JACK ROTH CHARITABLE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JACK ROTH CHARITABLE FOUNDATION (EIN 95-4622086)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-06-21
- IRS object ID
- 202111729349100806
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Distribution From Corpus Election
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-06-21T09:09:08-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 951777440 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GREEN HASSON & JANKS LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 700 SOUTH FLOWER STREET SUITE 3300 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 954622086 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JACK ROTH CHARITABLE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JACK | BusinessNameControlTxt |
| Phone | 3102038400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1234 RIMMER AVE | AddressLine1Txt |
| City | PACIFIC PALISADES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90272 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARLYNN WHITTAKER | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 3102038400 | PhoneNum |
| Signature | 2021-06-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ARLYNN | PersonFirstNm |
| Person Last | WHITTAKER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LIZBETH G NEVAREZ | PreparerPersonNm |
| PTIN | P01399868 | PTIN |
| Phone | 3108731600 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $21,466,963 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $91,670 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $179,417 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $179,417 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $199,642 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $199,642 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $533,581 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,010,056 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $669,480 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $20 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,004,330 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,048,539 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $102,936 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $51,468 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $51,468 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $28,435 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $14,217 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $14,217 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $18,840 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $9,420 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $9,420 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $99,381 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $99,381 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,235 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $253,827 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $174,486 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $75,105 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,067,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,067,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,321,327 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $174,486 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,142,605 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,316,997 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $874,053 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,540,638 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,043,947 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,043,947 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $16,242,905 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $0 | CorporateStockBOYAmt |
| Corporate Stock EOY | $20,420,646 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $20,420,646 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,790 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,370 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,370 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $19,786,333 | TotalAssetsBOYAmt |
| Total Assets EOY | $21,466,963 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $21,466,963 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $19,786,333 | RetainedEarningBOYAmt |
| Retained Earning EOY | $21,466,963 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,786,333 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $21,466,963 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,786,333 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $21,466,963 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,786,333 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,316,997 | ExcessRevenueOverExpensesAmt |
| Other Increases | $3,997,627 | OtherIncreasesAmt |
| Subtotal | $21,466,963 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $21,466,963 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| SALE OF PUBLICLY TRADED SECURITIES | P | $19,010,056 | $18,396,372 | $613,684 | $613,684 |
| CAPITAL GAIN DISTRIBUTIONS | P | $55,796 | $55,796 | $55,796 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $669,480 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,149 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,149 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,149 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,729 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $13,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $14,729 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $13 | EsPenaltyAmt |
| Overpayment | $2,567 | OverpaymentAmt |
| Applied To ES Tax | $2,567 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ARLYNN WHITTAKER | IndividualWithBooksNm |
| Phone | 3102038400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1234 RIMMER AVE | AddressLine1Txt |
| City | PACIFIC PALISADES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90272 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ARLYNN WHITTAKER | ||||||||
| 1234 RIMMER AVENUE | PACIFIC PALISADE | CA | 90272 | DIRECTOR/SECRETARY | 5.00 | $100,000 | $0 | $0 |
| TIM BALZER | ||||||||
| 1234 RIMMER AVENUE | PACIFIC PALISADE | CA | 90272 | DIRECTOR/CFO | 5.00 | $2,936 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 114 WEST 47TH STREET NY8-114-07-07 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10036 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $99,331 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,473,694 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,080,175 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,553,869 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $20,553,869 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $308,308 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,245,561 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,012,278 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,012,278 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,149 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,149 | TotalTaxAmt |
| Distributable Before Adj | $1,000,129 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,000,129 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,000,129 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,142,605 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,142,605 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,142,605 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,000,129 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $27,886 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr3 | $21,970 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $402,615 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,102,937 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,555,408 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,142,605 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,000,129 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $2,142,476 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $4,697,884 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $27,886 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,669,998 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $21,970 | ExcessFromYear3Amt |
| Excess From Year2 | $402,615 | ExcessFromYear2Amt |
| Excess From Year1 | $2,102,937 | ExcessFromYear1Amt |
| Excess From Current Year | $2,142,476 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| UNIVERSITY OF MICHIGAN | |||||||
| 3003 SOUTH STATE ST SUITE 8000 | ANN ARBOR | MI | 48109 | NONE | PC | COMMUNITY SUPPORT | $1,500,000 |
| TURNING POINT USA | |||||||
| 4940 EAST BEVERLY ROAD | PHOENIX | AZ | 85044 | NONE | PC | COMMUNITY SUPPORT | $1,025,000 |
| CLAREMONT INSITUTE | |||||||
| 1317 W FOOTHILL BLVD SUITE 120 | UPLAND | CA | 91786 | NONE | PC | COMMUNITY SUPPORT | $200,000 |
| GATESTONE INSTITUTE | |||||||
| 14 EAST 60TH STREET SUITE 705 | NEW YORK | NY | 10022 | NONE | PC | COMMUNITY SUPPORT | $100,000 |
| STEAMBOAT INSTITUTE | |||||||
| PO BOX 883037 | STEAMBOAT SPRINGS | CO | 80488 | NONE | PC | COMMUNITY SUPPORT | $60,000 |
| PRAGER UNIVERSITY FOUNDATION | |||||||
| 15021 VENTURA BOULEVARD SUITE 552 | SHERMAN OAKS | CA | 91043 | NONE | PC | COMMUNITY SUPPORT | $50,000 |
| DAVID HOROWITZ FREEDOM CENTER | |||||||
| 14724 VENTURA BLVD SUITE 820 | SHERMAN OAKS | CA | 91403 | NONE | PC | COMMUNITY SUPPORT | $42,500 |
| UNREPORTED STORY SOCIETY | |||||||
| 578 WASHINGTON BLVD 802 | MARINA DEL REY | CA | 90292 | NONE | PC | COMMUNITY SUPPORT | $25,000 |
| THE VIOLENCE PROJECT | |||||||
| 1234 RIMMER AVE | PACIFIC PALISADES | CA | 90272 | NONE | NC | COMMUNITY SUPPORT | $25,000 |
| ASSISTANCE LEAGUE OF LOS ANGELES | |||||||
| 826 COLE AVENUE | LOS ANGELES | CA | 90038 | NONE | PC | COMMUNITY SUPPORT | $10,000 |
| CREATIVE VISION FOUNDATION | |||||||
| 18820 PACIFIC COAST HWY STE 201 | MALIBU | CA | 90265 | NONE | PC | COMMUNITY SUPPORT | $10,000 |
| PROJECT VERITAS | |||||||
| PO BOX 98217 | WASHINGTON | DC | 20077 | NONE | PC | COMMUNITY SUPPORT | $10,000 |
| PROCLAIMING JUSTICE TO THE NATIONS | |||||||
| PO BOX 682711 | FRANKLIN | TN | 37068 | NONE | PC | COMMUNITY SUPPORT | $10,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,067,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $179,417 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $199,642 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $533,581 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REFUND | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $20 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $912,660 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $912,660 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JACK ROTH TRUST | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 483 287 S ROBERTSON BLVD | AddressLine1Txt |
| City | BEVERLY HILLS | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90211 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $91,670 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $18,840 | Amt |
| Net Investment Income | $9,420 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $9,420 | DisbursementsCharitablePrpsAmt |
Distribution From Corpus Election DistributionFromCorpusElection
| Field | Value | IRS element (for citing) |
|---|---|---|
| Election | SEC 53.4942(A)-3(D)(2) ELECTIONORGANIZATION HEREBY ELECTS UNDER IRC REG. SECTION 53.4942(A)-3(D)(2) TO TREAT $7,795 OF THE QUALIFYING DISTRIBUTIONS FOR 2012 AS HAVING BEEN DISTRIBUTED OUT OF CORPUS. | ElectionDesc |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | LEHMAN BROS MED TERM NOTES | BondNm |
| EOY Book Value | $2,370 | EOYBookValueAmt |
| EOYFMV | $2,370 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (196 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 22 SHARES OF ALPHABET INC | $38,541 | $38,541 |
| 22 SHARES OF ALPHABET INC | $38,558 | $38,558 |
| 28 SHARES OF AMAZON COM INC | $91,194 | $91,194 |
| 226 SHARES OF AUTODESK INC | $69,007 | $69,007 |
| 51 SHARES OF AUTOMATIC DATA PROCESSING INC | $8,986 | $8,986 |
| 258 SHARES OF BOEING CO | $55,227 | $55,227 |
| 392 SHARES OF BOSTON SCIENTIFIC CORP | $14,092 | $14,092 |
| 15 SHARES OF BROADCOM INC | $6,568 | $6,568 |
| 477 SHARES OF CISCO SYS INC | $21,346 | $21,346 |
| 226 SHARES OF COLGATE PALMOLIVE CO | $19,325 | $19,325 |
| 16658.196 SHARES OF COLUMBIA GLOBAL TECHNOLOGY GROWTH FUND INSTL CL | $1,018,149 | $1,018,149 |
| 11 SHARES OF COSTAR GROUP INC | $10,167 | $10,167 |
| 77 SHARES OF CROWN CASTLE INTL CORP | $12,258 | $12,258 |
| 178 SHARES OF DEERE & CO | $47,891 | $47,891 |
| 259 SHARES OF DISNEY WALT CO | $46,925 | $46,925 |
| 269 SHARES OF FACEBOOK INC | $73,480 | $73,480 |
| 57 SHARES OF FIDELITY NATL INFORMATION SVCS INC | $8,063 | $8,063 |
| 88 SHARES OF GLOBAL PMTS INC | $18,957 | $18,957 |
| 75 SHARES OF ILLUMINA INC | $27,750 | $27,750 |
| 20 SHARES OF INTUITIVE SURGICAL INC | $16,362 | $16,362 |
| 10385 SHARES OF ISHARES CORE S&P 500 ETF | $3,898,425 | $3,898,425 |
| 15035 SHARES OF ISHARES EDGE MSCI USA QUALITY FACTOR ETF | $1,747,217 | $1,747,217 |
| 1670 SHARES OF ISHARES EXPANDED TECH SOFTWARE SECTOR ETF | $591,347 | $591,347 |
| 76 SHARES OF KLA-TENCOR CORP | $19,677 | $19,677 |
| 26 SHARES OF LAM RESEARCH CORP | $12,279 | $12,279 |
| 239 SHARES OF MICROSOFT CORP | $53,158 | $53,158 |
| 499 SHARES OF MONSTER BEVERAGE CORP | $46,147 | $46,147 |
| 115 SHARES OF NVIDIA CORP | $60,053 | $60,053 |
| 773 SHARES OF ORACLE CORP | $50,005 | $50,005 |
| 238 SHARES OF QUALCOMM INC | $36,257 | $36,257 |
| 68 SHARES OF REGENERON PHARMACEUTICALS | $32,851 | $32,851 |
| 220 SHARES OF SALESFORCE COM INC | $48,957 | $48,957 |
| 664 SHARES OF SCHLUMBERGER LTD | $14,495 | $14,495 |
| 163 SHARES OF SCHWAB CHARLES CORP NEW | $8,645 | $8,645 |
| 315 SHARES OF STARBUCKS CORP | $33,699 | $33,699 |
| 142 SHARES OF TE CONNECTIVITY LTD | $17,192 | $17,192 |
| 343 SHARES OF VISA INC | $75,024 | $75,024 |
| 76 SHARES OF WORKDAY INC | $18,210 | $18,210 |
| 203 SHARES OF YUM CHINA HLDGS INC | $11,589 | $11,589 |
| 157 SHARES OF ALLIANT CORP | $8,090 | $8,090 |
| 309 SHARES OF AMBARELLA INC | $28,372 | $28,372 |
| 180 SHARES OF AMDOCS LTD | $12,767 | $12,767 |
| 180 SHARES OF BERKLEY W R CORP | $11,956 | $11,956 |
| 10868.843 SHARES BLACKROCK MID CAP GROWTH EQUITY PORTFOLIO CL I | $478,555 | $478,555 |
| 100 SHARES OF BROADRIDGE FINL SOLUTIONS INC | $15,320 | $15,320 |
| 99 SHARES OF CARMAX INC | $9,351 | $9,351 |
| 97 SHARES OF CATALENT INC | $10,095 | $10,095 |
| 42 SHARES OF CBOE HLDGS INC | $3,911 | $3,911 |
| 104 SHARES OF CERIDIAN HCM HLDG INC | $11,082 | $11,082 |
| 265 SHARES OF CERNER CORP | $20,797 | $20,797 |
| 30 SHARES OF COOPER COS INC | $10,900 | $10,900 |
| 150 SHARES OF ELANCO ANIMAL HEALTH INC | $4,600 | $4,600 |
| 315 SHARES OF EXPEDITORS INTL WASHINGTON INC | $29,960 | $29,960 |
| 58 SHARES OF FACTSET RESH SYS INC | $19,285 | $19,285 |
| 192 SHARES OF GODADDY INC | $15,926 | $15,926 |
| 181 SHARES OF INGERSOLL RAND INC | $8,246 | $8,246 |
| 1670 SHARES OF ISHARES NASDAQ BIOTECHNOLOGY ETF | $252,988 | $252,988 |
| 11795 SHARES OF ISHARE RUSSELL MID-CAP ETF | $808,547 | $808,547 |
| 121 SHARES OF LAMAR ADVERTISING CO NEW | $10,070 | $10,070 |
| 166 SHARES OF LPL FINL HLDGS INC | $17,300 | $17,300 |
| 144 SHARES OF MICROCHIP TECHNOLOGY INC | $19,888 | $19,888 |
| 15 SHARES OF MSCI INC | $6,698 | $6,698 |
| 62 SHARES OF NEUROCRINE BIOSCIENCES INC | $5,943 | $5,943 |
| 551 SHARES OF ON SEMICONDUCTOR CORP | $18,034 | $18,034 |
| 55 SHARES OF PAYLOCITY HLDG CORP | $11,325 | $11,325 |
| 88 SHARES OF PERKINELMER INC | $12,628 | $12,628 |
| 52 SHARES OF PRA HEALTH SCIENCES INC | $6,523 | $6,523 |
| 225 SHARES OF SEALED AIR CORP NEW | $10,303 | $10,303 |
| 322 SHARES OF SEI INVESTMENTS CO | $18,505 | $18,505 |
| 258 SHARES OF SS&C TECHNOLOGIES HLDGS INC | $18,769 | $18,769 |
| 26 SHARES TLEFLEX INC | $10,701 | $10,701 |
| 152 SHARES OF TERMINIX GLOBAL HLDGS INC | $7,754 | $7,754 |
| 56 SHARES OF VARIAN MED SYS INC | $9,801 | $9,801 |
| 69 SHARES OF VERISK ANALYTICS INC | $14,324 | $14,324 |
| 128 SHARES OF WABTEC CORP | $9,370 | $9,370 |
| 34 SHARES OF WATERS CORP | $8,412 | $8,412 |
| 51 SHARES OF XILINX INC | $7,230 | $7,230 |
| 152 SHARES OF YUM BRANDS INC | $16,501 | $16,501 |
| 666 SHARES OF ACI WORLDWIDE INC | $25,594 | $25,594 |
| 2257 SHARES OF AERIE PHARMACEUTICALS INC | $30,492 | $30,492 |
| 302 SHARES OF ALTRA INDL MOTION CORP | $16,740 | $16,740 |
| 174 SHARES OF AMERICAN WOODMARK CORP | $16,330 | $16,330 |
| 1495 SHARES OF AXOGEN INC | $26,761 | $26,761 |
| 944 SHARES OF CARPENTER TECHNOLOGY CORP | $27,489 | $27,489 |
| 1981 SHARES OF CATCHMARK TIMBER TR INC | $18,542 | $18,542 |
| 205 SHARES DORMAN PRODS INC | $17,798 | $17,798 |
| 4479.073 SHARES OF EVENTIDE HEALTHCARE & LIFE SCIENCES FUND CL I | $248,499 | $248,499 |
| 733 SHARES OF EVO PMTS INC | $19,798 | $19,798 |
| 393 SHARES OF FIRST INTST BANCSYSTEM INC | $16,023 | $16,023 |
| 111 SHARES OF FRESHPET INC | $15,761 | $15,761 |
| 81 SHARES OF FRONTDOOR INC | $4,067 | $4,067 |
| 1006 SHARES OF GENMARK DIAGNOSTICS INC | $14,688 | $14,688 |
| 312 SHARES OF GLAUKOS CORP | $23,481 | $23,481 |
| 453 SHARES OF GLOBAL BLOOD THERAPEUTICS INC | $19,619 | $19,619 |
| 164 SHARES OF GRAND CANYON ED INC | $15,270 | $15,270 |
| 951 SHARES OF HEALTHCARE SVCS GROUP INC | $26,723 | $26,723 |
| 556 SHARES OF HEARTLAND EXPRESS INC | $10,064 | $10,064 |
| 39 SHARES OF ICU MED INC | $8,365 | $8,365 |
| 4565 SHSARES OF ISHARES RUSSELL 2000 ETF | $895,014 | $895,014 |
| 7780 SHARES OF ISHARES S&P SMALLCAP 600 VALUE | $632,592 | $632,592 |
| 890 SHARES OF KNOWLES CORP | $16,403 | $16,403 |
| 177 SHARES OF LIGAND PHARMACEUTICALS INC | $17,603 | $17,603 |
| 93 SHARES OF LITTLEFUSE INC | $23,683 | $23,683 |
| 339 SHARES OF LIVERAMP HLDGS INC | $24,811 | $24,811 |
| 596 SHARES OF MONRO, INC | $31,767 | $31,767 |
| 384 SHARES OF MONTROSE ENVIRONMENTAL GROUP | $11,889 | $11,889 |
| 178 SHARES OF NATIONAL INSTRS CORP | $7,821 | $7,821 |
| 142 SHARES OF NEOGEN CORP | $11,261 | $11,261 |
| 341 SHARES OF NEOGENOMICS INC | $18,359 | $18,359 |
| 186 SHARES OF NEW RELIC INC | $12,164 | $12,164 |
| 109 SHARES OF OMNICELL INC | $13,082 | $13,082 |
| 402 SHARES OF PARSONS CORP | $14,637 | $14,637 |
| 293 SHARES OF REXNORD CORP | $11,571 | $11,571 |
| 186 SHARES OF ROGERS CORP | $28,884 | $28,884 |
| 123 SHARES OF SILICON LABORATORIES INC | $15,663 | $15,663 |
| 99 SHARES OF SIMPSON MGF CO INC | $9,252 | $9,252 |
| 4229.767 SHARES OF VICTORY RS SMALL CAP GROWTH FUND | $437,443 | $437,443 |
| 53 SHARES OF VISTEON CORP | $6,653 | $6,653 |
| 61 SHARES OF WEX INC | $12,415 | $12,415 |
| 585 SHARES OF 2U INC | $23,406 | $23,406 |
| 2 SHARES OF ADYEN N V | $4,662 | $4,662 |
| 733 SHARES OF AIA GROUP LTD | $8,981 | $8,981 |
| 60 SHARES OF AIRBUS SE | $6,591 | $6,591 |
| 50 SHARES OF AMADEUS IT HDDG SA | $3,644 | $3,644 |
| 208 ANGLO AMERICAN PLC | $6,892 | $6,892 |
| 71 SHARES OF AON PLC | $15,000 | $15,000 |
| 22 SHARES OF ASML HOLDINGS NV | $10,730 | $10,730 |
| 112 SHARES OF ASTAZENECA PLC | $5,599 | $5,599 |
| 68 SHARES OF ATLASSIAN CORP PLC | $15,903 | $15,903 |
| 23 SHARES OF CAPGEMINI SA | $3,568 | $3,568 |
| 57 SHARES OF CIMPRESS PLC | $5,001 | $5,001 |
| 31 SHARES OF COLOPLAST A/S - B | $4,737 | $4,737 |
| 51 SHARES OF DAIFUKU CO LTD | $6,303 | $6,303 |
| 47 SHARES OF DAIKIN KOGYO INDUSTRIES | $10,434 | $10,434 |
| 27 SHARES OF DASSAULT SYSTEMES | $5,489 | $5,489 |
| 255 SHARES OF DEUTSCHE TELEKOM | $4,666 | $4,666 |
| 131 SHARES OF DEUTSCHE WOHNEN AG | $7,003 | $7,003 |
| 328 SHARES OF E ON SE NPV | $3,638 | $3,638 |
| 92 SHARES OF EXPERIAN GROUP LTD | $3,491 | $3,491 |
| 26 SHARES OF FANUC CORP | $6,386 | $6,386 |
| 154 SHARES OF FERROVIAL SA | $4,258 | $4,258 |
| 649 SHARES OF FLEXTRONICS | $11,669 | $11,669 |
| 226 SHARES OF GILDAN ACTIVEWEAR INC | $6,330 | $6,330 |
| 2185 SHARES OF GLENCORE XSTRARA PLC | $6,958 | $6,958 |
| 19365 SHARES OF GLOBAL X FUNDS GLOBAL X ROBITICS & ARTIFICAL INTELLIGENCE ET | $641,659 | $641,659 |
| 107 SHARES OF INFINEON TECHNOLOG | $4,110 | $4,110 |
| 559 SHARES OF ING GROEP N V | $5,277 | $5,277 |
| 102 SHARES OF KBC GROEP NV | $7,149 | $7,149 |
| 19 SHARES OF KEYENCE CORP | $10,674 | $10,674 |
| 41 SHARES OF KION GROUP AG | $3,570 | $3,570 |
| 31 SHARES OF LONDON STOCK EXCHANGE GROUP PLC | $3,816 | $3,816 |
| 7 SHARES OF LONZA GROUP AG | $4,504 | $4,504 |
| 10 SHARES OF LVMH MOET HENNESSY | $6,251 | $6,251 |
| 48 SHARES OF MACQUIARIE GROUP LTD | $5,129 | $5,129 |
| 26 SHARES OF MERCK KGAA | $4,465 | $4,465 |
| 58 SHARES OF NESTE OY J | $4,198 | $4,198 |
| 88 SHARES OF NESTLE SA | $10,379 | $10,379 |
| 39 SHARES OF NIDEC CORP | $4,903 | $4,903 |
| 453 SHARES OF NOVARTIS A G SPONSORED ADR | $42,777 | $42,777 |
| 167 SHARES OF NOVO-NORDISK A S ADR | $11,665 | $11,665 |
| 8 SHARES OF PARNERS GROUP NPV | $9,412 | $9,412 |
| 120 SHARES OF PORSCHE AG | $8,281 | $8,281 |
| 46 SHARES OF PROSUS NV | $4,973 | $4,973 |
| 90 SHARES OF RECKITT BENCKISER GROUP PLC | $8,046 | $8,046 |
| 75 SHARES OF RIO TINTO | $5,607 | $5,607 |
| 420 SHARES OF RITCHIE BROS AUTIONEERS INC | $29,211 | $29,211 |
| 881 SHARES OF ROCHE HLDG LTD | $38,496 | $38,496 |
| 72 SHARES OF RYANAIR HLDGS PLC | $7,919 | $7,919 |
| 239 SHARES OF SENSATA TECHNOLOGIES HLDG PLC | $12,605 | $12,605 |
| 2 SHARES OF SHOPIFY INC | $2,264 | $2,264 |
| 103 SHARES OF SOFTBANK GROUP CORP | $8,039 | $8,039 |
| 37 SHARES OF SONY CORP | $3,686 | $3,686 |
| 121 SHARES OF STERIS PLC | $22,934 | $22,934 |
| 36 SHARES OF THALES SA | $3,299 | $3,299 |
| 12 SHARES OF TOKYO ELECTRON | $4,463 | $4,463 |
| 117 SHARES OF TORONTO DOMINION BK ONTARIO | $6,601 | $6,601 |
| 126 SHARES OF TOTAL S A | $5,281 | $5,281 |
| 46 SHARES OF UNILEVER PLC | $2,761 | $2,761 |
| 122 SHARES OF VIVENDI SA | $3,938 | $3,938 |
| 85 SHARES OF VONOVIA SE | $6,215 | $6,215 |
| 14 SHARES OF ZURICH INSURANCE GROUP AG | $5,915 | $5,915 |
| 306 SHARES OF ALIBABA GROUP HLDGS LTD | $71,215 | $71,215 |
| 339 SHARES OF ICICI BK LTD | $5,038 | $5,038 |
| 10812.659 SHARES OF JPMORGAN EMERGING MKTS EQUITY FUND | $475,973 | $475,973 |
| 2 SHARES OF MERCADOLIBRE INC | $3,350 | $3,350 |
| 80 SHARES OF NICE LTD | $22,683 | $22,683 |
| 711 SHARES OF PING AN INSURANCE GROUP CO | $8,711 | $8,711 |
| 82 SHARES OF TAIWAN SEMICONDUCTOR MFG LTD | $8,941 | $8,941 |
| 168 SHARES OF TENCENT HOLDINGS LTD | $12,220 | $12,220 |
| 14710 SHARES OF ISHARES CORE US AGGREGATE BD ETF | $1,738,575 | $1,738,575 |
| 85415.252 SHARES OF PRINCIPAL PFD SECS FUND | $894,298 | $894,298 |
| 8965 SHARES OF VANGUARD INTERMEDIATE-TERM CORP BOND ETF | $870,860 | $870,860 |
| 40729.115 SHARES OF EARTON VANCE FLTG RATE FUND CL I | $355,158 | $355,158 |
| 49278.386 SHARES OF PIMCO EMERGING MKTS BD FUND | $537,134 | $537,134 |
| 332307.636 SHARES OF HAWK RIDGE PARTNERS OFFSHORE LTD | $332,308 | $332,308 |
| 648400 SHARES OF THE CHILDRENS INVESTMETN FUND | $648,400 | $648,400 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $28,435 | LegalFeesAmt |
| Net Investment Income | $14,217 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $14,217 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | REFUND | Desc |
| Revenue And Expenses Per Books | $20 | RevenueAndExpensesPerBooksAmt |
| Adjusted Net Income | $20 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN | Desc |
| Amt | $3,997,627 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $99,381 | Amt |
| Net Investment Income | $99,381 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FILING FEES | $235 | $0 | $0 |
| FEDERAL EXCISE TAX | $4,000 | $0 | $0 |