STRATEGY STUDIO / PUBLIC DATA EXPLORER

JOHN AND POLLY SPARKS FOUNDATION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization
JOHN AND POLLY SPARKS FOUNDATION (EIN 27-2992779)
Tax period
2019-12-01 to 2020-11-30
Filed
2021-10-06
IRS object ID
202122799349100107
Schema version
2019v5.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-10-06T08:00:22-05:00ReturnTs
Tax Period End2020-11-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN134008324PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1PRICEWATERHOUSECOOPERS LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1600 GRANT STREETAddressLine1Txt
CityPITTSBURGHCityNm
State AbbreviationPAStateAbbreviationCd
ZIP15219ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2019-12-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN272992779EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1JOHN & POLLY SPARKS FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlJOHNBusinessNameControlTxt
Phone6092746834PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1114 W 47TH ST NY8-114-07-07AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP100361510ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonBANK OF AMERICA N APersonNm
Person TitleTRUSTEEPersonTitleTxt
Phone6092746834PhoneNum
Signature2021-10-04SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonLAWRENCE MCGUIREPreparerPersonNm
PTINP01233953PTIN
Phone4123556000PhoneNum
Preparation2021-10-04PreparationDt
Self EmployedYes (X)SelfEmployedInd
FieldValueIRS element (for citing)
Tax2019TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$78,127,154FMVAssetsEOYAmt

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$1,704,673DividendsRevAndExpnssAmt
Dividends Net Invst Incm$1,526,079DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$106,420NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$39,789,737GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$106,420CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm$0NetSTCapitalGainAdjNetIncmAmt
Other Income Rev And Expnss$46,527OtherIncomeRevAndExpnssAmt
Total Rev And Expnss$1,857,620TotalRevAndExpnssAmt
Total Net Invst Incm$1,632,499TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$448,442CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$179,377CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$269,065CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Net Invst Incm$0OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm$0OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$0OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Net Invst Incm$0PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm$0PensionEmplBnftAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$0LegalFeesDsbrsChrtblAmt
Other Prof Fees Rev And Expnss$109,129OtherProfFeesRevAndExpnssAmt
Other Prof Fees Dsbrs Chrtbl$109,129OtherProfFeesDsbrsChrtblAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$71,734TaxesRevAndExpnssAmt
Taxes Net Invst Incm$20,288TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss$0DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm$0DeprecAndDpltnNetInvstIncmAmt
Trav Conf Meeting Net Invst Incm$0TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm$0TravConfMeetingAdjNetIncmAmt
Printing And Pub Net Invst Incm$0PrintingAndPubNetInvstIncmAmt
Printing And Pub Adj Net Incm$0PrintingAndPubAdjNetIncmAmt
Other Expenses Rev And Expnss$5,737OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl$5,737OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$635,042TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$199,665TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$383,931TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$3,310,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$3,310,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$3,945,042TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$199,665TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$3,693,931TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$2,087,422ExcessRevenueOverExpensesAmt
Net Investment Income$1,432,834NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$14,885CashBOYAmt
Cash EOY$46,354CashEOYAmt
Cash EOYFMV$46,354CashEOYFMVAmt
Sav And Temp Cash Invst BOY$1,664,572SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$2,336,777SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$2,336,777SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl EOY$0AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$0AcctRcvblEOYFMVAmt
Other Rcvbl Allwnc Dbtfl Acct$0OtherRcvblAllwncDbtflAcctAmt
Corporate Stock BOY$20,994,935CorporateStockBOYAmt
Corporate Stock EOY$26,267,747CorporateStockEOYAmt
Corporate Stock EOYFMV$37,983,500CorporateStockEOYFMVAmt
Corporate Bonds BOY$11,040,583CorporateBondsBOYAmt
Corporate Bonds EOY$5,091,834CorporateBondsEOYAmt
Corporate Bonds EOYFMV$5,284,761CorporateBondsEOYFMVAmt
Other Investments BOY$24,412,857OtherInvestmentsBOYAmt
Other Investments EOY$26,722,838OtherInvestmentsEOYAmt
Other Investments EOYFMV$32,475,762OtherInvestmentsEOYFMVAmt
Other Assets BOY$4,418,450OtherAssetsBOYAmt
Total Assets BOY$62,546,282TotalAssetsBOYAmt
Total Assets EOY$60,465,550TotalAssetsEOYAmt
Total Assets EOYFMV$78,127,154TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Capital Stock BOY$62,546,282CapitalStockBOYAmt
Capital Stock EOY$60,465,550CapitalStockEOYAmt
Tot Net Ast Or Fund Balances BOY$62,546,282TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$60,465,550TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$62,546,282TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$60,465,550TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$62,546,282TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$2,087,422ExcessRevenueOverExpensesAmt
Other Increases$75,992OtherIncreasesAmt
Subtotal$60,534,852SubtotalAmt
Other Decreases$69,302OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$60,465,550TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (1033 entries)

PropertyPropertyDescAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtHow AcquiredHowAcquiredCd
325000. U.S. TREASURY NOTE2019-04-112019-12-02$325,000$323,591$1,409$1,409
425000. U.S. TREASURY NOTE2019-02-252019-12-02$425,000$422,477$2,523$2,523
19. LVMH MOET HENNESY LOUIS VUITTON2019-02-062019-12-02$8,508$6,255$2,253$2,253
129. MURATA MFG CO JPY 50.02019-02-062019-12-02$7,636$6,512$1,124$1,124
196. SOFTBANK JAPANESE COM2019-02-062019-12-02$7,603$7,708-$105-$105
1102. AIA GROUP LTD2019-02-082019-12-02$11,098$10,274$824$824
169. ICICI BANK LTD2017-03-092019-12-03$2,366$1,273$1,093$1,093
111. ICICI BANK LTD2017-03-092019-12-04$1,615$836$779$779
152. ICICI BANK LTD2017-09-282019-12-04$2,212$1,293$919$919
81. ICICI BANK LTD2017-09-282019-12-04$1,179$688$491$491
4578. GOLDMAN SACHS TREAS ACC2019-08-272019-12-10$459,270$459,539-$269-$269
400000. U.S. TREASURY BILL2019-08-262019-12-10$399,984$397,824$2,160$2,160
67. SIMON PROPERTY GROUP INC2019-12-102019-12-11$9,764$9,980-$216-$216
486. SIMON PROPERTY GROUP INC2019-10-252019-12-11$70,822$75,351-$4,529-$4,529
89. QUINSTREET INC2018-12-182019-12-12$1,371$1,407-$36-$36
2. QUINSTREET INC2019-04-302019-12-12$31$28$3$3
239. QUINSTREET INC2018-12-202019-12-12$3,683$3,762-$79-$79
104. QUINSTREET INC2018-12-192019-12-12$1,603$1,667-$64-$64
93. QUINSTREET INC2019-05-232019-12-12$1,433$1,485-$52-$52
178. QUINSTREET INC2018-12-172019-12-12$2,743$2,835-$92-$92
139. QUINSTREET INC2018-12-142019-12-12$2,142$2,233-$91-$91
3. QUINSTREET INC2018-12-132019-12-12$46$48-$2-$2
144. QUINSTREET INC2019-02-052019-12-12$2,219$2,809-$590-$590
63. QUINSTREET INC2019-05-242019-12-12$971$1,007-$36-$36
88. QUINSTREET INC2019-05-012019-12-12$1,356$1,248$108$108
2. QUINSTREET INC2019-05-222019-12-12$31$32-$1-$1
40. QUINSTREET INC2019-05-202019-12-12$616$635-$19-$19
7. QUINSTREET INC2019-05-022019-12-12$108$99$9$9
36. QUINSTREET INC2019-05-172019-12-12$555$567-$12-$12
3. QUINSTREET INC2019-05-102019-12-12$46$42$4$4
29. QUINSTREET INC2019-05-082019-12-12$447$416$31$31
9. QUINSTREET INC2019-05-062019-12-12$139$128$11$11
33. QUINSTREET INC2019-05-092019-12-12$509$473$36$36
58. QUINSTREET INC2019-05-072019-12-12$894$831$63$63
18. SONY CORP ADR AMERN SH NEW2015-08-102019-12-12$1,206$490$716$716
45. SONY CORP ADR AMERN SH NEW2015-08-112019-12-12$3,014$1,240$1,774$1,774
40. SONY CORP ADR AMERN SH NEW2015-08-112019-12-12$2,680$1,097$1,583$1,583
3. SONY CORP ADR AMERN SH NEW2015-09-042019-12-12$201$74$127$127
99. HELLA GMBH & CO KGAA2017-01-102019-12-13$2,786$1,876$910$910
20. HELLA GMBH & CO KGAA2017-01-102019-12-13$548$379$169$169
21. HELLA GMBH & CO KGAA2017-01-122019-12-13$591$405$186$186
40. JARDINE MATHESON HLDGS2019-02-062019-12-13$2,155$2,622-$467-$467
36. JARDINE MATHESON HLDGS2019-02-062019-12-13$1,961$2,360-$399-$399
70. GRUPO FINANCIERO BANORTE SAB DE CV2017-10-302019-12-16$2,102$2,101$1$1
95. GRUPO FINANCIERO BANORTE SAB DE CV2017-12-212019-12-16$2,852$2,635$217$217
59. GRUPO FINANCIERO BANORTE SAB DE CV2019-02-052019-12-16$1,771$1,673$98$98
24. GRUPO FINANCIERO BANORTE SAB DE CV2018-09-262019-12-16$721$873-$152-$152
11. CORE LABORATORIES N V2017-07-262019-12-16$508$990-$482-$482
34. CORE LABORATORIES N V2017-07-262019-12-16$1,572$3,364-$1,792-$1,792
3. CORE LABORATORIES N V2017-08-132019-12-16$139$304-$165-$165
8. CORE LABORATORIES N V2017-09-012019-12-16$370$716-$346-$346
40. CORE LABORATORIES N V2018-11-162019-12-16$1,849$3,427-$1,578-$1,578
22. CORE LABORATORIES N V2017-09-012019-12-16$1,017$1,974-$957-$957
11. CORE LABORATORIES N V2018-09-262019-12-16$508$1,266-$758-$758
38. CORE LABORATORIES N V2019-02-052019-12-16$1,756$2,603-$847-$847
.96 TRUIST FINL CORP2019-07-092019-12-17$54$48$6$6
.87 TRUIST FINL CORP2017-10-042019-12-17$49$40$9$9
33. JARDINE MATHESON HLDGS2019-02-062019-12-18$1,788$2,163-$375-$375
25. JARDINE MATHESON HLDGS2019-02-062019-12-18$1,355$1,639-$284-$284
101. CME GROUP INC2019-03-042020-01-03$20,641$18,244$2,397$2,397
32. CME GROUP INC2019-02-112020-01-03$6,540$5,884$656$656
377. CME GROUP INC2019-01-152020-01-03$77,047$68,309$8,738$8,738
134. NASPERS LTD SHS CL N ADR2019-02-052020-01-10$4,466$6,144-$1,678-$1,678
178. FERGUSON NEWCO PLC2018-04-242020-01-13$1,652$1,494$158$158
289. FERGUSON NEWCO PLC2018-04-262020-01-13$2,682$2,383$299$299
250000. U.S. TREASURY NOTE2019-04-112020-01-15$250,000$248,027$1,973$1,973
250000. U.S. TREASURY NOTE2019-02-252020-01-15$250,000$247,490$2,510$2,510
210. ROYAL DUTCH SHELL PLC2016-07-282020-01-16$12,684$11,528$1,156$1,156
6163. TEMPLETON GLOBAL BOND FUND/UNITED STATES2019-02-052020-01-16$64,958$70,817-$5,859-$5,859
35246.7 TEMPLETON GLOBAL BOND FUND/UNITED STATES2019-11-052020-01-16$371,500$374,697-$3,197-$3,197
648.18 TEMPLETON GLOBAL BOND FUND/UNITED STATES2020-01-152020-01-16$6,832$6,838-$6-$6
4456. TEMPLETON GLOBAL BOND FUND/UNITED STATES2019-05-292020-01-16$46,966$49,777-$2,811-$2,811
.83 TEMPLETON GLOBAL BOND FUND/UNITED STATES2019-05-292020-01-16$9$9
8. NOVARTIS AG SPNSRD ADR2014-05-012020-01-17$766$611$155$155
28. NOVARTIS AG SPNSRD ADR2015-04-172020-01-17$2,680$2,515$165$165
21. NOVARTIS AG SPNSRD ADR2014-07-182020-01-17$2,010$1,637$373$373
4. DERMIRA INC2018-12-072020-01-23$75$44$31$31
48. DERMIRA INC2018-12-102020-01-23$901$514$387$387
22. DERMIRA INC2018-12-112020-01-23$413$236$177$177
29. DERMIRA INC2018-12-122020-01-23$544$313$231$231
44. DERMIRA INC2018-12-132020-01-23$826$456$370$370
319. DERMIRA INC2018-12-142020-01-23$5,987$3,201$2,786$2,786
42. DERMIRA INC2018-12-172020-01-23$788$411$377$377
135. DERMIRA INC2018-12-172020-01-24$2,529$1,321$1,208$1,208
82. DERMIRA INC2018-12-182020-01-24$1,536$759$777$777
57. DERMIRA INC2018-12-192020-01-24$1,068$534$534$534
82. DERMIRA INC2018-12-202020-01-24$1,536$738$798$798
29. ALIBABA GROUP HOLDING LT2018-01-022020-01-27$5,932$4,953$979$979
8. ALIBABA GROUP HOLDING LT2018-01-022020-01-27$1,636$1,465$171$171
86. ALIBABA GROUP HOLDING LT2018-02-062020-01-27$17,592$15,727$1,865$1,865
234. DERMIRA INC2019-02-052020-01-27$4,376$1,699$2,677$2,677
16. DERMIRA INC2018-12-202020-01-27$299$144$155$155
136. LULULEMON ATHLETICA INC2019-01-032020-01-27$32,205$16,972$15,233$15,233
165. NVIDIA CORP2017-08-112020-01-27$39,636$25,403$14,233$14,233
29. NVIDIA CORP2017-08-212020-01-27$6,966$4,686$2,280$2,280
66. ESSILORLUXOTTICA2019-02-062020-01-27$9,862$8,386$1,476$1,476
68. CARLSBERG AS-B2019-02-062020-01-27$10,058$8,099$1,959$1,959
1818. SPDR S&P REGIONAL BANKING ETF2019-05-012020-01-30$99,533$99,928-$395-$395
7265. SPDR S&P REGIONAL BANKING ETF2018-12-242020-01-30$397,751$325,176$72,575$72,575
38. KOSE CORP 49222019-08-282020-01-31$5,156$6,577-$1,421-$1,421
43. KOSE CORP 49222019-03-292020-01-31$5,835$7,851-$2,016-$2,016
180. RYOHIN KEIKAKU CO LTD SHS2019-02-062020-01-31$3,047$4,487-$1,440-$1,440
194. DBS GROUP HLDGS SGD1.02019-02-072020-01-31$3,636$3,477$159$159
.36 OAKMARK INTERNATIONAL FUND2019-02-052020-02-03$8$8
23115. OAKMARK INTERNATIONAL FUND2019-02-052020-02-03$540,198$519,394$20,804$20,804
3. HUNTINGTON INGALLS INDUSTRIES INC2013-11-062020-02-03$784$218$566$566
11716. ISHARES MSCI EMERGING MARKETS ETF2018-12-282020-02-03$498,190$459,033$39,157$39,157
146. ROYAL DUTCH SHELL PLC2016-08-022020-02-03$7,548$7,583-$35-$35
371. ROYAL DUTCH SHELL PLC2016-08-122020-02-03$19,180$20,051-$871-$871
267. ROYAL DUTCH SHELL PLC2016-08-122020-02-03$13,804$14,022-$218-$218
3108. ROYAL DUTCH SHELL PLC2016-07-282020-02-03$160,681$170,616-$9,935-$9,935
1354. ROYAL DUTCH SHELL PLC2016-09-282020-02-03$70,001$67,995$2,006$2,006
3. TELEDYNE TECHNOLOGIES INC NPV2013-01-232020-02-03$1,109$210$899$899
13. XILINX INC2012-05-292020-02-03$1,107$424$683$683
215. ACTIVISION BLIZZARD INC2019-09-062020-02-04$12,725$11,768$957$957
89. VEEVA SYS INC CL A2019-01-152020-02-04$13,739$8,959$4,780$4,780
123. WORKDAY INC CL A2019-06-132020-02-04$24,067$25,684-$1,617-$1,617
471. AMCOR PLC2019-02-062020-02-05$5,103$4,692$411$411
6. GLOBAL PAYMENTS INC2012-05-292020-02-06$1,208$130$1,078$1,078
3166. GOLDMAN SACHS TREAS ACC2019-08-232020-02-06$317,502$317,771-$269-$269
25. ROCHE HLDG LTD SPONSORED ADR2015-04-172020-02-06$1,083$881$202$202
29. ROCHE HLDG LTD SPONSORED ADR2015-04-172020-02-06$1,257$1,010$247$247
22. ROCHE HLDG LTD SPONSORED ADR2015-04-172020-02-06$953$763$190$190
41. ROCHE HLDG LTD SPONSORED ADR2015-05-272020-02-06$1,776$1,520$256$256
124. CHUBB LTD2016-11-092020-02-06$20,463$15,471$4,992$4,992
218. CHUBB LTD2015-09-282020-02-06$35,975$21,900$14,075$14,075
4. ANSYS INC2012-05-292020-02-07$1,137$250$887$887
52. ACTIVISION BLIZZARD INC2019-09-062020-02-10$3,211$2,846$365$365
5. ALPHABET INC SHS CL C2013-08-192020-02-10$7,501$2,169$5,332$5,332
2. ALPHABET INC SHS CL C2013-06-272020-02-10$3,000$881$2,119$2,119
5. AMAZON COM INC2013-08-192020-02-10$10,610$1,442$9,168$9,168
3. AMAZON COM INC2013-09-192020-02-10$6,366$938$5,428$5,428
20. BURLINGTON STORES INC2018-04-092020-02-10$4,581$2,737$1,844$1,844
11. COSTAR GROUP INC2019-06-112020-02-10$7,387$6,041$1,346$1,346
11. EDWARDS LIFESCIENCES CORP2016-10-262020-02-10$2,540$1,076$1,464$1,464
2. EDWARDS LIFESCIENCES CORP2016-09-272020-02-10$462$241$221$221
21. EPAM SYSTEMS INC SHS2019-03-262020-02-10$4,934$3,549$1,385$1,385
34. FACEBOOK INC2013-10-092020-02-10$7,219$1,577$5,642$5,642
9. GLOBAL PAYMENTS INC2012-05-292020-02-10$1,835$195$1,640$1,640
18990. GOLDMAN SACHS STRUCTURED2013-07-022020-02-10$224,082$169,201$54,881$54,881
5368. GOLDMAN SACHS STRUCTURED2018-10-052020-02-10$63,342$64,953-$1,611-$1,611
.51 GOLDMAN SACHS STRUCTURED2018-10-052020-02-10$6$6
1. GOLDMAN SACHS STRUCTURED2018-10-052020-02-10$12$10$2$2
2304. GOLDMAN SACHS STRUCTURED2013-03-062020-02-10$27,187$20,413$6,774$6,774
1128. GOLDMAN SACHS STRUCTURED2017-04-062020-02-10$13,310$12,735$575$575
2705. GOLDMAN SACHS STRUCTURED2013-05-102020-02-10$31,919$25,508$6,411$6,411
1399. GOLDMAN SACHS STRUCTURED2013-01-112020-02-10$16,508$11,891$4,617$4,617
1. GOLDMAN SACHS STRUCTURED2014-06-172020-02-10$12$10$2$2
2437. GOLDMAN SACHS STRUCTURED2014-06-172020-02-10$28,757$26,588$2,169$2,169
5954. GOLDMAN SACHS STRUCTURED2013-09-202020-02-10$70,257$60,552$9,705$9,705
4427. GOLDMAN SACHS STRUCTURED2014-01-242020-02-10$52,239$46,041$6,198$6,198
38. HDFC BANK LTD2019-02-052020-02-10$2,244$1,899$345$345
8. ILLUMINA INC2018-05-302020-02-10$2,355$2,187$168$168
24. INTERCONTINENTAL EXCHANGE INC2012-05-292020-02-10$2,266$600$1,666$1,666
2872. ISHARES CORE MSCI EAFE ETF2016-05-112020-02-10$185,876$153,709$32,167$32,167
1649. ISHARES CORE MSCI EAFE ETF2016-04-242020-02-10$106,724$91,635$15,089$15,089
29. KEYSIGHT TECHNOLOGIES2018-11-012020-02-10$2,743$1,664$1,079$1,079
30. LULULEMON ATHLETICA INC2019-01-032020-02-10$7,481$3,744$3,737$3,737
13. MSCI INC2019-10-032020-02-10$3,909$2,821$1,088$1,088
35. NVIDIA CORP2017-08-212020-02-10$9,072$5,656$3,416$3,416
47. PAYPAL HOLDINGS INC SHS2017-05-012020-02-10$5,637$2,232$3,405$3,405
13. PROOFPOINT INC2019-09-132020-02-10$1,662$1,634$28$28
27. SALESFORCE COM INC2015-09-232020-02-10$5,097$1,945$3,152$3,152
16. SERVICENOW INC2017-07-062020-02-10$5,517$1,681$3,836$3,836
46. TAIWAN SEMICONDUCTOR ADR2019-02-052020-02-10$2,619$1,759$860$860
46. UBER TECHNOLOGIES INC2020-02-042020-02-10$1,866$1,785$81$81
13. ULTA SALON COSMETICS &2017-08-302020-02-10$3,835$2,762$1,073$1,073
15. UNION PACIFIC CORP2019-01-152020-02-10$2,762$2,298$464$464
11. UNITEDHEALTH GROUP INC2018-04-202020-02-10$3,164$2,579$585$585
22. VEEVA SYS INC CL A2019-01-152020-02-10$3,344$2,215$1,129$1,129
12. VERTEX PHARMACEUTICALS INC2020-01-032020-02-10$2,915$2,620$295$295
70. VISA INC2012-12-182020-02-10$14,389$2,636$11,753$11,753
21. WORKDAY INC CL A2019-06-132020-02-10$4,106$4,385-$279-$279
52. ZOETIS INC2017-02-162020-02-10$7,351$2,775$4,576$4,576
25. SAP AG SYSTEM ORD DEM52019-02-062020-02-11$3,397$2,647$750$750
20. GROUPE DANONE FRF10 ORDS2019-02-062020-02-11$1,605$1,477$128$128
13. SAFRAN SA2019-02-062020-02-11$2,115$1,726$389$389
4. KERING2019-02-062020-02-11$2,471$2,058$413$413
10. L'OREAL FF102019-02-062020-02-11$2,964$2,483$481$481
20. PERNOD RICARD FRF20 ORDS2019-02-062020-02-11$3,510$3,384$126$126
19. ASTRAZENECA CA2019-02-062020-02-11$1,907$1,404$503$503
56. LONDON STK EXCHANGE GROU2019-02-062020-02-11$5,947$3,375$2,572$2,572
81. RELX PLC2019-02-062020-02-11$2,179$1,833$346$346
32. NESTLE SA, CHAM UND VEVE2019-02-062020-02-11$3,580$2,786$794$794
16. DSV PANALPINA A S2019-02-062020-02-11$1,806$1,292$514$514
9. GENMAB A/S2019-02-062020-02-11$2,167$1,333$834$834
49. NOVO NORDISK A/S SHS2019-02-062020-02-11$3,136$2,382$754$754
14. AIRBUS SE2019-02-062020-02-11$2,108$1,628$480$480
7. ASML HOLDING N.V. ORD SH2019-02-062020-02-11$2,177$1,265$912$912
177. ENEL SPA COMMON2019-02-062020-02-11$1,584$1,045$539$539
16. KEYENCE CO JPY50 ORDS2019-02-062020-02-12$5,545$4,556$989$989
177. IBERDROLA SA, BILBAO2019-02-062020-02-14$2,060$1,457$603$603
35. IBERDROLA SA, BILBAO2020-01-092020-02-14$407$340$67$67
250000. U.S. TREASURY NOTE2019-02-252020-02-18$250,000$250,000
84. UBS GROUP AG NAMEN-AKT2015-09-142020-02-20$1,116$1,557-$441-$441
192. UBS GROUP AG NAMEN-AKT2015-05-192020-02-20$2,550$3,710-$1,160-$1,160
108. UBS GROUP AG NAMEN-AKT2016-04-192020-02-20$1,434$1,614-$180-$180
112. UBS GROUP AG NAMEN-AKT2016-02-252020-02-20$1,487$1,520-$33-$33
35. COSTAR GROUP INC2019-06-112020-02-25$24,442$19,223$5,219$5,219
859. FERGUSON NEWCO PLC2019-02-052020-02-25$8,002$5,879$2,123$2,123
200. FERGUSON NEWCO PLC2018-04-262020-02-25$1,863$1,649$214$214
338. FERGUSON NEWCO PLC2018-09-262020-02-25$3,149$2,926$223$223
1241. BLACKSTONE GROUP INC/THE2019-09-112020-02-27$67,591$61,685$5,906$5,906
385. BROADCOM INC2018-12-122020-02-27$109,040$97,461$11,579$11,579
644. DARDEN RESTAURANTS INC2019-05-012020-02-27$65,200$75,019-$9,819-$9,819
665. DARDEN RESTAURANTS INC2019-03-262020-02-27$67,326$79,507-$12,181-$12,181
40. ICICI BANK LTD2019-02-052020-02-27$566$393$173$173
2. ICICI BANK LTD2017-11-062020-02-27$28$19$9$9
206. ICICI BANK LTD2018-09-262020-02-27$2,913$1,816$1,097$1,097
25. ICICI BANK LTD2017-09-282020-02-27$353$212$141$141
1. NUVEEN PREFERRED SECURITIES FUND2018-02-012020-02-27$17$17
8705. NUVEEN PREFERRED SECURITIES FUND2018-02-012020-02-27$151,989$152,773-$784-$784
9342. NUVEEN PREFERRED SECURITIES FUND2018-10-022020-02-27$163,111$156,292$6,819$6,819
2951. NUVEEN PREFERRED SECURITIES FUND2017-04-052020-02-27$51,524$50,993$531$531
.78 NUVEEN PREFERRED SECURITIES FUND2016-06-102020-02-27$14$13$1$1
14503. NUVEEN PREFERRED SECURITIES FUND2016-06-102020-02-27$253,222$244,666$8,556$8,556
1. NUVEEN PREFERRED SECURITIES FUND2018-08-242020-02-27$17$17
14788. NUVEEN PREFERRED SECURITIES FUND2018-08-242020-02-27$258,198$249,030$9,168$9,168
10. ORIX CORP2015-04-172020-02-27$800$762$38$38
2354. ROBERT HALF INTERNATIONAL INC2019-07-092020-02-27$122,421$134,835-$12,414-$12,414
887. TARGET CORP2019-01-282020-02-27$95,082$63,952$31,130$31,130
6553. WELLS FARGO & CO NEW2020-01-302020-02-27$283,843$311,571-$27,728-$27,728
4729. WILLIAMS COS INC/THE2018-12-132020-02-27$90,574$109,578-$19,004-$19,004
140.8 AIR LIQUIDE ADR2015-04-172020-02-28$3,783$2,945$838$838
70.2 AIR LIQUIDE ADR2015-04-172020-02-28$1,886$1,468$418$418
500. GOLDMAN SACHS TREAS ACC2019-08-232020-02-28$50,241$50,185$56$56
108. ORIX CORP2015-04-172020-02-28$8,506$8,229$277$277
243. ROYAL DUTCH SHELL PLC2019-02-052020-03-03$10,999$15,809-$4,810-$4,810
871. CARDINAL HEALTH INC COM2019-02-052020-03-04$47,004$43,730$3,274$3,274
28. CARDINAL HEALTH INC COM2020-02-102020-03-04$1,511$1,664-$153-$153
77. CHARTER COMMUNICATIONS2019-02-052020-03-04$39,854$26,179$13,675$13,675
2942. GOLDMAN SACHS TREAS ACC2020-02-032020-03-04$295,695$294,994$701$701
1822. GOLDMAN SACHS TREAS ACC2020-02-102020-03-04$183,126$182,761$365$365
2234. GOLDMAN SACHS TREAS ACC2020-02-272020-03-04$224,538$224,399$139$139
1799. GOLDMAN SACHS TREAS ACC2019-08-232020-03-04$180,821$180,565$256$256
6225. ISHARES GLOBAL ENERGY ETF2018-12-212020-03-04$153,076$180,207-$27,131-$27,131
5660. ISHARES GLOBAL ENERGY ETF2018-12-282020-03-04$139,183$165,500-$26,317-$26,317
43. J P MORGAN CHASE & CO2012-06-062020-03-04$5,062$1,412$3,650$3,650
142. J P MORGAN CHASE & CO2013-12-182020-03-04$16,717$7,929$8,788$8,788
269. J P MORGAN CHASE & CO2013-09-192020-03-04$31,667$14,191$17,476$17,476
54. J P MORGAN CHASE & CO2012-05-292020-03-04$6,357$1,822$4,535$4,535
74. ON SEMICONDUCTOR CORP2014-10-212020-03-04$1,356$578$778$778
616. PNC FINANCIAL SERVICES GROUP INC/THE2019-02-052020-03-04$78,720$75,961$2,759$2,759
20. PNC FINANCIAL SERVICES GROUP INC/THE2020-02-102020-03-04$2,556$3,063-$507-$507
27. TJX COS INC/THE2017-06-122020-03-04$1,649$999$650$650
148. EATON CORP PLC2019-02-052020-03-04$14,420$10,979$3,441$3,441
1325. GOLDMAN SACHS TREAS ACC2020-02-102020-03-05$133,261$132,908$353$353
1510. GOLDMAN SACHS TREAS ACC2020-02-102020-03-06$151,932$151,465$467$467
574. PROSUS N V2020-02-062020-03-10$7,728$8,880-$1,152-$1,152
134. PROSUS N V2019-09-172020-03-10$1,804$2,142-$338-$338
283. UNION PACIFIC CORP2019-01-152020-03-10$40,218$43,350-$3,132-$3,132
111. UNION PACIFIC CORP2019-04-222020-03-10$15,774$19,878-$4,104-$4,104
168. UNION PACIFIC CORP2019-02-252020-03-10$23,875$28,552-$4,677-$4,677
266. DIAGEO GBP 28.9251852019-02-062020-03-10$9,077$10,216-$1,139-$1,139
88. LONDON STK EXCHANGE GROU2019-02-062020-03-10$8,207$5,304$2,903$2,903
36. SMC CORPORATION JPY ORDS2019-02-062020-03-10$13,067$12,620$447$447
23. ALPHABET INC SHS CL A2014-04-072020-03-12$25,891$12,504$13,387$13,387
343. AMERICAN ELECTRIC POWER CO INC2018-11-072020-03-12$28,717$25,621$3,096$3,096
337. AMERICAN ELECTRIC POWER CO INC2018-12-122020-03-12$28,215$27,041$1,174$1,174
50. AMERICAN TOWER REIT INC2015-12-012020-03-12$11,157$5,034$6,123$6,123
230. AMERICAN TOWER REIT INC2014-09-222020-03-12$51,324$21,760$29,564$29,564
1. AMERICAN TOWER REIT INC2015-10-232020-03-12$223$99$124$124
76. AMGEN INC2017-05-032020-03-12$14,198$12,412$1,786$1,786
62. APPLE INC2013-09-202020-03-12$15,857$4,217$11,640$11,640
280. APPLE INC2014-01-242020-03-12$71,613$21,958$49,655$49,655
116. APPLE INC2014-02-252020-03-12$29,668$8,701$20,967$20,967
17. BLACKROCK INC2017-02-282020-03-12$6,667$6,596$71$71
10. BLACKSTONE GROUP INC/THE2019-09-112020-03-12$409$497-$88-$88
37. BROADCOM INC2018-12-122020-03-12$8,440$9,366-$926-$926
929. CISCO SYSTEMS INC2017-04-052020-03-12$31,794$30,897$897$897
118. CISCO SYSTEMS INC2017-07-202020-03-12$4,038$3,765$273$273
44. CISCO SYSTEMS INC2020-02-062020-03-12$1,521$2,140-$619-$619
1163. COMCAST CORP2019-01-092020-03-12$42,065$41,480$585$585
82. COSTCO WHSL CORP NEW2013-07-022020-03-12$23,504$9,140$14,364$14,364
137. COSTCO WHSL CORP NEW2013-05-102020-03-12$39,269$15,044$24,225$24,225
44. COSTCO WHSL CORP NEW2013-01-162020-03-12$12,612$4,456$8,156$8,156
23. COSTCO WHSL CORP NEW2013-09-202020-03-12$6,593$2,739$3,854$3,854
62. COSTCO WHSL CORP NEW2014-01-242020-03-12$17,771$6,965$10,806$10,806
324. CROWN CASTLE INTERNATIONAL CORP2018-03-262020-03-12$46,930$35,128$11,802$11,802
479. DANAHER CORP2014-08-062020-03-12$62,734$27,031$35,703$35,703
151. DIGITAL REALTY TRUST INC2018-11-072020-03-12$19,444$16,859$2,585$2,585
180. WALT DISNEY CO/THE2018-07-272020-03-12$17,110$20,326-$3,216-$3,216
53. EXELON CORP2018-05-022020-03-12$1,940$2,140-$200-$200
228. HOME DEPOT INC/THE2017-07-262020-03-12$44,359$33,409$10,950$10,950
79. HOME DEPOT INC/THE2017-07-312020-03-12$15,370$11,831$3,539$3,539
154. HONEYWELL INTERNATIONAL INC2013-01-162020-03-12$21,412$9,819$11,593$11,593
451. INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY2020-02-282020-03-12$70,313$80,975-$10,662-$10,662
5444. ISHARES GLOBAL ENERGY ETF2020-02-032020-03-12$88,572$150,252-$61,680-$61,680
13299. ISHARES GLOBAL ENERGY ETF2019-12-102020-03-12$216,371$412,800-$196,429-$196,429
6458. SHARES DJ EPAC SEL DV2017-05-102020-03-12$149,564$209,691-$60,127-$60,127
536. J P MORGAN CHASE & CO2016-02-232020-03-12$48,202$30,153$18,049$18,049
194. J P MORGAN CHASE & CO2018-03-132020-03-12$16,898$22,718-$5,820-$5,820
182. LOCKHEED MARTIN CORP2017-07-202020-03-12$60,001$52,760$7,241$7,241
20. MICROSOFT CORP COM2019-05-012020-03-12$2,909$2,589$320$320
973. MICROSOFT CORP COM2019-01-092020-03-12$141,524$100,763$40,761$40,761
840. MICROSOFT CORP COM2015-12-022020-03-12$120,563$46,846$73,717$73,717
191. MICROSOFT CORP COM2017-04-062020-03-12$27,414$12,574$14,840$14,840
72. MICROSOFT CORP COM2018-02-072020-03-12$10,334$6,550$3,784$3,784
24. MICROSOFT CORP COM2019-04-232020-03-12$3,445$2,995$450$450
62. NEXTERA ENERGY INC2017-04-062020-03-12$14,044$8,035$6,009$6,009
23. NEXTERA ENERGY INC2018-02-072020-03-12$5,210$3,453$1,757$1,757
12. NEXTERA ENERGY INC2018-12-182020-03-12$2,718$2,122$596$596
288. NEXTERA ENERGY INC2016-02-242020-03-12$65,238$33,158$32,080$32,080
316. PEPSICO INC2018-06-212020-03-12$38,540$33,925$4,615$4,615
310. PROLOGIS INC2017-06-272020-03-12$21,067$18,318$2,749$2,749
306. SPDR S&P DIVIDEND ETF2016-02-232020-03-12$24,795$22,671$2,124$2,124
26. HEALTH CARE SELECT SECTOR SPDR FUND2016-11-292020-03-12$2,254$1,804$450$450
22. SHERWIN-WILLIAMS CO/THE2020-02-062020-03-12$10,631$12,856-$2,225-$2,225
94. TARGET CORP2019-01-282020-03-12$9,412$6,777$2,635$2,635
263. THERMO FISHER SCIENTIFIC INC2013-01-162020-03-12$73,923$17,828$56,095$56,095
43. UNION PACIFIC CORP2016-07-072020-03-12$5,892$3,784$2,108$2,108
316. UNITED PARCEL SERVICE INC2019-08-052020-03-12$26,507$36,408-$9,901-$9,901
5. VANECK VECTORS MORNINGSTAR WIDE MOAT ETF2020-02-272020-03-12$211$261-$50-$50
897. VANGUARD TOTAL INTERNATIONAL STOCK ETF2018-10-112020-03-12$36,098$45,209-$9,111-$9,111
643. VERIZON COMMUNICATIONS INC2015-08-062020-03-12$33,777$29,859$3,918$3,918
453. VERIZON COMMUNICATIONS INC2015-11-182020-03-12$23,796$20,335$3,461$3,461
58. VISA INC2015-08-122020-03-12$9,440$4,196$5,244$5,244
58. VISA INC2014-10-172020-03-12$9,440$2,967$6,473$6,473
63. VISA INC2015-09-282020-03-12$10,254$4,267$5,987$5,987
445. WAL MART STORES INC2018-04-032020-03-12$48,802$38,567$10,235$10,235
148. WAL MART STORES INC2017-04-052020-03-12$16,231$10,632$5,599$5,599
474. WAL MART STORES INC2016-11-292020-03-12$51,982$33,988$17,994$17,994
431. WAL MART STORES INC2017-08-242020-03-12$46,365$33,824$12,541$12,541
3806. WILLIAMS COS INC/THE2018-12-132020-03-12$51,819$88,190-$36,371-$36,371
21. MEDTRONIC PLC SHS2019-09-112020-03-12$1,821$2,291-$470-$470
27. CHUBB LTD2016-11-092020-03-12$3,297$3,369-$72-$72
521. SAMSONITE INTL SA2019-05-102020-03-12$556$1,366-$810-$810
425. SAMSONITE INTL SA2019-05-102020-03-12$454$1,114-$660-$660
256. SAMSONITE INTL SA2019-05-102020-03-12$273$671-$398-$398
1326. BLACKSTONE GROUP INC/THE2019-09-112020-03-16$50,387$65,910-$15,523-$15,523
135. SHERWIN-WILLIAMS CO/THE2020-02-062020-03-16$60,614$78,892-$18,278-$18,278
2275.77 THE TAX-EXEMPT FUND OF CALIFORNIA2017-06-282020-03-17$40,145$40,099$46$46
268. CITIGROUP INC2017-04-062020-03-17$10,922$16,122-$5,200-$5,200
790. CITIGROUP INC2016-04-132020-03-17$32,196$34,981-$2,785-$2,785
18. CITIGROUP INC2017-07-312020-03-17$734$1,232-$498-$498
544. WALT DISNEY CO/THE2018-07-272020-03-17$50,406$61,430-$11,024-$11,024
89.17 GUGGENHEIM FLOATING RATE STRATEGIES FUND2020-01-152020-03-17$1,998$2,270-$272-$272
123. HOME DEPOT INC/THE2017-07-312020-03-17$19,479$18,420$1,059$1,059
3600. ISHARES RUSSELL MID-CAP ETF2015-02-102020-03-17$151,447$152,359-$912-$912
1000. ISHARES RUSSELL 1000 GROWTH ETF2015-02-102020-03-17$143,773$97,207$46,566$46,566
148. ISHARES RUSSELL 2000 ETF2015-10-232020-03-17$15,926$17,041-$1,115-$1,115
332. ISHARES CORE MSCI EAFE ETF2017-04-062020-03-17$15,252$19,123-$3,871-$3,871
1197. ISHARES CORE MSCI EAFE ETF2016-05-112020-03-17$54,989$64,063-$9,074-$9,074
649. ISHARES CORE MSCI EAFE ETF2017-06-152020-03-17$29,814$39,813-$9,999-$9,999
625. J P MORGAN CHASE & CO2018-03-132020-03-17$56,339$73,191-$16,852-$16,852
708. J P MORGAN CHASE & CO2018-03-212020-03-17$63,820$80,973-$17,153-$17,153
6557. ENERGY SELECT SECTOR SPDR FUND2020-03-042020-03-17$180,969$300,541-$119,572-$119,572
20. SYSCO CORP2018-02-072020-03-17$662$1,195-$533-$533
1386. SYSCO CORP2017-08-242020-03-17$45,910$71,210-$25,300-$25,300
83. SYSCO CORP2019-05-242020-03-17$2,749$6,238-$3,489-$3,489
405. IMPERIAL BRANDS PLC2019-02-062020-03-17$6,441$13,461-$7,020-$7,020
1575. V F CORPORATION COM2019-12-112020-03-18$86,895$144,303-$57,408-$57,408
500000. U.S. TREASURY NOTE2018-06-052020-03-19$501,973$500,006$1,967$1,967
9000. U.S. TREASURY NOTE2020-01-152020-03-19$9,036$9,017$19$19
70. ILLUMINA INC2019-12-032020-03-24$17,474$22,520-$5,046-$5,046
80. ILLUMINA INC2018-06-142020-03-24$19,970$23,239-$3,269-$3,269
120. ILLUMINA INC2018-05-302020-03-24$29,955$32,806-$2,851-$2,851
51. ILLUMINA INC2018-10-312020-03-24$12,731$15,951-$3,220-$3,220
121. NINTENDO LTD ADR2018-08-082020-03-24$5,393$5,041$352$352
140. NINTENDO LTD ADR2018-08-102020-03-24$6,240$5,807$433$433
34. NINTENDO LTD ADR2018-08-132020-03-24$1,515$1,385$130$130
54. NINTENDO LTD ADR2018-08-312020-03-24$2,407$2,426-$19-$19
150. KONINKLIJKE PHILIPS NV2019-04-032020-03-24$5,351$6,006-$655-$655
217. KONINKLIJKE PHILIPS NV2019-05-102020-03-24$7,741$9,109-$1,368-$1,368
2703. TRUIST FINL CORP2019-07-092020-03-25$81,943$134,496-$52,553-$52,553
1763. WILLIAMS COS INC/THE2019-05-012020-03-25$21,977$48,872-$26,895-$26,895
43. WILLIAMS COS INC/THE2018-12-132020-03-25$536$996-$460-$460
2000. WILLIAMS COS INC/THE2019-11-182020-03-25$24,932$44,002-$19,070-$19,070
138. WORKDAY INC CL A2019-08-092020-03-25$19,127$26,410-$7,283-$7,283
356. WORKDAY INC CL A2019-06-132020-03-25$49,342$74,337-$24,995-$24,995
118. WORKDAY INC CL A2019-07-162020-03-25$16,355$25,203-$8,848-$8,848
94. WORKDAY INC CL A2019-06-202020-03-25$13,029$20,395-$7,366-$7,366
180. KEURIG DR PEPPER INC2019-05-242020-03-26$4,506$5,218-$712-$712
1. KEURIG DR PEPPER INC2019-10-282020-03-26$25$28-$3-$3
1877. KEURIG DR PEPPER INC2018-10-312020-03-26$46,987$48,082-$1,095-$1,095
75. CHARTER COMMUNICATIONS2019-02-052020-03-27$33,258$25,499$7,759$7,759
15. CHARTER COMMUNICATIONS2019-07-082020-03-27$6,652$6,019$633$633
6. CHARTER COMMUNICATIONS2020-02-102020-03-27$2,661$3,179-$518-$518
2219. CITIGROUP INC2020-03-042020-03-27$97,066$144,251-$47,185-$47,185
696. WALT DISNEY CO/THE2019-02-012020-03-27$69,598$77,475-$7,877-$7,877
638. WALT DISNEY CO/THE2020-03-042020-03-27$63,799$73,942-$10,143-$10,143
52. WALT DISNEY CO/THE2019-07-122020-03-27$5,200$7,533-$2,333-$2,333
101. WALT DISNEY CO/THE2019-05-242020-03-27$10,100$13,434-$3,334-$3,334
202. WALT DISNEY CO/THE2018-07-272020-03-27$20,200$22,810-$2,610-$2,610
163. WALT DISNEY CO/THE2018-10-312020-03-27$16,300$18,908-$2,608-$2,608
609. KIMBERLY-CLARK CORP2019-02-052020-03-27$76,170$68,519$7,651$7,651
26. KIMBERLY-CLARK CORP2020-02-102020-03-27$3,252$3,793-$541-$541
579.8 OVINTIV INC REG SHS2019-07-082020-03-27$1,540$14,403-$12,863-$12,863
153. OVINTIV INC REG SHS2020-02-102020-03-27$406$2,490-$2,084-$2,084
1126.8 OVINTIV INC REG SHS2019-02-122020-03-27$2,992$34,647-$31,655-$31,655
191.2 OVINTIV INC REG SHS2019-02-192020-03-27$508$5,994-$5,486-$5,486
369.2 OVINTIV INC REG SHS2019-05-282020-03-27$980$10,836-$9,856-$9,856
1562.2 TRUIST FINL CORP2017-10-042020-03-27$50,755$71,796-$21,041-$21,041
9.07 TRUIST FINL CORP2018-02-072020-03-27$295$492-$197-$197
1314.43 TRUIST FINL CORP2017-11-082020-03-27$42,705$58,399-$15,694-$15,694
203.32 TRUIST FINL CORP2019-05-242020-03-27$6,606$9,775-$3,169-$3,169
2235. VANGUARD TOTAL INTERNATIONAL STOCK ETF2018-10-112020-03-27$92,236$112,644-$20,408-$20,408
575. JOHNSON CTLS INTL PLC2019-02-052020-03-27$14,970$19,562-$4,592-$4,592
1602. CARNIVAL CORP2019-02-052020-03-30$20,463$93,737-$73,274-$73,274
71. CARNIVAL CORP2020-02-102020-03-30$907$2,983-$2,076-$2,076
937.02 TORTOISE MLP & PIPELINE FUND2020-01-152020-03-30$5,641$11,919-$6,278-$6,278
14560. TORTOISE MLP & PIPELINE FUND2018-12-212020-03-30$87,651$155,769-$68,118-$68,118
16051.36 TORTOISE MLP & PIPELINE FUND2019-12-272020-03-30$96,629$200,000-$103,371-$103,371
.5 TORTOISE MLP & PIPELINE FUND2019-05-292020-03-30$3$6-$3-$3
7836. TORTOISE MLP & PIPELINE FUND2019-05-292020-03-30$47,173$98,541-$51,368-$51,368
1. TORTOISE MLP & PIPELINE FUND2019-05-292020-03-30$6$12-$6-$6
30. EXPIRED PUT/CALL2019-07-182020-03-30$5,631$5,185$446$446
8. EXPIRED PUT/CALL2019-07-192020-03-30$1,502$1,409$93$93
72. NINTENDO LTD ADR2018-09-142020-04-01$3,508$3,056$452$452
49. NINTENDO LTD ADR2018-08-312020-04-01$2,387$2,202$185$185
50. ROYAL DUTCH SHELL PLC2018-02-132020-04-01$1,779$3,220-$1,441-$1,441
3673. INVESCO PREFERRED ETF2018-12-132020-04-02$46,169$49,833-$3,664-$3,664
1026. GENERAL MILLS INC2020-03-042020-04-03$56,079$55,034$1,045$1,045
66. SCHLUMBERGER LTD2017-10-042020-04-03$935$4,539-$3,604-$3,604
233. SCHLUMBERGER LTD2017-10-052020-04-03$3,301$16,040-$12,739-$12,739
3. SCHLUMBERGER LTD2017-11-062020-04-03$43$200-$157-$157
23. SCHLUMBERGER LTD2017-10-252020-04-03$326$1,460-$1,134-$1,134
31. SCHLUMBERGER LTD2018-06-262020-04-03$439$2,041-$1,602-$1,602
155. SCHLUMBERGER LTD2018-09-262020-04-03$2,196$9,521-$7,325-$7,325
80643.35 INVESCO OPPENHEIMER2020-01-162020-04-06$361,282$450,796-$89,514-$89,514
210. INTEL CORPORATION2019-02-052020-04-07$12,389$10,537$1,852$1,852
9255.93 AMG YACKTMAN FOCUSED FUND2020-03-042020-04-09$143,004$159,202-$16,198-$16,198
.49 AMG YACKTMAN FOCUSED FUND2019-02-052020-04-09$8$9-$1-$1
27554. AMG YACKTMAN FOCUSED FUND2019-02-052020-04-09$425,709$519,393-$93,684-$93,684
12910.93 AMG YACKTMAN FOCUSED FUND2020-02-102020-04-09$199,474$238,723-$39,249-$39,249
114. AIR LIQUIDE ADR2015-04-172020-04-09$2,972$2,384$588$588
3409. GOLDMAN SACHS TREAS ACC2020-02-102020-04-09$342,876$341,949$927$927
2946.9 PUTNAM EQUITY INCOME FUND2018-10-052020-04-09$63,388$76,472-$13,084-$13,084
1439. PUTNAM EQUITY INCOME FUND2017-04-062020-04-09$30,953$31,831-$878-$878
1. PUTNAM EQUITY INCOME FUND2017-04-062020-04-09$22$21$1$1
8. PUTNAM EQUITY INCOME FUND2017-01-172020-04-09$172$173-$1-$1
11046. PUTNAM EQUITY INCOME FUND2016-03-302020-04-09$237,599$212,636$24,963$24,963
54. SANOFI-SYNTHELABO2015-01-062020-04-09$2,427$2,390$37$37
23. CARRIER GLOBAL CORP REG2017-04-052020-04-13$332$446-$114-$114
566. CARRIER GLOBAL CORP REG2018-11-082020-04-13$8,173$12,714-$4,541-$4,541
27. CARRIER GLOBAL CORP REG2016-08-122020-04-13$390$503-$113-$113
1213. CARRIER GLOBAL CORP REG2016-02-232020-04-13$17,515$18,899-$1,384-$1,384
462. GOLDMAN SACHS TREAS ACC2019-10-112020-04-13$46,472$46,362$110$110
1131. GOLDMAN SACHS TREAS ACC2019-08-232020-04-13$113,765$113,571$194$194
1383. GOLDMAN SACHS TREAS ACC2019-08-232020-04-13$139,113$138,812$301$301
11.5 OTIS WORLDWIDE CORP REG2017-04-052020-04-13$558$669-$111-$111
283. OTIS WORLDWIDE CORP REG2018-11-082020-04-13$13,739$19,063-$5,324-$5,324
13.5 OTIS WORLDWIDE CORP REG2016-08-122020-04-13$655$754-$99-$99
606. OTIS WORLDWIDE CORP REG2016-02-232020-04-13$29,421$28,313$1,108$1,108
23. RAYTHEON TECHNOLOGIES2017-04-052020-04-13$1,433$1,489-$56-$56
566. RAYTHEON TECHNOLOGIES2018-11-082020-04-13$35,275$42,415-$7,140-$7,140
27. RAYTHEON TECHNOLOGIES2016-08-122020-04-13$1,683$1,677$6$6
1213. RAYTHEON TECHNOLOGIES2016-02-232020-04-13$75,599$63,049$12,550$12,550
113. SANOFI-SYNTHELABO2015-01-062020-04-14$5,123$5,002$121$121
27. ASML HOLDING N.V. ORD SH2019-02-062020-04-16$7,804$4,878$2,926$2,926
354. JETBLUE AWYS CORP2018-02-212020-04-17$3,203$7,349-$4,146-$4,146
156. JETBLUE AWYS CORP2018-02-222020-04-17$1,411$3,251-$1,840-$1,840
163. JETBLUE AWYS CORP2018-03-222020-04-17$1,475$3,496-$2,021-$2,021
15. SBA COMMUNICATIONS CORP2012-05-292020-04-17$4,674$787$3,887$3,887
110. JETBLUE AWYS CORP2019-02-052020-04-20$950$1,987-$1,037-$1,037
11. JETBLUE AWYS CORP2018-03-222020-04-20$95$236-$141-$141
4. JETBLUE AWYS CORP2018-09-262020-04-20$35$77-$42-$42
11600. GOLDMAN SACHS TREAS ACC2020-02-272020-04-21$1,167,282$1,165,187$2,095$2,095
167. JETBLUE AWYS CORP2019-12-022020-04-21$1,419$3,220-$1,801-$1,801
29. JETBLUE AWYS CORP2019-02-052020-04-21$246$524-$278-$278
50. SANOFI-SYNTHELABO2015-01-062020-04-21$2,396$2,213$183$183
860000. U.S. TREASURY NOTE2019-11-052020-04-21$872,228$864,632$7,596$7,596
177000. U.S. TREASURY NOTE2018-04-102020-04-21$179,517$177,203$2,314$2,314
15000. U.S. TREASURY NOTE2020-01-152020-04-21$15,213$15,088$125$125
6319. LLOYDS BNK GRP2019-04-162020-04-21$2,270$5,470-$3,200-$3,200
78. AIRBUS SE2019-02-062020-04-21$4,414$9,070-$4,656-$4,656
173000. U.S. TREASURY BILL2020-04-092020-04-22$172,891$172,806$85$85
113. ACTIVISION BLIZZARD INC2019-09-062020-04-23$7,621$6,185$1,436$1,436
20. ADOBE SYS INC COM2020-03-242020-04-23$6,821$6,316$505$505
55. ALIBABA GROUP HOLDING LT2018-02-062020-04-23$11,455$10,058$1,397$1,397
5. ALIBABA GROUP HOLDING LT2018-03-152020-04-23$1,041$999$42$42
2. ALPHABET INC SHS CL C2013-08-192020-04-23$2,580$868$1,712$1,712
7. ALPHABET INC SHS CL C2013-09-192020-04-23$9,029$3,137$5,892$5,892
5. AMAZON COM INC2013-09-192020-04-23$12,074$1,564$10,510$10,510
30. BURLINGTON STORES INC2018-04-092020-04-23$5,149$4,106$1,043$1,043
12. COSTAR GROUP INC2019-06-112020-04-23$7,109$6,591$518$518
22. EDWARDS LIFESCIENCES CORP2016-10-262020-04-23$4,874$2,153$2,721$2,721
44. EPAM SYSTEMS INC SHS2019-03-262020-04-23$9,101$7,437$1,664$1,664
47. FACEBOOK INC2013-10-092020-04-23$8,710$2,180$6,530$6,530
45. FACEBOOK INC2014-02-142020-04-23$8,339$3,021$5,318$5,318
61. KEYSIGHT TECHNOLOGIES2018-11-012020-04-23$5,912$3,500$2,412$2,412
54. LULULEMON ATHLETICA INC2019-01-032020-04-23$11,519$6,739$4,780$4,780
23. MSCI INC2019-10-032020-04-23$7,299$4,991$2,308$2,308
55. NVIDIA CORP2017-09-152020-04-23$16,099$9,799$6,300$6,300
3. NVIDIA CORP2017-08-212020-04-23$878$485$393$393
127. PAYPAL HOLDINGS INC SHS2017-05-012020-04-23$14,875$6,032$8,843$8,843
55. PROOFPOINT INC2019-09-132020-04-23$6,467$6,912-$445-$445
3. SALESFORCE COM INC2016-01-042020-04-23$468$228$240$240
40. SALESFORCE COM INC2015-09-232020-04-23$6,239$2,881$3,358$3,358
22. SERVICENOW INC2017-07-062020-04-23$6,614$2,311$4,303$4,303
30. SERVICENOW INC2017-07-142020-04-23$9,019$3,302$5,717$5,717
10. SHOPIFY INC CL A2020-03-182020-04-23$6,279$3,129$3,150$3,150
41. THE TRADE DESK INC2020-01-032020-04-23$10,678$11,179-$501-$501
205. UBER TECHNOLOGIES INC2020-02-042020-04-23$5,882$7,954-$2,072-$2,072
24. ULTA SALON COSMETICS &2017-08-302020-04-23$5,128$5,099$29$29
23. UNITEDHEALTH GROUP INC2018-04-202020-04-23$6,524$5,393$1,131$1,131
8. UNITEDHEALTH GROUP INC2018-04-232020-04-23$2,269$1,882$387$387
54. VEEVA SYS INC CL A2019-01-152020-04-23$10,121$5,436$4,685$4,685
27. VERTEX PHARMACEUTICALS INC2020-01-032020-04-23$7,458$5,895$1,563$1,563
54. VISA INC2012-12-182020-04-23$9,156$2,034$7,122$7,122
112. VISA INC2013-08-192020-04-23$18,991$4,912$14,079$14,079
62. VISA INC2013-09-192020-04-23$10,513$3,015$7,498$7,498
67. ZOETIS INC2017-02-162020-04-23$8,443$3,576$4,867$4,867
62. SANOFI-SYNTHELABO2015-01-062020-04-24$3,095$2,745$350$350
25. SONY CORP ADR AMERN SH NEW2015-09-042020-04-27$1,587$614$973$973
30. SONY CORP ADR AMERN SH NEW2015-09-142020-04-27$1,904$777$1,127$1,127
694000. U.S. TREASURY BILL2020-02-272020-04-27$693,948$691,562$2,386$2,386
157. AIR LIQUIDE ADR2015-04-172020-04-29$4,087$3,283$804$804
9. SANOFI-SYNTHELABO2016-09-012020-04-29$443$344$99$99
8. SANOFI-SYNTHELABO2015-01-062020-04-29$394$354$40$40
6. SANOFI-SYNTHELABO2015-09-142020-04-29$296$298-$2-$2
31. CIE GENERALE DES2013-10-102020-04-30$603$677-$74-$74
73. CIE GENERALE DES2014-02-142020-04-30$1,419$1,747-$328-$328
10. CIE GENERALE DES2013-10-192020-04-30$194$188$6$6
82. CIE GENERALE DES2013-11-202020-04-30$1,594$1,794-$200-$200
137. J P MORGAN CHASE & CO2014-02-142020-05-01$12,769$7,955$4,814$4,814
103. J P MORGAN CHASE & CO2013-12-182020-05-01$9,600$5,751$3,849$3,849
1125. ROYAL DUTCH SHELL PLC2019-02-052020-05-01$35,079$71,523-$36,444-$36,444
73. ROYAL DUTCH SHELL PLC2018-03-082020-05-01$2,276$4,608-$2,332-$2,332
112. ROYAL DUTCH SHELL PLC2018-04-092020-05-01$3,492$7,450-$3,958-$3,958
85. ROYAL DUTCH SHELL PLC2018-02-132020-05-01$2,650$5,475-$2,825-$2,825
82. ROYAL DUTCH SHELL PLC2018-02-212020-05-01$2,557$5,185-$2,628-$2,628
131. ROYAL DUTCH SHELL PLC2018-09-262020-05-01$4,085$9,087-$5,002-$5,002
333. SPDR S&P 500 ETF TRUST2016-11-092020-05-01$94,903$71,425$23,478$23,478
500000. U.S. TREASURY NOTE2018-08-172020-05-01$503,535$500,038$3,497$3,497
500000. U.S. TREASURY NOTE2018-02-282020-05-01$503,535$500,381$3,154$3,154
842. VANGUARD TOTAL INTERNATIONAL STOCK ETF2018-10-112020-05-01$37,267$42,437-$5,170-$5,170
105. DENSO CORP 69022019-02-062020-05-01$3,554$4,593-$1,039-$1,039
269. DENSO CORP 69022020-02-062020-05-01$9,104$11,248-$2,144-$2,144
41. NINTENDO LTD ADR2018-09-142020-05-04$2,141$1,740$401$401
58. NINTENDO LTD ADR2018-09-262020-05-04$3,029$2,664$365$365
950. EBAY INC2019-02-052020-05-07$39,373$33,598$5,775$5,775
111. TE CONNECTIVITY LTD2015-04-172020-05-07$8,124$7,721$403$403
85. DENSO CORP 69022020-02-062020-05-07$2,813$3,554-$741-$741
89. THE TRADE DESK INC2020-01-032020-05-08$27,921$24,267$3,654$3,654
9. DENSO CORP 69022020-02-062020-05-08$307$376-$69-$69
129. HDFC BANK LTD2019-02-052020-05-12$5,342$6,448-$1,106-$1,106
39. PERNOD RICARD FRF20 ORDS2019-02-062020-05-13$5,511$6,598-$1,087-$1,087
92. TENCENT HOLDINGS LTD SHS2019-03-292020-05-13$5,126$4,220$906$906
59. NESTLE SA, CHAM UND VEVE2019-02-062020-05-13$6,385$5,137$1,248$1,248
17. KEYENCE CO JPY50 ORDS2019-02-062020-05-13$6,268$4,841$1,427$1,427
122. NIDEC CORPORATION JPY 50.02019-02-062020-05-13$7,058$7,408-$350-$350
327. NIPPON TELEGRAPH & TELEPHONE CORP2019-09-122020-05-13$7,417$7,978-$561-$561
342. SVENSKA HANDELSBANKEN AB2020-02-062020-05-13$2,962$3,760-$798-$798
21. ANSYS INC2012-05-292020-05-14$5,221$1,312$3,909$3,909
8. MONOLITHIC POWER SYSTEMS INC2012-06-062020-05-14$1,576$126$1,450$1,450
6. MONOLITHIC POWER SYSTEMS INC2013-09-192020-05-14$1,182$174$1,008$1,008
166. ULTA SALON COSMETICS &2019-12-122020-05-14$32,644$42,676-$10,032-$10,032
152. ULTA SALON COSMETICS &2018-03-202020-05-14$29,891$33,101-$3,210-$3,210
5. ULTA SALON COSMETICS &2017-08-302020-05-14$983$1,062-$79-$79
52. ULTA SALON COSMETICS &2019-05-312020-05-14$10,226$16,908-$6,682-$6,682
62. SOCIETE GENERALE FRANCE SPONSORED ADR2016-09-012020-05-15$157$454-$297-$297
870. SOCIETE GENERALE FRANCE SPONSORED ADR2019-02-052020-05-15$2,207$5,166-$2,959-$2,959
9. SOCIETE GENERALE FRANCE SPONSORED ADR2017-11-062020-05-15$23$92-$69-$69
166. SOCIETE GENERALE FRANCE SPONSORED ADR2015-09-142020-05-15$421$1,583-$1,162-$1,162
187. SOCIETE GENERALE FRANCE SPONSORED ADR2017-11-162020-05-15$474$1,922-$1,448-$1,448
179. SOCIETE GENERALE FRANCE SPONSORED ADR2017-11-162020-05-15$454$1,838-$1,384-$1,384
1937. SOCIETE GENERALE FRANCE SPONSORED ADR2015-04-172020-05-15$4,915$18,943-$14,028-$14,028
56. SOCIETE GENERALE FRANCE SPONSORED ADR2016-09-212020-05-15$142$400-$258-$258
913. SOCIETE GENERALE FRANCE SPONSORED ADR2020-02-212020-05-15$2,317$6,144-$3,827-$3,827
304. SOCIETE GENERALE FRANCE SPONSORED ADR2018-09-262020-05-15$771$2,750-$1,979-$1,979
111. ACTIVISION BLIZZARD INC2019-09-062020-05-19$8,158$6,076$2,082$2,082
78. ALIBABA GROUP HOLDING LT2018-03-152020-05-19$17,141$15,585$1,556$1,556
7. ALPHABET INC SHS CL C2013-09-192020-05-19$9,730$3,137$6,593$6,593
7. AMAZON COM INC2013-09-192020-05-19$17,335$2,189$15,146$15,146
72. BURLINGTON STORES INC2018-04-092020-05-19$13,109$9,853$3,256$3,256
54. COSTAR GROUP INC2019-06-112020-05-19$36,279$29,658$6,621$6,621
36. EDWARDS LIFESCIENCES CORP2016-10-262020-05-19$7,775$3,523$4,252$4,252
36. EPAM SYSTEMS INC SHS2019-03-262020-05-19$8,064$6,085$1,979$1,979
2946. EXELON CORP2018-05-022020-05-19$109,399$118,959-$9,560-$9,560
2260. EXELON CORP2019-07-092020-05-19$83,925$109,893-$25,968-$25,968
46. EXELON CORP2020-05-142020-05-19$1,708$1,625$83$83
15. FACEBOOK INC2014-02-142020-05-19$3,294$1,007$2,287$2,287
54. KEYSIGHT TECHNOLOGIES2018-11-012020-05-19$5,245$3,098$2,147$2,147
54. LULULEMON ATHLETICA INC2019-01-032020-05-19$13,742$6,739$7,003$7,003
28. MSCI INC2019-10-032020-05-19$9,625$6,076$3,549$3,549
28. NVIDIA CORP2017-09-152020-05-19$10,119$4,988$5,131$5,131
23. PAYPAL HOLDINGS INC SHS2017-05-012020-05-19$3,421$1,092$2,329$2,329
658. PEPSICO INC2018-08-062020-05-19$87,506$77,777$9,729$9,729
893. PEPSICO INC2018-06-212020-05-19$118,759$95,870$22,889$22,889
15. PROOFPOINT INC2019-09-132020-05-19$1,720$1,885-$165-$165
48. SALESFORCE COM INC2016-01-042020-05-19$8,520$3,643$4,877$4,877
32. SERVICENOW INC2017-07-142020-05-19$12,396$3,522$8,874$8,874
8. THE TRADE DESK INC2020-01-032020-05-19$2,408$2,181$227$227
186. UBER TECHNOLOGIES INC2020-02-042020-05-19$6,323$7,217-$894-$894
379000. U.S. TREASURY NOTE2018-02-132020-05-19$385,840$378,008$7,832$7,832
13000. U.S. TREASURY NOTE2020-01-152020-05-19$13,235$13,076$159$159
188000. U.S. TREASURY NOTE2017-12-202020-05-19$191,393$188,341$3,052$3,052
26. UNITEDHEALTH GROUP INC2018-04-232020-05-19$7,573$6,118$1,455$1,455
143. VEEVA SYS INC CL A2019-01-152020-05-19$28,346$14,395$13,951$13,951
15. VERTEX PHARMACEUTICALS INC2020-01-032020-05-19$4,255$3,275$980$980
100. ZOETIS INC2017-02-162020-05-19$13,396$5,337$8,059$8,059
216. ROYAL DUTCH SHELL PLC2019-02-052020-05-20$7,189$13,732-$6,543-$6,543
10. SBA COMMUNICATIONS CORP2012-05-292020-05-21$2,819$525$2,294$2,294
10. TE CONNECTIVITY LTD2016-09-012020-05-21$769$630$139$139
32. TE CONNECTIVITY LTD2015-09-142020-05-21$2,460$1,943$517$517
1. TE CONNECTIVITY LTD2015-04-172020-05-21$77$70$7$7
7. TE CONNECTIVITY LTD2016-09-212020-05-21$538$443$95$95
10. SBA COMMUNICATIONS CORP2012-05-292020-05-22$2,826$525$2,301$2,301
7. TE CONNECTIVITY LTD2019-02-052020-05-26$562$571-$9-$9
2. TE CONNECTIVITY LTD2016-09-212020-05-26$161$127$34$34
25. TE CONNECTIVITY LTD2018-09-262020-05-26$2,008$2,228-$220-$220
23. GENMAB A/S2019-02-062020-05-26$6,762$3,407$3,355$3,355
312. ACTIVISION BLIZZARD INC2019-09-062020-05-27$21,393$17,078$4,315$4,315
51. ALIBABA GROUP HOLDING LT2018-05-072020-05-27$10,150$9,993$157$157
41. ALIBABA GROUP HOLDING LT2018-03-152020-05-27$8,159$8,192-$33-$33
80000. U.S. TREASURY BILL2020-04-132020-05-28$79,987$79,956$31$31
301. EBAY INC2019-02-052020-05-29$13,390$10,645$2,745$2,745
1. J P MORGAN CHASE & CO2015-09-052020-05-29$99$72$27$27
75. J P MORGAN CHASE & CO2019-02-052020-05-29$7,391$7,797-$406-$406
134. J P MORGAN CHASE & CO2014-09-082020-05-29$13,205$8,049$5,156$5,156
26. J P MORGAN CHASE & CO2014-02-142020-05-29$2,562$1,510$1,052$1,052
18. J P MORGAN CHASE & CO2018-06-262020-05-29$1,774$1,885-$111-$111
1338. PRUDENTIAL FINANCIAL INC2019-12-102020-06-02$80,265$123,845-$43,580-$43,580
3450. PRUDENTIAL FINANCIAL INC2020-04-132020-06-02$206,961$197,815$9,146$9,146
49. PRUDENTIAL FINANCIAL INC2020-05-142020-06-02$2,939$2,477$462$462
43. PRUDENTIAL FINANCIAL INC2020-05-212020-06-02$2,580$2,485$95$95
38. PRUDENTIAL FINANCIAL INC2020-05-282020-06-02$2,280$2,403-$123-$123
753. PRUDENTIAL FINANCIAL INC2020-03-312020-06-02$45,171$39,359$5,812$5,812
787. CHUBB LTD2019-01-092020-06-02$92,746$100,331-$7,585-$7,585
19. CHUBB LTD2020-05-142020-06-02$2,239$1,840$399$399
942. CHUBB LTD2018-11-162020-06-02$111,012$124,736-$13,724-$13,724
17. CHUBB LTD2020-05-212020-06-02$2,003$1,910$93$93
15. CHUBB LTD2020-05-282020-06-02$1,768$1,853-$85-$85
117. CHUBB LTD2017-04-062020-06-02$13,941$16,124-$2,183-$2,183
41. CHUBB LTD2018-02-072020-06-02$4,885$6,121-$1,236-$1,236
281. CHUBB LTD2016-11-092020-06-02$33,483$35,058-$1,575-$1,575
92. CHUBB LTD2019-05-242020-06-02$10,962$13,563-$2,601-$2,601
28. ALIBABA GROUP HOLDING LT2018-05-072020-06-03$6,100$5,487$613$613
7. ALPHABET INC SHS CL C2013-09-192020-06-03$10,059$3,137$6,922$6,922
7. AMAZON COM INC2013-09-192020-06-03$17,300$2,189$15,111$15,111
138. LULULEMON ATHLETICA INC2019-01-032020-06-03$44,009$17,222$26,787$26,787
21. NVIDIA CORP2017-09-152020-06-03$7,387$3,741$3,646$3,646
44. PAYPAL HOLDINGS INC SHS2017-05-012020-06-03$6,860$2,090$4,770$4,770
19. PROOFPOINT INC2019-09-132020-06-03$2,216$2,388-$172-$172
36. SALESFORCE COM INC2016-01-042020-06-03$6,248$2,732$3,516$3,516
47. SERVICENOW INC2017-07-142020-06-03$18,253$5,173$13,080$13,080
23. THE TRADE DESK INC2020-01-032020-06-03$7,871$6,271$1,600$1,600
257. UBER TECHNOLOGIES INC2020-02-042020-06-03$9,572$9,972-$400-$400
40. VEEVA SYS INC CL A2019-01-152020-06-03$8,717$4,026$4,691$4,691
54. TE CONNECTIVITY LTD2019-02-052020-06-04$4,789$4,408$381$381
246000. U.S. TREASURY BILL2020-04-132020-06-05$245,976$245,865$111$111
314. ACTIVISION BLIZZARD INC2019-09-062020-06-08$21,939$17,187$4,752$4,752
153. ZOETIS INC2017-02-162020-06-08$21,464$8,165$13,299$13,299
236. HONG KONG EXCHANGES AND2019-02-082020-06-08$8,966$7,348$1,618$1,618
54. HONG KONG EXCHANGES AND2019-03-292020-06-08$2,052$1,876$176$176
140. ALLEGHENY TECHNOLOGIES INC2012-11-072020-06-12$1,362$3,846-$2,484-$2,484
28. ALLEGHENY TECHNOLOGIES INC2018-01-112020-06-12$272$798-$526-$526
16. ALLEGHENY TECHNOLOGIES INC2018-01-122020-06-12$156$464-$308-$308
30. ALLEGHENY TECHNOLOGIES INC2014-02-142020-06-12$292$961-$669-$669
2. ALLEGHENY TECHNOLOGIES INC2013-08-192020-06-12$19$54-$35-$35
48. ALLEGHENY TECHNOLOGIES INC2013-09-192020-06-12$467$1,519-$1,052-$1,052
90. ALLEGHENY TECHNOLOGIES INC2019-02-052020-06-15$866$2,471-$1,605-$1,605
173. ALLEGHENY TECHNOLOGIES INC2018-01-122020-06-15$1,664$5,014-$3,350-$3,350
3. ALLEGHENY TECHNOLOGIES INC2018-09-262020-06-15$29$89-$60-$60
53. NINTENDO LTD ADR2019-02-052020-06-15$2,915$1,899$1,016$1,016
11. NINTENDO LTD ADR2018-09-262020-06-15$605$505$100$100
998000. U.S. TREASURY BILL2020-04-092020-06-16$997,469$996,880$589$589
24. VAREX IMAGING CORP REG2017-11-282020-06-18$375$888-$513-$513
68. VAREX IMAGING CORP REG2017-11-292020-06-18$1,064$2,518-$1,454-$1,454
18. VAREX IMAGING CORP REG2017-11-292020-06-19$283$667-$384-$384
58. VAREX IMAGING CORP REG2017-11-292020-06-23$888$2,148-$1,260-$1,260
20. VAREX IMAGING CORP REG2017-11-302020-06-23$306$742-$436-$436
116. INTERCONTINENTAL2019-03-132020-06-23$5,624$7,038-$1,414-$1,414
36. JARDINE MATHESON HLDGS2019-02-062020-06-23$1,495$2,360-$865-$865
24. JARDINE MATHESON HLDGS2019-02-062020-06-23$997$1,573-$576-$576
7. JARDINE MATHESON HLDGS2019-02-062020-06-23$291$459-$168-$168
34. JARDINE MATHESON HLDGS2019-02-062020-06-24$1,405$2,229-$824-$824
60. VAREX IMAGING CORP REG2017-12-012020-06-25$910$2,223-$1,313-$1,313
17. VAREX IMAGING CORP REG2017-11-302020-06-25$258$630-$372-$372
31379.21 PUTNAM DIVERSIFIED INCOME TRUST2019-11-052020-06-29$199,258$217,144-$17,886-$17,886
30685. PUTNAM DIVERSIFIED INCOME TRUST2018-12-212020-06-29$194,850$201,294-$6,444-$6,444
.83 PUTNAM DIVERSIFIED INCOME TRUST2018-12-212020-06-29$5$5
49. TAIWAN SEMICONDUCTOR ADR2019-02-052020-06-29$2,748$1,874$874$874
188000. U.S. TREASURY BILL2020-04-132020-06-29$187,996$187,897$99$99
3. VAREX IMAGING CORP REG2017-12-012020-06-29$45$111-$66-$66
18. VAREX IMAGING CORP REG2018-01-052020-06-29$270$720-$450-$450
2. VAREX IMAGING CORP REG2017-12-072020-06-29$30$75-$45-$45
10. VAREX IMAGING CORP REG2018-01-082020-06-29$150$400-$250-$250
6. VAREX IMAGING CORP REG2017-12-212020-06-29$90$239-$149-$149
99. UNI-CHARM CORP2019-02-062020-06-30$4,060$3,126$934$934
3. AKAMAI TECHNOLOGIES INC2012-05-292020-07-01$319$90$229$229
486. AMERICAN INTERNATIONAL GROUP INC2017-12-152020-07-01$14,468$28,895-$14,427-$14,427
1. AUTODESK INC COM2012-05-292020-07-01$242$33$209$209
1. BIO RAD LABS INC CL A2016-06-272020-07-01$454$138$316$316
2. BLACK KNIGHT HOLDCO CORP2016-06-222020-07-01$145$68$77$77
10. CBRE GROUP INC2012-05-292020-07-01$449$171$278$278
56. CITIGROUP INC2012-06-062020-07-01$2,824$1,507$1,317$1,317
102. CITIGROUP INC2013-09-192020-07-01$5,144$5,336-$192-$192
85. CITIGROUP INC2012-05-292020-07-01$4,287$2,300$1,987$1,987
396. FIFTH THIRD BANCORP2019-02-052020-07-01$7,338$10,635-$3,297-$3,297
11. FIRSTCASH INC2013-01-102020-07-01$729$269$460$460
10. HEXCEL CORP2012-05-292020-07-01$441$250$191$191
138. J P MORGAN CHASE & CO2019-02-052020-07-01$12,897$14,347-$1,450-$1,450
34. KEYCORP NEW COM2012-12-062020-07-01$398$271$127$127
263. METLIFE INC2019-02-052020-07-01$9,353$11,868-$2,515-$2,515
468. MORGAN STANLEY2019-02-052020-07-01$22,307$19,888$2,419$2,419
3. REPUBLIC SERVICES INC2012-05-292020-07-01$245$81$164$164
3. SNAP ON INC2012-05-292020-07-01$403$183$220$220
391. STATE ST CORP COM2019-02-052020-07-01$24,251$27,724-$3,473-$3,473
91. VAREX IMAGING CORP REG2019-02-052020-07-09$1,334$2,632-$1,298-$1,298
36. VAREX IMAGING CORP REG2018-01-082020-07-09$528$1,440-$912-$912
2. VAREX IMAGING CORP REG2018-01-092020-07-09$29$80-$51-$51
4. VAREX IMAGING CORP REG2018-01-102020-07-09$59$160-$101-$101
2. VAREX IMAGING CORP REG2018-01-222020-07-09$29$80-$51-$51
22. VAREX IMAGING CORP REG2018-01-302020-07-09$322$943-$621-$621
90. VAREX IMAGING CORP REG2018-01-312020-07-09$1,319$3,849-$2,530-$2,530
42. FACEBOOK INC2014-02-142020-07-10$10,289$2,820$7,469$7,469
34. VERTEX PHARMACEUTICALS INC2020-01-032020-07-10$9,970$7,424$2,546$2,546
576. NOBLE ENERGY INC2019-07-082020-07-21$6,230$12,442-$6,212-$6,212
117. NOBLE ENERGY INC2020-02-102020-07-21$1,265$2,303-$1,038-$1,038
1564. NOBLE ENERGY INC2019-04-152020-07-21$16,916$41,686-$24,770-$24,770
187. NOBLE ENERGY INC2020-05-192020-07-21$2,023$1,762$261$261
208. NOBLE ENERGY INC2020-04-232020-07-21$2,250$1,657$593$593
414. NOBLE ENERGY INC2019-09-252020-07-21$4,478$9,415-$4,937-$4,937
16. L'OREAL FF102019-02-062020-07-23$5,387$3,973$1,414$1,414
264. ARCHER-DANIELS-MIDLAND CO2019-02-052020-07-30$11,319$10,996$323$323
132. EPAM SYSTEMS INC SHS2019-03-262020-07-30$37,745$22,311$15,434$15,434
36. MSCI INC2019-10-032020-07-30$13,455$7,812$5,643$5,643
216. MICROSOFT CORP COM2019-02-052020-07-30$43,959$23,142$20,817$20,817
56. ASTRAZENECA CA2019-02-062020-08-04$6,261$4,139$2,122$2,122
57. MURATA MFG CO JPY 50.02019-02-062020-08-04$3,587$2,877$710$710
30. MURATA MFG CO JPY 50.02019-05-312020-08-04$1,888$1,304$584$584
171. NOVO NORDISK A/S SHS2019-02-062020-08-04$11,058$8,314$2,744$2,744
135. WELLS FARGO & CO NEW2020-07-022020-08-05$3,296$3,407-$111-$111
71. WELLS FARGO & CO NEW2020-06-042020-08-05$1,733$2,112-$379-$379
85. WELLS FARGO & CO NEW2020-07-092020-08-05$2,075$2,051$24$24
76. WELLS FARGO & CO NEW2020-06-112020-08-05$1,856$2,106-$250-$250
87. WELLS FARGO & CO NEW2020-05-142020-08-05$2,124$2,060$64$64
80. WELLS FARGO & CO NEW2020-07-162020-08-05$1,953$2,054-$101-$101
76. WELLS FARGO & CO NEW2020-06-182020-08-05$1,856$2,074-$218-$218
85. WELLS FARGO & CO NEW2020-05-212020-08-05$2,075$2,087-$12-$12
44. WELLS FARGO & CO NEW2020-07-232020-08-05$1,074$1,148-$74-$74
78. WELLS FARGO & CO NEW2020-06-252020-08-05$1,904$2,086-$182-$182
7960. WELLS FARGO & CO NEW2020-04-272020-08-05$194,343$226,701-$32,358-$32,358
74. WELLS FARGO & CO NEW2020-05-282020-08-05$1,807$2,049-$242-$242
300000. CALIFORNIA ST UNIV REV2018-04-302020-08-06$364,029$329,725$34,304$34,304
500000. KENTUCKY ST PPTY & BLDGS2017-03-282020-08-06$635,750$561,450$74,300$74,300
410000. MIAMI-DADE CNTY FLA WTR2015-07-242020-08-06$452,148$422,813$29,335$29,335
193. PROOFPOINT INC2019-12-032020-08-07$21,309$22,966-$1,657-$1,657
77. PROOFPOINT INC2019-10-072020-08-07$8,501$10,035-$1,534-$1,534
66. PROOFPOINT INC2019-10-082020-08-07$7,287$8,534-$1,247-$1,247
224. PROOFPOINT INC2019-09-132020-08-07$24,731$28,149-$3,418-$3,418
151. PROOFPOINT INC2019-09-232020-08-07$16,672$19,270-$2,598-$2,598
57. INTEL CORPORATION2020-07-022020-08-11$2,822$3,390-$568-$568
33. INTEL CORPORATION2020-06-042020-08-11$1,634$2,070-$436-$436
35. INTEL CORPORATION2020-07-092020-08-11$1,733$2,052-$319-$319
33. INTEL CORPORATION2020-06-112020-08-11$1,634$2,064-$430-$430
34. INTEL CORPORATION2020-07-162020-08-11$1,683$2,007-$324-$324
34. INTEL CORPORATION2020-06-182020-08-11$1,683$2,041-$358-$358
4097. INTEL CORPORATION2020-05-192020-08-11$202,812$251,519-$48,707-$48,707
33. INTEL CORPORATION2020-05-212020-08-11$1,634$2,063-$429-$429
19. INTEL CORPORATION2020-07-232020-08-11$941$1,147-$206-$206
36. INTEL CORPORATION2020-06-252020-08-11$1,782$2,087-$305-$305
32. INTEL CORPORATION2020-05-282020-08-11$1,584$2,022-$438-$438
2911. VODAFONE GROUP PLC SHS2019-02-152020-08-11$4,524$5,280-$756-$756
450000. SILICON VY CLEAN WTR2014-03-072020-08-19$511,740$463,459$48,281$48,281
1. ADOBE SYS INC COM2016-01-262020-08-24$474$87$387$387
1. AFFILIATED MANAGERS GROUP INC2014-02-252020-08-24$71$190-$119-$119
1. GOLDMAN SACHS GROUP INC2016-01-262020-08-24$206$156$50$50
51. VODAFONE GROUP PLC2016-07-082020-08-24$781$1,523-$742-$742
86. VODAFONE GROUP PLC2016-07-112020-08-24$1,317$2,612-$1,295-$1,295
8. VODAFONE GROUP PLC2016-07-142020-08-24$123$225-$102-$102
55. VODAFONE GROUP PLC2016-06-172020-08-24$843$1,702-$859-$859
97. VODAFONE GROUP PLC2016-06-172020-08-24$1,486$2,980-$1,494-$1,494
24. VODAFONE GROUP PLC2016-07-192020-08-24$368$718-$350-$350
162. VODAFONE GROUP PLC2016-07-192020-08-24$2,482$4,848-$2,366-$2,366
64. VODAFONE GROUP PLC2016-06-242020-08-24$980$1,947-$967-$967
28. LULULEMON ATHLETICA INC2019-01-032020-08-28$10,582$3,494$7,088$7,088
58. NVIDIA CORP2017-09-152020-08-28$30,409$10,333$20,076$20,076
48. SERVICENOW INC2017-07-142020-08-28$23,426$5,283$18,143$18,143
38. TJX COS INC/THE2017-06-122020-08-28$2,062$1,406$656$656
104. TJX COS INC/THE2017-06-262020-08-28$5,645$3,646$1,999$1,999
24. VEEVA SYS INC CL A2019-01-152020-08-28$6,590$2,416$4,174$4,174
500000. SAN DIEGO CA RDA TA REV2017-07-262020-09-01$500,000$500,000
56. LULULEMON ATHLETICA INC2019-01-032020-09-04$19,946$6,988$12,958$12,958
19. NVIDIA CORP2017-09-152020-09-04$9,248$3,385$5,863$5,863
511. FIRST TRUST TECHNOLOGY ALPHADEX FUND2016-03-172020-09-08$43,797$16,435$27,362$27,362
1091. FIRST TRUST TECHNOLOGY ALPHADEX FUND2016-03-172020-09-09$95,019$35,088$59,931$59,931
64. SPDR S&P 500 ETF TRUST2017-04-062020-09-09$21,715$15,098$6,617$6,617
23. SPDR S&P 500 ETF TRUST2018-02-072020-09-09$7,804$6,236$1,568$1,568
139. SPDR S&P 500 ETF TRUST2016-11-092020-09-09$47,162$29,814$17,348$17,348
55. SPDR S&P 500 ETF TRUST2019-05-242020-09-09$18,661$15,617$3,044$3,044
27. AUTODESK INC COM2012-05-292020-09-14$6,206$888$5,318$5,318
176. NIDEC CORP2015-04-172020-09-14$3,990$1,516$2,474$2,474
225. NIDEC CORP2015-04-242020-09-14$5,101$2,093$3,008$3,008
127. BNP PARIBAS2019-02-062020-09-14$5,481$5,767-$286-$286
70. SOFTBANK GROUP CORP2019-02-062020-09-14$4,217$2,753$1,464$1,464
14. GENMAB A/S2019-02-062020-09-14$5,031$2,074$2,957$2,957
331. NIDEC CORP2015-04-242020-09-15$7,636$3,080$4,556$4,556
42. ALIBABA GROUP HOLDING LT2018-05-072020-09-21$11,329$8,230$3,099$3,099
115. PAYPAL HOLDINGS INC SHS2017-05-012020-09-21$20,844$5,462$15,382$15,382
33. SERVICENOW INC2017-07-142020-09-21$15,153$3,632$11,521$11,521
15. SERVICENOW INC2017-10-262020-09-21$6,888$1,902$4,986$4,986
91. CONSTELLATION BRANDS INC2020-03-042020-09-25$16,448$16,491-$43-$43
154. CONSTELLATION BRANDS INC2019-07-122020-09-25$27,835$30,843-$3,008-$3,008
77. CONSTELLATION BRANDS INC2019-04-232020-09-25$13,918$16,063-$2,145-$2,145
20. CONSTELLATION BRANDS INC2019-05-242020-09-25$3,615$4,044-$429-$429
90. DANAHER CORP2014-08-062020-09-25$18,346$5,079$13,267$13,267
312. PEPSICO INC2020-03-172020-09-25$41,044$37,293$3,751$3,751
400. KEYSIGHT TECHNOLOGIES2018-11-012020-10-02$38,902$22,948$15,954$15,954
322. KEYSIGHT TECHNOLOGIES2019-01-072020-10-02$31,316$20,715$10,601$10,601
165. KEYSIGHT TECHNOLOGIES2019-02-262020-10-02$16,047$13,913$2,134$2,134
30. AUTODESK INC COM2013-09-192020-10-08$7,022$1,215$5,807$5,807
76. AUTODESK INC COM2012-05-292020-10-08$17,789$2,499$15,290$15,290
38. PERNOD RICARD FRF20 ORDS2019-02-062020-10-08$6,105$6,429-$324-$324
38. AUTODESK INC COM2019-02-052020-10-09$8,935$5,805$3,130$3,130
26. AUTODESK INC COM2014-02-142020-10-09$6,114$1,416$4,698$4,698
14. AUTODESK INC COM2020-08-142020-10-09$3,292$3,286$6$6
13. AUTODESK INC COM2013-09-192020-10-09$3,057$526$2,531$2,531
75. CSX CORP2018-01-082020-10-09$5,885$4,415$1,470$1,470
16. DR HORTON INC2012-05-292020-10-09$1,258$280$978$978
27. GLOBAL PAYMENTS INC2012-05-292020-10-09$4,958$584$4,374$4,374
37. INTERCONTINENTAL EXCHANGE INC2012-05-292020-10-09$3,754$926$2,828$2,828
4. MONOLITHIC POWER SYSTEMS INC2013-09-192020-10-09$1,264$116$1,148$1,148
19. REPUBLIC SERVICES INC2012-05-292020-10-09$1,773$510$1,263$1,263
9. SBA COMMUNICATIONS CORP2012-05-292020-10-09$2,826$472$2,354$2,354
50. CSX CORP2019-02-052020-10-12$3,946$3,406$540$540
110. CSX CORP2018-01-082020-10-12$8,682$6,475$2,207$2,207
3. DR HORTON INC2012-05-292020-10-12$236$53$183$183
7. GLOBAL PAYMENTS INC2012-05-292020-10-12$1,286$151$1,135$1,135
58. INTERCONTINENTAL EXCHANGE INC2019-02-052020-10-12$5,939$4,473$1,466$1,466
40. INTERCONTINENTAL EXCHANGE INC2014-02-142020-10-12$4,096$1,717$2,379$2,379
26. INTERCONTINENTAL EXCHANGE INC2020-08-142020-10-12$2,662$2,663-$1-$1
70. INTERCONTINENTAL EXCHANGE INC2013-09-192020-10-12$7,168$2,550$4,618$4,618
145. INTERCONTINENTAL EXCHANGE INC2012-05-292020-10-12$14,847$3,628$11,219$11,219
35. MONOLITHIC POWER SYSTEMS INC2013-09-192020-10-12$11,062$1,016$10,046$10,046
201. PENN NATL GAMING INC2018-11-092020-10-12$13,052$4,206$8,846$8,846
27. REPUBLIC SERVICES INC2012-05-292020-10-12$2,535$725$1,810$1,810
13. SBA COMMUNICATIONS CORP2012-06-062020-10-12$4,080$680$3,400$3,400
34. SBA COMMUNICATIONS CORP2013-09-192020-10-12$10,670$2,644$8,026$8,026
17. SBA COMMUNICATIONS CORP2012-05-292020-10-12$5,335$892$4,443$4,443
205. TJX COS INC/THE2017-06-262020-10-12$11,891$7,186$4,705$4,705
14. DR HORTON INC2012-05-292020-10-13$1,099$245$854$854
1. GLOBAL PAYMENTS INC2012-05-292020-10-13$184$22$162$162
39. MONOLITHIC POWER SYSTEMS INC2013-09-192020-10-13$12,365$1,133$11,232$11,232
76. PENN NATL GAMING INC2018-11-092020-10-13$4,902$1,590$3,312$3,312
76. TJX COS INC/THE2019-02-052020-10-13$4,375$3,743$632$632
41. TJX COS INC/THE2020-08-142020-10-13$2,360$2,373-$13-$13
59. TJX COS INC/THE2017-06-262020-10-13$3,397$2,068$1,329$1,329
16. DR HORTON INC2012-05-292020-10-14$1,256$280$976$976
6. MONOLITHIC POWER SYSTEMS INC2014-02-142020-10-14$1,895$201$1,694$1,694
18. MONOLITHIC POWER SYSTEMS INC2013-09-192020-10-14$5,685$523$5,162$5,162
774. ARCHER-DANIELS-MIDLAND CO2019-02-052020-10-15$38,414$32,239$6,175$6,175
177. ARCHER-DANIELS-MIDLAND CO2019-05-282020-10-15$8,785$6,880$1,905$1,905
181. DR HORTON INC2012-05-292020-10-15$14,195$3,168$11,027$11,027
480. EBAY INC2019-02-052020-10-15$26,374$16,976$9,398$9,398
144. FEDEX CORP2020-03-302020-10-15$39,933$17,776$22,157$22,157
37. GLOBAL PAYMENTS INC2019-02-052020-10-15$6,469$4,277$2,192$2,192
24. GLOBAL PAYMENTS INC2014-02-142020-10-15$4,196$802$3,394$3,394
23. GLOBAL PAYMENTS INC2020-08-142020-10-15$4,021$3,984$37$37
48. GLOBAL PAYMENTS INC2013-09-192020-10-15$8,392$1,202$7,190$7,190
67. GLOBAL PAYMENTS INC2012-05-292020-10-15$11,714$1,448$10,266$10,266
209. QUALCOMM INC2019-04-232020-10-15$26,649$18,155$8,494$8,494
179. STATE ST CORP COM2019-02-052020-10-15$11,933$12,692-$759-$759
30. ANSYS INC2012-05-292020-10-19$10,217$1,874$8,343$8,343
85. CENTENE CORP2016-07-272020-10-19$5,603$2,882$2,721$2,721
5. ANSYS INC2013-09-192020-10-20$1,675$434$1,241$1,241
46. ANSYS INC2012-05-292020-10-20$15,411$2,874$12,537$12,537
25. CENTENE CORP2016-07-272020-10-20$1,640$848$792$792
1619. SUMITOMO MITSUI FINANCIAL GROUP INC2018-02-092020-10-20$9,077$13,969-$4,892-$4,892
14. V F CORPORATION COM2020-10-012020-10-20$1,011$989$22$22
2200. V F CORPORATION COM2020-06-042020-10-20$158,944$140,676$18,268$18,268
16. V F CORPORATION COM2020-06-042020-10-20$1,156$1,019$137$137
13. V F CORPORATION COM2020-10-082020-10-20$939$1,012-$73-$73
17. V F CORPORATION COM2020-07-092020-10-20$1,228$1,000$228$228
17. V F CORPORATION COM2020-06-112020-10-20$1,228$1,023$205$205
12. V F CORPORATION COM2020-10-152020-10-20$867$909-$42-$42
16. V F CORPORATION COM2020-07-162020-10-20$1,156$1,006$150$150
16. V F CORPORATION COM2020-06-182020-10-20$1,156$1,016$140$140
14. V F CORPORATION COM2020-09-182020-10-20$1,011$1,012-$1-$1
10. V F CORPORATION COM2020-07-232020-10-20$722$600$122$122
15. V F CORPORATION COM2020-09-242020-10-20$1,084$1,007$77$77
18. V F CORPORATION COM2020-06-252020-10-20$1,300$1,066$234$234
785. SPDR GOLD TRUST2020-04-222020-10-21$142,088$126,275$15,813$15,813
947. SUMITOMO MITSUI FINANCIAL GROUP INC2019-02-052020-10-21$5,375$6,870-$1,495-$1,495
348. SUMITOMO MITSUI FINANCIAL GROUP INC2018-02-092020-10-21$1,975$3,003-$1,028-$1,028
512. SUMITOMO MITSUI FINANCIAL GROUP INC2020-08-142020-10-21$2,906$2,957-$51-$51
359. SUMITOMO MITSUI FINANCIAL GROUP INC2018-07-192020-10-21$2,037$2,796-$759-$759
139. SUMITOMO MITSUI FINANCIAL GROUP INC2018-02-202020-10-21$789$1,251-$462-$462
105. SUMITOMO MITSUI FINANCIAL GROUP INC2018-02-202020-10-21$596$939-$343-$343
253. SUMITOMO MITSUI FINANCIAL GROUP INC2018-02-202020-10-21$1,436$2,284-$848-$848
420. SUMITOMO MITSUI FINANCIAL GROUP INC2018-09-262020-10-21$2,384$3,455-$1,071-$1,071
1127. CISCO SYSTEMS INC2020-09-012020-10-27$41,705$47,077-$5,372-$5,372
32. CISCO SYSTEMS INC2020-10-012020-10-27$1,184$1,241-$57-$57
22. CISCO SYSTEMS INC2020-06-042020-10-27$814$1,025-$211-$211
568. CISCO SYSTEMS INC2018-11-072020-10-27$21,019$26,819-$5,800-$5,800
31. CISCO SYSTEMS INC2020-10-082020-10-27$1,147$1,235-$88-$88
22. CISCO SYSTEMS INC2020-07-092020-10-27$814$1,031-$217-$217
22. CISCO SYSTEMS INC2020-06-112020-10-27$814$1,021-$207-$207
55. CISCO SYSTEMS INC2020-04-132020-10-27$2,035$2,253-$218-$218
24. CISCO SYSTEMS INC2020-05-142020-10-27$888$1,052-$164-$164
29. CISCO SYSTEMS INC2020-10-152020-10-27$1,073$1,149-$76-$76
23. CISCO SYSTEMS INC2020-07-162020-10-27$851$1,048-$197-$197
23. CISCO SYSTEMS INC2020-06-182020-10-27$851$1,049-$198-$198
31. CISCO SYSTEMS INC2020-09-182020-10-27$1,147$1,229-$82-$82
623. CISCO SYSTEMS INC2017-07-202020-10-27$23,054$19,879$3,175$3,175
23. CISCO SYSTEMS INC2020-05-212020-10-27$851$1,038-$187-$187
12. CISCO SYSTEMS INC2020-07-232020-10-27$444$567-$123-$123
33. CISCO SYSTEMS INC2020-09-242020-10-27$1,221$1,250-$29-$29
274. CISCO SYSTEMS INC2018-10-252020-10-27$10,139$12,316-$2,177-$2,177
23. CISCO SYSTEMS INC2020-06-252020-10-27$851$1,027-$176-$176
1000. CISCO SYSTEMS INC2019-12-272020-10-27$37,005$47,745-$10,740-$10,740
22. CISCO SYSTEMS INC2020-05-282020-10-27$814$1,019-$205-$205
704. CISCO SYSTEMS INC2017-07-312020-10-27$26,052$22,146$3,906$3,906
11960.92 PUTNAM DIVERSIFIED INCOME TRUST2020-05-012020-10-27$77,028$72,722$4,306$4,306
6685.78 PUTNAM DIVERSIFIED INCOME TRUST2020-09-022020-10-27$43,056$43,257-$201-$201
43948.59 PUTNAM DIVERSIFIED INCOME TRUST2019-11-052020-10-27$283,029$304,124-$21,095-$21,095
615.85 PUTNAM DIVERSIFIED INCOME TRUST2020-09-102020-10-27$3,966$3,954$12$12
1929.41 PUTNAM DIVERSIFIED INCOME TRUST2020-01-152020-10-27$12,425$13,622-$1,197-$1,197
31960.23 PUTNAM DIVERSIFIED INCOME TRUST2020-01-172020-10-27$205,824$225,000-$19,176-$19,176
4033.21 PUTNAM DIVERSIFIED INCOME TRUST2020-04-212020-10-27$25,974$24,159$1,815$1,815
64. BNP PARIBAS2019-02-062020-10-27$2,375$2,906-$531-$531
123. GROUPE DANONE FRF10 ORDS2019-02-062020-10-27$7,145$9,082-$1,937-$1,937
5591. AMERICAN HIGH-INCOME TRUST2019-02-052020-10-28$53,841$56,022-$2,181-$2,181
1. AMERICAN HIGH-INCOME TRUST2019-02-052020-10-28$10$10
12186.96 AMERICAN HIGH-INCOME TRUST2019-04-092020-10-28$117,360$124,185-$6,825-$6,825
.6 AMERICAN HIGH-INCOME TRUST2019-04-092020-10-28$6$6
20990. AMERICAN HIGH-INCOME TRUST2018-12-212020-10-28$202,134$201,294$840$840
7617. BLACKROCK HIGH YIELD BOND PORTFOLIO2019-02-052020-10-28$56,594$56,899-$305-$305
.33 BLACKROCK HIGH YIELD BOND PORTFOLIO2019-02-052020-10-28$2$2
1164.24 BLACKROCK HIGH YIELD BOND PORTFOLIO2020-01-152020-10-28$8,650$9,081-$431-$431
25721.54 BLACKROCK HIGH YIELD BOND PORTFOLIO2020-03-172020-10-28$191,111$169,505$21,606$21,606
109. NIDEC CORP2015-05-082020-10-28$2,868$1,025$1,843$1,843
10. NIDEC CORP2015-04-242020-10-28$263$93$170$170
55131.22 VOYA STRATEGIC INCOME OPPORTUNITIES FUND2019-11-052020-10-28$544,145$568,954-$24,809-$24,809
76. GROUPE DANONE FRF10 ORDS2019-02-062020-10-28$4,213$5,612-$1,399-$1,399
2937. WYNN MACAU LTD SHS2019-02-082020-10-28$4,158$7,269-$3,111-$3,111
.7 SAMPO INSURANCE CO LTD FIM5 SER A2019-02-062020-10-29$27$30-$3-$3
146.3 SAMPO INSURANCE CO LTD FIM5 SER A2019-02-062020-10-29$5,582$6,200-$618-$618
250000. DALLAS FORT WORTH TEX2018-05-152020-11-02$250,000$250,000
146. GLAXOSMITHKLINE PLC2017-09-142020-11-02$4,994$5,870-$876-$876
131. NIDEC CORP2015-05-082020-11-02$3,327$1,232$2,095$2,095
7. TENCENT HOLDINGS LTD SHS2020-02-052020-11-02$536$356$180$180
39. TENCENT HOLDINGS LTD SHS2019-03-292020-11-02$2,986$1,789$1,197$1,197
38. XILINX INC2019-02-052020-11-03$4,603$4,210$393$393
27. XILINX INC2014-02-142020-11-03$3,270$1,346$1,924$1,924
47. XILINX INC2013-09-192020-11-03$5,693$2,235$3,458$3,458
127. XILINX INC2012-05-292020-11-03$15,383$4,140$11,243$11,243
91. VEEVA SYS INC CL A2019-01-152020-11-04$25,796$9,160$16,636$16,636
146. VISA INC2013-09-192020-11-04$28,410$7,100$21,310$21,310
5. XILINX INC2019-02-052020-11-04$630$554$76$76
15. XILINX INC2020-08-142020-11-04$1,891$1,587$304$304
244. AXA ADR2018-04-262020-11-06$4,573$6,961-$2,388-$2,388
104. NOVARTIS AG CHF 0.52019-02-062020-11-06$8,790$8,142$648$648
313. AXA ADR2018-05-022020-11-09$6,398$8,994-$2,596-$2,596
217. AXA ADR2019-07-052020-11-09$4,394$5,792-$1,398-$1,398
181. AXA ADR2019-05-142020-11-09$3,665$4,510-$845-$845
179. AXA ADR2020-08-142020-11-09$3,624$3,736-$112-$112
141. AXA ADR2019-05-142020-11-09$2,882$3,513-$631-$631
353. AXA ADR2020-05-152020-11-09$7,148$5,791$1,357$1,357
3. AXA ADR2018-07-222020-11-09$61$72-$11-$11
60. AXA ADR2018-04-262020-11-09$1,226$1,712-$486-$486
283. GLAXOSMITHKLINE PLC2017-09-142020-11-09$10,639$11,379-$740-$740
361. SPDR GOLD TRUST2020-04-222020-11-09$63,101$58,070$5,031$5,031
116. HEALTH CARE SELECT SECTOR SPDR FUND2016-03-302020-11-09$12,974$7,919$5,055$5,055
22. VODAFONE GROUP PLC2016-09-012020-11-09$330$662-$332-$332
1. VODAFONE GROUP PLC2017-11-062020-11-09$15$29-$14-$14
5. VODAFONE GROUP PLC2016-12-092020-11-09$75$126-$51-$51
33. VODAFONE GROUP PLC2017-09-122020-11-09$495$952-$457-$457
137. VODAFONE GROUP PLC2016-07-192020-11-09$2,056$4,101-$2,045-$2,045
22. VODAFONE GROUP PLC2016-09-212020-11-09$330$651-$321-$321
75. VODAFONE GROUP PLC2018-09-262020-11-09$1,125$1,675-$550-$550
7. ENBRIDGE INC2019-02-052020-11-10$213$263-$50-$50
63. ALIBABA GROUP HOLDING LT2018-11-012020-11-11$16,715$9,510$7,205$7,205
8. ALIBABA GROUP HOLDING LT2018-05-072020-11-11$2,123$1,568$555$555
20. ALIBABA GROUP HOLDING LT2018-10-312020-11-11$5,306$2,803$2,503$2,503
27. BURLINGTON STORES INC2018-04-092020-11-11$5,995$3,695$2,300$2,300
10. BURLINGTON STORES INC2018-04-102020-11-11$2,220$1,372$848$848
13. ENBRIDGE INC2019-02-052020-11-11$396$489-$93-$93
255. ENBRIDGE INC2019-03-292020-11-11$7,768$9,303-$1,535-$1,535
96. DEUTSCHE POST AG2018-02-132020-11-12$4,432$4,342$90$90
61. DEUTSCHE POST AG2018-02-132020-11-12$2,816$2,755$61$61
33. ROYAL DUTCH SHELL PLC2019-02-052020-11-13$1,027$2,098-$1,071-$1,071
69. ROYAL DUTCH SHELL PLC2020-02-102020-11-13$2,147$3,538-$1,391-$1,391
36. ROYAL DUTCH SHELL PLC2020-08-142020-11-13$1,120$1,122-$2-$2
98. ROYAL DUTCH SHELL PLC2019-12-162020-11-13$3,049$5,731-$2,682-$2,682
112. ROYAL DUTCH SHELL PLC2020-04-232020-11-13$3,484$4,012-$528-$528
900000. UNITED STATES TREAS BILL2020-10-282020-11-18$899,991$899,958$33$33
1017. AT&T INC2018-08-242020-11-19$28,958$33,246-$4,288-$4,288
17. AMERICAN ELECTRIC POWER CO INC2020-10-012020-11-19$1,415$1,390$25$25
28. AMERICAN ELECTRIC POWER CO INC2020-07-022020-11-19$2,331$2,321$10$10
17. AMERICAN ELECTRIC POWER CO INC2020-06-042020-11-19$1,415$1,444-$29-$29
15. AMERICAN ELECTRIC POWER CO INC2020-10-082020-11-19$1,249$1,344-$95-$95
17. AMERICAN ELECTRIC POWER CO INC2020-07-092020-11-19$1,415$1,384$31$31
17. AMERICAN ELECTRIC POWER CO INC2020-06-112020-11-19$1,415$1,427-$12-$12
1962. AMERICAN ELECTRIC POWER CO INC2018-12-122020-11-19$163,333$157,431$5,902$5,902
18. AMERICAN ELECTRIC POWER CO INC2020-05-142020-11-19$1,498$1,390$108$108
14. AMERICAN ELECTRIC POWER CO INC2020-10-152020-11-19$1,165$1,247-$82-$82
16. AMERICAN ELECTRIC POWER CO INC2020-07-162020-11-19$1,332$1,359-$27-$27
17. AMERICAN ELECTRIC POWER CO INC2020-06-182020-11-19$1,415$1,380$35$35
17. AMERICAN ELECTRIC POWER CO INC2020-09-182020-11-19$1,415$1,340$75$75
18. AMERICAN ELECTRIC POWER CO INC2020-05-212020-11-19$1,498$1,391$107$107
9. AMERICAN ELECTRIC POWER CO INC2020-07-232020-11-19$749$796-$47-$47
17. AMERICAN ELECTRIC POWER CO INC2020-09-242020-11-19$1,415$1,340$75$75
18. AMERICAN ELECTRIC POWER CO INC2020-06-252020-11-19$1,498$1,426$72$72
16. AMERICAN ELECTRIC POWER CO INC2020-05-282020-11-19$1,332$1,369-$37-$37
5. CLOROX CO/THE2020-10-012020-11-19$1,019$1,042-$23-$23
5. CLOROX CO/THE2020-06-042020-11-19$1,019$1,024-$5-$5
194. CLOROX CO/THE2020-06-042020-11-19$39,541$39,787-$246-$246
5. CLOROX CO/THE2020-10-082020-11-19$1,019$1,064-$45-$45
5. CLOROX CO/THE2020-07-092020-11-19$1,019$1,145-$126-$126
5. CLOROX CO/THE2020-06-112020-11-19$1,019$1,049-$30-$30
4. CLOROX CO/THE2020-05-142020-11-19$815$822-$7-$7
4. CLOROX CO/THE2020-10-152020-11-19$815$882-$67-$67
5. CLOROX CO/THE2020-07-162020-11-19$1,019$1,135-$116-$116
5. CLOROX CO/THE2020-06-182020-11-19$1,019$1,067-$48-$48
5. CLOROX CO/THE2020-09-182020-11-19$1,019$1,043-$24-$24
5. CLOROX CO/THE2020-05-212020-11-19$1,019$998$21$21
3. CLOROX CO/THE2020-07-232020-11-19$611$686-$75-$75
5. CLOROX CO/THE2020-09-242020-11-19$1,019$1,058-$39-$39
5. CLOROX CO/THE2020-06-252020-11-19$1,019$1,071-$52-$52
478. CLOROX CO/THE2020-04-272020-11-19$97,426$90,562$6,864$6,864
4. CLOROX CO/THE2020-05-282020-11-19$815$816-$1-$1
18. LVMH MOET HENNESY LOUIS VUITTON2019-02-062020-11-23$10,487$5,926$4,561$4,561
91. GLAXOSMITHKLINE PLC2017-09-142020-11-24$3,372$3,659-$287-$287
595. ABBOTT LABORATORIES2019-11-052020-11-25$63,974$48,629$15,345$15,345
127. THERMO FISHER SCIENTIFIC INC2013-05-102020-11-25$56,223$10,687$45,536$45,536
29. THERMO FISHER SCIENTIFIC INC2013-01-162020-11-25$12,838$1,966$10,872$10,872
59. MEDICAL PROPERTIES TRUST INC2013-09-102020-11-27$1,151$654$497$497
28. GLAXOSMITHKLINE PLC2017-11-062020-11-30$1,033$1,013$20$20
109. GLAXOSMITHKLINE PLC2017-09-142020-11-30$4,022$4,383-$361-$361
27. GLAXOSMITHKLINE PLC2020-08-142020-11-30$996$1,098-$102-$102
36. GLAXOSMITHKLINE PLC2017-09-252020-11-30$1,328$1,458-$130-$130
64. GLAXOSMITHKLINE PLC2018-06-262020-11-30$2,361$2,563-$202-$202
53. GLAXOSMITHKLINE PLC2018-09-262020-11-30$1,956$2,156-$200-$200
65. GLAXOSMITHKLINE PLC2017-10-312020-11-30$2,398$2,359$39$39
124. MEDICAL PROPERTIES TRUST INC2013-09-102020-11-30$2,414$1,374$1,040$1,040
222. MEDICAL PROPERTIES TRUST INC2013-09-112020-11-30$4,321$2,472$1,849$1,849
7. MEDICAL PROPERTIES TRUST INC2013-09-122020-11-30$136$78$58$58
38. MEDICAL PROPERTIES TRUST INC2013-09-192020-11-30$740$453$287$287
1. BLACKSTONE ALTERNATIVE2018-12-312020-11-30$3,765,024$4,371,571-$606,547-$606,547
CAPITAL GAIN DIVIDENDS$364,680P
FieldValueIRS element (for citing)
Capital Gain Net Income$106,420CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$3,626,869AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$72,399,572NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.050095DistributionYr1Rt
Adjusted Qlfy Distri Yr2$3,566,367AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$74,386,313NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.047944DistributionYr2Rt
Adjusted Qlfy Distri Yr3$3,320,018AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$70,826,426NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.046875DistributionYr3Rt
Adjusted Qlfy Distri Yr4$2,894,421AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$67,771,310NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.042709DistributionYr4Rt
Adjusted Qlfy Distri Yr5$2,567,059AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$69,889,281NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.03673DistributionYr5Rt
Total Distribution0.224353TotalDistributionRt
Average Distribution0.044871AverageDistributionRt
Net Vl Noncharitable Assets$71,928,125NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$3,227,487AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$14,328NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$3,241,815AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$3,693,931QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$14,328InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$14,328SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$14,328TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$51,446EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid$0ExtsnRequestIncomeTaxPaidAmt
Total Payments And Credits$51,446TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$47EsPenaltyAmt
Overpayment$37,071OverpaymentAmt
Applied To ES Tax$0AppliedToESTaxAmt
Refund$37,071RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateGAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1UST-MLT A DIVISION OF BANK OFBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone6092746834PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line11300 MERRILL LYNCH DRIVEAddressLine1Txt
CityPENNINGTONCityNm
State AbbreviationNJStateAbbreviationCd
ZIP085341501ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (true)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
BANK OF AMERICA N A
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510TRUSTEE2$410,942
RICHARD W HALLOCK
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510ADVISORY MEMBER1$7,500
S ANDREW SHUPING
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510ADVISORY MEMBER1$7,500
KATHY BARRONTON THORNTON
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510ADVISORY MEMBER1$7,500
KIM BARRONTON THORNTON
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510ADVISORY MEMBER1$7,500
BROCK RICHARD PEYER
114 W 47TH ST NY8-114-07-07NEW YORKNY100361510ADVISORY MEMBER1$7,500
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$69,419,349AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$3,604,128AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$73,023,477TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$73,023,477AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$1,095,352CashDeemedCharitableAmt
Net Vl Noncharitable Assets$71,928,125NetVlNoncharitableAssetsAmt
Minimum Investment Return$3,596,406MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$3,596,406MinimumInvestmentReturnAmt
Tax Based On Investment Income$14,328TaxBasedOnInvestmentIncomeAmt
Total Tax$14,328TotalTaxAmt
Distributable Before Adj$3,582,078DistributableBeforeAdjAmt
Recoveries Qualfied Distri$20,000RecoveriesQualfiedDistriAmt
Distributable Before Ded$3,602,078DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$3,602,078DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$3,693,931ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$3,693,931QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$14,328PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$3,679,603AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$3,602,078DistributableAsAdjustedAmt
Undistributed Income PY$3,393,463UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$0ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$0ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$0ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$0ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$0ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$0TotalExcessDistributionCyovAmt
Qualifying Distributions$3,693,931QualifyingDistributionsAmt
Applied To Year1$3,393,463AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$300,468AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$0TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$3,301,610UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Year4$0ExcessFromYear4Amt
Excess From Year3$0ExcessFromYear3Amt
Excess From Year2$0ExcessFromYear2Amt
Excess From Year1$0ExcessFromYear1Amt
Excess From Current Year$0ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerNONEContributingManagerNm
Shareholder ManagerNONEShareholderManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (58 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2Txt
ENCORE COMMUNITY
239 W 49TH STNEW YORKNY100197404NONEPCGENERAL OPERATING$25,000
WILLING HELPERS HOME
226 W MADISON AVEJOHNSTOWNNY12095NONEPCGENERAL OPERATING$10,000
AMERICA'S VETDOGS
371 E JERICHO TURNPIKESMITHTOWNNY11787NONEPCGENERAL OPERATING$20,000
JDRF
26 BROADWAY 14TH FLOORNEW YORKNY100041703NONEPCGENERAL OPERATING$20,000
PRESBYTERIAN CHURCH USA
100 WITHERSPOON STLOUISVILLEKY402026300NONEPCGENERAL OPERATING$35,000
COMMUNITY FRIENDSHIP INC
85 RENAISSANCE PKWY NEATLANTAGA303082311NONEPCGENERAL OPERATING$45,000
247 GATEWAY LLC
275 PRYOR ST SWATLANTAGA303033638NONEPCGENERAL OPERATING$25,000
PASSION FOR HAITI FDN INC
5335 31ST CIR E UNIT 201BRADENTONFL342038424NONEPCGENERAL OPERATING$20,000
BBRF
90 PARK AVE 16TH FLNEW YORKNY100161301NONEPCGENERAL OPERATING$225,000
AHIMSA HOUSE INC
PO BOX 8181ATLANTAGA31106NONEPCGENERAL OPERATING$10,000
SER FAMILIA INC
209 NORTHRIDGE DRACWORTHGA30101NONEPCGENERAL OPERATING$10,000
HEAD STRONG PROJECT INC
655 MADISON AVE 18TH FLNEW YORKNY10065NONEPCGENERAL OPERATING$70,000
AMERICAN PSYCHOLOGICAL FDN
750 FIRST STREET NE NO 3RD FLWASHINGTONDC200020000NONEPCGENERAL OPERATING$75,000
DILWORTH CENTER FOR
2240 PARK RDCHARLOTTENC282035941NONEPCGENERAL OPERATING$30,000CHEMICAL DEPENDENCY INC
CARINGWORKS INC
2785 LAWRENCEVILLE HWY 205DECATURGA30033NONEPCGENERAL OPERATING$30,000
THORNWELL HOME
302 S BROAD STREETCLINTONSC29325NONEPCGENERAL OPERATING$40,000
ATLANTA MISSION
PO BOX 1807ATLANTAGA303011807NONEPCGENERAL OPERATING$25,000
HILLSIDE
690 COURTENAY DR NEATLANTAGA303063421NONEPCGENERAL OPERATING$20,000
MENTAL HEALTH OF GEORGIA
2250 N DRUID HILLS RD NEATLANTAGA30329NONEPCGENERAL OPERATING$15,000
HAPEVILLE FIRST UNITED
3510 ATLANTA AVENUEHAPEVILLEGA30354NONEPCGENERAL OPERATING$10,000METHODIST CHURCH
BIG BROTHERS BIG SISTERS
1382 PEACHTREE ST NEATLANTAGA303093248NONEPCGENERAL OPERATING$20,000OF METRO ATLANTA
CHRISTIAN CITY INC
1626 JEURGENS CTNORCROSSGA300932219NONEPCGENERAL OPERATING$1,010,000
YOUTH FOR CHRIST
1 MECA WAYNORCROSSGA300932919NONEPCGENERAL OPERATING$10,000
ATLANTA RONALD MCDONALD
795 GATEWOOD RD NEATLANTAGA303294200NONEPCGENERAL OPERATING$35,000HOUSE CHARITIES INC
COMM FOOD BANK OF ATLANTA
191 PEACHTREE ST 1000ATLANTAGA30303NONEPCGENERAL OPERATING$50,000
ATLANTA COMMUNITY FOOD BANK INC
732 JOSEPH E LOWERY BLVD NWATLANTAGA303186658NONEPCGENERAL OPERATING$30,000
CHRIS KIDS
1017 FAYETTEVILLE ROAD SUITE BATLANTAGA303162932NONEPCGENERAL OPERATING$50,000
MERCY CARE FOUNDATION
424 DECATUR ST SEATLANTAGA30312NONEPCGENERAL OPERATING$10,000
THE CARTER CENTER INC
453 FREEDOM PKWY NEATLANTAGA303071496NONEPCGENERAL OPERATING$10,000
NAMI GEORGIA INC
4120 PRESIDENTIAL PKWY STE 200ATLANTAGA303403776NONEPCGENERAL OPERATING$30,000
GEORGE WEST MENTAL
1961 N DRUID HILLS RD NEBROOKHAVENGA303291807NONEPCGENERAL OPERATING$30,000HEALTH FOUNDATION INC
BLOOM
150 MARQUIS DRFAYETTEVILLEGA302141565NONEPCGENERAL OPERATING$30,000
OUR HOUSE INC
711 S COLUMBIA DRDECATURGA300304118NONEPCGENERAL OPERATING$45,000
GEORGIA CENTER FOR CHILD
1485-B WOODLAWN AVEATLANTAGA303160000NONEPCGENERAL OPERATING$20,000ADVOCACY INC
NICHOLAS HOUSE INC
830 BOULEVARD SEATLANTAGA303123653NONEPCGENERAL OPERATING$30,000
SOUTHWEST CHRISTIAN CARE
7225 LESTER RDUNION CITYGA302912316NONEPCGENERAL OPERATING$10,000
GEORGIA PARENT SUPPORT
1381 METROPOLITAN PKWY SWATLANTAGA303104455NONEPCGENERAL OPERATING$20,000NETWORK INC
3 KEYS INC
2198 DRESDEN DRATLANTAGA303415058NONEPCGENERAL OPERATING$40,000
GEORGIA MENTAL HEALTH CONSUMER NETWORK
246 SYCAMORE STREET ROOM 260DECATORGA30030NONEPCGENERAL OPERATING$30,000
MUST MINISTRIES
PO BOX 1717MARIETTAGA300611717NONEPCGENERAL OPERATING$40,000
GRADY HEALTH FOUNDATION
191 PEACHTREE ST NE STE 820ATLANTAGA303031755NONEPCGENERAL OPERATING$10,000
THE NORTH GWINNETT
4395 COMMERCE DRBUFORDGA30518NONEPCGENERAL OPERATING$25,000
CITY OF REFUGE INC
1300 JOSEPH E BOONE BLVD NWATLANTAGA303142032NONEPCGENERAL OPERATING$20,000
GOOD NEIGHBOR HOMELESS
110 PORTER ST WCHARTERSVILLEGA30120NONEPCGENERAL OPERATING$10,000
ABBA HOUSE INC
PO BOX 1480DAWSONVILLEGA30534NONEPCGENERAL OPERATING$30,000
CITY RESCUE MISSION
426 MCDUFF AVE SJACKSONVILLEFL32254NONEPCGENERAL OPERATING$20,000
CLEARWATER MARINE AQUARIUM
249 WINDWARD PASSAGECLEARWATERFL33767NONEPCGENERAL OPERATING$10,000
SOUTHEASTERN GUIDE DOGS
4210 77TH STREET EPALMETTOFL34221NONEPCGENERAL OPERATING$10,000
PACE CENTER FOR GIRLS
6745 PHILLIPS INDUSTRIAL BLVDJACKSONVILLEFL32256NONEPCGENERAL OPERATING$10,000
BRADFORDVILLE FIRST
6494 THOMASVILLE RDTALLAHASSEEFL323123834NONEPCGENERAL OPERATING$10,000BAPTIST CHURCH
RICHMONT GRADUATE UNIVERSITY
1815 MCCALLIE AVECHATTANOOGATN374043026NONEPCGENERAL OPERATING$30,000
OPTIONS INC
19362 W SHELTON RDHAMMONDLA704018251NONEPCGENERAL OPERATING$35,000
INTERACTIVE NEIGHBORHOOD
999 CHESTNUT STGAINESVILLEGA305016956NONEPCGENERAL OPERATING$10,000FOR KIDS
SOLOMON'S TEMPLE
2836 SPRINGDALE RD SWATLANTAGA303157802NONEPCGENERAL OPERATING$30,000FOUNDATION INC
OPEN DOORS
2872 WOODCOCK BLVDATLANTAGA30341NONEPCGENERAL OPERATING$10,000
A POSITIVE YOU
500 S COLUMBIA DRDECATURGA30030NONEPCGENERAL OPERATING$10,000
YOUINGLIFE GRANT AWARD
3499 DULUTH PARK LN NWDULUTHGA30096NONEPCGENERAL OPERATING$10,000
STEP UP ON SECOND STREET
1460 4TH ST STE 200SANTA MONICACA904013414NONEPCGENERAL OPERATING$710,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$3,310,000TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp
Int On Sav And Temp Cash InvstIntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$1,704,673ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$106,420ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescFEDERAL TAX REFUNDDesc
Exclusion1ExclusionCd
Exclusion$46,527ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$1,857,620ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,857,620TotalIncomeProducingActyAmt
FieldValueIRS element (for citing)
Rln Of Acty To Accom Of Exmpt PrpsRlnOfActyToAccomOfExmptPrpsGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (24 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
369604BQ5 GENERAL ELECTRIC CO
3431365R4 FLORIDA ST TPK AUTH$515,816$542,750
912796TV1 U.S. TREASURY BILL
13077CY65 CALIFORNIA ST UNIV R$1,076,076$1,187,740
912828NT3 U.S. TREASURY NOTE
13068LXR1 CALIFORNIA ST PUB WK$265,824$287,323
13077CX33 CALIFORNIA ST UNIV R
79730PDE2 SAN DIEGO CA RDA TA
82707BAX7 SILICON VY CLEAN WTR
912828MP2 U.S. TREASURY NOTE
912828PC8 U.S. TREASURY NOTE
912828V31 U.S. TREASURY NOTE
9128284Q0 U.S. TREASURY NOTE
49151FUQ1 KENTUCKY ST PPTY & B
912796TC3 U.S. TREASURY BILL
912796SW0 U.S. TREASURY BILL
59334DHH0 MIAMI-DADE CNTY FLA
912828C57 U.S. TREASURY NOTE
13063CKY5 CALIFORNIA ST VAR PU$393,569$425,123
235036D23 DALLAS FORT WORTH TE
9128283H1 U.S. TREASURY NOTE
71H789993 HEDGE FUND GUIDED$2,000,000$2,000,000
544525PR3$500,610$501,900
9127964F3$339,939$339,925

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (467 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
466313103 JABIL CIRCUIT INC
493267108 KEYCORP NEW COM$9,916$14,038
58463J304 MEDICAL PROPERTIES T$9,617$14,783
629334103 NN GROUP NV -
651290108 NEWFIELD EXPL CO
682151303 OMRON CORP
70450Y103 PAYPAL HOLDINGS INC$66,783$256,302
755111507 RAYTHEON CO
75972B101 RENESAS ELECTRONICS$35,090$49,539
783549108 RYDER SYSTEM INC$30,193$38,197
78410G104 SBA COMMUNICATIONS C$13,387$24,697
79466L302 SALESFORCE COM INC$87,000$196,640
80105N105 SANOFI-SYNTHELABO$127,316$141,564
808513105 SCHWAB CHARLES CORP
826197501 SIEMENS AG$26,033$41,394
90348R102 UBISOFT ENTERTAINMEN
17275R102 CISCO SYSTEMS INC$338,042$303,420
22822V101 CROWN CASTLE INTERNA$155,866$224,879
291011104 EMERSON ELECTRIC CO$374,945$415,980
539830109 LOCKHEED MARTIN CORP$343,608$448,950
58933Y105 MERCK AND CO INC SHS$342,123$383,300
871829107 SYSCO CORP
89353D107 TRANSCANADA CORP
907818108 UNION PACIFIC CORP$217,040$431,425
G5960L103 MEDTRONIC PLC SHS$424,168$460,144
22160K105 COSTCO WHSL CORP NEW$110,893$244,073
594918104 MICROSOFT CORP COM$531,759$827,595
595112103 MICRON TECHNOLOGY
039653100 ARCOSA INC REG
16411R208 CHENIERE ENERGY INC
172967424 CITIGROUP INC$830,903$901,771
237194105 DARDEN RESTAURANTS I$9,900$18,573
24983L104 DERMIRA INC
251542106 DEUTSCHE BOERSE AG$31,796$33,453
26078J100 DOWDUPONT INC COM
30303M102 FACEBOOK INC$97,867$237,086
428291108 HEXCEL CORP$21,262$29,365
57060D108 MARKETAXESS HLDGS IN
609839105 MONOLITHIC POWER SYS$10,515$32,636
654445303 NINTENDO LTD ADR$7,676$15,822
686330101 ORIX CORP$35,763$38,754
68840Y106 OSRAM LICHT AG-UNSP
756255204 RECKITT BENCKISER GR$45,098$44,099
759351604 REINSURANCE GROUP OF$18,248$24,555
833034101 SNAP ON INC$14,583$27,433
871503108 SYMANTEC CORP
89151E109 TOTAL FINA ELF S.A.$227,186$226,545
91324P102 UNITEDHEALTH GROUP I$117,750$159,762
927320101 VINCI SA
92826C839 VISA INC$273,938$546,489
978097103 WOLVERINE WORLD WIDE$24,551$22,338
031162100 AMGEN INC$217,320$283,989
26441C204 DUKE ENERGY CORP NEW
913017109 UNITED TECHNOLOGIES
00724F101 ADOBE SYS INC COM$148,102$200,957
867914103 SUNTRUST BANKS INC
G0408V102 AON PLC
003654100 ABIOMED INC
02079K305 ALPHABET INC SHS$286,889$507,022
03027X100 AMERICAN TOWER REIT$237,189$274,434
090572207 BIO RAD LABS INC CL$11,294$35,541
11135F101 BROADCOM INC$213,101$319,658
125581801 CIT GROUP INC NEW
127055101 CABOT CORP$20,345$17,641
13645T100 CANADIAN PAC RY LTD
13961R100 CAPGEMINI SE SHS$35,505$50,110
247361702 DELTA AIR LINES INC
26874R108 ENI S P A SPONSORED
278265103 EATON VANCE CORP$11,339$21,835
33616C100 FIRST REP BK SAN FRN
375558103 GILEAD SCIENCES INC
37940X102 GLOBAL PAYMENTS INC
455793109 INDUSTRIA DE DISENO
456837103 ING GROEP N V SPONSO
45866F104 INTERCONTINENTAL EXC
674599105 OCCIDENTAL PETROLEUM
74440L106 PRYSMIAN S.P.A. SHS
749660106 RPC ENERGY SVCS INC
749661104 RPC GROUP PLC-UNSP
754730109 RAYMOND JAMES FINANC$11,985$23,374
780259206 ROYAL DUTCH SHELL PL
835495102 SONOCO PRODUCTS CO$13,092$17,824
858912108 STERICYCLE INC$24,589$29,373
896522109 TRINITY INDUSTRIES I
92552V100 VIASAT INC
949746101 WELLS FARGO & CO NEW$89,387$57,435
444859102 HUMANA INC COM
65339F101 NEXTERA ENERGY INC$131,975$203,108
00507V109 ACTIVISION BLIZZARD$103,882$148,310
012653101 ALBEMARLE CORP$22,149$31,001
01609W102 ALIBABA GROUP HOLDIN$109,555$169,604
042735100 ARROW ELECTRONICS IN$21,143$23,646
06738E204 BARCLAYS PLC ADR
122017106 BURLINGTON STORES IN$104,847$149,918
166764100 CHEVRONTEXACO CORP$678,882$573,557
25157Y202 DEUTSCHE POST AG$32,721$42,816
28176E108 EDWARDS LIFESCIENCES$83,578$155,784
294600101 EQUITRANS MIDSTREAM
33767D105 FIRSTCASH INC$21,896$29,679
452327109 ILLUMINA INC
477143101 JETBLUE AWYS CORP
540424108 LOEWS CORP
615394202 MOOG INC$13,779$18,566
83364L109 SOCIETE GENERALE FRA
835699307 SONY CORP ADR AMERN$30,942$65,396
872540109 TJX COS INC/THE
879360105 TELEDYNE TECHNOLOGIE$14,459$46,487
90384S303 ULTA SALON COSMETICS
904678406 UNICREDITO SPA
369550108 GENERAL DYNAMICS COR
747525103 QUALCOMM INC$101,532$163,800
780259107 ROYAL DUTCH SHELL PL
053332102 AUTOZONE INC
74340W103 PROLOGIS INC$90,273$143,572
883556102 THERMO FISHER SCIENT$90,663$258,994
H42097107 UBS GROUP AG NAMEN-A$27,935$28,294
02079K107 ALPHABET INC SHS$113,288$265,872
03662Q105 ANSYS INC$13,216$29,749
03957W106 ARCHROCK INC$27,957$29,681
054536107 AXA ADR
09215C105 BLACK KNIGHT HOLDCO$18,729$44,069
099724106 BORG WARNER INC$16,794$16,123
15135B101 CENTENE CORP$15,311$22,502
N53745100 LYONDELLBASELL INDUS
008252108 AFFILIATED MANAGERS
032511107 ANADARKO PETE CORP
31428X106 FEDEX CORP$68,454$151,314
H84989104 TE CONNECTIVITY LTD
N20944109 FI CBM HOLDINGS N.V.
N22717107 CORE LABORATORIES N
00687A107 ADIDAS SALOMON AG
009126202 AIR LIQUIDE ADR$26,057$37,416
015351109 ALEXION PHARMACEUTIC
12504L109 CBRE GROUP INC$16,665$34,789
12803K109 CAIXABANK UNSPON ADR
16945R104 CHINA UNICOM LTD SPO
202597605 COMMERZBANK AG-SPONS
225401108 CREDIT SUISSE GROUP
23331A109 DR HORTON INC$10,780$27,267
25243Q205 DIAGEO PLC SPON ADR
361448103 GATX CORP$24,571$33,499
400110102 GRUBHUB INC SHS
406216101 HALLIBURTON COMPANY
42333L103 HELLA GMBH & CO KGAA$24,320$30,171
43858F109 HONG KONG EXCHANGES
446413106 HUNTINGTON INGALLS I$12,319$20,184
495724403 KINGFISHER PLC
786584102 SAFRAN SA-UNSPON
806857108 SCHLUMBERGER LTD
81762P102 SERVICENOW INC$91,676$277,966
904784709 UNILEVER NV
92214X106 VAREX IMAGING CORP R
983919101 XILINX INC
084670108 BERKSHIRE HATHAWAY I$635,215$2,749,504
097023105 BOEING CO/THE$331,095$210,710
891160509 TORONTO-DOMINION BAN
931142103 WAL MART STORES INC$371,203$570,976
09247X101 BLACKROCK INC$428,396$658,544
38141G104 GOLDMAN SACHS GROUP$80,345$96,152
49271V100 KEURIG DR PEPPER INC
855244109 STARBUCKS CORP COM
00751Y106 ADVANCE AUTO PARTS I
009279100 AIRBUS SE$24,285$29,350
00971T101 AKAMAI TECHNOLOGIES$13,193$28,776
016255101 ALIGN TECHNOLOGY INC
01741R102 ALLEGHENY TECHNOLOGI
03524A108 ANHEUSER-BUSCH INBEV$41,239$30,406
03674X106 ANTERO RES CORP
09857L108 BOOKING HLDGS INC
101121101 BOSTON PROPERTIES IN$12,235$10,699
12626K203 CRH PLC ADR
138035100 CANOPY GROWTH CORP
26884L109 EQT CORP
32008D106 FIRST DATA CORPORATI
320517105 FIRST HORIZON NATL C
46625H100 J P MORGAN CHASE & C$709,481$957,539
492089107 KERING S A
49338L103 KEYSIGHT TECHNOLOGIE
59410T106 CIE GENERALE DES$24,730$29,643
641069406 NESTLE S A SPONSORED$29,010$38,878
67077M108 NUTRIEN LTD REG SHS
682189105 ON SEMICONDUCTOR COR$17,947$44,275
69370C100 PTC INC SHS
760759100 REPUBLIC SERVICES IN$9,488$20,988
810186106 SCOTTS COMPANY
824551105 SHIN-ETSU CHEM-UNSPO
83404D109 SOFTBANK CORP SHS
874080104 TAL ED GROUP ADR
88032Q109 TENCENT HOLDINGS LTD
980745103 WOODWARD INC$14,427$27,510
983793100 XPO LOGISTICS INC
H1467J104 CHUBB LTD
00206R102 AT&T INC$576,312$535,641
025537101 AMERICAN ELECTRIC PO
037833100 APPLE INC$390,692$1,771,464
053015103 AUTOMATIC DATA PROCE
30161N101 EXELON CORP$72,494$82,838
882508104 TEXAS INSTRUMENTS IN$187,560$204,626
036752103 ANTHEM INC$243,372$281,614
151020104 CELGENE CORP
235851102 DANAHER CORP$106,630$250,462
438516106 HONEYWELL INTERNATIO$458,276$701,893
G0177J108 ALLERGAN PLC
G7496G103 RENAISSANCERE HLDGS
N6596X109 NXP SEMICONDUCTORS N$115,308$159,846
153527106 CENTRAL GARDEN & PET
16941R108 CHINA PETE & CHEM CO
23636T100 DANONE-SPONS
285039103 ELECTRICITE DE FRANC
35804M105 FRESENIUS SE& CO-SPN$42,670$29,427
37733W105 GLAXOSMITHKLINE PLC$15,030$14,054
441593100 HOULIHAN LOKEY INC$26,122$35,046
45104G104 ICICI BANK LTD$13,972$18,506
654090109 NIDEC CORP$19,086$40,354
67066G104 NVIDIA CORP$99,859$284,648
707569109 PENN NATL GAMING INC$22,506$55,580
803054204 SAP AKTIENGESELLSCHA$45,133$48,101
85917A100 STERLING BANCORP/DE$22,388$21,829
86562M209 SUMITOMO MITSUI FINA
91529Y106 UNUMPROVIDENT CORP
92857W308 VODAFONE GROUP PLC$17,806$17,475
92939U106 WEC ENERGY GROUP INC$10,754$19,845
253868103 DIGITAL REALTY TRUST$222,633$252,656
713448108 PEPSICO INC$353,797$399,806
026874784 AMERICAN INTERNATION$141,330$133,502
052769106 AUTODESK INC COM
072730302 BAYER A G SPONSORED
126408103 CSX CORP$282,096$379,381
254709108 DISCOVER FINL SVCS
277432100 EASTMAN CHEMICAL CO$9,504$14,513
296036304 ERSTE GROUP BANK AG$43,431$40,385
315437103 FERROVIAL
337932107 FIRSTENERGY CORP
344849104 FOOT LOCKER INC
40052P107 GRUPO FINANCIERO BAN
440327104 HORACE MANN EDUCATOR$20,032$24,152
45662N103 INFINEON TECHNOLOGIE
66987V109 NOVARTIS AG SPNSRD A$31,105$35,787
68389X105 ORACLE CORPORATION
72341E304 PING AN INS GROUP CO
771195104 ROCHE HLDG LTD SPONS$29,095$34,656
79604U107 SAMSONITE INTERNATIO$47,309$27,056
867224107 SUNCOR ENERGY INC$105,635$64,971
87165B103 SYNCHRONY FINL COM
880770102 TERADYNE INC
881624209 TEVA PHARMACEUTICAL
884903709 THOMSON REUTERS CORP
911163103 UNITED NAT FOODS INC
92553P201 VIACOM INC NEW
98978V103 ZOETIS INC$214,478$370,317
054937107 BB&T CORP COM
30231G102 EXXON MOBIL CORP$475,585$257,034
478160104 JOHNSON & JOHNSON$379,154$377,615
92343V104 VERIZON COMMUNICATIO$269,846$302,775
N59465109 MYLAN N.V
254687106 WALT DISNEY CO/THE$134,731$171,692
30219G108 EXPRESS SCRIPTS HLDG
43300A203 HILTON WORLDWIDE HOL$122,184$144,564
437076102 HOME DEPOT INC/THE$265,732$398,361
824348106 SHERWIN-WILLIAMS COM
G47791101 INGERSOLL-RAND PLC
P31076105 COPA HOLDINGS S A CL$16,384$17,534
001317205 AIA GROUP LTD$28,318$42,048
023135106 AMAZON COM INC$169,596$833,195
124857202 CBS CORP NEW
191216100 COCA-COLA CO USD
19626G108 COLONY CAPITAL INC R
251566105 DEUTSCHE TELEKOM AG$35,814$37,222
31502A204 FERGUSON PLC
358029106 FRESENIUS MED CARE A
37045V100 GENERAL MOTORS CO$131,927$166,855
42809H107 HESS CORP$79,818$79,310
436440101 HOLOGIC INC$20,948$33,252
450737101 IBERDROLA S A
61174X109 MONSTER BEVERAGE SHS
09260D107 BLACKSTONE GROUP INC
87612E106 TARGET CORP$189,228$361,394
911312106 UNITED PARCEL SERVIC$434,991$694,886
595017104 MICROCHIP TECHNOLOGY$143,477$228,866
278642103 EBAY INC$32,280$41,806
460146103 INTERNATIONAL PAPER$93,011$105,096
500472303 KONINKLIJKE PHILIPS$31,773$39,567
617446448 MORGAN STANLEY$106,600$161,191
718172109 PHILIP MORRIS INTERN$175,131$168,014
E5706X223 GRIFOLS SA SHS-B-B$6,017$5,934
E6R44C336 IBERDROLA SA BR SHS
G0250X123 AMCOR PLC
G93882192 VODAFONE GROUP PLC S
J6571N105 RYOHIN KEIKAKU CO LT
R1640U124 DNB NOR ASA$7,407$7,497
20030N101 COMCAST CORP$265,038$350,022
J10038115 DAIKIN KOGYO INDUSTR$6,082$10,893
J72810120 SHIN ETSU CHEMICAL C$14,464$27,114
J94104114 UNI-CHARM CORP$15,225$22,966
K36628137 CARLSBERG AS-B$24,499$29,989
K3967W102 GENMAB A/S$10,371$24,623
N0280G100 AIRBUS SE$19,186$17,316
N07059202 ASML HOLDING N.V. OR$17,957$40,912
N7637U112 KONINKLIJKE PHILIPS$9,589$11,929
055622104 BP P L C SPONS ADR$118,543$61,086
22160N109 COSTAR GROUP INC$113,128$175,740
44842L103 HUTCHISON CHINA MEDI$5,597$7,254
G5533W248 LLOYDS BNK GRP
G5689U103 LONDON STK EXCHANGE$22,351$35,171
G74079107 RECKITT BENCKISER GR$17,867$20,217
J12075107 DENSO CORP 6902
W0817X204 ASSA ABLOY AB SHS$5,440$6,469
Y20246107 DBS GROUP HLDGS SGD1
143658300 CARNIVAL CORP
550021109 LULULEMON ATHLETICA$89,424$196,217
8F5A00000 ASSET HELD$17,238$11,969
21036P108 CONSTELLATION BRANDS$136,841$165,290
25179M103 DEVON ENERGY CORP$82,948$49,595
29414B104 EPAM SYSTEMS INC SHS$88,389$158,586
55354G100 MSCI INC$88,495$154,761
655044105 NOBLE ENERGY INC
74874Q100 QUINSTREET INC
883203101 TEXTRON INC$101,210$105,534
922475108 VEEVA SYS INC$68,523$148,679
98138H101 WORKDAY INC CL A
F92124100 TOTAL FINA SA-B EUR1$7,431$5,700
G0593M107 ASTRAZENECA CA$23,293$32,198
G4804L163 INTERCONTINENTAL
J52968104 NIDEC CORPORATION JP$10,262$20,415
J59396101 NIPPON TELEGRAPH & T$11,084$10,283
J75963108 SOFTBANK JAPANESE CO
L80308106 SAMSONITE INTL SA
N4297B146 KONINKLIJKE KPN NV E$12,908$12,552
X75653109 SAMPO INSURANCE CO L
039483102 ARCHER-DANIELS-MIDLA$39,064$49,372
136375102 CANADIAN NATIONAL RA$7,607$9,742
723787107 PIONEER NAT RES CO$152,230$100,580
969457100 WILLIAMS COS INC/THE
F48051100 HERMES INTERNATIONAL$9,644$13,689
F72027109 PERNOD RICARD FRF20$15,234$17,225
G29183103 EATON CORP PLC$340,615$398,936
G4720C107 IMPERIAL BRANDS PLC
H57312649 NESTLE SA, CHAM UND$24,175$29,841
J75734103 SMC CORPORATION JPY$15,190$26,712
K72807132 NOVO NORDISK A/S SHS$26,152$35,680
T3679P115 ENEL SPA COMMON$21,451$34,742
172755100 CIRRUS LOGIC INC$17,119$25,792
316773100 FIFTH THIRD BANCORP$273,176$352,885
40415F101 HDFC BANK LTD$6,448$8,901
494368103 KIMBERLY-CLARK CORP
743424103 PROOFPOINT INC
742718109 PROCTER & GAMBLE CO/$171,154$195,529
H5820Q150 NOVARTIS AG CHF 0.5
J0242P110 ASAHI KASEI CORP 340$14,891$12,676
J11257102 DAIICHI SANKYO CO LT$7,149$12,009
J22848105 HOYA CORP JPY50 ORDS$8,606$15,874
J32491102 KEYENCE CO JPY50 ORD$29,683$52,638
K3186P102 DSV PANALPINA A S$8,006$14,716
07725L102 BEIGENE LTD$8,775$14,319
110122108 BRISTOL-MYERS SQUIBB$376,579$416,707
14149Y108 CARDINAL HEALTH INC
E6165F166 IBERDROLA SA, BILBAO$14,761$24,314
F5433L103 KERING$22,018$31,119
F58485115 LVMH MOET HENNESY LO$6,914$12,131
G7493L105 RELX PLC$20,913$21,557
G98149100 WYNN MACAU LTD SHS
J78529138 SUZUKI MOTOR CO JPY$7,267$8,921
12572Q105 CME GROUP INC
126650100 CVS HEALTH CORP$79,998$88,398
16119P108 CHARTER COMMUNICATIO
174610105 CITIZENS FINANCIAL G$65,684$66,398
254543101 DIODES INC$28,198$39,893
29250N105 ENBRIDGE INC
292505104 ENCANA CORP
458140100 INTEL CORPORATION$104,360$96,845
002824100 ABBOTT LABORATORIES$128,504$184,623
369604103 GENERAL ELECTRIC CO$65,231$74,935
565849106 MARATHON OIL CORP$97,757$41,837
59156R108 METLIFE INC$67,369$72,395
693475105 PNC FINANCIAL SERVIC
74365P108 PROSUS N V$4,827$6,802
857477103 STATE ST CORP COM$58,537$63,432
874039100 TAIWAN SEMICONDUCTOR$19,654$49,868
F4035A557 SAFRAN SA$30,274$33,355
770323103 ROBERT HALF INTERNAT
828806109 SIMON PROPERTY GROUP
31502A303 FERGUSON NEWCO PLC
37636P108 GIVAUDAN SA UNSP ADR$14,365$22,407
58155Q103 MCKESSON CORP$89,593$115,142
58733R102 MERCADOLIBRE INC$7,703$21,747
631512209 NASPERS LTD SHS CL N
F01764103 AIR LIQUIDE (L') FRF$5,526$8,233
F1058Q238 BNP PARIBAS
F12033134 GROUPE DANONE FRF10
G42089113 DIAGEO GBP 28.925185$16,267$16,072
G50736100 JARDINE MATHESON HLD$6,089$7,589
G87572163 TENCENT HOLDINGS LTD$18,537$27,524
H8024W106 SONOVA HOLDING AG$6,856$9,200
J46840104 MURATA MFG CO JPY 50$4,997$10,068
Y002A1105 AIA GROUP LTD$33,368$39,218
Y3506N139 HONG KONG EXCHANGES$9,668$13,721
020002101 ALLSTATE CORP/THE$69,130$76,865
064058100 BANK OF NEW YORK MEL$115,037$99,600
149123101 CATERPILLAR INC$101,308$141,302
D1882G119 DEUTSCHE BOERSE AG F$6,190$7,874
D66992104 SAP AG SYSTEM ORD DE$23,400$26,885
F31665106 ESSILORLUXOTTICA$17,531$21,338
F58149133 L'OREAL FF10$17,635$25,690
G51502105 JOHNSON CTLS INTL PL$85,796$107,780
J3622S100 KOSE CORP 4922
14040H105 CAPITAL ONE FINANCIA$95,742$115,957
337738108 FISERV INC COM$188,016$204,445
701094104 PARKER-HANNIFIN CORP$50,576$51,314
046353108 ASTRAZENECA PLC SPON$31,399$31,605
G1510J102 BRITISH AMERICAN TOB$20,805$20,861
127387108 CADENCE DESIGN SYS I$92,446$99,553
22410J106 CRACKER BARREL OLD C$27,705$31,685
G92087165 UNILEVER PLC$5,251$5,065
40412C101 HCA HEALTHCARE INC$100,709$139,302
806407102 SCHEIN HENRY INC$63,309$64,824
G0403H108 AON PLC REG SHS$7,302$8,810
756109104 REALTY INCOME CORP$199,801$226,747
192479103 COHERENT INC$21,994$21,799
H8300N119 STRAUMANN HOLDING AG$13,343$18,416
90138F102 TWILIO INC CL A$82,662$95,067
J83173104 TERUMO CORPORATION J$11,717$13,482
H0010V101 ABB LTD CHF 2.5$19,335$19,620
874060205 TAKEDA PHARMACEUTICA$37,449$35,553
502117203 L OREAL CO ADR$23,825$31,803
517834107 LAS VEGAS SANDS CORP$42,811$50,585
574795100 MASIMO CORP$99,591$111,212
89465J109 TREASURY WINE ESTATE$18,496$10,609
B639CJ108 ANHEUSER-BUSCH INBEV$10,420$14,772
G3643J108 FLUTTER ENTERTAINMEN$4,593$5,766
125269100 CF INDS HLDGS INC$79,172$99,778
J74229105 SHIONOGI & CO LTD JP$15,858$15,340
444097109 HUDSON PACIFIC PROPE$22,277$24,154
831865209 AO SMITH CORP$21,858$23,481
009158106 AIR PRODUCTS & CHEMI$196,856$251,286
F7629A107 ENGIE$5,399$6,229
G25839104 COCA-COLA EUROPEAN$40,139$38,157
G75754104 RIO TINTO PLC$5,259$5,550
49456B101 KINDER MORGAN INC/DE$84,855$82,584
502441306 LVMH MOET HENNESSY L$26,058$36,473
62855J104 MYRIAD GENETICS INC$27,144$27,082
68554V108 ORASURE TECHNOLOGIES$33,970$26,532
82509L107 SHOPIFY INC$39,927$118,851
88339J105 TRADE (THE) DESK INC$44,138$184,719
89832Q109 TRUIST FINL CORP$243,438$284,740
N83574108 ST MICROELEC SIC 1.0$3,945$5,732
87241L109 TFI INTERNATIONAL IN$9,360$10,365
90353T100 UBER TECHNOLOGIES IN$129,589$193,525
778296103 ROSS STORES INC$139,589$151,496
012348108 ALBANY INTERNATIONAL$26,971$28,783
346375108 FORMFACTOR INC$33,834$38,745
485537401 KAO CORP SHS$27,374$27,788
92840M102 VISTRA ENERGY CORP$55,055$60,374
J58214131 NITORI HOLDINGS$8,487$9,167
058498106 BALL CORP$121,437$181,075
J7596P109 SOFTBANK GROUP CORP$11,749$17,156
W9112U104 SVENSKA HANDELSBANKE$7,585$7,029
02364W105 AMERICA MOVIL SAB DE$4,123$4,765
87166B102 SYNEOS HEALTH INC$31,041$33,644
29364G103 ENTERGY CORP$25,177$27,757
J6433A101 RECRUIT HOLDINGS CO.$4,456$7,848
22002T108 CORPORATE OFFICE PRO$29,184$31,423
22052L104 DOWDUPONT INC$56,742$88,558
92532F100 VERTEX PHARMACEUTICA$94,922$99,071
02209S103 ALTRIA GROUP INC$57,840$61,896
580135101 MC DONALDS CORPORATI$62,691$77,844
G8994E103 TRANE TECHNOLOGIES P$114,338$132,640
904767704 UNILEVER PLC AMER SH$39,064$47,871

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (75 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
258620103 DOUBLELINE TOTAL RETAT COST$804,540$813,279
461418535 FAMCO MLP & ENERGY
19248H401 COHEN & STEERSAT COST$366,628$364,678
464287499 ISHARES RUSSELL MID-AT COST$365,441$569,311
464288760 ISHARES US AEROSPACEAT COST$602,796$671,415
81369Y605 FINANCIAL SELECT SECAT COST$1,006,328$1,351,455
92189F718 VANECK VECTORS OIL
97717X701 WISDOMTREE EUROPE HE
02630B604 THE TAX-EXEMPT FUNDAT COST$450,539$468,070
09257V201 BLACKSTONE ALT MULTI
33734X846 FIRST TRUST NASDAQ CAT COST$288,186$411,176
413838202 HARRIS ASSOC INVT TR
92204A702 VANGUARD INFORMATIONAT COST$290,719$708,888
78464A763 SPDR S&P DIVIDEND ETAT COST$498,404$617,506
921932794 VANGUARD S&P SMALL C
015565369 ALGER SMALL CAP FOCUAT COST$641,387$872,164
191912401 COHEN & STEERS EQUIT
46432F842 ISHARES CORE MSCI EAAT COST$222,827$239,259
8EQG19991 BLACKSTONE ALTERNATI
00162Q858 ALPS SECTOR DIVIDND
78462F103 SPDR S&P 500 ETF TRU
09253E609 BLACKROCK INTERMEDIAAT COST$666,483$684,640
40168W525 GUGGENHEIM- TOTAL REAT COST$878,277$955,647
464287655 ISHARES RUSSELL 2000AT COST$384,772$558,085
92189F692 VANECK VECTORS PHARM
67065Q772 NUVEEN HIGH YIELD MUAT COST$962,762$992,735
00770G847 JOHCM INTERNATIONALAT COST$500,880$706,603
015566763 ALGER SPECTRA FUNDAT COST$659,398$1,225,060
38144N593 GOLDMAN SACHS STRUCT
746745405 PUTNAM EQUITY INCOMEAT COST$671,626$783,616
81369Y506 ENERGY SELECT SECTORAT COST$158,226$132,226
921075370 VAN ECK EMERGING MARAT COST$519,402$661,913
464287200 ISHARES CORE S&P 500
670700400 NUVEEN PREFERRED SECAT COST$1,038,795$1,077,007
72201M719 PIMCO INCOME FUNDAT COST$759,204$773,384
33733E203 FIRST TR EXCHANGE TRAT COST$328,712$517,839
464288448 SHARES DJ EPAC SEL DAT COST$184,042$169,711
19248X307 COHEN & STEERS PREFEAT COST$915,156$949,260
00170K562 AMG YACKTMAN FOCUSED
25156A809 DEUTSCHE GLOBAL INFR
38143H886 GOLDMAN SACHS EMERGI
464287598 ISHARES RUSSELL 1000AT COST$564,473$708,340
464287614 ISHARES RUSSELL 1000AT COST$702,795$1,640,648
81369Y209 HEALTH CARE SELECT SAT COST$731,092$1,006,755
464288687 S&P US PFD STK INDEX
33734X176 FIRST TRUST TECHNOLOAT COST$165,708$453,163
464288604 ISHARES MORNINGSTARAT COST$141,349$220,390
921909768 VANGUARD TOTAL INTERAT COST$177,348$199,522
4812C0498 JPMORGAN EQUITY INCOAT COST$586,817$595,567
46138E511 INVESCO PREFERRED ETAT COST$741,116$816,084
880208400 TEMPLETON GLOBAL BON
25156A858 DWS GLOBAL INFRASTRUAT COST$267,429$306,823
413838731 OAKMARK INTERNATIONA
97717X669 WISDOMTREE US QUALITAT COST$90,722$115,426
92913L874 VOYA STRATEGIC INCOMAT COST$481,391$484,629
026547828 AMERICAN HIGH-INCOMEAT COST$810,878$821,059
09260B630 BLACKROCK HIGH YIELDAT COST$584,790$654,810
74253Q416 PRINCIPAL PREFERREDAT COST$1,108,838$1,240,744
464287234 ISHARES MSCI EMERGIN
92189F643 VANECK VECTORS MORNIAT COST$864,202$1,049,904
92204A207 VANGUARD CONSUMER STAT COST$180,104$236,334
381430529 GOLDMAN SACHS TREAS
56166Y404 TORTOISE MLP & PIPEL
78464A698 SPDR S&P REGIONAL BA
464287341 ISHARES GLOBAL ENERGAT COST$820,786$601,800
746704501 PUTNAM DIVERSIFIED I
78463V107 SPDR GOLD TRUSTAT COST$508,541$516,010
56167N522 TORTOISE MLP & ENERGAT COST$357,769$372,531
72201M685 PIMCO INVESTMENT GRAAT COST$127,540$128,108
315807883 FIDELITY ADV II GRWTAT COST$560,754$748,694
64128K751 NEUBERGER BERMAN STRAT COST$437,187$470,296
00170K588 AMG YACKTMAN FUNDAT COST$574,359$734,994
38147N293 GS GQG PARTNERSAT COST$589,526$655,829
922908538 VANGUARD MID-CAP GROAT COST$105,547$128,017
92828R289 VIRTUS MULTI SECTORAT COST$276,247$294,358

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

FieldValueIRS element (for citing)
Desc8EQG19991 BLACKSTONE ALTERNATIDesc
BOY Book Value$4,418,450BOYBookValueAmt
EOY Book Value$0EOYBookValueAmt
EOYFMV$0EOYFMVAmt

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail (3 entries)

DescDescAmtAmt
COST BASIS ADJUSTMENT$19,417
GAIN ON SALES NOT SETTLED AT YEAR END$3,005
BLACKSTONE ALTERNATIVE ADJUSTMENT$46,880

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
ADR FEES$1,315$0$1,315
MEMBERSHIP DUES$765$0$765
PHILADELPHIA INSURANCE$2,250$0$2,250
INVERTMENT EXPENSES$1,407$0$1,407

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescFEDERAL TAX REFUNDDesc
Revenue And Expenses Per Books$46,527RevenueAndExpensesPerBooksAmt
Net Investment Income$0NetInvestmentIncomeAmt

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (3 entries)

DescDescAmtAmt
RETURN OF PRIOR YEAR GRANT$20,000
RETURN OF CAPITAL ADJUSTMENT$46,876
MUTUAL FUND TIMING ADJUSTMENT$9,116

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryFOUNDATION ADVISORY SERVICE FECategoryTxt
Amt$109,129Amt
Disbursements Charitable Prps$109,129DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES$17,889$17,889$0
FEDERAL ESTIMATES - PRINCIPAL$51,446$0$0
FOREIGN TAXES ON NONQUALIFIED$2,399$2,399$0