OECHSLE FAMILY FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- OECHSLE FAMILY FOUNDATION INC (EIN 20-4852371)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-09
- IRS object ID
- 202103139349101195
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Compensation Explanation
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-09T09:18:16-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FOUNDATION SOURCE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE HOLLOW LN STE 212 | AddressLine1Txt |
| City | LAKE SUCCESS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 204852371 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Oechsle Family Foundation Inc | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | OECH | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | martina oechsle vasconcelles | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | martina | PersonFirstNm |
| Person Last | oechsle vasconcelles | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $64,674,237 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $18,121,341 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $668 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $668 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $679,033 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $679,033 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $967,170 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,220,446 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $967,170 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $334 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $334 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $19,768,546 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,647,205 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $300 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $300 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $192,545 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $192,545 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $69,574 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,591 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $70,093 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $70,093 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $332,512 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $194,136 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $70,393 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,545,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,545,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,877,512 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $194,136 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,615,393 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $17,891,034 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,453,069 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $565,741 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $914,738 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $914,738 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $6,211 | AcctRcvblBOYAmt |
| Other Nts And Loans Rcvbl | $45,492 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $45,492 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $45,492 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $45,492 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $1,273,939 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,372,051 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,423,603 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $33,487,799 | CorporateStockBOYAmt |
| Corporate Stock EOY | $50,871,431 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $61,459,621 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $714,336 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $780,840 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $830,783 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $36,093,518 | TotalAssetsBOYAmt |
| Total Assets EOY | $53,984,552 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $64,674,237 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $36,093,518 | RetainedEarningBOYAmt |
| Retained Earning EOY | $53,984,552 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $36,093,518 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $53,984,552 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $36,093,518 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $53,984,552 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $36,093,518 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $17,891,034 | ExcessRevenueOverExpensesAmt |
| Subtotal | $53,984,552 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $53,984,552 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Publicly-traded Securities | PropertyDesc |
| Gross Sales Price | $16,220,446 | GrossSalesPriceAmt |
| Cost Or Other Basis | $15,253,276 | CostOrOtherBasisAmt |
| Gain Or Loss | $967,170 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $967,170 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $967,170 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $20,198 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $20,198 | SubtotalAmt |
| Tax Based On Investment Income | $20,198 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,086 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $6,360 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $20,446 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $248 | OverpaymentAmt |
| Applied To ES Tax | $248 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | FL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Tyler Bunton | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
| William O Bunton | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir* | 1.0 | $0 | $0 | $0 |
| Linda Oechsle | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Sec, VP | 1.0 | $0 | $0 | $0 |
| Martina Oechsle-Vasconcelles | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, Pres, Treas | 1.0 | $0 | $0 | $0 |
| Alexander O Vasconcelles | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir* | 1.0 | $0 | $0 | $0 |
| Oliver M Vasconcelles | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley | |||||
| 112 Worcester Street | WELLESLEY | MA | 02481 | Investment MGMT | $192,545 |
| Foundation Source | |||||
| 55 Walls Drive 3rd Fl | Fairfield | CT | 06824 | Administrative SRVCS | $69,854 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $40,426,498 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $902,235 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $45,492 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,374,225 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,374,225 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $620,613 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,753,612 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,037,681 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,037,681 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $20,198 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $20,198 | TotalTaxAmt |
| Distributable Before Adj | $2,017,483 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $2,017,483 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $2,017,483 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,615,393 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,615,393 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,615,393 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,017,483 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,513,936 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Qualifying Distributions | $1,615,393 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,513,936 | AppliedToYear1Amt |
| Applied To Current Year | $101,457 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $1,916,026 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (25 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALL OUR KIN INC | |||||||
| 414 A CHAPEL ST STE 100 | NEW HAVEN | CT | 06511 | N/A | PC | General & Unrestricted | $100,000 |
| ALLIANCE FOR EARLY SUCCESS | |||||||
| 519 SW BLVD | KANSAS CITY | KS | 64108 | N/A | PC | General & Unrestricted | $30,000 |
| ALLIANCE FOR GLOBAL JUSTICE | |||||||
| 225 E 26TH ST STE 1 | TUCSON | AZ | 85713 | N/A | PC | The Movement for Black Lives | $25,000 |
| AMERICAN CANCER SOCIETY | |||||||
| 3 SPEEN ST STE 250 | FRAMINGHAM | MA | 01701 | N/A | PC | General & Unrestricted | $40,000 |
| AMERICAN CANCER SOCIETY INC | |||||||
| 5 SCHIBER COURT BLDG A | MARYVILLE | IL | 62062 | N/A | PC | American Cancer Society Northwestern University Relay for Life | $25,000 |
| COLD SPRING SCHOOL INC | |||||||
| 263 CHAPEL ST | NEW HAVEN | CT | 06513 | N/A | PC | Financial Aid Program | $75,000 |
| COMMUNITY FOUNDATION FOR GREATER NEW HAVEN | |||||||
| 70 AUDUBON ST | NEW HAVEN | CT | 06510 | N/A | PC | COVID-19 Community Fund, focusing on health and/or mental health in disadvantaged populations and youth Programs | $175,000 |
| CONCEPTS FOR ADAPTIVE LEARNING INC | |||||||
| PO BOX 8265 | NEW HAVEN | CT | 06530 | N/A | PC | To support a full-time staff person for the Tech for Teens and Digital Literacy for Early Learners programs | $40,000 |
| FEAST INC | |||||||
| 3655 S GRAND AVE STE | LOS ANGELES | CA | 90007 | N/A | PC | General & Unrestricted | $30,000 |
| FOUNDATION FOR METROWEST INC | |||||||
| 3 ELIOT ST | NATICK | MA | 01760 | N/A | PC | Covid-19 emergency fund for Boys and Girls Clubs of Metrowest, Waltham Boys and Girls Club, Waltham Family School and the Foundation for Metrowest Fund | $125,000 |
| GOOD SHEPHERD FOOD BANK | |||||||
| 3121 HOTEL RD | AUBURN | ME | 04210 | N/A | PC | General & Unrestricted | $35,000 |
| HIGHER HEIGHTS YOUTH EMPOWERMENT PROGRAMS INC | |||||||
| 157 CHURCH ST 19TH FL STE 2 | NEW HAVEN | CT | 06510 | N/A | PC | Expansion of the College Access Program | $30,000 |
| HOPE AND COMFORT INC | |||||||
| HOPE AND COMFORT 659 HIGHLAND AVENU | NEEDHAM | MA | 02494 | N/A | PC | General & Unrestricted | $75,000 |
| NEIGHBORHOOD MUSIC SCHOOL INC | |||||||
| 100 AUDUBON ST | NEW HAVEN | CT | 06510 | N/A | PC | General & Unrestricted | $25,000 |
| NEW HAVEN LAND TRUST INCORPORATED | |||||||
| 817 GRAND AVE STE 102 | NEW HAVEN | CT | 06511 | N/A | PC | Supporting/expanding the Farm-Based Wellness Program and/or the Growing Entrepreneurs Program | $50,000 |
| NEW HAVEN LEGAL ASSISTANCE ASSOCIATION INC | |||||||
| 205 ORANGE ST | NEW HAVEN | CT | 06510 | N/A | PC | General & Unrestricted | $100,000 |
| NEW REACH INC | |||||||
| 153 E ST | NEW HAVEN | CT | 06511 | N/A | PC | Expansion of Stable Families Program in Bridgeport | $110,000 |
| NORTH HILL COMMUNITIES INC | |||||||
| 865 CENTRAL AVE | NEEDHAM | MA | 02492 | N/A | SO II | Team Member Support Fund | $10,000 |
| NORTHWESTERN UNIVERSITY | |||||||
| 1201 DAVIS ST 3RD FL | EVANSTON | IL | 60208 | N/A | PC | Craig T. Gallanis Scholarship Fund | $75,000 |
| PARTNERS HEALTHCARE SYSTEM INC | |||||||
| 399 REVOLUTION DR STE 645 | SOMERVILLE | MA | 02145 | N/A | PC | Palliative Care Service Education and Training Program at Newton-Wellesley Hospital | $50,000 |
| THE NATIONAL ALLIANCE TO END HOMELESSNESS INCORPOR | |||||||
| 1518 K ST NW 2ND FL | WASHINGTON | DC | 20005 | N/A | PC | General & Unrestricted | $50,000 |
| THE PARMENTER FOUNDATION INC | |||||||
| 260 BOSTON POST RD STE 5 | WAYLAND | MA | 01778 | N/A | PC | General & Unrestricted | $100,000 |
| UNIVERSITY OF SOUTHERN CALIFORNIA | |||||||
| 3551 TROUSDALE PKWY ADM 160 | LOS ANGELES | CA | 90089 | N/A | PC | Vasconcelles Family Fund for Student Intern Support Scholarship Fund | $25,000 |
| VINFEN CORPORATION | |||||||
| 950 CAMBRIDGE ST | CAMBRIDGE | MA | 02141 | N/A | PC | General & Unrestricted | $75,000 |
| WOMENS LUNCH PLACE INC | |||||||
| PO BOX 170900 | BOSTON | MA | 02117 | N/A | PC | General & Unrestricted | $70,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,545,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $668 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $679,033 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $967,170 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| CLASS ACTION LAWSUIT PROCEEDS | 01 | $163 |
| BANK CHARGE REFUND | 01 | $171 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,647,205 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,647,205 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | Walter Oechsle Administrative Trust | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 19 Hundreds Circle | AddressLine1Txt |
| City | Wellesley | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02481 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $18,121,341 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (16 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | RYDEX INVERSE NASDAQ 100 2X STRAT CL H RYVNX, 1.615 sh. | $118 | 2020-11-02 |
| 1 | RYDEX DYNAMIC FDS, DYNAMIC OTC FUND H C RYVYX, 14088.29 sh. | $3,798,767 | 2020-11-02 |
| 1 | ISHARES SILVER TRUST SLV, 10000 sh. | $222,650 | 2020-11-02 |
| 1 | TESLA MOTORS INC TSLA, 7500 sh. | $2,997,300 | 2020-11-02 |
| 1 | APPLE INC AAPL, 8000 sh. | $872,000 | 2020-11-02 |
| 1 | CITIGROUP INC C, 8000 sh. | $335,480 | 2020-11-02 |
| 1 | DELL TECHNOLOGIES INC CLASS C DELL, 401 sh. | $24,365 | 2020-11-02 |
| 1 | FIDELITY INTL CAP APPRECIATION FUND FIVFX, 44423.561 sh. | $1,101,704 | 2020-11-02 |
| 1 | FIDELITY 500 INDEX FUND FXAIX, 32600.655 sh. | $3,746,141 | 2020-11-02 |
| 1 | SPDR GOLD SHARES GLD, 1000 sh. | $177,530 | 2020-11-02 |
| 1 | TEXAS INSTRUMENTS INC TXN, 1000 sh. | $147,625 | 2020-11-03 |
| 1 | SPDR GOLD SHARES GLD, 1000 sh. | $178,845 | 2020-11-03 |
| 1 | RYDEX DYNAMIC FDS, DYNAMIC OTC FUND H C RYVYX, 9425.296 sh. | $2,630,223 | 2020-11-03 |
| 1 | RYDEX INVERSE NASDAQ 100 2X STRAT CL H RYVNX, 0.449 sh. | $34 | 2020-11-03 |
| 1 | ISHARES SILVER TRUST SLV, 4000 sh. | $90,060 | 2020-11-03 |
| 1 | FIDELITY 500 INDEX FUND FXAIX, 5518.658 sh. | $645,407 | 2020-11-03 |
Compensation Explanation CompensationExplanation
Compensation Explanation CompensationExplanationGrp (2 entries)
| Short ExplanationShortExplanationTxt |
|---|
| William O Bunton |
| * Removed from the position in 2020 |
| Alexander O Vasconcelles |
| * Removed from the Position in 2020 |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (12 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BANK AMER CORP MTN - 2.884% - | $65,411 | $68,083 |
| CITIGROUP INC NOTE - 3.668% - | $63,858 | $68,251 |
| COMCAST CORP NOTE - 4.150% - 1 | $64,516 | $68,615 |
| CVS CAREMARK CORP NOTE - 4.300 | $71,656 | $73,778 |
| ENTERPRISE PRODUCTS OPERTATING | $43,579 | $47,885 |
| GE CAP CORP NTS - 5.875% - 01/ | $44,303 | $50,089 |
| GOLDMAN SACHS - 3.800% - 03/15 | $65,509 | $67,035 |
| JP MORGAN CHASE BANK - 4.203% | $85,001 | $90,544 |
| MICROSOFT CORP - 4.250% - 02/0 | $78,716 | $90,488 |
| SHELL INT'L FINANCE - 2.875% - | $64,947 | $68,570 |
| VERIZON COMMUNICATIONS INC - 4 | $68,434 | $68,364 |
| WELLS FARGO &CO MTN - 3.584% - | $64,910 | $69,081 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (392 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 21VIANET GROUP INC | $14,545 | $20,883 |
| 2U INC | $15,772 | $18,165 |
| ABBVIE INC | $17,583 | $18,644 |
| ACADIA PHARMACEUTICALS INC | $50,211 | $50,680 |
| ACUITY BRANDS INC | $18,863 | $18,890 |
| ADAPTEC, INC | $33,678 | $42,278 |
| ADDUS HOMECARE CORP | $12,124 | $20,022 |
| ADIDAS AG | $39,326 | $46,296 |
| ADOBE SYSTEMS, INC | $45,327 | $77,519 |
| ADVANCE AUTO PARTS INC | $11,014 | $21,579 |
| ADVANCED DRAINAGE SYSTEMS INC | $12,906 | $27,999 |
| ADYEN N.V. | $14,876 | $42,456 |
| AERCAP HOLDING N.V | $7,444 | $8,113 |
| AFLAC INC | $15,042 | $17,076 |
| AGIOS PHARMACEUTICALS INC | $47,471 | $40,730 |
| AIA GROUP LTD ADR | $58,317 | $68,242 |
| AIRBUS GROUP | $25,831 | $20,982 |
| AKAMAI TECH COM STK | $18,455 | $22,153 |
| ALASKA AIR GROUP INC | $32,872 | $37,440 |
| ALBEMARLE CP | $16,640 | $27,291 |
| ALCON INC | $33,549 | $37,147 |
| ALEXION PHARMACEUTICALS, INC | $22,251 | $30,467 |
| ALIBABA GROUP HOLDING LTD | $39,350 | $50,502 |
| ALLEGION PLC | $34,443 | $36,427 |
| ALLISON TRANMISSION HOLDINGS | $7,456 | $8,152 |
| ALLSTATE CORP | $70,527 | $76,841 |
| ALLY FINANCIAL INC | $11,348 | $12,053 |
| ALPHABET INC CL A | $80,918 | $115,674 |
| AMADEUS IT HLDS SA | $37,759 | $41,252 |
| AMAZON COM | $135,612 | $234,499 |
| AMEDISYS INC - COMMON STOCK | $38,120 | $73,626 |
| AMER INTERNATIONAL GROUP INC | $105,545 | $100,821 |
| AMERICA'S CAR-MART, INC | $14,177 | $15,597 |
| AMERISOURCEBERGEN CORP | $23,291 | $26,200 |
| AMGEN INC | $40,496 | $43,685 |
| ANTERO MIDSTREAM CORPORATION | $11,039 | $13,230 |
| ANTHEM INC | $39,704 | $48,806 |
| APPLE INC | $938,791 | $1,228,179 |
| APPLIED MATERIALS INC | $20,517 | $37,023 |
| APTIV PLC | $6,441 | $16,938 |
| ARCHER DANIELS MDLND | $59,406 | $69,919 |
| ARCUS BIOSCIENCES | $10,929 | $9,527 |
| ARENA PHARMACEUTICALS, INC. | $33,253 | $39,644 |
| ASML HOLDING NV NY REG SHS | $43,769 | $72,183 |
| AT&T, INC | $76,279 | $62,668 |
| ATHENE HOLDING LTD | $46,750 | $52,329 |
| ATLAS COPCO AB A SHS ADR | $22,242 | $21,964 |
| ATLASSIAN CORP PLC | $24,126 | $29,935 |
| AUTOZONE INC | $38,174 | $39,120 |
| AVATAR HOLDINGS INC. | $12,613 | $21,281 |
| AVERY DENNISON CORP | $41,704 | $58,632 |
| AVIS BUDGET GROUP INC | $19,535 | $24,954 |
| AZUL SA | $11,258 | $9,265 |
| BADGER METER, INC | $15,311 | $24,926 |
| BALL CP | $24,879 | $38,111 |
| BANCO DO BRASIL S A SPONSORED | $24,371 | $15,841 |
| BANCO ITAU HOLDING FINANCIERA | $10,899 | $8,416 |
| BANCORPSOUTH BANK | $23,108 | $21,705 |
| BANK OF AMERICA CORP | $68,171 | $67,743 |
| BANKUNITED, INC | $22,256 | $24,242 |
| BECTON DICKINSON & CO | $42,696 | $44,039 |
| BERKSHIRE HATHAWAY INC. CLASS | $80,417 | $86,488 |
| BEST BUY INC | $13,570 | $20,756 |
| BEYOND MEAT INC | $15,164 | $11,375 |
| BIDVEST GROUP LTD (ADR) | $8,588 | $7,373 |
| BILIBILI INC. | $8,136 | $20,659 |
| BIOMARIN PHARMACEUTICAL INC | $13,297 | $15,784 |
| BIOTELEMETRY INC | $17,558 | $29,192 |
| BLACKROCK EVENT DRIVEN EQUITY | $1,113,078 | $1,119,194 |
| BLUEBIRD BIO INC | $23,680 | $16,486 |
| BOEING CO | $26,912 | $28,898 |
| BRIGHT HORIZONS FAMILY SOLUTIO | $40,421 | $48,610 |
| BRIGHTHOUSE FINANCIAL INC | $16,854 | $20,133 |
| BROADCOM INC | $43,891 | $79,689 |
| BRUKER CORPORATION | $44,024 | $50,341 |
| BUDWEISER BREWING COMPANY APAC | $10,523 | $10,072 |
| BURBERRY GROUP PLC | $33,123 | $30,307 |
| CACTUS, INC. CLASS A | $10,524 | $11,445 |
| CADENCE BANCORPORATION | $17,183 | $24,318 |
| CANADIAN NATURAL RESOURCES LTD | $10,778 | $14,406 |
| CARDINAL HEALTH INC | $59,428 | $62,879 |
| CARDIOVASCULAR SYSTEMS, INC. | $10,932 | $12,997 |
| CARDLYTICS | $25,379 | $67,816 |
| CATERPILLAR INC | $70,207 | $101,567 |
| CAVCO INDS INC DEL | $8,540 | $10,527 |
| CELLNEX TELECOM ADR | $13,833 | $14,343 |
| CENTERPOINT ENERGY | $16,114 | $18,416 |
| CHARLES SCHWAB CORP | $60,310 | $84,334 |
| CHEGG INC | $13,969 | $18,518 |
| CHEMICAL AND MINING CO OF CHIL | $7,180 | $12,616 |
| CHILDREN'S PLACE | $17,758 | $28,958 |
| CHINA GAS HOLDINGS LTD | $15,652 | $15,272 |
| CHINA NATIONAL BUILDING | $15,517 | $20,485 |
| CHOICE HOTELS INTERNATIONAL IN | $24,134 | $30,738 |
| CHUBB LIMITED | $46,102 | $49,562 |
| CHURCH & DWIGHT | $39,762 | $51,989 |
| CIGNA CORPORATION | $107,505 | $123,659 |
| CINTAS CRP | $24,982 | $36,406 |
| CIRRUS LOGIC INC | $17,826 | $20,303 |
| CISCO SYSTEMS INC | $127,636 | $131,789 |
| CITIGROUP INC | $375,292 | $530,584 |
| CLEARWAY ENERGY, INC. CLASS C | $17,267 | $26,087 |
| COCA COLA EUROPEAN PARTNERS PL | $21,675 | $27,656 |
| COGENT COMMUNICATIONS GROUP, I | $24,062 | $20,535 |
| COGNIZANT TECHNOLOGY SOLUTIONS | $54,134 | $77,689 |
| COLUMBIA SPORTSWEAR CO | $20,374 | $20,272 |
| COMCAST CORP | $71,901 | $101,761 |
| COMMSCOPE HOLDING COMPANY INC | $23,179 | $28,864 |
| CONAGRA FOODS INC | $51,719 | $66,573 |
| CONOCOPHILLIPS | $145,296 | $119,450 |
| CONSTELLATION BRANDS INC | $29,709 | $38,553 |
| CORESITE REALTY CORPORATION | $33,335 | $35,454 |
| COSTCO WHOLESALE CORPORATION | $37,040 | $60,662 |
| CRA QUALIFIED INVESTMENT FD | $1,784,565 | $1,813,994 |
| CRACKER BARREL OLD COUNTRY STO | $20,582 | $20,711 |
| CRH PLC - AMERICAN DEPOSITARY | $13,509 | $16,010 |
| CUMMINS INC | $12,543 | $17,260 |
| CVS CAREMARK CORP | $103,892 | $111,397 |
| DARLING INGREDIENTS INC | $18,709 | $30,628 |
| DEERE CO | $29,074 | $46,277 |
| DELL TECHNOLOGIES INC CLASS C | $24,365 | $29,389 |
| DINEEQUITY INC | $23,229 | $19,024 |
| DISCOVER FINL SVCS COM | $68,620 | $74,597 |
| DOCUSIGN INC | $13,905 | $15,561 |
| DOUGLAS EMMETT INC | $33,012 | $24,103 |
| DOVER CORP | $15,343 | $18,433 |
| DU PONT DE NEMOURS | $97,010 | $119,109 |
| EATON CORP PLC | $22,050 | $32,558 |
| EATON VANCE GLOBAL MACRO ABSOL | $440,701 | $435,997 |
| ECOLAB INC | $45,810 | $61,446 |
| EDISON INTL | $99,682 | $98,879 |
| EDITAS MEDICINE INC | $25,651 | $35,616 |
| EDP-ELECTRICIDADE DE PORTUGAL | $33,489 | $47,326 |
| ELASTIC NV | $18,380 | $40,186 |
| ENCORE CAPITAL GROUP INC | $20,031 | $17,995 |
| ENPHASE ENERGY ORD SHS | $6,656 | $23,864 |
| EQT CORPORATION | $17,664 | $14,261 |
| EQUINIX, INC | $14,748 | $24,282 |
| EQUITY RESIDENTIAL PPTYS TR | $91,124 | $73,092 |
| ERSTE BK DER OEST SP | $12,346 | $10,112 |
| EVERCORE PARTNERS INC | $26,113 | $41,115 |
| EVEREST RE GROUP LTD | $26,491 | $25,048 |
| F M C CP | $12,541 | $14,711 |
| FACEBOOK INC | $69,439 | $122,922 |
| FANUC LIMITED UNSPONSORED | $35,265 | $44,220 |
| FIDELITY 500 INDEX FUND | $4,413,885 | $4,984,909 |
| FIDELITY INTL CAP APPRECIATION | $1,117,475 | $1,246,461 |
| FIDELITY NATIONAL INFORMATION | $26,236 | $30,414 |
| FIFTH THIRD BANCORP | $12,310 | $17,865 |
| FIVE BELOW INC | $45,491 | $71,567 |
| FIVE9 INC | $27,861 | $33,659 |
| FLOOR AND DECOR HOLDINGS | $28,987 | $53,760 |
| FRANKLIN ELECTRIC CO., INC | $15,625 | $20,071 |
| FREEPORT-MCMORAN COPPER & GOLD | $12,722 | $15,456 |
| GEN DYNAMICS CP | $10,916 | $10,715 |
| GIVAUDAN SA UNSP/ADR | $24,358 | $35,471 |
| GLAXOSMITHKLINE PLC | $20,164 | $17,002 |
| GOLDMAN SACHS GROUP | $21,087 | $22,679 |
| GRAINGER W W INC | $21,132 | $28,992 |
| GRUPO FIN ADR | $10,268 | $10,612 |
| HANNON ARMSTRONG SUST INFRAST | $10,536 | $16,048 |
| HARLEY DAVIDSON INC | $14,106 | $18,754 |
| HDFC BANK LTD ADR | $63,953 | $74,717 |
| HOME DEPOT INC | $17,729 | $28,953 |
| HONEYWELL INTL | $83,217 | $95,928 |
| HORIZON PHARMA PLC | $32,559 | $47,986 |
| HOWMET AEROSPACE ORD SHS | $15,145 | $22,318 |
| HOYA CORP SPONS ADR | $23,943 | $37,057 |
| HUB GROUP, INC | $9,978 | $11,229 |
| HUNTINGTON BANCSHARES INC | $17,506 | $22,545 |
| HUNTINGTON INGALLS INDUSTRIES | $10,055 | $8,183 |
| HYATT HOTELS CORP | $49,402 | $48,040 |
| IAA INC | $23,831 | $28,461 |
| ICON PLC - AMERICAN DEPOSITARY | $26,012 | $33,537 |
| IGM BIOSCIENCES ORD SHS | $6,859 | $5,562 |
| IHS MARKIT LTD | $20,555 | $32,069 |
| INDUSTRIA DE DISENO | $24,494 | $25,231 |
| INDUSTRIAL & COM UNSP/ADR | $35,757 | $31,026 |
| INFOSYS TECH LTD SPD ADR | $13,508 | $23,442 |
| INNOVATIVE INDUSTRIAL PROPERTI | $17,697 | $25,272 |
| INPHI CORPORATION | $22,214 | $38,513 |
| INTEL CORP | $55,858 | $66,560 |
| INTERSECT ENT INC | $17,231 | $15,137 |
| IQ HEDGE MULTI-STRATEGY TRACKE | $1,107,668 | $1,146,063 |
| IRHYTHM TECHNOLOGIES INC | $20,735 | $50,289 |
| IROBOT CORPORATION | $34,408 | $37,174 |
| ISHARES BARCLAYS SHORT TREASUR | $1,148,801 | $1,145,312 |
| ISHARES INC ISHARES MSCI EM ES | $1,193,465 | $1,478,745 |
| ISHARES MSCI KLD 400 SOCIAL IN | $3,295,612 | $4,156,902 |
| ISHARES SILVER TRUST | $312,710 | $343,980 |
| ISHARES TRUST ISHARES MSCI EAF | $2,056,829 | $2,301,489 |
| JD.COM, INC | $18,446 | $18,986 |
| JOHN HANCOCK SEAPORT FUND CL I | $722,171 | $796,017 |
| JOHNSON & JOHNSON | $132,157 | $154,705 |
| JP MORGAN CHASE | $55,275 | $72,938 |
| JUST EAT TAKEAWAY COM NV | $27,826 | $31,012 |
| KANSAS CITY SOUTHERN | $19,340 | $31,028 |
| KAO CORP | $33,011 | $31,837 |
| KBC GROUP SA UNSP ADR | $18,477 | $19,434 |
| KEMPER CORP | $25,931 | $26,737 |
| KEYCORP CAPITAL B 8.25% CORP B | $14,282 | $17,337 |
| KINROSS GOLD CORP | $7,738 | $8,654 |
| KLA TENCOR CORP | $15,680 | $23,302 |
| L'OREAL ADR | $31,232 | $40,740 |
| LABORATORY CORP AMER HLDGS | $42,334 | $58,012 |
| LAM RESEARCH CORP | $27,400 | $45,810 |
| LAMB WESTON HOLDINGS INC | $9,257 | $13,307 |
| LANDSTAR SYSTEM | $17,316 | $18,179 |
| LAS VEGAS SANDS CORP | $16,825 | $19,251 |
| LEAR CORP | $5,433 | $10,178 |
| LEGRAND INC | $32,522 | $36,446 |
| LENNAR CORP | $15,265 | $19,744 |
| LIBERTY MEDIA CORPORATION - SE | $14,492 | $14,441 |
| LINDE PLC COM | $39,338 | $51,648 |
| LIVE OAK BANCSHARES, INC. | $10,545 | $11,675 |
| LIVEPERSON, INC. | $11,703 | $18,669 |
| LKQ CORPORATION | $15,321 | $17,232 |
| LOJAS RENNER ADR | $6,714 | $7,586 |
| LONDON STK EXCHANGE GROUP | $42,480 | $57,800 |
| LOWES COMPANIES INC | $51,881 | $86,033 |
| M.D.C. HLDGS | $19,375 | $22,259 |
| M/I HOMES, INC | $10,978 | $12,135 |
| MARATHON PETROLEUM CORP | $45,043 | $32,757 |
| MARRIOTT VACATIONS WORLDWIDE C | $11,513 | $18,250 |
| MARSH AND MCLENNAN COMPANIES I | $9,269 | $11,115 |
| MASTERCARD INC | $44,174 | $61,394 |
| MCCORMICK & CO | $36,126 | $46,270 |
| MCKESSON CORP | $22,999 | $29,392 |
| MEDTRONIC PLC | $36,946 | $40,999 |
| MERCADOLIBRE, INC | $11,699 | $28,479 |
| MERCK & CO INC | $64,181 | $68,876 |
| MERITAGE CORPORATION | $17,837 | $16,647 |
| MICRON TECHNOLOGY | $25,627 | $38,943 |
| MICROSOFT CORP | $85,467 | $163,479 |
| MOHAWK INDS INC | $23,037 | $25,935 |
| MONDELEZ INTERNATIONAL INC | $59,069 | $70,047 |
| MONDI PLC ADR | $10,626 | $12,172 |
| MONOTARO CO., LTD | $10,572 | $18,458 |
| MONSTER BEVERAGE CORP | $17,134 | $25,524 |
| MOTOROLA SOLUTIONS INC | $67,005 | $71,595 |
| NASPERS LTD N SPONS ADR | $13,938 | $19,141 |
| NATIONAL INSTRUMENTS CORPORATI | $32,225 | $34,713 |
| NESTLE S.A | $52,424 | $62,905 |
| NETEASE.COM INC COM STK | $20,209 | $31,604 |
| NEVRO CORP | $12,976 | $18,002 |
| NEW ORIENTAL ED & TECHNOLOGY G | $12,104 | $18,767 |
| NEWMONT GOLDCORP CORPORATION | $11,196 | $13,954 |
| NIDEC CORPORATION ADR | $14,952 | $25,455 |
| NIKE INC-CL B | $36,482 | $55,456 |
| NINTENDO CO LTD ADR UNSPON | $38,353 | $62,725 |
| NORDSON CP | $16,854 | $25,119 |
| NORTHROP GRUMMAN CORP | $81,238 | $74,656 |
| NOVARTIS AG ADR | $67,487 | $83,382 |
| NOVO NORDISK A S | $33,299 | $41,002 |
| NUTANIX INC | $4,180 | $8,924 |
| NVIDIA CORP | $14,562 | $43,343 |
| NXP SEMICONDUCTORS | $38,763 | $53,427 |
| OIL CO LUKOIL PJSC SPON ADR RE | $29,056 | $21,944 |
| ON SEMICONDUCTOR | $6,118 | $14,761 |
| ONEMAIN HOLDINGS INC | $18,681 | $22,250 |
| ORACLE CORP | $90,893 | $102,728 |
| OTIS WORLDWIDE CORP | $12,972 | $14,456 |
| OVINTIV INC | $18,409 | $27,040 |
| OWENS CORNING | $21,308 | $26,668 |
| OXFORD INDUSTRIES | $15,483 | $18,146 |
| PACIRA PHARMACEUTICALS INC | $16,975 | $26,569 |
| PALO ALTO NETWORKS INC | $43,800 | $74,987 |
| PARSLEY ENERGY INCORPORATED CL | $16,288 | $19,951 |
| PAX WORLD HIGH YIELD BOND-IN | $1,095,941 | $1,177,742 |
| PAYPAL HOLDINGS, INC | $26,201 | $63,234 |
| PDC ENERGY INC | $10,588 | $14,433 |
| PENTAIR INC. COM | $15,162 | $22,829 |
| PEPSICO INC | $33,935 | $43,897 |
| PETROLEO BRASILEIRO | $9,205 | $12,331 |
| PFIZER INC | $47,579 | $51,681 |
| PICC PROPERTY&CASLTY | $17,830 | $10,599 |
| PILGRIMS PRIDE CORP | $25,812 | $24,669 |
| PIMCO ENHANCED SHORT MATURITY | $731,675 | $734,994 |
| PING AN INSURANCE GROUP ADR | $23,060 | $23,692 |
| PLUG POWER INC | $10,890 | $21,228 |
| PPG INDUSTRIES INC | $9,214 | $13,557 |
| PREMIER INC | $20,214 | $20,534 |
| PROGRESSIVE CORP OHIO | $26,398 | $33,619 |
| PROSUS NV ADR | $6,406 | $9,977 |
| PT BK MANDIR PRS UNSP/ADR | $13,870 | $12,994 |
| PT TELEKOM. IND. TBK ADR | $15,819 | $13,242 |
| QORVO INC | $10,585 | $19,620 |
| QTS REALTY TRUST | $20,822 | $19,183 |
| QUALCOMM INC | $16,257 | $37,476 |
| RAYTHEON TECHNOLOGIES CORP | $87,047 | $80,234 |
| REALOGY HOLDINGS CORP | $14,480 | $23,629 |
| REDFIN CORP | $14,582 | $20,383 |
| RENAISSANCERE HOLDINGS LTD | $10,287 | $9,286 |
| RENEWABLE ENERGY GROUP INC | $5,536 | $16,430 |
| RENTOKIL INITIAL PLC SPON ADR | $28,663 | $35,102 |
| REXFORD INDUSTRIAL REALTY INC | $28,857 | $34,033 |
| REYNOLDS CONSUMER PRODUCTS INC | $10,421 | $8,892 |
| RITE AID CORP | $27,454 | $22,384 |
| ROBERT HALF INTL INC | $7,558 | $7,748 |
| ROCHE HOLDING LTD ADR | $28,391 | $38,667 |
| ROPER INDUSTRIES | $27,740 | $29,745 |
| RYDEX DYNAMIC FDS, DYNAMIC OTC | $7,123,161 | $8,507,525 |
| RYDEX INVERSE NASDAQ 100 2X ST | $152 | $117 |
| SAGE THERAPEUTICS INC | $29,305 | $31,749 |
| SALESFORCE.COM | $52,502 | $77,886 |
| SANGAMO BIOSCIENCES INC | $10,721 | $14,689 |
| SBERBANK SPONSORED ADR | $17,896 | $18,241 |
| SCHLUMBERGER LTD | $10,785 | $12,661 |
| SCHNITZER STEEL INDUSTRIES, IN | $8,042 | $12,796 |
| SHENZHOU INTL GROUP HOLDINGS A | $17,225 | $24,751 |
| SHISEIDO CO LTD | $35,679 | $29,868 |
| SHOPIFY INC | $11,785 | $44,146 |
| SITEONE LANDSCAPE SUPPLY INC | $32,054 | $56,314 |
| SOLAREDGE TECHNOLOGIES INC | $9,440 | $22,019 |
| SPDR GOLD SHARES | $356,375 | $356,720 |
| SPLUNK INC | $19,307 | $27,692 |
| SPOTIFY TECHNOLOGY SA | $18,243 | $38,389 |
| SS&C TECHNOLOGIES INC | $15,580 | $21,461 |
| STARBUCKS CORP COM | $32,025 | $45,894 |
| STEEL DYNAMICS INC | $42,839 | $43,654 |
| STONECO LTD | $13,948 | $32,309 |
| SYNOPSYS, INC | $21,497 | $43,293 |
| T-MOBILE US INC | $29,676 | $37,084 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $72,967 | $149,167 |
| TAPESTRY INC | $12,033 | $22,191 |
| TEAMVIEWER AG | $25,794 | $38,739 |
| TECHTRONIC INDS SPD ADR | $22,517 | $39,319 |
| TELEFLEX INC | $36,354 | $44,038 |
| TELEFONICA BRASIL, S.A | $12,143 | $8,762 |
| TELEPERFORMANCE SA | $25,430 | $36,182 |
| TEMENOS GROUP AG | $25,095 | $24,500 |
| TENCENT HOLDINGS LIMITED | $74,715 | $112,795 |
| TERNIUM S.A. ADS | $11,219 | $16,430 |
| TESLA MOTORS INC | $2,997,299 | $5,292,524 |
| TETRA TECH INC | $18,888 | $26,051 |
| TEXAS INSTRUMENTS INC | $159,417 | $190,227 |
| THE CHEFS' WAREHOUSE, INC | $14,581 | $23,558 |
| THE CHEMOURS CO | $31,090 | $38,177 |
| THE LOVESAC COMPANY | $10,632 | $13,444 |
| THE REALREAL ORD SHS | $31,848 | $42,754 |
| THERMO FISHER SCIENTIFIC INC | $25,439 | $39,591 |
| THOMSON REUTERS CORPORATION | $25,746 | $30,136 |
| TIAA-CREF SOCIAL CHOICE BOND F | $1,801,315 | $1,830,836 |
| TJX COMPANIES INC | $10,965 | $16,321 |
| TOKYO ELECTRON LTD | $25,207 | $41,460 |
| TOLL BROTHERS INC | $26,601 | $27,908 |
| TREX CO INC | $14,836 | $19,758 |
| TRUIST FINANCIAL CORPORATION | $99,843 | $111,821 |
| TRUPANION INC | $29,133 | $60,693 |
| TURKIYE GARANTI BANK | $7,658 | $8,210 |
| U.S. PHYSICAL THERAPY INC | $13,144 | $11,664 |
| UBER | $12,738 | $26,622 |
| UBS INTERNATIONAL EQUITY FUND | $1,055,827 | $1,264,713 |
| ULTA SALON, COSMETICS & FRAGRA | $19,178 | $25,557 |
| ULTRAGENYX PHARMACEUTICAL INC | $29,288 | $34,469 |
| UMICORE SA | $18,631 | $20,052 |
| UNILEVER PLC AMER | $18,465 | $21,730 |
| UNION PACIFIC | $7,842 | $16,449 |
| UNITED NATURAL FOODS, INC | $30,019 | $24,019 |
| UNITED PARCEL SERVICE | $23,888 | $38,564 |
| UNITED RENTALS INC | $10,220 | $19,712 |
| UNITEDHEALTH GROUP INC | $46,091 | $82,410 |
| US FOODS HOLDING CORPORATION | $46,875 | $54,762 |
| USD TRONOX LTD | $11,006 | $17,295 |
| VANGUARD GROWTH ETF | $1,713,713 | $2,523,265 |
| VANGUARD VALUE ETF | $784,298 | $828,675 |
| VARONIS SYSTEMS INC | $25,639 | $54,155 |
| VERIZON COMMUNICATIONS | $67,363 | $66,211 |
| VESTAS WIND SYS UNSP/ADR | $22,012 | $30,197 |
| VIATRIS ORD SHS | $77,781 | $80,432 |
| VISA INC | $46,048 | $69,119 |
| VISTRA ENERGY CORP | $22,636 | $21,646 |
| VMWARE INC | $16,307 | $19,636 |
| VOYA FINANCIAL INC | $27,320 | $32,581 |
| WALKER & DUNLOP INC | $10,326 | $18,680 |
| WALT DISNEY HOLDINGS CO | $71,294 | $125,558 |
| WASTE MANAGEMENT INC | $44,149 | $48,469 |
| WEST PHARMA SVCS INC | $17,066 | $30,881 |
| WESTERN ASSET MACRO OPPORTUNIT | $320,449 | $321,749 |
| WESTERN ASSET SMASH SERIES C F | $507,889 | $527,415 |
| WESTERN ASSET SMASH SERIES EC | $972,738 | $994,129 |
| WESTERN ASSET SMASH SERIES M F | $715,090 | $732,427 |
| WILLIAMS SONOMA INC | $6,922 | $11,915 |
| WORKDAY INC | $7,223 | $7,668 |
| WORLD WRESTLING ENT | $44,911 | $51,702 |
| WORLDLINE | $25,612 | $27,417 |
| WYNDHAM HOTELS & RESORTS INC C | $41,178 | $46,423 |
| YAMANA GOLD INC | $11,539 | $14,920 |
| YETI HOLDINGS, INC. | $10,928 | $14,105 |
| YUM CHINA HOLDINGS INC | $12,396 | $15,243 |
| ZENDESK INC | $19,343 | $33,919 |
| ZOETIS INC | $16,015 | $24,494 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,372,051 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,423,603 | USGovtObligationsEOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | General Consultations | CategoryTxt |
| Legal Fees | $300 | LegalFeesAmt |
| Disbursements Charitable Prps | $300 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Administrative Fees | $69,854 | $69,854 |
| Registered Agent Fee | $178 | $178 |
| State or Local Filing Fees | $61 | $61 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Class Action Lawsuit Proceeds | $163 | $163 |
| Bank charge refund | $171 | $171 |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp
Borrower Name BorrowerNameGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PETRA NAVARRO | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Balance Due | $45,492 | BalanceDueAmt |
| Note | 2015-10 | NoteDt |
| Loan Maturity | 2025-10 | LoanMaturityDt |
| Repayment Terms | PRINCIPAL AND INTEREST ON THE 1ST OF EACH MONTH | RepaymentTermsTxt |
| Interest | 2. | InterestRt |
| Security Provided Borrower | NONE | SecurityProvidedBorrowerTxt |
| Loan Purpose | INVESTMENT | LoanPurposeTxt |
| Lender Consideration | N/A | LenderConsiderationDesc |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $192,545 | Amt |
| Net Investment Income | $192,545 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2020 | $4,900 | |
| 990-PF Extension for 2019 | $63,083 | |
| Foreign Tax Paid | $1,591 | $1,591 |