JAMES AND JUDITH K DIMON FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND JUDITH K DIMON FOUNDATION (EIN 13-3922199)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-01
- IRS object ID
- 202122449349100022
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-01T13:30:53-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 131459550 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MAZARS USA LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 135 WEST 50TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100200002 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 133922199 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE JAMES AND JUDITH K DIMON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 2122706000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO JPM CHASE 383 MADISON AVE FL 4 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10179 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES DIMON | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2122706000 | PhoneNum |
| Signature | 2021-08-23 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JAMES | PersonFirstNm |
| Person Last | DIMON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LISA OSOFSKY | PreparerPersonNm |
| PTIN | P00003470 | PTIN |
| Phone | 2128127000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $140,265,600 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $13,867,841 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $17,512 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $17,512 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,075,547 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,075,547 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $5,658,293 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $123,445,027 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $13,321,273 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $370,000 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $21,989,193 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $15,414,332 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $375,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $37,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $337,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $7,500 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $750 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $6,750 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $27,300 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $13,650 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $13,650 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $292,382 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $292,382 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $671,912 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,398 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $12,577 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $12,618 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $560 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $12,059 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,386,712 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $346,240 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $382,536 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $7,179,994 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $7,179,994 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $8,566,706 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $346,240 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $7,562,530 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $13,422,487 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $15,068,092 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,976,424 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,298,953 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,298,953 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $119,578,594 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $131,252,507 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $134,966,647 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $123,555,018 | TotalAssetsBOYAmt |
| Total Assets EOY | $136,551,460 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $140,265,600 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $34,328,323 | CapitalStockBOYAmt |
| Capital Stock EOY | $34,328,323 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $89,226,695 | RetainedEarningBOYAmt |
| Retained Earning EOY | $102,223,137 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $123,555,018 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $136,551,460 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $123,555,018 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $136,551,460 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $123,555,018 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $13,422,487 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $136,977,505 | SubtotalAmt |
| Other Decreases | $426,045 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $136,551,460 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (6 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $110,776,781 | $105,705,142 | $5,071,639 | $5,071,639 |
| MATTHEWS PACIFIC TIGER-INST - 33,439.207 SHS | D | $891,155 | $946,197 | -$55,042 | -$55,042 |
| MATTHEWS PACIFIC TIGER-INST - 7,173.757 SHS | D | $191,181 | $72,586 | $118,595 | $118,595 |
| BERKSHIRE HATHAWAY INC CL A - 37 SHS | D | $9,981,271 | $3,340,454 | $6,640,817 | $6,640,817 |
| YUM BRANDS INC - 10,564 SHS | D | $1,144,218 | $59,375 | $1,084,843 | $1,084,843 |
| CAPITAL GAINS DIVIDENDS | P | $460,421 | $460,421 | $460,421 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $13,321,273 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $209,446 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $209,446 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $209,446 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $308,404 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $20,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $328,404 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $501 | EsPenaltyAmt |
| Overpayment | $118,457 | OverpaymentAmt |
| Applied To ES Tax | $118,457 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JPMORGAN CHASE BANK NA | IndividualWithBooksNm |
| Phone | 2122706000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 383 MADISON AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10179 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES DIMON | ||||||||
| C/O JPM 383 MADISON AVENUE | NEW YORK | NY | 10179 | PRESIDENT | 1.00 | $0 | $0 | $0 |
| JUDITH K DIMON | ||||||||
| C/O JPM 383 MADISON AVENUE | NEW YORK | NY | 10179 | CHAIRMAN | 1.00 | $0 | $0 | $0 |
| ABBY JO SIGAL | ||||||||
| 452 EAST 149TH STREET SUITE 200 | BRONX | NY | 10455 | CEO | 40.00 | $375,000 | $7,500 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JPMORGAN CHASE BANK NA | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 383 MADISON AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10179 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $292,382 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $127,444,538 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,695,901 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $132,140,439 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $132,140,439 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,982,107 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $130,158,332 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,507,917 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,507,917 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $209,446 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $209,446 | TotalTaxAmt |
| Distributable Before Adj | $6,298,471 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $370,000 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $6,668,471 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $6,668,471 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $7,562,530 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $7,562,530 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $7,562,530 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,668,471 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $2,235,277 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $216,166 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,733,798 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $162,559 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $397,677 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,745,477 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $7,562,530 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,668,471 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $894,059 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $7,639,536 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $2,235,277 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,404,259 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $216,166 | ExcessFromYear4Amt |
| Excess From Year3 | $3,733,798 | ExcessFromYear3Amt |
| Excess From Year2 | $162,559 | ExcessFromYear2Amt |
| Excess From Year1 | $397,677 | ExcessFromYear1Amt |
| Excess From Current Year | $894,059 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | JAMES DIMON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (36 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| A BETTER CHICAGO | |||||||
| 200 W MADISON STREET | CHICAGO | IL | 60606 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| AMERICA NEEDS YOU | |||||||
| 82 NASSAU STREET 60358 | NEW YORK | NY | 10038 | N/A | PC | PROGRAM SUPPORT | $5,000 |
| BIG PICTURE LEARNING | |||||||
| 325 PUBLIC STREET | PROVIDENCE | RI | 02905 | N/A | PC | PROGRAM SUPPORT | $100,000 |
| BREAST CANCER RESEARCH FOUNDATION | |||||||
| 28 WEST 44TH STREET STE 609 | NEW YORK | NY | 10036 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| BRONX COMMUNITY FOUNDATION | |||||||
| 557 GRAND CONCOURSE | BRONX | NY | 10451 | N/A | PC | PROGRAM SUPPORT | $15,000 |
| CAREERWISE NEW YORK INC | |||||||
| 349A STATE STREET | BROOKLYN | NY | 11217 | N/A | PC | PROGRAM SUPPORT | $500,000 |
| CHILDRENS MEDICAL RESEARCH FOUNDATION | |||||||
| 54 WEST 40TH STREET | NEW YORK | NY | 10018 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| COLUMBIA UNIVERSITY THE GRADUATE SCHOOL OF JOURNALISM | |||||||
| PULITZER HALL 2950 BROADWAY | NEW YORK | NY | 10027 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| COMMUNITY FUNDS INC | |||||||
| 909 THIRD AVE 22ND FLOOR | NEW YORK | NY | 10022 | N/A | PC | PROGRAM SUPPORT | $50,000 |
| CONSERVATION INTERNATIONAL | |||||||
| PO BOX 418608 | BOSTON | MA | 022418608 | N/A | PC | PROGRAM SUPPORT | $5,000 |
| GODS LOVE WE DELIVER | |||||||
| 166 AVENUE OF THE AMERICAS | NEW YORK | NY | 10013 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| HARVARD GRADUATE SCHOOL OF EDUCATION | |||||||
| 13 APPIAN WAY | CAMBRIDGE | MA | 02138 | N/A | PC | PROGRAM SUPPORT | $350,000 |
| JOBS FIRST NYC | |||||||
| 11 PARK PLACE SUITE 1106 | NEW YORK | NY | 10007 | N/A | PC | PROGRAM SUPPORT | $100,000 |
| LATIN SCHOOL OF CHICAGO | |||||||
| 59 W NORTH BOULEVARD | CHICAGO | IL | 60610 | N/A | PC | PROGRAM SUPPORT | $12,000 |
| LINCOLN CENTER | |||||||
| 70 LINCOLN CENTER PLAZA 9TH FLOOR | NEW YORK | NY | 10023 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| MEMORIAL SLOAN KETTERING CANCER | |||||||
| PO BOX 27106 | NEW YORK | NY | 100877106 | N/A | PC | PROGRAM SUPPORT | $2,000,000 |
| MOUNT SINAI HEALTH SYSTEM | |||||||
| ONE GUSTAVE L LEVY PLACE BOX 1223 | NEW YORK | NY | 10029 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 TOWNSHIP LINE ROAD SUITE 1200 | JENKINTOWN | PA | 19046 | N/A | PC | PROGRAM SUPPORT | $3,000,000 |
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 TOWNSHIP LINE ROAD SUITE 1200 | JENKINTOWN | PA | 19046 | N/A | PC | PROGRAM SUPPORT | $26,000 |
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 TOWNSHIP LINE ROAD SUITE 1200 | JENKINTOWN | PA | 19046 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 TOWNSHIP LINE ROAD SUITE 1200 | JENKINTOWN | PA | 19046 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| NATIONAL PHILANTHROPIC TRUST | |||||||
| 165 TOWNSHIP LINE ROAD SUITE 1200 | JENKINTOWN | PA | 19046 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| NY HISTORICAL SOCIETY | |||||||
| 170 CENTRAL PARK WEST | NEW YORK | NY | 10024 | N/A | PC | PROGRAM SUPPORT | $50,000 |
| NYC ARTS IN EDUCATION | |||||||
| PO BOX 2094 | NEW YORK | NY | 10108 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| NYU LANGONE HOSPITALS | |||||||
| ONE PARK AVENUE 5TH FLOOR | NEW YORK | NY | 10016 | N/A | PC | PROGRAM SUPPORT | $100,000 |
| PS 198M PARENT TEACHER ASSOCIATION | |||||||
| 1700 THIRD AVENUE | NEW YORK | NY | 10128 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| RESEARCH FOUNDATION OF CUNY | |||||||
| 230 WEST 41ST STREET | NEW YORK | NY | 100367207 | N/A | PC | PROGRAM SUPPORT | $28,180 |
| TEACHING MATTERS | |||||||
| 475 RIVERSIDE DRIVE SUITE 1600 | NEW YORK | NY | 10115 | N/A | PC | PROGRAM SUPPORT | $50,000 |
| THE DREAMYARD PROJECT | |||||||
| 1085 WASHINGTON AVENUE | BRONX | NY | 10456 | N/A | PC | PROGRAM SUPPORT | $192,000 |
| THE YOUNG MENS AND YOUNG WOMENS 92ND Y | |||||||
| 1395 LEXINGTON AVENUE | NEW YORK | NY | 10128 | N/A | PC | PROGRAM SUPPORT | $10,000 |
| THINKUBATOR INC | |||||||
| 452 E 149 STREET STE 200 | BRONX | NY | 10455 | N/A | PC | PROGRAM SUPPORT | $195,000 |
| THINKUBATOR INC | |||||||
| 452 E 149 STREET STE 200 | BRONX | NY | 10455 | N/A | PC | PROGRAM SUPPORT | $66,814 |
| WHITNEY HOUSTON MUSEUM OF AMERICAN ART | |||||||
| 99 GANSEVOORT STREET | NEW YORK | NY | 10014 | N/A | PC | PROGRAM SUPPORT | $15,000 |
| WHY HUNGER | |||||||
| 505 EIGHTH AVENUE SUITE 2100 | NEW YORK | NY | 10018 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| WISCONSIN PHILANTHROPIC NETWORK | |||||||
| 15850 W BLUEMOUND ROAD | BROOKFIELD | WI | 53005 | N/A | PC | PROGRAM SUPPORT | $50,000 |
| YOUTH INC | |||||||
| 535 EIGHTH AVENUE 14TH FL | NEW YORK | NY | 10018 | N/A | PC | PROGRAM SUPPORT | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $7,179,994 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $17,512 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,075,547 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $5,658,293 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR YEAR RETURNED GRANTS | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $370,000 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,121,352 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,121,352 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (6 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| JD 2006 CHARITABLE LEAD TRUST | |||||||
| 1 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $1,083,276 | Yes (X) | |
| JD 2006 CHARITABLE LEAD TRUST | |||||||
| 2 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $1,284,708 | Yes (X) | Yes (X) |
| JD 2006 CHARITABLE LEAD TRUST | |||||||
| 3 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $437,047 | Yes (X) | Yes (X) |
| JAMES DIMON | |||||||
| 4 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $9,905,973 | Yes (X) | Yes (X) |
| JAMES DIMON | |||||||
| 5 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $49,800 | Yes (X) | Yes (X) |
| JAMES DIMON | |||||||
| 6 | C/O JPMORGAN CHASE 383 MADISON AVE | NEW YORK | NY | 10179 | $1,107,037 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (5 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 2 | MATTHEWS PACIFIC TIGER - 38,088 SHARES (TAX COST BASIS $860,788.80) | $1,284,708 | 2020-12-23 |
| 3 | JPM ULTRA-SHRT MUNICIPAL - CL I FD - 43,357.877 SHARES (TAX COST BASIS $435,304.11) | $437,047 | 2020-12-28 |
| 4 | BERKSHIRE HATHAWAY INC CL A - 37 SHARES (TAX COST BASIS $3,340,454.35) | $9,905,973 | 2020-06-11 |
| 5 | YUM CHINA HOLDINGS INC - 455 SHARES (TAX COST BASIS $2,557.32) | $49,800 | 2020-12-29 |
| 6 | YUM CHINA HOLDINGS INC - 10,109 SHARES (TAX COST BASIS $56,817.43) | $1,107,037 | 2020-12-30 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MAZARS USA | CategoryTxt |
| Amt | $27,300 | Amt |
| Net Investment Income | $13,650 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $13,650 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (26 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HI YIELD BOND PORT | AT COST | $245,428 | $293,160 |
| ISHARES 20+ YEAR TREASURY BOND | AT COST | $288,699 | $284,545 |
| JPM CORE PLUS BOND-FD - R6 | AT COST | $635,858 | $626,518 |
| JPM MTG BACKED SEC FD - R6 | AT COST | $289,026 | $287,285 |
| PGIM HIGH YIELD-Q | AT COST | $289,026 | $292,208 |
| VANGUARD TOTAL BOND MKT INDEX-ADM | AT COST | $831,124 | $923,295 |
| FEDERAL HERMES OPP HIGH YIELD BOND - R6 | AT COST | $289,026 | $292,841 |
| VANGUARD EMERGING MKTS GOV BOND | AT COST | $289,194 | $292,823 |
| VANGUARD TOTAL INTL BOND FUND - ADM | AT COST | $1,560,742 | $1,562,746 |
| SIX CIRCLES GLOBAL FOND | AT COST | $867,079 | $866,230 |
| BLACKROCK HI YIELD BOND PORT | AT COST | $2,899,193 | $3,090,454 |
| ISHARES 20+ YEAR TREASURY BOND | AT COST | $3,105,535 | $3,092,928 |
| JPM CORE PLUS BOND-FD - R6 | AT COST | $6,745,899 | $6,646,807 |
| JPM MTG BACKED SEC FD - R6 | AT COST | $3,062,996 | $3,042,836 |
| PGIM HIGH YIELD-Q | AT COST | $3,058,053 | $3,077,034 |
| VANGUARD TOTAL BOND MKT INDEX-ADM | AT COST | $9,459,215 | $9,810,372 |
| FEDERAL HERMES OPP HIGH YIELD BOND - R6 | AT COST | $3,060,670 | $3,088,820 |
| VANGUARD EMERGING MKTS GOV BOND | AT COST | $3,063,525 | $3,101,969 |
| VANGUARD TOTAL INTL BOND FUND - ADM | AT COST | $16,557,429 | $16,578,693 |
| SIX CIRCLES GLOBAL FOND | AT COST | $9,197,992 | $9,200,757 |
| ETON PARK OVERSEAS FUND LTD CL E | AT COST | $271 | $424 |
| ETON PARK OVERSEAS FUND LTD CL E | AT COST | $434 | $637 |
| MATTHEWS PACIFIC TIGER - INST | AT COST | $5,420,090 | $8,369,962 |
| JPM ULTRA SHORT MUNI FUND-USD-I | AT COST | $435,304 | $437,047 |
| JPM MANAGED INCOME FUND - USD - L | AT COST | $2,504,973 | $2,504,973 |
| JPM MANAGED INCOME FUND - USD - L | AT COST | $57,095,726 | $57,201,283 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT OF FMV TO COST OF DONATED SECURITIES | Desc |
| Amt | $426,045 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MISCELLANEOUS | $5,523 | $0 | $5,523 |
| NY DEPT OF LAW FILING FEE | $1,500 | $0 | $1,500 |
| PAYCHEX ADMINISTRATION FEES | $5,595 | $560 | $5,036 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PRIOR YEAR RETURNED GRANTS | Desc |
| Revenue And Expenses Per Books | $370,000 | RevenueAndExpensesPerBooksAmt |
| Adjusted Net Income | $370,000 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | JP MORGAN CHASE TRUST FEE | CategoryTxt |
| Amt | $292,382 | Amt |
| Net Investment Income | $292,382 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAX | $13,975 | $1,398 | $12,577 |
| PRIOR YEAR EXCISE TAX | $407,937 | $0 | $0 |
| CURRENT YEAR ESTIMATE PAID | $250,000 | $0 | $0 |