CAERUS FOUNDATION INC: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- CAERUS FOUNDATION INC (EIN 71-0935903)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202243199349109924
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T18:12:16-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 99 WOOD AVENUE SOUTH | AddressLine1Txt |
| City | ISELIN | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08830 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 710935903 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CAERUS FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CAER | BusinessNameControlTxt |
| Phone | 8475592000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 SANDERS ROAD SUITE 500 | AddressLine1Txt |
| City | NORTHBROOK | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60062 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | CATHY WEREDA | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8475592000 | PhoneNum |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | CATHY | PersonFirstNm |
| Person Last | WEREDA | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHAEL R SALES | PreparerPersonNm |
| PTIN | P01770943 | PTIN |
| Phone | 7325164200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $185,100,003 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $25,000,000 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $3,369,532 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,353,549 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $18,496,707 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $49,931,813 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $18,494,495 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$467,103 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$643,481 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $46,399,136 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $21,204,563 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $17,210 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $17,210 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $48,581 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $24,291 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $24,290 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,607,392 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,015,190 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $600,394 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $349,808 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $25,048 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $2,178 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $2,178 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,640 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,640 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $2,027,809 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,081,739 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $629,502 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $18,321,951 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $16,284,690 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $20,349,760 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,081,739 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $16,914,192 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $26,049,376 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $20,122,824 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,707,277 | CashBOYAmt |
| Cash EOY | $2,039,666 | CashEOYAmt |
| Cash EOYFMV | $2,039,666 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $6,057,897 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,686,492 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,686,492 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,348,212 | AcctRcvblAmt |
| Acct Rcvbl BOY | $3,303,549 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $3,348,212 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,348,212 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $899 | PrepaidExpensesBOYAmt |
| US Government Obligations BOY | $1,693,917 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $13,744,241 | CorporateStockBOYAmt |
| Corporate Stock EOY | $0 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $0 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,874,409 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $0 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $0 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $130,377,857 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $174,025,633 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $174,025,633 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $162,760,046 | TotalAssetsBOYAmt |
| Total Assets EOY | $185,100,003 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $185,100,003 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $45,692 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $37,500 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $8,040,867 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $10,078,128 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $8,086,559 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $10,115,628 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $154,673,487 | CapitalStockBOYAmt |
| Capital Stock EOY | $174,984,375 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $154,673,487 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $174,984,375 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $162,760,046 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $185,100,003 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $154,673,487 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $26,049,376 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $180,722,863 | SubtotalAmt |
| Other Decreases | $5,738,488 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $174,984,375 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (19 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $40,342,453 | $31,321,570 | $9,020,883 | $9,020,883 | |
| BIOTECHNOLOGY VALUE FUND II, LP STCG | $1,629,705 | $1,629,705 | $1,629,705 | P | |
| BIOTECHNOLOGY VALUE FUND II, LP LTCG | $1,527,187 | $1,527,187 | $1,527,187 | P | |
| CONTROLLED ENVIRONMENT FOODS FUND LTCG | $375,343 | $375,343 | $375,343 | P | |
| LOGAN STONE CAPITAL QP, LP LTCG | $2,176 | $2,176 | $2,176 | P | |
| METHOD ONE, LLC LTCL | $38,343 | -$38,343 | -$38,343 | P | |
| RMB FIXED INCOME OPPORTUNITIES QP, LLC STCG | $2,833 | -$2,833 | -$2,833 | P | |
| RMB FIXED INCOME OPPORTUNITIES QP, LLC LTCG | $15,293 | -$15,293 | -$15,293 | P | |
| RMB FIXED INCOME OPPORTUNITIES QP, LLC_1231 | $17 | -$17 | -$17 | P | |
| TWIN LAKE TOTAL RETURN PARTNER STCG | $46,880 | $46,880 | $46,880 | P | |
| TWIN LAKE TOTAL RETURN PARTNER LTCG | $41,088 | $41,088 | $41,088 | P | |
| Z CAPITAL LOAN OPPORTUNITY FUND, LP_1231 | $2 | -$2 | -$2 | P | |
| Z CAPITAL PARTNERS III, LP STCG | $3,779 | $3,779 | $3,779 | P | |
| Z CAPITAL PARTNERS III, LP LTCG | $868,037 | $868,037 | $868,037 | P | |
| LOGAN STONE CAPITAL QP, LP LOSS ON PARTNERSHIP DISPOSITION | $41,935 | $41,935 | $41,935 | P | |
| RMB FIXED INCOME OPPORTUNITIES QP, LLC LOSS ON PARTNERSHIP DISPOSITION | $1,984 | $1,984 | $1,984 | P | |
| RMB JAPAN OPPORTUNITIES FUND, LP GAIN ON PARTNERSHIP DISPOSITION | $58,941 | -$58,941 | -$58,941 | P | |
| TWIN LAKE TOTAL RETURN PARTNERS QP L.P GAIN ON PARTNERSHIP DISPOSITION | $319 | -$319 | -$319 | P | |
| CAPITAL GAINS DIVIDENDS | $5,051,246 | $5,051,246 | $5,051,246 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $18,494,495 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $279,707 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $279,707 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $279,707 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $190,616 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $103,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $293,616 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,358 | EsPenaltyAmt |
| Overpayment | $12,551 | OverpaymentAmt |
| Applied To ES Tax | $12,551 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CAERUSFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | CATHY WEREDA | IndividualWithBooksNm |
| Phone | 8475592000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 SANDERS ROAD SUITE 500 | AddressLine1Txt |
| City | NORTHBROOK | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| J THOMAS HURVIS | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | PRESIDENT/DIRECTOR | 5.00 | $0 | $0 | $0 |
| SARA H YOUNKIN | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | VP/DIRECTOR | 20.00 | $0 | $0 | $0 |
| CHRISTINA M HURVIS | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | SECRETARY/DIRECTOR | 20.00 | $0 | $0 | $0 |
| CONNIE GIAMPAPA | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | ASSISTANT SECRETARY | 1.00 | $0 | $0 | $0 |
| CATHY WEREDA | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | TREASURER | 1.00 | $0 | $0 | $0 |
| SARAH BARRY | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | ASSISTANT TREASURER (BEG 2/21) | 1.00 | $0 | $0 | $0 |
| BRYON STANISLAW | ||||||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 60062 | ASSISTANT TREASURER (UNTIL 2/21) | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| THE HURVIS GROUP | |||||
| 3100 SANDERS ROAD SUITE 500 | NORTHBROOK | IL | 600627155 | PROFESSIONAL FEES | $600,000 |
| WELLS FARGO | |||||
| 6325 S RAINBOW BLVD STE 300 | LAS VEGAS | NV | 89118 | PROFESSIONAL FEES | $144,821 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $137,606,585 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,904,939 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $18,084,878 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $158,596,402 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $158,596,402 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,378,946 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $156,217,456 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $7,810,873 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $7,810,873 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $279,707 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $33,769 | IncomeTaxAmt |
| Total Tax | $313,476 | TotalTaxAmt |
| Distributable Before Adj | $7,497,397 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,497,397 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $7,497,397 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $16,914,192 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $16,914,192 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,497,397 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $21,941,522 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $9,378,438 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $9,071,691 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $40,391,651 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $16,914,192 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $7,497,397 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $9,416,795 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $49,808,446 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $25,000,000 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $24,808,446 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $6,319,960 | ExcessFromYear2Amt |
| Excess From Year1 | $9,071,691 | ExcessFromYear1Amt |
| Excess From Current Year | $9,416,795 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | J THOMAS HURVIS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (92 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| 826 VALENCIA | |||||||
| 826 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | PC | GENERAL OPERATING SUPPORT | $300,000 | |
| 826 VALENCIA | |||||||
| 826 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | PC | HOLIDAY SUPPORT | $10,000 | |
| 826CHI | |||||||
| 1276 N MILWAUKEE AVENUE | CHICAGO | IL | 60622 | PC | GENERAL OPERATING SUPPORT | $45,000 | |
| ALBANY PARK THEATER PROJECT | |||||||
| PO BOX 25072 | CHICAGO | IL | 60625 | PC | SUSTAIN AND ENHANCE APTPS SCHOOLBASED PROGRAMS | $50,000 | |
| AMERICA SCORES BAY AREA | |||||||
| C/O IMPACT HUB SF 1885 MISSION | SAN FRANCISCO | CA | 94103 | PC | SCORES PROGRAMMING | $50,000 | STREET |
| AMERICA SCORES CHICAGO | |||||||
| 600 WEST CERMAK RD 204 | CHICAGO | IL | 60616 | PC | AMERICA SCORES CHICAGO: LITERACY IN ACTION PROGRAMMING | $35,000 | |
| ARTS AT LARGE INC | |||||||
| 1100 SOUTH 5TH STREET | MILWAUKEE | WI | 53204 | PC | EMERGENCY RESPONSES FUNDS FOR CONTINUED PROGRAMS | $10,000 | |
| AUDUBON GREAT LAKES | |||||||
| 17 N STATE STREET SUITE 1650 | CHICAGO | IL | 60602 | PC | SUPPORT FOR THE WILD INDIGO NATURE EXPLORATIONS | $45,000 | |
| BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO | |||||||
| 560 W LAKE ST 5TH FLOOR | CHICAGO | IL | 60661 | PC | HOLIDAY SUPPORT | $10,000 | |
| BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO | |||||||
| 560 W LAKE ST 5TH FLOOR | CHICAGO | IL | 60661 | PC | FOR THE ENGLEWOOD/SOUTH OFFICE | $300,000 | |
| BIG CITY MOUNTAINEERS | |||||||
| 710 10TH STREET | GOLDEN | CO | 80401 | PC | GENERAL PROGRAM SUPPORT | $25,000 | |
| BLACK ENSEMBLE THEATER | |||||||
| 4450 N CLARK STREET | CHICAGO | IL | 60640 | PC | GENERAL OPERATING SUPPORT | $50,000 | |
| BOTTOM LINE INC | |||||||
| 65 EAST WACKER PLACE SUITE 800 | CHICAGO | IL | 60601 | PC | FIRST INSTALLMENT FOR COLLEGE SUCCESS PROGRAM | $75,000 | |
| BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO | |||||||
| 560 W LAKE ST 5TH FLOOR | CHICAGO | IL | 60661 | PC | EMERGENCY SUPPORT FOR MILWAUKEE COMMUNITY | $10,000 | |
| BUILD INC | |||||||
| 5100 W HARRISON ST | CHICAGO | IL | 60644 | PC | FOR THE COLLEGE ACCESS AND PERSISTENCE ACADEMY (CAPA) | $90,132 | |
| BUILD INC | |||||||
| 5100 W HARRISON ST | CHICAGO | IL | 60644 | PC | COMMUNITY MENTAL HEALTH SERVICES GRANT | $75,000 | |
| BUILD INC | |||||||
| 5100 W HARRISON ST | CHICAGO | IL | 60644 | PC | BUILD THE FUTURE CAMPAIGN | $1,000,000 | |
| CHIARTS FOUNDATION | |||||||
| 30 N LASALLE STREET SUITE 3000 | CHICAGO | IL | 60602 | PC | CHIARTS NOVICE ARTS ACCESS AND OUTREACH PROGRAMS | $100,000 | |
| CHIARTS FOUNDATION | |||||||
| 30 N LASALLE STREET SUITE 3000 | CHICAGO | IL | 60602 | PC | VIRTUAL EVENT | $5,000 | |
| CHICAGO COMMONS ASSOCIATION | |||||||
| 515 E 50TH STREET SUITE 200 | CHICAGO | IL | 60651 | PC | COVID-19 EDUCATION AND OUTREACH PROGRAM | $25,000 | |
| CHICAGO JAZZ PHILHARMONIC | |||||||
| 1111 NORTH WELLS STREET SUITE 501 | CHICAGO | IL | 60610 | PC | JAZZ ACADEMY FOR 2021-2022 | $74,919 | |
| CHICAGO LIGHTS | |||||||
| 126 E CHESTNUT STREET | CHICAGO | IL | 60611 | PC | HOLIDAY SUPPORT | $10,000 | |
| CHICAGO LIGHTS | |||||||
| 126 E CHESTNUT STREET | CHICAGO | IL | 60611 | PC | OUTREACH PROGRAMS | $75,000 | |
| CHICAGO SCHOLARS | |||||||
| 247 S STATE STREET SUITE 700 | CHICAGO | IL | 60604 | PC | INNOVATION AND SUSTAINABILITY SUPPORT OVER 2 YEARS | $200,000 | |
| CITY YEAR CHICAGO | |||||||
| 287 COTUMBUS AVE | BOSTON | MA | 02116 | PC | SUPPORT FOR CPS SCHOOLS IN ENGLEWOOD | $425,000 | |
| COLLEGE POSSIBLE | |||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | NEW PARTNERSHIP WITH BACK OF THE YARDS COLLEGE PREP HS | $50,000 | |
| COLLEGE POSSIBLE | |||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | PROMISE SCHOLARS AND HIGH SCHOOL PROGRAM EXPANSION SUPPORT | $207,000 | |
| DOCTORS WITHOUT BORDERS USA INC | |||||||
| 40 RECTOR STREET 16TH FLOOR | NEW YORK | NY | 10006 | PC | GENERAL OPERATING SUPPORT | $650,000 | |
| FIRST GRADUATE | |||||||
| 2973 16TH STREET SUITE 400 | SAN FRANCISCO | CA | 94103 | PC | GENERAL OPERATING SUPPORT | $285,000 | |
| FOREFRONT | |||||||
| 208 SOUTH LASALLE STREET SUITE 1540 | CHICAGO | IL | 60604 | PC | CAPACITY BUILDING FOR PROFESSIONAL DEVELOPMENT AND RESEARCH | $28,600 | |
| FRIENDS OF THE FOREST PRESERVES | |||||||
| 411 S WELLS ST SUITE 300 | CHICAGO | IL | 60607 | PC | SUPPORT THE NORTH BRANCH CONSERVATION CORPS | $100,000 | |
| GATHERING WATERS | |||||||
| 211 SOUTH PATERSON STREET SUITE 270 | MADISON | WI | 53703 | PC | GENERAL OPERATING SUPPORT | $100,000 | |
| GATHERING WATERS | |||||||
| 211 SOUTH PATERSON STREET SUITE 270 | MADISON | WI | 53703 | PC | PRIORITY PROJECTS FOR WISCONSIN LAND TRUSTS | $140,000 | |
| GLOBAL STRATEGIES | |||||||
| 828 SAN PABLO AVENUE SUITE 260 | ALBANY | CA | 94706 | PC | COMMUNITY PARTNERSHIP FOR IMPROVING HEALTHCARE | $400,000 | |
| HALO TRUST USA INC | |||||||
| 1730 RHODE ISLAND AVENUE NW SUITE | WASHINGTON | DC | 20036 | PC | 1:1 MATCHING FUNDS FOR NK LANDMINE REMOVAL | $524,390 | 206 |
| HALO TRUST USA INC | |||||||
| 1730 RHODE ISLAND AVENUE NW SUITE | WASHINGTON | DC | 20036 | PC | CONSERVATION, WOMENSEMPOWERMENT, AND INNOVATION | $1,300,000 | 206 |
| HEIFER INTERNATIONAL | |||||||
| 1 WORLD AVENUE | LITTLE ROCK | AR | 72202 | PC | LIVING INCOME PROJECTS GLOBALLY | $100,000 | |
| HEIFER INTERNATIONAL | |||||||
| 1 WORLD AVENUE | LITTLE ROCK | AR | 72202 | PC | EMERGENCY RESPONSE ACTIVITIES IN HAITI | $15,000 | |
| HOPE HOUSE OF MILWAUKEE INC | |||||||
| 209 W ORCHARD ST | MILWAUKEE | WI | 53204 | PC | EMERGENCY RESPONSE FUNDS FOR CONTINUED PROGRAMS | $10,000 | |
| HOWARD AREA COMMUNITY CENTER | |||||||
| 7648 N PAULINA STREET | CHICAGO | IL | 60626 | PC | PROMISE SCHOLARS AND COLLEGE AND CAREER COACH SUPPORT | $192,402 | |
| HOWARD AREA COMMUNITY CENTER | |||||||
| 7648 N PAULINA STREET | CHICAGO | IL | 60626 | PC | GENERAL OPERATING SUPPORT | $160,000 | |
| INGENUITY INC CHICAGO | |||||||
| 440 N WELLS SUITE 505 | CHICAGO | IL | 60654 | PC | GENERAL OPERATING SUPPORT | $30,000 | |
| INGENUITY INC CHICAGO | |||||||
| 440 N WELLS SUITE 505 | CHICAGO | IL | 60654 | PC | VIRTUAL GALA | $5,000 | |
| JAMESTOWN COMMUNITY CENTER | |||||||
| 2929 19TH STREET | SAN FRANCISCO | CA | 94110 | PC | HOLIDAY SUPPORT | $10,000 | |
| JAMESTOWN COMMUNITY CENTER | |||||||
| 2929 19TH STREET | SAN FRANCISCO | CA | 94110 | PC | 2021 SUMMER CAMP | $60,000 | |
| LAKELAND UNIVERSITY | |||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS PROGRAM | $120,000 | |
| MADISON AUDUBON SOCIETY | |||||||
| 1400 E WASHINGTON STE 170 | MADISON | WI | 53703 | PC | EDUCATION AND INTERNSHIP PROGRAMS SUPPORT | $80,000 | |
| MAG AMERICA | |||||||
| 1776 K STREET NW SUITE 350 | WASHINGTON | DC | 20006 | PC | MAG'S CAMBODIA PROGRAM | $825,000 | |
| MERIT SCHOOL OF MUSIC | |||||||
| 38 S PEORIA STREET | CHICAGO | IL | 60607 | PC | SUPPORT FOR 4 PARTNER SITES IN THE MMIC PROGRAM | $125,000 | |
| MERIT SCHOOL OF MUSIC | |||||||
| 38 S PEORIA STREET | CHICAGO | IL | 60607 | PC | VIRTUAL GALA | $10,000 | |
| METRO SQUASH NFP | |||||||
| 6100 S COTTAGE GROVE AVE | CHICAGO | IL | 60637 | PC | 2021 SUMMER CAMPS; COLLEGE AND CAREERS PROGRAM | $62,000 | |
| MISSION GRADUATES | |||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | GENERAL OPERATING SUPPORT | $575,500 | |
| MISSION GRADUATES | |||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | PROMISE SCHOLARS PROGRAM MANAGEMENT | $178,154 | |
| MISSION GRADUATES | |||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | PROMISE SCHOLAR PROGRAM GRADUATING STUDENT GIFTS | $7,200 | |
| MOUNT MERCY UNIVERSITY | |||||||
| 1330 ELMHURST DRIVE NE WARDE 206A | CEDAR RAPIDS | IA | 52402 | PC | HURVIS SCHOLARS PROGRAM | $36,000 | |
| MUSIC INSTITUTE OF CHICAGO | |||||||
| 1702 SHERMAN AVE | EVANSTON | IL | 60201 | PC | VIRTUAL GALA | $10,000 | |
| MUTTVILLE | |||||||
| PO BOX 410207 | SAN FRANCISCO | CA | 94141 | PC | SENIORS FOR SENIORS PROGRAM AND HUMANE EDUCATION PROGRAM | $30,000 | |
| MUTTVILLE | |||||||
| PO BOX 410207 | SAN FRANCISCO | CA | 94141 | PC | 1:1 MATCHING FUNDS FOR MUTTVILLES CAPITAL CAMPAIGN | $100,000 | |
| NATIONAL AUDUBON SOCIETY | |||||||
| 225 VARICK ST 7TH FL | NEW YORK | NY | 10014 | PC | STRENGTHENING AUDUBON'S NETWORK MOMENTUM | $1,031,963 | |
| NATIONAL FISH AND WILDLIFE FOUNDATION | |||||||
| 8011 34TH AVE SOUTH SUITE 242 | BLOOMINGTON | MN | 55425 | PC | FUNDING COLLABORATION | $400,000 | |
| NATURAL RESOURCES DEFENSE COUNCIL | |||||||
| 40 W 20TH ST 11TH FL | NEW YORK | NY | 10011 | PC | GENERAL SUPPORT IN THE MIDWEST | $250,000 | |
| NAVY PIER | |||||||
| 600 E GRAND AVE | CHICAGO | IL | 60611 | PC | "SAVE THE PEOPLE'S PIER" CAMPAIGN | $250,000 | |
| NORTHWOODS LAND TRUST INC | |||||||
| PO BOX 321 | EAGLE RIVER | WI | 54521 | PC | WIDNR LAKE PROTECTION GRANT | $50,000 | |
| NORTHWOODS LAND TRUST INC | |||||||
| PO BOX 321 | EAGLE RIVER | WI | 54521 | PC | BEAVER CREEK HEMLOCKS PROJECT | $100,000 | |
| ONE MILLION DEGREES | |||||||
| 180 N WABASH SUITE 310 | CHICAGO | IL | 60601 | PC | GENERAL PROGRAM SUPPORT | $350,000 | |
| PANZI FOUNDATION | |||||||
| 5185 MACARTHUR BOULEVARD NW 708 | WASHINGTON | DC | 20016 | PC | SUPPORT MOBILE CLINICS IN THE DRC | $58,000 | |
| PARTNERS IN HEALTH | |||||||
| 800 BOYLSTON STREET SUITE 300 | BOSTON | MA | 02199 | PC | MATERNAL AND CHILD HEALTH CARE INITIATIVES | $250,028 | |
| PARTNERS IN HEALTH | |||||||
| 800 BOYLSTON STREET SUITE 300 | BOSTON | MA | 02199 | PC | EMERGENCY RESPONSE ACTIVITIES IN HAITI | $50,000 | |
| PATHFINDERS MILWAUKEE INC | |||||||
| 4200 N HOLTON ST SUITE 400 | MILWAUKEE | WI | 53212 | PC | EMERGENCY RESPONSE FUNDS FOR CONTINUED PROGRAMS | $10,000 | |
| PAWS CHICAGO | |||||||
| 1997 NORTH CLYBOURN AVENUE | CHICAGO | IL | 60614 | PC | COMMUNITY OUTREACH PROGRAMS | $75,000 | |
| PROJECT EDUCATION PLUS | |||||||
| HOLY FAMILY LUTHERAN CHURCH 542 W | CHICAGO | IL | 60610 | PC | DIRECT SCHOLARSHIPS AND GENERAL OPERATING SUPPORT | $25,000 | HOBBIE ST |
| ROOM TO READ | |||||||
| 465 CALIFORNIA STREET SUITE 1000 | SAN FRANCISCO | CA | 94104 | PC | SUPPORTING A PATH TO SCALE GRANT | $100,000 | |
| SCHOLARMATCH | |||||||
| 849 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | PC | GENERAL OPERATING SUPPORT | $100,000 | |
| SKYART | |||||||
| 3026 E 91ST STREET | CHICAGO | IL | 60617 | PC | PROJECT IMPACT ART THERAPY SUPPORT | $30,000 | |
| SKYART | |||||||
| 3026 E 91ST STREET | CHICAGO | IL | 60617 | PC | PROJECT 3RD SPACE | $100,000 | |
| STORYCATCHERS THEATRE | |||||||
| 544 W OAK ST STE 1005 | CHICAGO | IL | 60610 | PC | CHANGING VOICES | $50,000 | |
| STORYCATCHERS THEATRE | |||||||
| 544 W OAK ST STE 1005 | CHICAGO | IL | 60610 | PC | MATCHING FUNDS FOR CHANGING VOICES | $50,035 | |
| THE ANTI-CRUELTY SOCIETY | |||||||
| 157 WEST GRAND AVENUE | CHICAGO | IL | 60654 | PC | OUTREACH PROGRAMS | $50,000 | |
| THE PEOPLE'S MUSIC SCHOOL | |||||||
| 931 W EASTWOOD AVENUE | CHICAGO | IL | 60640 | PC | SUPPORT FOR SOUTH SIDE PROGRAMS FOR 2020-2021 | $250,002 | |
| THE RESURRECTION PROJECT | |||||||
| 1818 S PAULINA | CHICAGO | IL | 60608 | PC | OUTRIGHT FUNDS | $1,500,000 | |
| THE RESURRECTION PROJECT | |||||||
| 1818 S PAULINA | CHICAGO | IL | 60608 | PC | GENERAL OPERATING SUPPORT | $1,000,000 | |
| TRICITY FAMILY SERVICES | |||||||
| 1120 RANDALL COURT | GENEVA | IL | 60134 | PC | HOLIDAY SUPPORT | $10,000 | |
| TRICITY FAMILY SERVICES | |||||||
| 1120 RANDALL COURT | GENEVA | IL | 60134 | PC | WILDERNESS CHALLENGE PROGRAM, TREK, AND COMPASS | $20,000 | |
| TUTORING CHICAGO | |||||||
| 2145 NORTH HALSTED | CHICAGO | IL | 60614 | PC | SUSTAINABILITY GRANT | $250,000 | |
| TUTORING CHICAGO | |||||||
| 2145 NORTH HALSTED | CHICAGO | IL | 60614 | PC | 1:1 MATCHING FUNDS FOR PROGRAM AND ORGANIZATION SUSTAINABILITY | $100,106 | |
| TUTORING CHICAGO | |||||||
| 2145 NORTH HALSTED | CHICAGO | IL | 60614 | PC | 1:1 MATCHING FUNDS FOR GENERAL OPERATING SUPPORT | $48,259 | |
| UNITED PERFORMING ARTS FUND | |||||||
| 301 W WISCONSIN AVE SUITE 600 | MILWAUKEE | WI | 53203 | PC | COVID-19 RESPONSE | $10,000 | |
| UP ON TOP | |||||||
| 1187 FRANKLIN STREET | SAN FRANCISCO | CA | 94109 | PC | COMMUNITY HUB INITIATIVE AND SUMMER PROGRAM | $35,000 | |
| WILD SPACE DANCE COMPANY | |||||||
| PO BOX 511665 820 EAST KNAPP STREET | MILWAUKEE | WI | 53203 | PC | EMERGENCY SUPPORT FOR MILWAUKEE COMMUNITY | $5,000 | |
| YMCA METROPOLITAN MILWAUKEE | |||||||
| PO BOX 2174 | MILWAUKEE | WI | 532012174 | PC | EMERGENCY SUPPORT FOR MILWAUKEE COMMUNITY | $10,000 | |
| YOUTH SERVICES OF GLENVIEW-NORTHBROOK | |||||||
| 3080 WEST LAKE AVENUE | GLENVIEW | IL | 60026 | PC | HOLIDAY SUPPORT | $10,000 | |
| YOUTH SERVICES OF GLENVIEW-NORTHBROOK | |||||||
| 3080 WEST LAKE AVENUE | GLENVIEW | IL | 60026 | PC | AFTER-SCHOOL PROGRAMMING | $35,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $16,284,690 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (53 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| 826 VALENCIA | ||||||
| 826 VALENCIA STREET | SAN FRANCISCO | CA | 94110 | PC | GENERAL OPERATING SUPPORT | $200,000 |
| 826CHI | ||||||
| 1276 N MILWAUKEE AVE | CHICAGO | IL | 60625 | PC | GENERAL PROGRAM SUPPORT | $45,000 |
| AUDUBON GREAT LAKES | ||||||
| 17 N STATE STREET SUITE 1650 | CHICAGO | IL | 60602 | PC | WILD INDIGO: AMPLIFYING COMMUNITY CONSERVATION ENGAGEMENT ACROSS THE GREAT LAKES REGION | $60,000 |
| AUDUBON GREAT LAKES | ||||||
| 17 N STATE STREET SUITE 1650 | CHICAGO | IL | 60602 | PC | WILD INDIGO: AMPLIFYING COMMUNITY CONSERVATION ENGAGEMENT ACROSS THE GREAT LAKES REGION | $60,000 |
| BIG BROTHERS BIG SISTERS OF METROPOLITAN CHICAGO | ||||||
| 560 W LAKE ST 5TH FLOOR | CHICAGO | IL | 60640 | PC | BIG BROTHERS BIG SISTERS ENGLEWOOD/SOUTH SIDE OFFICE | $200,000 |
| BLACK ENSEMBLE THEATER | ||||||
| 4450 N CLARK ST | CHICAGO | IL | 60601 | PC | GENERAL OPERATING SUPPORT | $50,000 |
| BOTTOM LINE INC | ||||||
| 65 E WACKER PL SUITE 800 | CHICAGO | IL | 60602 | PC | BOTTOM LINE SUCCESS PROGRAM | $75,000 |
| CHIARTS FOUNDATION | ||||||
| 30 N LASALLE ST SUITE 3000 | CHICAGO | IL | 60654 | PC | 2021-22/2022-23 CHIARTS OUTREACH PROGRAMMING: NOVICE ARTS ACCESS | $100,000 |
| COLLEGE POSSIBLE | ||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | COLLEGE POSSIBLE HIGH SCHOOL PROGRAM EXPANSION AT KELLY AND MATHER | $75,000 |
| COLLEGE POSSIBLE | ||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | PROMISE SCHOLARS - COHORT 10 (3) CLASS OF 2025 | $44,000 |
| COLLEGE POSSIBLE | ||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | PROMISE SCHOLARS - COHORT 10 (3) CLASS OF 2025 | $44,000 |
| COLLEGE POSSIBLE | ||||||
| 215 W SUPERIOR ST SUITE 300 | CHICAGO | IL | 60654 | PC | PROMISE SCHOLARS - COHORT 10 (3) CLASS OF 2025 | $44,000 |
| DOCTORS WITHOUT BORDERS USA INC | ||||||
| 40 RECTOR ST 16TH FLOOR | NEW YORK | NY | 10006 | PC | CLIMATE SMART INITIATIVE AND CLIMATE CHANGE FIELD PROJECTS | $100,000 |
| DOCTORS WITHOUT BORDERS USA INC | ||||||
| 40 RECTOR ST 16TH FLOOR | NEW YORK | NY | 10006 | PC | EMERGENCY RESPONSE | $500,000 |
| DOCTORS WITHOUT BORDERS USA INC | ||||||
| 40 RECTOR ST 16TH FLOOR | NEW YORK | NY | 10006 | PC | CLIMATE SMART INITIATIVE AND CLIMATE CHANGE FIELD PROJECTS | $100,000 |
| DOCTORS WITHOUT BORDERS USA INC | ||||||
| 40 RECTOR ST 16TH FLOOR | NEW YORK | NY | 10006 | PC | EMERGENCY RESPONSE | $500,000 |
| FIRST GRADUATE | ||||||
| 2973 16TH ST SUITE 400 | SAN FRANCISCO | CA | 94103 | PC | FG- PROMISE SCHOLARS, COHORT 10 | $44,000 |
| FIRST GRADUATE | ||||||
| 2973 16TH ST SUITE 400 | SAN FRANCISCO | CA | 94103 | PC | GENERAL OPERATING SUPPORT | $100,000 |
| FIRST GRADUATE | ||||||
| 2973 16TH ST SUITE 400 | SAN FRANCISCO | CA | 94103 | PC | FG- PROMISE SCHOLARS, COHORT 10 | $44,000 |
| FIRST GRADUATE | ||||||
| 2973 16TH ST SUITE 400 | SAN FRANCISCO | CA | 94103 | PC | FG- PROMISE SCHOLARS, COHORT 10 | $44,000 |
| FOREFRONT | ||||||
| 208 S LASALLE ST SUITE 1540 | CHICAGO | IL | 60604 | PC | CAPACITY BUILDING FOR PROFESSIONAL DEVELOPMENT AND RESEARCH | $28,600 |
| FRIENDS OF THE FOREST PRESERVES | ||||||
| 411 S WELLS ST SUITE 300 | CHICAGO | IL | 60607 | PC | NORTH BRANCH CONSERVATION CORPS 2021-2023 | $130,000 |
| FRIENDS OF THE FOREST PRESERVES | ||||||
| 411 S WELLS ST SUITE 300 | CHICAGO | IL | 60607 | PC | NORTH BRANCH CONSERVATION CORPS 2021-2023 | $130,000 |
| GATHERING WATERS WISCONSIN'S ALLIANCE FOR LAND TRUSTS | ||||||
| 211 S PATERSON ST SUITE 270 | MADISON | WI | 53703 | PC | GENERAL OPERATING SUPPORT | $100,000 |
| HOWARD AREA COMMUNITY CENTER | ||||||
| 7648 N PAULINA ST | CHICAGO | IL | 60626 | PC | HOWARD AREA PROMISE SCHOLARSHIP (PSP) COHORT 10 | $44,000 |
| HOWARD AREA COMMUNITY CENTER | ||||||
| 7648 N PAULINA ST | CHICAGO | IL | 60626 | PC | HOWARD AREA PROMISE SCHOLARSHIP (PSP) COHORT 10 | $44,000 |
| HOWARD AREA COMMUNITY CENTER | ||||||
| 7648 N PAULINA ST | CHICAGO | IL | 60626 | PC | HOWARD AREA PROMISE SCHOLARSHIP (PSP) COHORT 10 | $44,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2026 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2025 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2026 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2025 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2026 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2025 | $30,000 |
| LAKELAND UNIVERSITY | ||||||
| W3718 SOUTH DRIVE | PLYMOUTH | WI | 53073 | PC | HURVIS SCHOLARS CLASS OF 2026 | $30,000 |
| MADISON AUDUBON SOCIETY | ||||||
| 1400 E WASHINGTON SUITE 170 | MADISON | WI | 53703 | PC | MADISON AUDUBON'S EDUCATION PROGRAM: EMPOWERING KIDS THROUGH DISCOVERY! | $80,000 |
| MAG AMERICA | ||||||
| 1776 K STREET NW SUITE 350 | WASHINGTON | DC | 20006 | PC | MAG'S CAMBODIA PROGRAM | $825,000 |
| MAG AMERICA | ||||||
| 1776 K STREET NW SUITE 350 | WASHINGTON | DC | 20006 | PC | MAG'S CAMBODIA PROGRAM | $700,000 |
| MISSION GRADUATES | ||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | MISSION GRADUATES PARENT PARTNER PROGRAM SUPPORT | $70,000 |
| MISSION GRADUATES | ||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | ASAP PROGRAM SUPPORT | $70,000 |
| MISSION GRADUATES | ||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | MG/ASAP- PROMISE SCHOLARS COHORT 10 | $88,000 |
| MISSION GRADUATES | ||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | MG/ASAP- PROMISE SCHOLARS COHORT 10 | $88,000 |
| MISSION GRADUATES | ||||||
| 3040 16TH STREET | SAN FRANCISCO | CA | 94103 | PC | MG/ASAP- PROMISE SCHOLARS COHORT 10 | $88,000 |
| MUTTVILLE | ||||||
| PO BOX 410207 | SAN FRANCISCO | CA | 94141 | PC | MUTTVILLE'S SENIORS FOR SENIORS PROGRAM & HUMANE EDUCATION PROGRAM | $30,000 |
| SKYART | ||||||
| 3026 E 91ST ST | CHICAGO | IL | 60617 | PC | SKYART PROJECT 3RD SPACE (P3S) TEEN PROGRAM SUPPORT | $100,000 |
| STORYCATCHERS THEATRE | ||||||
| 544 W OAK ST SUITE 1005 | CHICAGO | IL | 60610 | PC | CHANGING VOICES | $50,000 |
| STORYCATCHERS THEATRE | ||||||
| 544 W OAK ST SUITE 1005 | CHICAGO | IL | 60610 | PC | CHANGING VOICES | $49,965 |
| THE HALO TRUST USA INC | ||||||
| 1730 RHODE ISLAND AVE NW SUITE 206 | WASHINGTON | DC | 20036 | PC | SAVING LIVES BY INVESTING IN CONSERVATION, WOMEN?S EMPOWERMENT, AND INNOVATION | $1,000,000 |
| THE PEOPLE'S MUSIC SCHOOL | ||||||
| 931 W EASTWOOD AVE | CHICAGO | IL | 60640 | PC | THE PEOPLE'S MUSIC SCHOOL SOUTH SIDE PROGRAMS | $150,000 |
| THE PEOPLE'S MUSIC SCHOOL | ||||||
| 931 W EASTWOOD AVE | CHICAGO | IL | 60640 | PC | THE PEOPLE'S MUSIC SCHOOL SOUTH SIDE PROGRAMS | $99,998 |
| THE PRAIRIE ENTHUSIASTS | ||||||
| PO BOX 824 | VIROQUA | WI | 54665 | PC | HANLEY FARM AND MUELLER TRACT LAND PROTECTION | $150,000 |
| THE RESURRECTION PROJECT | ||||||
| 1818 S PAULINA | CHICAGO | IL | 60608 | PC | SUPPORT FOR KEY LEADERSHIP STAFF, ENHANCED MKT AND COMM, AND ONGOING COMMUNITY PROGRAMS. | $1,500,000 |
| UP ON TOP | ||||||
| 1187 FRANKLIN ST | SAN FRANCISCO | CA | 94109 | PC | 2020 COMMUNITY HUB INITIATIVE & COMMUNITY SUMMER PROGRAM | $35,000 |
| YOUTH SERVICES OF GLENVIEW-NORTHBROOK | ||||||
| 3080 W LAKE AVE | GLENVIEW | IL | 60026 | PC | AFTER-SCHOOL PROGRAMMING | $35,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $8,368,563 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,369,532 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 901101 | BusinessCd |
| Unrelated Business Taxbl Incm | $2,212 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $18,494,495 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| INCOME FROM PASS-THROUGH INVESTMENTS | 901101 | $177,451 | 01 | -$644,738 |
| CLASS ACTION SETTLEMENTS | 01 | $184 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $179,663 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $21,219,473 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $21,399,136 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | J THOMAS HURVIS | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3100 SANDERS ROAD SUITE 500 | AddressLine1Txt |
| City | NORTHBROOK | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $25,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $48,581 | Amt |
| Net Investment Income | $24,291 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $24,290 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| CONDUIT ELECTION | FORM 990-PF, PART XII | THE CAERUS FOUNDATION, INC. ("FOUNDATION") IS TREATING DISTRIBUTIONS AS BEING MADE OUT OF CORPUS FOR PURPOSES OF PERMITTING DONOR(S) TO CLAIM A FULL FAIR MARKET DEDUCTION FOR CONTRIBUTIONS TO THE FOUNDATION IN 2021. CONDUIT TREATMENT OF CONTRIBUTION MADE TO PRIVATE FOUNDATION UNDER IRC SECTION 170(B)(1)(F)(II), TREAS. REGS. 1.170A-9(H) AND IRC SECTION 4942(H)(2)2021 AMOUNTS REQUIRED TO BE DISTRIBUTED UNDER CONDUIT RULES2020 UNDISTRIBUTED INCOME NONE2021 DISTRIBUTABLE AMOUNT $7,497,3972021 NON-CASH (PROPERTY) CONTRIBUTIONS RECEIVED FROM DONOR NONE2021 CASH CONTRIBUTIONS RECEIVED FROM DONOR $25,000,000TOTAL AMOUNT REQUIRED TO BE DISTRIBUTED BEFORE 3/15/2022 UNDER PRIVATE FOUNDATION CONDUIT RULES $32,497,3972021 AMOUNTS DISTRIBUTED OR DEEMED DISTRIBUTEDQUALIFYING DISTRIBUTIONS APPLIED TO DISTRIBUTABLE AMOUNT $7,497,397AMOUNTS TREATED AS DISTRIBUTIONS OUT OFCORPUS TO SATISFY REQUIREMENTS OF IRC SECTION 170(B)(1)(F) AND DISTRIBUTED OUT OF CORPUS $25,000,000AMOUNTS DISTRIBUTED OUT OF CORPUS TO SATISFY REQUIREMENTS OF IRC SECTION 170(B)(1)(F) IN 2022 PRIOR TO 3/15/2022 NONETOTAL AMOUNT DISTRIBUTED FROM CORPUS BEFORE 3/15/2022 IN ACCORDANCE WITH IRC SEC. 170(B)(1)(F)(II), TREAS. REGS. 1.170A-9(H) AND IRC SECTION 4942(H)(2) $32,497,397THE FOUNDATION MEETS THE REQUIREMENTS OF IRC 170(B)(1)(A)(VII), 170(B)(1)(F)(II), AND 4942(H)(2) AND IS NOT SUBJECT TO THE SECTION 170(E)(1)(B)(II) LIMITATIONS, AS A CONDUIT OR PASS-THROUGH FOUNDATION SINCE ALL CONTRIBUTIONS FROM DONOR RECEIVED DURING 2021 WERE DISTRIBUTED OUT OF CORPUS PRIOR TO 3/15/2022. THUS, THE DONATION QUALIFIES AS IF MADE TO A PUBLIC CHARITY WITH REGARD TO THESE CONTRIBUTIONS. SIGNED ______________________ DATE ______________________ NAME/TITLE ______________________ |
| ELECTION STATEMENT | FORM 990-PF, PART XII, LINE 7 | ELECTION TO TREAT UNUSED PRIOR YEAR CORPUS DISTRIBUTIONS AS CURRENT YEAR CORPUS DISTRIBUTIONSFOUNDATION NAME: CAERUS FOUNDATION, INC. FEIN: 71-0935903ADDRESS: 3100 SANDERS ROAD, SUITE 500, NORTHBROOK, IL 60062YEAR-END: 12/31/2021PURSUANT TO REG. 53.4942(A)-3( C)(2)(IV), THIS FOUNDATION ELECTS TO TREAT, AS A CURRENT CORPUS DISTRIBUTION, THE FOLLOWING UNUSED PRIOR TAX YEARS' DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REG. 53.4942(A)-3(D)(1)(III)IN SUCH PRIOR TAX YEARS:TAX YEAR AMOUNT2018 $21,941,5222019 $3,058,478TOTAL $25,000,000SIGNED ______________________ DATE ______________________ NAME/TITLE ______________________ |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (35 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMERICAN FUNDS INTL GR A | FMV | $15,784,920 | $15,784,920 |
| ARTISAN DEVELOPING WORLD | FMV | $7,071,580 | $7,071,580 |
| ARTISAN MID CAP INSTITUT | FMV | $10,686,166 | $10,686,166 |
| BAIRD CORE PLUS BOND INS | FMV | $28,162,315 | $28,162,315 |
| BAIRD ULTRA SHORT BOND I | FMV | $7,020,286 | $7,020,286 |
| BIOTECHNOLOGY VALUE FUND II | FMV | $5,382,006 | $5,382,006 |
| CONTROLLED ENVIRONMENT FOODS | FMV | $1,400,050 | $1,400,050 |
| DRIEHAUS MICRO CAP GROWTH | FMV | $2,064,835 | $2,064,835 |
| EDGEWOOD GROWTH INSTL #2131 | FMV | $4,939,581 | $4,939,581 |
| FPA NEW INCOME FUND #78 | FMV | $1,988,018 | $1,988,018 |
| FUNDING UNIVERSITY, INC | FMV | $900,000 | $900,000 |
| IMPACT ENGINE VENTURES II, LP | FMV | $160,125 | $160,125 |
| INTEREST RECEIVABLE TO FUNDING UNIVERSITY, INC | FMV | $9,401 | $9,401 |
| ISHARES CORE S & P 500 ETF | FMV | $2,213,234 | $2,213,234 |
| ISHARES RUSSELL MID-CAP ETF | FMV | $5,875,531 | $5,875,531 |
| ISHARES RUSSELL MID-CAP GROWTH | FMV | $917,151 | $917,151 |
| ISHARES S&P 500 GROWTH ETF | FMV | $4,151,705 | $4,151,705 |
| JOHCM INTERNATIONAL SELECT FUND | FMV | $1,833,532 | $1,833,532 |
| LHP ATLAS THREE BRIDGES EUROPE LTD | FMV | $1,093,335 | $1,093,335 |
| LOAN RECEIVABLE TO FUNDING UNIVERSITY, INC | FMV | $500,000 | $500,000 |
| METHOD ONE, LLC | FMV | $1,143,686 | $1,143,686 |
| PATAMAR CAPITAL | FMV | $690,067 | $690,067 |
| PATAMAR FUND II LP | FMV | $1,453,321 | $1,453,321 |
| PRINCIPAL PREFERRED SECURITIES FUND | FMV | $1,722,881 | $1,722,881 |
| RMB FIXED INCOME OPPORTUNITIES QP LLC | FMV | $58,497 | $58,497 |
| ROYCE SPECIAL EQUITY INV | FMV | $3,831,532 | $3,831,532 |
| SPF SECURITIZED PRODUCTS FUND LTD | FMV | $1,196,602 | $1,196,602 |
| T. ROWE PRICE INST INTL | FMV | $15,733,987 | $15,733,987 |
| VANGUARD DIVIDEND GROWTH | FMV | $15,781,766 | $15,781,766 |
| VANGUARD EQUITY-INCOME A | FMV | $14,380,107 | $14,380,107 |
| VANGUARD SMALL CAP GROWT | FMV | $997,180 | $997,180 |
| VANGUARD TOTAL BOND MARKET INDEX | FMV | $6,431,948 | $6,431,948 |
| VIRTUS KAR SMALL-CAP CORE FUND | FMV | $2,004,066 | $2,004,066 |
| Z CAPITAL LOAN OPPORTUNITY FUND, LP | FMV | $5,940,403 | $5,940,403 |
| Z CAPITAL PARTNERS III, LP | FMV | $505,819 | $505,819 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $17,210 | LegalFeesAmt |
| Net Investment Income | $17,210 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS | Desc |
| Amt | $5,738,488 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE EXPENSE | $2,447 | $0 | $2,447 |
| SUPPLIES | $18 | $0 | $18 |
| LICENSE, PERMIT & FEE EXPENSE | $175 | $0 | $175 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| INCOME FROM PASS-THROUGH INVESTMENTS | -$467,287 | -$643,665 | -$467,287 |
| CLASS ACTION SETTLEMENTS | $184 | $184 | $184 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED GRANT COMMITMENTS | Desc |
| BOY Book Value | $8,040,867 | BOYBookValueAmt |
| EOY Book Value | $10,078,128 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| THE HURVIS GROUP | $1,435,308 | $843,500 | $600,000 |
| BROKERAGE FEES | $171,690 | $171,690 | $0 |
| CONSULTING FEES | $394 | $0 | $394 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $324,760 | $0 | $0 |
| FOREIGN TAXES | $25,048 | $25,048 | $0 |