MIMI AND PETER HAAS FUND: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- MIMI AND PETER HAAS FUND (EIN 94-6064551)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-10
- IRS object ID
- 202113149349102581
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- All Oth Prog Rltd Investments Sch
- Amortization Schedule
- Depreciation Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Land Schedule2
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-10T17:32:05-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 946064551 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MIMI AND PETER HAAS FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % ARGONAUT SECURITIES COMPANY | InCareOfNm |
| Business Name Control | MIMI | BusinessNameControlTxt |
| Phone | 4152969249 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET Suite 5TH FLR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 941333238 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KARINA MORENO | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 4152969249 | PhoneNum |
| Signature | 2021-11-08 | SignatureDt |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | KARINA | PersonFirstNm |
| Person Last | MORENO | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $213,875,900 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,719 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,719 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $0 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $1,743,758 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,743,758 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $0 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $9,825,786 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $38,795,161 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $9,825,786 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $11,252,461 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$407,420 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $22,825,724 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $11,165,843 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $331,498 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $331,498 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $418,245 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $418,245 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $198,511 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $198,511 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $1,470 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $735 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $735 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $273,689 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $164,101 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $70,288 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,891,698 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,891,698 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $326,902 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $235 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $7,050 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $344,301 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $0 | OccupancyNetInvstIncmAmt |
| Occupancy Adj Net Incm | $0 | OccupancyAdjNetIncmAmt |
| Occupancy Dsbrs Chrtbl | $356,206 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,639 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,639 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $307 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $307 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $69,146 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $69,146 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,864,456 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $2,056,534 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,446,810 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $15,480,486 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $14,601,828 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $19,344,942 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $2,056,534 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $16,048,638 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,480,782 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $9,109,309 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $500 | CashBOYAmt |
| Cash EOY | $500 | CashEOYAmt |
| Cash EOYFMV | $500 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,909,959 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $815,414 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $815,414 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $78,938 | AcctRcvblAmt |
| Acct Rcvbl BOY | $112,152 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $78,938 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $78,938 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $204,991 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $91,000 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $91,000 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $31,596,929 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $23,384,259 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $23,384,259 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $55,280,411 | CorporateStockBOYAmt |
| Corporate Stock EOY | $48,931,053 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $48,931,053 | CorporateStockEOYFMVAmt |
| Invst Land Cost Or Other Basis | $5,550 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $5,550 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $5,550 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $5,550 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $120,043,745 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $140,490,721 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $140,490,721 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $396,558 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $318,093 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $84,847 | LandBOYAmt |
| Land EOY | $78,465 | LandEOYAmt |
| Land EOYFMV | $78,465 | LandEOYFMVAmt |
| Total Assets BOY | $209,239,084 | TotalAssetsBOYAmt |
| Total Assets EOY | $213,875,900 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $213,875,900 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $209,564 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $262,224 | AccountsPayableEOYAmt |
| Grants Payable BOY | $3,930,400 | GrantsPayableBOYAmt |
| Grants Payable EOY | $4,809,058 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $298,559 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $523,275 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $4,438,523 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $5,594,557 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $204,800,561 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $208,281,343 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $204,800,561 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $208,281,343 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $209,239,084 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $213,875,900 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $204,800,561 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,480,782 | ExcessRevenueOverExpensesAmt |
| Subtotal | $208,281,343 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $208,281,343 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (39 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| BAUPOST VALUE PARTNERS IV 26-2208448 | P | $1,206,747 | |||
| FARALLON CAPITAL INST 94-3106323 | P | $837,091 | |||
| FR XI ONSHORE AIV 71-1015969 | P | -$132,862 | |||
| GENERATION IM GLOBAL EQ. FUND (N/A) | P | $2,213,696 | |||
| JC FLOWERS II 98-0494093 | P | -$218,868 | |||
| HCP WPPE X INVESTORS 26-1278318 | P | $394,049 | |||
| HCP PRIVATE EQUITY 52-2335224 | P | $232,084 | |||
| HCP VF IX INVESTORS 26-1958282 | P | -$619 | |||
| NATURAL GAS PARTNERS IX 26-0632609 | P | -$1,273 | |||
| WARBURG PINCUS PRIV EQUITY VIII 13-4161869 | P | -$16,123 | |||
| HARRIS ASSOCIATES GLOBAL(OAKMARK GLOBAL EQUITY) 26-0221909 | P | $746,992 | |||
| KHOSLA VENTURES III 26-4049910 | P | -$14,273 | |||
| GS MOUNT KELLETT CAP PR (N/A) | P | -$35,834 | |||
| KHOSLA VENTURES SEED 26-4754028 | P | -$28,321 | |||
| BASELINE CORE FUND 45-3010611 | P | -$37,354 | |||
| STG III A 20-8952445 | P | $1,249,559 | |||
| VARDE FUND XI (B)(FEEDER) 46-2022036 | P | -$66,644 | |||
| HCP MEP H INVESTORS 27-4319591 | P | $7 | |||
| KHOSLA VENTURE SEED B 45-5043024 | P | $2,428 | |||
| KHOSLA VENTURES IV 90-0720388 | P | $95,759 | |||
| WGI EMERGING MARKETS FUND 20-3377269 | P | -$668,769 | |||
| 5AM VENTURES IV 46-3926873 | P | $179,819 | |||
| GEMINI ISRAEL V 98-0548428 | P | $460,997 | |||
| HCP CDH V INVESTORS 80-0884122 | P | $98,177 | |||
| QIMING VENTURE PARTNERS IV 98-164224 | P | $72,453 | |||
| QIMING VENTURE PARTNERS V 98-1282573 | P | -$10,874 | |||
| HCP BF 2014 INVESTORS 30-0827317 | P | $69,745 | |||
| BASELINE INCREASED EXPOSURE FD 45-3010715 | P | $17,811 | |||
| 5AM VENTURES V 81-2585295 | P | $17,468 | |||
| GENERATION IM CLIMATE SOL(N/A) | $132,387 | ||||
| CARMEL PARTNERS III 33-1177003 | P | $583 | |||
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | P | $6,252 | |||
| SRI NINE REIT 77-0677478 | P | $25,205 | |||
| LONE CASCADE-CLASS J 20-1330917 | P | $79,274 | |||
| LONE CASCADE-CLASS K 20-1330917 | P | $79,585 | |||
| NT-CAPITAL GUARDIAN 26-03958(STMT D-1) | P | $2,446,880 | $2,446,880 | $2,446,880 | |
| NT- GENERAL ACCOUNT 26-74278(STMT D-2) | P | $280,110 | $9,891,036 | $280,110 | $9,610,926 |
| SCHWAB/GURTIN 20905807(STMT D-3) | P | $56,806 | $26,394,873 | $56,806 | $26,338,067 |
| 2,742 SHS OF CANSINO BIOLOGICS INC.(QIMING IV) | P | $55,636 | $62,372 | $55,636 | $6,736 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $9,825,786 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $126,619 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $126,619 | SubtotalAmt |
| Tax Based On Investment Income | $126,619 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $146,235 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $48,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $194,235 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $351 | EsPenaltyAmt |
| Overpayment | $67,265 | OverpaymentAmt |
| Applied To ES Tax | $67,265 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARGONAUT SECURITIES COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4155014885 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1155 BATTERY STREET | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94111 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Relying Current Ntc Dsstr Asst1 | Yes (X) | RelyingCurrentNtcDsstrAsst1Ind |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| MIRIAM L HAAS | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE/PRESIDENT | 10.0 | $0 | $0 | $0 |
| ARI A LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| DANIEL L LURIE | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | TRUSTEE | 1.0 | $0 | $0 | $0 |
| LYNN MERZ | |||||||||
| C/O ARGONAUT SECURITIES CO | 1155 BATTERY STREET LS7W | SAN FRANCISCO | CA | 94111 | EXECUT.DIR/SECRETARY/TREASURER | 40.0 | $331,498 | $53,661 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JENNIFER CURRAN | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | PROGRAM DIRECTOR | 40.0 | $152,480 | $22,806 | $0 |
| MARTIN D TILZER | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | FINANCE MANAGER | 40.0 | $96,071 | $27,729 | $0 |
| EVA LUO | ||||||||
| C/O ARGONAUT SECURITIES CO | SAN FRANCISCO | CA | 94111 | EXECUTIVE ASSISTANT | 40.0 | $68,546 | $14,668 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | |||||
| 1155 BATTERY STTREET LS7FL | SAN FRANCISCO | CA | 94111 | ACCOUNTING SERVICES | $203,939 |
| FARALLON CAPITAL INST PARTNERS | |||||
| ONE MARITIME PLAZA SUITE 2100 | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $187,761 |
| HALL CAPITAL PARTNERS LLC | |||||
| ONE MARITIME PLAZA FIFTH FLOOR | SAN FRANCISCO | CA | 94111 | INVESTMENT ADVISORY | $731,351 |
| BAUPOST VALUE PARTNERS IV | |||||
| 10 ST JAMES AVE STE 1700 | BOSTON | MA | 02116 | INVESTMENT ADVISORY | $281,214 |
| GENERATION IM GLOBAL EQUITY FUND LLC | |||||
| 555 MISSION STREET SUITE 3400 | SAN FRANCISCO | CA | 94105 | INVESTMENT ADVISORY | $174,985 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 2 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | HOSTING MEETINGS OF NONPROFIT LEADERS AND GRANTMAKERS; SERVICE OF FOUNDATION STAFF ON NONPROFIT BOARDS AND ADVISORY COUNCILS; TECHNICAL ASSISTANCE TO ENCOURAGE PHILANTHROPY. | Description1Txt |
| Expenses1 | $235 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $81,586,166 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,371,858 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $130,267,233 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $213,225,257 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $213,225,257 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,198,379 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $210,026,878 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,501,344 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,501,344 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $126,619 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $126,619 | TotalTaxAmt |
| Distributable Before Adj | $10,374,725 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $10,374,725 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $10,374,725 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $16,048,638 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $16,048,638 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $16,048,638 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,374,725 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $562,435 | ExcessDistributionCyovYr5Amt |
| Total Excess Distribution Cyov | $562,435 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $16,048,638 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $10,374,725 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $5,673,913 | RemainingDistriFromCorpusAmt |
| Total Corpus | $6,236,348 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $562,435 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,673,913 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $5,673,913 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | EXECUTIVE DIRECTOR | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 201 FILBERT STREET 5TH FLOOR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4152969249 | RecipientPhoneNum |
| Form And Info And Materials | NONE | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTS PAID DURING YEAR | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF GRANTS PAID DURING YEAR | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | PDF GRANTS PAID DURING YEAR | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | PDF GRANTS PAID DURING YEAR | GrantOrContributionPurposeTxt |
| Amt | $14,601,828 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $14,601,828 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Grants Approved for Future Payments | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PDF Grants Approved for Future Paym | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94133 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | PC | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | PDF Grants Approved for Future Payments | GrantOrContributionPurposeTxt |
| Amt | $4,809,058 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $4,809,058 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,719 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,336,338 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $9,825,786 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| UNREALIZED APPRECIATION (DEPRECIATION) | 18 | $11,793,192 |
| OTHER NET PARTNERSHIP ORDINARY INCOME | 18 | -$133,311 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $22,825,724 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $22,825,724 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ARGONAUT SECURITIES COMPANY | $243,239 | $148,876 | $0 | $55,063 |
| OUTSIDE ACCOUNTING SERVICE | $30,450 | $15,225 | $15,225 |
All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch
All Other Program Related Invst AllOtherProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | NONE | Desc |
Amortization Schedule AmortizationSchedule
Amortization Schedule Detail AmortizationScheduleDetail (4 entries)
| Amortized ExpensesAmortizedExpensesDesc | Acquired Completed Or ExpendedAcquiredCompletedOrExpendedDt | AmortizedAmortizedAmt | Deduction For Prior YearsDeductionForPriorYearsAmt | Amortization PeriodAmortizationPeriodRt | Total AmortizationTotalAmortizationAmt | Current Year AmortizationCurrentYearAmortizationAmt |
|---|---|---|---|---|---|---|
| LEASEHOLD IMPR 94 | 1994-07-01 | $30,736 | $30,736 | 40.0 | $30,736 | |
| LEASEHOLD IMPR 95 | 1995-01-01 | $31,396 | $31,396 | 40.0 | $31,396 | |
| LEASEHOLD IMPR 03 | 2003-05-12 | $1,530 | $1,530 | 7.0 | $1,530 | |
| LEASEHOLD IMPR 18 | 2019-01-01 | $67,873 | $1,740 | 39.0 | $3,480 | $1,740 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (37 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| FURNITURE 92 | 1992-01-01 | $7,691 | $7,691 | SL | 10 | |
| OFFICE FURN 94 | 1994-01-01 | $98,864 | $98,864 | SL | 10 | |
| ARTWORK 94 | 1994-01-01 | $5,550 | L | |||
| SIDETABLE 95 | 1995-09-15 | $1,606 | $1,606 | SL | 10 | |
| WORKSTATION 95 | 1995-08-24 | $552 | $552 | SL | 10 | |
| CONF TABLE 95 | 1995-11-15 | $924 | $924 | SL | 10 | |
| OFFICE CHAIR 98 | 1998-03-15 | $459 | $459 | SL | 7 | |
| 2 STORAGE CABN 98 | 1998-04-30 | $2,220 | $2,220 | SL | 7 | |
| 4 MERIDIAN FILE 98 | 1998-04-30 | $2,681 | $2,681 | SL | 7 | |
| 2 TABLE DESK 98 | 1998-08-28 | $4,200 | $4,200 | SL | 7 | |
| BOOKCASE 98 | 1998-08-28 | $930 | $930 | SL | 7 | |
| FILE TOP 98 | 1998-08-18 | $350 | $350 | SL | 7 | |
| DISHWASHER 01 | 2001-01-17 | $427 | $427 | SL | 7 | |
| OFFICE CHAIRS 03 | 2003-09-02 | $1,548 | $1,548 | SL | 7 | |
| POWER PNT PROJ 04 | 2004-10-19 | $927 | $927 | SL | 5 | |
| OFFICE FURN 93 | 1993-01-01 | $68,137 | $68,137 | SL | 10 | |
| PHONE SYS 03 | 2003-02-14 | $21,196 | $21,196 | SL | 5 | |
| DOOR PLAQUE 06 | 2006-04-26 | $799 | $799 | SL | 7 | |
| BIZHUB COPIER 08 | 2008-02-05 | $17,924 | $17,924 | SL | 5 | |
| FURNITURE 10 | 2010-07-19 | $1,093 | $1,092 | M7 | 7 | |
| LM CHAIR 10 | 2010-10-15 | $601 | $601 | M7 | 7 | |
| LENOVO THINKPAD 14 | 2014-01-13 | $1,347 | $1,347 | SL | 5 | |
| CISCO AIRONET 14 | 2014-01-23 | $396 | $396 | SL | 5 | |
| LOGITECH CAMERA 14 | 2014-07-02 | $1,134 | $1,134 | SL | 5 | |
| LT VIDEO CONFER.14 | 2014-08-25 | $760 | $760 | SL | 5 | |
| CAMERA SET UP 14 | 2014-08-26 | $786 | $786 | SL | 5 | |
| OFFICE CHAIR 14 | 2014-09-11 | $597 | $453 | SL | 7 | $85 |
| FILING CABINEET 15 | 2015-03-23 | $772 | $523 | SL | 7 | $110 |
| BULLETIN BOARD 15 | 2015-08-17 | $544 | $338 | SL | 7 | $78 |
| 6 NEW COMPUTERS 17 | 2017-10-20 | $9,105 | $3,946 | SL | 5 | $1,821 |
| SERVER/SWITCH 18 | 2018-11-19 | $12,084 | $2,618 | SL | 5 | $2,417 |
| SWITCH 19 | 2019-03-18 | $500 | $75 | SL | 5 | $100 |
| OFFICE CHAIR 19 | 2019-07-01 | $634 | $45 | SL | 7 | $91 |
| TRIPP RACK ENCL.19 | 2019-08-29 | $812 | $54 | SL | 5 | $162 |
| SERVER CAGE 19 | 2019-10-21 | $1,131 | $38 | SL | 5 | $226 |
| ROUTER 19 | 2019-12-30 | $625 | SL | 5 | $125 | |
| ERGONOMIC CHAIR 20 | 2020-01-14 | $667 | SL | 7 | $95 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (4 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| GENERAL ACCOUNT 26-74278 | $11,555,540 | $11,555,540 |
| (PDF NT GENERAL ) | ||
| CAPITAL GUARDIAN 26-03958 | $37,375,513 | $37,375,513 |
| (PDF NT CAP GUARDIAN) |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $23,384,259 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $23,384,259 | USGovtObligationsEOYFMVAmt |
Investments Land Schedule2 InvestmentsLandSchedule2
Investment Land InvestmentLandGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ARTWORK 94 | CategoryOrItemTxt |
| Cost Or Other Basis | $5,550 | CostOrOtherBasisAmt |
| Book Value | $5,550 | BookValueAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (66 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 5AM VENTURES IV 46-3926873 | FMV | $1,101,596 | $1,101,596 |
| BASELINE CORE FUND 45-3010611 | FMV | $854,866 | $854,866 |
| FARALLON CAPTL INST 94-3106323 | FMV | $19,871,045 | $19,871,045 |
| DEFY PARTNERS II 83-4667886 | FMV | $263,823 | $263,823 |
| GEMINI ISRAEL IV 98-0428414 | FMV | $379,209 | $379,209 |
| GEMINI ISRAEL V 98-0548428 | FMV | $5,835,023 | $5,835,023 |
| GENERATION IM GLOBAL EQ FUND | FMV | $28,373,259 | $28,373,259 |
| 27-0114160 | FMV | ||
| HCP WPPE X INVEST 26-1278318 | FMV | $246,460 | $246,460 |
| JC FLOWERS II 98-0494093 | FMV | $0 | $0 |
| HCP CDH V INVESTORS 80-0884122 | FMV | $1,212,235 | $1,212,235 |
| VARDE FUNDXIB FEEDER46-2022036 | FMV | $491,746 | $491,746 |
| HFCP IX(PARALLEL) 98-1450120 | FMV | $755,350 | $755,350 |
| JW CHILDS EQ III 03-0387301 | FMV | $1,121 | $1,121 |
| LBA REALTY FUND III 20-5498217 | FMV | $780,081 | $780,081 |
| OFFIT HALL PRVT EQ 52-2335224 | FMV | $35,558 | $35,558 |
| WGI EMER-G MARKET FD20-3377269 | FMV | $0 | $0 |
| NATURAL GAS PARTR IX26-0632609 | FMV | $57,179 | $57,179 |
| SEARCHLIGHT CAP.III 83-3629142 | FMV | $333,964 | $333,964 |
| KHOSLA VENTURE SEEDB45-5043024 | FMV | $767,515 | $767,515 |
| GC GR.X-EARLYVENTURE84-4453568 | FMV | $107,178 | $107,178 |
| STG III A 20-8952445 | FMV | $356,200 | $356,200 |
| GC GROUP X-ENDURANCE84-4503645 | FMV | $140,781 | $140,781 |
| WARBURG EQ VIII 13-4161869 | FMV | $0 | $0 |
| ASIA ENVIRONMENTAL PARTNER(NA) | FMV | $809,145 | $809,145 |
| CARMEL PARTNERS INV FUND III | FMV | $302,581 | $302,581 |
| 33-1177003 | FMV | ||
| HCP VF IX INVESTORS 26-1958282 | FMV | $1,816 | $1,816 |
| 98-0569851 | FMV | ||
| GENERATION IM CLIMATE SOL(N/A) | FMV | $192,768 | $192,768 |
| GS MOUNT KELLETT CAP (N/A) | FMV | $30,694 | $30,694 |
| LONE CASCADE-CLASS J20-1330917 | FMV | $5,752,697 | $5,752,697 |
| LONE CASCADE-CLASS K20-1330917 | FMV | $5,755,678 | $5,755,678 |
| GC GRX-GROWTHVENTURE84-4453879 | FMV | $297,380 | $297,380 |
| SRI NINE REIT 77-0677478 | FMV | $26,838 | $26,838 |
| FR HORIZON AIV (N/A) | FMV | $24,329 | $24,329 |
| BAUPOST VALUE PARTNERS IV | FMV | $26,764,634 | $26,764,634 |
| 26-2208448 | FMV | ||
| KHOSLA VENTURES III 26-4049910 | FMV | $1,592,163 | $1,592,163 |
| KHOSLA VENTURES SEED | FMV | $276,547 | $276,547 |
| 26-4754028 | FMV | ||
| SEARCHLIGHTCAPIIIOPT85-0677940 | FMV | $151,913 | $151,913 |
| HCP CHINA PE2009 FEEDER-CAYMAN | FMV | $843,970 | $843,970 |
| BASELINE INCREASED EXPOSURE FD | FMV | $2,301,325 | $2,301,325 |
| 45-3010715 | FMV | ||
| MOUNT KELLETT CAP PR(CAYMAN)II | FMV | $154,312 | $154,312 |
| 98-0677267 | |||
| HCP MEP H INVESTORS 27-4319591 | FMV | $902,494 | $902,494 |
| KHOSLA VENTURES IV 90-0720388 | FMV | $1,876,299 | $1,876,299 |
| HARRIS ASSOCIATES GLOBAL | FMV | $21,230,804 | $21,230,804 |
| 26-0221909 | FMV | ||
| QIMING VENTURE PARTNERS IV | FMV | $4,425,665 | $4,425,665 |
| 98-1164224 | FMV | ||
| SEARCHLIGHT CAPIII(FC)AIV | FMV | $100,119 | $100,119 |
| 85-0492333 | FMV | ||
| HCP BF 2014 INVESTORS | FMV | $702,675 | $702,675 |
| 30-0827317 | FMV | ||
| 5AM VENTURES V 81-2585295 | FMV | $1,020,603 | $1,020,603 |
| THE VARDE FUND XII(B)(FEEDER) | FMV | $922,223 | $922,223 |
| 81-0992297 | FMV | ||
| QIMING VENTURE PARTNERS V | FMV | $1,425,144 | $1,425,144 |
| 98-1282573 | FMV | ||
| RSF PARTNERS TAX EXEMPT VII | FMV | $489,286 | $489,286 |
| 82-1041859 | FMV | ||
| SEARCHLIGHTCAPIIIFEY85-4082230 | FMV | $42,421 | $42,421 |
| STG ST 84-5127952 | FMV | $110,009 | $110,009 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (40 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| FURNITURE 92 | $7,691 | $7,691 | |
| OFFICE FURN 94 | $98,864 | $98,864 | |
| LEASEHOLD IMPR 94 | $30,736 | $30,736 | |
| SIDETABLE 95 | $1,606 | $1,606 | |
| WORKSTATION 95 | $552 | $552 | |
| CONF TABLE 95 | $924 | $924 | |
| LEASEHOLD IMPR 95 | $31,396 | $31,396 | |
| OFFICE CHAIR 98 | $459 | $459 | |
| 2 STORAGE CABN 98 | $2,220 | $2,220 | |
| 4 MERIDIAN FILE 98 | $2,681 | $2,681 | |
| 2 TABLE DESK 98 | $4,200 | $4,200 | |
| BOOKCASE 98 | $930 | $930 | |
| FILE TOP 98 | $350 | $350 | |
| DISHWASHER 01 | $427 | $427 | |
| LEASEHOLD IMPR 03 | $1,530 | $1,530 | |
| OFFICE CHAIRS 03 | $1,548 | $1,548 | |
| POWER PNT PROJ 04 | $927 | $927 | |
| OFFICE FURN 93 | $68,137 | $68,137 | |
| PHONE SYS 03 | $21,196 | $21,196 | |
| DOOR PLAQUE 06 | $799 | $799 | |
| BIZHUB COPIER 08 | $17,924 | $17,924 | |
| FURNITURE 10 | $1,093 | $1,092 | $1 |
| LM CHAIR 10 | $601 | $601 | |
| LENOVO THINKPAD 14 | $1,347 | $1,347 | |
| CISCO AIRONET 14 | $396 | $396 | |
| LOGITECH CAMERA 14 | $1,134 | $1,134 | |
| LT VIDEO CONFER.14 | $760 | $760 | |
| CAMERA SET UP 14 | $786 | $786 | |
| OFFICE CHAIR 14 | $597 | $538 | $59 |
| FILING CABINEET 15 | $772 | $633 | $139 |
| BULLETIN BOARD 15 | $544 | $416 | $128 |
| 6 NEW COMPUTERS 17 | $9,105 | $5,767 | $3,338 |
| SERVER/SWITCH 18 | $12,084 | $5,035 | $7,049 |
| LEASEHOLD IMPR 18 | $67,873 | $3,480 | $64,393 |
| SWITCH 19 | $500 | $175 | $325 |
| OFFICE CHAIR 19 | $634 | $136 | $498 |
| TRIPP RACK ENCL.19 | $812 | $216 | $596 |
| SERVER CAGE 19 | $1,131 | $264 | $867 |
| ROUTER 19 | $625 | $125 | $500 |
| ERGONOMIC CHAIR 20 | $667 | $95 | $572 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $1,470 | LegalFeesAmt |
| Net Investment Income | $735 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $735 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| ADMINISTRATIVE CONSULTANTS | $19,331 | $0 | $0 | $19,331 |
| GENERAL LIABILITY INSURANCE | $1,060 | $0 | $0 | $1,060 |
| TELEPHONE | $14,676 | $0 | $0 | $14,676 |
| SUPPLIES | $2,466 | $0 | $0 | $2,466 |
| POSTAGE & FREIGHT | $244 | $0 | $0 | $244 |
| MEMBERSHIP FEES | $1,400 | $0 | $0 | $1,400 |
| SERVICE CONTRACT & EQ REPAIR | $24,193 | $0 | $0 | $24,193 |
| EQUIPMENT RENTAL | $1,080 | $0 | $0 | $1,080 |
| MISC ADMIN-RELATED EXPENSES | $3,705 | $0 | $0 | $3,705 |
| MISC GRANT-RELATED EXPENSES | $700 | $0 | $0 | $700 |
| DIRECT CHARITABLE ACTIVITIES | $235 | $0 | $0 | $235 |
| PROFESSIONAL DEVELOPMENT | $56 | $0 | $0 | $56 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (53 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| ORDINARY INCOME FROM PARTNERSHIPS- | |||
| FARALLON CAPITAL INST 94-3106323 | -$745,140 | -$745,140 | $0 |
| GC GR X-EARLY VENTURE 84-4453568 | -$993 | -$993 | $0 |
| BASELINE INCREASED EXP. 45-3010715 | -$417 | -$417 | $0 |
| GEMINI ISRAEL IV 98-0428414 | -$365 | -$365 | $0 |
| GEMINI ISRAEL V 98-0548428 | -$1,118 | -$1,118 | $0 |
| JC FLOWERS II 94-6064551 | -$947 | -$947 | $0 |
| BASELINE CORE FUND 45-3010611 | -$681 | -$681 | $0 |
| HCP MEP H INVESTORS 27-4319591 | $6,049 | $6,049 | $0 |
| KHOSLA VENTURE IV 90-0720388 | -$1,652 | -$1,652 | $0 |
| GS MOUNT KELLETT CAP PART (N/A) | -$2,564 | -$2,564 | $0 |
| HCP WPPE X INVESTORS 26-1278318 | $894 | $894 | $0 |
| JW CHILDS EQUITY III 03-0387301 | $9 | $9 | $0 |
| KHOSLA VENTURES SEED B 45-5043024 | -$148 | -$148 | $0 |
| HCP PRIVATE EQUITY 52-2335224 | -$4,411 | -$4,411 | $0 |
| NATURAL GAS PARTNERS IX 26-0632609 | -$8,438 | -$8,438 | $0 |
| 5AM VENTURES IV 46-3926873 | $66,506 | $66,506 | $0 |
| RSF PARTNERS TAX EXEMPT VII 82-1041859 | -$16,867 | -$16,867 | $0 |
| HARRIS ASSOCIATES GLOBAL 26-0221909 | $159,621 | $159,621 | $0 |
| 5AM VENTURES V 81-2585295 | -$270 | -$270 | $0 |
| CARMEL PARTNERS INV FUND III 33-1177003 | -$7,370 | -$7,370 | $0 |
| DEFY PARTNERS II 83-4667886 | -$1,004 | -$1,004 | $0 |
| STG III A 20-8952445 | $2,757 | $2,757 | $0 |
| HFCP IX(PARALLEL)98-1450120 | -$8,177 | -$8,177 | $0 |
| SEARCHLIGHT CAPITAL III 83-3629142 | -$637 | -$637 | $0 |
| WARBURG PINCUS PE VIII 13-4161869 | -$50 | -$50 | $0 |
| VARDE FUND XII(B)(FEEDER)81-0992297 | $19,865 | $19,865 | $0 |
| HCP CDH V INVESTORS 80-0884122 | $13,937 | $13,937 | $0 |
| QIMING VENTURE PARTNERS V 98-1282573 | $201 | $201 | $0 |
| VARDE FUND XI(B)(FEEDER)46-2022036 | $11,343 | $11,343 | $0 |
| WGI EM FUND 20-3377269 | $106,706 | $106,706 | $0 |
| GENERATION IM GLOBAL 27-0114160 | $155,032 | $155,032 | $0 |
| HCP BF 2014 INVESTORS 30-0827317 | -$1,056 | -$1,056 | $0 |
| QIMING VENTURE PARTNERS IV 98-116224 | $259 | $259 | $0 |
| GC GR X-ENDURANCE 84-4503645 | -$750 | -$750 | $0 |
| HCP VF IX INVESTORS 26-1958282 | $374 | $374 | $0 |
| GC GR X-GROWTH VENTURE 84-445879 | -$2,404 | -$2,404 | $0 |
| BAUPOST VALUE PARTNERS IV 26-2208448 | -$171,857 | -$171,857 | $0 |
| KHOSLA VENTURES III 26-4049910 | -$680 | -$680 | $0 |
| KHOSLA VENTURES SEED 26-4754028 | -$205 | -$205 | $0 |
| LONE CASCADE-CLASS K 20-1330917 | $998 | $998 | $0 |
| LONE CASCADE-CLASS J 20-1330917 | $994 | $994 | $0 |
| SEACHLIGHT CAP III OPT 85-0677940 | $573 | $573 | $0 |
| SEACHLIGHT CAP III FC AIV 85-0677940 | -$74 | -$74 | $0 |
| SEACHLIGHT CAP III FEY 85-4082230 | $31 | $31 | $0 |
| STG ST 84-5127952 | -$1,174 | -$1,174 | $0 |
| OTHER INCOME- | |||
| SCHWAB/GURTIN-AMORTIZATION | -$133,359 | -$133,359 | $0 |
| NT GENERAL ACCOUNT | $22,115 | $22,115 | $0 |
| SEARCHLIGHT CAP III-ADD'L INTEREST | $1,658 | $1,658 | $0 |
| RSF TE INV VII INT INC | $2,155 | $2,155 | $0 |
| CHANGES IN UNREALZED APPRECIATION | $11,793,192 | $0 | $0 |
| LESS: INVESTMENT PARTNERSHIP NET UBTI | $0 | $133,311 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED TAX PAYABLE | $186,401 | $423,022 |
| DEFERRED RENT | $112,158 | $100,253 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (36 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT ADVISOR & CUSTODIAL | ||||
| FEES- | ||||
| CAPITAL GUARDIAN 26-03958 | $96,796 | $96,796 | $0 | $0 |
| GENERAL ACCOUNT 26-74278 | $9,612 | $9,612 | $0 | $0 |
| KHOSLA VENTURE IV 90-0720388 | $8,438 | $8,438 | $0 | $0 |
| SCHWAB/GURTIN 20905807 | $33,644 | $33,644 | $0 | $0 |
| CARMEL PARTNERS III33-1177003 | $2,176 | $2,176 | $0 | $0 |
| HALL CAPITAL PARTNERS LLC | $731,351 | $731,351 | $0 | $0 |
| FARALLON CAPITAL 94-3106323 | $187,761 | $187,761 | $0 | $0 |
| FR XI ONSHORE AIV 71-1015969 | $395 | $395 | $0 | $0 |
| DEFY PARTNERS II 83-4667886 | $16,546 | $16,546 | $0 | $0 |
| HFCP IX (PARALLEL)98-1450120 | $6,609 | $6,609 | $0 | $0 |
| GEMINI ISRAEL V 98-0548428 | $12,778 | $12,778 | $0 | $0 |
| 5AM VENTURE V 81-2585295 | $23,507 | $23,507 | $0 | $0 |
| GS MOUNT KELLETT CAP PAR.(N/A) | $2,829 | $2,829 | $0 | $0 |
| 5AM VENTURES IV 46-3926873 | $17,509 | $17,509 | $0 | $0 |
| GEMINI ISRAEL IV 98-0428414 | $990 | $990 | $0 | $0 |
| THE VARDE FUND XII(B)XXX-XX-XXXX | $12,067 | $12,067 | $0 | $0 |
| KHOSLA VENTURE SEEDB45-5043024 | $4,042 | $4,042 | $0 | $0 |
| GC GRX-EARLY VENTURE84-4453568 | $4,993 | $4,993 | $0 | $0 |
| GENERATION IM GLOBAL27-0114160 | $174,985 | $174,985 | $0 | $0 |
| HARRIS ASSTS GL.26-0221909 | $124,637 | $124,637 | $0 | $0 |
| SEARCHLIGHT CAP.III83-3629142 | $27,084 | $27,084 | $0 | $0 |
| BAUPOST VALUE PRIV 26-2208448 | $281,214 | $281,214 | $0 | $0 |
| QIMING VENTURE PARTNERS IV | $9,175 | $9,175 | $0 | $0 |
| STG III A 20-8952445 | $9,017 | $9,017 | $0 | $0 |
| VARDEFUNDXIB(FEEDER)46-2022036 | $7,353 | $7,353 | $0 | $0 |
| WGI EM FUND 20-3377269 | $35,986 | $35,986 | $0 | $0 |
| KHOSLA VENTURES III26-4049910 | $3,035 | $3,035 | $0 | $0 |
| KHOSLA VENTURES SEED | $2,222 | $2,222 | $0 | $0 |
| 26-4754028 | ||||
| GC GRX-GROWTHVENTURE84-4453879 | $6,648 | $6,648 | $0 | $0 |
| QIMING VENTURE PR V 98-1282573 | $12,295 | $12,295 | $0 | $0 |
| LONE CASCADE-CLASS J20-1330917 | $12,674 | $12,674 | $0 | $0 |
| LONE CASCADE-CLASS K20-1330917 | $12,724 | $12,724 | $0 | $0 |
| STG ST-84-5127952 | $606 | $606 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| STATE TAX AND FILING FEES | $235 | $0 | $0 | $235 |
| FEDERAL EXCISE & UBTI TAXES | $90,046 | $0 | $0 | $0 |
| FEDERAL DERERRED TAXES | $236,621 | $0 | $0 | $0 |