SEA CHANGE FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: SEA CHANGE FOUNDATION (EIN 20-4952986)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-11-02
IRS object ID: 202123069349101182
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-11-02T15:18:25-05:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	SEILER LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	THREE LAGOON DR STE 400	AddressLine1Txt
City	REDWOOD CITY	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	94065	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	204952986	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SEA CHANGE FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% THOMAS E STEINBACH	InCareOfNm
Business Name Control	SEAC	BusinessNameControlTxt
Phone	4158309330	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE EMBARCADERO CENTER 22ND FLOOR	AddressLine1Txt
City	SAN FRANCISCO	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	94111	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	THOMAS STEINBACH	PersonNm
Person Title	EXECUTIVE DIRECTOR	PersonTitleTxt
Phone	4158309330	PhoneNum
Signature	2021-06-22	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	THOMAS	PersonFirstNm
Person Last	STEINBACH	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ELIZABETH S SEVILLA	PreparerPersonNm
PTIN	P00441445	PTIN
Phone	6503654646	PhoneNum
Preparation	2021-06-22	PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$316,657,107	FMVAssetsEOYAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$76,201,472	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$3,161	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$3,161	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$1,157	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$1,157	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	-$5,806,652	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$0	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$0	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$260,150	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$1,085,980	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$70,659,288	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,090,298	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Legal Fees Rev And Expnss	$34,139	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm	$0	LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl	$39,512	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$176,218	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$149,281	AccountingFeesChrtblPrpsAmt
Interest Rev And Expnss	$339,948	InterestRevAndExpnssAmt
Interest Dsbrs Chrtbl	$339,948	InterestDsbrsChrtblAmt
Taxes Rev And Expnss	$471	TaxesRevAndExpnssAmt
Taxes Dsbrs Chrtbl	$471	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$276,442	OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl	$276,442	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$827,218	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$0	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$805,654	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$45,927,465	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$45,927,465	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$46,754,683	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$0	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$46,733,119	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$23,904,605	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,090,298	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$350,027	CashBOYAmt
Cash EOY	$350,029	CashEOYAmt
Cash EOYFMV	$350,029	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$8,885,045	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$21,027,798	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$21,027,798	SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY	$7,757	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$7,674	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$7,674	PrepaidExpensesEOYFMVAmt
Other Investments BOY	$244,078,259	OtherInvestmentsBOYAmt
Other Investments EOY	$276,271,606	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$276,271,606	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$0	LandBldgEquipCostOrOtherBssAmt
Land BOY	$0	LandBOYAmt
Land EOY	$0	LandEOYAmt
Land EOYFMV	$0	LandEOYFMVAmt
Other Assets BOY	$40,000,000	OtherAssetsBOYAmt
Other Assets EOY	$19,000,000	OtherAssetsEOYAmt
Other Assets EOYFMV	$19,000,000	OtherAssetsEOYFMVAmt
Total Assets BOY	$293,321,088	TotalAssetsBOYAmt
Total Assets EOY	$316,657,107	TotalAssetsEOYAmt
Total Assets EOYFMV	$316,657,107	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$28,436	AccountsPayableBOYAmt
Accounts Payable EOY	$45,000	AccountsPayableEOYAmt
Other Liabilities BOY	$1,315,189	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$730,039	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$1,343,625	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$775,039	TotalLiabilitiesEOYAmt
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind
No Donor Rstr Net Assests BOY	$291,977,463	NoDonorRstrNetAssestsBOYAmt
No Donor Rstr Net Assests EOY	$315,882,068	NoDonorRstrNetAssestsEOYAmt
Tot Net Ast Or Fund Balances BOY	$291,977,463	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$315,882,068	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$293,321,088	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$316,657,107	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$291,977,463	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$23,904,605	ExcessRevenueOverExpensesAmt
Subtotal	$315,882,068	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$315,882,068	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

Field	Value	IRS element (for citing)
Property	RIDA FUND LLC K-1	PropertyDesc
How Acquired	P	HowAcquiredCd
Gross Sales Price	$13,895,015	GrossSalesPriceAmt
Cost Or Other Basis	$39,045,712	CostOrOtherBasisAmt
Gain Or Loss	-$25,150,697	GainOrLossAmt
Gains Minus Excess Or Losses	-$25,150,697	GainsMinusExcessOrLossesAmt

Field	Value	IRS element (for citing)
Capital Gain Net Income	-$25,150,697	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$15,155	InvestmentIncomeExciseTaxAmt
Subtotal	$15,155	SubtotalAmt
Tax Based On Investment Income	$15,155	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$140,716	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Total Payments And Credits	$140,716	TotalPaymentsAndCreditsAmt
Overpayment	$125,561	OverpaymentAmt
Applied To ES Tax	$125,561	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	CA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	WWW.SEACHANGE.ORG	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THOMAS E STEINBACH	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	4158309330	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE EMBARCADERO CENTER 22ND FLOOR	AddressLine1Txt
City	SAN FRANCISCO	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	94111	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	Yes (true)	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	false	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
NATHANIEL SIMONS
ONE EMBARCADERO CENTER 22ND FL	SAN FRANCISCO	CA	94111	PRESIDENT	2.0	$0	$0	$0
LAURA BAXTER-SIMONS
ONE EMBARCADERO CENTER 22ND FL	SAN FRANCISCO	CA	94111	CFO/SECRETARY	2.0	$0	$0	$0
THOMAS STEINBACH
ONE EMBARCADERO CENTER 22ND FL	SAN FRANCISCO	CA	94111	EXEC DIR	10.0	$0	$0	$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SEILER LLP	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	3 Lagoon Drive Suite 400	AddressLine1Txt
City	REDWOOD CITY	CityNm
State Abbreviation	CA	StateAbbreviationCd
ZIP	94065	ZIPCd

Field	Value	IRS element (for citing)
Service Type	ACCOUNTING	ServiceTypeTxt
Compensation	$116,652	CompensationAmt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Field	Value	IRS element (for citing)
Sum Of Program Related Invst		SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$0	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$12,747,285	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$295,419,996	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$308,167,281	TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$308,167,281	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$4,622,509	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$303,544,772	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$15,177,239	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$15,177,239	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$15,155	TaxBasedOnInvestmentIncomeAmt
Total Tax	$15,155	TotalTaxAmt
Distributable Before Adj	$15,162,084	DistributableBeforeAdjAmt
Distributable Before Ded	$15,162,084	DistributableBeforeDedAmt
Distributable As Adjusted	$15,162,084	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$46,733,119	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$0	CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test	$0	SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test	$0	SetAsideCashDistriTestAmt
Qualifying Distributions	$46,733,119	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$46,733,119	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$15,162,084	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Prior Year1	2018	PriorYear1Yr
Prior Year2	2017	PriorYear2Yr
Prior Year3	2016	PriorYear3Yr
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr5	$43,763,712	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$37,517,716	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$38,406,630	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$9,375,788	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$33,487,746	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$162,551,592	TotalExcessDistributionCyovAmt
Qualifying Distributions	$46,733,119	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Current Year	$15,162,084	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$31,571,035	RemainingDistriFromCorpusAmt
Total Corpus	$194,122,627	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5	$43,763,712	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$150,358,915	ExcessDistriCyovToNextYrAmt
Excess From Year4	$37,517,716	ExcessFromYear4Amt
Excess From Year3	$38,406,630	ExcessFromYear3Amt
Excess From Year2	$9,375,788	ExcessFromYear2Amt
Excess From Year1	$33,487,746	ExcessFromYear1Amt
Excess From Current Year	$31,571,035	ExcessFromCurrentYearAmt

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	NATHANIEL SIMONS	ContributingManagerNm
Contributing Manager	LAURA BAXTER-SIMONS	ContributingManagerNm
Shareholder Manager	NONE	ShareholderManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
NEW BUILDINGS INSTITUTE INC
623 SW OAK ST THIRD FL	PORTLAND	OH	97205	NONE	PC	Promote energy efficiency	$750,000
UNITED STATES ENERGY FOUNDATION
301 BATTERY STREET 5TH FL	SAN FRANCISCO	CA	941113237	NONE	PC	Educate public about climate and clean energy	$3,000,000
UNITED STATES ENERGY FOUNDATION
301 BATTERY STREET 5HT FL	SAN FRANCISCO	CA	941113237	NONE	PC	Educate public about climate and clean energy	$3,900,000
REGULATORY ASSISTANCE PROJECT
50 STATE STREET SUITE 3	MONTPELIER	VT	056022957	NONE	PC	Promote energy efficiency	$1,400,000
VOTE SOLAR
360 22ND STREET SUITE 730	OAKLAND	CA	94612	NONE	PC	Promote clean energy	$1,500,000
UNITED STATES ENERGY FOUNDATION
301 Battery Street 5th Fl	SAN FRANCISCO	CA	941113237	NONE	PC	Educate public about climate and clean energy	$2,000,000
NATIONAL FOUNDATION FOR THE CTRS FOR DISEASE CNTR
600 PEACHTREE STREET NORTHEAST ST	ATLANTA	GA	30308	NONE	PC	Pandemic response efforts	$77,465
PARTNERSHIP PROJECT INC
PO Box 65826	WASHINGTON	DC	20035	NONE	PC	Educate public about climate and clean energy	$3,000,000
LEAGUE OF CONSERVATION VOTERS EDUCATION FUND
740 15TH STREET NW STE 700	Washington	DC	20005	NONE	PC	Educate public about climate and clean energy	$5,300,000
SIERRA CLUB FOUNDATION
2101 Webster Street Ste 1250	OAKLAND	CA	94612	NONE	PC	Promote energy efficiency	$150,000
UNITED STATES ENERGY FOUNDATION
301 Battery Street 5th Fl	SAN FRANCISCO	CA	941113237	NONE	PC	General operating support	$4,000,000
BLUEGREEN ALLIANCE FOUNDATION
2701 University Avenue SE Ste 20	MINNEAPOLIS	MN	55414	NONE	PC	Promote energy efficiency	$100,000
CLIMATE SOLUTIONS
1402 Third Ave Ste 1200	Seattle	WA	98101	NONE	PC	Promote energy efficiency	$100,000
UNIVERSITY OF WASHINGTON FOUNDATION
407 Gerberding Hall Box 351210	SEATTLE	WA	981951210	NONE	PC	Promote energy efficiency	$150,000
TIDES FOUNDATION
PO Box 29903	SAN FRANCISCO	CA	941290903	NONE	PC	Promote clean energy	$1,500,000
SIERRA CLUB FOUNDATION
2101 Webster Street Ste 1250	Oakland	CA	94612	NONE	PC	Promote clean energy	$1,700,000
GRIDLAB INC
2120 University Avenue	Berkeley	CA	94704	NONE	PC	Promote clean energy	$650,000
UNITED STATES ENERGY FOUNDATION
301 Battery Street 5th Fl	SAN FRANCISCO	CA	941113237	NONE	PC	Educate public about climate and clean energy	$4,000,000
ROCKEFELLER PHILANTHROPY ADVISORS INC
6 W 48th Street 10th Fl	New York	NY	10036	NONE	PC	Educate public about climate and clean energy	$300,000
ROCKEFELLER PHILANTHROPY ADVISORS INC
6 W 48th Street 10th Fl	New York	NY	10036	NONE	PC	Educate public about climate and clean energy	$2,000,000
AMERICAN COUNCIL FOR AN ENERGY EFFICIENT ECONOMY
529 14th St NW	Washington	DC	20045	NONE	PC	Promote energy efficiency	$1,700,000
WESTERN RESOURCE ADVOCATES
2260 Baseline Road Ste 200	Boulder	CO	803027740	NONE	PC	Educate public about climate and clean energy	$600,000
CENTER FOR AMERICAN PROGRESS
1333 H Street NW 10th Floor	Washington	DC	20005	NONE	PC	Educate public about climate and clean energy	$500,000
ACTIVATE GLOBAL INC
2150 Shattuck Avenue Ste 300	Berkeley	CA	94704	NONE	PC	Promote clean energy	$250,000
ROCKEFELLER PHILANTHROPY ADVISORS INC
6 West 48th St	New York	NY	10036	NONE	PC	Educate public about climate and clean energy	$1,800,000
ROCKEFELLER PHILANTHROPY ADVISORS INC
6 W 48th Street 10th Fl	New York	NY	10036	NONE	PC	Educate public about climate and clean energy	$750,000
NATIONAL ACADEMY OF SCIENCES
2101 Constitution Ave NW	WASHINGTON	DC	20418	NONE	PC	Nobel Sponsorships	$150,000
CERES INC
99 Chauncy Street 6th Floor	BOSTON	MA	021111703	NONE	PC	Educate public about climate and clean energy	$600,000
UNITED STATES ENERGY FOUNDATION
301 Battery Street 5th Fl	SAN FRANCISCO	CA	941113237	NONE	PC	Educate public about climate and clean energy	$4,000,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$45,927,465	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Field	Value	IRS element (for citing)
Fees Contracts From Govt Ag		FeesContractsFromGovtAgGrp
Membership Dues And Assmnt		MembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$3,161	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$1,157	ExclusionAmt

Field	Value	IRS element (for citing)
Net Rntl Incm Re Debt Fincd Prop		NetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Income Personal Prop		NetRentalIncomePersonalPropGrp
Other Investment Incm Part VII		OtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	-$5,806,652	ExclusionAmt

Field	Value	IRS element (for citing)
Net Income Loss From Special Evt		NetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of Invntry		GrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

Field	Value	IRS element (for citing)
Desc	FEDERAL EXCISE TAX BENEFIT	Desc
Exclusion	01	ExclusionCd
Exclusion	$260,150	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	-$5,542,184	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	-$5,542,184	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (4 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
NATHANIEL LAURA SIMONS
1	ONE EMBARCADERO CENTER 22ND FL	SAN FRANCISCO	CA	94111	$29,000,000	Yes (X)
NATHANIEL SIMONS DE TRUST I
2	212 S MAIN AVE STE 136	SIOUX FALLS	SD	57104	$28,183,590	Yes (X)
NATHANIEL SIMONS DE TRUST II
3	500 STANTON CHRISTIANA RD	NEWARK	DE	19713	$642,905	Yes (X)
NATHANIEL SIMONS RENAISSANCE TRUST
4	500 STANTON CHRISTIANA RD	NEWARK	DE	19713	$18,374,977	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PREPARE FINANCIALS FOR AUDIT	$35,976	$35,976
PREPARE AUDITED FINANCIALS	$18,790	$18,790
PREPARATION OF FORM 990-PF	$121,452	$94,515

Depreciation Schedule DepreciationSchedule

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (4 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
MEDALLION CAPITAL INV. LTD.	FMV	$47,208	$47,208
MERITAGE HOLDINGS LTD.-CLASS A	FMV	$188,436,388	$188,436,388
MENDOCINO LONG OFFSHORE LTD	FMV	$18,766,745	$18,766,745
RENAISSANCE INST. DIVER. ALPHA	FMV	$69,021,265	$69,021,265

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	GENERAL CORPORATE COUNSELING	CategoryTxt
Legal Fees	$34,139	LegalFeesAmt
Disbursements Charitable Prps	$39,512	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	FUNDS IN TRANSIT	Desc
BOY Book Value	$40,000,000	BOYBookValueAmt
EOY Book Value	$19,000,000	EOYBookValueAmt
EOYFMV	$19,000,000	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
BANK FEES	$78	$78
FEES & LICENSES	$300	$300
MEMBERSHIP AND DUES	$250,950	$250,950
LOAN FEES	$7,083	$7,083
INSURANCE	$18,031	$18,031

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (2 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
FROM K-1 INVESTMENT	$0	$1,085,980
FEDERAL EXCISE TAX BENEFIT	$260,150

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
FEDERAL EXCISE TAX PAYABLE	$470,000	$0
DEFERRED EXCISE TAX LIABILITY	$845,189	$730,039

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	STATE TAX	CategoryTxt
Amt	$471	Amt
Disbursements Charitable Prps	$471	DisbursementsCharitablePrpsAmt