LLEWELLYN FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- LLEWELLYN FAMILY FOUNDATION (EIN 38-4004143)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-05-26
- IRS object ID
- 202101469349100900
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-05-26T15:19:16-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 665 FIFTH AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100225342 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 384004143 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LLEWELLYN FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | LLEW | BusinessNameControlTxt |
| Phone | 2128124330 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO RPA 6 WEST 48TH STREET 10TH F | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361802 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEXANDRA LLEWELLYN CLANCY | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2128124330 | PhoneNum |
| Signature | 2021-05-26 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ALEXANDRA | PersonFirstNm |
| Person Last | LLEWELLYN CLANCY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOSEPH L ALI | PreparerPersonNm |
| PTIN | P02093808 | PTIN |
| Phone | 2122862600 | PhoneNum |
| Preparation | 2021-05-26 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $71,565,110 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $9,403 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $9,403 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,574,402 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,553,411 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,656,948 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $36,855,607 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,656,948 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,240,753 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,219,762 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $44,755 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $44,755 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $87,871 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $87,871 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $326,575 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $229,452 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $97,123 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $20,568 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $568 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $11,741 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $11,741 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $491,510 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $230,020 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $241,490 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,403,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,403,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,894,510 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $230,020 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,644,490 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,653,757 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,989,742 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,700,008 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,573,281 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,573,281 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,787,948 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,943,308 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,822,069 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,272,432 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $0 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $0 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $52,610,555 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $52,200,597 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $64,169,760 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $59,370,943 | TotalAssetsBOYAmt |
| Total Assets EOY | $57,717,186 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $71,565,110 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $59,370,943 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $57,717,186 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $59,370,943 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $57,717,186 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $59,370,943 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $57,717,186 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $59,370,943 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,653,757 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $57,717,186 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $57,717,186 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $36,615,948 | $35,198,659 | $1,417,289 | $1,417,289 | |
| CAPITAL GAINS DIVIDENDS | $239,659 | $239,659 | $239,659 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,656,948 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $41,557 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $41,557 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $41,557 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $42,459 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $42,459 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $902 | OverpaymentAmt |
| Applied To ES Tax | $902 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROCKEFELLER PHILANTHROPY ADVISORS | IndividualWithBooksNm |
| Phone | 2128124330 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 WEST 48TH STREET 10TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100361802 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEXANDRA LLEWELLYN CLANCY | ||||||||
| C/O RPA 6 WEST 48TH STREET 10TH FL | NEW YORK | NY | 100361802 | DIRECTOR, PRESIDENT, CHAIRPERSON | 2.00 | $0 | $0 | $0 |
| MAURICE SONNENBERG | ||||||||
| C/O RPA 6 WEST 48TH STREET 10TH FL | NEW YORK | NY | 100361802 | DIRECTOR, VICE PRESIDENT | 2.00 | $0 | $0 | $0 |
| EDWARD LEWIS | ||||||||
| C/O RPA 6 WEST 48TH STREET 10TH FL | NEW YORK | NY | 100361802 | DIRECTOR, TREASURER | 2.00 | $0 | $0 | $0 |
| DONALD F MCHENRY | ||||||||
| C/O RPA 6 WEST 48TH STREET 10TH FL | NEW YORK | NY | 100361802 | DIRECTOR, SECRETARY | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | |||||
| 270 PARK AVENUE | NEW YORK | NY | 100172014 | INVESTMENT MGMT. & ADVISORY | $218,259 |
| ROCKEFELLER PHILANTHROPY ADVISORS | |||||
| 6 WEST 48TH STREET 10TH FL | NEW YORK | NY | 100361802 | PHILANTHROPIC & GRANTMAKING ADVISORY | $97,123 |
| PKF O'CONNOR DAVIES LLP | |||||
| 665 FIFTH AVENUE | NEW YORK | NY | 100225342 | ACCOUNTING, TAX & ADMINISTRATION | $87,871 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $65,713,997 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,281,225 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $67,995,222 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $67,995,222 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,019,928 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $66,975,294 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,348,765 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,348,765 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $41,557 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $41,557 | TotalTaxAmt |
| Distributable Before Adj | $3,307,208 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $3,307,208 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $3,307,208 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,644,490 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,644,490 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,644,490 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,307,208 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,334,580 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,644,490 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,334,580 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,307,208 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,702 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,702 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,702 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $2,702 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| BUSINESSES UNITED IN INVESTING LENDING & DEVELOPMENT (BUILD) | ||||||||
| PO BOX 3316 | REDWOOD CITY | CA | 940643316 | N/A | PC | GENERAL OPERATING SUPPORT OF BUILD NYC'S FOUR-YEAR PROGRAM AND DEVELOPMENT OF CURRICULUM | $250,000 | |
| HARLEM ACADEMY | ||||||||
| 1330 FIFTH AVENUE | NEW YORK | NY | 100263900 | N/A | PC | GENERAL OPERATING SUPPORT | $250,000 | |
| HARLEM EDUCATIONAL ACTIVITIES FUND INC | ||||||||
| 2090 ADAM CLAYTON POWELL JR | NEW YORK | NY | 100274990 | N/A | PC | GENERAL OPERATING SUPPORT | $400,000 | BOULEVARD |
| HOT BREAD KITCHEN LTD | ||||||||
| 1590 PARK AVENUE BOX 1 | NEW YORK | NY | 100291857 | N/A | PC | GENERAL OPERATING SUPPORT | $550,000 | |
| IMENTOR INCORPORATED | ||||||||
| 199 WATER STREET 8TH FLOOR | NEW YORK | NY | 100383586 | N/A | PC | GENERAL OPERATING SUPPORT | $200,000 | |
| PHILADELPHIA FUTURES | ||||||||
| 230 SOUTH BROAD STREET 7TH FLOOR | PHILADELPHIA | PA | 191024121 | N/A | PC | GENERAL OPERATING SUPPORT | $275,000 | |
| SCHOOL OF AMERICAN BALLET INC | ||||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 100236548 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $55,000 | |
| SCHOOL OF AMERICAN BALLET INC | ||||||||
| 70 LINCOLN CENTER PLAZA | NEW YORK | NY | 100236548 | N/A | PC | FOR SUPPORT OF THE DIVERSITY INITIATIVE | $100,000 | |
| THE BOTTOM LINE INC | ||||||||
| 50 MILK STREET 16TH FLOOR | BOSTON | MA | 021095002 | N/A | PC | GENERAL OPERATING SUPPORT FOR BOTTOM LINE'S NEW YORK CITY PROGRAM | $550,000 | |
| THE BRONX INSTITUTE CO HERBERT H LEHMAN COLLEGE FOUNDATION | ||||||||
| 250 BEDFORD PARK BOULEVARD WEST | BRONX | NY | 104681527 | N/A | PC | FOR GENERAL OPERATING SUPPORT OF ENLACE'S PRE-COLLEGE PROGRAMS | $248,000 | APEX 241 |
| THE HISPANIC FEDERATION INC | ||||||||
| 55 EXCHANGE PLACE 5TH FLOOR | NEW YORK | NY | 100053301 | N/A | PC | TO SUPPORT THE CREAR FUTUROS PROGRAM | $275,000 | |
| THE JUILLIARD SCHOOL | ||||||||
| 60 LINCOLN CENTER PLAZA | NEW YORK | NY | 100236500 | N/A | PC | TO SUPPORT THE JUILLIARD MUSIC ADVANCEMENT PROGRAM (MAP) | $150,000 | |
| THE NEW YORK OPPORTUNITY NETWORK INC | ||||||||
| 85 BROAD STREET 6TH FLOOR | NEW YORK | NY | 100042408 | N/A | PC | FOR GENERAL OPERATING SUPPORT AND THE LAUNCH OF AN ONLINE LEARNING TOOL TO REACH WIDER STUDENT COMMUNITY | $300,000 | |
| THE STUDIO MUSEUM IN HARLEM | ||||||||
| 144 WEST 125TH STREET | NEW YORK | NY | 100274423 | N/A | PC | TO SUPPORT THE STUDIO MUSEUM INSTITUTE | $250,000 | |
| VILLAGE ACADEMIES NETWORK INC | ||||||||
| 35 WEST 124TH STREET | NEW YORK | NY | 100275634 | N/A | PC | TO SUPPORT COLLEGE GUIDANCE AND SUPPORT PROGRAMS | $550,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,403,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,403 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,574,402 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,656,948 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,240,753 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,240,753 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING, TAX RETURN PREPARATION AND ADMINISTRATION | CategoryTxt |
| Amt | $87,871 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $87,871 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (26 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY (MMM) 1,024.000 SHARES | $169,530 | $178,985 |
| ACCENTURE PLC-CL A (ACN) 979.000 SHARES | $109,746 | $255,725 |
| AIR PRODUCTS AND CHEMICALS, INC. (APD) 376.000 SHARES | $102,884 | $102,731 |
| BRISTOL-MYERS SQUIBB COMPANY (BMY) 2,773.000 SHARES | $158,570 | $172,009 |
| BROADCOM INC (AVGO) 603.000 SHARES | $168,585 | $264,024 |
| CISCO SYSTEMS INC (CSCO) 1,987.000 SHARES | $56,614 | $88,918 |
| COLGATE-PALMOLIVE COMPANY (CL) 1,552.000 SHARES | $113,416 | $132,712 |
| COMCAST CORP-CLASS A (CMCSA) 3,890.000 SHARES | $140,656 | $203,836 |
| HOME DEPOT INC (HD) 772.000 SHARES | $93,161 | $205,059 |
| ILLINOIS TOOL WORKS (ITW) 976.000 SHARES | $92,876 | $198,987 |
| INTERCONTINENTAL EXCHANGE, INC. (ICE) 534.000 SHARES | $54,290 | $61,565 |
| JOHNSON & JOHNSON (JNJ) 1,335.000 SHARES | $119,997 | $210,102 |
| LAM RESEARCH CORPORATION (LRCX) 305.000 SHARES | $98,441 | $144,042 |
| MARSH & MCLENNAN COS (MMC) 1,323.000 SHARES | $117,612 | $154,791 |
| MASTERCARD INCORPORATED (MA) 224.000 SHARES | $68,456 | $79,955 |
| MCDONALD'S CORP (MCD) 905.000 SHARES | $110,746 | $194,195 |
| MICROSOFT CORP (MSFT) 1,268.000 SHARES | $101,074 | $282,029 |
| NEXTERA ENERGY INC (NEE) 2,396.000 SHARES | $61,069 | $184,851 |
| NIKE INC -CL B (NKE) 1,707.000 SHARES | $112,896 | $241,489 |
| PEPSICO INC (PEP) 1,575.000 SHARES | $144,039 | $233,573 |
| PNC FINANCIAL SERVICES GROUP (PNC) 1,172.000 SHARES | $105,406 | $174,628 |
| SHERWIN-WILLIAMS CO/THE (SHW) 205.000 SHARES | $55,041 | $150,657 |
| TEXAS INSTRUMENTS INC (TXN) 1,802.000 SHARES | $169,691 | $295,762 |
| UNION PACIFIC CORP (UNP) 974.000 SHARES | $160,335 | $202,806 |
| UNITEDHEALTH GROUP INC (UNH) 725.000 SHARES | $112,630 | $254,243 |
| VERIZON COMMUNICATIONS INC. (VZ) 2,628.000 SHARES | $145,547 | $154,395 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (49 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AMER FNDS INTL VNTG-F3 (AIVGX) 51,657.403 SHARES | AT COST | $598,193 | $846,148 |
| BLACKROCK FLOATING RATE INCOME FUND CLASS K (BFRKX) 11,969.10 SHARES | AT COST | $118,135 | $118,015 |
| BLCKRCK HI YLD BND PORT-K (BRHYX) 300,341.76 SHARES | AT COST | $2,012,320 | $2,342,666 |
| BROWN AD SUSTAINABLE GROWTH FD INSTITUTIONAL SHARES (BAFWX) 4,480.343 SHARES | AT COST | $160,755 | $175,674 |
| COHEN & STEER PR SEC&INC-F (CPXFX) 36,158.014 SHARES | AT COST | $428,613 | $521,037 |
| DOUBLELINE TOTAL RETURN BOND FUND CLASS R6 (DDTRX) 32,115.67 SHARES | AT COST | $334,269 | $343,959 |
| FEDERATED INST HI YLD BND-R6 (FIHLX) 9,957.22 SHARES | AT COST | $93,000 | $99,373 |
| FIDELITY 500 INDEX FD-AI (FXAIX) 45,486.267 SHARES | AT COST | $4,342,268 | $5,920,947 |
| FIDELITY SECS FD ADV RLESTAT Z (FIKMX) 8,625.24 SHARES | AT COST | $108,944 | $101,174 |
| HARTFORD CORE EQUITY-F (HGIFX) 7,549.746 SHARES | AT COST | $210,638 | $310,597 |
| ISHARES 20+ YEAR TREASURY BO (TLT) 10,316.00 SHARES | AT COST | $1,513,125 | $1,627,143 |
| ISHARES CORE MSCI EAFE ETF (IEFA) 7,708.000 SHARES | AT COST | $470,772 | $532,546 |
| ISHARES CORE MSCI EMERGING MARKETS ETF (IEMG) 20,341.000 SHARES | AT COST | $1,124,705 | $1,261,956 |
| ISHARES MSCI EAFE ETF (EFA) 775.000 SHARES | AT COST | $39,858 | $56,544 |
| ISHARES S&P 100 ETF (OEF) 540.000 SHARES | AT COST | $63,809 | $92,686 |
| ISHARES U.S. TREASURY BOND ETF (GOVT) 16,480.00 SHARES | AT COST | $458,413 | $448,915 |
| JPM CORE BOND FD - USD - R6 ISIN (JCBUX) 220,586.90 SHARES | AT COST | $2,462,504 | $2,713,219 |
| JPMORGAN BETABUILDERS CANADA (BBCA) 47,012.000 SHARES | AT COST | $1,139,462 | $1,261,332 |
| JPMORGAN BETABUILDERS DEVELOPED ASIA EX-JAPAN ETF (BBAX) 22,689.000 SHARES | AT COST | $497,734 | $613,964 |
| JPMORGAN BETABUILDERS EUROPE ETF (BBEU) 22,338.000 SHARES | AT COST | $489,743 | $583,469 |
| JPMORGAN BETABUILDERS JAPAN ETF (BBJP) 44,332.000 SHARES | AT COST | $1,017,349 | $1,241,296 |
| JPMORGAN INCOME FUND CLASS R6 (JMSFX) 31,359.40 SHARES | AT COST | $292,722 | $295,719 |
| JPMORGAN MANAGED INCOME FUND L CLASS SHARES (JMGIX) 33,032.74 SHARES | AT COST | $331,979 | $331,649 |
| LORD ABBETT SHRT DUR INC-F3 (LOLDX) 49,171.93 SHARES | AT COST | $201,742 | $207,506 |
| MAINSTAY MACKAY HIGH YIELD COR BOND FD CLASS R6 (MHYSX) 59,571.76 SHARES | AT COST | $319,283 | $334,198 |
| MATTHEWS ASIAN GR & INC-INST (MICSX) 8,457.483 SHARES | AT COST | $125,154 | $152,404 |
| MFS MUNI HIGH INCOME-R6 (MMHKX) 21,703.30 SHARES | AT COST | $176,553 | $184,261 |
| MTRPLTN WST TTL RTRN BND-PLN (MWTSX) 53,302.82 SHARES | AT COST | $536,176 | $559,147 |
| MUZINICH LOW DURAT-SUPR INST (MZLSX) 34,319.50 SHARES | AT COST | $335,698 | $346,627 |
| NUVEEN INTERMEDIATE DURATION MUNI BD FD CLASS I (NUVBX) 26,894.52 SHARES | AT COST | $257,137 | $260,070 |
| NUVEEN PREFERRED SECURITIES & INCOME FUND CLASS R6 (NPSFX) 8,182.846 SHARES | AT COST | $136,548 | $144,100 |
| PGIM TOTAL RETURN BOND-R6 (PTRQX) 36,928.28 SHARES | AT COST | $511,148 | $557,986 |
| PIMCO DYNAMIC BOND FUND INSTITUTIONAL CLASS (PFIUX) 24,226.465 SHARES | AT COST | $263,150 | $261,888 |
| PIMCO INVESTMENT GRADE CORPORATE BOND FUND (PIGIX) 101,608.64 SHARES | AT COST | $1,028,137 | $1,147,162 |
| PIMCO MTGE OPPORTUNITIES-IS (PMZIX) 37,363.996 SHARES | AT COST | $404,705 | $410,257 |
| SCHWAB U.S. DIVIDEND EQUITY ETF (SCHD) 1,141.000 SHARES | AT COST | $73,127 | $73,184 |
| SIX CIRCLES GLOBAL BOND FUND (CGLBX) 525,715.23 SHARES | AT COST | $5,354,479 | $5,362,294 |
| SIX CIRCLES INTERNATIONAL UNCONSTRAINED EQTY FD (CIUEX) 341,796.327 SHARES | AT COST | $3,122,171 | $3,411,126 |
| SIX CIRCLES TRUST - SIX CIRCLES CREDIT OPP FUND (CRDOX) 108,704.73 SHARES | AT COST | $1,103,353 | $1,118,572 |
| SIX CIRCLES U.S. UNCONSTRAINED EQUITY FUND (CUSUX) 395,945.401 SHARES | AT COST | $4,145,343 | $5,321,505 |
| SIX CIRCLES ULTRA SHORT DURATION FUND (CUSDX) 55,202.93 SHARES | AT COST | $552,475 | $553,685 |
| SPDR EURO STOXX 50 ETF (FEZ) 2,992.000 SHARES | AT COST | $111,298 | $124,826 |
| SPDR S&P 500 ETF TRUST (SPY) 34,374.000 SHARES | AT COST | $6,540,406 | $12,851,750 |
| STORAGE ENGINE INC. | AT COST | $0 | $4,185 |
| VANGUARD DIVIDEND APPREC ETF (VIG) 1,250.000 SHARES | AT COST | $123,982 | $176,463 |
| VANGUARD MORTGAGE-BACKED SEC INDEX FUND ETF SHARES (VMBS) 19,801.00 SHARES | AT COST | $1,070,928 | $1,070,640 |
| VANGUARD TOTAL INTERNATIONAL BD INDEX FD ETF SHARES (BNDX) 35,335.00 SHARES | AT COST | $2,050,063 | $2,068,864 |
| VANGUARD TOTAL INTL BND-ADM (VTABX) 233,591.16 SHARES | AT COST | $5,174,740 | $5,463,697 |
| VINTAGE 2019 PRIVATE INVESTMENTS OFFSHORE SICAV-RAIF S.C. SP. | AT COST | $173,491 | $163,335 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE LEGAL COUNSEL | CategoryTxt |
| Legal Fees | $44,755 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $44,755 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $1,500 | $0 | $1,500 |
| INSURANCE | $10,006 | $0 | $10,006 |
| OFFICE AND OTHER EXPENSES | $235 | $0 | $235 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT AND ADVISORY | $229,452 | $229,452 | $0 |
| PHILANTHROPIC AND GRANTMAKING ADVISORY SERVICES | $97,123 | $0 | $97,123 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAID | $20,000 | $0 | $0 |
| FOREIGN TAXES WITHHELD | $568 | $568 | $0 |