ROY COCKRUM FOUNDATION: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: ROY COCKRUM FOUNDATION (EIN 30-0839745)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-30
IRS object ID: 202243349349100014
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Depreciation Schedule
General Explanation Attachment
Investments Corp Stock Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Income Schedule2
Other Notes Loans Rcvbl Long Sch
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-30T14:42:39-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	Foundation Source	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	3333 New Hyde Park Rd Ste 406	AddressLine1Txt
City	New Hyde Park	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11042	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	300839745	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	The Roy Cockrum Foundation	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% Foundation Source	InCareOfNm
Business Name Control	ROYC	BusinessNameControlTxt
Phone	8008391754	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	Foundation Source 501 Silverside Rd	AddressLine1Txt
City	Wilmington	CityNm
State Abbreviation	DE	StateAbbreviationCd
ZIP	198091377	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	roy e cockrum	PersonNm
Person Title	president	PersonTitleTxt
Phone	8008391754	PhoneNum
Signature	2022-11-14	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	roy e	PersonFirstNm
Person Last	cockrum	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	Jeffrey D Haskell	PreparerPersonNm
PTIN	P01345770	PTIN
Phone	8008391754	PhoneNum

Additional Filer Information AdditionalFilerInformation

Field	Value	IRS element (for citing)
Trusted Customer		TrustedCustomerGrp

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$78,211,582	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$0	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$5,777	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$5,777	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$1,417,136	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,417,136	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$3,525,677	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$9,270,965	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$3,517,960	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$378,393	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$330,418	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$5,326,983	TotalRevAndExpnssAmt
Total Net Invst Incm	$5,271,291	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$27,500	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$27,500	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$152,031	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$152,031	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$25,058	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$25,058	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$2,633	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm	$0	LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl	$2,633	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$1,105	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$1,105	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$519,544	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$519,544	OtherProfFeesNetInvstIncmAmt
Taxes Rev And Expnss	$42,820	TaxesRevAndExpnssAmt
Trav Conf Meeting Rev And Expnss	$4,259	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$4,259	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$785,511	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$632,474	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$131,895	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$1,560,461	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$1,152,018	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$344,481	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$2,811,665	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$2,811,665	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$4,372,126	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$1,152,018	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$3,156,146	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$954,857	ExcessRevenueOverExpensesAmt
Net Investment Income	$4,119,273	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$6,238,396	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$6,054,775	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$6,054,775	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl BOY	$9,616	AcctRcvblBOYAmt
Other Nts And Loans Rcvbl	$125,000	OtherNtsAndLoansRcvblAmt
Other Nts And Loans Rcvbl BOY	$0	OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY	$125,000	OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV	$125,000	OtherNtsAndLoansRcvblEOYFMVAmt
Corporate Stock BOY	$25,574,051	CorporateStockBOYAmt
Corporate Stock EOY	$25,665,953	CorporateStockEOYAmt
Corporate Stock EOYFMV	$31,699,979	CorporateStockEOYFMVAmt
Other Investments BOY	$23,456,685	OtherInvestmentsBOYAmt
Other Investments EOY	$24,387,877	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$40,331,828	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$55,278,748	TotalAssetsBOYAmt
Total Assets EOY	$56,233,605	TotalAssetsEOYAmt
Total Assets EOYFMV	$78,211,582	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Retained Earning BOY	$55,278,748	RetainedEarningBOYAmt
Retained Earning EOY	$56,233,605	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$55,278,748	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$56,233,605	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$55,278,748	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$56,233,605	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$55,278,748	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$954,857	ExcessRevenueOverExpensesAmt
Subtotal	$56,233,605	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$56,233,605	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt
Publicly-traded Securities	$7,737,896	$6,350,446	$1,387,450	$1,387,450
Passthrough K1 Capital Gain/(Loss)			$2,248,943
BROADFIN HEALTHCARE OFFSHORE FUND, LTD	$13,813	$10,464	$3,349	$3,349	P	2016-02-01	2021-12-01
CARMENTA CAPITAL FUND SPV LP - CL 3	$4,975	$0	$4,975	$4,975	P	2020-02-07	2021-11-29
MORGAN CREEK GLOBAL EQUITY LONG/SHORT INSTL FUND	$200,000	$240,940	-$40,940	-$40,940	P	2014-12-01	2021-03-31
MILLENNIUM INTERNATIONAL LTD	$1,193,950	$643,270	$550,680	$550,680	P	2015-08-28	2021-12-31
PAULSON INVESTMENT COMPANY I LP	$91,403	$91,403			P	2021-06-25	2021-07-26
MORGAN CREEK PARTNERS SPV - AEPB, LP	$28,928	$665,425	-$636,497	-$636,497	P	2017-04-20	2021-12-17

Field	Value	IRS element (for citing)
Capital Gain Net Income	$3,517,960	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$57,258	InvestmentIncomeExciseTaxAmt
Subtotal	$57,258	SubtotalAmt
Tax Based On Investment Income	$57,258	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$28,603	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$30,600	ExtsnRequestIncomeTaxPaidAmt
Total Payments And Credits	$59,203	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$1	EsPenaltyAmt
Overpayment	$1,944	OverpaymentAmt
Applied To ES Tax	$1,944	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (true)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (true)	Form990TFiledInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	DE	OrgReportOrRegisterStateCd
Org Report Or Register State	VA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	Foundation Source	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	8008391754	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	501 Silverside Road Suite 123	AddressLine1Txt
City	Wilmington	CityNm
State Abbreviation	DE	StateAbbreviationCd
ZIP	198091377	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (true)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	false	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
Roy E Cockrum
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	Dir, Chair, Pres	30.0	$0	$0	$0
Kenneth Y Elliott
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	Sec, Dir	5.0	$17,500	$0	$0
Frazier Wyatt Marsh
Foundation Source 501 Silverside Rd	Wilmington	DE	198091377	Dir	5.0	$10,000	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp

Field	Value	IRS element (for citing)
Person	CAROL ANN LEE	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	501 SOLVERSIDE RD	AddressLine1Txt
City	WILMINGTON	CityNm
State Abbreviation	DE	StateAbbreviationCd
ZIP	198091377	ZIPCd

Field	Value	IRS element (for citing)
Title	Executive Director	TitleTxt
Average Hrs Per Wk Devoted To Pos	40.0	AverageHrsPerWkDevotedToPosRt
Compensation	$152,031	CompensationAmt
Employee Benefits	$14,000	EmployeeBenefitsAmt
Expense Account	$0	ExpenseAccountAmt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
Morgan Creek Capital Management LLC
301 West Barbee Chapel Road Suite	Chapel Hill	NC	27517	Investment Mgmt	$519,544
Foundation Source
55 Walls Drive 3rd Fl	Fairfield	CT	06824	Administrative	$108,264

Field	Value	IRS element (for citing)
Summary Of Direct Chrtbl Acty		SummaryOfDirectChrtblActyGrp
Sum Of Program Related Invst		SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$30,593,637	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$5,938,826	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$40,435,158	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$76,967,621	TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$76,967,621	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$1,154,514	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$75,813,107	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$3,790,655	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$3,790,655	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$57,258	TaxBasedOnInvestmentIncomeAmt
Total Tax	$57,258	TotalTaxAmt
Distributable Before Adj	$3,733,397	DistributableBeforeAdjAmt
Distributable Before Ded	$3,733,397	DistributableBeforeDedAmt
Distributable As Adjusted	$3,733,397	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$3,156,146	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$0	CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test	$0	SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test	$0	SetAsideCashDistriTestAmt
Qualifying Distributions	$3,156,146	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$3,733,397	DistributableAsAdjustedAmt
Undistributed Income PY	$2,834,158	UndistributedIncomePYAmt
Prior Year1	2019	PriorYear1Yr
Prior Year2	2018	PriorYear2Yr
Prior Year3	2017	PriorYear3Yr
Qualifying Distributions	$3,156,146	QualifyingDistributionsAmt
Applied To Year1	$2,834,158	AppliedToYear1Amt
Applied To Current Year	$321,988	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Total Corpus	$0	TotalCorpusAmt
Undistributed Income CY	$3,411,409	UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt
Excess From Current Year	$0	ExcessFromCurrentYearAmt

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	Roy E Cockrum	ContributingManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
ACTORS THEATRE OF LOUISVILLE INC
316 W MAIN ST	LOUISVILLE	KY	40202	N/A	PC	Actors Theatre Apprentice/Intern Company Project	$120,000
ASOLO THEATER INC
5555 N TAMIAMI TRL	SARASOTA	FL	34243	N/A	PC	Additional funding for the production of Knoxville	$196,142
FRACTURED ATLAS INC
PO BOX 55	HARTSDALE	NY	10530	N/A	PC	Jane Austen's PERSUASION Song Cycle project	$30,000
HOME FOR CONTEMPORARY THEATRE AND ART LTD
145 6TH AVE	NEW YORK	NY	10013	N/A	PC	Development and production of The Hang	$850,000
LA MAMA EXPERIMENTAL THEATRE CLUB INC
74A EAST 4TH ST	NEW YORK	NY	10003	N/A	PC	God's Fool	$250,000
NEW YORK THEATRE WORKSHOP INC
79 E 4TH ST	NEW YORK	NY	10003	N/A	PC	NYTW's World Premiere Production of On Sugarland	$150,000
OLD GLOBE THEATRE
PO BOX 122171	SAN DIEGO	CA	92112	N/A	PC	Henry VI	$677,500
YALE UNIVERSITY - SCHOOL OF DRAMA
PO BOX 208244	NEW HAVEN	CT	06520	N/A	PC	Development and full production of BETWEEN TWO KNEES by The 1491s	$538,023

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$2,811,665	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Field	Value	IRS element (for citing)
Fees Contracts From Govt Ag		FeesContractsFromGovtAgGrp
Membership Dues And Assmnt		MembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$5,777	ExclusionAmt

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,417,136	ExclusionAmt

Field	Value	IRS element (for citing)
Net Rntl Incm Re Debt Fincd Prop		NetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Income Personal Prop		NetRentalIncomePersonalPropGrp
Other Investment Income		OtherInvestmentIncomeGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Business	525990	BusinessCd
Unrelated Business Taxbl Incm	$7,717	UnrelatedBusinessTaxblIncmAmt
Exclusion	18	ExclusionCd
Exclusion	$3,517,960	ExclusionAmt

Field	Value	IRS element (for citing)
Net Income Loss From Special Evt		NetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of Invntry		GrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

Field	Value	IRS element (for citing)
Desc	K-1 Inc/Loss	Desc
Business	525990	BusinessCd
Unrelated Business Taxbl Incm	-$776,574	UnrelatedBusinessTaxblIncmAmt
Exclusion	14	ExclusionCd
Exclusion	$1,154,967	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	-$768,857	UnrelatedBusinessTaxblIncmAmt
Exclusion	$6,095,840	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$5,326,983	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	Bookkeeping	CategoryTxt
Amt	$1,105	Amt
Disbursements Charitable Prps	$1,105	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

General Explanation Attachment GeneralExplanationAttachment

General Explanation GeneralExplanationGrp (4 entries)

IdentifierIdentifierTxt	Form And Line ReferenceFormAndLineReferenceDesc	Medium ExplanationMediumExplanationTxt
Form 8865	Form 8865	The Foundation has prepared this form to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.
Form 926	Form 926	The Foundation has prepared this form to the best of its ability based on the limited information provided to it by the investment on which the Foundation is reporting and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.
part I line 6A (990-PF)	PART I LINE 6A (990-PF)	RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $3,517,960 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $7,717 TOTAL PART I, LINE 6A: $3,525,677 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $7,737,896 BOOK BASIS: $6,350,446 NET GAIN/(LOSS): $1,387,450 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $2,248,943 SALES OF OTHER ITEMIZED ASSETS GROSS SALES PRICE: $1,542,684 BOOK BASIS: $1,661,117 NET GAIN/(LOSS): $(118,433)
Form 990-PF	Form 990-PF	One or more partnerships have provided a Schedule K-3 for the tax year in which they have checked one or more of the boxes in Part I but not provided sufficient back-up information to allow the Foundation to verify why such boxes were checked or the extent to which the checking of such boxes affects any item on this return. The Foundation has prepared this return to the best of its ability and without any foreign filings for such partnerships based on the information provided to it by these partnerships and on the basis of having received no information to the contrary. Any missing or incomplete information is due to the Foundation's inability to obtain such information and is not a willful attempt to withhold such information.

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ALERIAN MLP ETF	$649,970	$658,107
ARTISAN GLOBAL OPPORTUNITIES F	$4,096,723	$6,439,250
BLACKROCK COMMODITY STRATEGIES	$2,046,687	$2,002,056
COHEN & STEERS GLOBAL REALTY S	$1,701,021	$2,204,222
COUPANG ORD SHS CL A	$233,068	$1,220,386
DODGE & COX FUNDS INTERNATIONA	$4,157,745	$4,651,273
DREYFUS NATURAL RESOURCES FUND	$1,107,412	$1,326,218
FIDELITY EMERGING MARKETS	$2,678,324	$3,352,345
MAINGATE MLP FUND CL I	$1,426,821	$963,363
MARKET VECTORS - GOLD MINERS E	$490,552	$785,952
METROPOLITAN WEST UNCONSTRAINE	$962,713	$946,675
MKT VECTORS RVE ETF	$799,613	$994,083
MS INDIA INV FD	$499,982	$659,757
ROYCE INTERNATIONAL PREMIER	$531,773	$709,543
SPDR S&P EMERGING ASIA PACIFIC	$999,281	$1,139,372
TCW EMERGING MARKETS INCOME FU	$2,034,609	$1,934,058
VANGUARD SF REIT ETF	$649,622	$954,646
WISDOMTREE JAPAN HEDGED EQUITY	$600,037	$758,673

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (22 entries)

Category Or ItemCategoryOrItemTxt	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
AURORA BRAZIL, LLC	$427,205	$423,676
BROADFIN HEALTHCARE OFFSHORE F	$67,608	$76,943
CARMENTA OPPORTUNITIES 2021, L	$248,434	$339,073
CITADEL KENSINGTON GLOBAL STRA	$1,506,546	$3,701,875
CLEAN ENERGY VENTURE FUND I, L	$411,694	$645,842
EXPLORADOR PANAM HORIZON FUND	$431,317	$316,894
FOUR RIVERS PARTNERS IV, LP	$781,958	$1,922,167
FOUR RIVERS VENTURES, LP	$163,949	$295,092
LEADING EDGE EQUIP TECH INC SE	$249,999	$249,999
LEADING EDGE EQUIPMENT TECHNOL	$125	$125
MILLENNIUM INTERNATIONAL LTD	$632,548	$1,174,050
MORGAN CREEK BLOCKCHAIN OPPORT	$465,436	$2,087,110
MORGAN CREEK BLOCKCHAIN OPPORT	$667,255	$3,648,143
MORGAN CREEK CONSUMER OPPORTUN	$274,656	$327,799
MORGAN CREEK GLOBAL EQUITY LON	$9,440,362	$6,904,185
MORGAN CREEK NEW CHINA FUND, L	$1,143,268	$2,103,280
MORGAN CREEK PARTNERS CO-INVES	$493,632	$579,074
MORGAN CREEK PARTNERS VI, LP	$5,187,587	$12,934,470
MORGAN CREEK PRVT OPP LLC - SP	$190,739	$190,739
PEAKSPAN CAPITAL GROWTH PARTNE	$748,454	$1,143,347
SHENKMAN TACTICAL CREDIT FUND	$569,339	$678,070
TS LIFT I, LLC	$285,766	$589,875

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp (2 entries)

CategoryCategoryTxt	Legal FeesLegalFeesAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Document Review/Drafting	$713	$713
General Consultations	$1,920	$1,920

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (27 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
Administrative Fees	$108,265	$108,265
Bank Charges	$9,617		$9,617
Indemnification Insurance	$2,759	$2,759
Insurance Premiums	$19,049	$19,049
K-1 Exp AURORA BRAZIL, LLC	$10,363		$10,363
K-1 Exp CARMENTA OPPORTUNITIES	$1,566		$1,566
K-1 Exp CLEAN ENERGY VENTURE F	$27,187		$27,187
K-1 Exp EXPLORADOR PANAM HORIZ	$18,314		$18,314
K-1 Exp FOUR RIVERS PARTNERS I	$13,090		$13,090
K-1 Exp FOUR RIVERS VENTURES,	$17,028		$17,028
K-1 Exp MORGAN CREEK BLOCKCHAI	$2,843		$2,843
K-1 Exp MORGAN CREEK BLOCKCHAI	$7,922		$7,922
K-1 Exp MORGAN CREEK CONSUMER	$7,568		$7,568
K-1 Exp MORGAN CREEK NEW CHINA	$41,443		$41,443
K-1 Exp MORGAN CREEK PARTNERS	$75,478		$27,410
K-1 Exp MORGAN CREEK PARTNERS	$385,164		$412,090
K-1 Exp MORGAN CREEK PRVT OPP	$3,320		$3,320
K-1 Exp PAULSON INVESTMENT COM	$68		$68
K-1 Exp PEAKSPAN CAPITAL GROWT	$23,222		$23,222
K-1 Exp TS LIFT I, LLC	$8,617		$8,617
K-1 CARMENTA CAPITAL FUND SPV	$681		$681
STOCK WARRANTS FEES	$125		$125
Office Supplies	$351	$351
Payroll Processing Fees	$893	$893
Postage/Delivery Service	$203	$203
State or Local Filing Fees	$50	$50
Website Hosting/Support	$325	$325

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (11 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
K-1 Inc/Loss AURORA BRAZIL, LLC	-$79,418	-$79,418
K-1 Inc/Loss CLEAN ENERGY VENTURE FUND I, L.P	$2,323	$2,323
K-1 Inc/Loss EXPLORADOR PANAM HORIZON FUND LP CL A	$40,378	$40,378
K-1 Inc/Loss FOUR RIVERS PARTNERS IV, LP	-$8	-$8
K-1 Inc/Loss MORGAN CREEK BLOCKCHAIN OPPORTUNITIES	$26,334	$26,334
K-1 Inc/Loss MORGAN CREEK NEW CHINA FUND, LP	$4,559	$4,559
K-1 Inc/Loss MORGAN CREEK PARTNERS CO-INVESTMENT F	$67,483	$845
K-1 Inc/Loss MORGAN CREEK PARTNERS VI, LP	$309,425	$328,088
K-1 Inc/Loss PAULSON INVESTMENT COMPANY I LP	$4,850	$4,850
K-1 Inc/Loss PEAKSPAN CAPITAL GROWTH PARTNERS II,	$1,341	$1,341
foreign currency gain	$1,126	$1,126

Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch

Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp

Borrower Name BorrowerNameGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LEADING EDGE EQUIPMENT TECHNOLOGIES INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Insider Relationship	NONE	InsiderRelationshipTxt
Loan Original	$125,000	LoanOriginalAmt
Balance Due	$125,000	BalanceDueAmt
Note	2021-09	NoteDt
Loan Maturity	2022-08	LoanMaturityDt
Repayment Terms	PRINCIPAL & INTEREST UPON MATURITY	RepaymentTermsTxt
Interest	8.	InterestRt
Security Provided Borrower	NONE	SecurityProvidedBorrowerTxt
Loan Purpose	INVESTMENT	LoanPurposeTxt
Lender Consideration	N/A	LenderConsiderationDesc

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	Investment Management Services	CategoryTxt
Amt	$519,544	Amt
Net Investment Income	$519,544	NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt
990-PF Estimated Tax for 2021	$27,600
990-PF Extension for 2020	$15,220