ELLIOTSVILLE FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ELLIOTSVILLE FOUNDATION INC (EIN 13-4223002)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-05
- IRS object ID
- 202103099349100360
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-05T07:19:59-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET PO BOX 445 | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134223002 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ELLIOTSVILLE FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ELLI | BusinessNameControlTxt |
| Phone | 2078274456 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 148 | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120148 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | LUCAS ST CLAIR | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 2078274456 | PhoneNum |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | LUCAS | PersonFirstNm |
| Person Last | ST CLAIR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2021-10-28 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,055,000 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $2,226,118 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $73,581 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $73,581 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $73,581 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $232,756 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $232,756 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $232,756 | DividendsAdjNetIncmAmt |
| Gross Rents Rev And Expnss | $105,930 | GrossRentsRevAndExpnssAmt |
| Gross Rents Net Invst Incm | $105,930 | GrossRentsNetInvstIncmAmt |
| Gross Rents Adj Net Incm | $105,930 | GrossRentsAdjNetIncmAmt |
| Net Rental Income Or Loss | $35,778 | NetRentalIncomeOrLossAmt |
| Net Gain Sale Ast Rev And Expnss | $351,582 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $7,790,207 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $396,884 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Incm Modifications Adj Net Incm | $196,754 | IncmModificationsAdjNetIncmAmt |
| Total Rev And Expnss | $2,989,967 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $809,151 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $609,021 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $112,131 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $112,131 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $117,292 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $117,292 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $37,262 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $37,262 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $7,494 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $7,494 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $50,574 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,837 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $9,837 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $40,737 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $126,019 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $86,690 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $86,690 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $39,329 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $140,907 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $127,907 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $9,586 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $9,586 | DeprecAndDpltnNetInvstIncmAmt |
| Deprec And Dpltn Adj Net Incm | $9,586 | DeprecAndDpltnAdjNetIncmAmt |
| Trav Conf Meeting Rev And Expnss | $162,829 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $162,829 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $2,799,722 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $76,360 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $61,942 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $809,932 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,563,816 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $182,473 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $168,055 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,454,913 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $10,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,573,816 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $182,473 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $168,055 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,464,913 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$583,849 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $626,678 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $440,966 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $54,510 | CashBOYAmt |
| Cash EOY | $143,373 | CashEOYAmt |
| Cash EOYFMV | $143,373 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $516,422 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $335,934 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $335,934 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $8,602,786 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,986,532 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $11,710,291 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $4,895,211 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,542,467 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,675,592 | CorporateBondsEOYFMVAmt |
| Invst Land Cost Or Other Basis | $601,326 | InvstLandCostOrOtherBasisAmt |
| Invst Land Accum Depreciation | $39,942 | InvstLandAccumDepreciationAmt |
| Land Bldg Investments BOY | $570,970 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $561,384 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $561,384 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $3,294,514 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,319,609 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,470,576 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $19,918,857 | LandBldgEquipCostOrOtherBssAmt |
| Land BOY | $19,547,404 | LandBOYAmt |
| Land EOY | $19,918,857 | LandEOYAmt |
| Land EOYFMV | $19,918,857 | LandEOYFMVAmt |
| Other Assets BOY | $149,181 | OtherAssetsBOYAmt |
| Other Assets EOY | $238,993 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $238,993 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $37,630,998 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,047,149 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,055,000 | TotalAssetsEOYFMVAmt |
| Grants Payable BOY | $2,101 | GrantsPayableBOYAmt |
| Grants Payable EOY | $2,101 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $4,600 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,600 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $6,701 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,701 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $37,624,297 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,040,448 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $37,624,297 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,040,448 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $37,630,998 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,047,149 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $37,624,297 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$583,849 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $37,040,448 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,040,448 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $2,535,999 | $2,645,728 | -$109,729 | -$109,729 | |
| PUBLICLY TRADED SECURITIES | $5,022,344 | $4,582,595 | $439,749 | $439,749 | |
| DISTRIBUTIONS IN EXCESS OF BASIS | $66,864 | $66,864 | $66,864 | P | |
| SALE OF GOULDSBORO PROPERTY | $165,000 | $165,000 | $0 | $0 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $396,884 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$109,729 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,711 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,711 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,711 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $18,682 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $2,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $20,682 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $11,971 | OverpaymentAmt |
| Applied To ES Tax | $11,971 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.KEEPMEBEAUTIFUL.COM | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| LUCAS ST CLAIR | ||||||||
| C/O ARB PO BOX 445 | PORTLAND | ME | 04112 | EXECUTIVE DIRECTOR & DIREC | 40.00 | $112,131 | $19,541 | $0 |
| ROXANNE QUIMBY | ||||||||
| C/O ARB PO BOX 445 | PORTLAND | ME | 04112 | PRESIDENT & DIRECTOR | 16.00 | $0 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| C/O ARB PO BOX 445 | PORTLAND | ME | 04112 | TREASURER | 1.00 | $0 | $0 | $0 |
| REBECCA ROWE | ||||||||
| C/O ARB PO BOX 445 | PORTLAND | ME | 04112 | SECRETARY | 1.00 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| C/O ARB PO BOX 445 | PORTLAND | ME | 04112 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WIPHUNAKSON | |||||
| 4 SUNRISE TERRACE | ORONO | ME | 04473 | CONSULTING | $105,511 |
| GOLDMAN SACHS | |||||
| 125 HIGH STREET 17TH FLOOR | BOSTON | MA | 021102704 | INVESTMENT MNGMT & ADVICE | $86,690 |
| STERN CONSULTING INTERNATIONAL | |||||
| 65 REVERE STREET | PORTLAND | ME | 04103 | CONSULTING | $56,369 |
| ALBIN RANDALL & BENNETT | |||||
| PO BOX 445 | PORTLAND | ME | 04112 | ACCOUNTING | $50,595 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | ACQUISITION OF PROPERTY LOCATED AT TOWNSHIP 3, RANGE 7 WELS. THE PROPERTY IS USED IN SUPPORT OF THEOPERATION OF THE KATAHDIN WOODS AND WATERS NATIONALMONUMENT. | Description1Txt |
| Expenses1 | $802,235 | Expenses1Amt |
| Description2 | EXPENDITURES FOR MAINTENANCE, UPKEEP, STEWARDSHIP PLANS, INSURANCE, REAL ESTATE AND EXCISE TAXES AND OTHER ITEMS RELATED TO VARIOUS PARCELS OF LAND AND PROPERTIES HELD FOR CONSERVATION, HABITAT PRESERVATION, ENVIRONMENTAL RESEARCH, EDUCATIONAL PURPOSES AND THE PRESERVATION OF OPEN SPACE FOR THE BENEFIT OF THE PUBLIC. | Description2Txt |
| Expenses2 | $418,223 | Expenses2Amt |
| Description3 | EXPENDITURES RELATED TO KATAHDIN WOODS AND WATERS NATIONAL MONUMENT, LOCATED TO THE EAST OF BAXTER STATE PARK IN NORTHERN MAINE, SUCH AS PROMOTION AND PUBLICITY OF THE NATIONAL MONUMENT, PROVIDING ASSISTANCE TO THE NATIONAL PARK SERVICE WITH INFRASTRUCTURE DEVELOPMENT TO PROTECT THE NATURAL AND CULTURAL RESOURCES WHILE IMPROVING THE VISITOR EXPERIENCE, PARTICIPATION IN THE DEVELOPMENT OF THE NATIONAL PARK SERVICE'S LAND MANAGEMENT PLAN, PROMOTION OF VOLUNTEER OPPORTUNITIES, AND DEVELOPMENT OF EDUCATIONAL MATERIALS ABOUT THE NATIONAL MONUMENT, TO INCLUDE PROVIDING STRATEGIC ADVICE AND GUIDANCE TO THE NATURAL RESOURCES COUNCIL OF MAINE AND THE FRIENDS OF KATAHDIN WOODS AND WATERS ORGANIZATIONS RELATED TO THEIR ASSISTANCE WITH THIS PROGRAM. | Description3Txt |
| Expenses3 | $921,378 | Expenses3Amt |
| Description4 | PROMOTION OF REGIONAL COMMUNITY AND ECONOMIC DEVELOPMENT IN THE MILLINOCKET MAINE REGION TO PROMOTE COMMUNITY REVITALIZATION, ASSIST WITH INFRASTRUCTURE DEVELOPMENT OF HOUSING AND COMMERCIAL PROPERTIES TO FOSTER ENTREPRENEURIAL OPPORTUNITIES AND ECONOMIC GROWTH, PROMOTE VOLUNTEERISM IN THE REGION, AND PROVIDE EDUCATIONAL OPPORTUNITIES. | Description4Txt |
| Expenses4 | $65,825 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $18,300,235 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $596,828 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,897,063 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,897,063 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $283,456 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,613,607 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $930,680 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,464,913 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $802,235 | CharitableAssetsAcquisPaidAmt |
| Qualifying Distributions | $2,267,148 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,267,148 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2004-11-19 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $440,966 | CurrentYearAmt |
| Year1 | $316,424 | Year1Amt |
| Year2 | $279,999 | Year2Amt |
| Year3 | $341,750 | Year3Amt |
| Total | $1,379,139 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $374,821 | CurrentYearAmt |
| Year1 | $268,960 | Year1Amt |
| Year2 | $237,999 | Year2Amt |
| Year3 | $290,488 | Year3Amt |
| Total | $1,172,268 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,267,148 | CurrentYearAmt |
| Year1 | $2,907,471 | Year1Amt |
| Year2 | $1,137,792 | Year2Amt |
| Year3 | $1,031,521 | Year3Amt |
| Total | $7,343,932 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $10,000 | CurrentYearAmt |
| Year1 | $1,134,500 | Year1Amt |
| Year2 | $14,100 | Year2Amt |
| Year3 | $21,600 | Year3Amt |
| Total | $1,180,200 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,257,148 | CurrentYearAmt |
| Year1 | $1,772,971 | Year1Amt |
| Year2 | $1,123,692 | Year2Amt |
| Year3 | $1,009,921 | Year3Amt |
| Total | $6,163,732 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $620,453 | CurrentYearAmt |
| Year1 | $669,305 | Year1Amt |
| Year2 | $691,087 | Year2Amt |
| Year3 | $674,949 | Year3Amt |
| Total | $2,655,794 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NORTHERN FOREST CENTER | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 18 N MAIN STREET SUITE 204 | AddressLine1Txt |
| City | CONCORD | CityNm |
| State Abbreviation | NH | StateAbbreviationCd |
| ZIP | 03301 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | OPERATING SUPPORT | GrantOrContributionPurposeTxt |
| Amt | $10,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $73,581 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $232,756 | ExclusionAmt |
Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 03 | ExclusionCd |
| Exclusion | $35,778 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $351,582 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $693,697 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $693,697 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROXANNE QUIMBY FOUNDATION FBO NATIONAL PARK FOUNDATION | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 769 CONGRESS STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $2,226,118 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING SERVICES & TAX PREPARATION | CategoryTxt |
| Amt | $50,574 | Amt |
| Net Investment Income | $9,837 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $9,837 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $40,737 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (42 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Computation MethodComputationMethodTxt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Prior Year DepreciationPriorYearDepreciationAmt | LifeLifeRt |
|---|---|---|---|---|---|---|---|---|
| LAND - BIG BENSON POND | 2002-12-23 | $760,005 | L | $0 | $0 | $0 | ||
| LAND - BIG GREENWOOD POND | 2002-12-07 | $186,179 | L | $0 | $0 | $0 | ||
| LAND - BIG WILSON PRESERVE | 2002-12-23 | $590,000 | L | $0 | $0 | $0 | ||
| LAND - BODFISH FARM ROAD #1 | 2002-12-07 | $20,900 | L | $0 | $0 | $0 | ||
| LAND - BODFISH FARM ROAD #2 | 2002-12-07 | $23,000 | L | $0 | $0 | $0 | ||
| LAND - DOUGHTY HILL | 2002-12-07 | $39,000 | L | $0 | $0 | $0 | ||
| LAND - GREENWOOD MOUNTAIN | 2002-12-07 | $40,000 | L | $0 | $0 | $0 | ||
| LAND - LITTLE GREENWOOD POND PRESERVE | 2002-12-23 | $400,000 | L | $0 | $0 | $0 | ||
| LAND - MOUNT KINEO PRESERVE | 2002-12-23 | $415,000 | L | $0 | $0 | $0 | ||
| LAND - PEPPERMINT BROOK PRESERVE | 2002-12-23 | $48,000 | L | $0 | $0 | $0 | ||
| LAND - SEVEN PONDS PRESERVE | 2002-12-07 | $2,400,000 | L | $0 | $0 | $0 | ||
| LAND - WAKEMAN GATE | 2002-12-07 | $300,000 | L | $0 | $0 | $0 | ||
| LAND - 1 GREENVILLE RD, MONSON | 2003-03-18 | $56,016 | L | $0 | $0 | $0 | ||
| LAND - 3 GREENVILLE RD, MONSON | 2003-01-14 | $32,216 | L | $0 | $0 | $0 | ||
| LAND - 5 GREENVILLE RD, MONSON | 2003-01-10 | $33,721 | L | $0 | $0 | $0 | ||
| LAND - 4 WATER ST, MONSON | 2003-05-15 | $89,766 | L | $0 | $0 | $0 | ||
| LAND - SCHOODIC PENNINSULA | 2006-07-01 | $647,468 | L | $0 | $0 | $0 | ||
| LAND - OTTER CLIFF RD, BAR HARBOR | 2005-10-26 | $552,892 | L | $0 | $0 | $0 | ||
| LAND - OTTER CLIFF ROAD | 2006-04-18 | $181,271 | L | $0 | $0 | $0 | ||
| LAND - EASEMENT CARANTUNK FALLS | 2006-06-29 | $51,522 | L | $0 | $0 | $0 | ||
| LAND - BLACK DOG ROAD PROPERTY | 2006-12-31 | $117,116 | L | $0 | $0 | $0 | ||
| COLLECTIBLES | 2002-12-15 | $110,057 | L | $0 | $0 | $0 | ||
| MAP 14 LOT 8, TREMONT, ME | 2008-01-01 | $35,724 | L | $0 | $0 | $0 | ||
| LAND - HULLS COVE | 2010-07-08 | $71,139 | L | $0 | $0 | $0 | ||
| LAND - TREMONT MAP 3 LOT 16 | 2010-07-20 | $263,272 | L | $0 | $0 | $0 | ||
| LAND - WILLIAMSBURG & ELLIOTSVILLE TWNSP (1108 ACRES) | 2010-01-02 | $547,936 | L | $0 | $0 | $0 | ||
| LAND - T6R9 & T7R9 & BARNARD (8034 ACRES) | 2010-01-02 | $3,972,878 | L | $0 | $0 | $0 | ||
| LAND - ELLIOTSVILLE FROM CARATUNK | 2011-08-29 | $704,533 | L | $0 | $0 | $0 | ||
| LAND - WILLIAMSBURG (2393 AC) | 2011-01-02 | $527,915 | L | $0 | $0 | $0 | ||
| LAND - BOWERBANK & BARNARD (7050 AC) | 2011-01-02 | $2,244,706 | L | $0 | $0 | $0 | ||
| LAND - CRAWFORD & LAKEVILLE | 2012-01-03 | $2,505,551 | L | $0 | $0 | $0 | ||
| LAND 769 CONGRESS RENTAL PORTION | 2016-11-01 | $217,900 | L | $0 | $0 | $0 | ||
| BUILDING 769 CONGRESS RENTAL PORTION | 2016-11-01 | $383,426 | SL | $9,586 | $9,586 | $9,586 | $30,356 | 40.000000000000 |
| LAND - 881 SHIN POND RD, PATTEN | 2016-10-06 | $327,854 | L | $0 | $0 | $0 | ||
| 769 CONGRESS LAND - EXEMPT PURPOSE | 2016-11-01 | $217,900 | L | $0 | $0 | $0 | ||
| 769 CONGRESS BLDG - EXEMPT PURPOSE | 2016-11-01 | $383,427 | L | $0 | $0 | $0 | ||
| LAND - SZABO PROPERTY | 2002-12-07 | $38,900 | L | $0 | $0 | $0 | ||
| LAND - 943 SHIN POND ROAD | 2019-11-15 | $180,758 | L | $0 | $0 | $0 | ||
| LAND - SCHOODIC PENNINSULA | 2006-07-01 | $196,754 | L | $0 | $0 | $0 | ||
| LAND - WILLIAMSBURG (2393 AC) | 2011-01-02 | $234,028 | L | $0 | $0 | $0 | ||
| LAND - BASKAHEGAN T3R7 | 2020-07-13 | $240,015 | L | $0 | $0 | $0 | ||
| LAND - BASKAHEGAN EASEMENT T3R7 FOR NPF | 2020-07-13 | $562,220 | L | $0 | $0 | $0 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (44 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY 2.0% 02/14/2025 USD SR LIEN | $25,290 | $26,692 |
| ABBOTT LABORATORIES 1.15% 01/30/2028 USD SR LIEN | $29,811 | $30,620 |
| ADOBE SYSTEMS INCORPORATED 3.25% 02/01/2025 USD SR LIEN | $50,344 | $55,729 |
| ALABAMA POWER CO 2.45% 03/30/2022 USD SER 17A SR LIEN | $74,939 | $77,316 |
| ALPHABET INC. 1.998% 08/15/2026 USD SR LIEN | $46,787 | $53,988 |
| AMGEN INC. 2.2% 02/21/2027 USD SR LIEN | $59,872 | $64,797 |
| AMPHENOL CORP 2.05% 03/01/2025 USD SR LIEN | $39,932 | $42,529 |
| APPLE INC. 2.25% 02/23/2021 USD SR LIEN | $75,034 | $75,689 |
| B.A.T. CAPITAL CORPORATION 2.259% 03/25/2028 USD SR LIEN | $25,561 | $26,102 |
| B.A.T. CAPITAL CORPORATION 4.7% 04/02/2027 USD SR LIEN | $17,470 | $17,812 |
| BANK OF AMERICA CORPORATION HYBRID MTN 10/22/2025 USD SR LIEN CPN 10/22/19 2 | $75,000 | $80,305 |
| BANK OF NY MELLON CORP MTN 3.5% 04/28/2023 USD SR LIEN | $74,918 | $80,890 |
| BB&T CORPORATION MTN 3.7% 06/05/2025 USD SR LIEN | $49,899 | $56,666 |
| BERKSHIRE HATHAWAY INC. 2.75% 03/15/2023 USD SR LIEN | $50,443 | $52,913 |
| BLACKROCK INC 3.2% 03/15/2027 USD SR LIEN | $26,280 | $28,435 |
| CATERPILLAR FINL SERVICE MTN 1.1% 09/14/2027 USD SR LIEN | $64,873 | $65,886 |
| CHARLES SCHWAB CORPORATION (TH 3.85% 05/21/2025 USD SR LIEN | $74,950 | $85,645 |
| CISCO SYSTEMS INC 2.2% 02/28/2021 USD SR LIEN | $49,904 | $50,531 |
| CVS HEALTH CORPORATION 4.3% 03/25/2028 USD SR LIEN | $36,884 | $38,446 |
| DUKE ENERGY CORP 0.9% 09/15/2025 USD SR LIEN | $34,983 | $35,180 |
| ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER * SR LIEN | $34,076 | $35,448 |
| GENERAL DYNAMICS CORP 2.375% 11/15/2024 USD SR LIEN | $74,400 | $80,322 |
| INVESCO FINANCE PLC 3.125% 11/30/2022 USD SR LIEN | $100,177 | $105,286 |
| JOHN DEERE CAPITAL CORPORATION MTN 2.65% 01/06/2022 USD SR LIEN | $49,986 | $51,863 |
| JPMORGAN CHASE & CO. HYBRID 04/23/2024 USD SR LIEN CPN 04/23/18 3.559% | $75,000 | $80,891 |
| LOWE'S COMPANIES INC 3.75% 04/15/2021 USD SR LIEN | $100,266 | $101,036 |
| MERCK & CO., INC. 3.875% 01/15/2021 USD SR LIEN | $50,030 | $50,927 |
| MICROSOFT CORPORATION 2.65% 11/03/2022 USD SR LIEN | $75,100 | $78,438 |
| MPLX LP 4.0% 03/15/2028 USD SR LIEN | $22,148 | $23,247 |
| NOVARTIS CAPITAL CORP 2.0% 02/14/2027 USD SR LIEN | $44,959 | $48,369 |
| ORACLE CORPORATION 2.65% 07/15/2026 USD SR LIEN | $71,758 | $77,781 |
| PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN | $49,960 | $52,748 |
| PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN | $50,712 | $53,732 |
| PFIZER INC. 3.4% 05/15/2024 USD SR LIEN | $58,195 | $60,679 |
| ROYAL BANK OF CANADA MTN 2.75% 02/01/2022 USD SR LIEN | $49,989 | $51,942 |
| SIMON PROPERTY GROUP, L.P. 2.5% 07/15/2021 USD SER 5YR SR LIEN | $75,254 | $76,304 |
| STARBUCKS CORP 2.7% 06/15/2022 USD SR LIEN | $100,274 | $103,305 |
| STATE STREET CORPORATION 3.1% 05/15/2023 USD SRSUB LIEN | $75,496 | $80,047 |
| THE HOME DEPOT, INC. 4.4% 04/01/2021 USD SR LIEN | $75,327 | $75,825 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $50,027 | $50,408 |
| TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN | $49,936 | $54,797 |
| VISA INC. 2.15% 09/15/2022 USD SER 5YR SR LIEN | $49,849 | $51,869 |
| WALT DISNEY COMPANY (THE) MTN 2.3% 02/12/2021 USD SR LIEN | $99,903 | $101,063 |
| WELLS FARGO & COMPANY MTN 4.125% 08/15/2023 USD SER M SUB LIEN | $76,471 | $83,094 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (570 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $26,114 | $22,548 |
| ABB LTD SPONSORED ADR CMN | $5,956 | $7,381 |
| ABBOTT LABORATORIES CMN | $19,976 | $42,482 |
| ABBVIE INC CMN | $29,732 | $41,574 |
| ABN AMRO BANK N.V. ADR CMN | $4,065 | $2,365 |
| ACCENTURE PLC CMN CLASS A | $18,278 | $36,308 |
| ADECCO GRP AG ADR CMN | $5,128 | $5,488 |
| ADIDAS AG ADR CMN | $10,973 | $12,757 |
| ADOBE INC CMN | $16,936 | $52,513 |
| ADVANCED MICRO DEVICES, INC. CMN | $14,174 | $23,661 |
| ADVANTEST CORPORATION SPONSORED ADR CMN | $64 | $75 |
| ADYEN N.V. ADR CMN | $2,345 | $2,331 |
| AEGON N V AMER REG ADR CMN | $3,347 | $2,994 |
| AERCAP HOLDINGS NV ORD CMN | $61 | $46 |
| AFLAC INCORPORATED CMN | $6,315 | $6,804 |
| AFTERPAY LIMITED ADR CMN | $4,024 | $4,006 |
| AGEAS SPONSORED ADR CMN | $3,657 | $3,306 |
| AGILENT TECHNOLOGIES, INC. CMN | $4,305 | $7,820 |
| AIA GROUP LIMITED SPONSORED ADR CMN SERIES | $21,813 | $26,415 |
| AIR LIQUIDE SA ADR CMN | $12,392 | $14,784 |
| AIR PRODUCTS & CHEMICALS INC CMN | $7,269 | $13,728 |
| AKAMAI TECHNOLOGIES, INC. CMN | $1,731 | $3,570 |
| AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B | $4,607 | $4,008 |
| AKZO NOBEL N.V. SPONSORED ADR CMN | $3,248 | $3,548 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $2,053 | $1,456 |
| ALCON, INC. CMN | $5,190 | $6,136 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $3,160 | $4,483 |
| ALEXION PHARMACEUTICALS, INC. CMN | $5,400 | $7,500 |
| ALFA LAVAL AB UNSPONSORED ADR CMN | $3,591 | $4,051 |
| ALLIANZ SE ADR CMN | $20,075 | $20,382 |
| ALLSTATE CORPORATION COMMON STOCK | $6,135 | $7,512 |
| ALPHABET INC. CMN CLASS A | $63,512 | $115,674 |
| ALPHABET INC. CMN CLASS C | $62,035 | $113,872 |
| AMADEUS IT GROUP SA ADR CMN | $7,382 | $7,215 |
| AMAZON.COM INC CMN | $97,363 | $302,894 |
| AMCOR PLC CMN | $3,450 | $4,202 |
| AMERICAN AIRLINES GROUP INC CMN | $4,002 | $1,987 |
| AMERICAN EXPRESS CO. CMN | $12,495 | $17,532 |
| AMERICAN INTL GROUP, INC. CMN | $11,531 | $7,458 |
| AMERICAN TOWER CORPORATION CMN | $14,771 | $22,116 |
| AMERICAN WATER WORKS CO, INC. CMN | $3,915 | $5,678 |
| AMERIPRISE FINANCIAL, INC. CMN | $4,559 | $6,413 |
| AMERISOURCEBERGEN CORPORATION CMN | $2,748 | $2,835 |
| AMGEN INC. CMN | $22,822 | $29,430 |
| ANALOG DEVICES, INC. CMN | $9,947 | $11,966 |
| ANHEUSER-BUSCH INBEV SPONSORED ADR CMN | $10,312 | $9,088 |
| ANTHEM, INC. CMN | $11,095 | $17,981 |
| AON PLC CMN | $8,073 | $10,775 |
| APPLE INC. CMN | $145,838 | $468,263 |
| APPLIED MATERIALS INC CMN | $9,098 | $17,346 |
| APTIV PLC CMN | $4,722 | $7,687 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $5,353 | $6,200 |
| ARGENX SE SPONSORED ADR CMN | $3,227 | $3,529 |
| ARKEMA FRANCE SPONSORED ADR CMN | $2,759 | $2,974 |
| ASHAI KASEI CORP ADR CMN | $5,256 | $6,067 |
| ASM PACIFIC TECHNOLOGY LIMITED UNSPONSORED ADR CMN | $1,775 | $1,702 |
| ASML HOLDING N.V. ADR CMN | $23,128 | $38,530 |
| ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) | $10,015 | $10,257 |
| ASSURANT, INC. CMN | $1,355 | $1,635 |
| ASTELLAS PHARMA INC. UNSPONSORED ADR CMN | $11,319 | $10,143 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN | $26,634 | $27,495 |
| AT&T INC. CMN | $56,505 | $44,923 |
| ATLANTIA S.P.A. UNSPONSORED ADR CMN | $4,500 | $3,619 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B | $5,468 | $6,458 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A | $7,038 | $8,819 |
| ATOS UNSPONSORED ADR CMN | $3,618 | $3,935 |
| AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR | $12,499 | $12,752 |
| AUTODESK, INC. CMN | $5,625 | $14,656 |
| AVALONBAY COMMUNITIES INC CMN | $6,025 | $5,347 |
| AXA-UAP AMERICAN DEPOSITARY SHARES | $7,650 | $6,661 |
| BAKER HUGHES, A GE COMPANY CMN | $3,925 | $2,898 |
| BALL CORPORATION CMN | $2,960 | $6,709 |
| BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 | $9,849 | $9,282 |
| BANCO SANTANDER, S.A. SPON ADR | $17,483 | $13,603 |
| BANK OF AMERICA CORP CMN | $40,163 | $50,951 |
| BARCLAYS PLC,AMER DEP SHS ADR CMN | $14,927 | $13,359 |
| BAXTER INTERNATIONAL INC CMN | $7,015 | $9,014 |
| BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN | $1,069 | $1,149 |
| BECTON, DICKINSON AND COMPANY CMN | $12,756 | $15,764 |
| BEIERSDORF AG UNSPONSORED ADR CMN | $3,941 | $3,929 |
| BEIGENE, LTD. SPONSORED ADR CMN | $1,407 | $2,067 |
| BEST BUY CO INC CMN | $2,712 | $4,917 |
| BIOGEN INC. CMN | $11,011 | $8,570 |
| BLACKROCK, INC. CMN | $14,678 | $24,532 |
| BNP PARIBAS LINKED TO EURO STOXX 50 PR UPSIDE LEVERED CAPPED STRUCTURED NOTE | $185,000 | $200,466 |
| BNP PARIBAS SPONSORED ADR CMN | $15,263 | $15,084 |
| BOC HONG KONG (HOLDINGS) LTD ADR | $1,619 | $1,455 |
| BOOKING HOLDINGS INC. CMN | $15,086 | $20,045 |
| BORGWARNER INC. CMN | $1,926 | $1,700 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $3,979 | $3,152 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $11,540 | $11,396 |
| BRAMBLES LIMITED SPONSORED ADR CMN | $7,167 | $6,953 |
| BRENNTAG AG ADR CMN | $3,135 | $4,495 |
| BRIDGESTONES CORP. ADR ADR CMN | $2,036 | $1,858 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $29,196 | $31,197 |
| BROWN FORMAN CORP CL B CMN CLASS B | $1,986 | $3,105 |
| CAMPBELL SOUP CO CMN | $1,911 | $2,079 |
| CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX CNTNGNT CPN W BUFFER | $250,000 | $275,926 |
| CANON INC ADR SPONSORED ADR CMN | $12,707 | $10,151 |
| CAP GEMINI ADR CMN | $5,091 | $6,516 |
| CAPITAL ONE FINANCIAL CORP CMN | $8,205 | $10,280 |
| CARDINAL HEALTH, INC. CMN | $4,342 | $3,513 |
| CARL ZEISS MEDITEC AG ADR CMN | $2,118 | $2,398 |
| CARLSBERG A/S SPONSORED ADR CMN | $4,967 | $5,290 |
| CARMAX, INC. CMN | $2,350 | $3,306 |
| CARNIVAL CORPORATION CMN | $6,286 | $2,448 |
| CATERPILLAR INC (DELAWARE) CMN | $14,188 | $21,842 |
| CBOE GLOBAL MARKETS, INC CMN | $2,572 | $2,235 |
| CBRE GROUP, INC. CMN CLASS A | $2,761 | $4,767 |
| CENTRAL JAPAN RY CO ADR CMN | $17,759 | $12,153 |
| CHARLES SCHWAB CORPORATION CMN | $13,000 | $16,867 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $1,810 | $2,127 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN | $929 | $1,131 |
| CHUBB LIMITED CMN | $14,431 | $15,934 |
| CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN | $7,807 | $11,876 |
| CHURCH & DWIGHT CO., INC. CMN | $3,667 | $4,100 |
| CIGNA CORP CMN | $14,947 | $17,071 |
| CISCO SYSTEMS, INC. CMN | $29,892 | $41,483 |
| CITIGROUP INC. CMN | $30,808 | $28,117 |
| CITIZENS FINANCIAL GROUP, INC. CMN | $2,392 | $3,326 |
| CLOROX CO (THE) (DELAWARE) CMN | $3,602 | $5,250 |
| COCA-COLA COMPANY (THE) CMN | $38,758 | $46,669 |
| COCA-COLA EUROPEAN PARTNERS PL CMN | $436 | $448 |
| COLGATE-PALMOLIVE CO CMN | $13,630 | $16,418 |
| COLOPLAST A/S ADR CMN | $1,759 | $2,292 |
| COMCAST CORPORATION CMN CLASS A VOTING | $40,486 | $52,400 |
| COMERICA INCORPORATED CMN | $1,672 | $1,470 |
| COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES | $28,990 | $33,391 |
| COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN | $5,923 | $6,292 |
| CONAGRA BRANDS INC CMN | $3,200 | $3,807 |
| COVESTRO AG SPONSORED ADR CMN | $1,752 | $2,347 |
| CREDIT SUISSE GROUP SPON ADR SPONSORED ADR CMN | $8,750 | $8,597 |
| CRH PLC SPON ADR ADR CMN | $7,912 | $8,729 |
| CSL LIMITED SPONSORED ADR CMN | $22,298 | $24,692 |
| CSX CORPORATION CMN | $8,437 | $15,155 |
| CVS HEALTH CORP CMN | $22,089 | $19,739 |
| CYBERARK SOFTWARE LTD. CMN | $1,969 | $2,747 |
| D.R. HORTON, INC. CMN | $3,117 | $5,100 |
| DAI NIPPON PRINTING LTD SPONSORED ADR CMN | $11,831 | $7,798 |
| DAIICHI SANKYO CO LTD SPONSORED ADR CMN | $2,886 | $3,184 |
| DAIMLER AG ADR CMN | $10,362 | $13,647 |
| DAITO TR CONSTR CO LTD SPONSORED ADR CMN | $13,891 | $10,831 |
| DANONE SPONSORED ADR CMN | $7,794 | $6,249 |
| DASSAULT SYSTEMES SPONSORED ADR CMN | $5,613 | $6,709 |
| DAVITA INC CMN | $937 | $1,878 |
| DBS GROUP HOLDINGS SPONSORED ADR CMN | $12,752 | $12,967 |
| DEERE & COMPANY CMN | $10,714 | $18,617 |
| DELTA AIR LINES, INC. CMN | $6,608 | $5,951 |
| DENSO CORP ADR ADR CMN | $8,178 | $10,575 |
| DEUTSCHE BANK AG CMN | $3,843 | $5,766 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $6,140 | $6,815 |
| DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN | $2,265 | $1,667 |
| DEUTSCHE POST AG SPONSORED ADR CMN | $6,970 | $9,167 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $6,336 | $7,008 |
| DEUTSCHE WOHNEN AG ADR CMN | $14,250 | $18,924 |
| DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN | $23,733 | $23,186 |
| DIGITAL REALTY TRUST, INC. CMN | $6,959 | $8,157 |
| DISCO CORP ADR CMN | $9,035 | $12,790 |
| DISCOVER FINANCIAL SERVICES CMN | $5,156 | $6,428 |
| DNB ASA SPONSORED ADR CMN | $4,644 | $5,259 |
| DOMINION ENERGY INC CMN | $14,664 | $14,138 |
| DOW INC. CMN | $12,040 | $9,879 |
| DSV PANALPINA A/S UNSPONSORED ADR CMN | $7,052 | $10,563 |
| DUKE REALTY CORPORATION CMN | $2,014 | $2,758 |
| DXC TECHNOLOGY COMPANY CMN | $4,160 | $1,442 |
| E.ON AG SPONSORED ADR CMN | $2,420 | $2,573 |
| EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $14,227 | $10,403 |
| EASTMAN CHEMICAL COMPANY CMN | $4,139 | $4,847 |
| EATON CORP PLC CMN | $6,333 | $10,692 |
| EBAY INC. CMN | $5,298 | $7,286 |
| ECOLAB INC. CMN | $8,649 | $13,444 |
| EDENRED ADR CMN | $3,762 | $4,316 |
| EDWARDS LIFESCIENCES CORPORATI CMN | $5,349 | $12,407 |
| EISAI CO LTD SPONS ADR SPONSORED ADR CMN | $6,051 | $5,641 |
| ELI LILLY & CO CMN | $13,715 | $29,547 |
| EMERSON ELECTRIC CO. CMN | $8,864 | $11,011 |
| ENAGAS S A UNSPONSORED ADR CMN | $5,066 | $4,558 |
| ENGIE SPONSORED ADR CMN | $5,201 | $4,871 |
| ENTERGY CORPORATION CMN | $3,484 | $4,393 |
| EPIROC AB ADR CMN | $3,473 | $5,230 |
| EQUINIX, INC. REIT | $8,543 | $13,569 |
| EQUITY RESIDENTIAL CMN | $5,607 | $5,030 |
| ERICSSON AMERICAN ADR CMN CLASS B | $7,198 | $9,249 |
| ERSTE GROUP BANK AG SPONSORED ADR CMN | $4,101 | $3,418 |
| ESSEX PROPERTY TRUST INC CMN | $3,050 | $3,592 |
| ESSILOR INTERNATIONAL SA ADR CMN | $8,985 | $9,104 |
| ESTEE LAUDER COS INC CL-A CMN CLASS A | $9,972 | $13,576 |
| EVERSOURCE ENERGY CMN | $4,939 | $6,575 |
| EVOLUTION GAMING GROUP AB (PUB ADR CMN | $3,295 | $4,574 |
| EXELON CORPORATION CMN | $7,892 | $8,824 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $1,750 | $2,758 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $128,425 | $144,228 |
| FANUC CORPORATION UNSPONSORED ADR CMN | $9,374 | $12,036 |
| FAST RETAILING CO LTD UNSPONSORED ADR CMN | $9,065 | $13,435 |
| FEDERAL RLTY INVT TR SBI CMN | $1,777 | $1,379 |
| FEDEX CORPORATION CMN | $11,370 | $14,019 |
| FERRARI N.V. CMN | $4,994 | $6,886 |
| FIAT CHRYSLER AUTOMOBILES N.V. CMN | $3,733 | $4,703 |
| FIFTH THIRD BANCORP CMN | $4,163 | $4,510 |
| FIRST REPUBLIC BANK CMN SERIES | $3,917 | $5,583 |
| FLOWSERVE CORPORATION CMN | $1,473 | $1,223 |
| FLUTTER ENTERTAINMENT PUBLIC L ADR CMN | $3,918 | $7,250 |
| FORD MOTOR COMPANY CMN | $9,402 | $7,682 |
| FORTESCUE METALS GROUP LTD SPONSORED ADR CMN | $3,246 | $8,493 |
| FORTUNE BRANDS HOME & SECURITY CMN | $1,863 | $2,400 |
| FRANKLIN RESOURCES INC CMN | $3,707 | $2,224 |
| FREEPORT-MCMORAN INC CMN | $4,782 | $8,561 |
| FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN | $3,288 | $3,740 |
| FRESENIUS SE & CO KGAA SPONSORED ADR CMN | $2,401 | $2,037 |
| FUCHS PETROLUB SE ADR CMN | $1,591 | $2,046 |
| FUJIFILM HOLDINGS CORPORATION ADR CMN | $4,783 | $5,214 |
| FUJITSU LTD ADR (5 COM) ADR CMN | $7,181 | $10,827 |
| GALAPAGOS NV SPONSORED ADR CMN | $2,759 | $1,287 |
| GAP INC CMN | $1,132 | $989 |
| GEA GROUP AKTIENGESELLSCHAFT SPONSORED ADR | $995 | $1,111 |
| GEBERIT AG ADR CMN | $4,937 | $5,643 |
| GENERAL MILLS INC CMN | $7,183 | $8,056 |
| GENERAL MOTORS COMPANY CMN | $10,180 | $11,742 |
| GENMAB A/S SPONSORED ADR CMN | $3,837 | $6,099 |
| GENUINE PARTS CO. CMN | $2,794 | $3,138 |
| GILEAD SCIENCES CMN | $20,478 | $15,905 |
| GIVAUDAN SA ADR CMN | $5,893 | $8,439 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN | $23,621 | $19,214 |
| GLOBE LIFE INC CMN | $1,231 | $1,424 |
| GN STORE NORD A/S ADR CMN | $2,781 | $3,844 |
| GOLDMAN SACHS BANK USA DEPOSIT (BDA) | $23,477 | $23,477 |
| GOLDMAN SACHS BANK USA DEPOSIT (BDA) | $11,583 | $11,583 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $254,216 | $403,349 |
| GS CLEAN ENERGY INCOME FUND CLASS P | $595,371 | $700,973 |
| H. LUNDBECK A/S SPONSORED ADR CMN | $1,000 | $892 |
| HALLIBURTON COMPANY CMN | $7,535 | $3,742 |
| HANESBRANDS INC. CMN | $1,571 | $977 |
| HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN | $3,649 | $4,497 |
| HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN | $5,781 | $4,942 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $4,252 | $3,944 |
| HASBRO, INC. CMN | $2,829 | $2,806 |
| HEALTHPEAK PROPERTIES INC CMN | $3,752 | $3,839 |
| HEIDELBERGCEMENT AG ADR CMN | $2,926 | $3,071 |
| HEINEKEN HLDG N V SPONSORED ADR CMN | $76 | $94 |
| HEINEKEN N.V. SPONSORED ADR CMN | $5,829 | $6,027 |
| HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS | $962 | $965 |
| HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES | $2,188 | $2,372 |
| HERMES INTERNATIONAL SA UNSPONSORED ADR CMN | $5,332 | $7,534 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $3,997 | $3,399 |
| HEXAGON AB ADR CMN | $5,331 | $8,491 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $4,107 | $6,564 |
| HITACHI LTD (ADR 10 COM) ADR CMN | $11,718 | $11,654 |
| HOLLYFRONTIER CORP CMN | $2,073 | $801 |
| HOLOGIC INCORPORATED CMN | $3,104 | $4,078 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $15,084 | $15,334 |
| HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN | $7,322 | $12,716 |
| HORMEL FOODS CORPORATION CMN | $1,636 | $2,377 |
| HOST HOTELS & RESORTS INC CMN | $2,889 | $2,414 |
| HOYA CORP SPONSORED ADR CMN | $10,474 | $15,618 |
| HP INC. CMN | $5,820 | $7,559 |
| HSBC HOLDINGS PLC SPONSORED ADR CMN | $22,766 | $15,961 |
| HUMANA INC. CMN | $7,601 | $11,916 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $3,348 | $2,697 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $11,172 | $16,148 |
| ICL GROUP LTD CMN | $1,315 | $1,500 |
| IHS MARKIT LTD CMN | $3,972 | $7,546 |
| ILLINOIS TOOL WORKS CMN | $10,971 | $12,916 |
| ILLUMINA, INC CMN | $9,906 | $11,840 |
| INDUSTRIA DE DISENO TEXTIL, S. ADR CMN | $9,706 | $9,527 |
| INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE | $4,098 | $6,760 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN | $13,347 | $11,000 |
| INTEL CORPORATION CMN | $33,025 | $46,482 |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $10,555 | $11,070 |
| INTERPUBLIC GROUP COS CMN | $1,553 | $1,811 |
| INTESA SANPAOLO SPA SPONSORED ADR CMN | $6,790 | $6,206 |
| INTL BUSINESS MACHINES CORP CMN | $28,127 | $24,924 |
| INTL.FLAVORS & FRAGRANCE CMN | $3,925 | $3,179 |
| INVESCO LTD. CMN | $3,333 | $2,057 |
| IRON MOUNTAIN INCORPORATED CMN | $2,274 | $1,866 |
| ISHARES RUSSELL 2000 ETF | $906,325 | $1,266,940 |
| J. M. SMUCKER COMPANY (THE) CMN | $2,418 | $2,659 |
| JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN | $8,469 | $13,842 |
| JAPAN AIRLINES CO., LTD. ADR CMN | $7,973 | $5,063 |
| JAPAN ARPT TERM CO LTD ADR CMN | $3,542 | $4,782 |
| JOHNSON & JOHNSON CMN | $76,484 | $90,966 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $6,680 | $7,860 |
| JPMORGAN CHASE & CO CMN | $60,747 | $84,883 |
| JULIUS BAER GRUPPE AG ADR CMN | $6,272 | $6,981 |
| KANSAS CITY SOUTHERN CMN | $2,509 | $3,887 |
| KAO CORPORATION ADR CMN | $7,987 | $7,607 |
| KBC GROUP NV UNSPONSORED ADR CMN | $5,290 | $5,046 |
| KDDI CORPORATION UNSPONSORED ADR CMN | $10,758 | $10,958 |
| KELLOGG COMPANY CMN | $3,822 | $3,672 |
| KERING ADR CMN | $10,634 | $12,364 |
| KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN | $4,544 | $5,945 |
| KEYCORP CMN | $3,770 | $3,594 |
| KEYSIGHT TECHNOLOGIES, INC. CMN | $3,162 | $4,887 |
| KIMBERLY-CLARK CORPORATION CMN | $9,199 | $10,193 |
| KIMCO REALTY CORPORATION CMN | $2,020 | $1,576 |
| KINDER MORGAN INC CMN CLASS P | $6,431 | $5,714 |
| KION GROUP AG ADR CMN | $277 | $522 |
| KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN | $8,126 | $9,876 |
| KNORR-BREMSE AG ADR CMN | $787 | $1,093 |
| KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $4,184 | $5,367 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $6,773 | $7,437 |
| KONINKLIJKE PHILIPS N.V. ADR CMN | $7,841 | $9,155 |
| KONINKLIJKE VOPAK N.V. UNSPONSORED ADR CMN | $1,568 | $1,525 |
| KOSE CORPORATION ADR CMN | $5,469 | $6,137 |
| KROGER COMPANY CMN | $5,297 | $5,240 |
| KUBOTA CORP ADR ADR CMN | $5,082 | $7,022 |
| L BRANDS, INC. CMN | $2,021 | $1,934 |
| LAFARGEHOLCIM LTD ADR CMN | $4,480 | $4,730 |
| LAM RESEARCH CORPORATION CMN | $5,311 | $15,154 |
| LAS VEGAS SANDS CORP. CMN | $3,307 | $4,232 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $286,200 | $293,059 |
| LEGRAND SA ADR CMN | $5,725 | $6,342 |
| LINCOLN NATL.CORP.INC. CMN | $3,288 | $2,465 |
| LINDE PLC CMN | $19,338 | $31,621 |
| LINE CORPORATION SPONSORED ADR CMN | $2,045 | $2,065 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $16,338 | $10,180 |
| LOEWS CORPORATION CMN | $1,627 | $2,161 |
| LOGITECH INTERNATIONAL S.A. ORD CMN | $2,966 | $3,985 |
| LONZA GROUP AG UNSPONSORED ADR CMN | $5,836 | $10,939 |
| LOREAL CO (ADR) ADR CMN | $13,788 | $18,253 |
| LOWES COMPANIES INC CMN | $12,515 | $26,805 |
| LUMEN TECHNOLOGIES, INC. CMN | $2,392 | $1,950 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $24,252 | $33,756 |
| M3, INC. ADR CMN | $7,597 | $12,457 |
| MACQUARIE GROUP LIMITED ADR CMN | $13,753 | $15,747 |
| MARATHON PETROLEUM CORPORATION CMN | $7,731 | $5,914 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $6,008 | $7,651 |
| MARSH & MCLENNAN CO INC CMN | $8,817 | $12,987 |
| MARUI LTD (ADR NEW) ADR CMN | $5,392 | $3,896 |
| MASCO CORPORATION CMN | $3,020 | $3,021 |
| MASTERCARD INCORPORATED CMN CLASS A | $59,754 | $69,246 |
| MC DONALDS CORP CMN | $26,247 | $34,977 |
| MCCORMICK & CO NON VTG SHRS CMN | $2,549 | $4,797 |
| MCKESSON CORPORATION CMN | $5,291 | $6,276 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $24,173 | $35,155 |
| MELCO RESORTS & ENTERTAINMENT ADR CMN | $380 | $371 |
| MERCK & CO., INC. CMN | $35,586 | $45,677 |
| MERCK KGAA SPONSORED ADR CMN | $1,981 | $2,748 |
| METLIFE, INC. CMN | $8,055 | $8,075 |
| METTLER-TOLEDO INTL CMN | $3,121 | $5,698 |
| MGM RESORTS INTERNATIONAL CMN | $2,835 | $2,836 |
| MICRON TECHNOLOGY, INC. CMN | $8,748 | $18,645 |
| MICROSOFT CORPORATION CMN | $127,450 | $369,217 |
| MID-AMERICA APT CMNTYS INC CMN | $2,698 | $3,167 |
| MINEBEA MITSUMI INC SPONSORED ADR CMN | $5,168 | $4,721 |
| MITSUBISHI ESTATE LTD ADR ADR CMN | $15,662 | $13,626 |
| MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN | $12,914 | $10,641 |
| MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN | $7,556 | $6,186 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $3,357 | $1,973 |
| MOLSON COORS BREWING CO CMN CLASS B | $3,250 | $1,762 |
| MONDELEZ INTERNATIONAL, INC. CMN | $12,936 | $18,576 |
| MOODY'S CORPORATION CMN | $5,227 | $11,319 |
| MORGAN STANLEY CMN | $17,163 | $25,836 |
| MOSAIC COMPANY (THE) CMN | $1,808 | $2,163 |
| MOWI ASA SPONSORED ADR CMN | $4,142 | $3,681 |
| MSCI INC. CMN | $4,063 | $8,038 |
| MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN | $10,281 | $10,695 |
| MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN | $11,518 | $16,971 |
| NASDAQ INC. CMN | $2,195 | $3,849 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $17,170 | $17,563 |
| NATWEST GROUP PLC ADR CMN | $5,297 | $4,000 |
| NESTE OIL OYJ UNSPONSORED ADR CMN | $3,773 | $7,311 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $60,427 | $67,230 |
| NEWCREST MINING LIMITED SPONSORED ADR CMN | $6,549 | $6,366 |
| NEWMONT CORP CMN | $6,378 | $10,601 |
| NEWS CORPORATION CMN CLASS A | $1,045 | $1,438 |
| NEWS CORPORATION CMN CLASS B | $177 | $195 |
| NEXTERA ENERGY, INC. CMN | $16,481 | $33,020 |
| NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH | $2,183 | $3,970 |
| NIDEC CORPORATION SPONSORED ADR | $11,699 | $19,989 |
| NIELSEN HLDGS PLC CMN | $3,281 | $1,857 |
| NIKE CLASS-B CMN CLASS B | $14,737 | $38,480 |
| NINTENDO CO LTD (NEW) ADR ADR CMN | $10,685 | $17,215 |
| NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) | $7,338 | $7,277 |
| NISSAN MOTOR CO LTD SPONSORED ADR | $3,594 | $3,366 |
| NN GROUP NV ADR CMN | $3,955 | $4,652 |
| NOKIA CORPORATION SPONSORED ADR CMN | $4,050 | $4,450 |
| NOMURA HOLDINGS, INC. SPONSORED ADR CMN | $9,835 | $10,036 |
| NORFOLK SOUTHERN CORP CMN | $6,629 | $13,069 |
| NORTHERN TRUST CORP CMN | $4,868 | $5,161 |
| NORTONLIFELOCK IN CMN | $3,550 | $2,681 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $36,087 | $36,828 |
| NOVO-NORDISK A/S ADR ADR CMN | $17,980 | $22,003 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $2,326 | $2,528 |
| NSK LTD ADR ADR CMN | $4,115 | $4,461 |
| NTT DOCOMO, INC SPONSORED ADR CMN | $7,767 | $10,215 |
| NVIDIA CORPORATION CMN | $24,021 | $71,019 |
| OLYMPUS CORPORATION SPONSORED ADR CMN | $4,489 | $7,038 |
| OMRON CORP. SPONSORED ADR CMN | $5,310 | $6,148 |
| ONEOK INC CMN | $5,161 | $3,608 |
| ORANGE ADR | $11,587 | $9,286 |
| ORSTED A/S ADR CMN | $4,823 | $10,425 |
| PACCAR INC CMN | $5,563 | $6,437 |
| PAN PACIFIC INTNTNAL HOLD CORP ADR CMN | $807 | $856 |
| PANASONIC CORPORATION ADR CMN | $9,324 | $10,666 |
| PANDORA A/S SPONSORED ADR CMN | $1,339 | $2,908 |
| PARKER-HANNIFIN CORP. CMN | $5,546 | $8,172 |
| PEARSON PLC SPON ADR SPONSORED ADR CMN | $3,435 | $3,929 |
| PENTAIR PLC. CMN | $1,495 | $1,752 |
| PEPSICO, INC. CMN | $35,200 | $45,394 |
| PERNOD RICARD UNSPONSORRED ADR CMN | $9,646 | $10,168 |
| PERRIGO CO PLC CMN | $2,057 | $1,297 |
| PEUGEOT SA ADR CMN | $4,533 | $5,283 |
| PFIZER INC. CMN | $50,208 | $44,581 |
| PIMCO INCOME FUND INSTITUTIONAL | $608,309 | $618,220 |
| PNC FINANCIAL SERVICES GROUP, CMN | $11,662 | $13,857 |
| PPG INDUSTRIES, INC. CMN | $6,916 | $9,519 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $50,963 | $76,249 |
| PROLOGIS INC CMN | $10,820 | $16,245 |
| PROSUS NV SPONSORED ADR CMN | $6,506 | $9,730 |
| PRUDENTIAL CORP (ADR) ADR CMN | $20,718 | $21,826 |
| PRUDENTIAL FINANCIAL INC CMN | $9,119 | $7,261 |
| PRYSMIAN S.P.A. UNSPONSORED ADR CMN | $2,754 | $4,128 |
| PUBLICIS GROUPE S.A. SPONSORED ADR CMN | $2,490 | $2,793 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $5,387 | $6,705 |
| PULTEGROUP INC. CMN | $2,036 | $2,379 |
| PVH CORP CMN | $1,956 | $1,502 |
| QIAGEN N.V. CMN | $1,743 | $2,484 |
| QUALCOMM INC CMN | $13,252 | $37,933 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $3,070 | $3,456 |
| RAKUTEN GROUP INC ADR CMN | $1,986 | $1,662 |
| RALPH LAUREN CORP CMN CLASS A | $791 | $934 |
| RANDSTAD HOLDING NV UNSPONSORED ADR CMN | $2,494 | $2,736 |
| REED ELSEVIER PLC SPONSORED ADR CMN | $21,934 | $22,589 |
| REGENCY CENTERS CORPORATION CMN | $3,153 | $2,355 |
| REGENERON PHARMACEUTICAL INC CMN | $11,455 | $11,112 |
| REGIONS FINANCIAL CORPORATION CMN | $3,825 | $3,548 |
| REPUBLIC SERVICES INC CMN | $2,911 | $4,256 |
| RIO TINTO PLC SPONSORED ADR | $24,185 | $31,592 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $39,454 | $43,696 |
| ROCKWELL AUTOMATION INC CMN | $4,367 | $6,521 |
| ROSS STORES,INC CMN | $4,620 | $9,579 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $4,828 | $2,913 |
| ROYAL DSM NV SPONSORED ADR CMN | $3,391 | $4,651 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR | $4,981 | $6,683 |
| RYOHIN KEIKAKU CO., LTD. ADR CMN | $5,943 | $7,584 |
| S&P GLOBAL INC. CMN | $8,874 | $18,080 |
| SALESFORCE.COM, INC CMN | $21,603 | $44,283 |
| SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND | $8,161 | $8,333 |
| SAND VIK (ADR) ADR CMN | $3,566 | $4,486 |
| SANDS CHINA LTD ADR CMN | $5,939 | $4,962 |
| SANOFI SPONSORED ADR CMN | $19,468 | $20,311 |
| SANTEN PHARMACEUTICAL CO., LTD ADR CMN | $5,981 | $5,597 |
| SAP SE (SPON ADR) | $26,859 | $25,426 |
| SCHLUMBERGER LTD CMN | $18,631 | $6,916 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS | $9,061 | $12,882 |
| SEAGATE TECHNOLOGY PLC CMN | $1,545 | $3,070 |
| SEKISUI HOUSE, LTD SPONSORED ADR CMN | $3,339 | $4,007 |
| SEMPRA ENERGY CMN | $7,623 | $8,350 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $11,286 | $10,632 |
| SGS SA ADR CMN | $2,644 | $3,021 |
| SHIMANO INC. ADR CMN | $7,837 | $9,169 |
| SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN | $10,167 | $16,250 |
| SHIONOGI & CO., LTD. UNSPONSORED ADR CMN | $4,106 | $4,585 |
| SHISEIDO CO., LTD. SPONSORED ADR CMN | $6,401 | $6,302 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $16,802 | $18,693 |
| SIEMENS HEALTHINEERS AG ADR CMN | $1,982 | $2,157 |
| SIKA AG ADR CMN | $5,670 | $8,207 |
| SIMON PROPERTY GROUP INC CMN | $11,107 | $6,147 |
| SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN | $4,109 | $4,068 |
| SKF AB SPONSORED ADR SWKR 12.50 | $2,917 | $3,846 |
| SL GREEN REALTY CORP CMN | $1,579 | $1,047 |
| SMC CORPORATION SPONSORED ADR CMN | $9,315 | $12,194 |
| SMITH & NEPHEW PLC ADR CMN | $11,602 | $11,091 |
| SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN | $3,021 | $4,003 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER STRU | $250,000 | $289,675 |
| SOFTBANK GRP CORP UNSPONSORED ADR CMN | $12,717 | $24,975 |
| SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN | $4,039 | $4,684 |
| SONY CORPORATION SPONSORED ADR CMN | $18,165 | $28,005 |
| SOUTHWEST AIRLINES CO CMN | $6,518 | $6,153 |
| SPARK NEW ZEALAND LTD SPONSORED ADR CMN | $4,215 | $4,907 |
| SPDR S&P 500 ETF TRUST | $199,577 | $217,391 |
| STANLEY BLACK & DECKER, INC. CMN | $5,155 | $6,428 |
| STARBUCKS CORP. CMN | $14,161 | $27,387 |
| STATE STREET CORPORATION (NEW) CMN | $7,816 | $6,670 |
| STMICROELECTRONICS NV ADR CMN | $4,369 | $6,310 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $9,965 | $8,330 |
| SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN | $9,227 | $8,190 |
| SWATCH GROUP SA (THE) ADR CMN | $2,168 | $2,186 |
| SWEDBANK A B ADR CMN | $5,788 | $7,599 |
| SWISS RE LTD SPONSORED ADR CMN | $3,645 | $3,111 |
| SWISSCOM AMERICAN DEPOSITARY SHARES | $6,834 | $7,017 |
| SYMRISE AG UNSPONSORED ADR CMN | $2,971 | $4,112 |
| SYNCHRONY FINANCIAL CMN | $2,646 | $3,818 |
| SYSMEX CORPORATION ADR CMN | $4,922 | $8,527 |
| T. ROWE PRICE GROUP, INC. CMN | $4,760 | $8,326 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $15,777 | $14,232 |
| TAPESTRY, INC. CMN | $2,382 | $1,896 |
| TARGET CORPORATION CMN | $6,290 | $19,418 |
| TDK CORPORATION (ADR) ADR | $4,710 | $6,171 |
| TE CONNECTIVITY LTD CMN | $5,849 | $8,959 |
| TEAMVIEWER AG ADR CMN | $2,148 | $2,145 |
| TECHTRONIC INDS LTD SPONSORED ADR CMN | $1,961 | $3,780 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $6,924 | $4,948 |
| TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS | $4,793 | $4,499 |
| TELEPERFORMANCE UNSPONSORED ADR CMN | $4,572 | $5,975 |
| TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN | $5,759 | $5,174 |
| TEMENOS AG SPONSORED ADR CMN | $3,524 | $3,217 |
| TENARIS SA SPONSORED ADR CMN | $2,800 | $2,026 |
| TERNA RETE ELETTRICA NAZIONALE ADR CMN | $5,752 | $7,089 |
| TEVA PHARMACEUTICAL IND LTD ADS | $2,052 | $1,998 |
| TEXAS INSTRUMENTS INC. CMN | $16,670 | $32,826 |
| THE BANK OF NY MELLON CORP CMN | $10,666 | $8,828 |
| THE HERSHEY COMPANY CMN | $3,548 | $5,027 |
| THE HOME DEPOT, INC. CMN | $36,079 | $62,686 |
| THE KRAFT HEINZ CO CMN | $4,918 | $5,268 |
| THE TRAVELERS COMPANIES, INC CMN | $6,544 | $7,580 |
| THERMO FISHER SCIENTIFIC INC CMN | $5,171 | $5,333 |
| TIFFANY & CO CMN | $2,098 | $3,023 |
| TJX COMPANIES INC (NEW) CMN | $9,878 | $18,302 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $13,270 | $12,287 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $8,914 | $14,877 |
| TORAY INDUSTRIES INC ADR ADR CMN | $10,489 | $9,100 |
| TOSHIBA CORPORATION UNSPONSORED ADR CMN | $4,084 | $3,381 |
| TOYOTA MOTOR CORPORATION SPON ADR | $30,940 | $33,542 |
| TRANE TECHNOLOGIES PUBLIC LIMI CMN | $3,442 | $7,548 |
| TREASURY WINE ESTATES AUSTRALI SPONSORED ADR CMN | $3,753 | $2,350 |
| TRUIST FINANCIAL CORPORATION CMN | $11,798 | $14,235 |
| TYSON FOODS INC CL-A CMN CLASS A | $3,978 | $4,189 |
| U.S. BANCORP CMN | $15,857 | $14,620 |
| UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN | $1,540 | $2,315 |
| UBS GROUP AG CMN | $8,749 | $10,583 |
| UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN | $2,560 | $2,274 |
| UDR INC CMN | $3,346 | $2,767 |
| UMICORE GROUP UNSPON ADR CMN | $2,176 | $2,356 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $41,160 | $41,769 |
| UNION PACIFIC CORP. CMN | $15,585 | $30,817 |
| UNITED AIRLINES HOLDINGS INC CMN | $3,406 | $2,941 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $12,001 | $10,837 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $17,964 | $26,270 |
| UNITED RENTALS, INC. CMN | $1,889 | $3,711 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $41,951 | $73,292 |
| UNUM GROUP CMN | $1,573 | $963 |
| UPM-KYMMENE OYJ ADR CMN | $3,429 | $3,877 |
| VALEO SPONS ADR SPONSORED ADR CMN | $2,211 | $2,330 |
| VARIAN MEDICAL SYSTEMS INC CMN | $2,149 | $3,500 |
| VENTAS, INC. CMN | $5,789 | $4,306 |
| VEOLIA ENVIRONNEMENT SPONSORED ADR CMN | $5,896 | $5,656 |
| VERISK ANALYTICS, INC. CMN | $5,516 | $6,435 |
| VERIZON COMMUNICATIONS, INC. CMN | $43,638 | $53,286 |
| VESTAS WIND SYSTEMS A/S ADR CMN | $4,021 | $9,465 |
| VF CORP CMN | $4,189 | $6,064 |
| VIATRIS INC CMN | $4,516 | $4,910 |
| VINCI SA ADR CMN | $16,143 | $14,634 |
| VIVENDI ADR CMN | $6,724 | $7,908 |
| VODAFONE GROUP PLC ADR CMN | $12,235 | $10,991 |
| VONOVIA SE ADR CMN | $1,849 | $1,828 |
| W.W. GRAINGER INC CMN | $1,983 | $4,083 |
| WALGREENS BOOTS ALLIANCE, INC. CMN | $6,945 | $6,461 |
| WALT DISNEY COMPANY (THE) CMN | $40,043 | $72,110 |
| WATERS CORPORATION COMMON STOCK | $2,495 | $3,216 |
| WELLS FARGO & CO (NEW) CMN | $44,197 | $27,826 |
| WESFARMERS LIMITED ADR CMN | $14,086 | $19,524 |
| WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES | $21,534 | $19,251 |
| WESTROCK COMPANY CMN | $3,338 | $2,655 |
| WH GROUP LIMITED SPONSORED ADR CMN | $4,106 | $3,420 |
| WHIRLPOOL CORP. CMN | $2,377 | $2,527 |
| WILLIS TOWERS WATSON PLC CMN | $4,207 | $5,914 |
| WIX .COM CMN | $1,368 | $2,500 |
| WOLTERS KLUWER NV SPONSORED ADR CMN | $4,233 | $4,985 |
| WPP PLC ADR CMN | $14,986 | $13,628 |
| WYNN MACAU LTD ADR CMN | $3,443 | $2,905 |
| WYNN RESORTS, LIMITED CMN | $2,933 | $2,482 |
| XEROX CORPORATION CMN | $1,386 | $1,008 |
| XYLEM INC. CMN | $2,539 | $3,970 |
| YARA INTERNATIONAL ASA SPONSORED ADR CMN | $2,256 | $2,453 |
| YASKAWA ELECTRIC CORP ADR CMN | $4,396 | $5,863 |
| YUM BRANDS, INC. CMN | $5,035 | $7,056 |
| ZALANDO SE ADR CMN | $1,963 | $4,791 |
| ZIMMER BIOMET HOLDINGS INC | $6,047 | $6,945 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $10,140 | $10,564 |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LAND 769 CONGRESS RENTAL PORTION | $217,900 | $0 | $217,900 |
| BUILDING 769 CONGRESS RENTAL PORTION | $383,426 | $39,942 | $343,484 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP (II, C) | AT COST | $151,558 | $130,772 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $0 | $30,184 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 | AT COST | $750,000 | $818,120 |
| LAUNCH OPPORTUNITIES OFFSHORE SCSP | AT COST | $396,192 | $351,968 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) | AT COST | $506,934 | $460,400 |
| PRIVATE EQUITY MANAGERS (2013) OFFSHORE LP (II, C, G) | AT COST | $405,834 | $660,263 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP (II, C, G) | AT COST | $387,869 | $510,213 |
| PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP | AT COST | $177,801 | $228,316 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP (II, C, G) | AT COST | $682,436 | $810,602 |
| U.S. REAL PROPERTY INCOME FUND, L.P. (II, C) | AT COST | $390,929 | $589,775 |
| VINTAGE FUND VI OFFSHORE, L.P. | AT COST | $0 | $232,018 |
| VINTAGE VII AIV OFFSHORE SCSP | AT COST | $0 | $975 |
| VINTAGE VII OFFSHORE SCSP (II, C, G) | AT COST | $263,847 | $382,965 |
| VINTAGE VIII OFFSHORE SCSP | AT COST | $206,209 | $264,005 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (38 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| LAND - BIG BENSON POND | $760,005 | $0 | $760,005 |
| LAND - BIG GREENWOOD POND | $186,179 | $0 | $186,179 |
| LAND - BIG WILSON PRESERVE | $590,000 | $0 | $590,000 |
| LAND - BODFISH FARM ROAD #1 | $20,900 | $0 | $20,900 |
| LAND - BODFISH FARM ROAD #2 | $23,000 | $0 | $23,000 |
| LAND - DOUGHTY HILL | $39,000 | $0 | $39,000 |
| LAND - GREENWOOD MOUNTAIN | $40,000 | $0 | $40,000 |
| LAND - LITTLE GREENWOOD POND PRESERVE | $400,000 | $0 | $400,000 |
| LAND - MOUNT KINEO PRESERVE | $415,000 | $0 | $415,000 |
| LAND - PEPPERMINT BROOK PRESERVE | $48,000 | $0 | $48,000 |
| LAND - SEVEN PONDS PRESERVE | $2,400,000 | $0 | $2,400,000 |
| LAND - WAKEMAN GATE | $300,000 | $0 | $300,000 |
| LAND - 1 GREENVILLE RD, MONSON | $56,016 | $0 | $56,016 |
| LAND - 3 GREENVILLE RD, MONSON | $32,216 | $0 | $32,216 |
| LAND - 5 GREENVILLE RD, MONSON | $33,721 | $0 | $33,721 |
| LAND - 4 WATER ST, MONSON | $89,766 | $0 | $89,766 |
| LAND - SCHOODIC PENNINSULA | $647,468 | $0 | $647,468 |
| LAND - OTTER CLIFF RD, BAR HARBOR | $552,892 | $0 | $552,892 |
| LAND - OTTER CLIFF ROAD | $181,271 | $0 | $181,271 |
| LAND - EASEMENT CARANTUNK FALLS | $51,522 | $0 | $51,522 |
| LAND - BLACK DOG ROAD PROPERTY | $117,116 | $0 | $117,116 |
| COLLECTIBLES | $110,057 | $0 | $110,057 |
| MAP 14 LOT 8, TREMONT, ME | $35,724 | $0 | $35,724 |
| LAND - HULLS COVE | $71,139 | $0 | $71,139 |
| LAND - TREMONT MAP 3 LOT 16 | $263,272 | $0 | $263,272 |
| LAND - WILLIAMSBURG & ELLIOTSVILLE TWNSP (1108 ACRES) | $547,936 | $0 | $547,936 |
| LAND - T6R9 & T7R9 & BARNARD (8034 ACRES) | $3,972,878 | $0 | $3,972,878 |
| LAND - ELLIOTSVILLE FROM CARATUNK | $704,533 | $0 | $704,533 |
| LAND - WILLIAMSBURG (2393 AC) | $527,915 | $0 | $527,915 |
| LAND - BOWERBANK & BARNARD (7050 AC) | $2,244,706 | $0 | $2,244,706 |
| LAND - CRAWFORD & LAKEVILLE | $2,505,551 | $0 | $2,505,551 |
| LAND - 881 SHIN POND RD, PATTEN | $327,854 | $0 | $327,854 |
| 769 CONGRESS LAND - EXEMPT PURPOSE | $217,900 | $0 | $217,900 |
| 769 CONGRESS BLDG - EXEMPT PURPOSE | $383,427 | $0 | $383,427 |
| LAND - SZABO PROPERTY | $38,900 | $0 | $38,900 |
| LAND - 943 SHIN POND ROAD | $180,758 | $0 | $180,758 |
| LAND - BASKAHEGAN T3R7 | $240,015 | $0 | $240,015 |
| LAND - BASKAHEGAN EASEMENT T3R7 FOR NPF | $562,220 | $0 | $562,220 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | VARIOUS LEGAL FEES | CategoryTxt |
| Legal Fees | $7,494 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $7,494 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ROMA TENANT IMPROVEMENT RECEIVABLE | $46,696 | $36,508 | $36,508 |
| UTILITY DEPOSIT - 769 CONGRESS STREET | $2,485 | $2,485 | $2,485 |
| SUSTAINABLE FOREST FUTURES PROGRAM RELATED INVESTMENT NOTE | $50,000 | $50,000 | $50,000 |
| ESCROW DEPOSIT MAINE WATERSIDE TRAILS | $100,000 | $100,000 | |
| GO LAB, INC. PROGRAM RELATED INVESTMENT NOTE | $50,000 | $50,000 | $50,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (24 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADVERTISING | $16,248 | $0 | $0 | $16,248 |
| ASSOCIATION DUES | $315 | $0 | $0 | $315 |
| AUTOMOBILE EXPENSE | $376 | $0 | $0 | $376 |
| CONTRACT LABOR | $14,560 | $0 | $0 | $14,560 |
| INSURANCE | $20,185 | $0 | $0 | $20,185 |
| PROGRAM & COLLABORATION EXPENSES | $142,066 | $0 | $0 | $142,066 |
| LAND & PROPERTY MAINTENANCE | $58,036 | $0 | $0 | $58,036 |
| MISCELLANEOUS EXPENSE | $10,738 | $0 | $0 | $10,738 |
| OFFICE EXPENSE | $12,327 | $0 | $0 | $12,327 |
| OUTDOOR EQUIPMENT AND SUPPLIES | $832 | $0 | $0 | $832 |
| PAYROLL PROCESSING FEES | $1,995 | $0 | $0 | $1,995 |
| PORTFOLIO DEDUCTIONS FROM PASS THRU INVESTMENTS | $1,376 | $1,376 | $1,376 | $0 |
| TELEPHONE | $3,250 | $0 | $0 | $3,250 |
| UTILITIES | $22,789 | $0 | $0 | $22,789 |
| BANK SERVICE CHARGES | $908 | $0 | $0 | $908 |
| EQUIPMENT EXPENSE | $408 | $0 | $0 | $408 |
| OUTSIDE SERVICES | $1,698,428 | $0 | $0 | $19,026 |
| LAND ACQUIRED PRIOR TO 2020 DONATED TO PENOBSCOT NATION | $234,028 | $0 | $0 | $0 |
| VISITOR CENTER CONSTRUCTION | $485,873 | $0 | $0 | $485,873 |
| OTHER INVESTMENT EXPENSES | $14,418 | $14,418 | $0 | $0 |
| INSURANCE - RENTAL | $3,125 | $3,125 | $3,125 | $0 |
| UTILITIES - RENTAL | $16,611 | $16,611 | $16,611 | $0 |
| PROPERTY MAINTENANCE - RENTAL | $31,194 | $31,194 | $31,194 | $0 |
| REAL ESTATE TAXES - RENTAL | $9,636 | $9,636 | $9,636 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | SECURITY DEPOSIT | Desc |
| BOY Book Value | $4,600 | BOYBookValueAmt |
| EOY Book Value | $4,600 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES - GOLDMAN SACHS | $86,690 | $86,690 | $86,690 | $0 |
| LAND MANAGEMENT FEES | $12,351 | $0 | $0 | $12,351 |
| PROFESSIONAL FEES | $26,978 | $0 | $0 | $26,978 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REAL ESTATE AND FORESTRY EXCISE TAXES | $111,669 | $0 | $0 | $111,669 |
| PAYROLL TAXES | $16,238 | $0 | $0 | $16,238 |
| FEDERAL TAXES | $13,000 | $0 | $0 | $0 |