THOMAS L KEMPNER JR FOUNDATION INC: Form 990PF, tax year 2020
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- Organization
- THOMAS L KEMPNER JR FOUNDATION INC (EIN 13-3407819)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202113159349103106
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T15:06:42-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 223754856 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UNTRACHT EARLY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 325 COLUMBIA TURNPIKE SUITE 202 | AddressLine1Txt |
| City | FLORHAM PARK | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 07932 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133407819 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS L KEMPNER JR FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 6315173856 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS L KEMPNER | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 6315173856 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | THOMAS | PersonFirstNm |
| Person Last | KEMPNER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ANGEL M RODRIGUEZ | PreparerPersonNm |
| PTIN | P00872964 | PTIN |
| Phone | 9734086700 | PhoneNum |
| Preparation | 2021-11-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $283,533,640 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $246,846 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $246,846 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $6,394,470 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $28,996,432 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $6,934,917 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $16,358,742 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $16,190,618 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $23,000,058 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $23,372,381 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $80,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $80,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $40,511 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $40,511 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $309,250 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $154,625 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $154,625 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $277,031 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $275,468 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $1,563 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $1,372 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,322 | InterestNetInvstIncmAmt |
| Interest Adj Net Incm | $0 | InterestAdjNetIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $96,605 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $8,575 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $6,580 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $30,129 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,539 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $28,590 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $834,898 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $482,040 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $271,358 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,901,065 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $10,901,065 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $11,735,963 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $482,040 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,172,423 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $11,264,095 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $22,890,341 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $158,988 | CashBOYAmt |
| Cash EOY | $264,750 | CashEOYAmt |
| Cash EOYFMV | $264,750 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $842,770 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $221,726 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $221,726 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $6,847,728 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,800,306 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,800,306 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $242,059,094 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $268,048,849 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $268,048,849 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3,067,172 | OtherAssetsBOYAmt |
| Other Assets EOY | $198,009 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $198,009 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $252,975,752 | TotalAssetsBOYAmt |
| Total Assets EOY | $283,533,640 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $283,533,640 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $2,257,165 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $5,296,256 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,257,165 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $5,296,256 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $250,718,587 | RetainedEarningBOYAmt |
| Retained Earning EOY | $278,237,384 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $250,718,587 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $278,237,384 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $252,975,752 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $283,533,640 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $250,718,587 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $11,264,095 | ExcessRevenueOverExpensesAmt |
| Other Increases | $16,254,702 | OtherIncreasesAmt |
| Subtotal | $278,237,384 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $278,237,384 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES - JP MORGAN | $27,557,443 | $20,711,658 | $6,845,785 | $6,845,785 | |
| PUBLICLY TRADED SECURITIES - BRAVE WARRIOR | $1,438,686 | $1,349,791 | $88,895 | $88,895 | |
| ETON PARK OVERSEAS FUND LTD | $303 | $66 | $237 | $237 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $6,934,917 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $318,176 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $318,176 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $318,176 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $303,764 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $125,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $428,764 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $110,588 | OverpaymentAmt |
| Applied To ES Tax | $110,588 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GUIDESTAR.ORG | WebsiteAddressTxt |
| Individual With Books | THOMAS KEMPNER JR | IndividualWithBooksNm |
| Phone | 6315173856 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 26 HILL STREET 340 | AddressLine1Txt |
| City | SOUTHAMPTON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11968 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| THOMAS KEMPNER JR | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | PRESIDENT/TREASURER | 2.00 | $0 | $0 | $0 |
| KATHERYN C PATTERSON | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | VICE PRES/SECRETARY | 0.50 | $0 | $0 | $0 |
| TREVOR KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| THOMAS N KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| JESSICA S KEMPNER | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | DIRECTOR | 0.50 | $0 | $0 | $0 |
| HOLLY R RAUB | ||||||||
| 26 HILL STREET 340 | SOUTHAMPTON | NY | 11968 | CHIEF ADMINISTRATIVE OFFICER | 24.00 | $80,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| UNTRACHT EARLY LLC | |||||
| 325 COLUMBIA TURNPIKE SUITE 202 | FLORHAM PARK | NJ | 07932 | ACCOUNTING | $233,750 |
| LANDSEER ADVISORS LLC | |||||
| 489 5TH AVE FL 31 | NEW YORK | NY | 10017 | ADVISORY | $217,500 |
| COHNREZNICK LLP | |||||
| 1301 6TH AVENUE | NEW YORK | NY | 10019 | ACCOUNTING | $75,500 |
| BRAVE WARRIOR CAPITAL INC | |||||
| 12 E 49TH STREET | NEW YORK | NY | 10017 | INVESTMENT MANAGEMENT | $57,968 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NOT APPLICABLE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | PROGRAM RELATED LOAN TO OPEN SPACE INSTITUTE LAND TRUST INC. | Description1Txt |
| Expenses1 | $55,313 | Expenses1Amt |
| Total | $55,313 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $11,068,644 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $497,522 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $235,007,775 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $246,573,941 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $864,302 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $245,709,639 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,685,645 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $242,023,994 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $12,101,200 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $12,101,200 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $318,176 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $78,862 | IncomeTaxAmt |
| Total Tax | $397,038 | TotalTaxAmt |
| Distributable Before Adj | $11,704,162 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $11,704,162 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $11,704,162 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,172,423 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $55,313 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $11,227,736 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $11,227,736 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $11,704,162 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $4,280,059 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $11,227,736 | QualifyingDistributionsAmt |
| Applied To Year1 | $4,280,059 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,947,677 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $4,756,485 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | THOMAS KEMPNER JR | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACHIEVEMENT FIRST CHARTER SCHOOL | |||||||
| 370 JAMES STREET SUITE 404 | NEW HAVEN | CT | 06513 | NONE | PUBLIC | GENERAL UNRESTRICTED | $300,000 |
| CENTRAL PARK CONSERVANCY | |||||||
| 14 EAST 60TH STREET | NEW YORK | NY | 10022 | NONE | PUBLIC | GENERAL UNRESTRICTED | $5,312,000 |
| HARLEM VILLAGE ACADEMIES | |||||||
| 35 WEST 124TH STREET | NEW YORK | NY | 10027 | NONE | PUBLIC | GENERAL UNRESTRICTED | $500,000 |
| HARVARD BUSINESS SCHOOL | |||||||
| SOLDIERS FIELD | BOSTON | MA | 02163 | NONE | PUBLIC | GENERAL UNRESTRICTED | $5,000 |
| JEWISH COMMUNAL FUND | |||||||
| 575 MADISON AVENUE 703 | NEW YORK | NY | 10022 | NONE | PUBLIC | GENERAL UNRESTRICTED | $2,525,000 |
| PEER HEALTH EXCHANGE | |||||||
| 55 EXCHANGE PLACE STE 405 | NEW YORK | NY | 10005 | NONE | PUBLIC | GENERAL UNRESTRICTED | $75,000 |
| ROUNDABOUT THEATRE COMPANY | |||||||
| 231 WEST 39TH STREET 1200 | NEW YORK | NY | 10018 | NONE | PUBLIC | GENERAL UNRESTRICTED | $1,100,000 |
| THE NEW YORK COMMUNITY TRUST - ECAP NYC | |||||||
| 909 3RD AVENUE 22ND FLOOR | NEW YORK | NY | 10022 | NONE | PUBLIC | GENERAL UNRESTRICTED | $250,000 |
| OPEN SPACE INSTITUTE LAND TRUST INC | |||||||
| 1350 BROADWAY 201 | NEW YORK | NY | 10018 | NONE | PUBLIC | GENERAL UNRESTRICTED | $834,065 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,901,065 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $246,846 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $16,358,742 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $6,394,470 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $23,000,058 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $23,000,058 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $309,250 | Amt |
| Net Investment Income | $154,625 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $154,625 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| VARIOUS COMMON STOCK - JPM | $11,466,812 | $11,466,812 |
| VARIOUS STOCKS - BRAVE WARRIOR | $3,333,494 | $3,333,494 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (78 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ABRAMS CAPITAL PARTNERS II | FMV | $170,649 | $170,649 |
| ALLEGIANCE PARTNERS B | FMV | $1,509,788 | $1,509,788 |
| AMERICAN SECURITIES PARTNERS V | FMV | $3,046 | $3,046 |
| AMERICAN SECURITIES PARTNERS VI | FMV | $949,578 | $949,578 |
| AMERICAN SECURITIES PARTNERS VII LP | FMV | $1,435,065 | $1,435,065 |
| AMPLIFY PARTNERS III | FMV | $2,354,096 | $2,354,096 |
| AMPLIFY PARTNERS II | FMV | $2,824,553 | $2,824,553 |
| AMPLIFY PARTNERS | FMV | $684,219 | $684,219 |
| AQUILINE FINANCIAL SERVICES FUND | FMV | $286,842 | $286,842 |
| AQUILINE REAL ESTATE FUND LP | FMV | $439,922 | $439,922 |
| ASP AMC CO-INVEST I LP | FMV | $266,939 | $266,939 |
| ASP FLEETPRIDE CO-INVEST LP | FMV | $413,662 | $413,662 |
| ASPEX GLOBAL FUND | FMV | $5,966,436 | $5,966,436 |
| BLUE WATER AGGREGATES FUND LP | FMV | $2,278,096 | $2,278,096 |
| CLEARFIELD DOMESTIC FUND | FMV | $3,395,792 | $3,395,792 |
| CREADOR III LP | FMV | $3,393,468 | $3,393,468 |
| CREADOR IV LP | FMV | $1,478,122 | $1,478,122 |
| CROSSHARBOR INSTITUTIONAL PARTNERS 2014 LP | FMV | $556,490 | $556,490 |
| CROSSHARBOR INSTITUTIONAL PARTNERS II | FMV | $32,745 | $32,745 |
| DK GROUP | FMV | $852,454 | $852,454 |
| DKIL GP LLC | FMV | $9,707,986 | $9,707,986 |
| DKDOI GP LLC | FMV | $672,368 | $672,368 |
| DRAWBRIDGE SPECIAL FUND | FMV | $19,887 | $19,887 |
| ETON PARK OVERSEAS | FMV | $100 | $100 |
| HARBOUR FUND II OFFSHORE LP | FMV | $1,087,351 | $1,087,351 |
| HARBOUR FUND III OFFSHORE LP | FMV | $1,789,354 | $1,789,354 |
| HIGHBROOK INCOME PROPERTY FUND | FMV | $192,149 | $192,149 |
| HIGHBROOK INCOME PROPERTY FUND II | FMV | $135,326 | $135,326 |
| HIGHBROOK PROPERTY FUND III B, LP | FMV | $2,314,436 | $2,314,436 |
| HOLT DISTRESSED PROPERTY FUND 2010 | FMV | $250,716 | $250,716 |
| HOLT OPPORTUNITY FUND 2013 | FMV | $2,383,839 | $2,383,839 |
| HOLT OPPORTUNITY IDF, LP | FMV | $2,045,884 | $2,045,884 |
| IVECO | FMV | $1,000,000 | $1,000,000 |
| JC FLOWERS III LP | FMV | $232,328 | $232,328 |
| LEGALIST FUND II LP | FMV | $690,278 | $690,278 |
| M H DAVIDSON & CO. 520 LP | FMV | $167,318,946 | $167,318,946 |
| MAVERICK LIEN FUND IV | FMV | $1,130,605 | $1,130,605 |
| MAVERICK LIEN FUND V | FMV | $2,666,878 | $2,666,878 |
| MHD MANAGEMENT COMPANY | FMV | $3,660,361 | $3,660,361 |
| NAVITAS FUND LP | FMV | $15,535 | $15,535 |
| NCH AGRIBUSINESS PARTNERS | FMV | $464,864 | $464,864 |
| NEW CENTURY HOLDINGS XI | FMV | $19,451 | $19,451 |
| OEP VI LP | FMV | $2,590,675 | $2,590,675 |
| OEP VII LP | FMV | $3,886,898 | $3,886,898 |
| OXY CAPITAL II | FMV | $1,531,967 | $1,531,967 |
| PENNYBACKER III EAGLE, LLC | FMV | $316,502 | $316,502 |
| PENNYBACKER IV FALCON | FMV | $1,580,457 | $1,580,457 |
| PERRY CREEK CAPITAL FUND | FMV | $69,933 | $69,933 |
| PERRY CREEK CAPITAL FUND II | FMV | $2,705,625 | $2,705,625 |
| ROBOTTI GLOBAL FUND | FMV | $3,008,688 | $3,008,688 |
| SKYLINE VENTURE PARTNERS V LP | FMV | $75,999 | $75,999 |
| SNOW LAKE CHINA OFFSHORE FUND - CLASS C UNRESTRICTED | FMV | $2,898,257 | $2,898,257 |
| SUNRIDGE AGRIBUSINESS OPPS I LP | FMV | $1,924,852 | $1,924,852 |
| THE D3 FAMILY BULLDOG FUND LP | FMV | $17,609 | $17,609 |
| UNITED COMPOSITES HOLDINGS LLC | FMV | $1,067,130 | $1,067,130 |
| VALINOR PRIVATE CAPITAL PARTNERS LP | FMV | $1,113,394 | $1,113,394 |
| VORTUS INVESTMENTS LP | FMV | $674,658 | $674,658 |
| VORTUS NPR CO-INVESTMENTS | FMV | $6,838 | $6,838 |
| VORTUS FORELAND PE, LLC | FMV | $109,342 | $109,342 |
| VORTUS FORELAND II CO - INVESTMENT LP | FMV | $73,119 | $73,119 |
| VORTUS INVESTMENTS (CAYMAN) LP | FMV | $202,665 | $202,665 |
| WATERLINE VENTURES II LP | FMV | $1,282,059 | $1,282,059 |
| WDE TORCSILL COINVEST LLC | FMV | $662,247 | $662,247 |
| WHITE DEER ENERGY LP II | FMV | $590,533 | $590,533 |
| WHITE DEER ENERGY LP III | FMV | $1,083,235 | $1,083,235 |
| WYKEHAM CAPITAL ASIA VALUE FUND LTD - INITIAL | FMV | $1,498,649 | $1,498,649 |
| AMERICAN SECURITIES PARTNERS VIII LP | FMV | $610,556 | $610,556 |
| ACACIA PROPERTY CORPORATION | FMV | $408,376 | $408,376 |
| HYPERPLANE III LP | FMV | $241,063 | $241,063 |
| WATERLINE VENTURES III LP | FMV | $218,095 | $218,095 |
| HARVEST MLP INCOME FUND III LLC | FMV | $3,464,393 | $3,464,393 |
| AMPLIFY SELECT FUND IV | FMV | $57,468 | $57,468 |
| LEGALIST DIP SPV I LP | FMV | $760,152 | $760,152 |
| PERRY CREEK CAPITAL STRATEGIC PARTNERS LP | FMV | $1,999,837 | $1,999,837 |
| AMPLIFY PARTNERS IV LP | FMV | $224,474 | $224,474 |
| SKYE GLOBAL FUND | FMV | $2,887,099 | $2,887,099 |
| HIGHBROOK INCOME FUND IV LP | FMV | $751,890 | $751,890 |
| LEGALIST DIP FUND I LP | FMV | $363,511 | $363,511 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $40,511 | LegalFeesAmt |
| Net Investment Income | $40,511 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| PROMISSORY NOTE- HVA | $500,000 | $0 | $0 |
| REDEMPTION PROCEEDS RECEIVABLE | $22,085 | $142,696 | $142,696 |
| REFUND RECEIVABLE | $11,700 | $0 | $0 |
| ADVANCE CONTRIBUTION - FUNDS | $2,533,387 | $0 | $0 |
| PROGRAMMATIC EXPENSE - LOAN RECEIVABLE | $0 | $55,313 | $55,313 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BANK CHARGES | $1,539 | $1,539 | $0 | $0 |
| EMPLOYEE EXPENSES | $18,255 | $0 | $0 | $18,255 |
| FILING FEES | $1,500 | $0 | $0 | $1,500 |
| INSURANCE | $4,234 | $0 | $0 | $4,234 |
| CHARITABLE EXPENSES | $1,687 | $0 | $0 | $1,687 |
| SUBSCRIPTIONS | $2,892 | $0 | $0 | $2,892 |
| OFFICE EXPENSES | $22 | $0 | $0 | $22 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PASS THROUGH INCOME | $16,356,894 | $16,194,374 |
| CURRENCY GAIN/LOSS | -$3,756 | -$3,756 |
| STATE TAX REFUND | $5,604 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/LOSS - INVESTMENTS | Desc |
| Amt | $16,254,702 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| JPM MARGIN LOAN | $2,257,165 | $5,296,036 |
| PAYROLL LIABILITY | $0 | $220 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $275,468 | $275,468 | $0 | $0 |
| PAYROLL PROCESSING FEE | $1,563 | $0 | $0 | $1,563 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXCISE TAX (T) | $50,000 | $0 | $0 | $0 |
| STATE TAXES | $31,450 | $0 | $0 | $0 |
| FOREIGN TAX WITHHOLDING | $8,575 | $8,575 | $0 | $0 |
| PAYROLL TAXES | $6,580 | $0 | $0 | $6,580 |