THE NEUBERGER BERMAN FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE NEUBERGER BERMAN FOUNDATION (EIN 31-1736689)
- Tax period
- 2019-12-01 to 2020-11-30
- Filed
- 2021-10-05
- IRS object ID
- 202122789349101112
- Schema version
- 2019v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-10-05T14:05:17-05:00 | ReturnTs |
| Tax Period End | 2020-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 MELVILLE PARK RD | AddressLine1Txt |
| City | MELVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11747 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 311736689 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NEUBERGER BERMAN FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % MARIA ANGELOV PRESIDENT | InCareOfNm |
| Business Name Control | NEUB | BusinessNameControlTxt |
| Phone | 2124765570 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1290 AVENUE OF THE AMERICAS Suite 2 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10104 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARIA ANGELOV | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2124765570 | PhoneNum |
| Signature | 2021-08-25 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | RORRIE GREGORIO | PreparerPersonNm |
| PTIN | P00741134 | PTIN |
| Phone | 6314144000 | PhoneNum |
| Preparation | 2021-04-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $9,134,861 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $916,430 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $185,360 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $185,120 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $260,894 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,615,506 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $312,387 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,240 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,177 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,365,924 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $498,684 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Legal Fees Rev And Expnss | $170 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $170 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $85,945 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $42,973 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $50,473 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $1,225 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $1,025 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,909 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $3,785 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,342 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $443 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $93,034 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $47,342 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $51,086 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,545,006 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,545,006 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,638,040 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $47,342 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,596,092 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$272,116 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $451,342 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $49,820 | CashBOYAmt |
| Cash EOY | $49,814 | CashEOYAmt |
| Cash EOYFMV | $49,814 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $398,618 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $136,770 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $136,770 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $755,276 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $628,970 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $628,970 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,001,590 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,754,278 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,754,278 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,373,583 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,322,704 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,322,704 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $4,066,665 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,167,015 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,167,015 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $7,320 | OtherAssetsBOYAmt |
| Other Assets EOY | $75,310 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $75,310 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $8,652,872 | TotalAssetsBOYAmt |
| Total Assets EOY | $9,134,861 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $9,134,861 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $32,985 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $98,162 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $32,985 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $98,162 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $8,619,887 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $9,036,699 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $8,619,887 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $9,036,699 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $8,652,872 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $9,134,861 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $8,619,887 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$272,116 | ExcessRevenueOverExpensesAmt |
| Other Increases | $692,822 | OtherIncreasesAmt |
| Subtotal | $9,040,593 | SubtotalAmt |
| Other Decreases | $3,894 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $9,036,699 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|
| PASS THROUGH PARTNERSHIP K-1- LT | P | $5 | $5 | $5 | |
| PASS THROUGH PARTNERSHIP K-1- ST | P | -$33,405 | -$33,405 | $33,405 | |
| PASS THROUGH PARTNERSHIP K-1- LT | P | $47,491 | $47,491 | $47,491 | |
| PASS THROUGH K-1- SECTION 1231 | P | -$1,364 | -$1,364 | $1,364 | |
| PUBLICLY TRADED SECURITIES- 1400 | P | $4,591,005 | $98,003 | $98,003 | $4,493,002 |
| PUBLICLY TRADED SECURITIES- DONATED STOCK 3755 | P | $66,782 | $51,871 | $51,871 | $14,911 |
| PUBLICLY TRADED SECURITIES- 4159 | P | $2,323,562 | $5,380 | $5,380 | $2,318,182 |
| PUBLICLY TRADED SECURITIES- 6832 | P | $192,507 | $16,944 | $16,944 | $175,563 |
| PUBLICLY TRADED SECURITIES- 6831 | P | $1,181,634 | $24,736 | $24,736 | $1,156,898 |
| PUBLICLY TRADED SECURITIES- 6989 | P | $105,000 | -$3,431 | -$3,431 | $108,431 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $312,387 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,335,230 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $8,657,551 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.154227 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,343,792 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $9,458,436 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.142073 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,134,755 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,506,221 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.11937 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,068,748 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $9,384,631 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.113883 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,131,909 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,220,400 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.11075 | DistributionYr5Rt |
| Total Distribution | 0.640303 | TotalDistributionRt |
| Average Distribution | 0.128061 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,734,069 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,118,494 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $4,513 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,123,007 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,596,092 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $4,513 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $4,513 | SubtotalAmt |
| Tax Based On Investment Income | $4,513 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $6,500 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $6,500 | TotalPaymentsAndCreditsAmt |
| Overpayment | $1,987 | OverpaymentAmt |
| Applied To ES Tax | $1,987 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARIA ANGELOV PRESIDENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2124765570 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1290 AVENUE OF THE AMERICAS 29TH F | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| AISHA HAQUE resigned 412020 | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| DAVID PEDOWITZ | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | TREASURER | 2.0 | $0 | $0 | $0 |
| SANDY M POMEROY resigned 412020 | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| ALLISON SALOY | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| MARIA ANGELOV | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | president | 20.0 | $0 | $0 | $0 |
| ANTHONY TUTRONE | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | Director | 1.0 | $0 | $0 | $0 |
| GORKY URQUIETA | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
| HEATHER ZUCKERMAN | ||||||||
| 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | DIRECTOR | 1.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARCUM LLP | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1O MELVILLE PARK RD | AddressLine1Txt |
| City | MELVILLE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11747 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ACCOUNTING SERVICES | ServiceTypeTxt |
| Compensation | $58,695 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,306,538 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $450,824 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $109,713 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $8,867,075 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $8,867,075 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $133,006 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,734,069 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $436,703 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $436,703 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $4,513 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $4,513 | TotalTaxAmt |
| Distributable Before Adj | $432,190 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $432,190 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $432,190 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,596,092 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,596,092 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $4,513 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,591,579 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $432,190 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $629,092 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $607,214 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $668,956 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $880,848 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $914,922 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $3,701,032 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,596,092 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $432,190 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,163,902 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,864,934 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $629,092 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $4,235,842 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $607,214 | ExcessFromYear4Amt |
| Excess From Year3 | $668,956 | ExcessFromYear3Amt |
| Excess From Year2 | $880,848 | ExcessFromYear2Amt |
| Excess From Year1 | $914,922 | ExcessFromYear1Amt |
| Excess From Current Year | $1,163,902 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NA | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| SEE STATEMENT E | |||||||
| SEE STATEMENT E | NEW YORK | NY | 10104 | none | PC | SEE STATEMENT E | $1,545,000 |
| PASS THROUGH K-1 CONTRIBUTIONS | |||||||
| PASS THROUGH K-1 | NEW YORK | NY | 10104 | NONE | PC | PASS THROUGH K-1: 50% CONTRIBUTIONS | $6 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,545,006 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $240 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $185,120 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,363 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $259,531 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (6 entries)
| DescDesc | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|
| PASS THRU K-1: ORDINARY INCOME | $2,065 | 18 | $37 |
| PASS THRU K-1: RENTAL INCOME | 18 | $3 | |
| PASS THRU K-1: ROYALTY INCOME | 18 | $32 | |
| PASS THRU K-1: OTHER INCOME | -$2 | 18 | $1,108 |
| PASS THRU K-1: OTHER LOSS | 18 | -$3 | |
| 3 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $3,666 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $445,828 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $449,494 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (5 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| NEUBERGER BERMAN GROUP | |||||||
| 1 | 1290 Avenue of the Americas- 41ST F | NEW YORK | NY | 10104 | $594,832 | Yes (X) | |
| DONNA AND MARVIN SCHWARTZ FOUNDATIO | |||||||
| 2 | 1290 AVENUE OF THE AMERICAS- 40TH F | NEW YORK | NY | 10104 | $250,000 | Yes (X) | |
| JAMES BAKER | |||||||
| 3 | 1290 AVENUE OF THE AMERICAS | NEW YORK | NY | 10104 | $15,000 | Yes (X) | Yes (X) |
| JUDITH M VALE | |||||||
| 4 | 1290 AVENUES OF THE AMERICAS | NEW YORK | NY | 10104 | $25,286 | Yes (X) | Yes (X) |
| SANDY POMEROY | |||||||
| 5 | 1290 Avenue of the Americas | NEW YORK | NY | 10104 | $24,970 | Yes (X) | Yes (X) |
Non Cash Property Contribution NonCashPropertyContributionGrp (4 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 3 | 56 SHS APPLE INC | $15,000 | 2019-12-09 |
| 4 | 81 SHS IDEXX LABORATORIES INC | $25,286 | 2020-06-05 |
| 5 | 329 SHS KIRKLAND LAKE GOLD LTD | $14,667 | 2020-01-16 |
| 5 | 150 SHS ARCH RESOURCES INC | $10,303 | 2020-01-16 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $85,945 | Amt |
| Net Investment Income | $42,973 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $50,473 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Person | MARCUM LLP | ContractorPersonNm |
| Explanation | ACCOUNTING SERVICES | ExplanationTxt |
Depreciation Schedule DepreciationSchedule
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (2 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | Gross Sales PriceGrossSalesPriceAmt | Total NetTotalNetAmt |
|---|---|---|---|
| PASS THROUGH PARTNERSHIP K-1- ST (UBT) | P | $32 | $32 |
| PASS THROUGH PARTNERSHIP K-1- LT (UBT) | P | $1,331 | $1,331 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIXED INCOME- SEE STATEMENT C | BondNm |
| EOY Book Value | $2,322,704 | EOYBookValueAmt |
| EOYFMV | $2,322,704 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | MARKETABLE SECURITIES:STMT B | StockNm |
| EOY Book Value | $1,754,278 | EOYBookValueAmt |
| EOYFMV | $1,754,278 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $628,970 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $628,970 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (4 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| MUTUAL FUNDS- SEE STATEMENT D | FMV | $4,015,660 | $4,015,660 |
| INV IN PUBL TRADED PARTNERSHI | FMV | $0 | $0 |
| MASTER LIMITED PARTNERSHIP | FMV | $2,442 | $2,442 |
| INV IN TRINITY FUND | FMV | $148,913 | $148,913 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $170 | LegalFeesAmt |
| Disbursements Charitable Prps | $170 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST & DIV REC | $7,320 | $6,823 | $6,823 |
| DUE FROM BROKER | $0 | $68,487 | $68,487 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX | Desc |
| Amt | $3,894 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK CHARGES | $424 | $424 | |
| NYS FILING FEES | $275 | $275 | |
| DE REGISTERED AGENT | $168 | $168 | |
| PASS THRU K-1: OTHER DED | $91 | $91 | |
| PASS THRU K-1: ROYALTIES | $15 | $15 | |
| PASS THRU K-1: SECTION 59(E)(2 | $105 | $105 | |
| PASS THRU K-1: PORTFOLIO DED | $2,704 | $2,704 | |
| PASS THRU K-1: OTHER DEDUCTION | $3 | $3 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PASS THRU k-1: OTHER INCOME | -$3 | -$3 |
| PASS THRU K-1: ORDINARY INCOME | $2,102 | $37 |
| PASS THRU k-1: RENTAL INCOME | $3 | $3 |
| PASS THRU K-1: ROYALTY INCOME | $32 | $32 |
| PASS THRU K-1: OTHER INCOME | $1,106 | $1,108 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAINS/LOSSES ON INVESTMENTS | $636,914 |
| PARTNERSHIP BOOK TO TAX ADJUSTMENT | $55,908 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| DEFERRED FED EXCISE TAX | $18,317 | $22,211 |
| FEDERAL EXCISE TAX PAYABLE | $8,443 | $2,576 |
| DUE TO BROKER | $6,225 | $73,375 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FEDERAL EXCISE TAX | $1,907 | |
| FOREIGN TAX WITHHOLDING EXP | $2 | $2 |