BARON CAPITAL FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- BARON CAPITAL FOUNDATION (EIN 14-2004657)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-10-04
- IRS object ID
- 202102779349100010
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
- Transfers Frm Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-10-04T10:52:49-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EISNER ADVISORY GROUP LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 733 THIRD AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172703 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 142004657 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARON CAPITAL FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % RONALD BARON | InCareOfNm |
| Business Name Control | BARO | BusinessNameControlTxt |
| Phone | 2125832010 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 767 FIFTH AVENUE 49TH FL | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10153 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RONALD BARON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2125832010 | PhoneNum |
| Signature | 2021-09-24 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | RONALD | PersonFirstNm |
| Person Last | BARON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARIE ARRIGO | PreparerPersonNm |
| PTIN | P00058583 | PTIN |
| Phone | 2129498700 | PhoneNum |
| Preparation | 2021-09-24 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $90,197,575 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,098,134 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $9,692 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $9,692 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $831,527 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $831,527 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $831,527 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $9,553,582 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $9,553,582 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $12,492,935 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $10,394,801 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Accounting Fees Rev And Expnss | $25,350 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $12,675 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $12,675 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $22,394 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $22,394 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $25,000 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $750 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $750 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $73,494 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $35,069 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $13,425 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,729,109 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,729,109 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,802,603 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $35,069 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,742,534 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $10,690,332 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,359,732 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $0 | CashBOYAmt |
| Cash EOY | $50 | CashEOYAmt |
| Cash EOYFMV | $50 | CashEOYFMVAmt |
| Other Investments BOY | $13,068,220 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $28,758,502 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $90,197,525 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $13,068,220 | TotalAssetsBOYAmt |
| Total Assets EOY | $28,758,552 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $90,197,575 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $5,000,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $5,000,000 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $13,068,220 | RetainedEarningBOYAmt |
| Retained Earning EOY | $23,758,552 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,068,220 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $23,758,552 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,068,220 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $28,758,552 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,068,220 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $10,690,332 | ExcessRevenueOverExpensesAmt |
| Subtotal | $23,758,552 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $23,758,552 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | CAPITAL GAIN DIVIDENDS | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gain Or Loss | $831,527 | GainOrLossAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $831,527 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $144,000 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $144,000 | SubtotalAmt |
| Tax Based On Investment Income | $144,000 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,637 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $190,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $204,637 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $60,637 | OverpaymentAmt |
| Applied To ES Tax | $60,637 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RONALD BARON | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2125832010 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O BARON CAPITAL GROUP 767 FIFTH | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10153 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| RONALD BARON | ||||||||
| 767 FIFTH AVENUE 49TH FL | NEW YORK | NY | 10153 | TRUSTEE | 2.0 | $0 | $0 | $0 |
| MICHAEL R BARON | ||||||||
| 767 FIFTH AVENUE 49TH FL | NEW YORK | NY | 10153 | TRUSTEE | 2.0 | $0 | $0 | $0 |
| DAVID R BARON | ||||||||
| 767 FIFTH AVENUE 49TH FL | NEW YORK | NY | 10153 | TRUSTEE | 2.0 | $0 | $0 | $0 |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $0 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $45,488 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $50,557,217 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $50,602,705 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $1,923,077 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $48,679,628 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $730,194 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $47,949,434 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,397,472 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,397,472 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $144,000 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $144,000 | TotalTaxAmt |
| Distributable Before Adj | $2,253,472 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,253,472 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,253,472 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,742,534 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,742,534 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,742,534 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,253,472 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,161,355 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $584,847 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $654,809 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $617,831 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $22,913 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,041,755 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,742,534 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $1,742,534 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $510,938 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $510,938 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,530,817 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $650,417 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,880,400 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $584,847 | ExcessFromYear4Amt |
| Excess From Year3 | $654,809 | ExcessFromYear3Amt |
| Excess From Year2 | $617,831 | ExcessFromYear2Amt |
| Excess From Year1 | $22,913 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| MJHS Foundation | ||||||||
| 39 Broadway | 3rd Floor | New York | NY | 10006 | NONE | PC | GENERAL SUPPORT | $10,000 |
| Educational Alliance | ||||||||
| 197 East Broadway | New York | NY | 10002 | NONE | PC | GENERAL SUPPORT | $20,000 | |
| Israel Tennis Center Foundation | ||||||||
| 57 W 38th St | Suite 605 | New York | NY | 10018 | NONE | PC | GENERAL SUPPORT | $5,000 |
| NYU Langone Health | ||||||||
| 500 1st Avenue | New York | NY | 10016 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| Prostate Cancer Foundation | ||||||||
| 1250 Fourth Street | Santa Monica | CA | 90401 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| UJA Federation of New York | ||||||||
| 130 East 59th Street | New York | NY | 10022 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Harlem Village Academies | ||||||||
| 35 West 124th Street | New York | NY | 10027 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Operation Warm | ||||||||
| 6 Dickinson Dr | 314 | Chadds Ford | PA | 19317 | NONE | PC | GENERAL SUPPORT | $1,100 |
| Weill Cornell | ||||||||
| 1300 York Avenue | New York | NY | 10065 | NONE | PC | GENERAL SUPPORT | $200,000 | |
| The Rural Utah Project Education Fund | ||||||||
| 323 South 600 East | Suite 130 | Salt Lake City | UT | 84102 | NONE | PC | GENERAL SUPPORT | $5,000 |
| Robin Hood | ||||||||
| 826 Broadway | 9 | New York | NY | 10003 | NONE | PC | GENERAL SUPPORT | $10,000 |
| UJA Federation of New York | ||||||||
| 130 East 59th Street | New York | NY | 10022 | NONE | PC | GENERAL SUPPORT | $7,500 | |
| The Trustees of the University of Pennsylvania | ||||||||
| 1 College Hall | Rm 211 | Philadelphia | PA | 19104 | NONE | PC | GENERAL SUPPORT | $7,500 |
| Duke University | ||||||||
| PO Box 90581 | Durham | NC | 27708 | NONE | PC | GENERAL SUPPORT | $7,500 | |
| Horace Mann School | ||||||||
| 231 West 246th Street | Bronx | NY | 10471 | NONE | PC | GENERAL SUPPORT | $7,500 | |
| Birthright Israel Foundation | ||||||||
| PO Box 5892 | Hicksville | NY | 11802 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Weill Cornell | ||||||||
| 1300 York Avenue | New York | NY | 10065 | NONE | PC | GENERAL SUPPORT | $200,000 | |
| The Jewish Museum | ||||||||
| 1109 5th Avenue | New York | NY | 10128 | NONE | PC | GENERAL SUPPORT | $5,000 | |
| First Book Org | ||||||||
| 1319 F St NW | Suite 1000 | Washington | DC | 20004 | NONE | PC | GENERAL SUPPORT | $5,381 |
| Robin Hood | ||||||||
| 826 Broadway | 9 | New York | NY | 10003 | NONE | PC | GENERAL SUPPORT | $7,635 |
| Icahn School of Medicine at Mount Sinai | ||||||||
| 1 Gustave L levy Pl | New York | NY | 10029 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Southampton Hospital Foundation | ||||||||
| 240 Meeting House Lane | Southampton | NY | 11968 | NONE | PC | GENERAL SUPPORT | $250,000 | |
| Bruce and Marsha Moskowitz Foundation | ||||||||
| 340 Royal Poinciana Plaza | 338 | Palm Beach | FL | 33480 | NONE | PC | GENERAL SUPPORT | $25,000 |
| Literacy Suffolk Inc | ||||||||
| 627 N Sunrise Service Rd | Bellport | NY | 11713 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| American Friends of Israel Navy Seals | ||||||||
| 138 W 133rd St | New York | NY | 10030 | NONE | PC | GENERAL SUPPORT | $4,000 | |
| Tourette Association of America | ||||||||
| 42-40 Bell Blvd | 205 | Bayside | NY | 11361 | NONE | PC | GENERAL SUPPORT | $15,000 |
| Central Synagogue | ||||||||
| 652 Lexington Avenue | New York | NY | 10022 | NONE | PC | GENERAL SUPPORT | $150,000 | |
| American Society for Yad Vashem | ||||||||
| 500 5th Avenue | 42nd FL | New York | NY | 10110 | NONE | PC | GENERAL SUPPORT | $25,000 |
| Horace Mann School | ||||||||
| 231 West 246th Street | Bronx | NY | 10471 | NONE | PC | GENERAL SUPPORT | $100,000 | |
| Weill Cornell | ||||||||
| 1300 York Avenue | New York | NY | 10065 | NONE | PC | GENERAL SUPPORT | $250,000 | |
| American Friends of Israel Museum | ||||||||
| 545 5th Avenue | 920 | New York | NY | 10017 | NONE | PC | GENERAL SUPPORT | $50,000 |
| UJA Federation of New York | ||||||||
| 130 East 59th Street | New York | NY | 10022 | NONE | PC | GENERAL SUPPORT | $1,000 | |
| UJA Federation of New York | ||||||||
| 130 East 59th Street | New York | NY | 10022 | NONE | PC | GENERAL SUPPORT | $1,800 | |
| Bucknell University | ||||||||
| One Dent Drive | Lewisburg | PA | 17837 | NONE | PC | GENERAL SUPPORT | $100,000 | |
| Northwell Health Foundation | ||||||||
| 2000 Marcus Avenue | New Hyde Park | NY | 11042 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Norton Museum of Art | ||||||||
| 1450 S Dixie Hwy | West Palm Beach | FL | 33401 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Educational Alliance | ||||||||
| 197 East Broadway | New York | NY | 10002 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| Educational Alliance | ||||||||
| 197 East Broadway | New York | NY | 10002 | NONE | PC | GENERAL SUPPORT | $10,000 | |
| REUT USA | ||||||||
| 21550 Oxnard St | Suite 1000 | Woodland Hills | CA | 91367 | NONE | PC | GENERAL SUPPORT | $10,000 |
| Alzheimer's Association | ||||||||
| 225 N Michigan Avenue | FL 17 | Chicago | IL | 60601 | NONE | PC | GENERAL SUPPORT | $250 |
| The Bowery Mission | ||||||||
| 227 Bowery | New York | NY | 10002 | NONE | PC | GENERAL SUPPORT | $55,158 | |
| Movember Foundation | ||||||||
| PO BOX 1595 | Culver City | CA | 90232 | NONE | PC | GENERAL SUPPORT | $2,785 | |
| Children's Health Alliance for Israel (CHAI) | ||||||||
| 1345 Avenue of the Americas | 2nd Fl | New York | NY | 10105 | NONE | PC | GENERAL SUPPORT | $10,000 |
| Birthright Israel | ||||||||
| PO Box 5892 | Hicksville | NY | 11802 | NONE | PC | GENERAL SUPPORT | $25,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,729,109 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (3 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| Horace Mann | ||||||||
| 231 West 246th Street | BRONX | NY | 10471 | NONE | PC | GENERAL SUPPORT | $100,000 | |
| Israel Defense Forces (FIDF) | ||||||||
| 6505 Wilshire Blvd | Los Angeles | CA | 90048 | NONE | PC | GENERAL SUPPORT | $100,000 | Suite 625 |
| Southampton Hospital Foundation | ||||||||
| 240 Meeting House Lane | Southampton | NY | 11968 | none | PC | general support | $750,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $950,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $9,692 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $831,527 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SUBPART F INCOME | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $9,553,582 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $10,394,801 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $10,394,801 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (9 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| BAMCO INC | ||||||
| 1 | 767 FIFTH AVE 49TH FL | NEW YORK | NY | 10153 | $1,777,463 | Yes (X) |
| Baron Family 2014 CLAT | ||||||
| 2 | 767 FIFTH AVE 49TH FL | NEW YORK | NY | 10153 | $224,640 | Yes (X) |
| Baron Family 2015 CLAT | ||||||
| 3 | 767 FIFTH AVE 49TH FL | NEW YORK | NY | 10153 | $56,160 | Yes (X) |
| Baron Family 2017 CLAT | ||||||
| 4 | 767 FIFTH AVE 49TH FL | NEW YORK | NY | 10153 | $19,040 | Yes (X) |
| Baron Family 2017 CLAT 2 | ||||||
| 5 | 767 FIFTH AVE 49TH FL | NEW YORK | NY | 10153 | $4,760 | Yes (X) |
| Baron Family 2018 CLAT | ||||||
| 6 | 767 FIFTH AVE 49TH FL | new york | NY | 10153 | $11,763 | Yes (X) |
| Baron Family 2019 CLAT | ||||||
| 7 | 767 FIFTH AVE 49TH FL | new york | NY | 10153 | $4,258 | Yes (X) |
| David Baron 2019 CLAT | ||||||
| 8 | 767 FIFTH AVE 49TH FL | new york | NY | 10153 | $25 | Yes (X) |
| Michael Baron 2019 CLAT | ||||||
| 9 | 767 FIFTH AVE 49TH FL | new york | NY | 10153 | $25 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EISNERAMPER, LLP | CategoryTxt |
| Amt | $25,350 | Amt |
| Net Investment Income | $12,675 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $12,675 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (10 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| INVESTMENT IN BARON USA PTNRS | $14,053,582 | $55,388,045 |
| INVESTMENT IN BARON FIFTH AVE. | $405,324 | $1,565,391 |
| INVESTMENT IN BARON FOCUSED | $6,173,763 | $20,768,696 |
| INVESTMENT IN BARON R/E FUND | $474,710 | $900,219 |
| INVESTMENT IN BARON GROWTH FD | $1,191,672 | $1,946,431 |
| INVESTMENT IN BARON PTNERS FD | $915,076 | $3,826,366 |
| INVESTMENT IN BARON EMER MK FD | $6,737 | $8,468 |
| INVESTMENT IN BARON DISC FD | $7,653 | $14,105 |
| INVESTMENT IN BARON WEALTHB FD | $530,125 | $711,057 |
| INVESTMENT IN SPACE EP TECH CO | $4,999,860 | $5,068,747 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NY FILING FEE | Desc |
| Revenue And Expenses Per Books | $750 | RevenueAndExpensesPerBooksAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | subpart F income | Desc |
| Revenue And Expenses Per Books | $9,553,582 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $9,553,582 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NOTES PAYABLE - JP MORGAN | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $5,000,000 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EXCISE TAX | CategoryTxt |
| Amt | $25,000 | Amt |
Transfers Frm Controlled Entities TransfersFrmControlledEntities
Transfers From Controlled Ent TransfersFromControlledEntGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BARON USA PARTNERS FUND LTD | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | c/o baron capital MGT767 FIFTH AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10153 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 999999999 | EIN |
| Desc | There were no transfers to or from this controlled entity during 2020 | Desc |
| Amt | $0 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |