THE SEALARK FOUNDATION INC C/O ROBERT J LAUGHLIN ESQ: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE SEALARK FOUNDATION INC C/O ROBERT J LAUGHLIN ESQ (EIN 13-3747240)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-12
- IRS object ID
- 202103169349101345
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-12T11:10:51-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042233412 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ROPES & GRAY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 BOYLSTON ST 45TH FL | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021993600 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133747240 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SEALARK FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SEAL | BusinessNameControlTxt |
| Phone | 6179517000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO ROPES GRAY LLP 800 BOYLSTON S | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021993600 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES M CLARK JR | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6179517000 | PhoneNum |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | CLARK JR | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MATTHEW J SCANLON | PreparerPersonNm |
| PTIN | P00722196 | PTIN |
| Phone | 6179517000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $131,013,559 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $1,554,638 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $1,748,700 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,748,700 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$80,354 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $52,202,652 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $3,222,984 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,748,700 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $35,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $17,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $17,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $622,083 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $522,083 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $100,000 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $367,597 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,597 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $221 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $221 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,024,901 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $542,180 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $117,721 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,477,354 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,477,354 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,502,255 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $542,180 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,595,075 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,279,271 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,206,520 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash EOY | $423,602 | CashEOYAmt |
| Cash EOYFMV | $423,602 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,986,618 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,784,380 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,784,380 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $13,435,048 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $10,121,065 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $10,556,151 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $70,896,919 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,102,292 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,980,389 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $15,043,059 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $12,162,966 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $12,748,988 | CorporateBondsEOYFMVAmt |
| Mortgage Loans BOY | $4,057,414 | MortgageLoansBOYAmt |
| Mortgage Loans EOY | $3,960,952 | MortgageLoansEOYAmt |
| Mortgage Loans EOYFMV | $4,045,270 | MortgageLoansEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $66,069,714 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $90,474,779 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $105,419,058 | TotalAssetsBOYAmt |
| Total Assets EOY | $101,624,971 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $131,013,559 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $105,419,058 | CapitalStockBOYAmt |
| Capital Stock EOY | $101,624,971 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $105,419,058 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $101,624,971 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $105,419,058 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $101,624,971 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $105,419,058 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,279,271 | ExcessRevenueOverExpensesAmt |
| Other Increases | $382,500 | OtherIncreasesAmt |
| Subtotal | $102,522,287 | SubtotalAmt |
| Other Decreases | $897,316 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $101,624,971 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES BESSEMER TR A/C | P | $20,199,421 | $19,486,987 | $712,434 | $712,434 |
| PUBLICLY TRADED SECURITIES ROPES & GRAY FIDUCIARY A/C | P | $30,831,425 | $32,796,019 | -$1,964,594 | -$1,964,594 |
| MICROSOFT PROCEEDS | P | $18,896 | $18,896 | $18,896 | |
| CAPITAL GAINS DIVIDENDS | P | $1,152,910 | $1,152,910 | $1,152,910 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$80,354 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $16,771 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $16,771 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $16,771 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $109,510 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $109,510 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $92,739 | OverpaymentAmt |
| Applied To ES Tax | $92,739 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ROPES GRAY LLP | IndividualWithBooksNm |
| Phone | 6179517000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 800 BOYLSTON STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021993600 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES M CLARK JR | ||||||||
| C/O ROPES GRAY 800 BOYLSTON STREET | BOSTON | MA | 021993600 | PRESIDENT, SECRETARY, TREA | 2.00 | $0 | $0 | $0 |
| KATHY M CLARK | ||||||||
| C/O ROPES GRAY 800 BOYLSTON STREET | BOSTON | MA | 021993600 | VICE PRESIDENT, ASS'T SECR | 2.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ROPES & GRAY LLP | |||||
| 800 BOYLSTON ST | BOSTON | MA | 02199 | INVESTMENT MANAGEMENT AND TAX PREP | $458,081 |
| ELM RIDGE EXPLORATION CO | |||||
| 12225 GREENVILLE AVE STE 950 | DALLAS | TX | 75243 | GRANTMAKING AND ADVISORY SERVICES | $100,000 |
| BESSEMER TRUST | |||||
| 1002 SEMONTEREY COMMONS | STUART | FL | 34996 | INVESTMENT MANAGEMENT | $99,002 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $113,252,349 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,006,603 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $116,258,952 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $116,258,952 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,743,884 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $114,515,068 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,725,753 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,725,753 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $16,771 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $16,771 | TotalTaxAmt |
| Distributable Before Adj | $5,708,982 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $5,708,982 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $5,708,982 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,595,075 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $5,595,075 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $5,595,075 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,708,982 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $73,461 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $301,763 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $62,313 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr1 | $361,251 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $798,788 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,595,075 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,595,075 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $113,907 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $113,907 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $684,881 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $684,881 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $261,317 | ExcessFromYear4Amt |
| Excess From Year3 | $62,313 | ExcessFromYear3Amt |
| Excess From Year1 | $361,251 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES M CLARK JR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (44 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ALCUIN SCHOOL | ||||||
| 6144 CHURCHILL WAY | DALLAS | TX | 75230 | PC | SUPPORT FOR THE AIR SANITIZER FUND | $24,854 |
| ALCUIN SCHOOL | ||||||
| 6144 CHURCHILL WAY | DALLAS | TX | 75230 | PC | CAPITAL CAMPAIGN FOR NORTH & SOUTH WING | $250,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $55,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $45,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $400,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $80,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $1,000,000 |
| BARD COLLEGE AT SIMON'S ROCK | ||||||
| 84 ALFORD ROAD | GREAT BARRINGTON | MA | 01230 | PC | GENERAL OPERATING FUND SUPPORT | $250,000 |
| BROTHER BILL'S HELPING HAND | ||||||
| 3906 N WESTMORELAND ROAD | DALLAS | TX | 75212 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| BROTHER BILL'S HELPING HAND | ||||||
| 3906 N WESTMORELAND ROAD | DALLAS | TX | 75212 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| CAPE COD HEALTH CARE FOUNDATION | ||||||
| 32 MAIN STREET | HYANNIS | MA | 02601 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| CATHOLIC CHARITIES DALLAS | ||||||
| 1421 W MOCKINGBIRD LN | DALLAS | TX | 75247 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| CATHOLIC CHARITIES | ||||||
| 1421 W MOCKINGBIRD LN | DALLAS | TX | 75247 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| CATHOLIC CHARITIES | ||||||
| 1421 W MOCKINGBIRD LN | DALLAS | TX | 75247 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| CHILD CARE GROUP | ||||||
| 1420 WEST MOCKINGBIRD LN SUITE 300 | DALLAS | TX | 75247 | PC | GENERAL OPERATING FUND SUPPORT | $100,000 |
| CHURCH OF THE MESSIAH | ||||||
| 22 CHURCH STREET | WOODS HOLE | MA | 02543 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| COMMIT2DALLAS | ||||||
| 3800 MAPLE AVENUE SUITE 800 | DALLAS | TX | 75219 | PC | GENERAL OPERATING FUND SUPPORT | $50,000 |
| COMMIT2DALLAS | ||||||
| 3800 MAPLE AVENUE SUITE 800 | DALLAS | TX | 75219 | PC | GENERAL OPERATING FUND SUPPORT | $50,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75219 | PC | SUPPORT FOR THE NORTH TEXAS COMMUNITY RESPONSE FUND | $100,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | SUPPORT FOR THE GET SHIFT DONE FOR NORTH TEXAS FUND | $250,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | SUPPORT FOR THE NORTH TEXAS COMMUNITY SUPPORT FUND | $100,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | GENERAL OPERATING FUND SUPPORT | $500,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | SUPPORT FOR THE REVIVE DALLAS SMALL BUSINESS FUND | $500,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | SUPPORT FOR THE EDUCATE TEXAS, TEXAS IMPACT NETWORK | $250,000 |
| COMMUNITIES FOUNDATION OF TX | ||||||
| 5500 CARUTH HAVEN LANE | DALLAS | TX | 75225 | PC | SUPPORT FOR THE GET SHIFT DONE FOR NORTH TEXAS FUND | $200,000 |
| DALLAS CASA DEVELOPMENT OFFICE | ||||||
| 2757 SWISS AVENUE | DALLAS | TX | 75204 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| DALLAS EDUCATION FOUNDATION | ||||||
| 9400 NORTH CENTRAL EXPWY STE 13110 | DALLAS | TX | 75231 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| FALMOUTH SERVICE CENTER | ||||||
| PO BOX 208 | FALMOUTH | MA | 02541 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| HIGHFIELD HALL & GARDENS | ||||||
| PO BOX 464 | FALMOUTH | MA | 02541 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| HIGHFIELD HALL & GARDENS | ||||||
| PO BOX 464 | FALMOUTH | MA | 02541 | PC | GENERAL OPERATING FUND SUPPORT | $250,000 |
| LOCKWOOD - MATHEWS MANSION MUSEUM | ||||||
| 299 WEST AVENUE | NORWALK | CT | 06850 | PC | GENERAL OPERATING FUND SUPPORT | $50,000 |
| MINNIE'S FOOD PANTRY | ||||||
| 661 18TH STREET | PLANO | TX | 75074 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| MINNIE'S FOOD PANTRY | ||||||
| 661 18TH STREET | PLANO | TX | 75074 | PC | GENERAL OPERATING FUND SUPPORT | $10,000 |
| NORTH TX FOOD BANK | ||||||
| 3677 MAPLESHADE LANE | PLANO | TX | 75075 | PC | GENERAL OPERATING FUND SUPPORT | $20,000 |
| NORTH TX FOOD BANK | ||||||
| 3677 MAPLESHADE LANE | PLANO | TX | 75075 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| NORTH TX FOOD BANK | ||||||
| 3677 MAPLESHADE LANE | PLANO | TX | 75075 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| PEROT MUSEUM OF NATURE AND SCIENCE | ||||||
| 2201 N FIELD ST | DALLAS | TX | 75201 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| SCHOLARSHOT | ||||||
| 2904 SWISS AVENUE | DALLAS | TX | 75204 | PC | GENERAL OPERATING FUND SUPPORT | $75,000 |
| SCOTTISH RITE FOR CHILDREN | ||||||
| 2222 WELBORN ST | DALLAS | TX | 75219 | PC | GENERAL OPERATING FUND SUPPORT | $25,000 |
| ST PHILLIPS SCHOOL & COMMUNITY CENTER | ||||||
| 1600 PENNSYLVANIA AVENUE | DALLAS | TX | 75215 | PC | GENERAL OPERATING FUND SUPPORT | $50,000 |
| THE FAMILY PLACE | ||||||
| PO BOX 7999 | DALLAS | TX | 75209 | PC | GENERAL OPERATING FUND SUPPORT | $15,000 |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||
| MS 40 | WOODS HOLE | MA | 02543 | PC | PRESIDENT'S FUND SUPPORT | $400,000 |
| WOODS HOLE OCEANOGRAPHIC INSTITUTION | ||||||
| MS 40 | WOODS HOLE | MA | 02543 | PC | ANNUAL FUND SUPPORT | $100,000 |
| YALE SCHOOL OF MANAGEMENT | ||||||
| PO BOX 208200 | NEW HAVEN | CT | 06520 | PC | GENERAL OPERATING FUND SUPPORT | $22,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,477,354 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,748,700 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$80,354 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,668,346 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,668,346 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES MCCONNELL CLARK TR UID 122999 FUNDING | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O ROPES GRAY 800 BOYLSTON ST | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021993600 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $1,554,638 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ROPES & GRAY LLP TAX PREPARATION FEES | CategoryTxt |
| Amt | $35,000 | Amt |
| Net Investment Income | $17,500 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $17,500 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | PART XIII, UNDISTRIBUTED INCOME, LINE 4CELECTION UNDER IRC REG. SEC. 53-4942(A)-3(D)(2)PURSUANT TO IRC SECTION 4942 (H)(2) AND REGULATION 53.4942(A)-3(D)(2), THE SEALARK FOUNDATION, INC. HEREBY ELECTS TO TREAT CURRENT YEAR'S QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS. SIGNATURE: ____________________________________________ NAME: ____________________________________________ | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (95 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 159000 ABBVIE INC 3.200% 11/06/22 | $161,670 | $166,470 |
| 114000 ADOBE INC 1.900% 2/01/25 | $113,757 | $120,555 |
| 133000 ALPHABET INC 1.100% 8/15/30 | $132,636 | $131,182 |
| 89000 AMGEN INC 2.450% 2/21/30 | $88,969 | $95,303 |
| 125000 ANHEUSER-BUSCH 4.900% 2/01/46 | $147,606 | $160,626 |
| 112000 APPLE INC 3.450% 2/09/45 | $119,315 | $135,924 |
| 120000 AT&T INC 4.350% 3/01/29 | $131,711 | $143,119 |
| 133000 AT&T INC 4.750% 5/15/46 | $149,036 | $164,057 |
| 285000 BANK OF AMER CRP MTN 4.125% 1/22/24 | $296,846 | $315,874 |
| 95000 BOEING CO 2.600% 10/30/25 | $96,300 | $99,111 |
| 99000 BRISTOL-MYERS SQUIBB 0.750% 11/13/25 | $98,840 | $99,679 |
| 89000 CAPITAL ONE FINL CO 3.900% 1/29/24 | $93,123 | $97,489 |
| 50000 CATERPILLAR FINL MTN 2.150% 11/08/24 | $50,170 | $53,263 |
| 77000 CATERPILLAR INC 2.600% 4/09/30 | $76,583 | $84,881 |
| 59000 CIGNA CORP 2.400% 3/15/30 | $58,901 | $62,907 |
| 195000 CITIGROUP INC 3.200% 10/21/26 | $201,407 | $217,946 |
| 200000 COMCAST CORP 3.375% 2/15/25 | $209,667 | $221,124 |
| 52000 COMCAST CORP 4.700% 10/15/48 | $63,963 | $72,651 |
| 172000 COMMONWEALTH EDISON 3.700% 8/15/28 | $187,250 | $202,874 |
| 73000 COSTCO WHOLESALE CO 1.375% 6/20/27 | $72,836 | $75,211 |
| 78000 CVS HEALTH CORP 4.300% 3/25/28 | $84,457 | $92,817 |
| 50000 DISCOVERY COMMUN 3.625% 5/15/30 | $50,000 | $57,276 |
| 94000 DTE ENERGY CO 2.600% 6/15/22 | $94,395 | $96,942 |
| 159000 ENTERGY MISSISSIPPI 2.850% 6/01/28 | $162,587 | $175,561 |
| 74000 ENTERPRISE PRODUCTS 5.950% 2/01/41 | $94,217 | $101,736 |
| 146000 FISERV INC 2.250% 6/01/27 | $145,904 | $155,600 |
| 100000 GILEAD SCIENCES INC 1.650% 10/01/30 | $99,761 | $100,344 |
| 150000 GOLDMAN SACHS GP 3.500% 1/23/25 | $153,728 | $165,549 |
| 115000 GOLDMAN SACHS GROUP 3.850% 1/26/27 | $121,640 | $131,238 |
| 46000 HOME DEPOT INC 2.950% 6/15/29 | $47,790 | $52,288 |
| 170000 INTERCONTINENTAL EXC 1.850% 9/15/32 | $169,250 | $171,178 |
| 268000 JPMORGAN CHASE & CO 3.300% 4/01/26 | $280,445 | $299,951 |
| 125000 KINDER MORGAN ENRGY 4.150% 3/01/22 | $128,493 | $130,296 |
| 114000 LOWE'S COS INC 1.700% 10/15/30 | $113,563 | $115,503 |
| 156000 MARSH & MCLENNAN 3.875% 3/15/24 | $164,006 | $172,062 |
| 75000 MICROSOFT CORP 2.525% 6/01/50 | $76,091 | $79,091 |
| 262000 MORGAN STANLEY MTN 3.125% 7/27/26 | $270,629 | $292,856 |
| 116000 MPLX LP 4.800% 2/15/29 | $124,888 | $140,193 |
| 204000 ORACLE CORP 2.500% 4/01/25 | $203,925 | $219,251 |
| 65000 SHELL INTL FIN 4.000% 5/10/46 | $74,251 | $81,862 |
| 112000 SHIRE ACQ INV IRELAN 3.200% 9/23/26 | $115,290 | $125,292 |
| 125000 SIMON PROPERTY GROUP 3.750% 2/01/24 | $131,792 | $135,395 |
| 151000 TEXAS INSTRUMENTS 1.375% 3/12/25 | $150,775 | $156,598 |
| 306000 TORONTO-DOMINION MTN 0.750% 9/11/25 | $305,146 | $307,144 |
| 170000 TOTAL CAPITAL INTL 2.829% 1/10/30 | $174,122 | $189,443 |
| 101000 UNITED TECH CORP 3.950% 8/16/25 | $109,027 | $115,838 |
| 93000 VERIZON COMM INC 3.150% 3/22/30 | $92,714 | $104,291 |
| 85000 VISA INC 4.300% 12/14/45 | $103,792 | $116,428 |
| 122000 WALMART INC 4.050% 6/29/48 | $144,437 | $165,560 |
| 72000 WALT DISNEY COMPANY 2.000% 9/01/29 | $69,796 | $75,252 |
| 216000 WELLS FARGO CO V-A 2.188% 4/30/26 | $216,000 | $227,424 |
| 125000 WESTPAC BANKING CORP NOT CALLABLE 2.000% DUE 08/19/2021 AA3/AA- | $125,268 | $126,368 |
| 120000 ELECTRONIC ARTS INC 3.700% DUE 03/01/2021 BAA1/BBB+ | $120,898 | $120,295 |
| 125000 AMERICAN ELECTRIC POWER 3.650% DUE 12/01/2021 BAA2/BBB+ | $129,138 | $128,649 |
| 120000 NATIONAL RURAL UTIL COOP 1.750% DUE 01/21/2022 A2/A | $119,894 | $121,882 |
| 130000 CAPITAL ONE FIN CO FRN 1.180% DUE 03/09/2022 BAA1/BBB | $130,035 | $130,998 |
| 115000 STARBUCKS CORP 1.300% DUE 05/07/2022 BAA1/BBB+ | $115,288 | $116,567 |
| 95000 ORACLE CORP SR GLBL NT 2.500% DUE 05/15/2022 A3/A | $95,895 | $97,515 |
| 120000 AMERICAN HONDA FINANCE 1.950% DUE 05/20/2022 A3/A- | $119,959 | $122,710 |
| 120000 JABIL INC 4.700% DUE 09/15/2022 BAA3/BBB- | $128,642 | $128,286 |
| 125000 FLORIDA POWER & LIGHT CO 2.750% DUE 06/01/2023 AA2/A+ | $126,922 | $130,875 |
| 120000 CIGNA CORP 3.750% DUE 07/15/2023 BAA2/A- | $130,256 | $129,592 |
| 52000 GOLDMAN SACHS GRP INC FRN 1.214% DUE 07/24/2023 A3/BBB+ | $52,004 | $52,502 |
| 175000 AMERICAN EXPRESS CO 3.700% DUE 08/03/2023 A3/BBB+ | $178,469 | $189,541 |
| 120000 SAN DIEGO G & E 3.600% DUE 09/01/2023 A2/A | $129,402 | $128,855 |
| 110000 ABBVIE INC 3.750% DUE 11/14/2023 BAA2/BBB+ | $117,265 | $119,889 |
| 120000 BROADCOM CRP / CAYMN FI 3.625% DUE 01/15/2024 BAA3/BBB- | $129,583 | $129,807 |
| 110000 HCA INC 5.000% DUE 03/15/2024 BAA3/BBB- | $120,468 | $123,748 |
| 130000 VALERO ENERGY CORP 1.200% DUE 03/15/2024 BAA2/BBB | $130,414 | $130,839 |
| 135000 HP ENTERPRISE CO 1.450% DUE 04/01/2024 BAA2/BBB | $134,842 | $138,521 |
| 130000 APPLE INC 3.450% DUE 05/06/2024 AA1/AA+ | $128,874 | $143,161 |
| 105000 PARKER-HANNIFIN CORP 2.700% DUE 06/14/2024 BAA1/BBB+ | $104,951 | $112,665 |
| 130000 PEPSICO INC 2.250% DUE 03/19/2025 A1/A+ | $129,907 | $139,153 |
| 110000 ARCHER-DANIELS-MIDLAND C 2.750% DUE 03/27/2025 A2/A | $114,721 | $119,628 |
| 110000 GENERAL DYNAMICS CORP 3.500% DUE 05/15/2025 A2/A | $116,327 | $123,110 |
| 115000 MCDONALD'S CORP 3.300% DUE 07/01/2025 BAA1/BBB+ | $128,532 | $127,934 |
| 115000 DUPONT DE NEMOURS INC 4.493% DUE 11/15/2025 BAA1/BBB+ | $132,648 | $134,304 |
| 115000 BANK OF AMERICA CORP 3.366% DUE 01/23/2026 A2/A- | $121,358 | $126,672 |
| 110000 LOWE'S COS INC 2.500% DUE 04/15/2026 BAA1/BBB+ | $108,112 | $119,394 |
| 115000 MORGAN STANLEY 2.188% DUE 04/28/2026 A2/BBB+ | $115,000 | $121,581 |
| 106000 MICROSOFT CORP 2.400% DUE 08/08/2026 AAA/AAA | $107,828 | $115,607 |
| 117000 COMCAST CORP CALLABLE 10/15/2026 @ 100.000 2.350% DUE 01/15/2027 A3/ | $125,617 | $125,753 |
| 125000 VISA INC 1.900% DUE 04/15/2027 AA3/AA- | $130,810 | $132,697 |
| 120000 AMAZON.COM INC 1.200% DUE 06/03/2027 A2/AA- | $120,460 | $122,117 |
| 110000 SOUTHWEST AIRLINES CO 5.125% DUE 06/15/2027 BAA1/BBB | $129,253 | $130,777 |
| 130000 KIMBERLY-CLARK CORP 1.050% DUE 09/15/2027 A2/A | $130,443 | $131,759 |
| 130000 ROPER TECHNOLOGIES INC 1.400% DUE 09/15/2027 BAA2/BBB+ | $129,818 | $131,698 |
| 115000 ANTHEM INC CALLABLE 09/01/2027 @ 100.000 3.650% DUE 12/01/2027 BAA2/ | $123,863 | $132,552 |
| 130000 WASTE MANAGEMENT INC 1.150% DUE 03/15/2028 BAA1/A- | $129,672 | $129,946 |
| 110000 UNION PACIFIC CORP 3.950% DUE 09/10/2028 BAA1/A- | $130,761 | $131,024 |
| 50000 JPMORGAN CHASE & CO 4.203% DUE 07/23/2029 A2/A- | $50,070 | $59,569 |
| 100000 GENERAL DYNAMICS CORP 3.625% DUE 04/01/2030 A2/A | $115,695 | $118,704 |
| 120000 ESTEE LAUDER CO INC 2.600% DUE 04/15/2030 A1/A+ | $131,728 | $132,366 |
| 125000 MERCK & CO INC 1.450% DUE 06/24/2030 A1/AA- | $123,926 | $126,362 |
| 123000 VERIZON COMMUNICATIONS 1.750% DUE 01/20/2031 BAA1/BBB+ | $124,453 | $122,511 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (75 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 231 ALPHABET INC CLASS C (GOOG) | $176,174 | $404,684 |
| 340 CHARTER COMMUNICATIONS INC (CHTR) | $168,740 | $224,927 |
| 1150 FACEBOOK INC-A (FB) | $194,715 | $314,134 |
| 118 AMAZON.COM INC (AMZN) | $108,690 | $384,317 |
| 1125 HILTON WORLDWIDE HOLDINGS (HLT) | $117,418 | $125,167 |
| 290 HOME DEPOT (HD) | $39,848 | $77,029 |
| 1590 NIKE INC CL B (NKE) | $99,495 | $224,937 |
| 1085 ROSS STORES INC (ROST) | $106,599 | $133,248 |
| 1160 PEPSICO INC (PEP) | $115,969 | $172,028 |
| 2525 CONOCOPHILLIPS (COP) | $114,062 | $100,974 |
| 445 PIONEER NATURAL RESOURCES (PXD) | $81,530 | $50,681 |
| 370 AON PLC (AON) | $76,543 | $78,169 |
| 6610 BANK OF AMERICA CORP (BAC) | $196,775 | $200,349 |
| 154 BLACKROCK INC (BLK) | $80,056 | $111,117 |
| 2400 BLACKSTONE GROUP INC (BX) | $140,339 | $155,544 |
| 560 CHUBB LIMITED (CB) | $18,160 | $86,195 |
| 1960 CITIGROUP INC (C) | $79,824 | $120,853 |
| 230 S&P GLOBAL INC. (SPGI) | $61,434 | $75,607 |
| 1625 SCHWAB CHARLES CORP NEW (SCHW) | $80,148 | $86,190 |
| 835 DANAHER CORP (DHR) | $73,115 | $185,486 |
| 1285 IQVIA HOLDINGS INC (IQV) | $194,066 | $230,233 |
| 422 THERMO FISHER SCIENTIFIC (TMO) | $32,819 | $196,559 |
| 540 UNITEDHEALTH GROUP INC (UNH) | $141,325 | $189,367 |
| 900 ZOETIS INC (ZTS) | $63,117 | $148,950 |
| 285 CINTAS CORP (CTAS) | $48,009 | $100,736 |
| 1490 FORTIVE CO (FTV) | $78,125 | $105,521 |
| 1190 UNION PACIFIC CORP (UNP) | $204,650 | $247,781 |
| 330 ADOBE INC (ADBE) | $136,710 | $165,039 |
| 830 AMPHENOL CORP (APH) | $78,600 | $108,539 |
| 3685 APPLE INC (AAPL) | $129,476 | $488,962 |
| 1360 FIDELITY NATL INFO SVCS (FIS) | $122,797 | $192,385 |
| 2735 MICROSOFT CORP (MSFT) | $192,630 | $608,318 |
| 253 SERVICENOW INC (NOW) | $63,351 | $139,258 |
| 1330 TEXAS INSTRUMENTS INC (TXN) | $135,487 | $218,292 |
| 1815 VISA INC (V) | $201,072 | $396,994 |
| 535 AIR PRODUCTS & CHEMICALS (APD) | $134,248 | $146,172 |
| 645 AMERICAN TOWER CORP (AMT) | $112,908 | $144,776 |
| 1085 AMEREN CORP (AEE) | $71,349 | $84,695 |
| 475 AMERICAN WATER WORKS CO (AWK) | $22,066 | $72,898 |
| 615 SEA LTD ADR (SE) | $27,362 | $122,415 |
| 2075 TENCENT HOLDINGS LTD | $88,028 | $150,898 |
| 515 ALIBABA GROUP HOLDINGS LTD (BABA) | $44,744 | $119,855 |
| 200 LVMH MOET HENNESSY VUITTON | $86,223 | $125,385 |
| 890 SAFRAN SA | $113,473 | $126,631 |
| 130 ASML HOLDING | $58,301 | $63,418 |
| 541 MATCH GROUP INC (MTCH) | $50,314 | $81,793 |
| 505 ADVANCE AUTO PARTS (AAP) | $60,294 | $79,542 |
| 325 BURLINGTON STORES INC (BURL) | $56,421 | $85,003 |
| 2000 DOLLARAMA INC | $62,495 | $81,410 |
| 830 WYNDHAM HOTELS & RESORTS (WH) | $37,771 | $49,335 |
| 1535 US FOODS HOLDING CORP (USFD) | $38,719 | $51,130 |
| 550 NASDAQ INC. (NDAQ) | $52,755 | $73,007 |
| 275 COOPER COS INC (COO) | $71,459 | $99,913 |
| 320 LAB CORP OF AMER HLDGS NEW (LH) | $47,246 | $65,136 |
| 395 STERIS PLC (STE) | $45,525 | $74,868 |
| 212 TELEFLEX INC (TFX) | $64,232 | $87,252 |
| 80 WEST PHARMACEUTICAL SVC (WST) | $13,066 | $22,664 |
| 585 DOVER CORP (DOV) | $48,465 | $73,856 |
| 455 EQUIFAX INC (EFX) | $60,942 | $87,742 |
| 1295 IAA INC (IAA) | $42,156 | $84,149 |
| 165 IDEX CORP (IEX) | $24,303 | $32,868 |
| 175 L3 HARRIS TECHNOLOGIES INC (LHX) | $29,224 | $33,078 |
| 8625 RENTOKIL INITIAL PLC | $43,818 | $60,006 |
| 1065 SMITH A O CORP (AOS) | $46,838 | $58,383 |
| 235 VERISK ANALYTICS INC-CL A (VRSK) | $32,395 | $48,783 |
| 195 ANSYS INC (ANSS) | $40,672 | $70,941 |
| 230 ASPEN TECHNOLOGY (AZPN) | $30,339 | $29,957 |
| 445 CDW CORP/DE (CDW) | $46,605 | $58,646 |
| 490 CMC MATERIALS INC (CCMP) | $66,496 | $74,137 |
| 240 NICE LTD ADR (NICE) | $38,306 | $68,049 |
| 93 PAYCOM SOFTWARE INC (PAYC) | $31,651 | $42,059 |
| 795 SS&C TECHNOLOGIES HOLDINGS (SSNC) | $50,399 | $57,836 |
| 385 SYNOPSYS INC (SNPS) | $48,146 | $99,807 |
| 415 WEX INC (WEX) | $66,884 | $84,464 |
| 430 APTARGROUP INC (ATR) | $43,786 | $58,862 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $10,121,065 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $10,556,151 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 262400.347 ARTISAN INTL SM/MID-INST | AT COST | $3,956,551 | $5,389,703 |
| 155997.53 ARTISAN INTL VALUE FD INS | AT COST | $5,234,454 | $6,218,062 |
| 74359.547 DRIEHAUS EMERGING MKTS GRWTH FD INST | AT COST | $2,586,730 | $3,654,772 |
| 234558.721 EDGEWOOD GROWTH FUND INS | AT COST | $8,213,041 | $12,143,105 |
| 56318.881 FIERA CAP EMERG MRKTS-INST | AT COST | $2,523,600 | $3,403,350 |
| 347711.654 GQG PARTNERS US SEL EQTY-INST | AT COST | $4,826,559 | $4,958,368 |
| 195090.843 JPMORGAN HEDGED EQUITY-I | AT COST | $4,177,300 | $4,676,328 |
| 226571.679 SPYGLASS GROWTH FUND-INST | AT COST | $2,339,634 | $5,027,626 |
| 23913.014 VANGUARD 500 INDEX FUND ADM | AT COST | $6,276,507 | $8,287,533 |
| 86470.46 VANGUARD S/C VAL INDX-ADM | AT COST | $4,010,500 | $5,280,751 |
| 264522.989 WCM FOCUSED INTL GROWTH FD-INS | AT COST | $4,309,225 | $6,546,944 |
| 306516.806 OW SMALL & MIDCAP STRAT FD (OWSMX) | AT COST | $4,110,449 | $5,646,039 |
| 120000 NUTRIEN LTD3.625% DUE 03/15/2024 BAA2/BBB" | AT COST | $128,980 | $130,366 |
| 80000 MAGNA INTL 3.625% DUE 06/15/2024 A3/A-" | AT COST | $83,061 | $87,571 |
| 136000 SUMITOMO MITSUI FINL GRP 2.632% DUE 07/14/2026 A1/A- | AT COST | $136,127 | $147,736 |
| 195275.59 OW CREDIT INCOME FUND (OWCIX) | AT COST | $1,953,104 | $1,993,763 |
| 984991.996 OW LARGE CAP STRATEGIES FUND (OWLSX) | AT COST | $11,203,892 | $16,882,762 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| AMORTIZATION OF SECURITIES | $66,615 |
| YE BOOK BASIS TO TAX BASIS ADJUSTMENT | $830,701 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CSC EXPENSE | $196 | $0 | $196 |
| STATE OF DELAWARE | $25 | $0 | $25 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OUTSTANDING CHECKS | Desc |
| Amt | $382,500 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BESSEMER TRUST INVESTMENT MANAGEMENT FEES | $99,002 | $99,002 | $0 |
| ROPES & GRAY LLP INVESTMENT MANAGEMENT FEES | $423,081 | $423,081 | $0 |
| ELM RIDGE EXPLORATION CO | $100,000 | $0 | $100,000 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES AND ADR FEES | $2,597 | $2,597 | $0 |
| EXCISE TAX- 2019 EXTENSION | $365,000 | $0 | $0 |