DUNHAM FUND: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- DUNHAM FUND (EIN 37-6416138)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-17
- IRS object ID
- 202112609349100801
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Dissolution Stmt
- General Explanation Attachment
- Liquidation Explanation Stmt
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-17T09:47:17-07:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 364025026 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Wieland & Company Inc | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 232 S Batavia Avenue | AddressLine1Txt |
| City | Batavia | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60510 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 376416138 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DUNHAM FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | DUNH | BusinessNameControlTxt |
| Phone | 6308442774 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2430 W INDIAN TRAIL 201 | AddressLine1Txt |
| City | AURORA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60506 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MONYA RUSSELL ASST VP | PersonNm |
| Person Title | BUSEY BK., TRUSTEE | PersonTitleTxt |
| Signature | 2021-09-16 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MONYA RUSSELL ASST | PersonFirstNm |
| Person Last | VP | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PAUL H WIELAND CPA | PreparerPersonNm |
| PTIN | P00326532 | PTIN |
| Phone | 6304064490 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Final Return | Yes (X) | FinalReturnInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $0 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $2,098,581 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,982,776 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $49,224 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $11,932,431 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $49,224 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $2,147,805 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,032,000 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $383,800 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $383,800 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $231,127 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $231,127 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,209 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,209 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $118,120 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $118,120 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $14,541 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $14,541 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $390,725 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $132,160 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $258,565 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $87,414 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $32,026 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $29,425 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $22,134 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $51,441 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $51,441 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $9,190 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $9,190 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,611 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $1,611 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $125,888 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $125,888 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,453,200 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $164,186 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,240,917 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,703,800 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,703,800 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $5,157,000 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $164,186 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,944,717 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$3,009,195 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,867,814 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $2,523,673 | SavAndTempCashInvstBOYAmt |
| Prepaid Expenses BOY | $39,705 | PrepaidExpensesBOYAmt |
| US Government Obligations BOY | $17,169,719 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $22,717,317 | CorporateStockBOYAmt |
| Corporate Bonds BOY | $12,973,441 | CorporateBondsBOYAmt |
| Other Investments BOY | $30,935,931 | OtherInvestmentsBOYAmt |
| Land BOY | $228,010 | LandBOYAmt |
| Other Assets BOY | $222,833 | OtherAssetsBOYAmt |
| Total Assets BOY | $86,810,629 | TotalAssetsBOYAmt |
| Total Assets EOY | $0 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $0 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $23,940 | OtherLiabilitiesBOYAmt |
| Total Liabilities BOY | $23,940 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests EOY | $86,786,689 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $86,786,689 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $0 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $86,810,629 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $0 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $86,786,689 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$3,009,195 | ExcessRevenueOverExpensesAmt |
| Subtotal | $83,777,494 | SubtotalAmt |
| Other Decreases | $83,777,494 | OtherDecreasesAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | 2000-12-01 | 2020-12-31 | $11,837,946 | $11,883,207 | -$45,261 | -$45,261 |
| CAPITAL GAIN DIVIDENDS | P | 2000-12-01 | 2020-12-31 | $94,485 | $94,485 | $94,485 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $49,224 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $25,963 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $25,963 | SubtotalAmt |
| Tax Based On Investment Income | $25,963 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $39,705 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $39,705 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $13,742 | OverpaymentAmt |
| Applied To ES Tax | $0 | AppliedToESTaxAmt |
| Refund | $13,742 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | Yes (true) | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | https://www.dunhamfoundation.org/ | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BUSEY WEALTH MANAGEMENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2174241111 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 N WATER STREET | AddressLine1Txt |
| City | DECATUR | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62523 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Stewart Beach | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Chairman | 20.00 | $42,400 | |
| Theodia Gillespie | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Director | 10.00 | $24,400 | |
| Wendy Hirsch | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Director | 12.00 | $24,400 | |
| Ryan Maley | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Director | 10.00 | $24,400 | |
| Michael Morcos | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Director | 10.00 | $24,400 | |
| Mark Truemper | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | vice chair | 15.00 | $33,400 | |
| Robert Vaughan | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | Secretary | 15.00 | $30,400 | |
| VICKI MORCOS | |||||||
| 2430 W INDIAN TRAIL 201 | AURORA | IL | 60506 | President & CEO | 50.00 | $180,000 | $6,334 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt |
|---|---|---|---|---|---|---|---|
| LINDSAY COCHRANE | |||||||
| 2430 W INDIAN TRAIL SUITE 201 | AURORA | IL | 60506 | PRGM DIRECTOR | 40.00 | $131,800 | $4,983 |
| Holly Sambucetti | |||||||
| 2430 W INDIAN TRAIL SUITE 201 | AURORA | IL | 60506 | Adm. Manager | 40.00 | $61,500 | $2,318 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Drinker Biddle & Reath LLP | |||||
| One Logan Square Suite 2000 | Philadelphia | PA | 19103 | LEGAL | $111,006 |
| BUSEY WEALTH MANAGEMENT | |||||
| 130 N WATER STREET | DECATUR | IL | 62523 | INVESTMENT/TRUSTEE | $363,215 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $92,840,168 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,199,447 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $95,039,615 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $95,039,615 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,425,594 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $93,614,021 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,680,701 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,680,701 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $25,963 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $25,963 | TotalTaxAmt |
| Distributable Before Adj | $4,654,738 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,654,738 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,654,738 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,944,717 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $4,944,717 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $4,944,717 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,654,738 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $2,411,883 | UndistributedIncomePYAmt |
| Qualifying Distributions | $4,944,717 | QualifyingDistributionsAmt |
| Applied To Year1 | $2,411,883 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $2,532,834 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $2,121,904 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DUNHAM FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2430 W INDIAN TRAIL SUITE 201 | AddressLine1Txt |
| City | AURORA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60506 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 6308442774 | RecipientPhoneNum |
| Recipient Email Address | INFO@dunhamfoundation.org | RecipientEmailAddressTxt |
| Form And Info And Materials | DUNHAM FOUNDATION ACCEPTS ONLINE APPLICATIONS THAT CAN BE FOUND AT WWW.DUNHAMFOUNDATION.ORG | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | 2 CYCLES - FEBRUARY 1ST AND JUNE 1ST | SubmissionDeadlinesTxt |
| Restrictions On Awards | REQUESTS THAT EXCEED $75,000 HAVE TWO ONLINE SUBMISSION DEADLINES EACH YEAR (FEBRUARY 1-CYCLE 1 AND JUNE 1-CYCLE 2)GRANT REQUESTS THAT ARE $75,000 OR LESS ARE ACCEPTED ONLINE ONLY AT ANY TIME DURING THE CALENDAR YEAR.ANNUAL MAXIMUM AMOUNT OF GRANT IS ORDINARILY LIMITED TO $1 MILLION. The Foundation accepts grant requests from 501(c)(3) organizations that are involved in education and community development programs the building blocks that will, in founder John Dunhams words, make the world a more comfortable, safer place for mankind.The Dunham Foundations primary grant making goal is to measurably and permanently impact the Dunham Foundation service area through start up support of new or uniquely enhanced educational and community development programs and capital projects that address a documented need and are innovative, collaborative and potentially self-sustaining, while being purposefully designed to effect positive change through close alignment with the missions of the grant see | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (54 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| A FND FOR W AURORA SCHLS | ||||||
| 1877 W DOWNER PLACE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $2,000 |
| AGAPE CONNECTION INC | ||||||
| 2950 BILTER RD | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $17,500 |
| ASSN FOR IND DEVELOPMENT | ||||||
| 309 W NEW INDIAN TRAIL CT | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $115,000 |
| AURORA AFR AMER MEN OF UNITY | ||||||
| 30 S STOLP AVE 311 | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $12,000 |
| AURORA EAST EDUC FOUNDATION | ||||||
| 417 FIFTH STREET | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $231,500 |
| AURORA UNIVERSITY | ||||||
| 347 S GLADSTONE AVE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $100,000 |
| CASA KANE COUNTY | ||||||
| 100 S 3RD ST | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $17,000 |
| CTR FOR HEALTHCARE INNOV | ||||||
| 625 W ADAMS ST 19TH FLOOR | CHICAGO | IL | 60661 | PC | PROGRAM SUPPORT | $40,000 |
| COMMUNITIES IN SCHOOLS | ||||||
| 1433 PRAIRIE ST | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $75,000 |
| COMM FND OF THE FOX RIVER VALLEY | ||||||
| 111 W DOWNER PLACE 312 | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $212,000 |
| FOREFRONT | ||||||
| 208 S LASALLE ST 1540 | CHICAGO | IL | 60604 | PC | PROGRAM SUPPORT | $120,106 |
| FOX VALLEY HANDS OF HOPE | ||||||
| 200 WHITFIELD DR | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $47,000 |
| FOX VALLEY MUSIC ASSN | ||||||
| 21 SOUTH BROADWAY | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $2,000 |
| FOX VALLEY PARK FOUNDATION | ||||||
| 2430 W INDIAN TRAIL STE 201 | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $10,000 |
| FOX VALLEY UNITED WAY | ||||||
| 44 E GALENA BLVD | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $5,500 |
| GLORIA J TAYLOR FOUNDATION | ||||||
| 900 RIDGE ROAD | HOMEWOOD | IL | 60430 | PC | PROGRAM SUPPORT | $47,500 |
| KANELAND FOUNDATION | ||||||
| 47W326 KESLINGER RD | MAPLE PARK | IL | 60151 | PC | PROGRAM SUPPORT | $2,000 |
| MARIE WILKINSON FOOD PANTRY | ||||||
| 834 N HIGHLAND AVE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $82,000 |
| MUTUAL GROUND | ||||||
| 418 OAK AVE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $75,000 |
| NORTH CENTRAL COLLEGE | ||||||
| 30 N BRAINARD ST | NAPERVILLE | IL | 60540 | PC | PROGRAM SUPPORT | $250,000 |
| NORTHERN ILLINOIS FOOD BANK | ||||||
| 273 DEARBORN COURT | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $50,000 |
| NORTHWESTERN MEMORIAL FND | ||||||
| 420 EAST SUPERIOR STREET | CHICAGO | IL | 60611 | PC | PROGRAM SUPPORT | $29,062 |
| PAINTERS DISTRICT COUNCIL NO 30 | ||||||
| 1905 SEQUOIA DR | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $10,000 |
| QUAD COUNTY URBAN LEAGUE | ||||||
| 1685 N FARNSWORTH AVE | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $130,000 |
| RIALTO SQUARE THEATRE FND | ||||||
| 102 N CHICAGO ST | JOLIET | IL | 60432 | PC | PROGRAM SUPPORT | $6,250 |
| ROSARY HIGH SCHOOL | ||||||
| 901 N EDGELAWN DR | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $125,000 |
| TRICITY FAMILY SERVICES | ||||||
| 1120 RANDALL CT | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $50,000 |
| VNA HEALTH CARE | ||||||
| 400 N HIGHLAND AVE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $25,000 |
| BATAVIA ARTISTS ASSN-WATER STREET S | ||||||
| 160 S WATER ST | BATAVIA | IL | 60510 | PC | PROGRAM SUPPORT | $121,882 |
| WAYSIDE CROSS MINISTRIES | ||||||
| 215 E NEW YORK ST | AURORA | IL | 60505 | PC | PROGRAM SUPPORT | $25,000 |
| BATAVIA FOUNDATION FOR EDUC EXCELLE | ||||||
| 335 W WILSON STREET | BATAVIA | IL | 60510 | PC | PROGRAM SUPPORT | $9,500 |
| BREAKING FREE | ||||||
| 120 GALE ST | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $20,000 |
| DO-OVER ME | ||||||
| 1141 COMMERCE DRIVE | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $5,000 |
| FOX VALLEY SPECIAL REC FOUND | ||||||
| 2121 W INDIAN TRAIL | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $2,000 |
| SCI-TECH HANDS ON MUSEUM | ||||||
| 18 W BENTON ST | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $64,000 |
| SIMPLY DESTINEE | ||||||
| 122 W DOWNER PL 124 | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $55,000 |
| SUICIDE PREVENTION SERVICES | ||||||
| 528 S BATAVIA AVE 1 | BATAVIA | IL | 60510 | PC | PROGRAM SUPPORT | $103,000 |
| 360 Youth Services | ||||||
| 1305 Oswego Rd | nAPERVILLE | IL | 60540 | PC | PROGRAM SUPPORT | $30,000 |
| Advance Illinois | ||||||
| 303 E Wacker Suite 1925 | CHICAGO | IL | 60601 | GOV | PROGRAM SUPPORT | $100,000 |
| Albright Community Theatre | ||||||
| 100 N Island Ave 3rd floor | bATAVIA | IL | 60510 | PC | PROGRAM SUPPORT | $2,000 |
| Aurora Rotary Foundation | ||||||
| PO Box 2652 | aURORA | IL | 60507 | PC | PROGRAM SUPPORT | $4,500 |
| Aurora Women's Empowerment Foundati | ||||||
| 1877 W DOWNER PLACE | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $6,000 |
| Batavia United Way 211 | ||||||
| 700 W Fabyan Parkway 120A | BATAVIA | IL | 60510 | PC | PROGRAM SUPPORT | $21,000 |
| Changing Children's Worlds Foundati | ||||||
| 411 Stevens St | GENEVA | IL | 60134 | PC | PROGRAM SUPPORT | $1,000 |
| Farmwork and Landscape Advocacy Pro | ||||||
| 33 N LaSalle 900 | CHICAGO | IL | 60602 | PC | PROGRAM SUPPORT | $12,500 |
| Foundations Inc | ||||||
| 701 East Gate Drive Suite 300 | MT LAUREL | NJ | 08054 | PC | PROGRAM SUPPORT | $6,000 |
| Fox Valley Patriotic Organization | ||||||
| PO Box 4786 | AURORA | IL | 60507 | PC | PROGRAM SUPPORT | $25,000 |
| Little Friends Inc | ||||||
| 140 N Wright St | NAPERVILLE | IL | 60540 | PC | PROGRAM SUPPORT | $10,000 |
| Mikva Challenge | ||||||
| 200 S Michigan Ave | CHICAGO | IL | 60604 | PC | PROGRAM SUPPORT | $2,000 |
| Oswego Foundation for Educational E | ||||||
| PO Box 111 | OSWEGO | IL | 60543 | PC | PROGRAM SUPPORT | $40,000 |
| Paramount Arts Centre | ||||||
| 23 E Galena Blvd STE 230 | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $1,000,000 |
| Plum Landing | ||||||
| 495 North Lake Street | AURORA | IL | 60506 | PC | PROGRAM SUPPORT | $10,000 |
| Prairie State Legal Services | ||||||
| 31W001 East North Avenue Ste 200 | WEST CHICAGO | IL | 60185 | PC | PROGRAM SUPPORT | $50,000 |
| Serenity House | ||||||
| 891 S Rohlwing Rd | ADDISON | IL | 60101 | PC | PROGRAM SUPPORT | $90,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,703,800 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,098,581 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $49,224 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,147,805 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,147,805 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ACCOUNTING | $11,875 | $0 | $0 | $11,875 |
| PAYROLL SERVICES | $2,666 | $0 | $0 | $2,666 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (5 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | RtRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| SOFTWARE | 2017-08-01 | $21,851 | $20,659 | 200DB | 0.0741 | $1,192 |
| LEASEHOLD IMPROVEMENTS | 2018-10-31 | $228,518 | $17,161 | SL | 0.0667 | $15,242 |
| FURNITURE AND FIXTURES | 2018-10-31 | $24,907 | $9,878 | 200DB | 0.1920 | $4,782 |
| OFFICE FURNITURE | 2013-01-24 | $3,234 | $2,802 | 200DB | 0.0446 | $144 |
| 4-DRAWER FIRE FILE | 2020-07-30 | $5,418 | 200DB | 0.1429 | $774 |
Dissolution Stmt DissolutionStmt
Dissolution Information DissolutionInformationGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DUNHAM FOUNDATION | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2430 W INDIAN TRAIL 201 | AddressLine1Txt |
| City | AURORA | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60506 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Short Explanation | ALL NET ASSETS-SEE STATEMENT | ShortExplanationTxt |
| Dissolution | $105,904,472 | DissolutionAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| General Explanation Supplemental Information for Form 990-PF | STATEMENT REGARDING FINAL TAX RETURN FILING AND DISTRIBUTION OF ALL ASSETS TO DUNHAM FOUNDATION, EIN 84-2345560____________________________________________________________________________________This is the final tax filing for Dunham Fund. All net assets have been distributed to Dunham Foundation as described below and these qualify as Sec 507(b)(2) transfersDunham Foundation was incorporated on July 1, 2019 after receipt of a Court Order from the Circuit Court of the Sixteenth Judicial Circuit, Kane County, Illinois dated June 28, 2019. Subsequently, Dunham Foundation received the Federal income tax exemption letter dated May 21, 2020 effective as of July 1, 2019.Dunham Foundation had no assets or income in 2019 or 2020. The Dunham Fund (EIN 37-6416138) has distributed all its net assets to the Dunham Foundation (EIN 84-2345560)as of the close of business on December 31, 2020. Therefore 2020 is the Dunham Funds final year of existence. 2021 will be Dunham Foundations first year of having assets. However, Dunham Foundation is filing a 2020 Form 990-PF to confirm that in fact the Dunham Foundation did not have any assets or income in 2020. Dunham Foundation is not treated as a newly created organization for tax purposes.The following is a summary of net assets distributed from Dunham Fund to Dunham Foundation at close of business on December 31, 2020: BOOK VALUE FAIR MARKET VALUE _____________ _________________ Cash - checking account $ 3,602 $ 3,602Savings and temporary cash investments 1,523,587 1,523,587Investments: U.S. and state government pbligations 15,305,079 16,437,834 Corporate stock 20,388,135 30,605,180 Corporate bonds 12,459,313 13,121,284 Mutual and ETF funds - equities 29,389,411 39,067,359 Mutual and ETF funds - bonds 4,424,006 4,861,265 Program investments 105,000 105,000Prepaid expenses 31,533 31,533Property and equipment, net 211,294 211,294Security deposits 2,833 2,833Accounts payable and accrued expenses (58,107) (58,107)Credit card payable (5,230) (5,230)Payroll liabilities (2,962) (2,962) ___________ _______________Net assets distributed $ 83,777,494 $ 105,904,472 =========== =============== |
| General Explanation Supplemental Information for Form 990-PF | STATEMENT REGARDING UNDISTRIBUTED INCOME UNDER SEC 4942(C)__________________________________________________________UNDISTRIBUTED INCOME CARRIED TO 2021 REPORTED ON PART XIII, LINE 6IN THE AMOUNT OF $2,121,904 WILL BE REPORTED ON THE 2021 FORM 990-PFFILING BY THE TRANSFEREE, DUNHAM FOUNDATION, EIN 84-2345560 |
Liquidation Explanation Stmt LiquidationExplanationStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | This is the final tax filing for Dunham Fund. All net assets have been distributed to Dunham Foundation as described below.Dunham Foundation was incorporated on July 1, 2019 after receipt of a Court Order from the Circuit Court of the Sixteenth Judicial Circuit, Kane County, Illinois dated June 28, 2019. Subsequently, Dunham Foundation received the Federal income tax exemption letter dated May 21, 2020 effective as of July 1, 2019. The Board members and officers of each organization are the same, as is the mailing address. The mission of Dunham Foundation is the same as Dunham Fund.Please see related attached statement regarding the distribution. | ExplanationTxt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | legal | CategoryTxt |
| Legal Fees | $118,120 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $118,120 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DISSOLUTION AND DISTRIBUTION TO DUNHAM FOUNDATION-SEE STMTS | Desc |
| Amt | $83,777,494 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| BUILDING SIGNAGE | $2,515 | $2,515 |
| COMMUNICATIONS | $1,110 | $1,110 |
| DUES AND SUBSCRIPTIONS | $4,892 | $4,892 |
| INSURANCE | $9,741 | $9,741 |
| OFFICE EXPENSES | $53,545 | $53,545 |
| WEBSITE AND SOCIAL MEDIA | $54,085 | $54,085 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT/TRUSTEE FEES | $132,160 | $132,160 | $0 | $0 |
| PUBLIC RELATIONS | $24,000 | $0 | $0 | $24,000 |
| RETIREMENT PLAN ADMINISTRATION | $3,510 | $0 | $0 | $3,510 |
| TRUSTEE/ESCROW FEES | $231,055 | $0 | $0 | $231,055 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| excise taxes | $25,963 | ||
| FOREIGN TAXES ON INVESTMENTS | $32,026 | $32,026 | |
| PAYROLL TAXES | $29,425 | $29,425 |