JOHN S DUNN FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JOHN S DUNN FOUNDATION (EIN 74-1933660)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-10-28
- IRS object ID
- 202113019349100516
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-10-28T10:29:19-07:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 760269860 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Blazek & Vetterling | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2900 Weslayan Suite 200 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 741933660 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | John S Dunn Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JOHN | BusinessNameControlTxt |
| Phone | 7136260368 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77098 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Charles M Lusk III | PersonNm |
| Person Title | Pres/Trustee | PersonTitleTxt |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Charles M Lusk | PersonFirstNm |
| Person Last | III | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Kurt Coburn | PreparerPersonNm |
| PTIN | P01638285 | PTIN |
| Phone | 7134395739 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 0 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $95,401,000 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $50 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $4,676 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $4,676 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,507,203 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,507,203 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $789,224 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $58,783,162 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $537,847 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,384,134 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,577,316 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,685,287 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,627,042 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $252,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $126,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $126,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $97,600 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $48,800 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $48,800 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $28,395 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $14,197 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $14,198 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $70,890 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $35,445 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $35,445 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $441,154 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $441,154 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $58,076 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $11,076 | TaxesNetInvstIncmAmt |
| Deprec And Dpltn Rev And Expnss | $9,675 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $49,015 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $24,507 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $24,508 | OccupancyDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $2,357 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $1,178 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,179 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $45,959 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $26,003 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $19,210 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,055,121 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $728,360 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $269,340 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $5,067,042 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $5,067,042 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,122,163 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $728,360 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $5,336,382 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$436,876 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,898,682 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $59,135 | CashBOYAmt |
| Cash EOY | $59,383 | CashEOYAmt |
| Cash EOYFMV | $59,383 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $13,585,936 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $6,353,643 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $6,353,643 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses EOY | $702 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $702 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $31,986,757 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,789,265 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $46,884,057 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $10,000,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $17,000,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $16,749,200 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $17,492,978 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $18,494,612 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $25,327,805 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $164,514 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $138,304 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $35,885 | LandBOYAmt |
| Land EOY | $26,210 | LandEOYAmt |
| Land EOYFMV | $26,210 | LandEOYFMVAmt |
| Total Assets BOY | $73,160,691 | TotalAssetsBOYAmt |
| Total Assets EOY | $72,723,815 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $95,401,000 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $133 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $133 | AccountsPayableEOYAmt |
| Total Liabilities BOY | $133 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $133 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $73,160,558 | NoDonorRstrNetAssestsBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $73,160,558 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $72,723,682 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $73,160,691 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $72,723,815 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $73,160,558 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$436,876 | ExcessRevenueOverExpensesAmt |
| Subtotal | $72,723,682 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $72,723,682 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly traded securities | $57,384,534 | $56,993,938 | $390,596 | $390,596 | |||
| From Sch K-1 (Form 1065) | $2,017 | -$2,017 | -$2,017 | ||||
| BayCity Long-Short Credit (Offshore) Fd | $1,149,268 | $1,000,000 | $149,268 | $149,268 | P | 2010-01-01 | 2020-01-01 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $537,847 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $68,092 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $68,092 | SubtotalAmt |
| Tax Based On Investment Income | $68,092 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $46,867 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $56,867 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Tax Due | $11,225 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | https://johnsdunnfoundation.org/ | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Donna E Nasso | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7136260368 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (7 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| Charles M Lusk III | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Pres/Trustee | 7.70 | $36,000 |
| Dan S Wilford | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | VP/Trustee | 5.26 | $36,000 |
| John R Wallace | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Sec/Treas/Trust | 5.22 | $36,000 |
| Cynthia J Adkins | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 7.28 | $36,000 |
| David G Key | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 7.46 | $36,000 |
| Terry Lacy | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 7.28 | $36,000 |
| J Dickson Rogers | ||||||
| 3355 West Alabama Suite 990 | Houston | TX | 770981718 | Trustee | 5.14 | $36,000 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Donna E Nasso | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama Street 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Administrator | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $97,600 | CompensationAmt |
| Employee Benefits | $20,928 | EmployeeBenefitsAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| Morgan Stanley Smith Barney LLC | |||||
| 1 New York Plaza 12 Floor | New York | NY | 10004 | Investment management | $247,449 |
| BKD LLP | |||||
| 2700 Post Oak Blvd Suite 1500 | Houston | TX | 77056 | Accounting | $70,890 |
| Morgan Stanley Alternative Investment Ptrs | |||||
| 100 Front Street Suite 400 | West Conshohocken | PA | 19428 | Investment management | $125,630 |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $63,200,512 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,186,598 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $22,627,022 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $87,014,132 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $87,014,132 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,305,212 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $85,708,920 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,285,446 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,285,446 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $68,092 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $68,092 | TotalTaxAmt |
| Distributable Before Adj | $4,217,354 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $4,217,354 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $4,217,354 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $5,336,382 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $5,336,382 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $5,336,382 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,217,354 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $743,594 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $167,040 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $855,249 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $988,681 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $943,850 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,698,414 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $5,336,382 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,217,354 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,119,028 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,817,442 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $743,594 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,073,848 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $167,040 | ExcessFromYear4Amt |
| Excess From Year3 | $855,249 | ExcessFromYear3Amt |
| Excess From Year2 | $988,681 | ExcessFromYear2Amt |
| Excess From Year1 | $943,850 | ExcessFromYear1Amt |
| Excess From Current Year | $1,119,028 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | John S Dunn Foundation | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3355 West Alabama St Suite 990 | AddressLine1Txt |
| City | Houston | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770981718 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7136260368 | RecipientPhoneNum |
| Form And Info And Materials | A letter should be submitted stating the name of the organization, the amount requested, and the purpose for which the funds are requested. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | None | SubmissionDeadlinesTxt |
| Restrictions On Awards | Generally, grants are limited to donees within the state of Texas whose primary efforts are medically related to educational and research activities. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (54 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Baylor University | |||||||
| 1311 S 5th St | Waco | TX | 76706 | N/A | PC | To support 10 students attending the Garland School of Social Work in Houston for the 2020-21 academic year | $100,000 |
| Bo's Place | |||||||
| 10050 Buffalo Speedway | Houston | TX | 77054 | N/A | PC | Grief support services and education at no cost to children, teens, adults, and community members | $25,000 |
| Bridges to Life | |||||||
| PO Box 570895 | Houston | TX | 77257 | N/A | PC | Operational support for its program for victims and offenders and healing | $10,000 |
| Camp For All | |||||||
| 3701 Kirby Dr Ste 570 | Houston | TX | 77098 | N/A | PC | Camp's Health Center | $25,000 |
| Casa de Esperanza de los Ninos Foun | |||||||
| PO Box 301209 | Houston | TX | 77230 | N/A | PC | Residential program | $45,000 |
| Christ Church Cathedral | |||||||
| 1117 Texas St | Houston | TX | 77002 | N/A | PC | Center for Co-Occurring Disorders | $20,000 |
| Christian Community Service Center | |||||||
| 3230 Mercert St | Houston | TX | 77027 | N/A | PC | Emergency services program | $10,000 |
| CHRISTUS Foundation for HealthCare | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | CHRISTUS St. Mary's Clinic to hire additional family practice physician, mental health counselor, and two additional medical assistants | $84,000 |
| Communities In Schools of Houston I | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Project MOVE dental care to uninsured children | $45,000 |
| Communities In Schools of Houston I | |||||||
| 1235 N Loop W Fwy | Houston | TX | 77008 | N/A | PC | Establish the John S. "Steve" Dunn, Jr. Distinguished Professorship in Brain Tumor Research; Dagmar Dunn Pickens Gipe Distinguished Professorship in Brain Tumor Research; and Milby Dow Dunn Fund for Brain Tumor Research | $200,000 |
| Covenant House Texas | |||||||
| 1111 Lovett Blvd | Houston | TX | 77006 | N/A | PC | Medical Clinic & Mental Health Services Program | $25,000 |
| El Centro de Corazon | |||||||
| 412 Telephone Rd | Houston | TX | 77023 | N/A | PC | Medical, dental and behavioral health services for Houston's East End | $75,000 |
| Halo House Foundation | |||||||
| 4007 Tartan Ln | Houston | TX | 77025 | N/A | PC | Operating costs and program administration | $25,000 |
| Hope and Healing Center Institute | |||||||
| 717 Sage Rd | Houston | TX | 77056 | N/A | PC | Warmline for greater Houston which will provide peer support and local resources for individals in mental health distress | $50,000 |
| Houston Achievement Place | |||||||
| 245 W 17th St | Houston | TX | 77008 | N/A | PC | Research seed grants with the Collaborative Research Center explicitly designed to bring together Rice researchers with their colleagues in the Texas Medical Center | $35,000 |
| Houston Eye Associates Foundation | |||||||
| 7155 Old Katy Rd Ste N100 | Houston | TX | 77024 | N/A | PC | Preserve and restore the sight of adults and children faced with financial hardship | $20,000 |
| Houston Hospice | |||||||
| 1905 Holcombe Blvd | Houston | TX | 77030 | N/A | PC | Equipment to maintain remote work and critical operations during COVID-19 | $75,000 |
| Houston Methodist Hospital Foundati | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Specialized equipment, state-of-the-art technology, and research | $214,285 |
| Houston Methodist Hospital Foundati | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Establish the "Eva Lynn and John S. Dunn, Jr. Center for Research in Reconstructive and Plastic Surgery" | $142,857 |
| Houston Methodist Hospital Foundati | |||||||
| 1707 Sunset Blvd | Houston | TX | 77005 | N/A | PC | Establish the John S. Dunn Foundation Distinguished Centennial Chair in Behaviroal Health to explore connection between mental health and gut microbiome | $300,000 |
| Memorial Hermann Foundation | |||||||
| 929 Gessner Drive Suite 2650 | Houston | TX | 77024 | N/A | PC | Specialized equipment, state-of-the-art technology, and research | $241,400 |
| Memorial Hermann Foundation | |||||||
| 929 Gessner Drive Suite 2650 | Houston | TX | 77024 | N/A | PC | Three-year study using allogeneic mesenchymal stem cells to treat Parkinson's Disease | $100,000 |
| Mental Health America of Greater Ho | |||||||
| 2211 Norfolk St Ste 810 | Houston | TX | 77098 | N/A | PC | Veterans Behavioral Health Program | $75,000 |
| Palmer Drug Abuse Program | |||||||
| 840 Gessner Rd Suite 1200 | Houston | TX | 77024 | N/A | PC | General support | $25,000 |
| reMIND Depression Bipolar S | |||||||
| PO Box 27607 | Houston | TX | 77227 | N/A | PC | Provide free support groups for individuals, family members and friends impacted by depression or bipolar disorder | $125,000 |
| Rice University | |||||||
| 6100 Main St | Houston | TX | 77005 | N/A | PC | Support infectious disease research infrastructure at UTMB to be named the "John S. Dunn Laboratory" | $300,000 |
| Rise School of Houston | |||||||
| 5618 HMark Crosswell Jr St | Houston | TX | 77021 | N/A | PC | Part-time nurse and basic nursing supplies | $25,000 |
| Ronald McDonald House Charities of | |||||||
| 6300 West Loop S Ste 288 | Bellaire | TX | 77401 | N/A | PC | Ronald McDonald Care Mobile Unit | $10,000 |
| San Jacinto College Foundation | |||||||
| 4624 Fairmont Pkwy | Pasadena | TX | 77504 | N/A | PC | 30 $1,000 scholarships for the John S. Dunn Scholarship Fund | $30,000 |
| San Jose Clinic | |||||||
| 2615 Fannin St | Houston | TX | 77002 | N/A | PC | Dental program for uninsured | $60,000 |
| Shriners Hospitals for Children | |||||||
| 6977 Main St | Houston | TX | 77030 | N/A | PC | Psychology program salaries and department operating costs | $50,000 |
| Sight Savers America Inc | |||||||
| 337 Business Circle | Pelham | AL | 35124 | N/A | PC | Purchase Electronic Video Magnifiers for children in Houston | $12,500 |
| St Luke's United Methodist Church | |||||||
| 3471 Westheimer Road | Houston | TX | 77027 | N/A | PC | Nick Finnegan Counseling Center | $10,000 |
| Star of Hope | |||||||
| 4848 Loop Central Dr Suite 500 | Houston | TX | 77081 | N/A | PC | Men's Development Center - John S. Dunn Wellness Center | $40,000 |
| Texas Children's Hospital | |||||||
| 6621 Fannin Street | Houston | TX | 77030 | N/A | PC | John S. Dunn Foundation Chair in Neurosurgery | $200,000 |
| Texas Children's Hospital | |||||||
| 6621 Fannin Street | Houston | TX | 77030 | N/A | PC | On-campus mental health initiative | $125,000 |
| The Beacon | |||||||
| 1212 Prairie St | Houston | TX | 77002 | N/A | PC | General operating expenses for The Beacon and its four programs | $50,000 |
| The Center for Hearing and Speech | |||||||
| 3100 Shenandoah St | Houston | TX | 77021 | N/A | PC | Programs to identify and serve children with hearing impairments. | $152,000 |
| The Council on Recovery | |||||||
| 303 Jackson Hill St | Houston | TX | 77007 | N/A | PC | Financially assist Houston families without employment due to COVID-19 | $100,000 |
| The Gateway Academy Inc | |||||||
| 3721 Dacoma St | Houston | TX | 77092 | N/A | PC | Social/emotional program | $50,000 |
| The Harris School Inc | |||||||
| 6210 Rookin St | Houston | TX | 77074 | N/A | PC | Scholarship program | $25,000 |
| The Landing | |||||||
| 9894 Bissonnet St Ste 605 | Houston | TX | 77036 | N/A | PC | Mental health counseling and access to community-based resources for victims of human trafficking | $25,000 |
| The Rose | |||||||
| 12700 N Featherwood Dr 260 | Houston | TX | 77034 | N/A | PC | Empower Her sponsorship program | $25,000 |
| The University of Texas Medical Bra | |||||||
| 301 University Blvd | Galveston | TX | 77555 | N/A | GOV | Project CLASS | $150,000 |
| The University of Texas Medical Bra | |||||||
| 301 University Blvd | Galveston | TX | 77555 | N/A | GOV | Vaccine development | $100,000 |
| The UT Health Psychiatry | |||||||
| 1941 East Rd | Houston | TX | 77054 | N/A | GOV | Pediatric bipolar research | $200,000 |
| The UT Health Psychiatry | |||||||
| 1941 East Rd | Houston | TX | 77054 | N/A | GOV | Research to develop glioblastoma treatment | $350,000 |
| The UT Health Science Center | |||||||
| 7000 Fannin St Ste 1200 | Houston | TX | 77030 | N/A | GOV | John S. Dunn Foundation Medicine Scholars Program | $150,000 |
| The UT MD Anderson Cancer Center | |||||||
| 1515 Holcombe Blvd | Houston | TX | 77030 | N/A | GOV | Radiological sciences and Imaging Lab | $450,000 |
| The Will Erwin Headache Research Fd | |||||||
| 609 Main St 2350 | Houston | TX | 77002 | N/A | PC | Headache and migraine research at Memorial Hermann's Mischer Neuroscience Institute. | $25,000 |
| TIRR Foundation | |||||||
| 4605 Post Oak Pl Dr UNIT 222 | Houston | TX | 77027 | N/A | PC | Support Mission Connect to establish an "Integrating Perspective in Spinal Cord Injury Research" grant award | $100,000 |
| University of St Thomas | |||||||
| 3800 Montrose Blvd | Houston | TX | 77006 | N/A | PC | John S. Dunn Scholarhsip Fund to provide scholarships from $500 to $5,000 per student. | $50,000 |
| Vecino Health Centers | |||||||
| 424 Hahlo St | Houston | TX | 77020 | N/A | PC | Directly assist those impacted by COVID-19 | $50,000 |
| Village Learning Center Inc | |||||||
| 3819 Plum Valley Dr | Kingwood | TX | 77339 | N/A | PC | Medical services for children and adults with developmental and physical disabilities. | $60,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $5,067,042 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,676 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,507,203 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $251,377 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $537,847 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| Foreign dividend income | 14 | $2,573,414 | ||
| From Sch K-1 (Form 1065) | 14 | $3,839 | 525990 | -$193,182 |
| Royalty income | 15 | $63 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $58,195 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,627,042 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,685,237 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Audit services and tax compliance | CategoryTxt |
| Amt | $70,890 | Amt |
| Net Investment Income | $35,445 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $35,445 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | Leasehold improvements | PropertyDesc |
| Acquired | 2013-01-01 | AcquiredDt |
| Cost Or Other Basis | $104,749 | CostOrOtherBasisAmt |
| Prior Year Depreciation | $68,864 | PriorYearDepreciationAmt |
| Computation Method | SL | ComputationMethodTxt |
| Life | 10.0000 | LifeRt |
| Current Year Expense | $9,675 | CurrentYearExpenseAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (4 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Basis MethodBasisMethodTxt | Total NetTotalNetAmt |
|---|---|---|---|---|
| Sec 751 gain - DCP Midstream LP | Purchase | $40,868 | Cost | $40,868 |
| Sec 751 gain - Enable Midstream Partners LP | Purchase | $37,131 | Cost | $37,131 |
| Sec 751 gain - NGL Energy Partners LP | Purchase | $29,675 | Cost | $29,675 |
| Sec 751 gain - Western Midstream Partners LP | Purchase | $143,703 | Cost | $143,703 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BCS 8% Callable Indu RTY SPX | $2,000,000 | $2,020,000 |
| BCS 8% Callable SPX SX5E TPX | $3,000,000 | $2,931,300 |
| CITI 1.025% Callable NDX RTY SPX | $3,000,000 | $2,955,300 |
| CITI 9.25% Callable NDX RTY SPX | $3,000,000 | $3,011,700 |
| MS 2.6% Autocall MRNA | $1,000,000 | $879,500 |
| MS 8% Autocall NDX RTY SPX | $2,000,000 | $2,028,500 |
| SG 8% Callable RTY SPX SX5E | $3,000,000 | $2,922,900 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (165 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 12,375 Abbott Laboratories | $1,022,782 | $1,354,939 |
| 4,357 Accenture PLC Ireland Cl A | $415,686 | $1,138,092 |
| 2,801 Adidas AG | $313,214 | $512,555 |
| 1,959 Adobe Inc | $157,886 | $979,735 |
| 983 Aerojet Rocketdyne Hldgs Inc | $39,220 | $51,952 |
| 352 Albany Intl A | $25,696 | $25,844 |
| 3,307 Alibaba Group Hldg Ltd | $574,643 | $769,638 |
| 805 Align Technology | $57,797 | $430,176 |
| 11,509 Ally Financial Inc | $341,012 | $410,411 |
| 183 Alphabet Inc Cl A | $57,315 | $320,733 |
| 550 Alphabet Inc Cl C | $191,140 | $963,534 |
| 11,630 Altria Group Inc | $434,467 | $476,830 |
| 2,344 Amadeus It Group SA ADR | $154,895 | $176,128 |
| 1,426 American Eq Invt Life Hldg C | $35,177 | $39,443 |
| 1,650 Amgen Inc | $365,261 | $379,368 |
| 2,058 Amicus Therapeutics Inc | $19,276 | $47,519 |
| 2,121 Aon PLC Cl A | $432,221 | $448,104 |
| 6,872 Apple Inc | $300,236 | $911,846 |
| 542 Aspen Technology Inc | $25,539 | $70,596 |
| 14,548 AT&T Inc | $434,035 | $418,400 |
| 2,119 Autodesk Inc Delaware | $366,223 | $647,015 |
| 345 Balchem CP | $19,120 | $39,751 |
| 525 Bandwidth Inc Cl A | $36,224 | $80,677 |
| 354 Biohaven Pharma Hldg Co Ltd | $22,584 | $30,341 |
| 2,409 BJs Whsl Club Hldgs Inc | $61,625 | $89,808 |
| 724 Blackrock Inc | $327,393 | $522,395 |
| 6,948 Blackstone Group Inc Cl A | $318,250 | $450,300 |
| 1,400 Bloom Energy Corp Cl A | $33,554 | $40,124 |
| 10,871 Boston Scientific Corp | $322,353 | $390,812 |
| 5,548 Bristol Myers Squibb Co | $339,834 | $344,142 |
| 1,352 Broadcom Inc | $323,971 | $591,973 |
| 622 Brooks-Automation Inc | $26,696 | $42,203 |
| 9,095 Bunzl PLC | $251,996 | $309,230 |
| 773 Cactus Inc Cl A | $23,492 | $20,152 |
| 429 Calavo Growers Inc | $38,038 | $29,785 |
| 682 Cardtronics PLC Cl A | $24,854 | $24,075 |
| 724 Caredx Inc | $29,091 | $52,454 |
| 383 Casey's General Stores Inc | $27,361 | $68,411 |
| 725 Championx Corporation | $10,633 | $11,093 |
| 1,950 Check Point Software Tech Ltd | $206,047 | $259,175 |
| 1,266 Chegg Inc | $18,140 | $114,358 |
| 6,417 Chevron Corp | $600,954 | $541,916 |
| 7,475 Citigroup Inc | $327,108 | $460,909 |
| 5,929 Coloplast As Sponsered ADR | $50,693 | $90,832 |
| 1,388 Core Mark Holding Co Inc | $37,594 | $40,766 |
| 1,302 Cornerstone Ondemand Inc | $56,186 | $57,340 |
| 650 Cryoport Inc | $22,348 | $28,522 |
| 4,496 CSL Ltd | $245,457 | $495,234 |
| 1,091 Dassault Systems SA ADS | $139,094 | $222,204 |
| 2,002 Dollar Gen Corp New | $138,170 | $421,021 |
| 6,552 Enbridge Inc | $209,336 | $209,598 |
| 694 Envestnet Inc | $31,290 | $57,109 |
| 9,813 Experian Gp Ltd ADR | $209,385 | $372,501 |
| 4,157 Facebook Inc Cl A | $494,803 | $1,135,526 |
| 700 Forward Air Corp | $45,438 | $53,788 |
| 978 Fox Factory Holding Corp | $22,845 | $103,384 |
| 2,144 Gartner Inc | $118,172 | $343,447 |
| 10,109 General Mtrs Co | $215,734 | $420,939 |
| 585 Grocery Outlet Hldg Corp | $20,661 | $22,961 |
| 1,456 H&E Equipment Svcs Inc | $36,206 | $43,403 |
| 890 Hain Celestial Group Inc | $25,465 | $35,734 |
| 415 Hamilton Lane Cl A | $30,295 | $32,391 |
| 956 Health Catalyst Inc | $35,227 | $41,615 |
| 2,287 Heron Therapeutics Inc | $54,254 | $48,404 |
| 7,650 Hess Midstream LP Cl A | $158,986 | $149,711 |
| 1,649 Honeywell International Inc | $279,573 | $350,742 |
| 247 Hubspot Inc | $7,992 | $97,921 |
| 4,052 Icon PLC | $415,388 | $790,059 |
| 152 IDEX Corporation Delaware | $12,368 | $30,278 |
| 829 Illumina Inc | $276,942 | $306,730 |
| 17,544 Industria De Diseno Textil Ind | $284,300 | $281,406 |
| 334 Insulet Corp | $10,721 | $85,380 |
| 1,295 Integra Lifesciences Crp | $40,765 | $84,071 |
| 5,861 Intel Corp | $290,747 | $291,995 |
| 2,897 Intl Business Machines Corp | $379,801 | $364,674 |
| 360 Intuitive Surgical Inc | $268,092 | $294,516 |
| 1,272 Invitae Corp | $24,054 | $53,182 |
| 209 Irhythm Technologies Inc | $32,144 | $49,577 |
| 1,240 Iridium Communications Inc | $30,802 | $48,763 |
| 20,935 Ishares Inc Msci Japan ETF | $1,062,467 | $1,414,369 |
| 550 JAMF Hldg Corp | $17,975 | $16,456 |
| 3,280 Johnson & Johnson | $454,002 | $516,206 |
| 3,490 JPMorgan Chase & Co | $272,966 | $443,474 |
| 9,426 Kinder Morgan Incorp | $189,659 | $128,853 |
| 1,122 Lattice Semiconductor | $21,055 | $51,410 |
| 2,536 LVMH Moet Hennessy Louis Vuitt | $186,792 | $316,315 |
| 642 Masonite Intl Corp | $43,229 | $63,134 |
| 1,741 Mastercard Inc Cl A | $193,031 | $621,433 |
| 69,928 Matthews Asian Japan Inv | $1,432,806 | $1,767,089 |
| 1,708 McDonalds Corp | $335,954 | $366,503 |
| 4,619 Medtronic PLC Shs | $408,108 | $541,070 |
| 5,704 Merck & Co Inc | $397,455 | $466,587 |
| 7,024 Microsoft Corp | $559,935 | $1,562,278 |
| 958 Model N Inc | $35,313 | $34,181 |
| 4,360 Mondelez Intl Inc | $216,896 | $254,929 |
| 318 Monolithic Pwr Systems Inc | $13,153 | $116,461 |
| 751 Monro Inc | $40,446 | $40,028 |
| 1,338 MRC Global Inc | $24,214 | $8,871 |
| 639 MSCI Inc | $146,276 | $285,333 |
| 2,203 National Vision Holdings Inc | $68,991 | $99,774 |
| 2,256 Nestle Spon ADR Rep Reg Shr | $186,187 | $265,757 |
| 2,943 New Oriental Ed & Tech Grp ADR | $392,526 | $546,839 |
| 623 New Relic Inc | $27,037 | $40,744 |
| 3,067 Newpark Res | $31,163 | $5,889 |
| 6,335 Nike Inc B | $381,957 | $896,212 |
| 833 Nlight Inc | $21,507 | $27,197 |
| 432 Omnicell Inc | $39,385 | $51,849 |
| 281 OSI Systems Inc | $18,215 | $26,195 |
| 737 Pacira Biosciences | $48,223 | $44,102 |
| 1,624 Pagerduty Inc | $44,210 | $67,721 |
| 2,548 Paypal Hldgs Inc | $233,452 | $596,742 |
| 443 Penumbra Inc | $42,561 | $77,525 |
| 3,539 Pepsico Inc NC | $432,699 | $524,834 |
| 1,783 Pfizer Inc | $64,435 | $65,632 |
| 613 PJT Partners Inc Cl A | $27,720 | $46,128 |
| 9,445 Plains GP Hldg LP Partners Int A | $223,369 | $79,810 |
| 2,906 Procter & Gamble | $335,470 | $404,341 |
| 1,608 Progyny Inc | $30,431 | $68,163 |
| 675 Qualys Inc | $17,295 | $82,262 |
| 220 Quanterix Corp | $9,855 | $10,230 |
| 322 RBC Bearings Inc | $45,253 | $57,651 |
| 409 Redfin Corp | $8,416 | $28,070 |
| 683 Regeneron Pharmaceuticals Inc | $224,326 | $329,964 |
| 12,003 Sage Group PLC ADR | $434,282 | $388,825 |
| 2,397 Salesforce.com Inc | $411,501 | $533,404 |
| 3,792 SAP AG | $386,349 | $494,439 |
| 16,405 Schlumberger Ltd | $494,904 | $358,121 |
| 6,455 Seagate Technology PLC | $324,639 | $401,243 |
| 1,805 Sempra Energy | $247,527 | $229,975 |
| 1,140 ServiceNow Inc | $304,993 | $627,490 |
| 446 Shift4 Pmts Inc Cl A | $21,522 | $33,628 |
| 15,903 Siemens Healthineers AG ADR | $340,316 | $409,343 |
| 669 Silk Road Medical Inc | $25,730 | $42,134 |
| 466 Smartsheet Inc | $14,520 | $32,289 |
| 1,553 Stanley Black & Decker Inc | $272,994 | $277,304 |
| 4,837 Starbucks Corp Washington | $200,339 | $517,462 |
| 2,009 Surgery Partners Inc | $30,969 | $58,281 |
| 1,174 Syneos Health Inc Cl A | $38,424 | $79,985 |
| 7,456 Targa Resources Corp | $339,595 | $196,689 |
| 29,682 TCG BDC Inc | $670,603 | $304,537 |
| 2,176 Temenos Ag Sponsored ADR | $249,243 | $308,165 |
| 11,484 Tencent Hldgs Ltd Unspon ADR | $557,138 | $825,585 |
| 615 Tennant Co | $42,552 | $43,155 |
| 921 Thermo Fisher Scientific | $271,484 | $428,983 |
| 1,944 Trex Company Inc | $14,303 | $162,752 |
| 759 Trupanion Inc | $21,103 | $90,860 |
| 340 Ultragenyx Pharmaceutical Inc | $25,642 | $47,066 |
| 5,362 Unilever PLC ADS | $297,478 | $323,650 |
| 1,118 UnitedHealth GP Inc | $347,574 | $392,060 |
| 718 US Ecology Inc | $31,453 | $26,085 |
| 572 Varonis Systems Inc | $21,845 | $93,585 |
| 221 Viatris Inc | $3,550 | $4,142 |
| 2,343 Viavi Solutions Inc | $23,370 | $35,086 |
| 3,262 Visa Inc Cl A | $145,816 | $713,497 |
| 1,127 Vocera Comm Inc | $18,528 | $46,804 |
| 328 Vroom Inc | $16,828 | $13,438 |
| 6,067 Wal-Mart De Mexico SA | $150,687 | $170,725 |
| 1,906 Walmart Inc | $186,960 | $274,750 |
| 4,476 Walt Disney Hldg Co | $422,978 | $810,962 |
| 1,010 Western Alliance Bancorp | $25,961 | $60,550 |
| 3,254 Williams Co Inc | $97,018 | $65,243 |
| 336 Wix.com Ltd | $9,443 | $83,987 |
| 645 XPO Logistics Inc | $18,547 | $76,884 |
| 2,235 Yext Inc | $34,285 | $35,134 |
| 4,015 Zoetis Inc Class-A | $285,490 | $664,483 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Carlyle Energy Credit Opp II Offshore | AT COST | $590,104 | $371,083 |
| Cheniere Energy Partners LP | AT COST | $96,617 | $224,648 |
| Energy Transfer LP | AT COST | $208,101 | $203,464 |
| Enterprise Prod Prtnrs LP | AT COST | $120,422 | $383,749 |
| Graham Absolute Return Ltd | AT COST | $3,000,000 | $3,160,986 |
| GSO Credit Alpha Feeder Fund II LP | AT COST | $545,973 | $560,009 |
| HBK Multi-Strategy Offshore Fund Ltd | AT COST | $2,000,000 | $2,329,964 |
| Magellan Midstream Partners LP | AT COST | $284,236 | $417,864 |
| Millennium International Ltd | AT COST | $2,451,361 | $6,356,817 |
| MPLX LP | AT COST | $257,861 | $475,456 |
| North Haven Capital Partners VI NUSWMF | AT COST | $673,953 | $827,458 |
| North Haven Credit Partners II Offshore | AT COST | $1,242,974 | $694,549 |
| North Haven Real Estate Fund V Offshore | AT COST | $92,814 | $99,185 |
| Oaktree SSF II (Feeder) | AT COST | $727,296 | $991,548 |
| Private Equity Co-Investment Opp Fund I | AT COST | $1,679,013 | $2,612,688 |
| Phillips 66 Partners LP | AT COST | $119,459 | $153,997 |
| Plains All Amern Pipeline LP | AT COST | $119,907 | $77,802 |
| Private Markets Fund VII (Cayman) LP | AT COST | $3,311,965 | $4,754,204 |
| York Credit Opportunities Unit Trust | AT COST | $722,546 | $382,324 |
| Clear Bayou - Miner Deed | AT COST | $10 | $10 |
| CorInnova Inc | AT COST | $250,000 | $250,000 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| Furniture and Fixtures | $59,765 | $59,765 | ||
| Improvements | $104,749 | $78,539 | $26,210 | $26,210 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Computer expenses | $15,327 | $7,663 | $7,664 |
| Custody Fees | $4,994 | $4,994 | |
| From Sch K-1 (Form 1065) | $2,545 | $1,799 | |
| Insurance | $13,746 | $6,873 | $6,873 |
| Office supplies/miscellaneous | $6,621 | $3,311 | $3,310 |
| Telephone | $2,726 | $1,363 | $1,363 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Foreign dividend income | $2,573,414 | $2,573,414 |
| From Sch K-1 (Form 1065) | -$189,343 | $3,839 |
| Royalty income | $63 | $63 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment management fees | CategoryTxt |
| Amt | $441,154 | Amt |
| Net Investment Income | $441,154 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Excise tax | $47,000 | |
| Foreign tax | $11,073 | $11,073 |
| Severence tax | $3 | $3 |