THE OWENS FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE OWENS FOUNDATION (EIN 36-3429160)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-22
- IRS object ID
- 202122659349100317
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-22T14:45:20-07:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS J DWYER & ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 LATHROP AVENUE | AddressLine1Txt |
| City | RIVER FOREST | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60305 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 363429160 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THOMAS M AND MARY M OWENS FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | THOM | BusinessNameControlTxt |
| Phone | 7083618845 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY M OWENS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7083618845 | PhoneNum |
| Signature | 2021-09-09 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MARY | PersonFirstNm |
| Person Last | OWENS | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS J DWYER ATTY | PreparerPersonNm |
| PTIN | P01426953 | PTIN |
| Phone | 3127865959 | PhoneNum |
| Preparation | 2021-09-22 | PreparationDt |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,284,251 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $317,054 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $317,044 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $239,216 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $239,216 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $483,699 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,934,871 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $483,699 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $73,152 | NetSTCapitalGainAdjNetIncmAmt |
| Gross Profit Rev And Expnss | $0 | GrossProfitRevAndExpnssAmt |
| Other Income Rev And Expnss | -$32,244 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$32,263 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,007,725 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,007,696 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $73,152 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $235,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $211,500 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $23,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $62,049 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $55,844 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $6,205 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $5,435 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $4,891 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $544 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,025 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,822 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $203 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $57,811 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $57,811 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $40,791 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $40,791 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $22,407 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $22,227 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $180 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $23,507 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $21,156 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $2,351 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $601 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $541 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $60 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $20,382 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $15,497 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,885 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $470,008 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $432,080 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $37,928 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,292,654 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,292,654 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,762,662 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $432,080 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,330,582 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$754,937 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $575,616 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $73,152 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $471,532 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $311,520 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $311,520 | SavAndTempCashInvstEOYFMVAmt |
| Rcvbl From Officers EOY | $0 | RcvblFromOfficersEOYAmt |
| Other Nts And Loans Rcvbl EOY | $0 | OtherNtsAndLoansRcvblEOYAmt |
| Corporate Stock BOY | $8,672,447 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,747,118 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,160,823 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $377,807 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $354,584 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $362,920 | CorporateBondsEOYFMVAmt |
| Land Bldg Investments EOY | $0 | LandBldgInvestmentsEOYAmt |
| Other Investments BOY | $7,368,977 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $7,152,486 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $7,448,988 | OtherInvestmentsEOYFMVAmt |
| Land EOY | $0 | LandEOYAmt |
| Other Assets BOY | $338 | OtherAssetsBOYAmt |
| Other Assets EOY | $0 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $0 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $16,891,101 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,565,708 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,284,251 | TotalAssetsEOYFMVAmt |
| Loans From Officers EOY | $0 | LoansFromOfficersEOYAmt |
| Mortgages And Notes Payable EOY | $0 | MortgagesAndNotesPayableEOYAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $16,891,101 | CapitalStockBOYAmt |
| Capital Stock EOY | $15,565,708 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $16,891,101 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,565,708 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $16,891,101 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,565,708 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $16,891,101 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$754,937 | ExcessRevenueOverExpensesAmt |
| Subtotal | $16,136,164 | SubtotalAmt |
| Other Decreases | $570,456 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,565,708 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (9 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | DepreciationDepreciationAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | FMV As Of123169FMVAsOf123169Amt | Adjusted Basis As Of123169AdjustedBasisAsOf123169Amt | Excess FMV Over Adjusted BssExcessFMVOverAdjustedBssAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BNY MELLON(4110) - SHORT | P | 2020-01-01 | 2020-12-31 | $501,070 | $0 | $560,438 | -$59,368 | $0 | $0 | $0 | -$59,368 |
| BNY MELLON(4110) - LONG | P | 2019-01-01 | 2020-12-31 | $2,990,215 | $0 | $2,766,701 | $223,514 | $0 | $0 | $0 | $223,514 |
| BNY MELLON(4120) - SHORT | P | 2020-01-01 | 2020-12-31 | $50,000 | $0 | $49,907 | $93 | $0 | $0 | $0 | $93 |
| BNY MELLON(4120) - LONG | P | 2019-01-01 | 2020-12-31 | $50,000 | $0 | $51,469 | -$1,469 | $0 | $0 | $0 | -$1,469 |
| K-1: TWIN LAKE - SHORT | P | 2020-01-01 | 2020-12-31 | $132,427 | $0 | $0 | $132,427 | $0 | $0 | $0 | $132,427 |
| K-1: TWIN LAKE - LONG | P | 2019-01-01 | 2020-12-31 | $0 | $0 | $22,657 | -$22,657 | $0 | $0 | $0 | -$22,657 |
| K-1: BW-CO - LONG | P | 2019-01-01 | 2020-12-31 | $433 | $0 | $0 | $433 | $0 | $0 | $0 | $433 |
| K-1: BW-CAP - LONG | P | 2019-01-01 | 2020-12-31 | $140,306 | $0 | $0 | $140,306 | $0 | $0 | $0 | $140,306 |
| K-1: WATERTON - LONG | P | 2019-01-01 | 2020-12-31 | $70,420 | $0 | $0 | $70,420 | $0 | $0 | $0 | $70,420 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $483,699 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $73,152 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $8,001 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $8,001 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $8,001 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $27,505 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $27,505 | TotalPaymentsAndCreditsAmt |
| Original Return Overpayment | -$27,505 | OriginalReturnOverpaymentAmt |
| Overpayment | $19,504 | OverpaymentAmt |
| Applied To ES Tax | $19,504 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | MARY M OWENS PRESIDENT | IndividualWithBooksNm |
| Phone | 7083618845 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7804 COLLEGE DRIVE | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARY M OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | PRES SEC DIR | 5.00 | $0 | $0 | $0 |
| THOMAS M OWENS JR | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| JULIE OWENS MINEMAN | ||||||||
| 7804 COLLEGE DRIVE | EVERGREEN PARK | IL | 60463 | DIRECTOR | 35.00 | $136,667 | $31,024 | $0 |
| SHARON OWENS | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 10.00 | $30,000 | $31,024 | $0 |
| KATIE M MULCAHY | ||||||||
| 7804 COLLEGE DRIVE | PALOS HEIGHTS | IL | 60463 | DIRECTOR | 20.00 | $68,333 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BNY MELLON WEALTH MANAGEMENT | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE NORTH FRANKLIN STREET SUITE 900 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORS | ServiceTypeTxt |
| Compensation | $57,811 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $17,749,911 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $167,634 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $561,810 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,479,355 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $18,479,355 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $277,190 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,202,165 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $910,108 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $910,108 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,001 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,001 | TotalTaxAmt |
| Distributable Before Adj | $902,107 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $902,107 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $902,107 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,330,582 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,330,582 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,330,582 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $902,107 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $822,504 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,343,423 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,013,625 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,179,552 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,330,582 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $0 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,330,582 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $902,107 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $902,107 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $3,608,027 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,608,027 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $1,263,820 | ExcessFromYear2Amt |
| Excess From Year1 | $1,013,625 | ExcessFromYear1Amt |
| Excess From Current Year | $1,330,582 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SEE ATTACHED | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | STATEMENT | AddressLine1Txt |
| City | PALOS HEIGHTS | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60463 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Foundation Status | 501(c)(3) | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | GENERAL | GrantOrContributionPurposeTxt |
| Amt | $1,292,654 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,292,654 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $317,054 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $239,216 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $483,699 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (6 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| TAX REFUNDS | 14 | $19 |
| TWIN LAKE TOT. RET. QP | 14 | -$88,689 |
| BW CAPITAL DISTRIBUTION | 14 | $65,321 |
| BW CO-INVESTMENT PARTNERS, LLC | 14 | -$166 |
| BW CAPITAL PARTNERS, LP | 14 | -$7,403 |
| WATERTON RESIDENTIAL LP | 14 | -$1,326 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,007,725 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,007,725 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | N/A | LineNumberTxt |
| Relationship Statement | - | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | MCGREAL & COMPANY, PC. ACCOUNTING/PAYROLL | CategoryTxt |
| Amt | $2,025 | Amt |
| Net Investment Income | $1,822 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $203 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (9 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| VARIOUS | ||||||
| BNY MELLON(X4110)- SHORT | 2020-01 | Purchased | 2020-12 | $501,070 | $560,438 | -$59,368 |
| VARIOUS | ||||||
| BNY MELLON(X4110)- LONG | 2019-01 | Purchased | 2020-12 | $2,990,215 | $2,766,701 | $223,514 |
| VARIOUS | ||||||
| BNY MELLON(X4120)- SHORT | 2020-01 | Purchased | 2020-12 | $50,000 | $49,907 | $93 |
| VARIOUS | ||||||
| BNY MELLON(X4120)- LONG | 2019-01 | Purchased | 2020-12 | $50,000 | $51,469 | -$1,469 |
| VARIOUS | ||||||
| K-1 TWIN LAKE TOTAL RETURN(FEIN: 30-0159993)-SHORT | 2020-01 | Purchased | 2020-12 | $132,427 | $0 | $132,427 |
| VARIOUS | ||||||
| K-1 TWIN LAKE TOTAL RETURN(FEIN: 30-0159993)-LONG | 2019-01 | Purchased | 2020-12 | $0 | $22,657 | -$22,657 |
| VARIOUS | ||||||
| K-1 BW CO-INVESTMENT PARTNERS(FEIN 26-1400867)-LONG | 2019-01 | Purchased | 2020-12 | $433 | $0 | $433 |
| VARIOUS | ||||||
| K-1 BW CAPITAL PARTNERS(FEIN 20-5849656)-LONG | 2019-01 | Purchased | 2020-12 | $140,306 | $0 | $140,306 |
| VARIOUS | ||||||
| K-1 WATERTON RESIDENTIAL PROPERTY VENTURE XII(FEIN 46-3385708) LONG | 2019-01 | Purchased | 2020-12 | $70,420 | $0 | $70,420 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | BNY MELLON WEALTH MANAGEMENT (10189004120) | BondNm |
| EOY Book Value | $354,584 | EOYBookValueAmt |
| EOYFMV | $362,920 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | BNY MELLON WEALTH MANAGEMENT (10189004110) | StockNm |
| EOY Book Value | $7,747,118 | EOYBookValueAmt |
| EOYFMV | $12,160,823 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (8 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $5,520,833 | $5,773,198 |
| BW CO-INVESTMENT PARTNERS, LLC (FEIN: 26-1400867) | $36,556 | $14,600 |
| BW CAPITAL PARTNERS, LP (FEIN: 20-5849656) | $231,565 | $255,000 |
| WATERTON RESIDENTIAL PROPERTY VENTURE XII, LP (FEIN: 46-3385708) | $527,967 | $527,967 |
| PLATINUM TAX EXEMPT | $750,000 | $789,618 |
| HEDGE FUND HOLDBACK | $0 | $0 |
| FUGIO FUND | $50,000 | $50,693 |
| TCW EMERGING MARKETS | $35,565 | $37,912 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | THOMAS J. DWYER & ASSOC., INC. LEGAL/TAX PREPARATION | CategoryTxt |
| Legal Fees | $5,435 | LegalFeesAmt |
| Net Investment Income | $4,891 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $544 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAXES RECEIVABLE | Desc |
| BOY Book Value | $338 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
| EOYFMV | $0 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| TWIN LAKE TOTAL RETURN QP PARTNERS, LP (FEIN: 30-0159993) | $557 |
| UNREALIZED LOSS ON INVESTMENT | $569,899 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| REGISTRATION FEES | $252 | $252 | |
| SUBSCRIPTIONS, REFERENCE | $2,910 | $2,910 | |
| OFFICE SUPPLIES | $1,145 | $115 | $1,030 |
| POSTAGE & MAILING | $971 | $97 | $874 |
| TELECOMMUNICATIONS | $2,638 | $264 | $2,374 |
| INSURANCE | $988 | $99 | $889 |
| INVESTMENT EXPENSE | $8,065 | $807 | $7,258 |
| OFFICE EXPENSE | $3,413 | $341 | $3,072 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| TAX REFUND | $19 | |
| BW DISTRIBUTION | $65,321 | $65,321 |
| TWIN LAKE TOT. RET. QP | -$88,689 | -$88,689 |
| BW CO-INVESTMENT PARTNERS, LLC | -$166 | -$166 |
| BW CAPITAL PARTNERS, LP | -$7,403 | -$7,403 |
| WATERTON RESIDENTIAL LP | -$1,326 | -$1,326 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BNY MELLON WEALTH MANAGEMENT (-4110) INVESTMENT | $55,032 | $55,032 |
| BNY MELLON WEALTH MANAGEMENT (-4120) INVESTMENT | $2,779 | $2,779 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $17,978 | $17,798 | $180 |
| FOREIGN TAXES PAID | $4,429 | $4,429 | $0 |