WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT (EIN 71-0603560)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-11-03
IRS object ID: 202103079349300535
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule I
Schedule J
Schedule K
Schedule K
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-11-03T08:55:14-05:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	731413977	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	HOGANTAYLOR LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	11300 CANTRELL ROAD SUITE 301	AddressLine1Txt
City	LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72212	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	710603560	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	WINROCK INTERNATIONAL INSTITUTE	BusinessNameLine1Txt
Business Name Line2	FOR AGRICULTURAL DEVELOPMENT	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	WINR	BusinessNameControlTxt
Phone	5012803000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	204 EAST 4TH STREET	AddressLine1Txt
City	NORTH LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72114	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	MIKE MYERS	PersonNm
Person Title	SENIOR VP - CFO AND TREASURER	PersonTitleTxt
Phone	5012803030	PhoneNum
Signature	2021-10-27	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	MIKE	PersonFirstNm
Person Last	MYERS	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	MICHELLE MANN	PreparerPersonNm
PTIN	P01064483	PTIN
Phone	5012275800	PhoneNum
Preparation	2021-10-27	PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Address Change	Yes (X)	AddressChangeInd
Principal Officer	MIKE MYERS	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	204 EAST 4TH STREET	AddressLine1Txt
City	NORTH LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72114	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$103,421,036	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.WINROCK.ORG	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1984	FormationYr
Legal Domicile State	AR	LegalDomicileStateCd
Activity Or Mission	WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT IS A NONPROFIT ORGANIZATION THAT PROVIDES SOLUTIONS TO SOME OF THE WORLD'S MOST COMPLEX SOCIAL, AGRICULTURAL AND ENVIRONMENTAL CHALLENGES. A RECOGNIZED LEADER IN U.S. AND INTERNATIONAL DEVELOPMENT, WINROCK COMBINES TECHNICAL EXPERTISE WITH ENTREPRENEURIAL INNOVATION TO IMPROVE LIVES AROUND THE GLOBE IN MORE THAN 45 COUNTRIES. WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES.	ActivityOrMissionDesc
Voting Members Governing Body	20	VotingMembersGoverningBodyCnt
Voting Members Independent	19	VotingMembersIndependentCnt
Total Employee	708	TotalEmployeeCnt
Total Volunteers	48	TotalVolunteersCnt
Total Gross UBI	$1,066	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$87,881,376	PYContributionsGrantsAmt
CY Contributions Grants	$91,784,576	CYContributionsGrantsAmt
PY Program Service Revenue	$2,585,973	PYProgramServiceRevenueAmt
CY Program Service Revenue	$3,787,462	CYProgramServiceRevenueAmt
PY Investment Income	$1,663,054	PYInvestmentIncomeAmt
CY Investment Income	$1,314,927	CYInvestmentIncomeAmt
PY Other Revenue	$0	PYOtherRevenueAmt
CY Other Revenue	$0	CYOtherRevenueAmt
PY Total Revenue	$92,130,403	PYTotalRevenueAmt
CY Total Revenue	$96,886,965	CYTotalRevenueAmt
PY Grants And Similar Paid	$4,127,854	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$7,115,377	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$46,649,040	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$49,066,236	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$43,517,661	PYOtherExpensesAmt
CY Other Expenses	$35,889,921	CYOtherExpensesAmt
PY Total Expenses	$94,294,555	PYTotalExpensesAmt
CY Total Expenses	$92,071,534	CYTotalExpensesAmt
PY Revenues Less Expenses	-$2,164,152	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$4,815,431	CYRevenuesLessExpensesAmt
Total Assets BOY	$105,530,094	TotalAssetsBOYAmt
Total Assets EOY	$132,378,293	TotalAssetsEOYAmt
Total Liabilities BOY	$43,952,370	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$60,530,228	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$61,577,724	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$71,848,065	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	WINROCK'S MISSION IS TO EMPOWER THE DISADVANTAGED, INCREASE ECONOMIC OPPORTUNITY AND SUSTAIN NATURAL RESOURCES.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$13,527,582	ExpenseAmt
Grant	$619,972	GrantAmt
Revenue	$3,787,462	RevenueAmt
Desc	ENVIRONMENT AND ENERGY: SUSTAINABLE ECONOMIC GROWTH DEPENDS ON A HEALTHY PLANET. WINROCK USES SCIENCE-DRIVEN, EVIDENCE-BASED SOLUTIONS TO ADDRESS THE MYRIAD WAYS HUMANS USE NATURAL RESOURCES. FROM NATURE BASED SOLUTIONS TO CLIMATE CHANGE, TO COMMUNITY-BASED NATURAL RESOURCE MANAGEMENT, TO MARKET-DRIVEN INNOVATIONS IN CLEAN ENERGY AND PROMOTING ECOSYSTEM SERVICES, WINROCK DEVELOPS SOLUTIONS TO PROTECT NATURAL RESOURCES, ADDRESS CLIMATE CHANGE AND PROMOTE LONG-TERM ECONOMIC WELL-BEING AND HEALTH. OUR APPROACH EMPOWERS LOCAL COMMUNITIES, GOVERNMENTS, CIVIL SOCIETY AND THE PRIVATE SECTOR, PROVIDING THEM WITH THE INFORMATION NEEDED TO DEVELOP SUSTAINABLE, WIN-WIN SOLUTIONS.ENVIRONMENTAL RESOURCES TRUST (ERT)'S MISSION IS TO HARNESS THE POWER OF MARKETS TO IMPROVE THE ENVIRONMENT. ERT ENHANCES CONFIDENCE IN THE SCIENTIFIC INTEGRITY AND SOCIAL EQUITY OF ENVIRONMENTAL MARKETS TO CATALYZE AMBITIOUS AND TRANSFORMATIONAL CLIMATE ACTION. THROUGH ITS AMERICAN CARBON REGISTRY (ACR) ENTERPRISE, ERT HAS ENABLED THE ISSUANCE OF HIGH-QUALITY EMISSION REDUCTIONS IN THE FORESTRY, ENERGY, TRANSPORTATION AND INDUSTRIAL SECTORS VALUED AT OVER $1 BILLION.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$37,357,410	ExpenseAmt
Grant	$3,121,742	GrantAmt
Desc	AGRICULTURE, RESILIENCE AND WATER: THE AGRICULTURE RESILIENCE AND WATER TEAM'S PURPOSE IS TO MANAGE AND DELIVER AWARDS TO OUR CLIENTS, INCLUDING USAID AND USDA IN THE AREAS OF FOOD SECURITY, MARKET SYSTEMS, WATER SYSTEMS AND RESILIENCE. TEAMS MANAGING THESE AWARDS PARTNER WITH COMMUNITIES AROUND THE WORLD TO ADDRESS AND IMPROVE SOME OF THE KEY CHALLENGES IN THESE AREAS, PROVIDING INNOVATIVE SOLUTIONS TO FARMERS, COMMUNITIES, AGRICULTURAL BUSINESSES, COOPERATIVES AND OTHER STAKEHOLDERS RESULTING IN IMPROVED INCOME, BETTER TECHNOLOGIES AND BETTER SYSTEMS MANAGEMENT IN THESE TOPICS IN AFRICA AND ASIA.THE WALLACE CENTER BRINGS TOGETHER DIVERSE PEOPLE AND IDEAS TO CO-CREATE SOLUTIONS THAT BUILD HEALTHY FARMS, EQUITABLE ECONOMIES, AND RESILIENT FOOD SYSTEMS IN THE UNITED STATES. THE CENTER'S WORK FOCUSES ON FIVE LEVERS FOR FOOD SYSTEMS CHANGE CATALYTIC SYSTEMS LEADERSHIP; EQUITY AND JUSTICE IN FARMING AND FOOD SYSTEMS; LEARNING, COLLABORATION, INNOVATION AND ACTION ACROSS COMMUNITIES; VALUES-BASED SUPPLY CHAINS; AND REGENERATIVE LAND USE.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$23,547,134	ExpenseAmt
Grant	$3,143,939	GrantAmt
Desc	HUMAN RIGHTS, EDUCATION AND EMPOWERMENT: THE HUMAN RIGHTS, EDUCATION, AND EMPOWERMENT GROUP DELIVERS INTERNATIONAL DEVELOPMENT SOLUTIONS IN THE FOLLOWING TECHNICAL AREAS: COUNTERING TRAFFICKING PERSONS, SAFE MIGRATION, CHILD LABOR, GENDER EQUALITY AND SOCIAL INCLUSION, SOCIAL AND ECONOMIC EMPOWERMENT AND EDUCATION.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Expense	$2,826,489	ExpenseAmt
Grant	$229,724	GrantAmt
Desc	U.S. PROGRAMS: SINCE 1985, WINROCK'S U.S. PROGRAMS HAS USED INNOVATIVE APPROACHES TO ADDRESS DOMESTIC ISSUES. WINROCK'S U.S. PROGRAMS BRINGS TOOLS, EXPERIENCE, AND TRAINING TO PEOPLE AND COMMUNITIES IN ARKANSAS AND THROUGHOUT THE MID-SOUTH HELPING THEM UNLOCK THEIR STRENGTHS, CREATIVITY, AND RESOURCEFULNESS.	Desc

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$2,826,489	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant	$229,724	TotalOtherProgSrvcGrantAmt
Total Program Service Expenses	$77,258,615	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	208	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	250	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	BG	ForeignCountryCd
Foreign Country	BH	ForeignCountryCd
Foreign Country	BR	ForeignCountryCd
Foreign Country	UV	ForeignCountryCd
Foreign Country	CB	ForeignCountryCd
Foreign Country	CA	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	GH	ForeignCountryCd
Foreign Country	GV	ForeignCountryCd
Foreign Country	ID	ForeignCountryCd
Foreign Country	JM	ForeignCountryCd
Foreign Country	KZ	ForeignCountryCd
Foreign Country	KG	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	LA	ForeignCountryCd
Foreign Country	MI	ForeignCountryCd
Foreign Country	ML	ForeignCountryCd
Foreign Country	MZ	ForeignCountryCd
Foreign Country	BM	ForeignCountryCd
Foreign Country	NP	ForeignCountryCd
Foreign Country	NG	ForeignCountryCd
Foreign Country	NI	ForeignCountryCd
Foreign Country	PK	ForeignCountryCd
Foreign Country	RP	ForeignCountryCd
Foreign Country	SG	ForeignCountryCd
Foreign Country	BP	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	TH	ForeignCountryCd
Foreign Country	UZ	ForeignCountryCd
Foreign Country	VM	ForeignCountryCd
Foreign Country	ZA	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	0	QuidProQuoContributionsInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	20	GoverningBodyVotingMembersCnt
Independent Voting Member	19	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	AR	StatesWhereCopyOfReturnIsFldCd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CHARLES MICHAEL MYERS	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5012803000	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	204 EAST 4TH STREET	AddressLine1Txt
City	NORTH LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72114	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (32 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
RODNEY FERGUSON
PRESIDENT AND CEO	40.00	1.00	Yes (X)	Yes (X)	$592,118	$0	$68,002
PETER O'NEILL
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
JASON BORDOFF
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
WILLIAM M BUMPERS
CHAIR	1.00		Yes (X)	Yes (X)	$0	$0	$0
DAVID BRAMAN
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
EARL DEVANEY
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
JUDE KEARNEY
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
RICHARD LEACH
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
JOHN M NEES
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
SAMAR S ALI
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
SUZANNE E SISKEL
VICE CHAIR	1.00		Yes (X)	Yes (X)	$0	$0	$0
JERRY B ADAMS
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
WILLIAM ROCKEFELLER
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
SAUD SIDDIQUE
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
PALOMA ADAMS-ALLEN
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
NANETTE MEDVED-PO
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
THOMAS GREEN
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
LISA MILTON
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
TUAN NGUYEN
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
F BRONSON VAN WYCK
BOARD MEMBER	1.00		Yes (X)		$0	$0	$0
MIKE MYERS
SENIOR VP - CFO & TREASURE	40.00	1.00		Yes (X)	$298,984	$0	$41,553
JOYJIT DEB ROY
EXECUTIVE VP	40.00	2.00		Yes (X)	$326,477	$0	$46,458
ELISABETH WHITBECK
BOARD SECRETARY	40.00			Yes (X)	$146,525	$0	$20,774
CHARLOTTE YOUNG
VP GC AND CRCO	40.00	1.00			$280,634	$0	$42,136	Yes (X)
MALIKA MAGAGULA
VP AND COO	40.00				$260,916	$0	$30,335	Yes (X)
BETHANY J KURBIS
FORMER CHRO	40.00				$211,177	$0	$34,518	Yes (X)
PATRICIA J MCCALL
VP CORP AFFAIRS	40.00				$195,155	$0	$29,120	Yes (X)
BRAULIO OLIVEIRA
CHIEF INFORMATION OFFICER	40.00				$284,008	$0	$41,042		Yes (X)
WILLIAM DAVID SPARKS
SENIOR ADVISOR	40.00				$261,959	$0	$39,822		Yes (X)
BRIAN BEAN
CHIEF OF PARTY	40.00				$274,209	$0	$32,874		Yes (X)
HARVEY S SCHARTUP
CHIEF OF PARTY	40.00				$275,448	$0	$40,647		Yes (X)
JON ANDERSON
CHIEF OF PARTY	40.00				$243,536	$0	$24,282		Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$3,651,146	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$491,563	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	86	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
APX INC
2150 NORTH FIRST ST STE 200	SAN JOSE	CA	95131	MANAGEMENT SERVICES OF ACR	$574,642
CESC PARK TWO LLC
PO BOX 644762	PITTSBURGH	PA	15264	DC LANDLORD	$267,719
MARCUM LLP
1899 L STREET NW SUITE 850	WASHINGTON	DC	20036	AUDIT AND CONSULTING SERVICES	$135,453
KINETIX INTERNATIONAL LOGISTIC LLC
5301 SHAWNEE RD STE 402	ALEXANDRIA	VA	22312	RELOCATION SERVICES	$135,088
ROCKEFELLER CAPITAL MANAGEMENT
900 17TH STREET NW STE 603	WASHINGTON	DC	20006	INVESTMENT MANAGEMENT SERVICES	$126,283

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	9	CntrctRcvdGreaterThan100KCnt
Government Grants	$80,111,033	GovernmentGrantsAmt
All Other Contributions	$11,673,543	AllOtherContributionsAmt
Noncash Contributions	$5,154	NoncashContributionsAmt
Total Contributions	$91,784,576	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp

Field	Value	IRS element (for citing)
Desc	CARBON REGISTRY FEES	Desc
Business	541620	BusinessCd
Total Revenue Column	$3,787,462	TotalRevenueColumnAmt
Related Or Exempt Func Income	$3,787,462	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$3,787,462	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$113,528	TotalRevenueColumnAmt
Unrelated Business Revenue	$1,066	UnrelatedBusinessRevenueAmt
Exclusion	$112,462	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$7,413,505	SecuritiesAmt
Other	$321,965	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$5,980,597	SecuritiesAmt
Other	$553,474	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$1,432,908	SecuritiesAmt
Other	-$231,509	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,201,399	TotalRevenueColumnAmt
Exclusion	$1,201,399	ExclusionAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$96,886,965	TotalRevenueColumnAmt
Related Or Exempt Func Income	$3,787,462	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$1,066	UnrelatedBusinessRevenueAmt
Exclusion	$1,313,861	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$1,282,839	TotalAmt
Program Services	$1,282,839	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$5,832,538	TotalAmt
Program Services	$5,832,538	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$2,624,881	TotalAmt
Program Services	$372,934	ProgramServicesAmt
Management And General	$2,251,947	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$42,878,125	TotalAmt
Program Services	$35,176,441	ProgramServicesAmt
Management And General	$7,701,684	ManagementAndGeneralAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$2,077,330	TotalAmt
Program Services	$1,868,974	ProgramServicesAmt
Management And General	$208,356	ManagementAndGeneralAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$31,144	TotalAmt
Program Services	$20,494	ProgramServicesAmt
Management And General	$10,650	ManagementAndGeneralAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$1,454,756	TotalAmt
Program Services	$1,308,844	ProgramServicesAmt
Management And General	$145,912	ManagementAndGeneralAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$297,891	TotalAmt
Program Services	$147,290	ProgramServicesAmt
Management And General	$150,601	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$321,071	TotalAmt
Program Services	$156,854	ProgramServicesAmt
Management And General	$164,217	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$8,400	TotalAmt
Management And General	$8,400	ManagementAndGeneralAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$131,404	TotalAmt
Management And General	$131,404	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$4,456,696	TotalAmt
Program Services	$3,778,377	ProgramServicesAmt
Management And General	$678,319	ManagementAndGeneralAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$51,248	TotalAmt
Program Services	$43,058	ProgramServicesAmt
Management And General	$8,190	ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,601,173	TotalAmt
Program Services	$1,708,369	ProgramServicesAmt
Management And General	$892,804	ManagementAndGeneralAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$225,136	TotalAmt
Program Services	$218,009	ProgramServicesAmt
Management And General	$7,127	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$2,838,827	TotalAmt
Program Services	$2,731,020	ProgramServicesAmt
Management And General	$107,807	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$1,799,664	TotalAmt
Program Services	$1,717,277	ProgramServicesAmt
Management And General	$82,387	ManagementAndGeneralAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$879,050	TotalAmt
Program Services	$853,962	ProgramServicesAmt
Management And General	$25,088	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$248,959	TotalAmt
Management And General	$248,959	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$1,115,613	TotalAmt
Management And General	$1,115,613	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$447,888	TotalAmt
Program Services	$257,081	ProgramServicesAmt
Management And General	$190,807	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (3 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt
SUBCONTRACTS	$14,321,874	$14,321,874
VEHICLES AND EQUIPMENT	$2,597,639	$2,492,512	$105,127
FELLOWSHIPS	$1,304,818	$1,303,391	$1,427

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$2,242,570	TotalAmt
Program Services	$1,666,477	ProgramServicesAmt
Management And General	$576,093	ManagementAndGeneralAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$92,071,534	TotalAmt
Program Services	$77,258,615	ProgramServicesAmt
Management And General	$14,812,919	ManagementAndGeneralAmt
Fundraising	$0	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$29,253,877	BOYAmt
EOY	$30,368,658	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$630,178	BOYAmt
EOY	$0	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$1,473,272	BOYAmt
EOY	$2,230,061	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$11,030,846	BOYAmt
EOY	$13,120,923	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,100,290	BOYAmt
EOY	$2,995,839	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$15,464,694	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$6,400,312	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$6,365,110	BOYAmt
EOY	$9,064,382	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$37,701,369	BOYAmt
EOY	$39,661,484	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$15,273,354	BOYAmt
EOY	$18,482,260	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$2,701,798	BOYAmt
EOY	$16,454,686	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$105,530,094	BOYAmt
EOY	$132,378,293	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$9,173,769	BOYAmt
EOY	$10,645,585	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$23,301,016	BOYAmt
EOY	$20,763,013	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,744,028	BOYAmt
EOY	$3,551,608	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$4,650,000	BOYAmt
EOY	$2,266,912	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
EOY	$2,800,000	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,083,557	BOYAmt
EOY	$20,503,110	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$43,952,370	BOYAmt
EOY	$60,530,228	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$57,495,587	BOYAmt
EOY	$65,921,855	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$4,082,137	BOYAmt
EOY	$5,926,210	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$61,577,724	BOYAmt
EOY	$71,848,065	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$105,530,094	BOYAmt
EOY	$132,378,293	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	$4,815,431	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$5,454,910	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Info In Schedule O Part XII	Yes (X)	InfoInScheduleOPartXIIInd
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$106,567,328	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$94,772,810	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$90,941,913	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$87,881,376	CurrentTaxYearMinus1YearAmt
Current Tax Year	$91,924,875	CurrentTaxYearAmt
Total	$472,088,302	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$106,567,328	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$94,772,810	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$90,941,913	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$87,881,376	CurrentTaxYearMinus1YearAmt
Current Tax Year	$91,924,875	CurrentTaxYearAmt
Total	$472,088,302	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$605,467	SubstantialContributorsTotAmt
Public Support Total170	$471,482,835	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$909,622	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,380,493	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$985,254	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,249,229	CurrentTaxYearMinus1YearAmt
Current Tax Year	$113,528	CurrentTaxYearAmt
Total	$4,638,126	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus3 Years	$3,549	CurrentTaxYearMinus3YearsAmt
Total	$3,549	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$476,729,977	TotalSupportAmt
Public Support CY170	0.98900	PublicSupportCY170Pct
Public Support PY170	0.98830	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Total Direct Lobbying TotalDirectLobbyingGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$8,400	FilingOrganizationsTotalAmt

Total Lobbying Expend TotalLobbyingExpendGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$8,400	FilingOrganizationsTotalAmt

Other Exempt Purpose Expend OtherExemptPurposeExpendGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$92,237,326	FilingOrganizationsTotalAmt

Total Exempt Purpose Expend TotalExemptPurposeExpendGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$92,245,726	FilingOrganizationsTotalAmt

Lobbying Nontaxable Amount LobbyingNontaxableAmountGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$1,000,000	FilingOrganizationsTotalAmt

Grassroots Nontaxable GrassrootsNontaxableGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$250,000	FilingOrganizationsTotalAmt

Tot Lbbyng Grassroot Mns Non Tx TotLbbyngGrassrootMnsNonTxGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$0	FilingOrganizationsTotalAmt

Tot Lbby Expend Mns Lbbyng Non Tx TotLbbyExpendMnsLbbyngNonTxGrp

Field	Value	IRS element (for citing)
Filing Organizations Total	$0	FilingOrganizationsTotalAmt

Avg Lobbying Nontaxable Amount AvgLobbyingNontaxableAmountGrp

Field	Value	IRS element (for citing)
Current Year	$1,000,000	CurrentYearAmt
Total	$1,000,000	TotalAmt

Field	Value	IRS element (for citing)
Lobbying Ceiling	$1,500,000	LobbyingCeilingAmt

Avg Total Lobbying Expend AvgTotalLobbyingExpendGrp

Field	Value	IRS element (for citing)
Current Year	$8,400	CurrentYearAmt
Total	$8,400	TotalAmt

Avg Grassroots Nontaxable AvgGrassrootsNontaxableGrp

Field	Value	IRS element (for citing)
Current Year	$250,000	CurrentYearAmt
Total	$250,000	TotalAmt

Field	Value	IRS element (for citing)
Grassroots Ceiling	$375,000	GrassrootsCeilingAmt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART II-A, LINE 1	FormAndLineReferenceDesc
Explanation	COMPRISED OF PAYMENTS TO (I) ARKANSAS STATE CHAMBER OF COMMERCE LABELED AS LOBBYING EXPENSE, AND (II) US GLOBAL LEADERSHIP CAMPAIGN MEMBERSHIP PARTIALLY LABELED AS LOBBYING EXPENSE	ExplanationTxt

Schedule D IRS990ScheduleD

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$52,275,309	BeginningYearBalanceAmt
Investment Earnings Or Losses	$6,817,891	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,229,978	OtherExpendituresAmt
End Year Balance	$56,863,222	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$45,911,693	BeginningYearBalanceAmt
Investment Earnings Or Losses	$8,547,890	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,184,274	OtherExpendituresAmt
End Year Balance	$52,275,309	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$51,686,511	BeginningYearBalanceAmt
Investment Earnings Or Losses	-$3,626,657	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,148,161	OtherExpendituresAmt
End Year Balance	$45,911,693	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$47,510,280	BeginningYearBalanceAmt
Investment Earnings Or Losses	$6,624,221	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,447,990	OtherExpendituresAmt
End Year Balance	$51,686,511	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$47,062,883	BeginningYearBalanceAmt
Investment Earnings Or Losses	$2,889,969	InvestmentEarningsOrLossesAmt
Other Expenditures	$2,442,572	OtherExpendituresAmt
End Year Balance	$47,510,280	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	1.00000	BoardDesignatedBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$1,377,444	OtherCostOrOtherBasisAmt
Book Value	$1,377,444	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$6,856,796	OtherCostOrOtherBasisAmt
Depreciation	$3,963,210	DepreciationAmt
Book Value	$2,893,586	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$4,029,710	OtherCostOrOtherBasisAmt
Depreciation	$296,575	DepreciationAmt
Book Value	$3,733,135	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$2,433,768	OtherCostOrOtherBasisAmt
Depreciation	$1,613,871	DepreciationAmt
Book Value	$819,897	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$766,976	OtherCostOrOtherBasisAmt
Depreciation	$526,656	DepreciationAmt
Book Value	$240,320	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$9,064,382	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
PRIVATE EQUITY FUNDS	$2,537,795	F
OTHER INVESTMENTS	$15,944,465	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$18,482,260	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (2 entries)

DescDesc	Book ValueBookValueAmt
DUE FROM INNOVATION HUB	$2,303,634
RIGHT OF USE ASSET	$14,151,052

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$16,454,686	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (3 entries)

DescDesc	AmtAmt
LEASE LIABILITY	$18,279,992
CONTRACT LIABILITIES	$1,065,351
DEFERRED COMPENSATION LIABILITY	$1,157,767

Field	Value	IRS element (for citing)
Total Liability	$20,503,110	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART V, LINE 4:

WINROCK HAS BOARD-DESIGNATED ENDOWMENT FUNDS THAT ARE INCLUDED IN NET ASSETS WITHOUT DONOR RESTRICTIONS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OF DONOR-IMPOSED RESTRICTIONS.

PART X, LINE 2:

WINROCK IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF STATE LAW, EXCEPT FOR TAXES ON UNRELATED BUSINESS INCOME. FOR THE YEAR ENDED DECEMBER 31, 2020, NO PROVISION FOR INCOME TAXES WAS MADE, AS WINROCK HAD NO NET SIGNIFICANT UNRELATED BUSINESS INCOME. WINROCK FOLLOWS THE AUTHORITATIVE GUIDANCE RELATING TO ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES INCLUDED IN FASB ASC TOPIC 740, INCOME TAXES. THESE PROVISIONS PROVIDE CONSISTENT GUIDANCE FOR THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES RECOGNIZED IN AN ENTITY'S CONSOLIDATED FINANCIAL STATEMENTS AND PRESCRIBE A THRESHOLD OF "MORE LIKELY THAN NOT" FOR RECOGNITION AND DERECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. WINROCK PERFORMED AN EVALUATION OF UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2020, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE CONSOLIDATED FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. AS OF DECEMBER 31, 2020, THERE WERE TAX RETURNS THAT REMAINED OPEN WITH THE U.S. FEDERAL JURISDICTION OR THE VARIOUS STATES AND LOCAL JURISDICTIONS IN WHICH WINROCK FILES TAX RETURNS, HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. IT IS WINROCK'S POLICY TO RECOGNIZE INTEREST AND/OR PENALTIES RELATED TO UNCERTAINTY IN INCOME TAXES, IF ANY, IN INTEREST OR INCOME TAX EXPENSE. AS OF DECEMBER 31, 2020, WINROCK HAD NO ACCRUALS FOR INTEREST AND/OR PENALTIES.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (7 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA AND THE CARIBBEAN	1	5	PROGRAM SERVICES	ECONOMIC DEVELOPMENT	$347,933
EAST ASIA AND THE PACIFIC	12	158	PROGRAM SERVICES	AGRICULTURE, ECONOMIC DEVELOPMENT, ENVIRONMENT AND ENERGY	$6,741,834
RUSSIA AND NEIGHBORING STATES	4	48	PROGRAM SERVICES	AGRICULTURE, ECONOMIC DEVELOPMENT	$2,116,043
SOUTH ASIA	9	281	PROGRAM SERVICES	AGRICULTURE, ECONOMIC DEVELOPMENT, ENVIRONMENT AND ENERGY, HUMAN AND SOCIAL CAPITAL	$13,601,533
SUB-SAHARAN AFRICA	23	222	PROGRAM SERVICES	AGRICULTURE, ENVIRONMENT AND ENERGY, HUMAN AND SOCIAL CAPITAL	$13,308,675
SOUTH AMERICA	1	2	PROGRAM SERVICES	HUMAN AND SOCIAL CAPITAL	$127,393
MIDDLE EAST AND NORTH AFRICA	1	2	PROGRAM SERVICES	ENVIRONMENT AND ENERGY	$1,649,609

Field	Value	IRS element (for citing)
Subtotal Offices	51	SubtotalOfficesCnt
Subtotal Employees	718	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	51	TotalOfficeCnt
Total Employee	718	TotalEmployeeCnt
Subtotal Spent	$37,893,020	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$37,893,020	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (153 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$711,743	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$504,629	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$285,836	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$218,911	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$202,826	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$201,964	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$160,366	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$151,344	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$142,986	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$137,878	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$137,814	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$135,292	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$103,297	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$93,650	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$86,831	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$80,254	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$69,003	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$67,491	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$64,193	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$60,787	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$60,477	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$60,052	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$48,898	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$46,349	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$46,134	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$42,382	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$40,199	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$39,751	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$37,492	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$37,391	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$35,910	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$34,347	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$33,584	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$33,246	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$31,736	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$29,062	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$27,780	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$27,776	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$24,627	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$24,452	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$24,125	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$23,787	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$23,704	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$23,560	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$22,418	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$22,095	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$21,637	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$21,618	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$21,077	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$18,721	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$18,509	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,942	WIRE TRANSFER
CENTRAL AMERICA AND THE CARIBBEAN	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,795	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,419	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,414	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,151	WIRE TRANSFER
CENTRAL AMERICA AND THE CARIBBEAN	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$17,034	WIRE TRANSFER
CENTRAL AMERICA AND THE CARIBBEAN	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$16,862	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,742	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,705	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,500	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,309	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,111	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$15,000	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$14,784	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$14,554	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$14,395	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$14,232	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$14,194	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$13,847	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$13,235	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$13,200	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$12,688	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$12,523	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$12,422	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$12,256	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$12,220	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$11,651	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$11,492	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$11,266	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,881	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,685	WIRE TRANSFER
CENTRAL AMERICA AND THE CARIBBEAN	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,674	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,630	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,582	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,497	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,456	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,174	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,155	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,073	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$10,053	WIRE TRANSFER
RUSSIA AND NEIGHBORING STATES	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,982	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,872	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,622	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,521	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,304	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,248	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$9,147	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,827	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,827	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,802	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,772	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,693	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,626	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,615	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,549	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,389	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,302	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,234	WIRE TRANSFER
SOUTH AMERICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$8,000	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,881	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,789	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,594	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,575	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,469	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,214	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,191	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,177	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,144	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,117	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,093	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$7,011	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,985	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,850	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,774	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,751	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,732	WIRE TRANSFER
EUROPE	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,672	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,502	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,450	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,446	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,360	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,284	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,232	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,164	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,137	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,122	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,107	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$6,048	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,976	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,969	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,963	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,940	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,911	WIRE TRANSFER
EAST ASIA AND THE PACIFIC	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,899	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,653	WIRE TRANSFER
SUB-SAHARAN AFRICA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,636	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,516	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,385	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,314	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,120	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,072	WIRE TRANSFER
SOUTH ASIA	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	$5,043	WIRE TRANSFER

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	0	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 2:

- WINROCK INTERNATIONAL IMPLEMENTS PROJECTS IN OVER 45 COUNTRIES WORLD-WIDE INCLUDING THE REGIONS OF SOUTH, SOUTHEAST AND CENTRAL ASIA, AFRICA, CENTRAL AND SOUTH AMERICA. WINROCK PROJECTS ARE FUNDED BY BOTH DOMESTIC AND INTERNATIONAL FUNDERS, WITH OVER 80% OF FUNDING PROVIDED BY THE U.S. GOVERNMENT DURING 2020. WHEN AWARDED, WINROCK ESTABLISHES A PRESENCE IN THE REQUIRED AREA AND CARRIES OUT THE SCOPE OF WORK INCLUDED WITHIN THE AWARDED PROPOSAL. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION.

PART III ACCOUNTING METHOD:

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (6 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	Cash GrantCashGrantAmt	Valuation Method UsedValuationMethodUsedDesc	Purpose Of GrantPurposeOfGrantTxt	IRC SectionIRCSectionDesc
OVERSEAS STRATEGIC CONSULTING LTD & SUBSIDIARIES
1500 WALNUT STREET SUITE 1300	PHILADELPHIA	PA	19102	232720769	$50,703	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS
UNIVERSITY OF ARKANSAS FOR MEDICAL SCIENCES
4301 W MARKHAM ST	LITTLE ROCK	AR	72205	716046242	$131,762	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS
OPPORTUNITY INTERNATIONAL
550 W VAN BUREN ST SUITE 200	CHICAGO	IL	60607	540907624	$192,778	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	501(C)(3)
VIAMO PBC
1250 CONNECTICUT AVE NW SUITE 200	WASHINGTON	DC	20036	820825124	$139,589	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS
OZARKA TECHNICAL COLLEGE
218 COLLEGE DR	MELBOURNE	AR	72556	581969931	$97,963	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	501(C)(3)
COFFEE QUALITY INSTITUTE
26895 ALISO CREEK RD SUITE B866	ALISO VIEJO	CA	92656	330702576	$29,777	CASH	SUBGRANTS IMPLEMENTED BASED ON FUNDER REQUIREMENTS	501(C)(3)

Field	Value	IRS element (for citing)
Total501c3 Org	3	Total501c3OrgCnt
Total Other Org	6	TotalOtherOrgCnt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	WINROCK INTERNATIONAL'S WORK IN THE UNITED STATES INCLUDES FARMERS IN THE MID-SOUTH, CONSERVATION PROGRAMS THAT REDUCE WATER POLLUTION, AND A PORTFOLIO OF ENTREPRENEURIAL DEVELOPMENT WORK. WINROCK FOLLOWS ITS POLICY TO AWARD GRANTS WHICH PROVIDES GUIDELINES AROUND COMPETITION, SOLICITATION PROCEDURES, AND EVALUATION CRITERIA. WINROCK MONITORS GRANT ACTIVITIES FOR COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE GRANT AGREEMENT AND TO ENSURE ACHIEVEMENT OF THE BENCHMARKS AND OBJECTIVES. MONITORING EFFORTS ARE DOCUMENTED AND INCLUDE PROCEDURES PERTINENT TO THE GRANT TYPE, INCLUDING FINANCIAL MANAGEMENT, MAINTENANCE AND INVENTORY OR EQUIPMENT, AND GRANT FILE RETENTION.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (13 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
RODNEY FERGUSON
PRESIDENT AND CEO	$537,118	$0	$55,000	$0	$0	$0	$46,639	$0	$21,363	$0	$660,120	$0	$0	$0
JOYJIT DEB ROY
EXECUTIVE VP	$286,477	$0	$40,000	$0	$0	$0	$25,138	$0	$21,320	$0	$372,935	$0	$0	$0
MIKE MYERS
SENIOR VP - CFO & TREASURE	$263,984	$0	$35,000	$0	$0	$0	$22,849	$0	$18,704	$0	$340,537	$0	$0	$0
BRAULIO OLIVEIRA
CHIEF INFORMATION OFFICER	$257,108	$0	$26,300	$0	$600	$0	$25,347	$0	$15,695	$0	$325,050	$0	$0	$0
CHARLOTTE YOUNG
VP GC AND CRCO	$240,634	$0	$40,000	$0	$0	$0	$20,832	$0	$21,304	$0	$322,770	$0	$0	$0
HARVEY S SCHARTUP
CHIEF OF PARTY	$221,340	$0	$0	$0	$54,108	$0	$20,721	$0	$19,926	$0	$316,095	$0	$0	$0
BRIAN BEAN
CHIEF OF PARTY	$147,752	$0	$6,730	$0	$119,727	$0	$14,728	$0	$18,146	$0	$307,083	$0	$0	$0
WILLIAM DAVID SPARKS
SENIOR ADVISOR	$214,944	$0	$47,015	$0	$0	$0	$21,389	$0	$18,433	$0	$301,781	$0	$0	$0
MALIKA MAGAGULA
VP AND COO	$230,916	$0	$30,000	$0	$0	$0	$19,992	$0	$10,343	$0	$291,251	$0	$0	$0
JON ANDERSON
CHIEF OF PARTY	$184,740	$0	$8,500	$0	$50,296	$0	$17,752	$0	$6,530	$0	$267,818	$0	$0	$0
BETHANY J KURBIS
FORMER CHRO	$190,777	$0	$20,400	$0	$0	$0	$17,635	$0	$16,883	$0	$245,695	$0	$0	$0
PATRICIA J MCCALL
VP CORP AFFAIRS	$195,155	$0	$0	$0	$0	$0	$16,569	$0	$12,551	$0	$224,275	$0	$0	$0
ELISABETH WHITBECK
BOARD SECRETARY	$126,525	$0	$20,000	$0	$0	$0	$11,165	$0	$9,609	$0	$167,299	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 1A	FormAndLineReferenceDesc
Explanation	WINROCK ALLOWS EXECUTIVE TEAM MEMBERS TO BE REIMBURSED FOR COSTS UP TO $1,500 ANNUALLY TO COVER EXPENSES THAT PROMOTE A HEALTHY LIFESTYLE INCLUDING HEALTH CLUB MEMBERSHIPS, WEIGHT-MANAGEMENT/FITNESS PROGRAMS, SMOKING CESSATION AND SIMILAR PROGRAMS.	ExplanationTxt

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
A	710503641	04108KB31	2014-09-08	$200,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
B	710503641	04108KB49	2014-09-08	$200,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
C	710503641	04108KB56	2014-09-08	$205,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
D	710503641	04108KB64	2014-09-08	$215,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCd	RetiredRetiredAmt	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd
A	$200,000	Yes (1)
B		Yes (1)
C		Yes (1)
D		Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	0	0	0	0	Yes (1)
B	0	0	0	0	0	0	Yes (1)
C	0	0	0	0	0	0	Yes (1)
D	0	0	0	0	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCd	No Rebate DueNoRebateDueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)
D	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)
D	Yes (1)

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	DATE REBATE COMPUTATION PERFORMED	FormAndLineReferenceDesc
Explanation	ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019 ISSUER NAME: ARKANSAS DEVELOPMENT FINANCE AUTHORITY DATE THE REBATE COMPUTATION WAS PERFORMED: 08/07/2019	ExplanationTxt

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (3 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
A	710503641	04108KB72	2014-09-08	$220,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
B	710503641	04108KB80	2014-09-08	$1,250,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0
ARKANSAS DEVELOPMENT FINANCE AUTHORITY
C	710503641	04108KB98	2014-09-08	$1,520,000	PROCEEDS USED TO REFUND PRIOR ISSUANCE USED FOR CONSTRUCTION OF HQ OFFICE	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (3 entries)

Bond ReferenceBondReferenceCd	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	Yes (1)	0	0	0
B	Yes (1)	0	0	0
C	Yes (1)	0	0	0

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (3 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Any Research AgreementsAnyResearchAgreementsInd	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	0	0	0	0	0
B	0	0	0	0	0	0	0
C	0	0	0	0	0	0	0

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (3 entries)

Bond ReferenceBondReferenceCd	No Rebate DueNoRebateDueInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	Yes (1)	Yes (1)
B	Yes (1)	Yes (1)
C	Yes (1)	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (3 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)
C	Yes (1)

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	1	ContributionCnt
Noncash Contributions Rpt F990	$5,154	NoncashContributionsRptF990Amt
Method Of Determining Revenues	STOCK QUOTE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990 PART I LINE 5 AND PART V LINE 2A:	THE EMPLOYEE COUNT ON PART I LINE 5 IS THE WORLDWIDE EMPLOYEE COUNT, INCLUDING IN-COUNTRY EMPLOYEES. THE COUNT ON PART V LINE 2A IS FROM THE FORM W-3 AND INCLUDES ONLY US EMPLOYEES.
FORM 990, PART VI, SECTION A, LINE 2	BOARD MEMBERS PETER O'NEILL AND WILL ROCKEFELLER ARE RELATED.
FORM 990, PART VI, SECTION B, LINE 11B	FINANCE MANAGEMENT AND THE TAX PREPARER PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE. AT THEIR RECOMMENDATION, ALL MEMBERS OF THE BOARD WERE PROVIDED A COMPLETE COPY PRIOR TO FILING FOR THE OPPORTUNITY TO REVIEW THE ACCURACY AND COMPLETENESS OF THE RETURN.
FORM 990, PART VI, SECTION B, LINE 12C	ANNUALLY, BOARD MEMBERS, EXECUTIVE TEAM MEMBERS, AND ALL EMPLOYEES ARE FURNISHED THE CODE OF CONDUCT (CODE), WHICH INCLUDES THE CONFLICTS OF INTEREST POLICY. EACH BOARD AND STAFF MEMBER IS REQUIRED TO (I) CERTIFY THAT THEY HAVE READ, UNDERSTAND, AND WILL COMPLY WITH THE CODE AND (II) PURSUANT TO THE POLICY, IDENTIFY AND DISCLOSE ANY KNOWN OR POTENTIAL CONFLICTS OF INTERESTS FOR APPROVAL BY THE COMPLIANCE OFFICE PRIOR TO PROCEEDING. FOR DIRECTORS, OFFICERS, AND THE EXECUTIVE TEAM, THE COMPLIANCE OFFICE FURTHER PROVIDES A DISCLOSURE FORM TO EACH INDIVIDUAL, ANNUALLY, TO CERTIFY THAT NO CONFLICTS HAVE ARISEN IN THE PAST YEAR. EVERY CONFLICT DISCLOSURE IS REVIEWED BY THE COMPLIANCE OFFICE TO DETERMINE THE IMPACT ON WINROCK, WHETHER THE ACTION CAN PROCEED, AND APPROPRIATE MITIGATION STEPS, IF NECESSARY.
FORM 990, PART VI, SECTION B, LINE 15	A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS USES COMPENSATION SURVEYS AND OTHER RESOURCES TO DETERMINE THE APPROPRIATE COMPENSATION FOR THE CEO. THE DECISION BY THE COMPENSATION COMMITTEE IS THEN APPROVED BY THE FULL BOARD BEFORE BEING FINALIZED. THE COMPENSATION COMMITTEE ALSO REVIEWS ANNUALLY THE COMPENSATION OF OFFICERS.
FORM 990, PART VI, SECTION C, LINE 19	THE ARTICLES OF INCORPORATION ARE MADE PUBLIC THROUGH THE ARKANSAS SECRETARY OF STATE. ARTICLES OF INCORPORATION AND THE BYLAWS MAY BE DIRECTLY REQUESTED FROM THE BOARD SECRETARY AT WINROCK INTERNATIONAL'S CORPORATE MAILING ADDRESS. THE CONFLICTS OF INTEREST POLICY IS AVAILABLE AT WINROCK.ORG AS PART OF WINROCK'S CODE OF BUSINESS CONDUCT. THE AUDITED INSTITUTIONAL FINANCIAL STATEMENTS AND COMPLIANCE AUDIT UNDER UNIFORM GUIDANCE ARE AVAILABLE UPON REQUEST TO THE CHIEF FINANCIAL OFFICER AT THE CORPORATE MAILING ADDRESS.
FORM 990 PART XII LINE 2C	THERE HAS BEEN NO CHANGE IN THE OVERSIGHT PROCESS OR SELECTION PROCESS SINCE THE PRIOR YEAR.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt
WINROCK INTERNATIONAL FOUNDATION
204 EAST 4TH STREET	NORTH LITTLE ROCK	AR	72114	710603560	TO SUPPORT WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT	AR	$56,863,222	$56,863,222	WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT
WINROCK SOLUTIONS LLC
204 EAST 4TH STREET	NORTH LITTLE ROCK	AR	72114	710603560	TO SUPPORT WINROCK IN SOCIAL, AGRICULTURAL, & ENVIRONMENT SOLUTIONS	AR	$0	$0	WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT
ENVIRONMENT RESOURCES TRUST LLC
204 EAST 4TH STREET	NORTH LITTLE ROCK	AR	72114	710603560	TO IMPROVE NATURAL RESOURCE MANAGEMENT & ENVIRONMENTAL MARKET CONFIDENCE	AR	$0	$0	WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	THE ARKANSAS REGIONAL INNOVATION HUB	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	201 E BROADWAY ST	AddressLine1Txt
City	NORTH LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72114	ZIPCd

Field	Value	IRS element (for citing)
EIN	463376034	EIN
Primary Activities	TO INCREASE INNOVATIVE AND ENTREPRENEURIAL ACTIVITY IN ARKANSAS	PrimaryActivitiesTxt
Legal Domicile State	AR	LegalDomicileStateCd
Exempt Code Section	501(C)(3)	ExemptCodeSectionTxt
Public Charity Status	LINE 12A	PublicCharityStatusTxt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	WINROCK INTERNATIONAL INSTITUTE FOR AGRICULTURAL DEVELOPMENT	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Controlled Organization	0	ControlledOrganizationInd

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	INNOVATION FUND LLC	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	204 EAST 4TH STREET	AddressLine1Txt
City	NORTH LITTLE ROCK	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72114	ZIPCd

Field	Value	IRS element (for citing)
EIN	813781111	EIN
Primary Activities	SMALL BUSINESS STARTUP INVESTMENTS IN ARKANSAS	PrimaryActivitiesTxt
Legal Domicile State	AR	LegalDomicileStateCd
Predominant Income Type	NO INCOME	PredominantIncomeTypeTxt
Disproportionate Allocations	0	DisproportionateAllocationsInd
General Or Managing Partner	0	GeneralOrManagingPartnerInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	0	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (2 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
THE ARKANSAS REGIONAL INNOVATION HUB
D	$351,834	CASH
INNOVATION FUND LLC
L		CASH