NICK SIMONS FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- NICK SIMONS FOUNDATION (EIN 20-3101239)
- Tax period
- 2019-07-01 to 2020-06-30
- Filed
- 2021-04-29
- IRS object ID
- 202121199349101327
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
- Transfers To Controlled Entities
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-04-29T13:18:17-05:00 | ReturnTs |
| Tax Period End | 2020-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANT THORNTON LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 757 THIRD AVENUE 3RD FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100172013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203101239 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Nick Simons Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARINA SHMOUKLER | InCareOfNm |
| Business Name Control | NICK | BusinessNameControlTxt |
| Phone | 6463620036 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARINA SHMOUKLER | PersonNm |
| Person Title | CFO | PersonTitleTxt |
| Phone | 6463620036 | PhoneNum |
| Signature | 2021-04-29 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SCOTT THOMPSETT | PreparerPersonNm |
| PTIN | P00741490 | PTIN |
| Phone | 2125990100 | PhoneNum |
| Preparation | 2021-04-29 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $137,604,109 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $17,500,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $76 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $76 | InterestOnSavNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $18,791,294 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $20,003,155 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $17,426,515 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,434,257 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $36,291,370 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $18,860,848 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $124,831 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $135,899 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $10,036 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $11,424 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $67,563 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $67,505 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $212,245 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $201,995 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $104,571 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $27,610 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $8,284 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $8,384 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $11,196 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $11,284 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $23,022 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $21,830 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $561,748 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $27,610 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $458,321 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $21,661,893 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $16,130,934 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $22,223,641 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $27,610 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $16,589,255 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $14,067,729 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $18,833,238 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $4,012,136 | CashBOYAmt |
| Cash EOY | $7,995,743 | CashEOYAmt |
| Cash EOYFMV | $7,995,743 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $50,430 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $50,506 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $50,506 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $132,104 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $103,011 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $103,011 | PrepaidExpensesEOYFMVAmt |
| Other Investments BOY | $96,700,644 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $129,454,849 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $129,454,849 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $102 | OtherAssetsBOYAmt |
| Total Assets BOY | $100,895,416 | TotalAssetsBOYAmt |
| Total Assets EOY | $137,604,109 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $137,604,109 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $1,981 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $12,287 | AccountsPayableEOYAmt |
| Grants Payable BOY | $15,231,272 | GrantsPayableBOYAmt |
| Grants Payable EOY | $20,765,596 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $927,456 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $868,328 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $16,160,709 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $21,646,211 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $84,734,707 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $115,957,898 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $84,734,707 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $115,957,898 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $100,895,416 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $137,604,109 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $84,734,707 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $14,067,729 | ExcessRevenueOverExpensesAmt |
| Other Increases | $17,158,826 | OtherIncreasesAmt |
| Subtotal | $115,961,262 | SubtotalAmt |
| Other Decreases | $3,364 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $115,957,898 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (5 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| LONG-TERM CAPITAL GAINS FROM LPS | P | $177,594 | |||
| SHORT-TERM CAPITAL GAINS FROM LPS | P | $31,670 | |||
| FUND-OF-FUND INVESTMENT SALE | P | $17,239,621 | $20,003,155 | $2,763,534 | $17,239,621 |
| LESS: SHORT-TERM CAPITAL GAIN FROM UBTI | -$20,791 | ||||
| LESS: LONG-TERM CAPITAL GAIN FROM UBTI | -$1,579 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $17,426,515 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$20,791 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $14,270,399 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $88,607,792 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.161051 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $6,458,029 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $77,506,718 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.083322 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $4,436,550 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $75,400,255 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.05884 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,744,407 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $70,111,270 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.053407 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $7,614,035 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $62,306,980 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.122202 | DistributionYr5Rt |
| Total Distribution | 0.478822 | TotalDistributionRt |
| Average Distribution | 0.095764 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $116,689,351 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $11,174,639 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $188,332 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $11,362,971 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $16,589,255 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $188,332 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $188,332 | SubtotalAmt |
| Tax Based On Investment Income | $188,332 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $275,503 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $200,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $475,503 | TotalPaymentsAndCreditsAmt |
| Overpayment | $287,171 | OverpaymentAmt |
| Applied To ES Tax | $287,171 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (true) | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | nicksimonsfoundation.org | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARINA SHMOUKLER | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6463620036 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 25 EAST 22ND STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (true) | ForeignAccountsQuestionInd |
| Foreign Country | NP | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | PRESIDENT | 1.0 | $0 | $0 | $0 |
| MARILYN SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | SECRETARY & TREASURER | 2.0 | $0 | $0 | $0 |
| CAITLIN HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| MARK HEISING | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| AUDREY CAPPELL | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LAURA BAXTER SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| LIZ SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| NAT SIMONS | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | TRUSTEE | 0.5 | $0 | $0 | $0 |
| JACOB CAPPELL | ||||||||
| 25 EAST 22ND STREET | NEW YORK | NY | 10010 | Trustee | 0.5 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd |
|---|---|---|---|---|---|---|---|---|---|
| BHEKH THAPA | |||||||||
| 239 JANKPRASAD ROAD | BANESOWAR HEIGHL | KATHMANDU | NP | program consulting | $77,000 | ||||
| Grant Thornton LLP | |||||||||
| accounting | $65,900 | 757 Third Avenue | NEW YORK | NY | 10017 | ||||
| NEWHOUSE NY INC | |||||||||
| PROGRAM CONSULTING | $89,245 | 316 WEST 84TH STREET | NEW YORK | NY | 10024 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $110,807,808 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $7,658,538 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $118,466,346 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $118,466,346 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,776,995 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $116,689,351 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,834,468 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,834,468 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $188,332 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $188,332 | TotalTaxAmt |
| Distributable Before Adj | $5,646,136 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $5,646,136 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $5,646,136 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $16,589,255 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $16,589,255 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $188,332 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $16,400,923 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $5,646,136 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $4,498,686 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $320,086 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $822,521 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $715,530 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $2,917,771 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $9,274,594 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $16,589,255 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $5,646,136 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $10,943,119 | RemainingDistriFromCorpusAmt |
| Total Corpus | $20,217,713 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $4,498,686 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $15,719,027 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $320,086 | ExcessFromYear4Amt |
| Excess From Year3 | $822,521 | ExcessFromYear3Amt |
| Excess From Year2 | $715,530 | ExcessFromYear2Amt |
| Excess From Year1 | $2,917,771 | ExcessFromYear1Amt |
| Excess From Current Year | $10,943,119 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES AND MARILYN SIMONS | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 15 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | new york | AddressLine1Txt |
| City | new york | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | none | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | none | GrantOrContributionPurposeTxt |
| Amt | $16,130,934 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $16,130,934 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | see attachment 16 | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | new york | AddressLine1Txt |
| City | new york | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | none | RecipientRelationshipTxt |
| Grant Or Contribution Purpose | none | GrantOrContributionPurposeTxt |
| Amt | $19,600,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $19,600,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $76 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Div And Int From Sec Part VII | DivAndIntFromSecPartVIIGrp | |
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $22,370 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $18,831,992 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PORTFOLIO LOSS FROM INVESTMENTS IN LPS | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$63,068 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $0 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$40,698 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $18,832,068 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $18,791,370 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | James and Marilyn Simons | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 160 FIFTH AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10010 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $17,500,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| GRANT THORNTON LLP (AUDIT/TAX) | $65,900 | $0 | $0 | $65,900 |
| FISCAL MANAGEMENT ASSOCIATES | $1,663 | $0 | $0 | $1,605 |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | HEDGE FUNDS | PropertyDesc |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LIMITED PARTNERSHIPS | $60,520,296 | $60,520,296 |
| ALTERNATIVE INVESTMENTS | $58,934,553 | $58,934,553 |
| INVESTMENT REDEMPTION | ||
| RECEIVABLE | $10,000,000 | $10,000,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp (2 entries)
| CategoryCategoryTxt | Legal FeesLegalFeesAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| LOEB, BLOCK & PARTNERS LLP | $9,840 | $0 | $0 | $11,424 |
| CORPORATION SERVICE COMPANY | $196 | $0 | $0 | $0 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DISCOUNT ON GRANTS PAYABLE | Desc |
| Amt | $3,364 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INSURANCE | $18,271 | $0 | $0 | $18,460 |
| COMMUNICATION EXPENSE | $1,913 | $0 | $0 | $1,926 |
| OFFICE EXPENSE | $1,338 | $0 | $0 | $1,444 |
| NYS FILING FEES | $1,500 | $0 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| portfolio gain from investments in | |||
| limited partnerships | $0 | $1,434,257 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAINS ON INVESTMENTS | Desc |
| Amt | $17,158,826 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED EXCISE TAX LIABILITY | $888,426 | $840,472 |
| DUE TO FOUNDATION FOR A JUST SOCIETY | $39,030 | $27,856 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| BOARD DEVELOPMENT, TECHNICAL | ||||
| ADVISORY AND PROJECT | ||||
| MANAGEMENT SERVICES | $212,245 | $0 | $0 | $201,995 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL EXCISE TAX PROVISION | $101,416 | $0 | $0 | $0 |
| FOREIGN TAXES | $0 | $27,610 | $0 | $0 |
| STATE UNRELATED BUSINESS | ||||
| INCOME TAX | $3,155 | $0 | $0 | $0 |
Transfers To Controlled Entities TransfersToControlledEntities
Transfers To Controlled Ent TransfersToControlledEntGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | DescDesc | AmtAmt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|
| Nick Simons Foundation International | |||||||||
| 25 EAST 22ND STREET | New York | NY | 10010 | 472836360 | General Operating support | $3,695,000 | |||
| NICK SIMONS INSTITUTE | |||||||||
| 000000000 | NO DIRECT TRANSFERS IN FISCAL 2020. | $0 | BOX 8975 EPC 1813 | SANEPA LALITPUR | NP | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,695,000 | TotalAmt |