SWARTZ FOUNDATION UA 110594: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- SWARTZ FOUNDATION UA 110594 (EIN 11-6447242)
- Tax period
- 2019-11-01 to 2020-10-31
- Filed
- 2021-08-27
- IRS object ID
- 202102399349100200
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-08-27T01:06:57-07:00 | ReturnTs |
| Tax Period End | 2020-10-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-11-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 116447242 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Swartz Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SWAR | BusinessNameControlTxt |
| Phone | 6314704761 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 Light House PointRoad | AddressLine1Txt |
| City | Lloyd Harbor | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11743 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | James P King | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2021-08-27 | SignatureDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,599,667 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $207,990 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $207,990 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $207,990 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $163,186 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $292,438 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $163,186 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,464 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,464 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $373,640 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $373,640 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $207,990 | TotalAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $3,750 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $3,750 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $72,756 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $72,756 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $4,994 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $4,994 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $4,390 | TaxesRevAndExpnssAmt |
| Taxes Adj Net Incm | $4,380 | TaxesAdjNetIncmAmt |
| Trav Conf Meeting Rev And Expnss | $439 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $439 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $116,886 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $116,886 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $203,215 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $77,750 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $4,380 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $121,075 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,157,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,157,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,360,215 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $77,750 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $4,380 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,278,075 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,986,575 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $295,890 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $203,610 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $507,120 | CashBOYAmt |
| Cash EOY | $541,649 | CashEOYAmt |
| Cash EOYFMV | $541,649 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $306,706 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $482,805 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $482,805 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $7,738,051 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,674,394 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,674,395 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,174,498 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,398,030 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,398,030 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $1,866 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $1,866 | InvstLandAccumDepreciationAmt |
| Other Investments BOY | $820,416 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $502,788 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $502,788 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $11,546,791 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,599,666 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,599,667 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $11,546,791 | RetainedEarningBOYAmt |
| Retained Earning EOY | $9,599,666 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,546,791 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,599,666 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,546,791 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,599,666 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,546,791 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,986,575 | ExcessRevenueOverExpensesAmt |
| Other Increases | $39,450 | OtherIncreasesAmt |
| Subtotal | $9,599,666 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $9,599,666 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|---|
| Morgan Stanley Managed Accounts STCG | P | 2019-11-01 | 2019-12-01 | $3,451 | -$3,451 | -$3,451 | |
| Morgan Stanley Managed Accounts LTCG | P | 2018-01-01 | 2019-12-01 | $105,714 | -$105,714 | -$105,714 | |
| Morgan Stanley Accts. LTCG Distributions | P | 2018-01-01 | 2019-12-01 | $74,521 | $74,521 | $74,521 | |
| Pass-through from Partnerships STCG | P | 2019-11-01 | 2019-12-01 | $20,087 | -$20,087 | -$20,087 | |
| Pass-through from Partnerships LTCG | P | 2018-01-01 | 2019-12-01 | $217,917 | $217,917 | $217,917 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $163,186 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$23,538 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,965,511 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $11,681,650 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.16826 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,472,589 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,227,372 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.11133 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,819,079 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,618,489 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.13357 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,691,086 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,162,050 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.12848 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,266,488 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,933,919 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.20500 | DistributionYr5Rt |
| Total Distribution | 0.746643 | TotalDistributionRt |
| Average Distribution | 0.149329 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $10,273,478 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,534,128 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,959 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,537,087 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,278,075 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,959 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,959 | SubtotalAmt |
| Tax Based On Investment Income | $2,959 | TaxBasedOnInvestmentIncomeAmt |
| Extsn Request Income Tax Paid | $6,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $6,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $3,041 | OverpaymentAmt |
| Applied To ES Tax | $3,041 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | theswartzfoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Jerome Swartz | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6314704761 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 6 Light House PointRoad | AddressLine1Txt |
| City | Lloyd Harbor | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11743 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| James P King | ||||||
| 1239 Route 25A Suite 5 | Stony Brook | NY | 11790 | Trustee | 2.50 | $0 |
| Dr Jerome Swartz | ||||||
| 6 Light House PointRoad | Lloyd Harbor | NY | 11743 | Trustee | 5.00 | $0 |
| Joshua Swartz | ||||||
| 18800 NE 29th Avenue 424 | Aventura | FL | 33180 | Trustee | 5.00 | $0 |
| Shanah Swartz Gordon | ||||||
| 1 Fox Meadow Lane | Lloyd Harbor | NY | 11743 | Trustee | 1.00 | $0 |
| Nathan Blumberg | ||||||
| 14 Thatch Pond Road | Smithtown | NY | 11787 | Trustee | 1.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley | |||||
| 399 Park Avenue 12th Floor | New York | NY | 10022 | Financial Advisory | $55,029 |
| Joseph Katz | |||||
| 100 Riverside Blvd Apt 7F | New York | NY | 10069 | Scientific Advisory | $90,000 |
| Read Montague | |||||
| 3453 Woodland Hills Ln SW | Roanoke | VA | 24014 | Scientific Advisory | $10,000 |
| Certilman Balin Adler & Hyman LLP | |||||
| 90 Merrick Avenue 9th Floor | East Meadow | NY | 11554 | Legal Services | $3,750 |
| Terrence Sejnowski | |||||
| 1269 Law Street | San Diego | CA | 92109 | Scientific Advisory | $7,500 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | Funded research in the fields of applied science and engineering conducted by researchers at the University of California, San Diego. | Description1Txt |
| Expenses1 | $360,000 | Expenses1Amt |
| Description2 | Funded research in the field of computational neuroscience conducted by scientists at Columbia University. | Description2Txt |
| Expenses2 | $235,000 | Expenses2Amt |
| Description3 | Funded research in the field of computational neuroscience conducted by scientists at New York University. | Description3Txt |
| Expenses3 | $270,000 | Expenses3Amt |
| Description4 | Funded research in the field of computational neuroscience conducted by scientists at eleven other universities. | Description4Txt |
| Expenses4 | $1,292,000 | Expenses4Amt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,654,005 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $775,922 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $10,429,927 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $10,429,927 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $156,449 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $10,273,478 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $513,674 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $513,674 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,959 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,959 | TotalTaxAmt |
| Distributable Before Adj | $510,715 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $510,715 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $510,715 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,278,075 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,278,075 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,959 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,275,116 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $510,715 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $2,485,302 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,048,904 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,162,996 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $832,097 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,398,454 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,927,753 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,278,075 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $510,715 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,767,360 | RemainingDistriFromCorpusAmt |
| Total Corpus | $8,695,113 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $2,485,302 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $6,209,811 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,048,904 | ExcessFromYear4Amt |
| Excess From Year3 | $1,162,996 | ExcessFromYear3Amt |
| Excess From Year2 | $832,097 | ExcessFromYear2Amt |
| Excess From Year1 | $1,398,454 | ExcessFromYear1Amt |
| Excess From Current Year | $1,767,360 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Dr Jerome Swartz | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Univ of Calif San Diego | |||||||
| 9500 Gilman Drive | La Jolla | CA | 92093 | None | N/A | Fund Research | $360,000 |
| California Institute of Tech | |||||||
| 381 Holliston | Pasadena | CA | 91125 | None | N/A | Fund Research | $122,000 |
| Cold Spring Harbor Laboratory | |||||||
| 1 Bungtown Road | Cold Spring Harbor | NY | 11724 | None | Public | Fund Research | $135,000 |
| Yale University | |||||||
| 333 Cedar Street | New Haven | CT | 06520 | None | N/A | Fund research | $135,000 |
| Harvard University | |||||||
| 1350 Massachusetts Avenue | Cambridge | MA | 02138 | None | N/A | Fund Research | $127,000 |
| Brandeis University | |||||||
| 415 South Street | Waltham | MA | 02454 | None | N/A | Fund Research | $125,000 |
| New York University | |||||||
| 4 Washington Place | New York | NY | 10003 | None | N/A | Fund Research | $270,000 |
| Columbia Universtiy | |||||||
| 2960 Broadway | New York | NY | 10027 | None | N/A | Fund Research | $235,000 |
| The Stony Brook Foundation | |||||||
| 330 Administration | Stony Brook | NY | 11794 | None | N/A | Fund Research | $3,000 |
| Princeton University | |||||||
| 4 New South | Princeton | NJ | 08544 | None | N/A | Fund Research | $135,000 |
| University of Pennsylvania | |||||||
| 3901 Walnut Street | Philadelphia | PA | 19104 | None | N/A | Fund Research | $75,000 |
| Stanford University | |||||||
| 450 Serra Mall | Stanford | CA | 94305 | None | N/A | Fund Research | $100,000 |
| University of Washington | |||||||
| Roosevelt Way NE | Seattle | WA | 98115 | N/A | Fund Research | $135,000 | |
| Duke University | |||||||
| 2080 Duke University Road | Durham | NC | 27708 | None | N/A | Fund Research | $100,000 |
| University of Chicago | |||||||
| 5801 South Ellis Avenue | Chicago | IL | 60637 | None | N/A | Fund Research | $100,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,157,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $207,990 | RelatedOrExemptFunctionIncmAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $2,464 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $163,186 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $373,640 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $373,640 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | Morgan Stanley Account: Fixed Income | BondNm |
| EOY Book Value | $1,398,030 | EOYBookValueAmt |
| EOYFMV | $1,398,030 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| PositScience | $187,475 | $187,476 |
| Renaissance Institutional Equities Fund | $986,513 | $986,513 |
| Stifel Account: Equities | ||
| Morgan Stanley Account: Equities | $5,500,406 | $5,500,406 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | Machinery and Equipment | CategoryOrItemTxt |
| Cost Or Other Basis | $1,866 | CostOrOtherBasisAmt |
| Accumulated Depreciation | $1,866 | AccumulatedDepreciationAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| NB Co-Investment Partners | FMV | $72,418 | $72,418 |
| Morgan Stanley Account: Alternatives | FMV | $430,370 | $430,370 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legal Fees | $3,750 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $3,750 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Bank Service Fees | $119 | $119 |
| Books & Research Materials | $593 | $593 |
| Directors & Officers Liability Insurance | $1,992 | $1,992 |
| Dues & Subscription | $332 | $332 |
| Miscellaneous | $1,760 | $1,760 |
| New York State Annual Filing Fee | $750 | $750 |
| Program Advisory Fees | $109,500 | $109,500 |
| Web Site Hosting Fees | $1,840 | $1,840 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Other Investment Income | Desc |
| Revenue And Expenses Per Books | $2,464 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $2,464 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| Management Fees on K-1 Schedules | $17,727 | $17,727 | $0 | $0 |
| Morgan Stanley Management Fees | $55,029 | $55,029 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Federal Excise Taxes | CategoryTxt |
| Amt | $4,390 | Amt |
| Adjusted Net Income | $4,380 | AdjustedNetIncomeAmt |