COLD SPRING HARBOR LABORATORY: Form 990, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: COLD SPRING HARBOR LABORATORY (EIN 11-2013303)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-11-12
IRS object ID: 202123169349307307
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-11-12T12:56:24-06:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	366055558	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	GRANT THORNTON LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	757 THIRD AVE 3RD FLOOR	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	100172013	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	112013303	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	COLD SPRING HARBOR LABORATORY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	COLD	BusinessNameControlTxt
Phone	5163678448	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 100 ONE BUNGTOWN ROAD	AddressLine1Txt
City	COLD SPRING HARBOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11724	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	LARI C RUSSO	PersonNm
Person Title	CHIEF FINANCIAL OFFICER	PersonTitleTxt
Phone	5163678448	PhoneNum
Signature	2021-11-12	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	LARI	PersonFirstNm
Person Last	RUSSO	PersonLastNm

Field	Value	IRS element (for citing)
SSN	XXX-XX-XXXX	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DANIEL ROMANO	PreparerPersonNm
PTIN	P00504182	PTIN
Phone	2125990100	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	BRUCE STILLMAN	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 100 ONE BUNGTOWN ROAD	AddressLine1Txt
City	COLD SPRING HARBOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11724	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$365,537,856	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.CSHL.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1924	FormationYr
Legal Domicile State	NY	LegalDomicileStateCd
Activity Or Mission	THE ORGANIZATION CONDUCTS RESEARCH IN THE BIOLOGICAL SCIENCES WITH A PARTICULAR EMPHASIS ON BASIC RESEARCH IN MOLECULAR BIOLOGY AND GENETICS.	ActivityOrMissionDesc
Voting Members Governing Body	31	VotingMembersGoverningBodyCnt
Voting Members Independent	30	VotingMembersIndependentCnt
Total Employee	1129	TotalEmployeeCnt
Total Volunteers	47	TotalVolunteersCnt
Total Gross UBI	$128,310	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$246,028,075	PYContributionsGrantsAmt
CY Contributions Grants	$126,503,073	CYContributionsGrantsAmt
PY Program Service Revenue	$24,277,122	PYProgramServiceRevenueAmt
CY Program Service Revenue	$14,892,876	CYProgramServiceRevenueAmt
PY Investment Income	$21,094,224	PYInvestmentIncomeAmt
CY Investment Income	$27,641,456	CYInvestmentIncomeAmt
PY Other Revenue	$16,204,667	PYOtherRevenueAmt
CY Other Revenue	$15,397,303	CYOtherRevenueAmt
PY Total Revenue	$307,604,088	PYTotalRevenueAmt
CY Total Revenue	$184,434,708	CYTotalRevenueAmt
PY Grants And Similar Paid	$22,484,017	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$13,177,001	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$86,894,891	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$85,432,622	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$48,000	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$39,875	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$1,776,414	CYTotalFundraisingExpenseAmt
PY Other Expenses	$74,525,462	PYOtherExpensesAmt
CY Other Expenses	$67,315,152	CYOtherExpensesAmt
PY Total Expenses	$183,952,370	PYTotalExpensesAmt
CY Total Expenses	$165,964,650	CYTotalExpensesAmt
PY Revenues Less Expenses	$123,651,718	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$18,470,058	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,055,985,344	TotalAssetsBOYAmt
Total Assets EOY	$1,109,130,778	TotalAssetsEOYAmt
Total Liabilities BOY	$210,164,088	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$210,126,859	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$845,821,256	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$899,003,919	NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part III	Yes (X)	InfoInScheduleOPartIIIInd
Mission	THE ORGANIZATION CONDUCTS RESEARCH IN THE BIOLOGICAL SCIENCES WITH A PARTICULAR EMPHASIS ON BASIC RESEARCH IN MOLECULAR BIOLOGY AND GENETICS.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$114,673,036	ExpenseAmt
Grant	$13,177,001	GrantAmt
Revenue	$712,475	RevenueAmt
Desc	RESEARCH: COLD SPRING HARBOR LABORATORY (CSHL), FOUNDED IN 1890, IS A WORLD-RENOWNED, PRIVATE RESEARCH AND EDUCATION INSTITUTION WITH RESEARCH PROGRAMS IN CANCER, NEUROSCIENCE, PLANT BIOLOGY, QUANTITATIVE BIOLOGY, AND BIOINFORMATICS & GENOMICS. THE RESEARCH ENVIRONMENT IS HIGHLY COLLABORATIVE, ALLOWING CSHL SCIENTISTS TO WORK TOGETHER ACROSS DISCIPLINES TO SOLVE BIOLOGY'S MOST CHALLENGING PROBLEMS. THE ULTIMATE GOAL IS TO APPLY THIS RESEARCH ON BASIC BIOLOGICAL MECHANISMS TO IMPROVE THE DIAGNOSIS AND TREATMENT OF CANCER, NEUROLOGICAL DISORDERS AND OTHER DISEASES. (SEE SCHEDULE O). (CONTINUED FROM PART III)RESEARCH AT THE LABORATORY IS ENRICHED BY COLLABORATIONS WITH SCIENTISTS AT OTHER UNIVERSITIES, HOSPITALS AND IN THE BIOTECH AND PHARMACEUTICAL SECTORS. THESE PARTNERINGS HAVE INCLUDED NYU, MEMORIAL SLOAN-KETTERING, WEILL CORNELL, YALE AND DANA-FARBER. THE INNOVATIVE SPIRIT, VISION AND TALENT OF THE LABORATORY'S OVER 600 SCIENTISTS CONTINUE TO PLACE CSHL AMONG THE TOP 1% OF LIFE SCIENCE INSTITUTIONS MOST CITED IN PUBLISHED RESEARCH. FOR OVER 25 YEARS THE LABORATORY HAS BEEN A NATIONAL CANCER INSTITUTE-DESIGNATED CANCER CENTER WITH AN NCI "OUTSTANDING" RATING. IT HAS BEEN HOME TO EIGHT NOBEL LAUREATES, INCLUDING BARBARA MCCLINTOCK, DISCOVERER OF THE "JUMPING GENES". THE LABORATORY OFFERS AN ADVANCED DRUG TESTING FACILITY DELIVERING WELL-VALIDATED DRUG CANDIDATES TO BOTH THE BIOTECH AND PHARMACEUTICAL INDUSTRY. IT HAS BEEN AN INCUBATOR FOR MORE THAN 25 BIOTECHNOLOGY START-UP COMPANIES. THE DYNAMIC, COLLABORATIVE ENVIRONMENT AT CSHL ALSO FOSTERS A SUPERB EDUCATIONAL EXPERIENCE FOR AN OUTSTANDING GROUP OF GRADUATE STUDENTS AND POSTDOCTORAL RESEARCHERS.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$12,015,548	ExpenseAmt
Grant	$0	GrantAmt
Revenue	$2,805,139	RevenueAmt
Desc	EDUCATIONAL MEETINGS & COURSES PROGRAM: CSHL'S REPUTATION AS ONE OF THE PREMIER HUBS OF ACTIVITY IN BIOLOGY AND GENETICS IS LINKED TO ITS MEETINGS AND COURSES PROGRAM. WITH ROOTS IN THE LEGENDARY ANNUAL SYMPOSIA IN QUANTITATIVE BIOLOGY SERIES, WHICH BEGAN IN 1933, THE PROGRAM ORGANIZES MORE THAN 60 MEETINGS AND COURSES ANNUALLY, COVERING A WIDE RANGE OF TOPICS IN THE BIOLOGICAL SCIENCES. IN 2020, THE PROGRAM WAS ABLE TO SHIFT TO A VIRTUAL PLATFORM, ATTRACTING MORE THAN 14,300 PARTICIPANTS ONLINE. (SEE SCHEDULE O)(CONTINUED FROM PART III)PARTICIPANTS RANGE FROM THE MOST ACCOMPLISHED SENIOR INVESTIGATORS TO GRADUATE STUDENTS AND POSTDOCS. PROGRAMS ARE PUT TOGETHER ON THE BASIS OF OPENLY SUBMITTED ABSTRACTS AND INCLUDE DISCUSSIONS OF UNPUBLISHED WORK. CSH ASIA, A CSHL-STYLED MEETING PROGRAM, WHICH BEGAN IN 2009, THRIVES IN SUZHOU, CHINA. IN 2020, MOST MEETINGS WERE LARGELY CANCELLED OR POSTPONED, BUT, TWO VIRTUAL CONFERENCES WERE OFFERRED ATTACTING OVER 750 PARTICIPANTS.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$9,527,468	ExpenseAmt
Grant	$0	GrantAmt
Revenue	$9,665,668	RevenueAmt
Desc	PUBLICATIONS: WITH ORIGINS IN THE 1930'S, CSHL PRESS ENHANCES THE LABORATORY'S EDUCATIONAL MISSION BY PUBLISHING ORIGINAL WORK THAT ASSISTS IN THE ADVANCE AND SPREAD OF SCIENTIFIC KNOWLEDGE. SALE OF ITS PUBLICATIONS ENHANCES THE LABORATORY'S INTERNATIONAL REPUTATION FOR EXCELLENCE. THE PRESS PUBLISHES RESEARCH AND REVIEW JOURNALS, BOOKS, MANUALS, PRIMERS AND OTHER INFORMATION SOURCES, IN ELECTRONIC AND PRINT FORM. IN 2020, THE PRESS PUBLISHED 275 PRINT BOOKS AND 93 EBOOKS, INCLUDING 8 NEW TITLES. THEY ARE ALSO RESPONSIBLE FOR PUBLISHING THE PROCEEDINGS OF THE LABORATORY'S MEETINGS PROGRAM. WIDELY REVIEWED AND HIGHLY PRAISED THESE PUBLICATIONS ARE MADE AVAILABLE IN A VARIETY OF LANGUAGES. THE PRESS ALSO PRODUCES 3 PRINT/ONLINE JOURNALS, 3 ONLINE ONLY JOURNALS AND 3 NO-CHARGE JOURNALS.	Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

Field	Value	IRS element (for citing)
Expense	$4,333,551	ExpenseAmt
Grant	$0	GrantAmt
Revenue	$1,709,594	RevenueAmt
Desc	OTHER PROGRAMS SCHOOL OF BIOLOGICAL SCIENCES: THE CSHL SCHOOL OF BIOLOGICAL SCIENCES (SBS) TRAINS THE NEXT GENERATION OF BIOLOGISTS, OFFERING A PH.D. IN BIOLOGY IN AS LITTLE AS 4 YEARS TO A LIMITED NUMBER OF ACCOMPLISHED STUDENTS (APPROXIMATELY 50) DRAWN FROM AROUND THE WORLD. THE CURRICULUM IS DESIGNED TO TRAIN SELF-CONFIDENT, SELF-RELIANT YOUNG SCIENTISTS TO BECOME SCHOLARS AND TO ACQUIRE THE KNOWLEDGE THAT THEIR RESEARCH AND FUTURE CAREERS DEMAND. THE ACCOMPLISHMENTS OF SBS STUDENTS HAVE BEEN SPECTACULAR, WITH MORE THAN 250 PAPERS PUBLISHED IN THE APPROXIMATELY 20 YEARS SINCE THE SCHOOL'S LAUNCH. GRADUATES HAVE MOVED SWIFTLY INTO FACULTY POSITIONS AT LEADING ACADEMIC RESEARCH INSTITUTIONS WORLDWIDE. BANBURY CENTER: BANBURY CENTER, LOCATED ON THE GROUNDS OF THE HISTORIC ROBERTSON HOUSE, PROVIDES OPPORTUNITIES FOR SCIENTISTS AND OTHER LEADERS IN SOCIETY TO DISCUSS TOPICS OF COMMON INTEREST. APPROXIMATELY TWENTY MEETINGS ARE ORGANIZED EACH YEAR, FOR GROUPS OF UP TO 40 PARTICIPANTS. THE CONFERENCES ARE RECOGNIZED INTERNATIONALLY AS BEING AMONG THE BEST DISCUSSION WORKSHOPS FOR TOPICS IN MOLECULAR BIOLOGY, MOLECULAR GENETICS, HUMAN GENETICS, NEUROSCIENCE AND SCIENCE POLICY. IN 2020, THE CENTER SUCCESSFULLY PIVOTED TO A VIRTUAL MEETING SCHEDULE.DNA LEARNING CENTER:THE DNA LEARNING CENTER (DNALC) HAS A MAJOR IMPACT NOT ONLY IN THE NEW YORK METROPOLITAN AREA, BUT ALSO GLOBALLY IN PIONEERING PUBLIC SCIENCE EDUCATION FOR THE GENOME AGE. WITH TEACHING FACILITIES ON LONG ISLAND AND NEW YORK CITY, IT BRINGS A HANDS-ON APPROACH TO LEARNING ABOUT BIOLOGY AND GENOMES TO CLASSROOMS AND HOMES OF CHILDREN IN PRIMARY SCHOOLS, MIDDLE SCHOOLS AND HIGH SCHOOLS. RENOWNED FOR DEVISING MEANS FOR YOUNG PEOPLE, TEACHERS AND PARENTS TO CONDUCT SOPHISTICATED EXPERIMENTS WITH DNA, THE DNALC ALSO HAS A ROBUST PRESENCE ON THE INTERNET, POWERED BY A TEAM OF MULTIMEDIA INNOVATORS WHO BRING KNOWLEDGE OF THE LIFE SCIENCES TO COMPUTER, TABLET AND CELL PHONE USERS.	Desc

Field	Value	IRS element (for citing)
Total Other Prog Srvc Expense	$4,333,551	TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant	$0	TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue	$1,709,594	TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses	$140,549,603	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	Yes (1)	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	Yes (1)	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	Yes (1)	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	Yes (1)	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	600	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	1129	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	CH	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	31	GoverningBodyVotingMembersCnt
Independent Voting Member	30	IndependentVotingMemberCnt
Family Or Business Rln	Yes (1)	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	Yes (1)	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	0	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	Yes (1)	InvestmentInJointVentureInd
Written Policy Or Procedure	Yes (1)	WrittenPolicyOrProcedureInd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	LARI RUSSO CFO	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5163678446	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 100 ONE BUNGTOWN RD	AddressLine1Txt
City	COLD SPRING HARBOR	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11724	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (43 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	Highest Compensated EmployeeHighestCompensatedEmployeeInd
BRUCE STILLMAN PHD
CEO AND TRUSTEE	39.00	1.00	Yes (X)	Yes (X)	$774,869	$0	$200,993
THOMAS A SAUNDERS III
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
DOUGLAS SCHLOSS
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
LALIT R BAHL PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JOANNE BERGER-SWEENEY PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
DAVID BOIES
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
MICHAEL R BOTCHAN PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
CHARLES I COGUT
VICE CHAIRMAN	1.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
ELAINE FUCHS PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
LEO A GUTHART
TRUSTEE (UNTIL 11/2020)	1.00	1.00	Yes (X)		$0	$0	$0
JEFFREY E KELTER
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
LAURIE J LANDEAU VMD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ROBERT D LINDSAY
VICE-CHAIRMAN	1.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
ROBERT W LOURIE PHD
SECRETARY	1.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
ELIZABETH MCCAUL
TREASURER	1.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
HOWARD L MORGAN PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JAMIE C NICHOLLS
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
BRUCE RATNER
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
GEOFFREY ROBERTSON
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
CHARLES L SAWYERS MD
TRUSTEE (UNTIL 11/2020)	1.00	0.00	Yes (X)		$0	$0	$0
MARILYN H SIMONS PHD
CHAIRMAN	1.00	1.00	Yes (X)	Yes (X)	$0	$0	$0
JAMES M STONE PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
KAREL SVOBODA PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
PAUL J TAUBMAN
VICE CHAIRMAN	1.00	0.00	Yes (X)	Yes (X)	$0	$0	$0
EDWARD TRAVAGLIANTI
TRUSTEE	1.00	1.00	Yes (X)		$0	$0	$0
STUART WEISBROD PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
GEORGE D YANCOPOULOS MD PHD
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
ROY J ZUCKERBERG
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
CHRISTINE ANDERSON
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
LYON POLK
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
LAURA SLATKIN
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
DIANA L TAYLOR
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
KRISTIN OLSON SMITH
TRUSTEE	1.00	0.00	Yes (X)		$0	$0	$0
JOHN TUKE
CHIEF OPERATING OFFICER	39.00	1.00		Yes (X)	$547,035	$0	$46,320
LARI C RUSSO
CHIEF FINANCIAL OFFICER	39.00	1.00		Yes (X)	$324,456	$0	$36,378
DAVID SPECTOR
DIRECTOR OF RESEARCH	40.00	0.00			$456,290	$0	$86,178	Yes (X)
WALTER GOLDSCHMIDTS
VP, SPONSORED PROGRAMS	39.00	1.00			$357,240	$0	$63,429	Yes (X)
STEPHEN MONEZ VP
CHIEF FACILITIES OFFICER	40.00	0.00			$308,511	$0	$61,932	Yes (X)
MICHAEL WIGLER
SCIENTIST	40.00	0.00			$400,645	$0	$62,035		Yes (X)
DAVID TUVESON
SCIENTIST	40.00	0.00			$400,335	$0	$60,592		Yes (X)
CHARLES V PRIZZI
VP ADVANCEMENT	40.00	0.00			$364,427	$0	$63,587		Yes (X)
NICHOLAS TONKS
SCIENTIST	40.00	0.00			$360,765	$0	$63,554		Yes (X)
ADRIAN KRAINER
SCIENTIST	40.00	0.00			$358,836	$0	$54,280		Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$4,653,409	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$799,278	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	141	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
CENTERBROOK ARCHITECTS
PO BOX 955	CENTERBROOK	CT	064090955	LEGAL	$1,333,241
HURON CONSULTING GROUP INC
PO BOX 71223	CHICAGO	IL	60694	CONSULTING	$507,379
WOLF GREENFIELD & SACKS PC
600 ATLANTICA VENUE	BOSTON	MA	02210	LEGAL	$450,361
COOPER & DUNHAM LLP
30 ROCKEFELLER PLAZA 20TH FLOOR	NEW YORK	NY	10112	LEGAL	$301,380
GRANT THORNTON LLP
PO BOX 71223	CHICAGO	IL	606941223	ACCOUNTING	$300,481

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	8	CntrctRcvdGreaterThan100KCnt
Fundraising	$4,804,616	FundraisingAmt
Related Organizations	$5,428,977	RelatedOrganizationsAmt
Government Grants	$64,252,420	GovernmentGrantsAmt
All Other Contributions	$52,017,060	AllOtherContributionsAmt
Noncash Contributions	$316,240	NoncashContributionsAmt
Total Contributions	$126,503,073	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
PUBLICATIONS	713110	$9,665,668	$9,394,555	$271,113
MEETINGS AND COURSES	611600	$4,221,156	$4,221,156
CO-PARTICIPANT PROJECT	541700	$712,475	$712,475
HOUSING	611710	$158,498	$158,498
DINING	611710	$135,079	$135,079

Field	Value	IRS element (for citing)
Total Program Service Revenue	$14,892,876	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$4,097,295	TotalRevenueColumnAmt
Unrelated Business Revenue	-$142,803	UnrelatedBusinessRevenueAmt
Exclusion	$4,240,098	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$14,063,144	TotalRevenueColumnAmt
Exclusion	$14,063,144	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$1,669,285	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$588,650	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$1,080,635	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$1,080,635	TotalRevenueColumnAmt
Exclusion	$1,080,635	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$203,513,461	SecuritiesAmt
Other	$538,187	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$179,986,818	SecuritiesAmt
Other	$520,669	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$23,526,643	SecuritiesAmt
Other	$17,518	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$23,544,161	TotalRevenueColumnAmt
Exclusion	$23,544,161	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$12,660	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$4,804,616	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$7,011	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$5,649	TotalRevenueColumnAmt
Exclusion	$5,649	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	ExclusionExclusionAmt
EMPLOYEE DINING	611710	$166,513	$166,513
MISCELLANEOUS	541900	$81,362	$81,362

Field	Value	IRS element (for citing)
Other Revenue Total	$247,875	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$184,434,708	TotalRevenueColumnAmt
Related Or Exempt Func Income	$14,621,763	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$128,310	UnrelatedBusinessRevenueAmt
Exclusion	$43,181,562	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$12,240,514	TotalAmt
Program Services	$12,240,514	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$936,487	TotalAmt
Program Services	$936,487	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$3,263,611	TotalAmt
Program Services	$1,684,145	ProgramServicesAmt
Management And General	$1,481,880	ManagementAndGeneralAmt
Fundraising	$97,586	FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$63,176,676	TotalAmt
Program Services	$52,591,384	ProgramServicesAmt
Management And General	$9,422,845	ManagementAndGeneralAmt
Fundraising	$1,162,447	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$4,740,375	TotalAmt
Program Services	$3,946,122	ProgramServicesAmt
Management And General	$707,030	ManagementAndGeneralAmt
Fundraising	$87,223	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$9,919,733	TotalAmt
Program Services	$8,348,030	ProgramServicesAmt
Management And General	$1,430,427	ManagementAndGeneralAmt
Fundraising	$141,276	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$4,332,227	TotalAmt
Program Services	$3,557,170	ProgramServicesAmt
Management And General	$708,756	ManagementAndGeneralAmt
Fundraising	$66,301	FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

Field	Value	IRS element (for citing)
Total	$1,826,098	TotalAmt
Program Services	$849,233	ProgramServicesAmt
Management And General	$976,709	ManagementAndGeneralAmt
Fundraising	$156	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$721,220	TotalAmt
Program Services	$482,548	ProgramServicesAmt
Management And General	$238,672	ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$300,481	TotalAmt
Management And General	$300,481	ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$57,000	TotalAmt
Fundraising	$57,000	FundraisingAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$39,875	TotalAmt
Fundraising	$39,875	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$2,361,710	TotalAmt
Management And General	$2,361,710	ManagementAndGeneralAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$544,222	TotalAmt
Program Services	$539,625	ProgramServicesAmt
Management And General	$4,597	ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$21,512,628	TotalAmt
Program Services	$20,779,666	ProgramServicesAmt
Management And General	$689,225	ManagementAndGeneralAmt
Fundraising	$43,737	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$2,043,187	TotalAmt
Program Services	$1,800,697	ProgramServicesAmt
Management And General	$237,490	ManagementAndGeneralAmt
Fundraising	$5,000	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$774,356	TotalAmt
Program Services	$774,356	ProgramServicesAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$6,856,291	TotalAmt
Program Services	$6,181,090	ProgramServicesAmt
Management And General	$675,201	ManagementAndGeneralAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$561,501	TotalAmt
Program Services	$538,264	ProgramServicesAmt
Management And General	$20,671	ManagementAndGeneralAmt
Fundraising	$2,566	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$1,548,941	TotalAmt
Program Services	$1,536,894	ProgramServicesAmt
Management And General	$12,047	ManagementAndGeneralAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$4,224,513	TotalAmt
Program Services	$3,454,860	ProgramServicesAmt
Management And General	$769,653	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$14,740,266	TotalAmt
Program Services	$12,937,140	ProgramServicesAmt
Management And General	$1,803,126	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$1,008,244	TotalAmt
Program Services	$23,000	ProgramServicesAmt
Management And General	$985,244	ManagementAndGeneralAmt

Other Expenses OtherExpensesGrp (3 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
PRINTING & PUBLICATIONS	$4,288,547	$3,991,144	$278,934	$18,469
SVC CONTRACTS & REPAIRS	$3,072,840	$2,795,311	$277,338	$191
MISCELLANEOUS	$873,107	$561,923	$256,597	$54,587

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$165,964,650	TotalAmt
Program Services	$140,549,603	ProgramServicesAmt
Management And General	$23,638,633	ManagementAndGeneralAmt
Fundraising	$1,776,414	FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$8,110	BOYAmt
EOY	$8,110	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$91,406,314	BOYAmt
EOY	$106,970,232	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$144,670,504	BOYAmt
EOY	$121,017,697	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$1,977,733	BOYAmt
EOY	$2,283,845	EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

Field	Value	IRS element (for citing)
BOY	$352,382	BOYAmt
EOY	$326,640	EOYAmt

Rcvbl From Disqualified Prsn RcvblFromDisqualifiedPrsnGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$0	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$237,057	BOYAmt
EOY	$239,573	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$1,696,714	BOYAmt
EOY	$1,792,229	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$474,533,831	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$208,283,358	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$254,996,546	BOYAmt
EOY	$266,250,473	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$168,006,255	BOYAmt
EOY	$153,874,676	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$382,564,521	BOYAmt
EOY	$444,938,049	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$10,069,208	BOYAmt
EOY	$11,429,254	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,055,985,344	BOYAmt
EOY	$1,109,130,778	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$12,172,817	BOYAmt
EOY	$17,292,201	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$68,079,914	BOYAmt
EOY	$54,826,194	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$95,873,965	BOYAmt
EOY	$95,940,233	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$34,037,392	BOYAmt
EOY	$42,068,231	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$210,164,088	BOYAmt
EOY	$210,126,859	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$528,270,110	BOYAmt
EOY	$595,785,997	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$317,551,146	BOYAmt
EOY	$303,217,922	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$845,821,256	BOYAmt
EOY	$899,003,919	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,055,985,344	BOYAmt
EOY	$1,109,130,778	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	$18,470,058	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	$42,841,442	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$8,128,837	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
Public Organization170	Yes (X)	PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$137,180,983	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$156,616,693	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$149,370,270	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$246,028,075	CurrentTaxYearMinus1YearAmt
Current Tax Year	$126,503,073	CurrentTaxYearAmt
Total	$815,699,094	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$137,180,983	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$156,616,693	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$149,370,270	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$246,028,075	CurrentTaxYearMinus1YearAmt
Current Tax Year	$126,503,073	CurrentTaxYearAmt
Total	$815,699,094	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$160,527,564	SubstantialContributorsTotAmt
Public Support Total170	$655,171,530	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$8,806,396	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$20,030,193	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$24,910,670	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$23,813,847	CurrentTaxYearMinus1YearAmt
Current Tax Year	$19,829,724	CurrentTaxYearAmt
Total	$97,390,830	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$708,198	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$695,670	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$710,200	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$784,334	CurrentTaxYearMinus1YearAmt
Current Tax Year	$260,537	CurrentTaxYearAmt
Total	$3,158,939	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$916,248,863	TotalSupportAmt
Gross Receipts Rltd Activities	$107,936,668	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.71510	PublicSupportCY170Pct
Public Support PY170	0.73220	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME:	FormAndLineReferenceDesc
Explanation	MISCELLANEOUS - 2016 AMOUNT: $ 79,594. 2017 AMOUNT: $ 61,559. 2018 AMOUNT: $ 78,126. 2019 AMOUNT: $ 98,723. 2020 AMOUNT: $ 81,364. EMPLOYEE DINING - 2016 AMOUNT: $ 339,453. 2017 AMOUNT: $ 336,971. 2018 AMOUNT: $ 356,902. 2019 AMOUNT: $ 384,779. 2020 AMOUNT: $ 166,513. SPECIAL EVENTS - 2016 AMOUNT: $ 289,151. 2017 AMOUNT: $ 297,140. 2018 AMOUNT: $ 275,172. 2019 AMOUNT: $ 300,832. 2020 AMOUNT: $ 12,660.	ExplanationTxt

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	0	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$57,000	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	0	OtherActivitiesInd
Total Lobbying Expenditures	$57,000	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Historic Land Area	Yes (X)	HistoricLandAreaInd
Historic Structure	Yes (X)	HistoricStructureInd
Total Easements	3	TotalEasementsCnt
Total Acreage	125.00	TotalAcreageCnt
Historic Structure Easements	1	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	1	HistoricStrctrEasementsAftrCnt
Written Policy Monitoring	0	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	100.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$3,500	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	0	Section170hRqrStsfdInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$545,182,919	BeginningYearBalanceAmt
Contributions	$5,701,836	ContributionsAmt
Investment Earnings Or Losses	$61,596,613	InvestmentEarningsOrLossesAmt
Other Expenditures	$20,960,131	OtherExpendituresAmt
Administrative Expenses	$2,363,097	AdministrativeExpensesAmt
End Year Balance	$589,158,140	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$427,614,703	BeginningYearBalanceAmt
Contributions	$66,086,909	ContributionsAmt
Investment Earnings Or Losses	$74,216,987	InvestmentEarningsOrLossesAmt
Other Expenditures	$20,375,537	OtherExpendituresAmt
Administrative Expenses	$2,360,143	AdministrativeExpensesAmt
End Year Balance	$545,182,919	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$411,317,208	BeginningYearBalanceAmt
Contributions	$53,579,680	ContributionsAmt
Investment Earnings Or Losses	-$18,331,605	InvestmentEarningsOrLossesAmt
Other Expenditures	$16,066,216	OtherExpendituresAmt
Administrative Expenses	$2,884,364	AdministrativeExpensesAmt
End Year Balance	$427,614,703	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$365,428,604	BeginningYearBalanceAmt
Contributions	$11,591,636	ContributionsAmt
Investment Earnings Or Losses	$50,674,566	InvestmentEarningsOrLossesAmt
Other Expenditures	$14,858,267	OtherExpendituresAmt
Administrative Expenses	$1,519,331	AdministrativeExpensesAmt
End Year Balance	$411,317,208	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$344,987,006	BeginningYearBalanceAmt
Contributions	$17,651,257	ContributionsAmt
Investment Earnings Or Losses	$17,292,915	InvestmentEarningsOrLossesAmt
Other Expenditures	$13,134,515	OtherExpendituresAmt
Administrative Expenses	$1,368,059	AdministrativeExpensesAmt
End Year Balance	$365,428,604	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.71000	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.19000	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.10000	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	0	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	0	EndowmentsHeldRelatedOrgInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$18,670,324	OtherCostOrOtherBasisAmt
Book Value	$18,670,324	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$329,443,257	OtherCostOrOtherBasisAmt
Depreciation	$121,940,263	DepreciationAmt
Book Value	$207,502,994	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$891,258	OtherCostOrOtherBasisAmt
Depreciation	$780,216	DepreciationAmt
Book Value	$111,042	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$110,928,251	OtherCostOrOtherBasisAmt
Depreciation	$85,197,249	DepreciationAmt
Book Value	$25,731,002	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$14,600,741	OtherCostOrOtherBasisAmt
Depreciation	$365,630	DepreciationAmt
Book Value	$14,235,111	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$266,250,473	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp

Field	Value	IRS element (for citing)
Desc	ALTERNATIVE INVESTMENTS	Desc
Book Value	$444,938,049	BookValueAmt
Method Valuation	F	MethodValuationCd

Field	Value	IRS element (for citing)
Total Book Value Securities	$444,938,049	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDesc	AmtAmt
INTEREST RATE SWAP	$41,196,290
OTHER NOTES PAYABLE	$871,941

Field	Value	IRS element (for citing)
Total Liability	$42,068,231	TotalLiabilityAmt
Footnote Text	Yes (X)	FootnoteTextInd

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 9:	CONSERVATION EASEMENTS THE LABORATORY INCLUDES ANY EXPENSES FROM THE CONSERVATION EASEMENTS IN ITS GENERAL EXPENSES. THE EASEMENTS DO NOT GENERATE ANY OTHER MATERIAL EXPENSES OR LIABILITIES AND ARE THEREFORE NOT SEPARATELY DISCLOSED IN THE NOTES TO THE FINANCIAL STATEMENTS.
PART V, LINE 4:	ENDOWMENT FUNDS THE LABORATORY'S ENDOWMENT CONSISTS OF APPROXIMATELY 160 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES INCLUDING PRIMARY PROGRAM SERVICES FOR BOTH RESEARCH AND EDUCATION, OPERATIONS AND FACILITIES COST. ITS ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS.
PART X, LINE 2:	FIN 48 THE LABORATORY AND ROBERTSON ARE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THEY ARE NOT SUBJECT TO INCOME TAXES EXCEPT TO THE EXTENT THERE IS TAXABLE INCOME FROM ACTIVITIES THAT ARE NOT RELATED TO THE EXEMPT PURPOSES. THE LABORATORY RECEIVES INCOME FROM UNRELATED ACTIVITIES, INCLUDING ADVERTISING INCOME ON ITS JOURNALS AND VARIOUS ALTERNATIVE INVESTMENT VEHICLES. THE LABORATORY RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. CSH ASIA WAS ESTABLISHED AS A TAXABLE ORGANIZATION IN CHINA. PROVISIONS FOR BOTH LOCAL AND UNRELATED BUSINESS INCOME TAXES ARE INCLUDED IN ACCOUNTS PAYABLE AND ACCRUED EXPENSES IN 2020 AND 2019 CONSOLIDATED BALANCE SHEETS. THE LABORATORY ESTIMATES UNRELATED BUSINESS INCOME TAX EXPENSE OF $30,000 IN 2020 AND PAID $12,996 IN 2019.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (5 entries)

RegionRegionTxt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Region Total ExpendituresRegionTotalExpendituresAmt	Specific Services ProvidedSpecificServicesProvidedTxt
CENTRAL AMERICA AND THE CARIBBEAN	INVESTMENTS	$203,002,095
EAST ASIA AND THE PACIFIC	PROGRAM SERVICES	$1,172,120	SCIENTIFIC CONFERENCE
EUROPE (INCLUDING ICELAND & GREENLAND)	INVESTMENTS	$80,085,361
EUROPE (INCLUDING ICELAND & GREENLAND)	GRANTMAKING	$645,384
EAST ASIA AND THE PACIFIC	GRANTMAKING	$189,427

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	0	SubtotalEmployeesCnt
Continuation Total Office	0	ContinuationTotalOfficeCnt
Continuation Total Employee	0	ContinuationTotalEmployeeCnt
Total Office	0	TotalOfficeCnt
Total Employee	0	TotalEmployeeCnt
Subtotal Spent	$285,094,387	SubtotalSpentAmt
Continuation Spent	$0	ContinuationSpentAmt
Total Spent	$285,094,387	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (7 entries)

RegionRegionTxt	Purpose Of GrantPurposeOfGrantTxt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt	Non Cash AssistanceNonCashAssistanceAmt
EUROPE	RESEARCH	$46,303	WIRE
EUROPE	RESEARCH	$54,635	WIRE
EUROPE	RESEARCH	$253,002	WIRE
EUROPE	RESEARCH	$88,266	WIRE
EUROPE	RESEARCH	$203,177	WIRE
EAST ASIA/PACIFIC	RESEARCH	$189,427	WIRE
EUROPE	RESEARCH	$101,677	WIRE	$0

Field	Value	IRS element (for citing)
Total501c3 Org	7	Total501c3OrgCnt
Transfer To Foreign Corp	Yes (1)	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	Yes (1)	PassiveForeignInvestmestCoInd
Foreign Partnership	Yes (1)	ForeignPartnershipInd
Boycott Countries	0	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 2:

SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES A. INTRODUCTION 1. PURPOSE THE PURPOSE OF THIS PROCEDURE IS TO ASSIST PRINCIPAL INVESTIGATORS, RESEARCH ADMINISTRATORS AND OFFICE OF SPONSORED PROGRAMS (OSP) STAFF OF COLD SPRING HARBOR LABORATORY IN MONITORING AND OVERSEEING SUBRECIPIENTS, OR COLLABORATING INSTITUTIONS, AND ENSURING THAT THEIR RESEARCH PROJECTS ARE CONDUCTED IN COMPLIANCE WITH APPLICABLE LAWS AND THE TERMS AND CONDITIONS OF BOTH THE PRIME AWARD AND THE SUBAWARD AGREEMENT. 2. SCOPE APPLIES WHEN COLD SPRING HARBOR LABORATORY (CSHL) IS THE PRIME INSTITUTION, OR THE DIRECT RECIPIENT OF FUNDING FROM A SPONSOR, AND IS ENTERING INTO OR HAS ALREADY ENTERED INTO A SUBAWARD AGREEMENT WITH A SUBRECIPIENT OR COLLABORATING INSTITUTION. B. POLICY 1. GENERAL SUBRECIPIENT MONITORING ENCOMPASSES THE FOLLOWING: - ADVISING SUBRECIPIENTS OF APPLICABLE FEDERAL LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS OF THE PRIME AGREEMENT - THE ROUTINE REVIEW OF EXPENSES-TO-BUDGET. - THE PERIODIC PERFORMANCE OF ON-SITE VISITS, OR REGULAR CONTACT, IF NECESSARY. - THE OPTION TO PERFORM "AUDITS" IF NECESSARY. - REVIEW OF SINGLE AUDIT REPORTS FILED BY SUBRECIPIENTS AND ANY AUDIT FINDINGS. - REVIEW OF CORRECTIVE ACTIONS CITED BY SUBRECIPIENTS IN RESPONSE TO THEIR AUDIT FINDINGS. CONSIDERATON OF SANCTIONS ON SUBRECIPIENTS IN CASES OF CONTINUED INABILITY OR UNWILLINGNESS TO HAVE REQUIRED AUDITS OR TO CORRECT NON-COMPLIANT ACTIONS. - CSHL ALSO REQUEST THAT SUBRECIPIENTS ANNUALLY PROVIDE UPDATED EVIDENCE OF COMPLIANCE WITH SPECIAL MANDATED REQUIREMENTS, SUCH AS ASSURANCES RELATED TO LAB ANIMALS, HUMAN SUBJECTS AND BIOHAZARDS, FOR EXAMPLE. 2. RESPONSIBILITIES OSP IS RESPONSIBLE FOR PREPARING AND EXECUTING SUBAWARD AGREEMENTS, REQUESTING AND OBTAINING ASSURANCES, REVIEWING INVOICES, ASCERTAINING COMPLIANCE WITH AGREEMENTS, REGULATIONS AND AUDIT REQUIREMENTS AND TAKING CORRECTIVE ACTIONS, AS NECESSARY. TERMS AND CONDITIONS - REVIEW AND EVALUATE THE SUBRECIPIENT'S PROGRESS THROUGH TECHNICAL PROGRESS REPORTS AND OTHER PERIODIC COMMUNICATIONS, AS APPROPRIATE. ASSESS THE SUBRECIPIENT'S CONTRIBUTION TO OVERALL PROJECT AIMS. - REVIEW, QUESTION AS NECESSARY AND APPROVE THE COST CHARGED BY SUBRECIPIENTS FOR THE WORK PERFORMED UNDER THE SUBAWARD. EXPENSES CHARGED ON INVOICES SHOULD BE CONSISTENT WITH THE ESTABLISHED SCOPE OF WORK. OSP ADMINISTRATOR (POST AWARD SENIOR GRANTS MANAGER AND ACCOUNTING ASSISTANT). - MONITOR WITH THE ASSISTANCE OF PLS, SUBRECIPIENTS TO ENSURE COMPLIANCE WITH FEDERAL REGULATIONS AND BOTH PRIME AND SUBRECIPIENT AWARD TERMS AND CONDITIONS. - THROUGH THE USE OF STANDARD SUBRECIPIENT AGREEMENTS, ENSURE ALL AGREEMENTS INCLUDE THE CFDA TITLE AND NUMBER, AWARD NAME AND NUMBER, AWARD YEAR FOR FEDERAL AWARDS; ADVISE SUBRECIPIENTS OF REQUIREMENTS IMPOSED ON THEM BY FEDERAL LAWS, REGULATIONS AND THE PROVISIONS OF CONTRACTS OR GRANT AGREEMENTS, AS WELL AS SUPPLEMENTAL REQUIREMENTS; INCLUDE PRIME AWARD AS PART OF AGREEMENT; REQUIRE SUBRECIPIENT TO CERTIFY INVOICES AND REQUIRE SUBRECIPIENT TO REPORT PROMPTLY TO CSHL ANY ADVERSE FINDINGS RELATED TO CSHL SUBAWARDS IDENTIFIED IN THEIR ANNUAL SINGLE AUDITS. - ACTIVELY ENGAGE AND RECEIVE CONSULTATION FROM THE CSHL OFFICE OF TECHNOLOGY TRANSFER REGARDING INTELLECTUAL PROPERTY ISSUES AS NEEDED. - AT THE SIGNING OF THE SUBAWARD AGREEMENT AND ANNUALLY THEREAFTER REQUEST SUBRECIPIENT PROVIDE UPDATED ASSURANCES RELATED TO LAB ANIMALS AND HUMAN STUDIES, AS NECESSARY. - ON AN ONGOING BASIS MONITOR THE INVOICES OF SUBRECIPIENTS. - PERIODICALLY COMPARE CUMULATIVE COSTS TO PREVIOUSLY ESTABLISHED BUDGETS AND ENSURE THAT EXPENSES INVOICED ARE FOR THE APPROPRIATE BUDGET PERIOD. - MAKE SURE THAT INVOICED COSTS ARE NOT IN EXCESS OF BUDGETED AMOUNTS AND ARE NOT DUPLICATES OF PREVIOUSLY INVOICED COSTS. - UPON REVIEW OF INVOICE, FORWARD TO PRINCIPAL INVESTIGATOR FOR FURTHER REVIEW AND ACCEPTANCE. - AT LEAST ANNUALLY, REQUEST EVIDENCE THAT SUBRECIPIENTS EXPENDING $500,000 OR MORE IN AWARDS DURING THEIR FISCAL YEAR HAVE MET SINGLE AUDIT REQUIREMENTS FOR THAT FISCAL YEAR. IDENTIFY ANY MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS THAT RESULT FROM THE SINGLE AUDIT OF NONCOMPLIANCE OR REPORTED FINDINGS TO DETERMINE WHETHER ADJUSTMENTS TO CSHL'S RECORDS ARE NEEDED. - FOR SUBRECIPIENTS THAT HAVE REPORTED MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS FROM THE SINGLE AUDIT, FOLLOW UP TO MAKE SURE THAT SUBRECIPIENT TAKES APPROPRIATE AND TIMELY CORRECTIVE ACTION. - AT CLOSEOUT OF THE SUBAWARD ENSURE THAT THE FINAL INVOICE HAVE BEEN RECEIVED AND REVIEWED.

PART III ACCOUNTING METHOD:

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	MICHAEL O'BRIEN	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	40 SHUTTER LANE	AddressLine1Txt
City	OYSTER BAY	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	11771	ZIPCd

Field	Value	IRS element (for citing)
Activity	PLANNED GIVING	ActivityTxt
Fundraiser Control Of Funds	0	FundraiserControlOfFundsInd
Gross Receipts	$104,875	GrossReceiptsAmt
Retained By Contractor	$39,875	RetainedByContractorAmt
Net To Organization	$65,000	NetToOrganizationAmt

Field	Value	IRS element (for citing)
Total Gross Receipts	$104,875	TotalGrossReceiptsAmt
Total Retained By Contractors	$39,875	TotalRetainedByContractorsAmt
Total Net To Organization	$65,000	TotalNetToOrganizationAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	AWARD DINNER	Event1Nm
Gross Receipts Event1	$4,585,014	GrossReceiptsEvent1Amt
Charitable Contri Event1	$4,585,014	CharitableContriEvent1Amt
Event2	GOLF OUTING	Event2Nm
Gross Receipts Event2	$86,136	GrossReceiptsEvent2Amt
Charitable Contri Event2	$86,136	CharitableContriEvent2Amt
Other Events Total	1	OtherEventsTotalCnt
Gross Receipts Other Events	$146,126	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$133,466	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$12,660	GrossRevenueOtherEventsAmt
Rent Fclty Costs Other Events	$7,011	RentFcltyCostsOtherEventsAmt
Gross Receipts Total	$4,817,276	GrossReceiptsTotalAmt
Charitable Contributions Tot	$4,804,616	CharitableContributionsTotAmt
Gross Revenue Total Events	$12,660	GrossRevenueTotalEventsAmt
Rent Fclty Costs Total Events	$7,011	RentFcltyCostsTotalEventsAmt
Direct Expense Summary Events	$7,011	DirectExpenseSummaryEventsAmt
Net Income Summary	$5,649	NetIncomeSummaryAmt

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (36 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Valuation Method UsedValuationMethodUsedDesc	Purpose Of GrantPurposeOfGrantTxt
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVE	BRONX	NY	10461	131624225	501(C)(3)	$102,922	BOOK VALUE	RESEARCH
ALLEN INSTITUTE FOR BRAIN
551 N 34TH STREET	SEATTLE	WA	98103	912155317	501(C)(3)	$102,099	BOOK VALUE	RESEARCH
AMERICAN SOCIETY FOR PLANT BIOLOGISTS
15501 MONONA DRIVE	ROCKVILLE	MD	20855	530258999	501(C)(3)	$65,520	BOOK VALUE	RESEARCH
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVE	BOSTON	MA	02215	042103881	501(C)(3)	$30,000	BOOK VALUE	RESEARCH
BOYCE THOMPSON INSTITUTE
533 TOWER ROAD	ITHACA	NY	14853	131739923	501(C)(3)	$340,494	BOOK VALUE	RESEARCH
CALIFORNIA INST OF TECHNOLOGY
1200 E CALIFORNIA BLVD M/C 359-86	PASADENA	CA	91125	951643307	501(C)(3)	$113,035	BOOK VALUE	RESEARCH
COLUMBIA UNIVERSITY
PO BOX 29789	NEW YORK	NY	10087	135598093	501(C)(3)	$17,000	BOOK VALUE	RESEARCH
FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH
350 COMMUNITY DRIVE	MANHASSET	NY	11030	112673595	501(C)(3)	$1,073,145	BOOK VALUE	RESEARCH
HARVARD UNIVERSITY
16 DIVINITY AVENUE	CAMBRIDGE	MA	02138	042103580	501(C)(3)	$2,114,087	BOOK VALUE	RESEARCH
ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI
1 GUSTAVE L LEVY PLACE	NEW YORK	NY	10029	136171197	501(C)(3)	$470,979	BOOK VALUE	RESEARCH
JACKSON LABORATORY
600 MAIN STREET	BAR HARBOR	ME	04609	010211513	501(C)(3)	$394,872	BOOK VALUE	RESEARCH
JOHN HOPKINS UNIVERSITY
1101 E 33RD STREET	BALTIMORE	MD	21218	520595110	501(C)(3)	$614,499	BOOK VALUE	RESEARCH
MASSACHUSETTS INSTITUTE OF TECHNOLOGY
PO BOX 3972	BOSTON	MA	02241	042103594	501(C)(3)	$141,418	BOOK VALUE	RESEARCH
MEMORIAL SLOAN-KETTERING
PO BOX 26338	NEW YORK	NY	10087	912154267	501(C)(3)	$449,270	BOOK VALUE	RESEARCH
NEW YORK UNIVERSITY
PO BOX 5166	NEW YORK	NY	10087	135562308	501(C)(3)	$92,481	BOOK VALUE	RESEARCH
NORTHWELL HEALTH
972 BRUSH HOLLOW ROAD	WESTBURY	NY	11590	451004103	501(C)(3)	$319,849	BOOK VALUE	RESEARCH
OREGON STATE UNIVERSITY
PO BOX 1086	CORVALLIS	OR	973391086	936022772	501(C)(3)	$290,416	BOOK VALUE	RESEARCH
PRINCETON UNIVERSITY
PO BOX 5292	PRINCETON	NJ	08544	210634501	501(C)(3)	$95,642	BOOK VALUE	RESEARCH
PURDUE UNIVERSITY
22612 NETWORK PLACE	CHICAGO	IL	606731226	356002041	501(C)(3)	$63,929	BOOK VALUE	RESEARCH
THE STATE UNIVERSITY OF NJ RUTGERS
102 RYDERS LANE	NEW BRUNSWICK	NJ	08901	226001086	501(C)(3)	$313,739	BOOK VALUE	RESEARCH
SCRIPPS RESEARCH INSTITUTE
10550 N TORREY PINES ROAD	LA JOLLA	CA	92037	330435954	501(C)(3)	$36,655	BOOK VALUE	RESEARCH
SUNY AT STONY BROOK
310 ADMINISTRATION BUILDING	STONY BROOK	NY	11794	116077945	501(C)(3)	$15,928	BOOK VALUE	RESEARCH
THE BROAD INSTITUTE INC
415 MAIN STREET	CAMBRIDGE	MA	02142	263428781	501(C)(3)	$3,074,115	BOOK VALUE	RESEARCH
THE NEW YORK BOTANICAL GARDENS
2900 SOUTHERN BLVD	BRONX	NY	10458	131693134	501(C)(3)	$118,360	BOOK VALUE	RESEARCH
UNIVERSITY OF CALIFORNIA BERKELEY
481 UNIVERSITY HALL	BERKELEY	CA	94720	194600212	501(C)(3)	$149,417	BOOK VALUE	RESEARCH
UNIVERSITY OF CALIFORNIA DAVIS
1 SHIELDS AVENUE	DAVIS	CA	95616	946036494	501(C)(3)	$45,523	BOOK VALUE	RESEARCH
UNIVERSITY OF CALIFORNIA SAN DIEGO
9500 GILMAN DRIVE MC 0009	LA JOLLA	CA	92093	956006144	501(C)(3)	$94,881	BOOK VALUE	RESEARCH
UNIVERSITY OF GEORGIA RESEARCH FDN
200 DW BROOKS DRIVE	ATHENS	GA	30602	586001998	501(C)(3)	$255,233	BOOK VALUE	RESEARCH
UNIVERSITY OF NORTH CAROLINA
103 SOUTH BUILDING CAMPUS BOX 9100	CHAPEL HILL	NC	27599	566001393	501(C)(3)	$182,759	BOOK VALUE	RESEARCH
UNIVERSITY OF DELAWARE
PO BOX 7449	WILKESBARRE	PA	18773	516000297	501(C)(3)	$58,129	BOOK VALUE	RESEARCH
UNIVERSITY OF MASSACHUSETTS-AMHERST
100 VENTURE WAY STE 201	HADLEY	MA	01035	542084125	501(C)(3)	$225,287	BOOK VALUE	RESEARCH
UNIVERSITY OF MISSOURI
4011 DISCOVERY DRIVE	COLUMBIA	MO	65201	436003859	501(C)(3)	$186,030	BOOK VALUE	RESEARCH
PENNSYLVANIA STATE UNIVERSITY
227 BEAVER AVE STE 401	STATE COLLEGE	PA	16801	246000376	501(C)(3)	$68,741	BOOK VALUE	RESEARCH
UNIVERSITY OF TEXAS AT DALLAS
800 W CAMPBELL ROAD	RICHARDSON	TX	75080	751305566	501(C)(3)	$45,869	BOOK VALUE	RESEARCH
UNIVERSITY SOUTHERN CALIFORNIA
FILE NO 52095	LOS ANGELES	CA	90074	951642394	501(C)(3)	$342,367	BOOK VALUE	RESEARCH
WEILL CORNELL MEDICAL COLLEGE
100 BROADWAY 8TH FLOOR	NEW YORK	NY	10005	133376695	501(C)(3)	$129,800	BOOK VALUE	RESEARCH

Field	Value	IRS element (for citing)
Total501c3 Org	37	Total501c3OrgCnt

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	SUBAWARD/SUBRECIPIENT MONITORING PROCEDURES A. INTRODUCTION 1. PURPOSE THE PURPOSE OF THIS PROCEDURE IS TO ASSIST PRINCIPAL INVESTIGATORS, RESEARCH ADMINISTRATORS AND THE OFFICE OF SPONSORED PROGRAMS (OSP) STAFF OF COLD SPRING HARBOR LABORATORY IN MONITORING AND OVERSEEING SUBRECIPIENTS, OR COLLABORATING INSTITUTIONS, AND ENSURING THAT THEIR RESEARCH PROJECTS ARE CONDUCTED IN COMPLIANCE WITH APPLICABLE LAWS AND THE TERMS AND CONDITIONS OF BOTH THE PRIME AWARD AND THE SUBAWARD AGREEMENT. 2. SCOPE APPLIES WHEN COLD SPRING HARBOR LABORATORY (CSHL) IS THE PRIME INSTITUTION, OR THE DIRECT RECIPIENT OF FUNDING FROM A SPONSOR, AND IS ENTERING INTO OR HAS ALREADY ENTERED INTO A SUBAWARD AGREEMENT WITH A SUBRECIPIENT OR COLLABORATING INSTITUTION. B. POLICY 1. GENERAL SUBRECIPIENT MONITORING ENCOMPASSES THE FOLLOWING: - ADVISING SUBRECIPIENTS OF APPLICABLE FEDERAL LAWS AND REGULATIONS, AND ALL APPROPRIATE FLOW-DOWN PROVISIONS OF THE PRIME AGREEMENT - THE ROUTINE RECEIPT AND REVIEW OF TECHNICAL PERFORMANCE REPORTS. - THE ROUTINE REVIEW OF EXPENSES-TO-BUDGET. - THE PERIODIC PERFORMANCE OF ON-SITE VISITS, OR REGULAR CONTACT, IF NECESSARY. - THE OPTION TO PERFORM "AUDITS" IF NECESSARY. - REVIEW OF A-133 AUDIT REPORTS FILED BY SUBRECIPIENTS AND ANY AUDIT FINDINGS. - REVIEW OF CORRECTIVE ACTIONS CITED BY SUBRECIPIENTS IN RESPONSE TO THEIR AUDIT FINDINGS, CONSIDERATION OF SANCTIONS ON SUBRECIPIENTS IN CASES OF CONTINUED INABILITY OR UNWILLINGNESS TO HAVE REQUIRED AUDITS OR TO CORRECT NON-COMPLIANT ACTIONS. - CSHL ALSO REQUEST THAT SUBRECIPIENTS ANNUALLY PROVIDE UPDATED EVIDENCE OF COMPLIANCE WITH SPECIAL MANDATED REQUIREMENTS, SUCH AS ASSURANCES RELATED TO LAB ANIMALS, HUMAN SUBJECTS AND BIOHAZARDS, FOR EXAMPLE. 2. RESPONSIBILITIES OSP IS RESPONSIBLE FOR PREPARING AND EXECUTING SUBAWARD AGREEMENTS, REQUESTING AND OBTAINING ASSURANCES, REVIEWING INVOICES, ASCERTAINING COMPLIANCE WITH AGREEMENTS, REGULATIONS AND AUDIT REQUIREMENTS AND TAKING CORRECTIVE ACTIONS, AS NECESSARY. TERMS AND CONDITIONS - REVIEW AND EVALUATE THE SUBRECIPIENT'S PROGRESS THROUGH TECHNICAL PROGRESS REPORTS AND OTHER PERIODIC COMMUNICATIONS, AS APPROPRIATE. ASSESS THE SUBRECIPIENT'S CONTRIBUTION TO OVERALL PROJECT AIMS. - REVIEW, QUESTION AS NECESSARY AND APPROVE THE COSTS CHARGED BY SUBRECIPIENTS FOR THE WORK PERFORMED UNDER THE SUBAWARD. EXPENSES CHARGED ON INVOICES SHOULD BE CONSISTENT WITH THE ESTABLISHED SCOPE OF WORK. OSP ADMINISTRATOR (POST AWARD SENIOR GRANTS MANAGER AND ACCOUNTING ASSISTANT). - MONITOR WITH THE ASSISTANCE OF PLS, SUBRECIPIENTS TO ENSURE COMPLIANCE WITH FEDERAL REGULATIONS AND BOTH PRIME AND SUBRECIPIENT AWARD TERMS AND CONDITIONS. - THROUGH THE USE OF STANDARD SUBRECIPIENT AGREEMENTS, ENSURE ALL AGREEMENTS INCLUDE THE CFDA TITLE AND NUMBER, AWARD NAME AND NUMBER, AWARD YEAR FOR FEDERAL AWARDS; ADVISE SUBRECIPIENTS OF REQUIREMENTS IMPOSED ON THEM BY FEDERAL LAWS, REGULATIONS AND THE PROVISIONS OF CONTRACTS OR GRANT AGREEMENTS, AS WELL AS SUPPLEMENTAL REQUIREMENTS; INCLUDE PRIME AWARD AS PART OF AGREEMENT; REQUIRE SUBRECIPIENT TO CERTIFY INVOICES AND REQUIRE SUBRECIPIENT TO REPORT PROMPTLY TO CSHL ANY ADVERSE FINDINGS RELATED TO CSHL SUBAWARDS IDENTIFIED IN THEIR ANNUAL A-133 AUDITS. - ACTIVELY ENGAGE AND RECEIVE CONSULTATION FROM THE CSHL OFFICE OF TECHNOLOGY TRANSFER REGARDING INTELLECTUAL PROPERTY ISSUES AS NEEDED. - AT THE SIGNING OF THE SUBAWARD AGREEMENT AND ANNUALLY THEREAFTER REQUEST SUBRECIPIENT PROVIDE UPDATED ASSURANCES RELATED TO LAB ANIMALS AND HUMAN STUDIES, AS NECESSARY. - ON AN ONGOING BASIS MONITOR THE INVOICES OF SUBRECIPIENTS. - PERIODICALLY COMPARE CUMULATIVE COSTS TO PREVIOUSLY ESTABLISHED BUDGETS AND ENSURE THAT EXPENSES INVOICED ARE FOR THE APPROPRIATE BUDGET PERIOD. - MAKE SURE THAT INVOICED COSTS ARE NOT IN EXCESS OF BUDGETED AMOUNTS AND ARE NOT DUPLICATES OF PREVIOUSLY INVOICED COSTS. - UPON REVIEW OF INVOICE, FORWARD TO PRINCIPAL INVESTIGATOR FOR FURTHER REVIEW AND ACCEPTANCE. - AT LEAST ANNUALLY, REQUEST EVIDENCE THAT SUBRECIPIENTS EXPENDING $XXX OR MORE IN AWARDS DURING THEIR FISCAL YEAR HAVE MET A-133 AUDIT REQUIREMENTS FOR THAT FISCAL YEAR. IDENTIFY ANY MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS THAT RESULT FROM THE A-133 AUDIT OF NONCOMPLIANCE OR REPORTED FINDINGS TO DETERMINE WHETHER ADJUSTMENTS ARE NEEDED TO CSHL'S RECORDS. - FOR SUBRECIPIENTS THAT HAVE REPORTED MATERIAL WEAKNESSES OR REPORTABLE CONDITIONS FROM THE A-133 AUDIT, FOLLOW UP TO MAKE SURE THAT SUBRECIPIENT TAKES APPROPRIATE AND TIMELY CORRECTIVE ACTION. - AT CLOSEOUT OF THE SUBAWARD ENSURE THAT THE FINAL INVOICE HAVE BEEN RECEIVED AND REVIEWED.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	Yes (1)	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (11 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
BRUCE STILLMAN PHD
CEO AND TRUSTEE	$749,700	$0	$0	$0	$25,169	$0	$104,606	$0	$96,387	$0	$975,862	$0	$0	$0
JOHN TUKE
CHIEF OPERATING OFFICER	$489,600	$0	$0	$0	$57,435	$0	$6,120	$0	$40,200	$0	$593,355	$0	$0	$0
DAVID SPECTOR
DIRECTOR OF RESEARCH	$442,750	$0	$0	$0	$13,540	$0	$58,563	$0	$27,615	$0	$542,468	$0	$0	$0
MICHAEL WIGLER
SCIENTIST	$395,085	$0	$0	$0	$5,560	$0	$34,901	$0	$27,134	$0	$462,680	$0	$0	$0
DAVID TUVESON
SCIENTIST	$405,000	$0	$0	$0	-$4,665	$0	$34,901	$0	$25,691	$0	$460,927	$0	$0	$0
CHARLES V PRIZZI
VP ADVANCEMENT	$365,268	$0	$0	$0	-$841	$0	$34,903	$0	$28,684	$0	$428,014	$0	$0	$0
NICHOLAS TONKS
SCIENTIST	$355,000	$0	$0	$0	$5,765	$0	$34,901	$0	$28,653	$0	$424,319	$0	$0	$0
WALTER GOLDSCHMIDTS
VP, SPONSORED PROGRAMS	$310,682	$0	$20,000	$0	$26,558	$0	$34,901	$0	$28,528	$0	$420,669	$0	$0	$0
ADRIAN KRAINER
SCIENTIST	$355,000	$0	$0	$0	$3,836	$0	$34,901	$0	$19,379	$0	$413,116	$0	$0	$0
STEPHEN MONEZ VP
CHIEF FACILITIES OFFICER	$280,500	$0	$0	$0	$28,011	$0	$34,901	$0	$27,031	$0	$370,443	$0	$0	$0
LARI C RUSSO
CHIEF FINANCIAL OFFICER	$319,800	$0	$0	$0	$4,656	$0	$34,901	$0	$1,477	$0	$360,834	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART I, LINE 4B	SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN THE LABORATORY PROVIDES SENIOR STAFF MEETING CERTAIN REQUIREMENTS SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS. AMOUNTS REPORTED REPRESENT PAYMENTS TO THESE PLANS WHICH ARE NOT VESTED AND REMAIN SUBJECT TO SUBSTANTIAL SERVICE REQUIREMENTS AND RISK OF FORFEITURE UPON EARLY TERMINATION. THE FOLLOWING PAYMENTS WERE MADE IN 2020: BRUCE STILLMAN $69,705 DAVID SPECTOR $23,662
PART I, LINE 7	A BONUS OF $20,000 WAS PAID TO WALTER GOLDSCHMIDTS, THE EXECUTIVE DIRECTOR OF SPONSORED PROGRAMS FOR OUTSTANDING PERFORMANCE.
PART II, COLUMN B (III)	OTHER REPORTABLE COMPENSATION OF DR. BRUCE STILLMAN INCLUDES CLUB DUES AND THE TAXABLE PORTION OF A GROUP TERM LIFE POLICY. THE DUES ARE FOR MEMBERSHIP FEES IN CLUBS REQUIRED BY THE ORGANIZATION FOR FURTHERANCE OF BUSINESS RELATIONSHIPS AND MEETINGS.
PART II, COLUMN D	ADDITIONAL DISCLOSURE COLD SPRING HARBOR LABORATORY PROVIDES DR. STILLMAN WITH A HOME ON ITS CAMPUS AND REQUIRES IT TO BE USED AS A CONDITION OF HIS EMPLOYMENT. THE PRESIDENT NEEDS TO BE AVAILABLE TO RESPOND 24/7 TO ANY LABORATORY EMERGENCY. THE PRESIDENT'S HOME IS AVAILABLE FOR VISITING SCIENTISTS AND SPECIAL EVENTS. THE NON-TAXABLE VALUE OF THE HOME ALONG WITH OTHER EXPENSES ARE INCLUDED IN COLUMN D.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd

Issuer Name IssuerName

Field	Value	IRS element (for citing)
Business Name Line1	NASSAU COUNTY IDA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Bond Issuer EIN	112559657	BondIssuerEIN
CUSIP	631657JS3	CUSIPNum
Bond Issued	2006-06-27	BondIssuedDt
Issue Price	$55,000,000	IssuePriceAmt
Purpose	CONSTRUCTION OF RESEARCH BLDG	PurposeDesc
Defeased	0	DefeasedInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Pool Financing	0	PoolFinancingInd

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Total Proceeds	$55,000,000	TotalProceedsAmt
Issuance Costs From Proceeds	$739,727	IssuanceCostsFromProceedsAmt
Credit Enhancement	$1,003,854	CreditEnhancementAmt
Capital Expenditures	$52,709,095	CapitalExpendituresAmt
Other Spent Proceeds	$547,324	OtherSpentProceedsAmt
Substantial Completion	2009	SubstantialCompletionYr
Refunding Tax Exempt Bonds	0	RefundingTaxExemptBondsInd
Refunding Taxable Bonds	0	RefundingTaxableBondsInd
Final Allocation Made	Yes (1)	FinalAllocationMadeInd
Adequate Books And Rec Maint	Yes (1)	AdequateBooksAndRecMaintInd

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Owning Bond Financed Property	0	OwningBondFinancedPropertyInd
Any Lease Arrangements	0	AnyLeaseArrangementsInd
Mgmt Contract Bond Fincd Prop	Yes (1)	MgmtContractBondFincdPropInd
Engage Bond Counsel Contracts	0	EngageBondCounselContractsInd
Any Research Agreements	Yes (1)	AnyResearchAgreementsInd
Engage Bond Counsel Research	0	EngageBondCounselResearchInd
Bond Iss Meet Prvt Sec Pymt Test	0	BondIssMeetPrvtSecPymtTestInd
Change In Use Bond Financed Prop	0	ChangeInUseBondFinancedPropInd
Procs Nonqualified Bond Remdtd	0	ProcsNonqualifiedBondRemdtdInd

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Form8038 T Filed	Yes (1)	Form8038TFiledInd
Variable Rate Issue	Yes (1)	VariableRateIssueInd
Hedge Identified In Bks And Rec	Yes (1)	HedgeIdentifiedInBksAndRecInd

Hedge Provider Name HedgeProviderName

Field	Value	IRS element (for citing)
Business Name Line1	JP MORGAN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Term Of Hedge	35.000000000000	TermOfHedgePct
Superintegrated Hedge	0	SuperintegratedHedgeInd
Hedge Terminated	0	HedgeTerminatedInd
Gross Proceeds Invested In GIC	Yes (1)	GrossProceedsInvestedInGICInd

GIC Provider Name GICProviderName

Field	Value	IRS element (for citing)
Business Name Line1	PALLAS CAPITAL	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Term Of GIC	1.800000000000	TermOfGICPct
Regulatory Safe Harbor Stsfd	Yes (1)	RegulatorySafeHarborStsfdInd
Gross Proceeds Invested	Yes (1)	GrossProceedsInvestedInd
Written Proc To Monitor Reqs	0	WrittenProcToMonitorReqsInd

Procedures Corrective Action ProceduresCorrectiveActionGrp

Field	Value	IRS element (for citing)
Bond Reference	A	BondReferenceCd
Procedures Corrective Action	0	ProceduresCorrectiveActionInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
SCHEDULE K, PART II, LINE 11	IDA FEE, NYS BOND ISSUANCE CHARGE, AND TITLE INSURANCE $547,324.
SCHEDULE K, PART V	THE ORGANIZATION HAS NOT ESTABLISHED WRITTEN PROCEDURES TO ENSURE THAT VIOLATIONS OF FEDERAL TAX REQUIREMENTS ARE TIMELY IDENTIFIED AND CORRECTED THROUGH THE VOLUNTARY CLOSING AGREEMENT PROGRAM. IF SELF-REMEDIATION IS NOT AVAILABLE UNDER APPLICABLE REGULATIONS, THE ORGANIZATION DOES COMPLY WITH THE REQUIREMENTS.

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CHARLES PRIZZI	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Relationship With Org	VP, DEV.	RelationshipWithOrgTxt
Loan Purpose	MORTGAGE	LoanPurposeTxt
Loan From Organization	Yes (X)	LoanFromOrganizationInd
Original Principal	$400,000	OriginalPrincipalAmt
Balance Due	$326,640	BalanceDueAmt
Default	0	DefaultInd
Board Or Committee Approval	Yes (1)	BoardOrCommitteeApprovalInd
Written Agreement	Yes (1)	WrittenAgreementInd

Field	Value	IRS element (for citing)
Total Balance Due	$326,640	TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (2 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
DAVID SPECTOR
SEE PART V	$201,566	SEE PART V	0
JOHN TUKE
SEE PART V	$352,386	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART IV, COLUMN(B)	FormAndLineReferenceDesc
Explanation	BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS - IN 1996, THE LABORATORY JOINTLY INVESTED IN THE PURCHASE OF A PERSONAL RESIDENCE FOR DAVID SPECTOR (A THEN NON-KEY EMPLOYEE). IN 2007, MR. SPECTOR WAS PROMOTED TO DIRECTOR OF RESEARCH, A KEY POSITION.- IN 2018, THE LABORATORY JOINTLY INVESTED IN THE PURCHASE OF A PERSONAL RESIDENCE FOR JOHN TUKE, CHIEF OPERATING OFFICER, A KEY POSITION.PART IV, COLUMN(B)- JOINT INVESTMENT IN RESIDENCE	ExplanationTxt

Schedule M IRS990ScheduleM

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	19	ContributionCnt
Noncash Contributions Rpt F990	$316,240	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MEAN VALUE	MethodOfDeterminingRevenuesTxt

Field	Value	IRS element (for citing)
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	0	ReviewProcessUnusualNCGiftsInd
Third Parties Used	0	ThirdPartiesUsedInd

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 2	BUSINESS RELATIONSHIPS MR. LEO GUTHART, A BOARD MEMBER, AND DR. MARILYN SIMONS, CHAIRMAN, HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION A, LINE 4	THE CHARTER OF THE ORGANIZATION WAS AMENDED TO CHANGE THE NAME OF ITS GRADUATE SCHOOL TO "COLD SPRING HARBOR LABORATORY, SCHOOL OF BIOLOGICAL SCIENCE." THE BYLAWS OF THE ORGANIZATION WERE AMENDED TO INCREASE THE TERM LIMIT FOR TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	990 REVIEW THE CONSOLIDATED FINANCIAL STATEMENTS AND THE 990 OF THE ORGANIZATION ARE PREPARED BY THE FINANCE OFFICE OF COLD SPRING HARBOR LABORATORY. THE FINANCE OFFICE USES THE BOOKS AND RECORDS OF THE ORGANIZATION TO PREPARE THE FINANCIAL STATEMENTS AND THE 990. THESE RECORDS ARE LARGELY INCLUDED IN THE AUDITED DOCUMENTS BY AN INDEPENDENT AUDITOR. UPON COMPLETION OF THE AUDITED FINANCIAL STATEMENTS, THE REMAINING DOCUMENTATION NEEDED TO PREPARE THE 990 IS FINALIZED. THE CFO THEN PROCEEDS WITH A DETAILED REVIEW OF THE 990, WITH ADDITIONAL DOCUMENTATION AND SCHEDULES. THESE DOCUMENTS ARE FORWARDED TO GRANT THORNTON, LLP WHO REVIEWS THE DRAFT RETURN AND SUPPORTING INFORMATION AND PREPARES THE RETURN FOR ELECTRONIC FILING TO THE IRS. COPIES OF THE RETURN ARE REVIEWED BY THE AUDIT AND RISK COMMITTEE AND PROVIDED TO MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12C	CONFLICT OF INTEREST POLICY THE ORGANIZATION REQUIRES ALL SENIOR STAFF TO FILE AN ANNUAL QUESTIONNAIRE DISCLOSING POSSIBLE SOURCES OF CONFLICT OF INTEREST ACCORDING TO THE CONFLICT OF INTEREST POLICY OF THE ORGANIZATION. THE ORGANIZATION ALSO REQUIRES ALL OFFICERS, TRUSTEES AND KEY PERSONNEL TO FILE AN ANNUAL QUESTIONNAIRE DISCLOSING POSSIBLE SOURCES OF CONFLICT OF INTEREST ACCORDING TO THE CONFLICT OF INTEREST POLICY OF THE ORGANIZATION. THE BOARD OF TRUSTEES IS MADE UP OF A LARGE GROUP OF LEADERS WITHIN THE SCIENTIFIC AND FINANCIAL COMMUNITIES. ANY MEMBER WITH A PERCEIVED OR ACTUAL CONFLICT WITH RESPECT TO A CONTEMPLATED TRANSACTION SHALL RECUSE THEMSELVES FROM ANY DELIBERATION OR DETERMINATION OF THE TRANSACTION CONSIDERED. REPORTING IS MANAGED BY THE OFFICE OF THE CHIEF OPERATING OFFICER AND THE OFFICE OF THE GENERAL COUNSEL FOR OFFICERS, TRUSTEES AND KEY PERSONNEL AND THE CONFLICT OF INTEREST AND COMPLIANCE COORDINATOR AND THE OFFICE OF THE GENERAL COUNSEL FOR SENIOR STAFF.
FORM 990, PART VI, SECTION B, LINE 15	COMPENSATION THE COMPENSATION OF ALL STAFF MEMBERS EARNING WAGES IN EXCESS OF $250,000, INCLUDING THE PRESIDENT AND CHIEF OPERATING OFFICER, IS DETERMINED BY AN EXECUTIVE COMMITEE OF THE BOARD OF TRUSTEES UPON RECOMMENDATION OF THE COMPENSATION REVIEW AND ADVISORY SUB-COMMITTEE. THE VP HUMAN RESOURCES REPORTS DIRECTLY TO THE COMPENSATION REWIEW AND ADVISORY SUB-COMMITTEE, WHICH IS MADE UP OF INDEPENDENT MEMBERS OF THE BOARD OF TRUSTEES. REPORTING INCLUDES COMPARABILITY DATA AND OTHER INFORMATION GATHERED AT THE REQUEST OF THE SUB-COMMITTEE. CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DISCUSSION BY THE COMPENSATION REVIEW AND ADVISORY SUB-COMMITTEE AND THE EXECUTIVE COMMITTEE IS MAINTAINED BY THE VP OF HUMAN RESOURCES.
FORM 990, PART VI, SECTION C, LINE 19	GOVERNING DOCUMENTS THE ORGANIZATION MAINTAINS ALL DOCUMENTS INCLUDING GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, ANNUAL REPORTS, FINANCIAL STATEMENTS AND TAX RETURNS FOR PUBLIC INSPECTION AT THE FINANCE OFFICE OF COLD SPRING HARBOR LABORATORY, LOCATED AT 1 BUNGTOWN ROAD, COLD SPRING HARBOR, NEW YORK 11724. IN ADDITION MANY OF THESE DOCUMENTS ARE AVAILABLE ONLINE AT WWW.CSHL.EDU.
FORM 990, PART XI, LINE 9:	CHANGE IN FAIR VALUE OF INTEREST RATE SWAP -8,128,837.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Total IncomeTotalIncomeAmt	End Of Year AssetsEndOfYearAssetsAmt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt
FAMILY THEATER LLC
1 BUNGTOWN ROAD	COLD SPRING HARBOR	NY	11724	112013303	INVESTMENT	NY	-$158,976	$0	CSHL
VIDRIO TECHNOLOGIES
44050 ASHBURN PLAZA	ASHBURN	VA	20147	462183115	INVESTMENT	VA	$0	$0	CSHL

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	Direct Controlling NADirectControllingNACd
ROBERTSON RESEARCH FUND INC
PO BOX 100	COLD SPRING HARBOR	NY	11724	237224244	SUPPORT	DE	501(C)(3)	LINE 11	CSHL	Yes (1)
COLD SPRING HARBOR LABORATORY ASSOC
PO BOX 100	COLD SPRING HARBOR	NY	11724	111631792	SUPPORT	NY	501(C)(3)	LINE 11		0	N/A

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (5 entries)

Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct	Controlled OrganizationControlledOrganizationInd	Legal Domicile StateLegalDomicileStateCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd
COLD SPRING HARBOR ASIA (SIP) LTD
218 XIN HU ST	SUZHOU	CH	215125	SCIENTIFIC CO	CH	N/A	C	$1,813,393	$2,914,013	1.00000	Yes (1)
CHARITABLE REMAINDER TRUST(3)
				INVESTMENT			T			1.00000	Yes (1)	NY	CSHL
UNITRUST(1)
				INVESTMENT			T			0.25000	0	MA	CSHL
CHARITABLE REMAINDER TRUST(1)
				INVESTMENT			T			1.00000	Yes (1)	WI	CSHL
DEPYMED IND
				SCIENTIFIC CO		N/A	C			0.32150	0	NY		800 THIRD AVE 11TH FLOOR	NEW YORK	NY	10022

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	Yes (1)	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	Yes (1)	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (1)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (2 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
COLD SPRING HARBOR LABORATORY ASIA (SIP) LP
Q	$51,385	CASH BASIS
COLD SPRING HARBOR LABORATORY ASIA (SIP) LP
R	$11,880	CASH BASIS