SWARTZ FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- SWARTZ FOUNDATION (EIN 04-3255974)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202243189349102324
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T10:24:43-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010825608 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DAIGLE & ASSOCIATES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 176 FEDERAL STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 043255974 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SWARTZ FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SWAR | BusinessNameControlTxt |
| Phone | 6179483800 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO BGA 1 MARINA PARK DRIVE 1150 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02210 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEFFREY SWARTZ | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6179483800 | PhoneNum |
| Signature | 2022-11-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JEFFREY | PersonFirstNm |
| Person Last | SWARTZ | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | CATHERINE A ABATI | PreparerPersonNm |
| PTIN | P00246366 | PTIN |
| Phone | 6176193350 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $245,752,651 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $80,485 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $1,179 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,179 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,856,143 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,834,786 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $17,780,925 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $45,378,726 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $17,570,012 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $871,569 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $21,718,732 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $22,277,546 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $323,546 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $215,708 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $107,838 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $40,800 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $27,336 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $13,464 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $52,950 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $35,477 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $17,473 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $321,730 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $321,730 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $652,647 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $131,080 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $637 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,197,001 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,392,310 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,928,332 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $139,275 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,187,216 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,187,216 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,579,526 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,928,332 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,326,491 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $16,139,206 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $20,349,214 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$1 | CashBOYAmt |
| Cash EOY | -$1 | CashEOYAmt |
| Cash EOYFMV | -$1 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $9,883,703 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $10,140,606 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $10,140,606 | SavAndTempCashInvstEOYFMVAmt |
| Other Nts And Loans Rcvbl | $90,624 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $0 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $90,624 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $90,624 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $55,132,449 | CorporateStockBOYAmt |
| Corporate Stock EOY | $56,733,970 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $95,915,780 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $35,537,240 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $46,151,092 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $46,049,256 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $76,085,477 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $79,861,726 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $93,556,386 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $176,638,868 | TotalAssetsBOYAmt |
| Total Assets EOY | $192,978,017 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $245,752,651 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $143,580,540 | CapitalStockBOYAmt |
| Capital Stock EOY | $143,580,540 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $33,058,328 | RetainedEarningBOYAmt |
| Retained Earning EOY | $49,397,477 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $176,638,868 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $192,978,017 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $176,638,868 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $192,978,017 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $176,638,868 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $16,139,206 | ExcessRevenueOverExpensesAmt |
| Other Increases | $7,259,019 | OtherIncreasesAmt |
| Subtotal | $200,037,093 | SubtotalAmt |
| Other Decreases | $7,059,076 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $192,978,017 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| ADAMAS OPPORTUNITIES LP (1YR) | P | $3,902 | $3,902 | $3,902 | |
| ADAMAS OPPORTUNITIES LP (3YR) | P | $49,821 | $49,821 | $49,821 | |
| ADAMAS PARTNERS LP | P | $188,751 | $188,751 | $188,751 | |
| ADAMAS PARTNERS LP | P | -$58,604 | -$58,604 | $58,604 | |
| AMOON GROWTH FUND, LP (FKA AMOON 2 FUND, LP) | P | $339,220 | $339,220 | $339,220 | |
| BAUPOST VALUE PARTNERS LP IV | P | $4,083,199 | $4,083,199 | $4,083,199 | |
| FIMI OPPORTUNITY 6, LP | P | $2,810 | $2,810 | $2,810 | |
| FIMI OPPORTUNITY V, LP | P | $170,522 | $170,522 | $170,522 | |
| FINEPOINT CAPITAL PARTNERS II LP | P | $619,926 | $619,926 | $619,926 | |
| GS CAPITAL PARTNERS V INSTITUTIONAL, LP | P | -$9,706 | -$9,706 | $9,706 | |
| GSCP V INSTITUTIONAL AIV, LP | P | $27 | $27 | $27 | |
| GUARDIAN POINT LP | P | $344,785 | $344,785 | $344,785 | |
| HIGHVISTA II LIMITED PARTNERSHIP | P | $1,813,088 | $1,813,088 | $1,813,088 | |
| ROPES & GRAY - 7133 | D | $8,403,296 | $8,322,811 | $8,322,811 | $80,485 |
| ROPES & GRAY - 7133C | P | $24,877,391 | -$92,670 | -$92,670 | $24,970,061 |
| ROPES & GRAY - 8503 | P | $3,800,000 | $1,321,055 | $1,321,055 | $2,478,945 |
| ROPES & GRAY - 8503 | P | $409,450 | $409,450 | $409,450 | |
| DISTRESSED MANAGERS III OFFSHORE LP | P | $49,181 | $49,181 | $49,181 | |
| GS MEZZANINE PARTNERS 2006 OFFSHORE LP | P | $9,180 | $9,180 | $9,180 | |
| VINTAGE III OFFSHORE LP | P | $3,264 | $3,264 | $3,264 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $17,570,012 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $282,854 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $282,854 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $282,854 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $398,758 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $125,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $523,758 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $240,904 | OverpaymentAmt |
| Applied To ES Tax | $240,904 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (1) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | BATTERY GLOBAL ADVISORS | IndividualWithBooksNm |
| Phone | 6179483800 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 MARINA PARK DRIVE STE 1150 | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROBERT N SHAPIRO - COMPENSATION IS | ||||||||
| PAID DIRECTLY TO ROPES GRAY LLP | BOSTON | MA | 021993600 | TRUSTEE | 1.00 | $323,546 | $0 | $0 |
| SIDNEY W SWARTZ | ||||||||
| BGA 1 MARINA PARK DRIVE | BOSTON | MA | 02210 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| JEFFREY SWARTZ | ||||||||
| BGA 1 MARINA PARK DRIVE | BOSTON | MA | 02210 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| JUDITH SWARTZ | ||||||||
| BGA 1 MARINA PARK DRIVE | BOSTON | MA | 02210 | TRUSTEE | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FIDUCIARY WEALTH ADVISORS | |||||
| 225 FRANKLIN STREET 26TH FLOOR | BOSTON | MA | 02110 | INVESTMENT | $160,267 |
| COMMUNITY CAPITAL MANAGEMENT INC | |||||
| 2500 WESTON ROAD SUITE 101 | WESTON | FL | 33331 | INVESTMENT | $101,435 |
| BATTERY GLOBAL ADVISORS | |||||
| ONE MARINA PARK DRIVE SUITE 1150 | BOSTON | MA | 02110 | INVESTMENT MANAGEMENT | $60,028 |
| DAIGLE & ASSOCIATES LLP | |||||
| 176 FEDERAL STREET | BOSTON | MA | 02110 | TAX | $52,950 |
| ROPES & GRAY LLP | |||||
| 800 BOYLSTON STREET | BOSTON | MA | 021993600 | ACCOUNTING & LEGAL | $40,800 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $221,809,382 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $12,024,911 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $233,834,293 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $233,834,293 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,507,514 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $230,326,779 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $11,516,339 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $11,516,339 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $282,854 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $173,896 | IncomeTaxAmt |
| Total Tax | $456,750 | TotalTaxAmt |
| Distributable Before Adj | $11,059,589 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $11,059,589 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $11,059,589 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,326,491 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,326,491 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,059,589 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $27,766,723 | ExcessDistributionCyovYr5Amt |
| Total Excess Distribution Cyov | $27,766,723 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,326,491 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,326,491 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $6,733,098 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $6,733,098 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $21,033,625 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $21,033,625 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | SIDNEY W SWARTZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ACTION FOR POST-SOVIET JEWRY | |||||||||||
| 24 CRESCENT ST SUITE 306 | WALTHAM | MA | 02453 | N/A | PC | ADOPT A BUBBE PROGRAM | $500 | ||||
| AMERICAN FRIENDS OF MAOZ-SEAL INC | |||||||||||
| 29 MERRILL ROAD | NEWTON | MA | 02459 | N/A | PC | GENERAL SUPPORT | $2,800,000 | ||||
| AMERICAN FRIENDS OF MEIR PANIM | |||||||||||
| 5316 NEW UTRECHT AVENUE | BROOKLYN | NY | 11219 | N/A | PC | GENERAL SUPPORT | $1,000 | ||||
| AMERICAN FRIENDS OF THE ISRAEL PHILHARMONIC ORCHESTRA INC | |||||||||||
| 122 EAST 42ND STREET SUITE 4507 | NEW YORK | NY | 10168 | N/A | PC | GENERAL SUPPORT | $500 | ||||
| AMERICAN HEART ASSOCIATION | |||||||||||
| 1101 NORTHCHASE PARKWAY SUITE 1 | MARIETTA | GA | 30067 | N/A | PC | MARIETTA-COBB HEART WALK | $500 | ||||
| ANTI-DEFAMATION LEAGUE OF B'NAI B'RITH | |||||||||||
| 823 UNITED NATIONS PLAZA | NEW YORK | NY | 100173518 | N/A | PC | ANNUAL SUPPORT | $2,000 | ||||
| BOCA RATON REGIONAL HOSPITAL FOUNDATION | |||||||||||
| 745 MEADOWS ROAD | BOCA RATON | FL | 33486 | N/A | PC | GENERAL SUPPORT | $2,500 | ||||
| CHABAD LUBAVITCH OF THE NORTH SHORE | |||||||||||
| 44 BURRILL STREET | SWAMPSCOTT | MA | 01907 | N/A | PC | JEWISH LEARNING INSTITUTE OF THE NORTH SHORE | $5,000 | ||||
| COMMITTEE FOR ACCURACY IN MIDDLE EAST REPORTING IN AMERICA | |||||||||||
| P O BOX 35040 | BOSTON | MA | 021350001 | N/A | PC | GENERAL SUPPORT | $5,000 | ||||
| CONGREGATION SHAAREI TEFILLAH INC | |||||||||||
| 35 MORSELAND AVENUE | NEWTON | MA | 02459 | N/A | PC | GENERAL SUPPORT | $1,000 | ||||
| DANA FARBER CANCER INSTITUTE INC | |||||||||||
| 44 BINNEY STREET | BOSTON | MA | 02115 | N/A | PC | PMC - JIMMY FUND | $1,000 | ||||
| FRIENDS OF ISRAEL DAVID INC | |||||||||||
| P O BOX 908 | BELLMAWR | NJ | 08099 | N/A | PC | GENERAL SUPPORT | $500,000 | ||||
| FRIENDS OF YEMIN ORDE | |||||||||||
| 4340 EAST-WEST HIGHWAY SUITE 202 | BETHESDA | MD | 20814 | N/A | PC | GENERAL SUPPORT | $1,000 | ||||
| HADASSAH MEDICAL ORGANIZATION | |||||||||||
| N/A | NC | MEDICAL RESEARCH | $535,716 | KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 91120 | ||||
| HEBREW SENIORLIFE INC | |||||||||||
| 1200 CENTRE STREET | BOSTON | MA | 02131 | N/A | PC | ANNUAL SUPPORT | $1,000 | ||||
| HILLEL OF BROWARD AND PALM BEACH INC | |||||||||||
| 777 GLADES ROAD BLDG LY NO 3A | BOCA RATON | FL | 33431 | N/A | PC | GENERAL SUPPORT | $2,500 | ||||
| INVESTIGATIVE PROJECT ON TERRORISM | |||||||||||
| 5614 CONNECTICUT AVE NW NO 341 | WASHINGTON | DC | 20015 | N/A | PC | GENERAL SUPPORT | $5,000 | ||||
| JCAM CHARITABLE FOUNDATION INC | |||||||||||
| 189 WELLS AVENUE | NEWTON CENTRE | MA | 02459 | N/A | PC | ANNUAL SUPPORT | $1,000 | ||||
| JEWISH FAMILY AND CHILDRENS FOUNDATION INC | |||||||||||
| 31 NEW CHARDON STREET | BOSTON | MA | 02114 | N/A | PC | FAMILY TABLE | $5,000 | ||||
| JEWISH FEDERATION OF SOUTH PALM BEACH COUNTY INC | |||||||||||
| 9901 DONNA KLEIN BLVD | BOCA RATON | FL | 33428 | N/A | PC | MARCH OF THE LIVING | $103,000 | ||||
| MIDDLE EAST MEDIA AND RESEARCH INSTITUTE INC | |||||||||||
| P O BOX 27837 | WASHINGTON | DC | 20038 | N/A | PC | GENERAL SUPPORT | $2,500 | ||||
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||||||
| 1563 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02138 | N/A | PC | GENERAL SUPPORT | $75,000 | ||||
| RUTH RALES JEWISH FAMILY SERVICE OF SOUTH PALM BEACH COUNTY INC | |||||||||||
| 21300 RUTH BARON COLEMAN BLVD | BOCA RATON | FL | 33428 | N/A | PC | ANNUAL SUPPORT | $6,000 | ||||
| SIMON WIESENTHAL CENTER | |||||||||||
| 1399 S ROXBURY DRIVE | LOS ANGELES | CA | 900354709 | N/A | PC | ANNUAL SUPPORT | $12,000 | ||||
| TEMPLE EMANUEL | |||||||||||
| 385 WARD STREET | NEWTON CENTRE | MA | 02459 | N/A | PC | ANNUAL SUPPORT FUND | $7,500 | ||||
| TEMPLE OHABEI SHALOM | |||||||||||
| 1187 BEACON STREET | BROOKLINE | MA | 024465441 | N/A | PC | GENERAL SUPPORT | $1,000 | ||||
| THE AMERICAN JEWISH JOINT DISTRIBUTION COMMITTEE INC | |||||||||||
| 220 E 42ND STREET 400 | NEW YORK | NY | 10017 | N/A | PC | GENERAL SUPPORT | $50,000 | ||||
| UNITARIAN UNIVERSALIST URBAN MINISTRY | |||||||||||
| 10 PUTNAM STREET | ROXBURY | MA | 02119 | N/A | PC | GENERAL SUPPORT | $50,000 | ||||
| UNITED STATES HOLOCAUST MEMORIAL COUNCIL | |||||||||||
| 100 RAOUL WALLENBERG PL SW | WASHINGTON | DC | 200242126 | N/A | PC | ANNUAL SUPPORT | $10,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,187,216 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,179 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,856,143 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $210,913 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $17,570,012 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $210,913 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $21,427,334 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $21,638,247 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | SIDNEY W SWARTZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1001 S OCEAN BOULEVARD | AddressLine1Txt |
| City | DELRAY | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33483 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $80,485 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 30,819 CL A SHARES OF SNOWFLAKE INC. | NoncashPropertyDesc |
| Fair Market Value | $8,605,580 | FairMarketValueAmt |
| Received | 2021-11-23 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | DAIGLE - TAX PREP | CategoryTxt |
| Amt | $52,950 | Amt |
| Net Investment Income | $35,477 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $17,473 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (5 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | VerificationVerificationDt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| HADASSAH MEDICAL ORGANIZATION | ||||||||||
| KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 2021-03-24 | $118,698 | SUPPORT FOR MEDICAL RESEARCH PROGRAMS | $118,698 | TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE | 10/03/21 | 2021-10-03 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS. |
| HADASSAH MEDICAL ORGANIZATION | ||||||||||
| KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 2021-06-18 | $98,450 | SUPPORT FOR MEDICAL RESEARCH PROGRAMS | $98,450 | TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE | 12/08/21 | 2021-12-08 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS. |
| HADASSAH MEDICAL ORGANIZATION | ||||||||||
| KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 2021-07-14 | $127,156 | SUPPORT FOR MEDICAL RESEARCH PROGRAMS | $127,156 | TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE. | 12/08/21 | 2021-12-08 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS. |
| HADASSAH MEDICAL ORGANIZATION | ||||||||||
| KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 2021-10-08 | $70,733 | SUPPORT FOR MEDICAL RESEARCH PROGRAMS | $70,733 | TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE | 12/08/21 | 2021-12-08 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS. |
| HADASSAH MEDICAL ORGANIZATION | ||||||||||
| KIRYAT HADASSAH POB 12000 | JERUSALEM | IS | 2021-12-23 | $120,679 | SUPPORT FOR MEDICAL RESEARCH PROGRAMS | $120,679 | TO THE KNOWLEDGE OF GRANTOR, NO FUNDS DIVERTED FROM ORIGINAL GRANT PURPOSE | 11/01/22 | 2022-11-01 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORTS FROM THE GRANTEE; THEREFORE, IT HAS NOT CONDUCTED ANY INDEPENDENT VERIFICATION OF THE REPORTS. |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (7 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Basis MethodBasisMethodTxt | Sales ExpenseSalesExpenseAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|
| ADAMAS OPPORTUNITIES LP (1YR) | PURCHASED | $525 | COST | $0 | $525 |
| ADAMAS OPPORTUNITIES LP (3YR) | PURCHASED | $6,730 | COST | $0 | $6,730 |
| BAUPOST VALUE PARTNERS LP IV | PURCHASED | $18,063 | COST | $0 | $18,063 |
| FIMI OPPORTUNITY 6, LP | PURCHASED | $556 | COST | $0 | $556 |
| FIMI OPPORTUNITY V, LP | PURCHASED | $23,739 | COST | $0 | $23,739 |
| GUARDIAN POINT LP | PURCHASED | $149,747 | COST | $0 | $149,747 |
| HIGHVISTA II LIMITED PARTNERSHIP | PURCHASED | $11,553 | COST | $0 | $11,553 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | ROPES & GRAY ACCOUNT #0087133C | BondNm |
| EOY Book Value | $46,151,092 | EOYBookValueAmt |
| EOYFMV | $46,049,256 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | ROPES & GRAY ACCOUNT #0088503 | StockNm |
| EOY Book Value | $56,733,970 | EOYBookValueAmt |
| EOYFMV | $95,915,780 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (15 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ADAMAS OPPORTUNITIES LP (1YR & 3YR) | AT COST | $32,676 | $129,849 |
| ADAMAS PARTNERS LP | AT COST | $0 | $195,933 |
| HIGHVISTA II LIMITED PARTNERSHIP | AT COST | $14,537,366 | $14,126,573 |
| ONE WILLIAM STREET CAPITAL | AT COST | $2,500,000 | $7,850,172 |
| BAUPOST VALUE PARTNERS LP IV | AT COST | $43,047,216 | $45,907,056 |
| ETON PARK OVERSEAS FUND, LTD | AT COST | $0 | $1,498 |
| GS CAPITAL PARTNERS V, LP | AT COST | $14,134 | $8,352 |
| FIMI OPPORTUNITY V, LP | AT COST | $917,635 | $1,812,000 |
| FINEPOINT CAPITAL PARTNERS II LP | AT COST | $12,456,287 | $12,827,910 |
| GUARDIAN POINT LP | AT COST | $2,637,443 | $4,433,930 |
| FIMI OPPORTUNITY 6, LP | AT COST | $751,463 | $1,159,091 |
| AMOON 2 FUND, LP | AT COST | $2,967,506 | $4,895,885 |
| DISTRESSED MANAGERS III LP | AT COST | $0 | $149,787 |
| GS MEZZANINE PARTNERS 2006 LP | AT COST | $0 | $18,959 |
| GOLDMAN SACHS VINTAGE FUND III OFFSHORE, LP | AT COST | $0 | $39,391 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROPES & GRAY - LEGAL FEES | CategoryTxt |
| Legal Fees | $40,800 | LegalFeesAmt |
| Net Investment Income | $27,336 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $13,464 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (6 entries)
| DescDesc | AmtAmt |
|---|---|
| ADJ FOR ENDING PARTNER'S CAP ACCT HIGHVISTA II LP | $2,582,591 |
| ADJ FOR ENDING PARTNER'S CAP ACCT GS CAPITAL PARTNERS V INSTITUTIONAL | $9,909 |
| ADJ FOR ENDING PARTNER'S CAP ACCT ADAMAS OPPORTUNIES 1YR & 3YR | $120,181 |
| ADJ FOR ENDING PARTNER'S CAP ACCT ADAMAS PARTNERS | $614,673 |
| ADJ FOR ENDING PARTNER'S CAP ACCT FIMI OPPORTUNITY V, LP | $155,416 |
| TAX/BOOK ALT INVESTMENTS & PRIVATE EQUITY ADJUSTMENTS | $3,576,306 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (15 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MA FORM PC - FILING FEE | $500 | $0 | $500 |
| BANK WIRE FEES | $137 | $137 | $0 |
| ADAMAS OPPORTUNITIES LP (1YR) | $0 | $208 | $0 |
| ADAMAS OPPORTUNITIES LP (3YR) | $0 | $2,703 | $0 |
| ADAMAS PARTNERS LP | $0 | $2,942 | $0 |
| HIGHVISTA II LIMITED PARTNERSHIP | $0 | $542,964 | $0 |
| BAUPOST VALUE PARTNERS LP IV | $0 | $192,050 | $0 |
| FINEPOINT CAPITAL PARTNERS II LP | $0 | $159,851 | $0 |
| FIMI OPPORTUNITY V, LP | $0 | $22,125 | $0 |
| FIMI OPPORTUNITY 6, LP | $0 | $18,193 | $0 |
| AMOON GROWTH FUND, LP (FKA AMOON 2 FUND, LP) | $0 | $95,997 | $0 |
| GUARDIAN POINT LP | $0 | $107,993 | $0 |
| GSCP V INSTITUTIONAL AIV, LP | $0 | $28 | $0 |
| GS CAPITAL PARTNERS V INSTITUTIONAL, LP | $0 | $206 | $0 |
| R&G - 8488 | $0 | $51,604 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (10 entries)
| DescDesc | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|
| ADAMAS OPPORTUNITIES LP (1YR) | -$48 |
| ADAMAS OPPORTUNITIES LP (3YR) | -$589 |
| ADAMAS PARTNERS LP | -$586 |
| AMOON GROWTH FUND, LP (FKA AMOON 2 FUND, LP) | $12,098 |
| HIGHVISTA II LIMITED PARTNERSHIP | $366,953 |
| BAUPOST VALUE PARTNERS LP IV | $418,706 |
| FINEPOINT CAPITAL PARTNERS II LP | $82,770 |
| GUARDIAN POINT LP | -$3,829 |
| FIMI OPPORTUNITY 6, LP | $445 |
| FIMI OPPORTUNITY V, LP | -$4,351 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| ADJ FOR ENDING PARTNER'S CAP ACCT BAUPOST VALUE PARTNERS IV | $5,344,554 |
| ADJ FOR ENDING PARTNER'S CAP ACCT FINEPOINT CAPITAL PARTNERS II, LP | $746,758 |
| ADJ FOR ENDING PARTNER'S CAP ACCT FIMI OPPORTUNITY 6, LP | $205,926 |
| ADJ FOR ENDING PARTNER'S CAP ACCT AMOON GROWTH FUND, LP | $560,018 |
| ADJ FOR ENDING PARTNER'S CAP ACCT GUARDIAN POINT, LP | $401,763 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $321,730 | Amt |
| Net Investment Income | $321,730 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SIDNEY W SWARTZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1001 S OCEAN BOULEVARD | AddressLine1Txt |
| City | DELRAY | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33483 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (9 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $595,000 | $0 | $0 |
| FOREIGN TAXES - ROPES AND GRAY | $57,647 | $57,647 | $0 |
| ADAMAS OPPORTUNITIES LP (3YR) | $0 | $68 | $0 |
| ADAMAS PARTNERS LP | $0 | $134 | $0 |
| HIGHVISTA II LIMITED PARTNERSHIP | $0 | $14,553 | $0 |
| BAUPOST VALUE PARTNERS LP IV | $0 | $2,634 | $0 |
| FINEPOINT CAPITAL PARTNERS II LP | $0 | $15,095 | $0 |
| FIMI OPPORTUNITY V, LP | $0 | $40,450 | $0 |
| GUARDIAN POINT LP | $0 | $499 | $0 |