EDWARD A AND AI O SHAY FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- EDWARD A AND AI O SHAY FAMILY FOUNDATION (EIN 68-0666992)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-10
- IRS object ID
- 202123149349101837
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-10T13:05:48-08:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 833213985 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRIEDMAN MINSK COLE & FASTOVSKY | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10940 WILSHIRE BLVD STE 600 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90024 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 680666992 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | EDWARD A AND AI O SHAY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | EDWA | BusinessNameControlTxt |
| Phone | 2132288121 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 SOUTH FIGUEROA STREET 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL H NANKIVELL II | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | PAUL H NANKIVELL | PersonFirstNm |
| Person Last | II | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMES P FASTOVSKY | PreparerPersonNm |
| PTIN | P01294371 | PTIN |
| Phone | 3105532606 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $32,032,677 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $449,169 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $449,169 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $449,169 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$93,309 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,707,203 | GrossSalesPriceAmt |
| Other Income Rev And Expnss | -$24,193 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$4,335 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | -$4,335 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $331,667 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $444,834 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $444,834 | TotalAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $2,996 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,996 | LegalFeesNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $18,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $18,000 | AccountingFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,897 | TaxesRevAndExpnssAmt |
| Other Expenses Rev And Expnss | $287,405 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $287,352 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $310,298 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $308,348 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,940,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,940,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,250,298 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $308,348 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,940,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,918,631 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $136,486 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $444,834 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $5,498,970 | CashBOYAmt |
| Cash EOY | $1,574,937 | CashEOYAmt |
| Cash EOYFMV | $1,574,937 | CashEOYFMVAmt |
| US Government Obligations BOY | $911,506 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,025,976 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,096,361 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,722,307 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,876,852 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,380,245 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,613,237 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,843,259 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $3,016,077 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $9,016,642 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,738,296 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $13,915,725 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $295,871 | OtherAssetsBOYAmt |
| Other Assets EOY | $49,332 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $49,332 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $27,058,533 | TotalAssetsBOYAmt |
| Total Assets EOY | $25,108,652 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $32,032,677 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $6,250 | AccountsPayableBOYAmt |
| Other Liabilities BOY | $25,000 | OtherLiabilitiesBOYAmt |
| Total Liabilities BOY | $31,250 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $26,777,283 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $250,000 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $27,027,283 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $25,108,652 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $27,058,533 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $25,108,652 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $27,027,283 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,918,631 | ExcessRevenueOverExpensesAmt |
| Subtotal | $25,108,652 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $25,108,652 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (37 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $353,747 | $346,759 | $6,988 | $6,988 |
| UBS - 21399 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $429,861 | $431,983 | -$2,122 | -$2,122 |
| T-MOBILE USA INC | P | 2000-01-01 | 2020-04-03 | $116 | $116 | $116 | |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $10,843 | $10,488 | $355 | $355 |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $437,199 | $434,332 | $2,867 | $2,867 |
| UBS - 21401 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $18,324 | $18,224 | $100 | $100 |
| UBS - 21401 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $148,271 | $146,676 | $1,595 | $1,595 |
| BRANDYWINEGLOBAL | P | 2015-09-23 | 2020-01-23 | $9,000 | $8,335 | $665 | $665 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $237,867 | $264,857 | -$26,990 | -$26,990 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $451,869 | $531,066 | -$79,197 | -$79,197 |
| UBS - 21403 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $9,659 | $12,639 | -$2,980 | -$2,980 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $21,475 | $20,582 | $893 | $893 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $303,961 | $375,301 | -$71,340 | -$71,340 |
| UBS - 21404 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $28,319 | $54,760 | -$26,441 | -$26,441 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $512,749 | $602,217 | -$89,468 | -$89,468 |
| UBS - 21405 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $507,690 | $586,006 | -$78,316 | -$78,316 |
| COMPAGNIE FINANCIERE RICHEMONT | P | 2000-01-01 | 2020-12-29 | $28 | $28 | $28 | |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $43,980 | $49,430 | -$5,450 | -$5,450 |
| UBS - 21407 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $171,170 | $170,366 | $804 | $804 |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $189,945 | $156,688 | $33,257 | $33,257 |
| UBS - 21408 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $487,852 | $286,948 | $200,904 | $200,904 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $94,957 | $149,048 | -$54,091 | -$54,091 |
| UBS - 21409 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $330,481 | $309,726 | $20,755 | $20,755 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $68,627 | $98,192 | -$29,565 | -$29,565 |
| UBS - 21410 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $169,745 | $160,128 | $9,617 | $9,617 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $17,875 | $35,351 | -$17,476 | -$17,476 |
| UBS - 21411 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $196,728 | $207,574 | -$10,846 | -$10,846 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $22,755 | $30,639 | -$7,884 | -$7,884 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2020-01-01 | 2020-12-31 | $16 | $16 | $16 | |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $158,947 | $143,582 | $15,365 | $15,365 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $98,015 | $69,932 | $28,083 | $28,083 |
| UBS - 21412 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $170 | $170 | $170 | |
| NET GAIN FROM PASSTHROUGH INVESTMENTS | P | 2000-01-01 | 2020-12-31 | $44,446 | $44,446 | $44,446 | |
| CAPITAL GAIN DISTRIBUTION | P | 2000-01-01 | 2020-12-31 | $1,464 | $1,464 | $1,464 | |
| UBS - 21400 - REPORT AVAIL. UPON REQUEST | P | 2000-01-01 | 2020-12-31 | $129,052 | $129,052 | $129,052 | |
| UNREALIZED LOSS | P | 2000-01-01 | 2020-12-31 | $88,683 | -$88,683 | -$88,683 | |
| Wash Sale | $16,246 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$77,063 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$185,666 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,897 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,897 | SubtotalAmt |
| Tax Based On Investment Income | $1,897 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,240 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $14,240 | TotalPaymentsAndCreditsAmt |
| Overpayment | $12,343 | OverpaymentAmt |
| Applied To ES Tax | $12,343 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHITTIER TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6264415188 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 625 FAIR OAKS AVE SUITE 360 | AddressLine1Txt |
| City | SOUTH PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| LOREN ROTHSCHILD | ||||||
| 10461 REVUELTA WAY | LOS ANGELES | CA | 90077 | Trustee | 0.50 | $0 |
| PAUL H NANKIVELL II | ||||||
| 800 WEST 6TH STREET 1200 | LOS ANGELES | CA | 90017 | Trustee | 0.50 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 625 FAIR OAKS AVE 360 | AddressLine1Txt |
| City | SOUTH PASADENA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 91030 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | ADMINISTRATION | ServiceTypeTxt |
| Compensation | $68,750 | CompensationAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $25,883,319 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,439,863 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,323,182 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $28,323,182 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $424,848 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $27,898,334 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,394,917 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,394,917 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,897 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,897 | TotalTaxAmt |
| Distributable Before Adj | $1,393,020 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,393,020 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,393,020 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,940,000 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,940,000 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $1,940,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,393,020 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,118,064 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,940,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,118,064 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $821,936 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $571,084 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp
Recipient Business Name RecipientBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARITABLE ORG-SEE ATTACHED SCHEDULE | BusinessNameLine1Txt |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 888 S FIGUEROA ST 2150 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Relationship | N/A | RecipientRelationshipTxt |
| Recipient Foundation Status | N/A | RecipientFoundationStatusTxt |
| Grant Or Contribution Purpose | CHARITABLE PURPOSE OF THE ORGANIZATION | GrantOrContributionPurposeTxt |
| Amt | $1,940,000 | Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,940,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $449,169 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$93,309 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (4 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| PASSTHROUGH INCOME/(LOSS) | 14 | -$4,786 |
| NON-DIVIDEND DISTRIBUTION | 14 | $13,683 |
| OTHER INCOME - UBS | 14 | $451 |
| WRITE-OFF BEQUEST RECEIVA | 14 | -$33,541 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $331,667 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $331,667 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Accounting Fees | CategoryTxt |
| Amt | $18,000 | Amt |
| Net Investment Income | $18,000 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | WHTTIER TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | WHITTIER TRUST PROVIDES ADMINISTRATION SERVICES TO THE FOUNDATION | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21399 - AVAIL. UPON REQUEST | $904,596 | $962,370 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | $840,071 | $868,291 |
| UBS A/C Y6 21401 - AVAIL. UPON REQUEST | $1,098,592 | $1,185,416 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (9 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | $403,952 | $593,725 |
| UBS A/C Y6 21404 - AVAIL. UPON REQUEST | $824,794 | $747,031 |
| UBS A/C Y6 21405 - AVAIL. UPON REQUEST. | $760,704 | $1,099,136 |
| UBS A/C Y6 21407 - AVAIL. UPON REQUEST. | $972,284 | $1,062,405 |
| UBS A/C Y6 21408 - AVAIL. UPON REQUEST | $1,253,817 | $1,860,379 |
| UBS A/C Y6 21409 - AVAIL. UPON REQUEST | $1,295,561 | $1,775,531 |
| UBS A/C Y6 21410 - AVAIL. UPON REQUEST | $1,096,956 | $1,359,033 |
| UBS A/C Y6 21411 - AVAIL. UPON REQUEST | $1,138,476 | $1,784,773 |
| UBS A/C Y6 21412 - AVAIL. UPON REQUEST | $1,130,308 | $2,098,232 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,025,976 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,096,361 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (16 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AVENUE EUROPE CAPITAL SOLUTIONS FD LP | FMV | $39,650 | $15,548 |
| SPECIAL CREDIT OPPORTUNITIES LP | FMV | $59,473 | $73,203 |
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPH | FMV | $503,750 | $722,351 |
| TRUMBULL PROPERTY GROWTH | FMV | $554,748 | $552,905 |
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD | FMV | $503,750 | $655,526 |
| SYCAMORE HILL CAPITAL PARTNERS LP | FMV | $297 | $297 |
| SYCAMORE HILL CAPITAL PARTNERS III LP | FMV | $6,903 | $6,903 |
| SYCAMORE HILL CAPITAL PARTNERS IV | FMV | $4,679 | $4,679 |
| PORTFOLIO ADVISORS PVT EQT FD | FMV | $359,486 | $359,486 |
| ENTRUSTPERMAL SPECIAL | FMV | $375,829 | $375,829 |
| UBS A/C Y6 09539 - AVAIL. UPON REQUEST | FMV | $44,395 | $70,080 |
| UBS A/C Y6 21402 - AVAIL. UPON REQUEST | FMV | $5,687,159 | $7,793,720 |
| UBS A/C Y6 21402 - AVAIL. UPON REQUEST | FMV | $2,182,146 | $2,640,172 |
| UBS A/C Y6 21404 - AVAIL. UPON REQUEST | FMV | $16,056 | $14,324 |
| UBS A/C Y6 21403 - AVAIL. UPON REQUEST | FMV | $262,364 | $486,463 |
| UBS A/C Y6 21400 - AVAIL. UPON REQUEST | FMV | $137,611 | $144,239 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $2,996 | LegalFeesAmt |
| Net Investment Income | $2,996 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACCRUED INTEREST RECEIVABLE | $33,692 | $36,230 | $36,230 |
| PREPAID EXCISE TAX | $12,179 | $12,343 | $12,343 |
| BEQUEST RECEIVABLE | $250,000 | $759 | $759 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| BROKERAGE FEES | $195,805 | $195,805 |
| CA FILING FEES | $10 | |
| FOREIGN INCOME TAXES | $18,213 | $18,213 |
| INVESTMENT INTEREST EXPENSE | $102 | $102 |
| INSURANCE EXPENSE | $1,625 | $1,625 |
| ADMINISTRATIVE EXPENSE | $68,750 | $68,750 |
| MEETINGS | $178 | $178 |
| DUES & SUBSCRIPTIONS | $765 | $765 |
| OFFICE EXPENSE | $1,914 | $1,914 |
| NON-DEDUCTIBLE EXPENSES FROM PASSTROUGH | $43 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| NON-DIVIDEND DISTRIBUTION | $13,683 | ||
| OTHER INCOME - UBS | $451 | $451 | $451 |
| PASSTHROUGH INCOME/(LOSS) | -$4,786 | -$4,786 | -$4,786 |
| WRITE-OFF BEQUEST RECEIVA | -$33,541 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | EXCISE TAX - CURRENT | CategoryTxt |
| Amt | $1,897 | Amt |