEOYAmt |
| Cash EOYFMV | $6,676 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $854,325 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,494,437 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,494,437 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $7,111 | AcctRcvblAmt |
| Acct Rcvbl BOY | $8,496 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $7,111 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $7,111 | AcctRcvblEOYFMVAmt |
| US Government Obligations BOY | $2,254,378 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,732,881 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,984,239 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,863,688 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,669,855 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $3,692,208 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,414,774 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $3,885,259 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $4,042,676 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $10,979,973 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,509,578 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $12,522,263 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | -$122,295 | OtherAssetsBOYAmt |
| Other Assets EOY | $6 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $6 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $20,253,339 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,305,803 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,749,616 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $20,253,339 | RetainedEarningBOYAmt |
| Retained Earning EOY | $20,305,803 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $20,253,339 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $20,305,803 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $20,253,339 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $20,305,803 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $20,253,339 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $220,806 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $20,474,145 | SubtotalAmt |
| Other Decreases | $168,342 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $20,305,803 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (21 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| IVA WORLDWIDE FUND 75 SHS | P | 2020-12-16 | 2021-03-15 | $1,316 | $1,245 | $71 | $71 |
| PIMCO INCOME FUND 14450 SHS | P | 2014-07-28 | 2021-01-20 | $175,000 | $179,855 | -$4,855 | -$4,855 |
| IVA WORLDWIDE FUND 7916 SHS | P | 2012-12-13 | 2021-03-15 | $138,702 | $133,344 | $5,358 | $5,358 |
| AQR STYLE PREMIA 8466 SHS | P | 2018-12-20 | 2021-01-20 | $57,235 | $83,807 | -$26,572 | -$26,572 |
| NW OHIO LCL SD CLARK 100000 SHS | P | 2011-10-17 | 2021-04-12 | $100,000 | $100,000 | $0 | $0 |
| OREGON ST DPT 200000 SHS | P | 2010-04-08 | 2021-11-15 | $200,000 | $200,000 | $0 | $0 |
| ANNE ARUNDLE CNTY 200000 SHS | P | 2010-09-22 | 2021-04-22 | $200,000 | $200,000 | $0 | $0 |
| HSBC HLDGS 3000 SHS | P | 2010-05-20 | 2021-01-13 | $75,000 | $60,919 | $14,081 | $14,081 |
| IVA WORLDWIDE FUND 14390 SHS | P | 2011-12-14 | 2021-03-15 | $252,113 | $213,638 | $38,475 | $38,475 |
| BLACKROCK 2022 GLOBAL 846 SHS | P | 2021-06-29 | 2021-12-29 | $1,145 | $1,145 | $1,145 | |
| B RILEY FINANCIAL 4000 SHS | P | 2020-05-07 | 2021-07-26 | $100,000 | $88,997 | $11,003 | $11,003 |
| DOMINION ENERGY INC 6000 SHS | P | 2016-07-12 | 2021-08-31 | $150,000 | $150,000 | $0 | $0 |
| JP MORGAN CHASE 8000 SHS | P | 2015-05-29 | 2021-06-01 | $200,000 | $200,000 | $0 | $0 |
| BLACKROCK 2022 GLOBAL 14357 SHS | P | 2018-01-17 | 2021-12-29 | $34,697 | $36,007 | -$1,310 | -$1,310 |
| SX5E LIRN ISSUER WFC 20000 SHS | P | 2018-03-28 | 2021-03-26 | $245,797 | $200,000 | $45,797 | $45,797 |
| AMERICAN EXPRESS CO 100000 SHS | P | 2015-04-09 | 2021-11-15 | $100,000 | $103,380 | -$3,380 | -$3,380 |
| METLIFE INC 28000 SHS | P | 2016-09-16 | 2021-06-15 | $28,000 | $28,561 | -$561 | -$561 |
| RIVERNORTH/DOUBLELINE | P | 2021-09-08 | 2021-09-17 | $52 | $52 | $52 | |
| BLACKROCK 2022 GLOBAL LIQ DIST | P | 2018-06-08 | 2021-12-29 | $88,064 | $88,064 | $0 | $0 |
| CZECH II SENIOR LOAN TRUST K1 | P | 2010-01-01 | 2021-12-29 | $3,254 | -$3,254 | -$3,254 | |
| CAPITAL GAINS DIVIDENDS | P | $423,069 | $423,069 | $423,069 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $499,119 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $18,165 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $18,165 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $18,165 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $24,362 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $14,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $38,362 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $20,197 | OverpaymentAmt |
| Applied To ES Tax | $20,197 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MI | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | 0 | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JO ELYN NYMAN | IndividualWithBooksNm |
| Phone | 2486451307 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 273 LAKEWOOD | AddressLine1Txt |
| City | BLOOMFIELD HILLS | CityNm |
| State Abbreviation | MI | StateAbbreviationCd |
| ZIP | 48304 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| BRUCE FRANKEL | ||||||||
| 700 ARDMOOR DRIVE | BLOOMFIELD | MI | 48301 | PRESIDENT AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| JO ELYN NYMAN | ||||||||
| 273 LAKEWOOD | BLOOMFIELD HILLS | MI | 48304 | VICE PRESIDENT, TREASURER, | 4.00 | $0 | $0 | $0 |
| GEORGE NYMAN | ||||||||
| 273 LAKEWOOD | BLOOMFIELD HILLS | MI | 48304 | SECRETARY AND TRUSTEE | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $19,830,696 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,177,719 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $21,008,415 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $21,008,415 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $315,126 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,693,289 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,034,664 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,034,664 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $18,165 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $18,165 | TotalTaxAmt |
| Distributable Before Adj | $1,016,499 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,016,499 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,016,499 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,026,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,026,000 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,016,499 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $278,373 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,026,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $278,373 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $747,627 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $268,872 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | BRUCE FRANKEL | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (39 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AFMDA | ||||||||
| 20 W 36TH STREET 1100 | NEW YORK | NY | 10018 | NONE | 501(C)(3) | NATIONAL AMBULANCE, BLOOD-SERVICE AND DISASTER-RELIEF ORGANIZATION | $50,000 | |
| ALZHEIMERS DISEASE RESEARCH | ||||||||
| 22512 GATEWAY CENTER DR | CLARKSBURG | MD | 20871 | NONE | 501(C)(3) | ALZHEIMERS RESEARCH | $5,000 | |
| AMERICAN DIABETES ASSOCIATION | ||||||||
| 1701 NORTH BEAUREGARD STREET | ALEXANDRIA | VA | 22311 | NONE | 501(C)(3) | MEDICAL RESEARCH | $50,000 | |
| BEAR HUG FOUNDATION | ||||||||
| 139 W MAPLE SUITE F | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | OUTDOOR EDUCATIONAL AND RECREATIONAL ACTIVITIES FOR FOSTER CHILDREN | $12,000 | |
| CAMP MAK-A-DREAM (FRIENDS OF CHILDRENS ONCOLOGY) | ||||||||
| 121 W LONG LAKE ROAD | BLOOMFIELD HILLS | MI | 48304 | NONE | 501(C)(3) | ASSISTANCE FOR CHILDREN AND YOUNG ADULTS WITH CANCER | $5,000 | |
| CARE HOUSE OF OAKLAND COUNTY | ||||||||
| 44765 WOODWARD AVENUE | PONTIAC | MI | 48341 | NONE | 501(C)(3) | ASSISTANCE FOR ABUSED AND NEGLECTED CHILDREN | $100,000 | |
| CHRONS & COLITIS FOUNDATION | ||||||||
| 25882 ORCHARD LAKE ROAD SUITE 102 | FARMINGTON HILLS | MI | 48336 | NONE | 501(C)(3) | MEDICAL RESEARCH | $50,000 | |
| DETROIT RESCUE MISSION | ||||||||
| 150 STIMSON ST | DETROIT | MI | 48201 | NONE | 501(C)(3) | REHABILITATION FACILITY | $5,000 | |
| FAR CONSERVATORY | ||||||||
| 1669 WEST MAPLE ROAD | BIRMINGHAM | MI | 48009 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $60,000 | |
| HOSPICE OF MICHIGAN (STATE OF MICHIGAN) | ||||||||
| 43097 WOODWARD AVE SUITE 102 | BLOOMFIELD HILLS | MI | 48302 | NONE | 501(C)(3) | END OF LIFE CARE AND SUPPORT PROGRAMS | $300,000 | |
| JARC | ||||||||
| 30301 NORTHWESTERN HIGHWAY SUITE | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | ASSISTANCE FOR PEOPLE WITH DISABILITIES | $25,000 | 100 |
| JEWISH FAMILY SERVICES | ||||||||
| 6555 W MAPLE RD | WEST BLOOMFIELD TWP | MI | 48322 | NONE | 501(C)(3) | FAMILY SERVICES & SUPPORT GROUPS | $5,000 | |
| JEWISH SR LIFE | ||||||||
| 6710 W MAPLE RD | WEST BLOOMFIELD TWP | MI | 48322 | NONE | 501(C)(3) | SENIOR HOUSING | $25,000 | |
| KADIMA MENTAL HEALTH SERVICES | ||||||||
| 15999 W TWELVE MILE RD | SOUTHFIELD | MI | 48076 | NONE | 501(C)(3) | RESIDENTIAL, THERAPEUTIC AND SOCIAL SERVICES FOR PEOPLE WITH MENTAL HEALTH | $10,000 | |
| KARMANOS CANCER INSTITUTE | ||||||||
| 31995 NORTHWESTERN HIGHWAY | FARMINGTON HILLS | MI | 48334 | NONE | 501(C)(3) | CANCER RESEARCH | $5,000 | |
| KIDS KICKING CANCER | ||||||||
| 27600 NORTHWESTERN HIGHWAY | SOUTHFIELD | MI | 48034 | NONE | 501(C)(3) | PROVIDES THE NEEDS OF CHILDREN WITH ILLNESS | $5,000 | |
| LIGHT HOUSE | ||||||||
| 46156 WOODWARD AVE | PONTIAC | MI | 48342 | NONE | 501(C)(3) | EMERGENCY HOUSING AND FOOD BANK | $5,000 | |
| MICHIGAN LEAGUE FOR PUBLIC POLICY | ||||||||
| 1223 TURNER STREET STE G1 | LANSING | MI | 48906 | NONE | 501(C)(3) | ECONOMIC SECURITY AND WELL-BEING FOR PEOPLE IN MICHIGAN | $25,000 | |
| PLANNED PARENTHOOD | ||||||||
| PO BOX 3673 | ANN ARBOR | MI | 48106 | NONE | 501(C)(3) | SEXUAL AND REPRODUCTIVE HEALTH | $25,000 | |
| PROSTATE CANCER FOUNDATION | ||||||||
| 1250 FOURTH STREET | SANTA MONICA | CA | 90401 | NONE | 501(C)(3) | PROSTATE CANCER RESEARCH | $5,000 | |
| RONALD MCDONALD HOUSE | ||||||||
| 4707 SAINT ANTOINE | DETROIT | MI | 48201 | NONE | 501(C)(3) | HOUSING FOR FAMILY OF HOSPITAL PATIENTS | $1,000 | |
| SALVATION ARMY | ||||||||
| 615 SLATERS LANE | ALEXANDRIA | VA | 22314 | NONE | 501(C)(3) | PROVIDES CARE FOR ALL HUMAN NEEDS | $1,000 | |
| SANCTUM HOUSE | ||||||||
| 200 W 2ND ST | ROYAL OAK | MI | 48068 | NONE | 501(C)(3) | SAFE HOME FOR SURVIVORS OF HUMAN TRAFFICKING | $25,000 | |
| ST JUDES CHILDRENS RESEARCH | ||||||||
| 32121 WOODWARD AVE 350 | ROYAL OAK | MI | 48073 | NONE | 501(C)(3) | CHILDHOOD CANCER RESEARCH AND TREATMENT | $2,000 | |
| YAD EZRA | ||||||||
| 2850 W 11 MILE RD | BERKLEY | MI | 48072 | NONE | 501(C)(3) | FOOD BANK | $10,000 | |
| BRILLANT DETROIT | ||||||||
| 5675 LARKINS STREET | DETROIT | MI | 48210 | NONE | 501(C)(3) | COMMUNITY REHAB OF HOUSING AND FAMILIES | $100,000 | |
| BIG BROTHER BIG SISTER | ||||||||
| 2502 N ROCKY POINT DR | TAMPA | FL | 33607 | NONE | 501(C)(3) | MENTORING NETWORK | $1,000 | |
| JEWISH FEDERATION OF METRO DETROIT | ||||||||
| 6735 TELEGRAPH RD | BLOOMFIELD HILLS | MI | 48301 | NONE | 501(C)(3) | HOUSING AND FOOD FOR THE JEWISH COMMUNITY | $25,000 | |
| AMERICAN LUNG ASSOCIATION | ||||||||
| 1475 E 12 MILE RD | MADISON HEIGHTS | MI | 48071 | NONE | 501(C)(3) | CANCER RESEARCH | $5,000 | |
| DETROIT INSTITUTE FOR CHILDREN | ||||||||
| 2075 E WEST MAPLE RD | WALLED LAKE | MI | 48390 | NONE | 501(C)(3) | COMMUNITY OUTREACH FOR CHILDREN WITH SPECIAL NEEDS | $5,000 | |
| ORT AMERICA | ||||||||
| 6735 TELEGRAPH RD | BLOOMFIELD HILLS | MI | 48301 | NONE | 501(C)(3) | EDUCATION SUPPORT | $1,000 | |
| HABITAT FOR HUMANITY | ||||||||
| 150 OSMUN ST | PONTIAC | MI | 48342 | NONE | 501(C)(3) | HOUSING ORGANIZATION | $2,000 | |
| UNIVERSITY OF MICHIGAN | ||||||||
| 1230 HUBBARD ST | ANN ARBOR | MI | 48109 | NONE | 501(C)(3) | EDUCATION SUPPORT | $40,000 | |
| HADASSAH | ||||||||
| 5030 ORCHARD LAKE RD | WEST BLOOMFIELD | MI | 48323 | NONE | 501(C)(3) | JEWSIH COMMUNITY SUPPORT | $1,000 | |
| PARKINSON'S FOUNDATION | ||||||||
| PO BOX 61420 | STATEN ISLAND | NY | 10306 | NONE | 501(C)(3) | PATIENT SERVICE, AWARENESS AND SUPPORT | $5,000 | |
| MEMORIAL SLOAN KETTERING CANCER CENTER | ||||||||
| 1275 YORK AVENUE | MANHATTAN | NY | 10065 | NONE | 501(C)(3) | CANCER PATIENT SUPPORT AND RESEARCH | $5,000 | |
| HAVEN OF OAKLAND COUNTY | ||||||||
| 801 VANGUARD DR | PONTIAC | MI | 48341 | NONE | 501(C)(3) | SEXUAL ASSULT SURVIOR SUPPORT | $5,000 | |
| PROJECT HEALTHY COMMUNITY | ||||||||
| 18100 MEYERS RD | DETROIT | MI | 48235 | NONE | 501(C)(3) | NUTRITION EDUCATION | $15,000 | |
| ORCHARDS CHILDREN SERVICES | ||||||||
| 24901 NORTHWESTERN HWY | SOUTHFIELD | MI | 48075 | NONE | 501(C)(3) | FOSTER CARE | $5,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,026,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $159,741 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $678,113 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $499,119 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,336,973 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,336,973 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (32 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 100000 SHS BANK OF AMERICA | $113,272 | $109,497 |
| 100000 SHS JP MORGAN | $107,276 | $105,500 |
| 100000 SHS PNC FINANCIAL SRV | $113,355 | $99,510 |
| 123000 SHS GENERAL ELEC CAP CORP | $107,932 | $122,385 |
| 2000 SHS FIRST MIDWEST BANCORP | $50,000 | $56,280 |
| 250000 SHS WELLS FARGO & CO | $280,255 | $273,125 |
| 3000 SHS AIR LEASE CORP | $75,000 | $77,880 |
| 4000 SHS ALABAMA POWER CO | $100,000 | $103,360 |
| 4000 SHS ARCH CAPITAL GROUP | $100,000 | $102,880 |
| 4000 SHS BERKLEY WR CORP | $100,000 | $106,800 |
| 4000 SHS CITIZENS FINANCIAL GROUP | $100,000 | $110,280 |
| 4000 SHS ENSTAR GROUP | $98,131 | $118,240 |
| 4000 SHS GABELLI GLOBAL SMALL CAP | $98,831 | $100,640 |
| 4000 SHS SYNCHRONY FINANCIAL | $100,000 | $107,720 |
| 4000 SHS WELLS FARGO | $100,000 | $102,560 |
| 5000 CHARLES SCHWAB CORP | $125,000 | $127,400 |
| 5000 SHS ALLSTATE CORP | $125,000 | $131,650 |
| 57000 SHS JPMORGAN CHASE & CO | $67,117 | $57,285 |
| 6000 SHS AFFILLATED MANAGERS GROUP | $150,000 | $157,920 |
| 6000 SHS AMERICAN FNCL GROUP | $150,000 | $162,000 |
| 6000 SHS BANK OF AMERICA CORP | $150,000 | $157,980 |
| 6000 SHS BANK OF AMERICA CORP HH | $150,000 | $159,480 |
| 6000 SHS CHS INC | $150,000 | $170,880 |
| 6000 SHS FEDERAL AGRICULTURE | $150,000 | $162,429 |
| 6000 SHS FIRST REPUBLIC BANK | $150,000 | $161,820 |
| 6000 SHS JPMORGAN CHASE & CO | $150,000 | $161,280 |
| 6000 SHS SEMPRA ENERGY | $150,000 | $164,040 |
| 6000 SHS SVB FINANCIAL GROUP | $150,000 | $161,220 |
| 77000 SHS GENERAL ELECTRIC | $77,968 | $76,615 |
| 8000 SHS FANNIE MAE NEW MONEY | $45,200 | $19,600 |
| 8000 SHS THE GABELLI MLT MEDIA | $200,000 | $211,200 |
| 1000 SHS QURATE RETAIL INC | $100,922 | $103,220 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (22 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 SHS EMERSON ELEC CO | $44,240 | $92,970 |
| 1000 SHS GENERAL MOTORS CO | $36,325 | $58,630 |
| 1000 SHS SIEMENS AG | $56,817 | $86,600 |
| 1200 SHS NESTLE S A REP | $52,152 | $168,444 |
| 1500 SHS WASTE MANGEMENT | $47,441 | $250,350 |
| 1500 SHS ZURICH INSURANCE GROUP | $45,239 | $66,000 |
| 2000 SHS COCA COLA | $50,156 | $118,420 |
| 2000 SHS MICROSOFT CORP | $51,018 | $672,640 |
| 2000 SHS RAYONIER INC | $65,465 | $80,720 |
| 2000 SHS UNILEVER PLC | $51,538 | $107,580 |
| 20000 SHS INTL BKT STEPUP | $200,000 | $266,800 |
| 20000 SHS SP500 CLIRNS ISSUER BNS | $200,000 | $255,200 |
| 10000 SHS SX5E LIRN ISSUER WFC | $100,000 | $134,800 |
| 22500 SHS DJIA CLIRNS ISSUERS | $225,000 | $246,960 |
| 3000 SHS INTEL CORP | $59,310 | $154,500 |
| 3000 SHS WEYERHAUEUSER | $91,200 | $123,540 |
| 500 SHS UNITED PARCEL SVC | $50,276 | $107,170 |
| 6000 SHS NISOURCE INC | $39,438 | $165,660 |
| 700 SHS CATERPILLAR | $55,916 | $144,718 |
| 850 SHS DIAGEO PLC SPSD | $50,222 | $187,119 |
| 850 SHS JOHNSON AND JOHNSON | $50,633 | $145,409 |
| 900 SHS KELLOGG CO | $47,469 | $57,978 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,732,881 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,984,239 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (56 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 10756 SHS BLACKROCK CAP ALLOCATION | AT COST | $208,121 | $225,557 |
| 11707 SHS OAKMARK GLOBAL SELECT | AT COST | $204,082 | $265,861 |
| 10732 SHS NUVEEN TAXABLE MUNI | AT COST | $198,659 | $243,616 |
| 12207 VULCAN VALUE PARTNERS | AT COST | $271,057 | $348,024 |
| 12041 SHS DOUBLELINE INCOME SOLUTION | AT COST | $254,398 | $194,112 |
| 12514 SHS ASHMORE EMERGING | AT COST | $93,628 | $80,963 |
| 12269 SHS THE MERGER FUND CL | AT COST | $194,421 | $212,498 |
| 14949 SHS DAVIS NEW YORK VENTURE | AT COST | $502,038 | $447,561 |
| 12853 SHS PIMCO LOW DURATION FD | AT COST | $109,383 | $110,795 |
| 13572 SHS INVESCO HIGH INCOME | AT COST | $133,910 | $127,171 |
| 22314 SHS T ROWE PRICE RETIREMENT BALANCED FUND | AT COST | $352,449 | $338,281 |
| 17083 SHS ROYCE GLOBAL VALUE | AT COST | $166,377 | $224,129 |
| 1433 SHS SPROTT GOLD FUND | AT COST | $75,000 | $69,802 |
| 15788 SHS HARTFORD BALANCED INCOME | AT COST | $220,748 | $252,925 |
| 14945 SHS NEUBERGER BERMAN LONG SHORT | AT COST | $175,911 | $267,518 |
| 1500 SHS BNY MELLON ALCENTRA | AT COST | $150,000 | $153,945 |
| 15864 SHS NUVEEN PREFERRED | AT COST | $255,006 | $279,674 |
| 16846 SHS COHEN & STEERS | AT COST | $197,500 | $202,326 |
| 16060 SHS DOUBLELINE LOW DURATION | AT COST | $154,960 | $158,669 |
| 18906 SHS COLUMBIA FLEXIBLE CAPITAL INCOME | AT COST | $234,911 | $291,722 |
| 19735 SHS FPA CRESCENT PORT | AT COST | $554,447 | $730,410 |
| 18294 SHS SHENKMAN SHORT DURATION | AT COST | $185,274 | $183,854 |
| 21043 SHS PRINCIPAL GLOBAL DIVERSIFIED INCOME | AT COST | $279,754 | $291,454 |
| 20730 SHS JOHN HANCOCK STRATEGIC INCOME | AT COST | $227,000 | $231,137 |
| 20668 SHS JPMORGAN STRATEGIC INCOME | AT COST | $237,831 | $237,894 |
| 24683 SHS TORTOISE RESEARCH MLP & ENERGY INCOME | AT COST | $201,110 | $161,178 |
| 23074 SHS JP MORGAN INCOME BUILDER | AT COST | $243,750 | $257,741 |
| 22306 SHS ANGEL OAK | AT COST | $242,140 | $229,304 |
| 25815 SHS EATON VANCE RCHRD BRSTN | AT COST | $353,175 | $499,256 |
| 8824 SHS PIMCO INCOME FUND | AT COST | $105,406 | $105,360 |
| 24891 SHS ALLSPRING ABSOLUTE RETURN | AT COST | $258,138 | $261,111 |
| 171 SHS PMF TEI FUND | AT COST | $17,060 | $23,853 |
| 26252 SHS PIMCO SHORT TERM | AT COST | $253,914 | $256,478 |
| 3301 SHS FIRST EAGLE GOLD FUND | AT COST | $77,211 | $78,365 |
| 4287 SHS MATTHEWS ASIA DIVIDEND | AT COST | $73,426 | $81,189 |
| 38052 SHS VIRTUS MULTI SECTOR | AT COST | $180,542 | $179,606 |
| 38573 SHS LORD ABBETT SHORT DURATION | AT COST | $156,425 | $160,079 |
| 39651 SHS EATON VANCE SHT DURT STRATEGIC INCOME | AT COST | $299,819 | $282,321 |
| 44081 SHS PIMCO ALL ASSET | AT COST | $428,471 | $364,112 |
| 39170 SHS T ROWE PRICE SHORT TERM | AT COST | $188,425 | $187,233 |
| 4531 SHS JENSEN QUALITY GROWTH | AT COST | $190,089 | $305,680 |
| 7371 SHS NUVEEN REAL ASSET INC | AT COST | $174,218 | $177,415 |
| 5000 SHS RIVERNORTH/DOUBLELINE | AT COST | $88,823 | $71,000 |
| 5362 SHS NUVEEN PFD | AT COST | $132,474 | $131,735 |
| 5836 SHS KINETICS PARADIGM FUND | AT COST | $206,319 | $410,995 |
| 6270 SHS COLUMBIA DIVIDEND INCOME | AT COST | $158,283 | $198,251 |
| 6688 SHS PIMCO ENERGY | AT COST | $111,059 | $86,144 |
| 7635 SHS MATTHEWS JAPAN FUND | AT COST | $155,471 | $168,973 |
| 7508 SHS LYRICAL US VALUE EQUITY | AT COST | $126,232 | $172,676 |
| 8486 SHS DOUBLELINE YIELD OPP | AT COST | $167,643 | $158,697 |
| 8809 SHS FIRST EAGLE GLOBAL | AT COST | $460,619 | $571,340 |
| 10615 SHS BLACKROCK CAP ALLOCATION | AT COST | $212,836 | $206,464 |
| 6037 SHS NUVEEN REAL ASSET INCOME | AT COST | $94,169 | $97,315 |
| 10538 SHS PIMCO DYNAMIC | AT COST | $210,908 | $206,126 |
| 7749 SHS BLACKROCK INNOVATION | AT COST | $154,558 | $112,668 |
| 7500 SHS GUGGENHEIM | AT COST | $150,000 | $149,700 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BASIS ADJUSTMENTS - OTHER INVESTMENTS | $76,961 | $6 | $6 |
| BASIS ADJUSTMENT - CZECH II | -$220,250 | $0 | $0 |
| BASIS ADJUSTMENT - PMF | $20,994 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CZECH II BASIS ADJUSTMENTS | Desc |
| Amt | $168,342 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE FILING FEE | $20 | $0 | $0 |
| BOND PREMIUM AMORTIZATION | $2,208 | $0 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT AND ADVISORY FEES | CategoryTxt |
| Amt | $69,353 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX WITHHELD | $3,586 | $0 | $0 |
| FEDERAL EXCISE TAX | $15,000 | $0 | $0 |