THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMENT (EIN 04-6856456)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202123199349107482
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T15:27:14-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 042206126 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAPHAEL AND RAPHAEL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 52 CHURCH STREET | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02116 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 046856456 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GRANTHAM FOUNDATION FOR THE PROTECTION | BusinessNameLine1Txt |
| Business Name Line2 | OF THE ENVIRONMENT | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GRAN | BusinessNameControlTxt |
| Phone | 6173467500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO JEREMY GRANTHAM 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JEREMY GRANTHAM | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 6173467500 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JEREMY | PersonFirstNm |
| Person Last | GRANTHAM | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ADAM GORLOVSKY-SCHEPP | PreparerPersonNm |
| PTIN | P00716178 | PTIN |
| Phone | 6172101200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $746,854,341 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $9,456,098 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $78,932 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $78,932 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,219,491 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,209,647 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $18,082,401 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $91,477,347 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $17,129,673 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,114,618 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $237,459 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $32,951,540 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $20,655,711 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,348 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,348 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $69,625 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $34,813 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $34,812 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $9,610,741 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $9,221,132 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $298,432 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $294,150 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $323,805 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $322,765 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $500 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,930 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,930 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $109,802 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $10,418,683 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $9,872,860 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $41,590 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $29,915,097 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $29,915,097 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $40,333,780 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $9,872,860 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $29,956,687 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$7,382,240 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,782,851 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $23,106,358 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $58,579,429 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $58,579,429 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $821,072 | AcctRcvblAmt |
| Acct Rcvbl BOY | $4,275,572 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $821,072 | AcctRcvblEOYAmt |
| Other Nts And Loans Rcvbl | $1,192,967 | OtherNtsAndLoansRcvblAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Other Nts And Loans Rcvbl BOY | $1,192,967 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $1,192,967 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $1,192,967 | OtherNtsAndLoansRcvblEOYFMVAmt |
| Corporate Stock BOY | $36,033,450 | CorporateStockBOYAmt |
| Corporate Stock EOY | $29,915,874 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $38,865,681 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $353,170,625 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $318,650,688 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $648,138,581 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $5,416,538 | OtherAssetsBOYAmt |
| Other Assets EOY | $7,538,436 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $77,683 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $423,195,510 | TotalAssetsBOYAmt |
| Total Assets EOY | $416,698,466 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $746,854,341 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $900,000 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $301,872 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $603,495 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $2,907,222 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $1,503,495 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $3,209,094 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $421,692,015 | RetainedEarningBOYAmt |
| Retained Earning EOY | $413,489,372 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $421,692,015 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $413,489,372 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $423,195,510 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $416,698,466 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $421,692,015 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$7,382,240 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $414,309,775 | SubtotalAmt |
| Other Decreases | $820,403 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $413,489,372 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (180 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| LEGACY VENTURE IV LLC | P | $0 | $0 | ||
| SUSA VENTURES II LP | P | -$14,850 | -$14,850 | ||
| DISCERENE GROUP LP | P | -$120,613 | -$120,613 | ||
| DODDINGTON EMERGING MARKETS FUND | P | -$17,013 | -$17,013 | ||
| DODDINGTON EMERGING MARKETS FUND | P | -$749,884 | -$749,884 | ||
| DODDINGTON EMERGING MARKETS FUND -FULL REDEMPTION | P | -$770,369 | -$770,369 | ||
| DOEMMEKRAFT | P | -$218,508 | -$218,508 | ||
| LEGACY VENTURE IV LLC | P | $0 | $0 | ||
| HOLTZBRINK V | P | -$6,554 | -$6,554 | ||
| ECLIPSE FUND II | P | -$9,986 | -$9,986 | ||
| SAF II INTERESTS LLC- SECTION 1256 | P | -$10,152 | -$10,152 | ||
| RINCON | P | -$22,442 | -$22,442 | ||
| LSVP XI | P | -$3,403 | -$3,403 | ||
| ENCAP ENERGY CAPITAL FUND IX LP | P | -$368,021 | -$368,021 | ||
| ENCAP ENERGY CAPITAL FUND IX LP-SECTION 1231 | P | -$81,385 | -$81,385 | ||
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | P | -$348 | -$348 | ||
| ENCAP FLATROCK MIDSTREAM FUND III LP | P | -$4,872 | -$4,872 | ||
| LSVP XI | P | -$49,788 | -$49,788 | ||
| LUX VENTURES III | P | -$111,920 | -$111,920 | ||
| GREYCROFT IV | P | -$80,800 | -$80,800 | ||
| FOUDNERS FUND 6 | P | -$36,779 | -$36,779 | ||
| LUX VENTURES IV LP | P | -$8,019 | -$8,019 | ||
| LUX VENTURES V LP | P | -$323 | -$323 | ||
| HIGHFIELDS IV CAPITAL- ADDL LOSS ON REDEMPTION | P | -$37,596 | -$37,596 | ||
| LUX VENTURES III | P | -$2,569 | -$2,569 | ||
| FOUNDATION CAPITAL | P | -$27 | -$27 | ||
| FORMATION 8 I LP | P | -$268,233 | -$268,233 | ||
| MISSIONPOINT CAPITAL PARTNERS FUND I | P | -$11,279 | -$11,279 | ||
| MISSIONPOINT RE COMMUNITY COINVEST | P | -$75,541 | -$75,541 | ||
| FIRSTMARK CAPITAL IV LP | P | -$6,563 | -$6,563 | ||
| MISSIONPOINT RE COMMUNITY COINVEST -FULL REDEMPTION | P | -$27 | -$27 | ||
| NEW EUROPE PROPERTY FUND-SECTION 1231 | P | -$55,282 | -$55,282 | ||
| FORMATION 8 II LP | P | -$174,048 | -$174,048 | ||
| DENHAM CAPITAL | P | -$64,077 | -$64,077 | ||
| DENHAM CAPITAL | P | -$557,333 | -$557,333 | ||
| SUSA VENTURES II LP | P | -$140,545 | -$140,545 | ||
| ACCOMPLICE FUND I | P | -$159,390 | -$159,390 | ||
| CALL SPY | P | -$2,834,204 | -$2,834,204 | ||
| ANNAPOLIS ENERGY FUND VI | P | -$733,326 | -$733,326 | ||
| ARTIMAN VENTURES SELECT 2014 LP | P | -$17,299 | -$17,299 | ||
| ARTIMAN VENTURES SELECT 2014 LP | P | -$820,783 | -$820,783 | ||
| ARTIMAN SPECIAL | P | -$137,536 | -$137,536 | ||
| ARTIMAN SPECIAL | P | -$954,112 | -$954,112 | ||
| UNDERSCORE VC ASSEMBLE | P | -$241,675 | -$241,675 | ||
| MORGAN STANLEY FUTURES -1256 LOSS | P | -$44,914,134 | -$44,914,134 | ||
| LAKESTAR II LP | P | -$48,273 | -$48,273 | ||
| MORGAN STANLEY FUTURES -1256 LOSS | $0 | $0 | |||
| BATTERY VENTURES X LP | P | -$5,790 | -$5,790 | ||
| BATTERY VENTURES X LP | P | -$65,722 | -$65,722 | ||
| DEEMED SALES ON 1256 FUTURES | P | $0 | $0 | ||
| LAKESTAR II LP | P | -$18,680 | -$18,680 | ||
| LSVP SELECT | P | -$22,896 | -$22,896 | ||
| LEGACY VENTURE IV LLC-SECTION 1231 | P | -$5 | -$5 | ||
| HOLTZBRINK V | P | -$23,455 | -$23,455 | ||
| HOLTZBRINK VI | P | -$10,500 | -$10,500 | ||
| BAUPOST LIMITED PARTNERSHIP-SECTION 1256 | P | -$87,045 | -$87,045 | ||
| BAUPOST LIMITED PARTNERSHIP-SECTION 1231 | P | -$27,182 | -$27,182 | ||
| SUSTAINABLE ASSET FUND LP- SECTION 1256 | P | -$28,937 | -$28,937 | ||
| THIRD ROCK VENTURES III LP | P | -$137,728 | -$137,728 | ||
| SUSTAINABLE ASSET FUND LP | P | -$43,648 | -$43,648 | ||
| HOLTZBRINK VI | P | -$257,250 | -$257,250 | ||
| LSVP X | P | -$102,635 | -$102,635 | ||
| BATTERY VENTURES XI-A LP-SECTION 1231 | P | -$48 | -$48 | ||
| LSVP IX | P | -$311,471 | -$311,471 | ||
| BATTERY VENTURES XI-A SIDE FUND LP-SECTION 1231 | P | -$39 | -$39 | ||
| FOUDNERS FUND 6 | P | $12 | $12 | $12 | |
| BAUPOST LIMITED PARTNERSHIP | P | $0 | $0 | $72 | $72 |
| TELADOC HEALTH CASH IN LIEU | $111 | $111 | $111 | ||
| ENCAP ENERGY CAPITAL FUND IX LP- SECTION 1256 | P | $118 | $118 | $118 | |
| DISCERENE GROUP LP-SECTION 1256 | P | $224 | $224 | $224 | |
| BATTERY VENTURES X SIDE FUND LP | P | $465 | $465 | $465 | |
| BATTERY VENTURES X SIDE FUND AIV LP | P | $639 | $639 | $639 | |
| BATTERY VENTURES X AIV LP | P | $655 | $655 | $655 | |
| ECLIPSE FUND I LP | P | $689 | $689 | $689 | |
| LUX VENTURES V LP | P | $837 | $837 | $837 | |
| BAUPOST LIMITED PARTNERSHIP-SECTION 1231 | P | $0 | $0 | $1,068 | $1,068 |
| THIRD ROCK VENTURES IV LP | P | $1,142 | $1,142 | $1,142 | |
| ENCAP ENERGY CAPITAL FUND IX LP | P | $1,168 | $1,168 | $1,168 | |
| LEGACY VENTURE IV LLC | P | $1,306 | $1,306 | $1,306 | |
| ENCAP FLATROCK MIDSTREAM FUND III LP-SECTION 1231 | P | $1,656 | $1,656 | $1,656 | |
| ACCOMPLICE FUND I | P | $2,491 | $2,491 | $2,491 | |
| THIRD ROCK VENTURES IV LP | P | $2,617 | $2,617 | $2,617 | |
| BATTERY VENTURES XI-A SIDE FUND LP | P | $3,096 | $3,096 | $3,096 | |
| HIGHFIELDS IV CAPITAL | P | $3,251 | $3,251 | $3,251 | |
| BAUPOST LIMITED PARTNERSHIP | P | $0 | $0 | $3,449 | $3,449 |
| BATTERY VENTURES XI-A LP | P | $4,122 | $4,122 | $4,122 | |
| LUX VENTURES IV LP | P | $4,608 | $4,608 | $4,608 | |
| ATLAS VENTURE FUND IX LP | P | $4,802 | $4,802 | $4,802 | |
| THRIVE CAPITAL PARTNERS VI GROWTH | P | $5,297 | $5,297 | $5,297 | |
| SINOVATION WORKS III | P | $8,409 | $8,409 | $8,409 | |
| KENSICO REDEMPTION | P | -$54,999 | -$54,999 | $9,078 | $64,077 |
| NEW EUROPE PROPERTY FUND | P | $9,878 | $9,878 | $9,878 | |
| ENCAP ENERGY CAPITAL FUND IX LP-SECTION 1231 | P | $0 | $0 | $10,178 | $10,178 |
| HOLTZBRINK VII | P | $10,540 | $10,540 | $10,540 | |
| GEF AFRICA | P | $10,697 | $10,697 | $10,697 | |
| LSVP IX | P | $11,472 | $11,472 | $11,472 | |
| MISSIONPOINT CAPITAL PARTNERS FUND I REDEMPTION | P | $11,877 | $11,877 | $11,877 | |
| BATTERY VENTURES XI-A LP | P | $13,056 | $13,056 | $13,056 | |
| GREYCROFT IV | P | $15,370 | $15,370 | $15,370 | |
| NORTHBRIDGE GROWTH EQUITY II AIV LP | P | $15,573 | $15,573 | $15,573 | |
| FIRSTMARK CAPITAL III LP | P | $18,400 | $18,400 | $18,400 | |
| SUSTAINABLE ASSET FUND LP-SECTION 1231 | P | $20,672 | $20,672 | $20,672 | |
| SUSA VENTURE I LP | P | $31,468 | $31,468 | $31,468 | |
| RENEWABLE ENERGY ASIA FUND II LP | P | $38,177 | $38,177 | $38,177 | |
| LSVP SELECT II LP | P | $40,206 | $40,206 | $40,206 | |
| THRESHOLD II LP | P | $43,412 | $43,412 | $43,412 | |
| OVERLOOK 3G INVESTMENTS | P | $46,779 | $46,779 | $46,779 | |
| KARUNA THERAPEUTICS | $43,800 | $43,800 | $49,792 | $5,992 | |
| LSVP SELECT II LP | P | $54,336 | $54,336 | $54,336 | |
| OVERLOOK PARTNERS | P | $67,511 | $67,511 | $67,511 | |
| THRIVE CAPITAL PARTNERS V | P | $70,341 | $70,341 | $70,341 | |
| BATTERY VENTURES X SIDE FUND LP | P | $79,247 | $79,247 | $79,247 | |
| ECLIPSE FUND I LP | P | $82,086 | $82,086 | $82,086 | |
| FIRSTMARK CAPITAL III LP | P | $83,450 | $83,450 | $83,450 | |
| LIVONGO HEALTH- RETURN OF CAPITAL | $86,459 | $86,459 | $86,459 | ||
| ALEPH LP | P | $86,552 | $86,552 | $86,552 | |
| LONGWOOD FUND III LP | P | $86,786 | $86,786 | $86,786 | |
| GREYCROFT III PTRS | P | $95,629 | $95,629 | $95,629 | |
| FOUNDERS FUND V LP | P | $102,363 | $102,363 | $102,363 | |
| FIRSTMARK CAPITAL OF II LP | P | $106,172 | $106,172 | $106,172 | |
| CHALKSTREAM LTD REDEMPTIONS | $43,110 | $43,110 | $107,530 | $64,420 | |
| ICON VENTURES V | P | $109,247 | $109,247 | $109,247 | |
| ATLAS VENTURE X | P | $118,785 | $118,785 | $118,785 | |
| DISCERENE GROUP LP | P | $127,331 | $127,331 | $127,331 | |
| THRIVE PARTNERS III LP | P | $127,881 | $127,881 | $127,881 | |
| BAUPOST LIMITED PARTNERSHIP | P | $130,005 | $130,005 | $130,005 | |
| HILLHOUSE | P | $156,665 | $156,665 | $156,665 | |
| LSVP X | P | $162,911 | $162,911 | $162,911 | |
| GREYCROFT III PTRS | P | $210,260 | $210,260 | $210,260 | |
| FOUNDERS FUND V LP | P | $230,465 | $230,465 | $230,465 | |
| THRIVE CAPITAL PARTNERS VI GROWTH | P | $230,540 | $230,540 | $230,540 | |
| AVROBIO INC | $159,032 | $159,032 | $235,503 | $76,471 | |
| THRIVE CAPITAL PARTNERS V | P | $262,636 | $262,636 | $262,636 | |
| SILVER LAKE KRAFWERK FUND LP | P | $277,026 | $277,026 | $277,026 | |
| FLAGSHIP VENTURES V LP | P | $279,396 | $279,396 | $279,396 | |
| SERES | $287,419 | $287,419 | $314,387 | $26,968 | |
| JFROG | $303,881 | $303,881 | $315,884 | $12,003 | |
| TRIBECA FUND I | P | $338,043 | $338,043 | $338,043 | |
| FOUNDATION CAPITAL | P | $392,362 | $392,362 | $392,362 | |
| NORTHBRIDGE GROWTH EQUITY II | P | $400,293 | $400,293 | $400,293 | |
| REVOLUTION MEDICINES | $347,747 | $347,747 | $405,508 | $57,761 | |
| REVOLUTION MEDICINES | $359,026 | $359,026 | $406,213 | $47,187 | |
| THRIVE CAPITAL PARTNERS IV | P | $437,281 | $437,281 | $437,281 | |
| BAUPOST LIMITED PARTNERSHIP | P | $450,987 | $450,987 | $450,987 | |
| ATLAS VENTURE X | P | $451,880 | $451,880 | $451,880 | |
| SBC LATIN PFIC CAPITAL GAIN DISTRIBUTIONS | P | $470,000 | $470,000 | $470,000 | |
| TRIBECA FUND II LP | P | $476,241 | $476,241 | $476,241 | |
| XPV WATER LP | P | $504,255 | $504,255 | $504,255 | |
| THRESHOLD I LP | P | $534,240 | $534,240 | $534,240 | |
| PACIFIC ROAD RESOURCES LP | P | $564,141 | $564,141 | $564,141 | |
| SALESFORCE.COM | $495,791 | $495,791 | $578,974 | $83,183 | |
| ALPINA | P | $625,579 | $625,579 | $625,579 | |
| BATTERY VENTURES XI-A SIDE FUND AIV LP | P | $642,636 | $642,636 | $642,636 | |
| GMO SPECIAL OPPORTUNITIES FUND VI- LTCG REINVEST | $666,094 | $666,094 | $666,094 | ||
| INNOVATION WORKS DEVELOPMENT | P | $744,741 | $744,741 | $744,741 | |
| BATTERY VENTURES XI-A AIV FUND LP | P | $791,010 | $791,010 | $791,010 | |
| ZOOX INC | -$169,304 | -$169,304 | $830,696 | $1,000,000 | |
| EUR SAVINGS DEPOSIT | P | $835,170 | $835,170 | $835,170 | |
| HIGHLAND EUROPE TECH GROWTH II LP | P | $846,489 | $846,489 | $846,489 | |
| TELADOC HEALTH | $824,930 | $824,930 | $867,900 | $42,969 | |
| SUSTAINABLE ASSET FUND LP-SECTION 1231 | P | $0 | $0 | $946,551 | $946,551 |
| REPLIMUNE GROUP | $926,650 | $926,650 | $1,025,576 | $98,926 | |
| LEMONADE INC | $1,015,897 | $1,015,897 | $1,036,191 | $20,294 | |
| DENALI THERAPEUTICS | $1,029,183 | $1,029,183 | $1,086,155 | $56,972 | |
| GMO SPECIAL OPPORTUNITIES FUND VI | $324,504 | $324,504 | $1,293,721 | $962,748 | |
| LEMONADE INC | $1,405,391 | $1,405,391 | $1,439,215 | $33,824 | |
| OVERLOOK PARTNERS | P | $1,470,300 | $1,470,300 | $1,470,300 | |
| GMO EMERGING DOMESTIC OPPORTUNITIES | -$354,766 | -$354,766 | $1,676,826 | $2,031,593 | |
| FORTY SEVEN | $1,763,912 | $1,763,912 | $1,924,185 | $161,272 | |
| LEGACY VENTURE IV LLC | P | $2,030,978 | $2,030,978 | $2,030,978 | |
| GMO SPECIAL OPPORTUNITIES FUND VI | $350,351 | $350,351 | $2,080,755 | $1,720,000 | |
| ATLAS VENTURE FUND IX LP | P | $3,527,694 | $3,527,694 | $3,527,694 | |
| GMO EMERGING MARKETS FUND VI | -$347,649 | -$347,649 | $3,661,027 | $4,008,676 | |
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | P | $5,974,604 | $5,974,604 | $5,974,604 | |
| RENAIISANCE INSTITUTIONAL EQUITIES FUND | P | $6,086,795 | $6,086,795 | $6,086,795 | |
| LSVP IX- SALE TO POMONA | P | $6,904,553 | $6,904,553 | $6,904,553 | |
| ELLIOTT INTERNATIONAL LTD | P | $3,766,257 | $3,766,257 | $7,122,374 | $3,356,117 |
| NORTHBRIDGE GROWTH EQUITY II -SALE TO POMONA | P | $7,228,537 | $7,228,537 | $7,228,537 | |
| ELLIOTT INTERNATIONAL LTD | P | $4,225,962 | $4,225,962 | $7,582,079 | $3,356,117 |
| SUSTAINABLE ASSET FUND LP | P | $9,262,185 | $9,262,185 | $9,262,185 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $17,129,673 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $149,882 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $149,882 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $149,882 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $328,320 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $328,320 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $178,438 | OverpaymentAmt |
| Applied To ES Tax | $178,438 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GRANTHAMFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | JEREMY GRANTHAM | IndividualWithBooksNm |
| Phone | 6173467500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 40 ROWES WHARF | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JEREMY GRANTHAM | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HANNELORE GRANTHAM | ||||||||
| 71 MT VERNON STREET | BOSTON | MA | 02108 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| OLIVER GRANTHAM | ||||||||
| 1644 GREAT HIGHWAY | SAN FRANCISCO | CA | 94122 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RUPERT GRANTHAM | ||||||||
| 16N MULLEN HILL ROAD | WESTPORT | MA | 02790 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| ISABEL GRANTHAM RAPPOPORT | ||||||||
| 42 IVALOO STREET | SOMERVILLE | MA | 02143 | TRUSTEE | 0.10 | $0 | $0 | $0 |
| RAMSAY RAVENEL | ||||||||
| C/O GMO 40 ROWES WHARF | BOSTON | MA | 02110 | EXECUTIVE DIRECTOR | 40.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt | Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | Province Or StateForeignAddress/ProvinceOrStateNm | CountryForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|
| CAMBRIDGE ASSOCIATES | |||||||||
| 100 SUMMER STREET | BOSTON | MA | 02110 | CONSULTING | $1,091,360 | ||||
| ZACHARY TAYLOR THOMAS | |||||||||
| CONSULTING | $71,393 | 38 BROWNLOW ROAD | CAPETOWN | CAPE TOWN | SF | ||||
| RAPHAEL AND RAPHAEL LLP | |||||||||
| 52 CHURCH STREET | BOSTON | MA | 02116 | ACCOUNTING AND TAX SERVICES | $67,000 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,261,193 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $48,380,272 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $679,772,238 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $732,413,703 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $732,413,703 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $10,986,206 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $721,427,497 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $36,071,375 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $36,071,375 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $149,882 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $149,882 | TotalTaxAmt |
| Distributable Before Adj | $35,921,493 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $35,921,493 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $35,921,493 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $29,956,687 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $29,956,687 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $29,956,687 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $35,921,493 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $28,019,448 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $29,956,687 | QualifyingDistributionsAmt |
| Applied To Year1 | $28,019,448 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,937,239 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $33,984,254 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JEREMY GRANTHAM | ContributingManagerNm |
| Contributing Manager | HANNELORE GRANTHAM | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (59 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Address Line2RecipientForeignAddress/AddressLine2Txt | Province Or StateRecipientForeignAddress/ProvinceOrStateNm |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 350 ORG | ||||||||||||||
| 20 JAY STREET SUITE 732 | BROOKLYN | NY | 11201 | N/A | PC | CLIMATE & ENERGY OUTREACH | $100,000 | |||||||
| ACADIA CENTER | ||||||||||||||
| 8 SUMMER STREET | ROCKPORT | ME | 04856 | N/A | PC | CLIMATE & ENERGY POLICY | $9,000 | |||||||
| BETTER FUTURES PROJECT | ||||||||||||||
| 30 BOW STREET | CAMBRIDGE | MA | 02138 | N/A | PC | CLIMATE & ENERGY OUTREACH | $15,000 | |||||||
| BIGELOW LABORATORY FOR OCEAN SCIENCES | ||||||||||||||
| 60 BIGELOW DRIVE | EAST BOOTHBAY | ME | 04544 | N/A | PC | CLIMATE SCIENCE RESEARCH AND DEVELOPMENT | $149,751 | |||||||
| BROWN UNIVERSITY | ||||||||||||||
| 69 BROWN STREET | PROVIDENCE | RI | 02912 | N/A | PC | CLIMATE & ENERGY OUTREACH | $25,000 | |||||||
| CALIFORNIA INSTITUTE OF TECHNOLOGY | ||||||||||||||
| 1200 E CALIFORNIA BLVD | PASADENA | CA | 91125 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $334,038 | |||||||
| CAMBRIDGE IN AMERICA | ||||||||||||||
| PO BOX 9123 JAF BLG | NEW YORK | NY | 10087 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $166,667 | |||||||
| CARBON TRACKER INITIATIVE | ||||||||||||||
| 300 PARK AVENUE 12TH FLOOR | NEW YORK | NY | 10022 | N/A | PC | CLIMATE & ENERGY TRANSITION RESEARCH AND ANALYSIS TARGETING CAPITAL MARKET AUDIENCES | $500,000 | |||||||
| CERES INC | ||||||||||||||
| 99 CHAUNCY STREET 6TH FLOOR | BOSTON | MA | 02111 | N/A | PC | CLIMATE & ENERGY OUTREACH | $60,000 | |||||||
| CLIMATE CENTRAL | ||||||||||||||
| ONE PALMER SQUARE STE 402 | PRINCETON | NJ | 08542 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $75,000 | |||||||
| CLIMATE SCIENCE LEGAL DEFENSE FUND | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 244 | NEW YORK | NY | 10115 | N/A | PC | CLIMATE & ENERGY OUTREACH | $30,000 | |||||||
| CLIMATEWORKS FOUNDATION | ||||||||||||||
| 235 MONTGOMERY ST STE 1300 | SAN FRANCISCO | CA | 94104 | N/A | PC | CLIMATE & ENERGY POLICY | $35,000 | |||||||
| COLORADO STATE UNIVERSITY | ||||||||||||||
| POBOX 1870 | FORT COLLINS | CO | 80523 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $185,000 | |||||||
| COLUMBIA UNIVERSITY | ||||||||||||||
| 622 WEST 113TH STREET MAIL CODE | NEW YORK | NY | 10025 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH. | $232,000 | 4524 | ||||||
| COMMUNITY FOUNDATION OF SOUTHEASTERN MA | ||||||||||||||
| 128 UNION STREET SUITE 403 | NEW BEDFORD | MA | 02740 | N/A | PC | COMMUNITY ENVIRONMENTAL PROGRAMS | $25,000 | |||||||
| CONSERVATION LAW FOUNDATION | ||||||||||||||
| 62 SUMMER STREET | BOSTON | MA | 02110 | N/A | PC | CLIMATE & ENERGY POLICY | $300,000 | |||||||
| ENERGY FOUNDATION | ||||||||||||||
| 301 BATTERY STREET 5TH FLOOR | SAN FRANCISCO | CA | 94111 | N/A | PC | CLIMATE & ENERGY OUTREACH | $864,198 | |||||||
| ENVIRONMENTAL DEFENSE FUND INCORPORATED | ||||||||||||||
| 257 PARK AVENUE SOUTH 17TH FLOOR | NEW YORK | NY | 10010 | N/A | PC | CLIMATE & ENERGY POLICY | $1,500,000 | |||||||
| ENVIRONMENTAL LEAGUE OF MASSACHUSETTS INC | ||||||||||||||
| 15 COURT SQUARE SUITE 1000 | BOSTON | MA | 02108 | N/A | PC | CLIMATE & ENERGY POLICY | $70,000 | |||||||
| FILE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | INTERNATIONAL ENVIRONMENTAL LAW | $100,000 | KRAANSPOOR 24 | AMSTERDAM | NL | 1033SE | |||||||
| FOODSHOT GLOBAL | ||||||||||||||
| 43 W 61ST ST APT 22P | NEW YORK | NY | 10023 | N/A | PC | SOIL HEALTH STARTUP ACCELERATOR PROGRAM | $25,000 | |||||||
| GLOBAL WITNESS | ||||||||||||||
| 1100 17TH STREET NW SUITE 501 | WASHINGTON | DC | 20036 | N/A | PC | CLIMATE & ENERGY OUTREACH | $200,000 | |||||||
| HADASSAH THE WOMEN'S ZIONIST ORGANIZATION OF AMERICA INC | ||||||||||||||
| 40 WALL STREET 8TH FLOOR | NEW YORK | NY | 10005 | N/A | PC | ENVIRONMENTAL EDUCATION | $60,000 | |||||||
| HEALTH IN HARMONY INC | ||||||||||||||
| 3804 SE BELMONT STREET | PORTLAND | OR | 97214 | N/A | PC | GLOBAL BIODIVERSITY CONSERVATION AND PLANETARY HEALTH | $15,000 | |||||||
| IMPERIAL COLLEGE | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH | $4,242,349 | SOUTH KENSINGTON CAMPUS EXHIBITION | LONDON | UK | SW7 2AZ | ROAD | ||||||
| INDIAN INSTITUTE OF SCIENCE | ||||||||||||||
| 897 INDEPENDENCE AVE STE 4C | MOUNTAIN VIEW | CA | 94043 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH. | $1,200,000 | |||||||
| INNOVATION NETWORK | ||||||||||||||
| 156 GROVER LANCE | TAMWORTH | NH | 03886 | N/A | PC | BOSTON GREEN RIBBON COMMISSION PROGRAM SUPPORT | $50,000 | |||||||
| KEYSTONE CENTER | ||||||||||||||
| 1628 STS JOHN ROAD | KEYSTON | CO | 80435 | N/A | PC | PROMOTE SUSTAINABLE ECOSYSTEMS AND COMMUNITIES | $100,000 | |||||||
| LINDEN TRUST FOR CONSERVATION | ||||||||||||||
| 156 WEST 56TH STREET SUITE 1100 | NEW YORK | NY | 10019 | N/A | POF | CLIMATE & ENERGY POLICY | $725,000 | |||||||
| LONDON SCHOOL OF ECONOMICS | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH. | $4,718,473 | HOUGHTON STREET | LONDON | UK | WC2A 2AE | |||||||
| LOST LIGHTS PROJECTS INC | ||||||||||||||
| 16 COURT STREET SUITE 2307 | BROOKLYN | NY | 11241 | N/A | PC | INSIDECLIMATE NEWS, CLIMATE JOURNALISM | $200,000 | |||||||
| MASSACHUSETTS INSTITUTE OF TECHNOLOGY | ||||||||||||||
| 77 MASSACHUSETTS AVE 49-3 | CAMBRIDGE | MA | 02139 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $450,000 | |||||||
| METAFOUNDATION | ||||||||||||||
| 8726 S SEPULVEDA BOULEVARD SUITE D | LOS ANGELES | CA | 90045 | N/A | PC | POST-CARBON INSTITUTE RESEARCH AND OUTREACH | $70,000 | 612 | ||||||
| NEW ENGLAND FORESTRY FOUNDATION INC | ||||||||||||||
| 32 FOSTER STREET | LITTLETON | MA | 01460 | N/A | PC | SUSTAINABLE FORESTRY PROGRAMS | $70,000 | |||||||
| OXFAM AMERICA INC | ||||||||||||||
| 226 CAUSEWAY STREET 5TH FLOOR | BOSTON | MA | 02114 | N/A | PC | CLIMATE & ENERGY POLICY | $100,000 | |||||||
| RAINFOREST ACTION NETWORK | ||||||||||||||
| 425 BUSH STREET STE 300 | SAN FRANCISCO | CA | 94108 | N/A | PC | CLIMATE & ENERGY OUTREACH | $50,000 | |||||||
| REGENTS OF THE UNIVERSITY OF CALIFORNIA | ||||||||||||||
| 1156 HIGH ST | SANTA CRUZ | CA | 95064 | N/A | PC | ECOLOGICAL ASSESSMENT OF MARINE PERMACULTURE | $100,000 | |||||||
| RENSSELEAR POLYTECHNIC INSTITUTE | ||||||||||||||
| 110 8TH ST | TROY | NY | 12180 | N/A | PC | SUSTAINABILITY RESEARCH | $486,484 | |||||||
| ROCKEFELLER FAMILY FUND (DAF) | ||||||||||||||
| 475 RIVERSIDE DRIVE SUITE 900 | NEW YORK | NY | 10115 | N/A | PC | CLIMATE & ENERGY OUTREACH | $1,500,000 | |||||||
| RODALE INSTITUTE | ||||||||||||||
| 611 SIEGFRIEDALE RD | KUTZTOWN | PA | 19530 | N/A | PC | SUSTAINABLE AGRICULTURE | $350,000 | |||||||
| SIERRA CLUB | ||||||||||||||
| 2101 WEBSTER STREET SUITE 1300 | OAKLAND | CA | 94612 | N/A | PC | CLIMATE & ENERGY OUTREACH | $100,000 | |||||||
| STICHTING EUROPEAN CLIMATE FOUNDATION | ||||||||||||||
| N/A | FOREIGN CHARITY | CLIMATE & ENERGY OUTREACH | $900,000 | RIVIERVISMARKT 52513 AM | DEN HAAG | NL | 2513 AM | |||||||
| STICHTING SED FUND | ||||||||||||||
| N/A | FOREIGN CHARITY | CLIMATE & ENERGY OUTREACH | $4,000,000 | FLUWELEN BURGWAL 58 | CJ DEN HAAG | NL | 2511 | |||||||
| THE CENTER FOR PUBLIC INTEGRITY | ||||||||||||||
| 910 17TH STREET NW 7TH FLOOR | WASHINGTON | DC | 20006 | N/A | PC | ENVIRONMENTAL JOURNALISM | $250,000 | |||||||
| THE JEREMY AND HANNELORE GRANTHAM ENVIRONMENTAL TRUST | ||||||||||||||
| 40 ROWES WHARG | BOSTON | MA | 02110 | N/A | PC | REDUCING AND REVERSING GLOBAL ENVIRONMENTAL DEGRADATION | $295,694 | |||||||
| THE PENNSYLVANIA STATE UNIVERSITY | ||||||||||||||
| 408 OLD MAIN | UNIVERSITY PARK | PA | 16802 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $50,000 | |||||||
| THE YEARS PROJECT | ||||||||||||||
| 630 9TH AVE SUITE 305 | NEW YORK | NY | 10036 | N/A | PC | ENVIRONMENTAL JOURNALISM | $75,000 | |||||||
| TRUSTED CLIMATE DATA INITIATIVE | ||||||||||||||
| 222 THIRD STREET SUITE 2163 | CAMBRIDGE | MA | 02142 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $150,000 | |||||||
| UNION OF CONCERNED SCIENTISTS INC | ||||||||||||||
| 2 BRATTLE SQUARE 6TH FLOOR | CAMBRIDGE | MA | 02138 | N/A | PC | CLIMATE & ENERGY OUTREACH | $800,000 | |||||||
| UNIVERSITY OF MICHIGAN | ||||||||||||||
| 500 S STATE ST | ANN ARBOR | MI | 48109 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $50,000 | |||||||
| UNIVERSITY OF SHEFFIELD | ||||||||||||||
| N/A | FOREIGN UNIVERSITY | CLIMATE SCIENCE & POLICY RESEARCH | $1,156,650 | WESTERN BANK | SHEFFIELD | UK | S10 2TN | SOUTH YORKSHIRE | ||||||
| VIRGINIA ORGANIZING | ||||||||||||||
| 703 CONCORD AVENUE | CHARLOTTESVILLE | VA | 22903 | N/A | PC | ENVIRONMENTAL EDUCATION | $200,000 | |||||||
| WGBH EDUCATIONAL FOUNDATION | ||||||||||||||
| ONE GUEST STREET | BOSTON | MA | 02135 | N/A | PC | ENVIRONMENTAL JOURNALISM | $75,000 | |||||||
| WILD AID | ||||||||||||||
| 44 MONTGOMERY STREET SUITE 300 | SAN FRANCISCO | CA | 94111 | N/A | PC | CLIMATE & ENERGY OUTREACH | $500,000 | |||||||
| WINDWARD FUND | ||||||||||||||
| 1201 CONNECTICUT AVE NW SUITE 300 | WASHINGTON | DC | 20036 | N/A | PC | CLIMATE & ENERGY OUTREACH | $1,000,000 | |||||||
| WOODS HOLE RESEARCH CENTER INC | ||||||||||||||
| 149 WOODS HOLE ROAD | FALMOUTH | MA | 02540 | N/A | PC | CLIMATE SCIENCE & POLICY RESEARCH | $24,000 | |||||||
| WORCESTER POLYTECHNIC INSTITUTE | ||||||||||||||
| 100 INSTITUTE ROAD | WORCESTER | MA | 01609 | N/A | PC | CLIMATE TECHNOLOGY RESEARCH AND DEVELOPMENT | $400,000 | |||||||
| WORLD MEDIA | ||||||||||||||
| PO BOX 990007 PRUDENTIAL STATION | BOSTON | MA | 02199 | N/A | PC | ENVIRONMENTAL JOURNALISM | $100,000 | |||||||
| YALE UNIVERSITY | ||||||||||||||
| POBOX 2038 | NEW HAVEN | CT | 06521 | N/A | PC | CLIMATE & ENERGY OUTREACH | $300,000 | |||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $29,914,304 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $78,932 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $9,844 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,209,647 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,877,159 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $237,459 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Unrelated Business Taxbl Incm | $952,728 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,129,673 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd |
|---|---|
| UBTI FROM PASSTHROUGHTS | |
| OTHER INCOME FROM PASSTHROUGHS | 14 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $2,839,731 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $20,655,711 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $23,495,442 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| R JEREMY GRANTHAM | |||||||
| 1 | 71 MOUNT VERNON STREET | BOSTON | MA | 02108 | $9,156,098 | Yes (X) | Yes (X) |
| ARJUN DIVECHA | |||||||
| 2 | 1612 BRET HARTE ROAD | BERKELEY | CA | 94708 | $300,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | DONATION OF 180,386.212 SHARES IN GMO SPECIAL OPPORTUNITIES FUND VI | NoncashPropertyDesc |
| Fair Market Value | $4,156,098 | FairMarketValueAmt |
| Received | 2020-05-18 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $69,625 | Amt |
| Net Investment Income | $34,813 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $34,812 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (14 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BERKELEY ENERGY WIND MAURITIUS LTD | $2,452,453 | $329,074 |
| CHALKSTREAM INVESTMENT FUND (INTERNATIONAL),LTD | $1,331,485 | $2,403,228 |
| DENALI THERAPEUTICS | $185,160 | $3,877,250 |
| ELLIOTT INTERNATIONAL LIMITED | $4,665,151 | $22,746,237 |
| GENERATION BIO CO | $23,272 | $488,612 |
| INDIGO TECHNOLOGIES INC | $2,250,000 | $2,250,000 |
| INTUIT INC | $1,500 | $43,683 |
| KENSICO OFFSHORE FUND LTD | $0 | $4,680 |
| LILAC SOLUTIONS INC | $1,499,998 | $216,315 |
| NUCLEUS SCIENTIFIC | $6,064,219 | $0 |
| OAKTREE POWER OPPORTUNITIES FUND III (CAYMAN), L.P. | $1,818,677 | $667,874 |
| ORION MINE FINANCE (BERMUDA) FUND I LP | $4,873,966 | $4,147,776 |
| POLYJOULE INC | $0 | $337,704 |
| SBC CAYMAN FUND II, LP | $4,749,993 | $1,353,248 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (134 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCOMPLICE FUND I LP | AT COST | $3,154,881 | $8,513,070 |
| ACRE VENTURE PARTNERS II LP | AT COST | $1,449,285 | $2,237,830 |
| ACRE VENTURE PARTNERS SPV LP | AT COST | $2,050,285 | $2,044,018 |
| AFRICA FORESTRY FUND II LIMITED | AT COST | $298,137 | $331,094 |
| AFRICA SUSTAINABLE FORESTRY PARTNERS II LLC | AT COST | $45,995 | $45,995 |
| AIRDRIE PARTNERS I LP | AT COST | $16,206,810 | $1,322,280 |
| ALEPH LP | AT COST | $2,717,573 | $8,576,999 |
| ALEPH II LP | AT COST | $2,959,552 | $3,884,846 |
| ALEPH III LP | AT COST | $1,053,148 | $546,710 |
| ALPINA PARTNERS FUND LP | AT COST | $1,735,369 | $2,111,698 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VI | AT COST | $6,192,904 | $6,173,035 |
| ANNAPOLIS INVESTMENT (US) LIMITED PARTNERSHIP VII | AT COST | $3,170,660 | $3,532,125 |
| ARC ENERGY FUND 7 US LIMITED PARTNERSHIP | AT COST | $6,700,859 | $5,695,507 |
| ARCH VENTURE FUND IX LP | AT COST | $3,434,062 | $10,160,424 |
| ARCH VENTURE FUND X LP | AT COST | $832,412 | $1,432,297 |
| ARCH VENTURE FUND X OVERAGE LP | AT COST | $919,818 | $1,580,069 |
| ARTIMAN VENTURES 2014 LP | AT COST | $2,607,366 | $6,986,207 |
| ARTIMAN VENTURES SELECT 2014 LP | AT COST | $1,462,823 | $1,659,933 |
| ARTIMAN VENTURES SPECIAL OPPORTUNITIES FUND LP | AT COST | $1,762,399 | $0 |
| ASF BELGIUM SPRL | AT COST | $5,621,414 | $5,298,909 |
| ATLAS VENTURE FUND IX LP | AT COST | $4,242,832 | $17,993,236 |
| ATLAS VENTURE FUND X LP | AT COST | $4,354,966 | $20,536,676 |
| BATTERY VENTURES X LP | AT COST | $2,501,826 | $4,313,984 |
| BATTERY VENTURES X AIV I LP | AT COST | $3,755 | $6,481 |
| BATTERY VENTURES X SIDE FUND LP | AT COST | $787,274 | $1,072,209 |
| BATTERY VENTURES X SIDE FUND AIV I LP | AT COST | $2,503 | $3,442 |
| BATTERY VENTURES XI-A LP | AT COST | $2,380,157 | $4,935,245 |
| BATTERY VENTURES XI-A SIDE FUND AIV LP | AT COST | $370,286 | $936,068 |
| BATTERY VENTURES XI-A AIV LP | AT COST | $1,056,398 | $2,190,433 |
| BATTERY VENTURES XI-A SIDE FUND LP | AT COST | $987,282 | $2,495,268 |
| BAUPOST VALUE PARTNERS, L.P. - III | AT COST | $5,427,690 | $6,620,813 |
| BIOTRACK CAPITAL FUND I LP | AT COST | $1,414,573 | $2,336,207 |
| CALL STANDARD & POORS | AT COST | $227,815 | $227,815 |
| CLEAN ENERGY VENTURE FUND I LP | AT COST | $566,076 | $587,113 |
| CRITERION AFRICA PARTNERS | AT COST | $1,000,033 | $1,000,033 |
| DEEP VALLEY PARTNERS LP | AT COST | $781,496 | $761,335 |
| DENHAM COMMODITY PARTNERS FUND VI-A LP | AT COST | $3,405,689 | $2,966,842 |
| THRESHOLD VENTURES I LP (DFJ VENTURE XI, L.P.) | AT COST | $2,129,909 | $5,785,919 |
| THRESHOLD VENTURES II (DFJ VENTURE XII, L.P.) | AT COST | $2,383,918 | $4,679,084 |
| DISCERENE FUND LP | AT COST | $1,079,393 | $1,062,722 |
| DOEMMEKRAFT FUND LP | AT COST | $3,562,831 | $3,157,912 |
| ECLIPSE CONTINUITY FUND I, LP | AT COST | $712,042 | $1,252,286 |
| ECLIPSE FUND II, LP | AT COST | $1,497,046 | $3,819,354 |
| ECLIPSE FUND III LP | AT COST | $1,108,279 | $1,447,040 |
| ENCAP ENERGY CAPITAL FUND IX, LP | AT COST | $3,257,269 | $2,554,447 |
| ENCAP FLATROCK MIDSTREAM FUND III, LP | AT COST | $3,912,586 | $8,113,012 |
| FIRST MARK CAPITAL III LP | AT COST | $3,822,285 | $9,938,723 |
| FIRST MARK CAPITAL IV LP | AT COST | $1,802,541 | $2,741,426 |
| FIRST MARK CAPITAL V LP | AT COST | $263,505 | $117,746 |
| FIRSTMARK CAPITAL OF II, LP | AT COST | $2,417,193 | $4,590,649 |
| FIRSTMARK CAPITAL OF III, LP | AT COST | $393,738 | $234,241 |
| FLAGSHIP VENTURES FUND V, L.P. | AT COST | $4,529,696 | $22,448,670 |
| FLAGSHIP PIONEERING FUND VI LP | AT COST | $2,962,053 | $9,880,694 |
| FLAGSHIP PIONEERING FUND VII LP | AT COST | $183,409 | $118,544 |
| FORMATION8 PARTNERS FUND I LP | AT COST | $2,562,622 | $11,367,177 |
| FORMATION8 PARTNERS FUND II LP | AT COST | $3,443,435 | $7,301,102 |
| FOUNDATION CAPITAL VIII LP | AT COST | $2,267,402 | $7,350,449 |
| THE FOUNDERS FUND V, LP | AT COST | $4,185,147 | $17,562,795 |
| THE FOUNDERS FUND VI, LP | AT COST | $4,827,811 | $8,951,362 |
| THE FOUNDERS FUND VII LP | AT COST | $1,357,641 | $1,541,442 |
| GEF AFRICA SUSTAINABLE FORESTRY FUND, LP | AT COST | $1,854,915 | $1,967,024 |
| GENAGRO LTD | AT COST | $222,566 | $20,070 |
| GMO MUTUAL FUNDS | AT COST | $2,563,507 | $2,594,664 |
| GREYCROFT PARTNERS III, LP | AT COST | $1,811,501 | $6,182,381 |
| GREYCROFT PARTNERS IV, LP | AT COST | $2,885,627 | $6,544,815 |
| HIGHFIELDS CAPITAL IV LP | AT COST | $0 | $9,685 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH LP | AT COST | $4,942,481 | $10,901,408 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH II LP | AT COST | $4,927,271 | $10,122,639 |
| HIGHLAND EUROPE TECHNOLOGY GROWTH III LP | AT COST | $2,524,066 | $4,450,855 |
| HILLHOUSE FUND IV LP | AT COST | $1,882,782 | $3,158,733 |
| HV HOLTZBRINCK VENTURES FUND VII FEEDER LIMITED | AT COST | $1,158,676 | $5,729,981 |
| HV HOLTZBRINCK VENTURES FUND V FEEDER LIMITED | AT COST | $3,297,271 | $9,899,907 |
| HV HOLTZBRINCK VENTURES CO-INVEST I FEEDER LIMITED | AT COST | $1,897,284 | $3,072,562 |
| HV HOLTZBRINCK VENTURES FUND VI SCS | AT COST | $3,517,665 | $5,730,309 |
| ICON VENTURES V, L.P. | AT COST | $2,442,830 | $2,706,992 |
| INNOVATION WORKS DEVELOPMENT FUND II, L.P. | AT COST | $3,305,076 | $2,944,831 |
| LAKESTAR II LP | AT COST | $4,224,818 | $8,789,828 |
| LEGACY VENTURE IV, LLC | AT COST | $3,017,286 | $6,993,676 |
| LIGHTSPEED VENTURE PARTNERS XI LP | AT COST | $2,524,630 | $3,701,221 |
| LIGHTSPEED VENTURE PARTNERS IX, L.P | AT COST | $0 | $3,098,947 |
| LIGHTSPEED VENTURE PARTNERS SELECT, L.P. | AT COST | $1,085,453 | $2,394,593 |
| LIGHTSPEED VENTURE PARTNERS X, LP | AT COST | $3,868,812 | $11,765,177 |
| LIGHTSPEED VENTURE PARTNERS SELECT II, L.P | AT COST | $905,760 | $1,650,341 |
| LONG WOOD FUND III LP | AT COST | $1,463,801 | $1,926,296 |
| LONGWOOD FUND II LP | AT COST | $1,061,813 | $1,860,409 |
| LUX VENTURES III, LP | AT COST | $1,319,629 | $1,716,533 |
| LUX VENTURES IV LP | AT COST | $3,411,922 | $10,152,540 |
| LUX VENTURES V LP | AT COST | $2,705,152 | $4,404,935 |
| LUX VENTURES VI LP | AT COST | $1,042,925 | $1,275,786 |
| MISSIONPOINT AEROFARMS COINVEST FUND, LP | AT COST | $464,164 | $1,353,772 |
| MISSIONPOINT CAPITAL PARTNERS FUND I, L.P. | AT COST | $0 | $1,464 |
| MISSIONPOINT RE COMMUNITY COINVEST FUND, LP | AT COST | $0 | $3,361 |
| MP STARLING IMPACT HOLDINGS LLC | AT COST | $100,260 | $100,260 |
| MUCKER III, L.P. | AT COST | $2,143,893 | $9,496,230 |
| NCH NEW EUROPE PROPERTY FUND II, L.P. | AT COST | $11,528,751 | $7,031,373 |
| NBGE II (ER) AIV I LP | AT COST | $0 | $131,282 |
| NORTH BRIDGE GROWTH EQUITY II, LP | AT COST | $0 | $10,464,240 |
| OLDFIELD PARTNERS DODDINGTON EMERGING MARKETS | AT COST | $0 | $2,673,517 |
| OVERLOOK 3G INVESTMENTS, L.P. | AT COST | $2,648,164 | $3,739,442 |
| THE OVERLOOK PARTNERS FUND L.P. | AT COST | $7,691,409 | $12,017,580 |
| OWL VENTURES | AT COST | $3,536,135 | $11,764,870 |
| PACIFIC ROAD RESOURCES FUND II L.P. | AT COST | $3,229,849 | $2,372,001 |
| PATAGONIA SUR LLC | AT COST | $110,177 | $121,500 |
| RENAISSANCE INSTITUTIONAL EQUITIES FUND LLC | AT COST | $0 | $10,805,893 |
| RENEWABLE ENERGY ASIA FUND LP | AT COST | $1,291,182 | $615,283 |
| RENEWABLE ENERGY ASIA FUND II LP | AT COST | $2,501,480 | $2,770,983 |
| RINCON VENTURE PARTNERS III, L.P. | AT COST | $2,875,607 | $0 |
| RIVA CAPITAL PARTNERS II LP | AT COST | $117,388 | $0 |
| SAF II INTERESTS LLC | AT COST | $645,956 | $794,127 |
| SINOVATION FUND III, L.P. | AT COST | $2,470,443 | $6,010,427 |
| SINOVATION FUND IV, L.P. | AT COST | $2,159,558 | $3,144,019 |
| SILVER LAKE KRAFTWERK FUND, L.P. | AT COST | $1,794,111 | $2,243,861 |
| SILVER LAKE KRAFTWERK FUND CAYMAN, L.P. | AT COST | $1,517,287 | $1,897,632 |
| SUSA VENTURES I, L.P. | AT COST | $705,604 | $756,396 |
| SUSA VENTURES II, L.P. | AT COST | $2,180,615 | $4,762,963 |
| SUSA VENTURES III, L.P. | AT COST | $711,054 | $895,250 |
| SUSTAINABLE ASSET FUND I LP | AT COST | $17,790,297 | $48,841,413 |
| SUSTAINABLE ASSET FUND II LP | AT COST | $1,497,675 | $1,847,722 |
| TARA INDIA FUND III, LLC | AT COST | $5,171,606 | $91,453 |
| TECHNOLOGY IMPACT FUND LP | AT COST | $2,098,124 | $7,220,296 |
| THE ENGINE ACCELERATOR FUND I, L.P. | AT COST | $917,303 | $1,278,299 |
| THIRD ROCK VENTURES III, L.P. | AT COST | $3,307,022 | $10,150,300 |
| CA RESOURCES FUND (US TAX EXEMPT) LP THIRD ROCK IV | AT COST | $3,682,238 | $7,587,662 |
| CA RESOURCES FUND- SERIES THIRD ROCK VENTURES V | AT COST | $1,482,442 | $2,143,855 |
| THRIVE CAPITAL PARTNERS III, L.P. | AT COST | $1,998,943 | $17,138,341 |
| THRIVE CAPITAL PARTNERS IV AND SUPPLEMENTAL FUND, LP | AT COST | $2,872,470 | $11,954,998 |
| THRIVE CAPITAL PARTNERS V, L.P. | AT COST | $2,701,041 | $5,328,356 |
| THRIVE CAPITAL PARTNERS VI L.P. | AT COST | $554,179 | $629,052 |
| THRIVE CAPITAL PARTNERS VI GROWTH LP | AT COST | $1,489,081 | $1,620,622 |
| TRIBECA VENTURE FUND I, L.P. | AT COST | $1,949,959 | $7,173,675 |
| TRIBECA VENTURE FUND II, L.P. | AT COST | $2,686,017 | $8,221,970 |
| UNDERSCORE.VC FUND I, L.P. | AT COST | $2,088,825 | $3,379,915 |
| XPV WATER FUND II LIMITED PARTNERSHIP | AT COST | $1,426,706 | $4,612,473 |
| CAPSHIFT LLC | AT COST | $100,000 | $50,273 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL | CategoryTxt |
| Legal Fees | $4,348 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $4,348 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DISTRIBUTION RECEIVABLE FROM LIMITED PARTNERSHIPS | $5,391,810 | $7,460,753 | |
| RECEIVABLE FROM RELATED PARTY | $9,653 | $0 | |
| ACCRUED INTEREST ON PROMISSORY NOTE | $15,075 | $77,683 | $77,683 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED LOSS POLYJOULE | $104,305 |
| UNREALIZED LOSS ON NONCASH CONTRIBUTION | $716,098 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $7 | $0 | $0 |
| NONDEDUCTIBLE EXPENSES FROM PASSTHROUGH ENTITIES | $109,795 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OTHER INCOME FROM PASSTHROUGH ENTITIES | $90,927 | $90,927 | $90,927 |
| UBI FROM PASSTHROUGH ENTITIES | $1,877,159 | $0 | $1,877,159 |
| UNREALIZED APPRECIATION IN INVESTMENTS - MARKED TO MARKET | $0 | ||
| MISCELLANEOUS INCOME | $146,532 | $146,532 | $146,532 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OPEN TRADE EQUITY -FUTURES ACCOUNTS | Desc |
| BOY Book Value | $603,495 | BOYBookValueAmt |
| EOY Book Value | $2,907,222 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVISORY FEES | $1,415,655 | $1,415,655 | $0 |
| PORTFOLIO FEES FROM K-1 INVESTMENTS | $8,195,086 | $7,805,477 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| STATE TAX EXPENSE | $540 | $0 | $0 |
| FOREIGN TAXES FROM PASSTHROUGH ENTITIES | $167,500 | $167,500 | $0 |
| FOREIGN TAXES | $155,265 | $155,265 | $0 |
| ANNUAL FEES | $500 | $0 | $500 |