SHANAHAN FAMILY CHARITABLEFOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- SHANAHAN FAMILY CHARITABLEFOUNDATION (EIN 20-7267377)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202243189349102684
- Schema version
- 2021v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T09:24:37-08:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 201575604 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREGORY FILLAS & BUSCHAUER LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 S LOS ROBLES AVE STE 860 | AddressLine1Txt |
| City | PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 207267377 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Shanahan Family Charitable | BusinessNameLine1Txt |
| Business Name Line2 | Foundation | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SHAN | BusinessNameControlTxt |
| Phone | 6265680915 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 S Los Robles Ave Ste 860 | AddressLine1Txt |
| City | Pasadena | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91101 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Capital Bank Trust Company | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2022-11-14 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Capital Bank Trust | PersonFirstNm |
| Person Last | Company | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Alyson Kroischke | PreparerPersonNm |
| PTIN | P00185906 | PTIN |
| Phone | 6265680915 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $474,422,660 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,397,671 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,397,671 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,640,508 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,380,450 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,640,508 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,368 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $7,368 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,045,547 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,045,547 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $67,093 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $65,482 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $19,272 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $19,272 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $25,050 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,625 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,425 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $765,161 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $268,909 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $496,252 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $446,845 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $81,780 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $300 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $24,896 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $12,667 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $12,229 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,348,317 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $367,981 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $613,960 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $24,958,007 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,789,248 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $26,306,324 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $367,981 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $6,403,208 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$21,260,777 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,677,566 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $655,237 | CashBOYAmt |
| Cash EOY | $694,434 | CashEOYAmt |
| Cash EOYFMV | $694,434 | CashEOYFMVAmt |
| Grants Receivable BOY | $356,832,000 | GrantsReceivableBOYAmt |
| Grants Receivable EOY | $407,183,120 | GrantsReceivableEOYAmt |
| Grants Receivable EOYFMV | $407,183,120 | GrantsReceivableEOYFMVAmt |
| Corporate Stock BOY | $28,432,343 | CorporateStockBOYAmt |
| Corporate Stock EOY | $31,731,578 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $31,731,578 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $35,180,266 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $34,385,306 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $34,385,306 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $43,393 | OtherAssetsBOYAmt |
| Other Assets EOY | $428,222 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $428,222 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $421,143,239 | TotalAssetsBOYAmt |
| Total Assets EOY | $474,422,660 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $474,422,660 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $79,157 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $82,732 | AccountsPayableEOYAmt |
| Grants Payable BOY | $2,260,000 | GrantsPayableBOYAmt |
| Grants Payable EOY | $21,815,115 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $65,235 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $130,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,404,392 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $22,027,847 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $418,738,847 | RetainedEarningBOYAmt |
| Retained Earning EOY | $452,394,813 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $418,738,847 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $452,394,813 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $421,143,239 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $474,422,660 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $418,738,847 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$21,260,777 | ExcessRevenueOverExpensesAmt |
| Other Increases | $54,916,743 | OtherIncreasesAmt |
| Subtotal | $452,394,813 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $452,394,813 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (387 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 0.646 LINK REAL ESTATE I | P | 2021-01-01 | 2021-01-07 | $6 | $4 | $2 | $2 |
| 4270 ISHARES MSCI ACWI ETF | P | 2021-01-01 | 2021-01-13 | $394,780 | $381,298 | $13,482 | $13,482 |
| 0.965 SEMPRA ENERGY COM | P | 2021-01-01 | 2021-01-19 | $118 | $120 | -$2 | -$2 |
| 1619.16 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-01-22 | $65,592 | $54,129 | $11,463 | $11,463 |
| 3300 HONG KONG EXCHANGE | P | 2021-01-01 | 2021-01-29 | $219,969 | $94,702 | $125,267 | $125,267 |
| 1800 HONG KONG EXCHANGE | P | 2021-01-01 | 2021-01-29 | $119,983 | $51,449 | $68,534 | $68,534 |
| 155 PUBLIC STORAGE | P | 2021-01-01 | 2021-01-29 | $35,284 | $28,288 | $6,996 | $6,996 |
| 100 PUBLIC STORAGE | P | 2021-01-01 | 2021-01-29 | $22,764 | $18,117 | $4,647 | $4,647 |
| 100 PUBLIC STORAGE | P | 2021-01-01 | 2021-01-29 | $22,764 | $18,013 | $4,751 | $4,751 |
| 15 PUBLIC STORAGE | P | 2021-01-01 | 2021-01-29 | $3,415 | $2,693 | $722 | $722 |
| 838 COCA COLA CO COM | P | 2021-01-01 | 2021-02-04 | $40,928 | $34,874 | $6,054 | $6,054 |
| 23.856 INTERMEDIATE BD FD AMER CL F 3 | P | 2021-01-01 | 2021-02-10 | $333 | $340 | -$7 | -$7 |
| 78123.705 INTERMEDIATE BD FD AMER CL F 3 | P | 2021-01-01 | 2021-02-10 | $1,089,045 | $1,110,919 | -$21,874 | -$21,874 |
| 500 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-16 | $27,275 | $28,580 | -$1,305 | -$1,305 |
| 700 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-16 | $38,237 | $40,012 | -$1,775 | -$1,775 |
| 655 PUBLIC STORAGE | P | 2021-01-01 | 2021-02-16 | $152,548 | $117,583 | $34,965 | $34,965 |
| 200 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-17 | $10,892 | $11,432 | -$540 | -$540 |
| 100 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-17 | $5,440 | $5,716 | -$276 | -$276 |
| 550 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-17 | $29,819 | $31,438 | -$1,619 | -$1,619 |
| 50 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-17 | $2,711 | $2,799 | -$88 | -$88 |
| 900 NATIONAL GRID | P | 2021-01-01 | 2021-02-18 | $10,633 | $11,127 | -$494 | -$494 |
| 1800 NATIONAL GRID | P | 2021-01-01 | 2021-02-18 | $21,261 | $22,253 | -$992 | -$992 |
| 530 NATIONAL GRID | P | 2021-01-01 | 2021-02-18 | $6,262 | $6,552 | -$290 | -$290 |
| 70 NATIONAL GRID | P | 2021-01-01 | 2021-02-18 | $827 | $862 | -$35 | -$35 |
| 450 VERIZON COMMUNICATIONS INC COM | P | 2021-01-01 | 2021-02-18 | $24,312 | $25,189 | -$877 | -$877 |
| 2377 COCA COLA CO COM | P | 2021-01-01 | 2021-02-18 | $119,758 | $98,919 | $20,839 | $20,839 |
| 2795 HP INC COM | P | 2021-01-01 | 2021-02-19 | $73,372 | $41,348 | $32,024 | $32,024 |
| 449 MICROSOFT CORP COM | P | 2021-01-01 | 2021-02-19 | $109,331 | $27,936 | $81,395 | $81,395 |
| 2546.689 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-02-19 | $105,000 | $85,136 | $19,864 | $19,864 |
| 51 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $3,287 | $3,575 | -$288 | -$288 |
| 300 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $19,337 | $20,864 | -$1,527 | -$1,527 |
| 100 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $6,446 | $6,950 | -$504 | -$504 |
| 100 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $6,446 | $6,941 | -$495 | -$495 |
| 100 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $6,446 | $6,928 | -$482 | -$482 |
| 200 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $12,891 | $13,432 | -$541 | -$541 |
| 106 GILEAD SCIENCES INC COM | P | 2021-01-01 | 2021-02-22 | $6,832 | $7,074 | -$242 | -$242 |
| 1530 NATIONAL GRID | P | 2021-01-01 | 2021-02-22 | $18,464 | $18,849 | -$385 | -$385 |
| 570 NATIONAL GRID | P | 2021-01-01 | 2021-02-22 | $6,879 | $6,995 | -$116 | -$116 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-23 | $3,590 | $3,682 | -$92 | -$92 |
| 800 NATIONAL GRID | P | 2021-01-01 | 2021-02-23 | $9,531 | $9,818 | -$287 | -$287 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-23 | $3,585 | $3,682 | -$97 | -$97 |
| 900 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $10,640 | $11,045 | -$405 | -$405 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $3,530 | $3,682 | -$152 | -$152 |
| 130 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $1,536 | $1,595 | -$59 | -$59 |
| 400 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $4,716 | $4,909 | -$193 | -$193 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $3,563 | $3,682 | -$119 | -$119 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $3,534 | $3,682 | -$148 | -$148 |
| 170 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $2,008 | $2,060 | -$52 | -$52 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $3,582 | $3,635 | -$53 | -$53 |
| 500 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $5,908 | $6,059 | -$151 | -$151 |
| 700 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $8,267 | $8,483 | -$216 | -$216 |
| 600 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $7,089 | $7,271 | -$182 | -$182 |
| 700 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $8,285 | $8,483 | -$198 | -$198 |
| 130 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $1,535 | $1,575 | -$40 | -$40 |
| 370 NATIONAL GRID | P | 2021-01-01 | 2021-02-24 | $4,368 | $4,463 | -$95 | -$95 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-02-25 | $3,542 | $3,619 | -$77 | -$77 |
| 400 NATIONAL GRID | P | 2021-01-01 | 2021-02-25 | $4,684 | $4,825 | -$141 | -$141 |
| 700 NATIONAL GRID | P | 2021-01-01 | 2021-02-25 | $8,195 | $8,444 | -$249 | -$249 |
| 700 NATIONAL GRID | P | 2021-01-01 | 2021-03-01 | $8,115 | $8,444 | -$329 | -$329 |
| 400 NATIONAL GRID | P | 2021-01-01 | 2021-03-01 | $4,643 | $4,825 | -$182 | -$182 |
| 500 NATIONAL GRID | P | 2021-01-01 | 2021-03-01 | $5,799 | $6,031 | -$232 | -$232 |
| 400 NATIONAL GRID | P | 2021-01-01 | 2021-03-01 | $4,631 | $4,825 | -$194 | -$194 |
| 200 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $3,419 | $3,777 | -$358 | -$358 |
| 1038 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $17,744 | $19,594 | -$1,850 | -$1,850 |
| 520 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $8,889 | $9,736 | -$847 | -$847 |
| 1217 CHEVRON CORP NEW COM | P | 2021-01-01 | 2021-03-02 | $121,996 | $143,101 | -$21,105 | -$21,105 |
| 390 CHEVRON CORP NEW COM | P | 2021-01-01 | 2021-03-02 | $39,095 | $44,339 | -$5,244 | -$5,244 |
| 980 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $16,756 | $18,348 | -$1,592 | -$1,592 |
| 1300 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $22,227 | $24,332 | -$2,105 | -$2,105 |
| 1100 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $18,808 | $20,587 | -$1,779 | -$1,779 |
| 300 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $5,129 | $5,614 | -$485 | -$485 |
| 1500 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $25,647 | $28,047 | -$2,400 | -$2,400 |
| 820 GLAXOSMITHKLINE | P | 2021-01-01 | 2021-03-02 | $14,020 | $15,183 | -$1,163 | -$1,163 |
| 500 IMPERIAL BRANDS PL | P | 2021-01-01 | 2021-03-04 | $9,594 | $15,285 | -$5,691 | -$5,691 |
| 800 CLOROX CO DEL COM | P | 2021-01-01 | 2021-03-04 | $143,648 | $122,718 | $20,930 | $20,930 |
| 801 SEMPRA ENERGY COM | P | 2021-01-01 | 2021-03-04 | $93,852 | $95,510 | -$1,658 | -$1,658 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,374 | $3,760 | $3,614 | $3,614 |
| 1200 IMPERIAL BRANDS PL | P | 2021-01-01 | 2021-03-05 | $23,085 | $36,684 | -$13,599 | -$13,599 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,404 | $3,810 | $3,594 | $3,594 |
| 200 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $14,748 | $7,460 | $7,288 | $7,288 |
| 200 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $14,748 | $7,428 | $7,320 | $7,320 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,374 | $3,666 | $3,708 | $3,708 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,374 | $3,338 | $4,036 | $4,036 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,374 | $3,338 | $4,036 | $4,036 |
| 400 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $29,495 | $13,186 | $16,309 | $16,309 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $7,374 | $3,287 | $4,087 | $4,087 |
| 35 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-03-05 | $2,581 | $1,143 | $1,438 | $1,438 |
| 476 QUALCOMM INC COM | P | 2021-01-01 | 2021-03-05 | $63,885 | $25,124 | $38,761 | $38,761 |
| 120 JPMORGAN CHASE & CO COM | P | 2021-01-01 | 2021-03-05 | $18,422 | $13,920 | $4,502 | $4,502 |
| 700 JPMORGAN CHASE & CO COM | P | 2021-01-01 | 2021-03-05 | $107,460 | $80,939 | $26,521 | $26,521 |
| 144 JPMORGAN CHASE & CO COM | P | 2021-01-01 | 2021-03-05 | $22,106 | $15,331 | $6,775 | $6,775 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,149 | $2,751 | $398 | $398 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,667 | $461 | $461 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,651 | $477 | $477 |
| 200 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $6,256 | $5,297 | $959 | $959 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,645 | $483 | $483 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,630 | $498 | $498 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,629 | $499 | $499 |
| 300 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $9,385 | $7,852 | $1,533 | $1,533 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,617 | $511 | $511 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,606 | $522 | $522 |
| 100 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $3,128 | $2,540 | $588 | $588 |
| 2087 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $65,285 | $49,950 | $15,335 | $15,335 |
| 165 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-03-05 | $5,162 | $3,561 | $1,601 | $1,601 |
| 320 DANONE | P | 2021-01-01 | 2021-03-05 | $21,693 | $27,765 | -$6,072 | -$6,072 |
| 679 DANONE | P | 2021-01-01 | 2021-03-05 | $46,029 | $49,061 | -$3,032 | -$3,032 |
| 600 DANONE | P | 2021-01-01 | 2021-03-05 | $40,673 | $47,956 | -$7,283 | -$7,283 |
| 153 DANONE | P | 2021-01-01 | 2021-03-05 | $10,372 | $11,519 | -$1,147 | -$1,147 |
| 1263 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | P | 2021-01-01 | 2021-03-08 | $153,846 | $36,930 | $116,916 | $116,916 |
| 1095 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,719 | $4,030 | -$311 | -$311 |
| 1223 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $4,154 | $4,500 | -$346 | -$346 |
| 896 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,043 | $3,248 | -$205 | -$205 |
| 5161 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $17,530 | $18,679 | -$1,149 | -$1,149 |
| 1413 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $4,799 | $5,104 | -$305 | -$305 |
| 367 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $1,247 | $1,321 | -$74 | -$74 |
| 1459 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $4,956 | $5,217 | -$261 | -$261 |
| 1058 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,594 | $3,777 | -$183 | -$183 |
| 151 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $513 | $534 | -$21 | -$21 |
| 1194 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $4,056 | $4,220 | -$164 | -$164 |
| 1539 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $5,227 | $5,432 | -$205 | -$205 |
| 936 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,179 | $3,303 | -$124 | -$124 |
| 926 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,145 | $3,269 | -$124 | -$124 |
| 929 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,156 | $3,279 | -$123 | -$123 |
| 1118 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,797 | $3,946 | -$149 | -$149 |
| 1004 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,410 | $3,537 | -$127 | -$127 |
| 471 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $1,600 | $1,648 | -$48 | -$48 |
| 2901 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $9,854 | $10,061 | -$207 | -$207 |
| 2378 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $8,077 | $8,223 | -$146 | -$146 |
| 1112 KON KPN NV | P | 2021-01-01 | 2021-03-08 | $3,777 | $3,839 | -$62 | -$62 |
| 700 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-08 | $25,001 | $25,699 | -$698 | -$698 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-08 | $3,572 | $3,664 | -$92 | -$92 |
| 3126 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-08 | $111,646 | $178,259 | -$66,613 | -$66,613 |
| 800 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $3,851 | $4,434 | -$583 | -$583 |
| 800 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $3,851 | $4,465 | -$614 | -$614 |
| 800 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $3,851 | $4,455 | -$604 | -$604 |
| 4800 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $23,108 | $26,451 | -$3,343 | -$3,343 |
| 400 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $1,926 | $2,197 | -$271 | -$271 |
| 1600 SANDS CHINA LTD | P | 2021-01-01 | 2021-03-08 | $7,703 | $7,895 | -$192 | -$192 |
| 46500 LONGFOR GROUP HLDG | P | 2021-01-01 | 2021-03-08 | $294,668 | $60,614 | $234,054 | $234,054 |
| 1545 IMPERIAL BRANDS PL | P | 2021-01-01 | 2021-03-08 | $29,666 | $47,231 | -$17,565 | -$17,565 |
| 1175 IMPERIAL BRANDS PL | P | 2021-01-01 | 2021-03-08 | $22,562 | $35,308 | -$12,746 | -$12,746 |
| 500 NATIONAL GRID | P | 2021-01-01 | 2021-03-10 | $5,744 | $6,031 | -$287 | -$287 |
| 1200 NATIONAL GRID | P | 2021-01-01 | 2021-03-11 | $14,032 | $14,475 | -$443 | -$443 |
| 330 NATIONAL GRID | P | 2021-01-01 | 2021-03-11 | $3,838 | $3,981 | -$143 | -$143 |
| 170 NATIONAL GRID | P | 2021-01-01 | 2021-03-11 | $1,977 | $2,044 | -$67 | -$67 |
| 1600 NATIONAL GRID | P | 2021-01-01 | 2021-03-11 | $18,721 | $19,237 | -$516 | -$516 |
| 200 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $7,626 | $6,742 | $884 | $884 |
| 1900 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $72,443 | $61,676 | $10,767 | $10,767 |
| 100 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $3,813 | $3,151 | $662 | $662 |
| 100 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $3,813 | $3,147 | $666 | $666 |
| 100 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $3,813 | $3,131 | $682 | $682 |
| 200 KRAFT HEINZ CO COM | P | 2021-01-01 | 2021-03-16 | $7,626 | $6,250 | $1,376 | $1,376 |
| 1200 NATIONAL GRID | P | 2021-01-01 | 2021-03-16 | $14,050 | $14,428 | -$378 | -$378 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-03-18 | $3,535 | $3,587 | -$52 | -$52 |
| 1900 NATIONAL GRID | P | 2021-01-01 | 2021-03-18 | $22,427 | $22,719 | -$292 | -$292 |
| 1200 NATIONAL GRID | P | 2021-01-01 | 2021-03-18 | $14,144 | $14,428 | -$284 | -$284 |
| 300 NATIONAL GRID | P | 2021-01-01 | 2021-03-18 | $3,546 | $3,607 | -$61 | -$61 |
| 711 AMERICAN TOWER CORP NEW COM | P | 2021-01-01 | 2021-03-19 | $157,758 | $85,128 | $72,630 | $72,630 |
| 400 NATIONAL GRID | P | 2021-01-01 | 2021-03-19 | $4,763 | $4,809 | -$46 | -$46 |
| 330 NATIONAL GRID | P | 2021-01-01 | 2021-03-22 | $3,850 | $3,968 | -$118 | -$118 |
| 1500 NATIONAL GRID | P | 2021-01-01 | 2021-03-22 | $17,498 | $17,936 | -$438 | -$438 |
| 2474 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $94,612 | $141,079 | -$46,467 | -$46,467 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,582 | -$758 | -$758 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,570 | -$746 | -$746 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,554 | -$730 | -$730 |
| 300 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $11,473 | $13,662 | -$2,189 | -$2,189 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,549 | -$725 | -$725 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,547 | -$723 | -$723 |
| 100 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $3,824 | $4,528 | -$704 | -$704 |
| 228 BRIT AMER TOBACCO | P | 2021-01-01 | 2021-03-30 | $8,719 | $10,175 | -$1,456 | -$1,456 |
| 197 BROADCOM INC COM | P | 2021-01-01 | 2021-03-30 | $92,348 | $47,256 | $45,092 | $45,092 |
| 32 BROADCOM INC COM | P | 2021-01-01 | 2021-03-30 | $15,001 | $7,672 | $7,329 | $7,329 |
| 142 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $5,260 | $4,424 | $836 | $836 |
| 600 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $22,225 | $18,618 | $3,607 | $3,607 |
| 300 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $11,112 | $9,301 | $1,811 | $1,811 |
| 1037 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $38,412 | $35,915 | $2,497 | $2,497 |
| 300 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $11,097 | $10,390 | $707 | $707 |
| 2242 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $82,992 | $70,158 | $12,834 | $12,834 |
| 258 ENBRIDGE INC COM | P | 2021-01-01 | 2021-03-31 | $9,550 | $8,037 | $1,513 | $1,513 |
| 2005.836 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-04-21 | $85,268 | $67,055 | $18,213 | $18,213 |
| 2 QUALCOMM INC COM | P | 2021-01-01 | 2021-05-05 | $275 | $106 | $169 | $169 |
| 200 QUALCOMM INC COM | P | 2021-01-01 | 2021-05-05 | $27,506 | $10,438 | $17,068 | $17,068 |
| 92 QUALCOMM INC COM | P | 2021-01-01 | 2021-05-05 | $12,653 | $4,783 | $7,870 | $7,870 |
| 100 QUALCOMM INC COM | P | 2021-01-01 | 2021-05-05 | $13,794 | $5,199 | $8,595 | $8,595 |
| 32000 HKT TRUST AND HKT HKD0.0005 SHARE STAPLED | P | 2021-01-01 | 2021-05-13 | $44,237 | $47,787 | -$3,550 | -$3,550 |
| 44000 HKT TRUST AND HKT HKD0.0005 SHARE STAPLED | P | 2021-01-01 | 2021-05-13 | $60,826 | $65,485 | -$4,659 | -$4,659 |
| 13500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-13 | $18,623 | $22,972 | -$4,349 | -$4,349 |
| 4500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-14 | $6,070 | $7,657 | -$1,587 | -$1,587 |
| 7500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-14 | $10,116 | $12,655 | -$2,539 | -$2,539 |
| 9500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-17 | $12,608 | $16,030 | -$3,422 | -$3,422 |
| 5500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-18 | $7,327 | $9,280 | -$1,953 | -$1,953 |
| 6000 HKBN LTD HKD | P | 2021-01-01 | 2021-05-18 | $7,980 | $10,124 | -$2,144 | -$2,144 |
| 8500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-20 | $11,203 | $14,342 | -$3,139 | -$3,139 |
| 3500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-20 | $4,613 | $6,682 | -$2,069 | -$2,069 |
| 500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-21 | $667 | $955 | -$288 | -$288 |
| 1500 HKBN LTD HKD | P | 2021-01-01 | 2021-05-21 | $2,000 | $2,863 | -$863 | -$863 |
| 0.5 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-06-03 | $18 | $19 | -$1 | -$1 |
| 100 TRUIST FINANCIAL CORP | P | 2021-01-01 | 2021-06-09 | $5,984 | $4,578 | $1,406 | $1,406 |
| 200 TRUIST FINANCIAL CORP | P | 2021-01-01 | 2021-06-09 | $11,946 | $9,157 | $2,789 | $2,789 |
| 65 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-06-09 | $4,825 | $2,123 | $2,702 | $2,702 |
| 100 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-06-09 | $7,422 | $3,253 | $4,169 | $4,169 |
| 185 EAST WEST BANCORP INC | P | 2021-01-01 | 2021-06-09 | $13,731 | $5,962 | $7,769 | $7,769 |
| 1377 TRUIST FINANCIAL CORP | P | 2021-01-01 | 2021-06-09 | $82,269 | $63,044 | $19,225 | $19,225 |
| 7 JPMORGAN CHASE & CO COM | P | 2021-01-01 | 2021-06-09 | $1,167 | $745 | $422 | $422 |
| 288 JPMORGAN CHASE & CO COM | P | 2021-01-01 | 2021-06-09 | $47,993 | $30,364 | $17,629 | $17,629 |
| 100 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-06-14 | $3,089 | $3,775 | -$686 | -$686 |
| 175.226 CROWN CASTLE INTL CORP NEW COM | P | 2021-01-01 | 2021-06-15 | $34,252 | $21,834 | $12,418 | $12,418 |
| 426.774 CROWN CASTLE INTL CORP NEW COM | P | 2021-01-01 | 2021-06-15 | $83,422 | $48,473 | $34,949 | $34,949 |
| 10.5 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-06-17 | $328 | $396 | -$68 | -$68 |
| 99.5 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-06-17 | $3,108 | $3,697 | -$589 | -$589 |
| 305 ZURICH INSURANCE | P | 2021-01-01 | 2021-06-18 | $128,011 | $94,863 | $33,148 | $33,148 |
| 76 ZURICH INSURANCE | P | 2021-01-01 | 2021-06-18 | $31,898 | $21,864 | $10,034 | $10,034 |
| 109 ZURICH INSURANCE | P | 2021-01-01 | 2021-06-18 | $45,748 | $30,615 | $15,133 | $15,133 |
| 650 RAYTHEON TECHNOLOGIES CORP | P | 2021-01-01 | 2021-06-30 | $56,149 | $57,636 | -$1,487 | -$1,487 |
| 105 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,649 | $6,998 | $1,651 | $1,651 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,655 | $1,582 | $1,582 |
| 65 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $5,354 | $4,054 | $1,300 | $1,300 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,233 | $2,004 | $2,004 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,123 | $2,114 | $2,114 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,095 | $2,142 | $2,142 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,088 | $2,149 | $2,149 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $6,071 | $2,166 | $2,166 |
| 500 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $41,186 | $29,708 | $11,478 | $11,478 |
| 100 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $8,237 | $5,869 | $2,368 | $2,368 |
| 900 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $74,135 | $52,730 | $21,405 | $21,405 |
| 1000 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $82,373 | $40,736 | $41,637 | $41,637 |
| 112 NETAPP INC COM | P | 2021-01-01 | 2021-06-30 | $9,226 | $7,158 | $2,068 | $2,068 |
| 755 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | P | 2021-01-01 | 2021-06-30 | $88,933 | $89,483 | -$550 | -$550 |
| 62 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | P | 2021-01-01 | 2021-06-30 | $7,303 | $1,813 | $5,490 | $5,490 |
| 105 KLA-TENCOR CORP | P | 2021-01-01 | 2021-07-06 | $32,845 | $15,712 | $17,133 | $17,133 |
| 95 KLA-TENCOR CORP | P | 2021-01-01 | 2021-07-06 | $29,717 | $15,431 | $14,286 | $14,286 |
| 100 KLA-TENCOR CORP | P | 2021-01-01 | 2021-07-06 | $31,281 | $15,046 | $16,235 | $16,235 |
| 163 KLA-TENCOR CORP | P | 2021-01-01 | 2021-07-07 | $50,653 | $24,391 | $26,262 | $26,262 |
| 821 KONINKLIJKE PHILIP | P | 2021-01-01 | 2021-07-06 | $40,156 | $32,476 | $7,680 | $7,680 |
| 2337 KONINKLIJKE PHILIP | P | 2021-01-01 | 2021-07-06 | $112,826 | $92,443 | $20,383 | $20,383 |
| 9000 HKBN LTD HKD | P | 2021-01-01 | 2021-07-08 | $10,240 | $17,177 | -$6,937 | -$6,937 |
| 1500 HKBN LTD HKD | P | 2021-01-01 | 2021-07-09 | $1,674 | $2,863 | -$1,189 | -$1,189 |
| 1500 HKBN LTD HKD | P | 2021-01-01 | 2021-07-09 | $1,674 | $2,860 | -$1,186 | -$1,186 |
| 2000 HKBN LTD HKD | P | 2021-01-01 | 2021-07-09 | $2,232 | $3,799 | -$1,567 | -$1,567 |
| 6500 HKBN LTD HKD | P | 2021-01-01 | 2021-07-09 | $7,254 | $12,307 | -$5,053 | -$5,053 |
| 4000 HKBN LTD HKD | P | 2021-01-01 | 2021-07-09 | $4,522 | $7,634 | -$3,112 | -$3,112 |
| 2000 HKBN LTD HKD | P | 2021-01-01 | 2021-07-14 | $2,174 | $3,787 | -$1,613 | -$1,613 |
| 2000 HKBN LTD HKD | P | 2021-01-01 | 2021-07-14 | $2,174 | $3,784 | -$1,610 | -$1,610 |
| 49 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-07-16 | $1,421 | $1,821 | -$400 | -$400 |
| 85 ORGANON & CO COMMON STOCK | P | 2021-01-01 | 2021-07-16 | $2,465 | $3,129 | -$664 | -$664 |
| 745 EXTRA SPACE STORAGE INC | P | 2021-01-01 | 2021-07-19 | $128,787 | $65,243 | $63,544 | $63,544 |
| 915.155 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-07-16 | $39,306 | $30,758 | $8,548 | $8,548 |
| 1012.245 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-07-27 | $44,286 | $34,022 | $10,264 | $10,264 |
| 407 UNILEVER PLC | P | 2021-01-01 | 2021-08-09 | $23,280 | $24,473 | -$1,193 | -$1,193 |
| 800 UNILEVER PLC | P | 2021-01-01 | 2021-08-09 | $45,788 | $48,105 | -$2,317 | -$2,317 |
| 1700 UNILEVER PLC | P | 2021-01-01 | 2021-08-09 | $97,444 | $102,222 | -$4,778 | -$4,778 |
| 1110 MERCK & CO INC COM | P | 2021-01-01 | 2021-08-09 | $83,720 | $89,018 | -$5,298 | -$5,298 |
| 1005 MERCK & CO INC COM | P | 2021-01-01 | 2021-08-09 | $75,801 | $79,345 | -$3,544 | -$3,544 |
| 500 RECKITT BENCK GRP | P | 2021-01-01 | 2021-08-10 | $38,917 | $38,993 | -$76 | -$76 |
| 280 RECKITT BENCK GRP | P | 2021-01-01 | 2021-08-10 | $21,794 | $22,530 | -$736 | -$736 |
| 100 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $19,311 | $12,860 | $6,451 | $6,451 |
| 100 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $19,311 | $12,794 | $6,517 | $6,517 |
| 200 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $38,669 | $25,587 | $13,082 | $13,082 |
| 100 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $19,335 | $12,669 | $6,666 | $6,666 |
| 40 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $7,734 | $4,787 | $2,947 | $2,947 |
| 53 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $10,247 | $4,799 | $5,448 | $5,448 |
| 227 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $43,911 | $20,556 | $23,355 | $23,355 |
| 610 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $117,998 | $66,824 | $51,174 | $51,174 |
| 300 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $57,934 | $42,411 | $15,523 | $15,523 |
| 200 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $38,622 | $25,958 | $12,664 | $12,664 |
| 100 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $19,311 | $12,947 | $6,364 | $6,364 |
| 200 PNC FINL SVCS GROUP INC COM | P | 2021-01-01 | 2021-08-13 | $38,622 | $25,877 | $12,745 | $12,745 |
| 600 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-09-21 | $15,944 | $10,684 | $5,260 | $5,260 |
| 2528 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-09-21 | $67,176 | $44,312 | $22,864 | $22,864 |
| 72 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-09-21 | $1,944 | $1,262 | $682 | $682 |
| 28 TRINITY INDUSTRIES INC | P | 2021-01-01 | 2021-09-21 | $756 | $481 | $275 | $275 |
| 277 DIGITAL RLTY TR INC COM | P | 2021-01-01 | 2021-09-21 | $43,549 | $43,119 | $430 | $430 |
| 104 DIGITAL RLTY TR INC COM | P | 2021-01-01 | 2021-09-21 | $16,350 | $12,235 | $4,115 | $4,115 |
| 100 EOG RES INC COM | P | 2021-01-01 | 2021-09-21 | $7,461 | $8,708 | -$1,247 | -$1,247 |
| 489 EOG RES INC COM | P | 2021-01-01 | 2021-09-21 | $36,483 | $33,397 | $3,086 | $3,086 |
| 100 PAYCHEX INC | P | 2021-01-01 | 2021-09-21 | $10,898 | $6,524 | $4,374 | $4,374 |
| 200 PAYCHEX INC | P | 2021-01-01 | 2021-09-21 | $21,796 | $12,907 | $8,889 | $8,889 |
| 62 PAYCHEX INC | P | 2021-01-01 | 2021-09-21 | $6,757 | $3,759 | $2,998 | $2,998 |
| 100 PAYCHEX INC | P | 2021-01-01 | 2021-09-21 | $10,898 | $6,420 | $4,478 | $4,478 |
| 90 ROCHE HOLDINGS AG GENUSSCHEINE NPV | P | 2021-01-01 | 2021-09-21 | $33,130 | $32,699 | $431 | $431 |
| 100 ROCHE HOLDINGS AG GENUSSCHEINE NPV | P | 2021-01-01 | 2021-09-21 | $36,811 | $35,806 | $1,005 | $1,005 |
| 60 ROCHE HOLDINGS AG GENUSSCHEINE NPV | P | 2021-01-01 | 2021-09-21 | $22,086 | $21,292 | $794 | $794 |
| 106 ROCHE HOLDINGS AG GENUSSCHEINE NPV | P | 2021-01-01 | 2021-09-21 | $39,019 | $36,985 | $2,034 | $2,034 |
| 92 ROCHE HOLDINGS AG GENUSSCHEINE NPV | P | 2021-01-01 | 2021-09-21 | $33,866 | $32,076 | $1,790 | $1,790 |
| 4500 LINK REAL ESTATE I | P | 2021-01-01 | 2021-09-21 | $38,517 | $37,327 | $1,190 | $1,190 |
| 1600 RELX PLC | P | 2021-01-01 | 2021-09-21 | $48,421 | $32,049 | $16,372 | $16,372 |
| 1478 LINK REAL ESTATE I | P | 2021-01-01 | 2021-09-21 | $12,651 | $12,697 | -$46 | -$46 |
| 21922 LINK REAL ESTATE I | P | 2021-01-01 | 2021-09-21 | $187,637 | $144,214 | $43,423 | $43,423 |
| 4900 ASAHI KASEI CORP | P | 2021-01-01 | 2021-09-22 | $56,368 | $46,603 | $9,765 | $9,765 |
| 3000 ASAHI KASEI CORP | P | 2021-01-01 | 2021-09-22 | $34,511 | $27,631 | $6,880 | $6,880 |
| 7300 ASAHI KASEI CORP | P | 2021-01-01 | 2021-09-22 | $83,977 | $63,057 | $20,920 | $20,920 |
| 687 EURONEXT | P | 2021-01-01 | 2021-09-21 | $82,496 | $44,664 | $37,832 | $37,832 |
| 700 RELX PLC | P | 2021-01-01 | 2021-09-22 | $20,856 | $14,022 | $6,834 | $6,834 |
| 200 LILLY ELI & CO COM | P | 2021-01-01 | 2021-09-23 | $46,380 | $14,899 | $31,481 | $31,481 |
| 200 LILLY ELI & CO COM | P | 2021-01-01 | 2021-09-23 | $46,464 | $14,899 | $31,565 | $31,565 |
| 300 LILLY ELI & CO COM | P | 2021-01-01 | 2021-09-23 | $69,154 | $22,349 | $46,805 | $46,805 |
| 574 RELX PLC | P | 2021-01-01 | 2021-09-23 | $17,289 | $11,498 | $5,791 | $5,791 |
| 146 LILLY ELI & CO COM | P | 2021-01-01 | 2021-09-24 | $33,495 | $10,876 | $22,619 | $22,619 |
| 100 LILLY ELI & CO COM | P | 2021-01-01 | 2021-09-24 | $22,850 | $7,450 | $15,400 | $15,400 |
| 400 LINK REAL ESTATE I | P | 2021-01-01 | 2021-10-19 | $3,492 | $2,631 | $861 | $861 |
| 725.739 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-10-21 | $33,275 | $24,392 | $8,883 | $8,883 |
| 1400 PEPSICO INC COM | P | 2021-01-01 | 2021-10-25 | $223,414 | $184,540 | $38,874 | $38,874 |
| 500 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $4,351 | $4,783 | -$432 | -$432 |
| 300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $2,611 | $2,893 | -$282 | -$282 |
| 600 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $5,222 | $5,750 | -$528 | -$528 |
| 500 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $4,351 | $4,784 | -$433 | -$433 |
| 400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $3,481 | $3,791 | -$310 | -$310 |
| 500 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $4,351 | $4,629 | -$278 | -$278 |
| 200 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $1,741 | $1,836 | -$95 | -$95 |
| 100 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-16 | $870 | $885 | -$15 | -$15 |
| 1600 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-17 | $13,707 | $14,153 | -$446 | -$446 |
| 400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-17 | $3,427 | $3,529 | -$102 | -$102 |
| 300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-17 | $2,570 | $2,645 | -$75 | -$75 |
| 1545 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $4,635 | $5,313 | -$678 | -$678 |
| 1876 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $5,628 | $6,450 | -$822 | -$822 |
| 2797 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $8,390 | $9,608 | -$1,218 | -$1,218 |
| 816 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $2,448 | $2,801 | -$353 | -$353 |
| 29 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $4,365 | $2,293 | $2,072 | $2,072 |
| 327 NESTLE SA | P | 2021-01-01 | 2021-11-18 | $43,422 | $33,172 | $10,250 | $10,250 |
| 56 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $8,428 | $4,400 | $4,028 | $4,028 |
| 50 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $7,525 | $3,912 | $3,613 | $3,613 |
| 154 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $23,177 | $12,034 | $11,143 | $11,143 |
| 119 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $17,910 | $9,265 | $8,645 | $8,645 |
| 79 RICHEMONT(CIE FIN) CHF1 (REGD) | P | 2021-01-01 | 2021-11-18 | $11,890 | $6,137 | $5,753 | $5,753 |
| 286 CROWN CASTLE INTL CORP NEW COM | P | 2021-01-01 | 2021-11-18 | $52,476 | $32,484 | $19,992 | $19,992 |
| 100 AIR PRODS & CHEMS INC COM | P | 2021-01-01 | 2021-11-18 | $30,327 | $18,705 | $11,622 | $11,622 |
| 2 AIR PRODS & CHEMS INC COM | P | 2021-01-01 | 2021-11-18 | $607 | $373 | $234 | $234 |
| 40 EQUINIX INC COM | P | 2021-01-01 | 2021-11-18 | $31,926 | $28,767 | $3,159 | $3,159 |
| 700 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $5,953 | $6,173 | -$220 | -$220 |
| 300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $2,551 | $2,640 | -$89 | -$89 |
| 2400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $20,409 | $21,109 | -$700 | -$700 |
| 1300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $11,055 | $11,353 | -$298 | -$298 |
| 900 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $7,653 | $7,858 | -$205 | -$205 |
| 600 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $5,102 | $5,222 | -$120 | -$120 |
| 400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $3,402 | $3,476 | -$74 | -$74 |
| 1600 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $13,606 | $13,856 | -$250 | -$250 |
| 300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $2,551 | $2,596 | -$45 | -$45 |
| 400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $3,402 | $3,453 | -$51 | -$51 |
| 1500 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $12,755 | $12,892 | -$137 | -$137 |
| 500 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $4,252 | $4,297 | -$45 | -$45 |
| 400 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $3,402 | $3,431 | -$29 | -$29 |
| 800 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $6,803 | $6,859 | -$56 | -$56 |
| 127 BROADCOM INC COM | P | 2021-01-01 | 2021-11-18 | $71,763 | $30,448 | $41,315 | $41,315 |
| 425 KASPI KZ JSC SP GDR REG S | P | 2021-01-01 | 2021-11-18 | $53,774 | $21,525 | $32,249 | $32,249 |
| 24 PARTNERS GROUP HLG | P | 2021-01-01 | 2021-11-18 | $41,391 | $17,360 | $24,031 | $24,031 |
| 700 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $5,940 | $6,001 | -$61 | -$61 |
| 300 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $2,546 | $2,571 | -$25 | -$25 |
| 200 BOC AVIATION LTD | P | 2021-01-01 | 2021-11-18 | $1,697 | $1,714 | -$17 | -$17 |
| 5331 IBERDROLA SA | P | 2021-01-01 | 2021-11-18 | $61,402 | $37,385 | $24,017 | $24,017 |
| 471 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $1,413 | $1,648 | -$235 | -$235 |
| 1448 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $4,344 | $4,999 | -$655 | -$655 |
| 2964 KON KPN NV | P | 2021-01-01 | 2021-11-18 | $8,891 | $10,231 | -$1,340 | -$1,340 |
| 204.729 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-17 | $9,866 | $6,881 | $2,985 | $2,985 |
| 1754.251 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-17 | $84,537 | $58,960 | $25,577 | $25,577 |
| 9684.132 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-17 | $466,678 | $323,741 | $142,937 | $142,937 |
| 592.666 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-17 | $28,561 | $18,675 | $9,886 | $9,886 |
| 10412.256 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-17 | $501,767 | $328,090 | $173,677 | $173,677 |
| 5968 CK ASSET HOLDINGS | P | 2021-01-01 | 2021-11-19 | $35,495 | $53,276 | -$17,781 | -$17,781 |
| 2159 ENN ENERGY HOLDING HKD | P | 2021-01-01 | 2021-11-19 | $36,971 | $23,563 | $13,408 | $13,408 |
| 4218 AIA GROUP LTD | P | 2021-01-01 | 2021-11-19 | $46,386 | $55,631 | -$9,245 | -$9,245 |
| 56.773 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-24 | $2,649 | $1,789 | $860 | $860 |
| 2161.081 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-24 | $100,814 | $67,793 | $33,021 | $33,021 |
| 567.327 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-24 | $26,466 | $16,572 | $9,894 | $9,894 |
| 658.831 AMCAP FD INC CL F 3 | P | 2021-01-01 | 2021-11-24 | $30,735 | $17,999 | $12,736 | $12,736 |
| 61 BROADCOM INC COM | P | 2021-01-01 | 2021-12-14 | $38,162 | $14,625 | $23,537 | $23,537 |
| 400 PHILIP MORRIS INTL INC COM | P | 2021-01-01 | 2021-12-14 | $36,085 | $42,424 | -$6,339 | -$6,339 |
| 51 PHILIP MORRIS INTL INC COM | P | 2021-01-01 | 2021-12-14 | $4,601 | $5,433 | -$832 | -$832 |
| 404 KASPI KZ JSC SP GDR REG S | P | 2021-01-01 | 2021-12-14 | $51,939 | $20,462 | $31,477 | $31,477 |
| 86 CME GROUP INC COM CL A | P | 2021-01-01 | 2021-12-14 | $19,475 | $19,668 | -$193 | -$193 |
| 15 CME GROUP INC COM CL A | P | 2021-01-01 | 2021-12-14 | $3,397 | $1,710 | $1,687 | $1,687 |
| 625 ASTRAZENECA PLC SPONSORED ADR | P | 2021-01-01 | 2021-12-14 | $33,837 | $31,488 | $2,349 | $2,349 |
| 382 ASTRAZENECA PLC SPONSORED ADR | P | 2021-01-01 | 2021-12-14 | $20,681 | $19,207 | $1,474 | $1,474 |
| 416 TOTAL SE | P | 2021-01-01 | 2021-12-14 | $20,757 | $16,737 | $4,020 | $4,020 |
| 88 TOTAL SE | P | 2021-01-01 | 2021-12-14 | $4,391 | $3,531 | $860 | $860 |
| 117 TOTAL SE | P | 2021-01-01 | 2021-12-14 | $5,838 | $4,646 | $1,192 | $1,192 |
| 128 TOTAL SE | P | 2021-01-01 | 2021-12-14 | $6,387 | $5,078 | $1,309 | $1,309 |
| 1433 VICI PROPERTIES INC | P | 2021-01-01 | 2021-12-14 | $40,723 | $42,374 | -$1,651 | -$1,651 |
| 178 TEXAS INSTRS INC COM | P | 2021-01-01 | 2021-12-14 | $34,417 | $13,060 | $21,357 | $21,357 |
| 390 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | P | 2021-01-01 | 2021-12-14 | $46,323 | $46,867 | -$544 | -$544 |
| 77 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS | P | 2021-01-01 | 2021-12-14 | $9,146 | $2,251 | $6,895 | $6,895 |
| 600 HONG KONG EXCHANGE | P | 2021-01-01 | 2021-12-15 | $36,265 | $38,139 | -$1,874 | -$1,874 |
| 14 HONG KONG EXCHANGE | P | 2021-01-01 | 2021-12-15 | $846 | $453 | $393 | $393 |
| 207 CARLSBERG | P | 2021-01-01 | 2021-12-15 | $32,911 | $27,337 | $5,574 | $5,574 |
| 21 CARLSBERG | P | 2021-01-01 | 2021-12-15 | $3,339 | $2,608 | $731 | $731 |
| 58 TOKYO ELECTRON NPV | P | 2021-01-01 | 2021-12-15 | $31,934 | $18,960 | $12,974 | $12,974 |
| LONG TERM CAPITAL GAIN DISTRIBUTIONS | P | $1,112,562 | $1,112,562 | $1,112,562 | |||
| foreign currency exchange | P | $100 | -$100 | -$100 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,640,508 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $65,018 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $65,018 | SubtotalAmt |
| Tax Based On Investment Income | $65,018 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $237,861 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $175,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $412,861 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $347,843 | OverpaymentAmt |
| Applied To ES Tax | $45,000 | AppliedToESTaxAmt |
| Refund | $302,843 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Alyson Kroischke | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6265680915 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 150 S Los Robles Ave Ste 860 | AddressLine1Txt |
| City | Pasadena | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Capital Bank Trust Company | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 50 W Liberty Street Ste 650 | AddressLine1Txt |
| City | Reno | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89501 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Trustee | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 5.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $67,093 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Strategic Philanthropy LTD | |||||
| 1700 W Irving Park Road | Chicago | IL | 60613 | Grant Administration | $314,190 |
| Rockefeller Philanthropy Advisors | |||||
| 90 Church Street Fl 1 7082 | New York | NY | 10008 | Grant Administration | $203,562 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $65,369,911 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $886,353 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $66,256,264 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $66,256,264 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $993,844 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $65,262,420 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,263,121 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,263,121 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $65,018 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $65,018 | TotalTaxAmt |
| Distributable Before Adj | $3,198,103 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,198,103 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,198,103 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $6,403,208 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $6,403,208 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,198,103 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr3 | $574,379 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $836,756 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,411,135 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $6,403,208 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,198,103 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,205,105 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,616,240 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $4,616,240 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $574,379 | ExcessFromYear3Amt |
| Excess From Year1 | $836,756 | ExcessFromYear1Amt |
| Excess From Current Year | $3,205,105 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (26 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| The Lam Foundation | |||||||
| 4520 Cooper Road Ste 300 | Cincinnati | OH | 45242 | NONE | PC | General Purpose | $10,000 |
| Cradles to Crayons | |||||||
| 30 Clipper Road PO Box 799 | W Conshohocken | PA | 19428 | NONE | PC | General Purpose | $10,000 |
| The Episcopal Academy | |||||||
| 1785 Bishop White Drive | Newtown Square | PA | 19073 | NONE | PC | General Purpose | $250,000 |
| Children's Hospital of Philadelphia | |||||||
| 3819 Chestnut Street | Philadelphia | PA | 19104 | NONE | PC | General Purpose | $300,000 |
| Community Backstop | |||||||
| 8 Pennsford Lane | Media | PA | 19063 | NONE | PC | General Purpose | $60,000 |
| Cora Services Inc | |||||||
| 8540 Verre Rd | Philadelphia | PA | 19111 | NONE | PC | General Purpose | $100,000 |
| United Friends of the Children | |||||||
| 1055 Wilshire Blvd Ste 1955 | Los Angeles | CA | 90017 | NONE | PC | General Purpose | $101,000 |
| Harvey Mudd College | |||||||
| 301 Platt Blvd | Claremont | CA | 91711 | NONE | PC | General Purpose | $261,000 |
| Fannie and John Hertz Foundation | |||||||
| 2300 First St Ste 250 | Livermore | CA | 94550 | NONE | PC | General Purpose | $50,000 |
| Children's Hospital of Orange Count | |||||||
| 120 W La Veta Ave | Orange | CA | 92868 | NONE | PC | General Purpose | $300,000 |
| Ocean Institute | |||||||
| 24200 Dana point Harbor Dr | Dana Point | CA | 92629 | NONE | PC | General Purpose | $500,000 |
| Peter's Place | |||||||
| 336 King of Prussia Rd | Radnor | PA | 19087 | NONE | PC | General Purpose | $25,000 |
| The Franklin Institute | |||||||
| 222 N 20th St | Philadelphia | PA | 19103 | NONE | PC | General Purpose | $10,000 |
| Harvey Mudd College | |||||||
| 301 Platt Blvd | Claremont | CA | 91711 | NONE | PC | GENERAL PURPOSE | $1,005,463 |
| St Margaret's Episcopal School | |||||||
| 31641 La Novia Ave | San Juan Capistrano | CA | 92675 | NONE | PC | General Purpose | $350,000 |
| Providence Animal Center | |||||||
| 555 Sandy Bank Rd | Media | PA | 19063 | NONE | PC | GENERAL PURPOSE | $20,000 |
| Graham Windham | |||||||
| One Pierrepont Plaza Suite 901 | Brooklyn | NY | 11201 | NONE | PC | General Purpose | $50,000 |
| Keewaydin Foundation | |||||||
| 500 Rustic Ln | Salisbury | VT | 05769 | NONE | PC | General Purpose | $50,000 |
| New Venture Fund | |||||||
| 1201 Connecticut Ave NW Suite 300 | Washington | DC | 20036 | NONE | PC | General Purpose | $75,000 |
| Westside German Shephed Rescue | |||||||
| 3016 S Hill St | Los Angeles | CA | 90007 | NONE | PC | General Purpose | $10,000 |
| Allen Institute | |||||||
| 615 Westlake Ave N | Seattle | WA | 98109 | NONE | PC | General Purpose | $1,089,377 |
| Stanford University | |||||||
| 450 Serra Mall | Stanford | CA | 94305 | NONE | PC | General Purpose | $100,000 |
| National Academy of Sciences | |||||||
| 500 Fifth Street NW NAS 290 | Washington | DC | 20001 | NONE | PC | General Purpose | $507,000 |
| New York Public Radio | |||||||
| 160 Varick Street 8th Floor | New York | NY | 10013 | NONE | PC | General Purpose | $130,000 |
| Northeastern University | |||||||
| 360 Huntington Ave | Boston | MA | 02115 | NONE | PC | General Purpose | $150,000 |
| Work to Ride | |||||||
| 98 Chamounix Dr | Philadelphia | PA | 19131 | NONE | PC | General Purpose | $275,408 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,789,248 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Alzheimer's Drug Discovery Foundati | |||||||
| 57 West 57th Street Suite 904 | New York | NY | 10019 | NONE | PC | General Purpose | $5,000,000 |
| Stanford University | |||||||
| 450 Serra Mall | Stanford | CA | 94305 | NONE | PC | General Purpose | $1,400,000 |
| Ocean Institute | |||||||
| 24200 Dana point Harbor Dr | Dana Point | CA | 92629 | NONE | PC | General Purpose | $1,000,000 |
| Children's Hospital of Orange Count | |||||||
| 120 W La Veta Ave | Orange | CA | 92868 | NONE | PC | General Purpose | $600,000 |
| Children's Hospital of Philadelphia | |||||||
| 3819 Chestnut Street | Philadelphia | PA | 19104 | NONE | PC | General Purpose | $4,600,000 |
| Allen Institute | |||||||
| 615 Westlake Ave N | Seattle | WA | 98109 | NONE | PC | General Purpose | $8,020,578 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $20,620,578 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,397,671 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,640,508 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Misc Investment Income | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $7,368 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $5,045,547 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,045,547 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Accounting Fees | $9,250 | $4,625 | $0 | $4,625 |
| Audit Fees | $15,800 | $0 | $0 | $15,800 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CAPITAL GROUP EQUITIES | StockNm |
| EOY Book Value | $31,731,578 | EOYBookValueAmt |
| EOYFMV | $31,731,578 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CAPITAL GROUP CORE BOND FUND | FMV | $8,038,591 | $8,038,591 |
| AMCAP FUND CL F3 | FMV | $14,013,194 | $14,013,194 |
| AMERICAN FUNDS STRATEGIC BOND FUND | FMV | $8,136,725 | $8,136,725 |
| INTERMEDIATE BOND FUND | FMV | $1,409,350 | $1,409,350 |
| SMALLCAP WORLD FUND | FMV | $2,787,446 | $2,787,446 |
| ISHARES TR MSCI ETF | FMV |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal Fees | CategoryTxt |
| Legal Fees | $19,272 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $19,272 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DIVIDEND RECEIVABLE | $43,393 | $41,866 | $41,866 |
| GRANT REIMBURSEMENT | $386,356 | $386,356 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEES | $438 | $438 | |
| BOARD MEETING EXPENSES | $24,458 | $12,229 | $12,229 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Misc Investment Income | Desc |
| Revenue And Expenses Per Books | $7,368 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $7,368 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Taxes Payable | Desc |
| BOY Book Value | $65,235 | BOYBookValueAmt |
| EOY Book Value | $130,000 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Consulting Fees | $496,252 | $0 | $0 | $496,252 |
| Investment Management Fees | $268,909 | $268,909 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| CA RRF-1 fee | $65 | $300 | |
| Federal income tax | $365,000 | ||
| Foreign taxes paid | $81,780 | $81,780 |