M K REICHERT STERNLICHT FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- M K REICHERT STERNLICHT FOUNDATION (EIN 81-0807556)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-14
- IRS object ID
- 202123189349100677
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Notes Loans Rcvbl Long Sch
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-14T20:03:33-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FOUNDATION SOURCE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE HOLLOW LN STE 212 | AddressLine1Txt |
| City | LAKE SUCCESS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 810807556 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | M K Reichert Sternlicht Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | STER | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MIRIAM K STERNLICHT | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | MIRIAM K | PersonFirstNm |
| Person Last | STERNLICHT | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $72,815,489 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $45,169 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $45,169 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $2,089,877 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,089,877 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,649,436 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $19,286,342 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,884,839 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $20,494 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $20,247 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $5,804,976 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $6,040,132 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $133,125 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $133,125 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $13,032 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $13,032 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $42,798 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $42,798 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $14 | InterestRevAndExpnssAmt |
| Interest Dsbrs Chrtbl | $14 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $101,800 | TaxesRevAndExpnssAmt |
| Trav Conf Meeting Rev And Expnss | $308 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $308 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $183,889 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $62,287 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $120,140 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $474,966 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $105,085 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $266,619 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,056,888 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,056,888 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,531,854 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $105,085 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,323,507 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $2,273,122 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,935,047 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $9,184,953 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $9,925,275 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $9,925,275 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $1,796 | AcctRcvblAmt |
| Acct Rcvbl EOY | $1,796 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $1,796 | AcctRcvblEOYFMVAmt |
| Other Nts And Loans Rcvbl | $100,000 | OtherNtsAndLoansRcvblAmt |
| Other Nts And Loans Rcvbl BOY | $100,000 | OtherNtsAndLoansRcvblBOYAmt |
| Other Nts And Loans Rcvbl EOY | $100,000 | OtherNtsAndLoansRcvblEOYAmt |
| Other Nts And Loans Rcvbl EOYFMV | $100,000 | OtherNtsAndLoansRcvblEOYFMVAmt |
| US Government Obligations BOY | $1,706,219 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,835,019 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,949,677 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $48,409,299 | CorporateStockBOYAmt |
| Corporate Stock EOY | $46,245,089 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $53,179,657 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,307,326 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,230,244 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,421,060 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,394,559 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,038,055 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,238,024 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $63,102,356 | TotalAssetsBOYAmt |
| Total Assets EOY | $65,375,478 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $72,815,489 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $63,102,356 | RetainedEarningBOYAmt |
| Retained Earning EOY | $65,375,478 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $63,102,356 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $65,375,478 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $63,102,356 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $65,375,478 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $63,102,356 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $2,273,122 | ExcessRevenueOverExpensesAmt |
| Subtotal | $65,375,478 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $65,375,478 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|
| Publicly-traded Securities | $19,286,342 | $15,477,739 | $3,808,603 | $3,808,603 |
| Passthrough K1 Capital Gain/(Loss) | $76,236 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,884,839 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $82,497 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $82,497 | SubtotalAmt |
| Tax Based On Investment Income | $82,497 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $126,200 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $126,200 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $43,703 | OverpaymentAmt |
| Applied To ES Tax | $43,703 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Miriam Klein Sternlicht | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Dir, Pres, Sec | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 1.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Mr Richard Zimmerman | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 3850 N Wilke Rd | AddressLine1Txt |
| City | Arlington Heights | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | Executive Director | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 15.0 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $93,750 | CompensationAmt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 55 Walls Drive 3rd Floor | AddressLine1Txt |
| City | Fairfield | CityNm |
| State Abbreviation | CT | StateAbbreviationCd |
| ZIP | 06824 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Administrative | ServiceTypeTxt |
| Compensation | $117,615 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $53,244,738 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $9,846,863 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,312,094 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $65,403,695 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $65,403,695 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $981,055 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $64,422,640 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,221,132 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $3,221,132 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $82,497 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $82,497 | TotalTaxAmt |
| Distributable Before Adj | $3,138,635 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $3,138,635 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $3,138,635 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,323,507 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $3,323,507 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,323,507 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $3,138,635 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,250,032 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Qualifying Distributions | $3,323,507 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,250,032 | AppliedToYear1Amt |
| Applied To Current Year | $73,475 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $3,065,160 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Miriam Klein Sternlicht | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (71 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ACUMEN FUND INC | |||||||
| 40 WORTH ST STE 303 | NEW YORK | NY | 10013 | N/A | PC | Acumen America fund | $25,000 |
| ACUMEN FUND INC | |||||||
| 40 WORTH ST STE 303 | NEW YORK | NY | 10013 | N/A | PC | Acumen America Fund | $100,000 |
| ALLIANCE OF ARTISTS COMMUNITIES | |||||||
| 53 BROAD ST UNIT 23212 | PROVIDENCE | RI | 02903 | N/A | PC | Foundation House new Artist Residency Program | $1,000 |
| ALLIANCE OF ARTISTS COMMUNITIES | |||||||
| 53 BROAD ST UNIT 23212 | PROVIDENCE | RI | 02903 | N/A | PC | General & Unrestricted | $3,000 |
| AMERICAN FRIENDS OF ALYN HOSPITAL INC | |||||||
| 122 E 42ND ST RM 1519 | NEW YORK | NY | 10168 | N/A | PC | General & Unrestricted | $5,000 |
| BAIL PROJECT INC | |||||||
| PO BOX 102592 | PASADENA | CA | 91189 | N/A | PC | General & Unrestricted | $10,000 |
| BIG PICTURE FOUNDATION | |||||||
| 369 ROUND HILL RD | GREENWICH | CT | 06831 | N/A | PC | General & Unrestricted | $10,000 |
| BOREALIS PHILANTHROPY | |||||||
| 126 N 3RD ST STE 500 | MINNEAPOLIS | MN | 55401 | N/A | PC | Communities Transforming Policing Fund | $10,000 |
| BOYS CLUB OF NEW YORK INC | |||||||
| 287 E 10TH ST | NEW YORK | NY | 10009 | N/A | PC | General & Unrestricted | $5,000 |
| BROWN UNIVERSITY | |||||||
| GIFT CASHIER BOX 1877 | PROVIDENCE | RI | 02912 | N/A | PC | General & Unrestricted | $599,638 |
| CAPITAL INSTITUTE | |||||||
| PO BOX 22 | STONINGTON | CT | 06378 | N/A | PC | General & Unrestricted | $5,000 |
| CASA NUEVA VIDA INC | |||||||
| 53 GLEN RD | JAMAICA PLAIN | MA | 02130 | N/A | PC | General & Unrestricted | $5,000 |
| CHICAGO CARES INC | |||||||
| 641 W LAKE ST STE 200 | CHICAGO | IL | 60661 | N/A | PC | COVID 19 Food Insecurity Program | $10,000 |
| CHILD MIND INSTITUTE INC | |||||||
| 101 E 56TH ST | NEW YORK | NY | 10022 | N/A | PC | General & Unrestricted | $5,000 |
| CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGT | |||||||
| 1101 K ST NW | WASHINGTON | DC | 20005 | N/A | PC | General & Unrestricted | $5,000 |
| COMMUNITY HABILITATION CENTER INC | |||||||
| 11450 SW 79TH ST | MIAMI | FL | 33173 | N/A | PC | General & Unrestricted | $5,000 |
| DEMOCRACY WORKS INC | |||||||
| 20 JAY ST STE 840 | BROOKLYN | NY | 11201 | N/A | PC | General & Unrestricted | $25,000 |
| ENTERPRISE COMMUNITY PARTNERS INC | |||||||
| 11000 BROKEN LAND PKWY STE 700 | COLUMBIA | MD | 21044 | N/A | PC | General & Unrestricted | $75,000 |
| EQUAL JUSTICE INITIATIVE | |||||||
| 122 COMMERCE ST | MONTGOMERY | AL | 36104 | N/A | PC | General & Unrestricted | $25,000 |
| FAIRFIELD COUNTYS COMMUNITY FOUNDATION INC | |||||||
| 40 RICHARDS AVE | NORWALK | CT | 06854 | N/A | PC | Center for Nonprofit Excellence | $10,000 |
| FAIRFIELD COUNTYS COMMUNITY FOUNDATION INC | |||||||
| 40 RICHARDS AVE | NORWALK | CT | 06854 | N/A | PC | Community Impact Fund | $10,000 |
| FEEDING AMERICA | |||||||
| 161 N CLARK ST SUITE 700 | CHICAGO | IL | 60601 | N/A | PC | COVID 19 FUND | $10,000 |
| FEEDING AMERICA | |||||||
| 161 N CLARK ST SUITE 700 | CHICAGO | IL | 60601 | N/A | PC | COVID 19 RESPONSE FUND | $40,000 |
| GIVING BACK FUND INC | |||||||
| 5757 W CENTURY BLVD STE 410 | LOS ANGELES | CA | 90045 | N/A | PC | Giving Group Community Fund | $1,000 |
| GIVING BACK FUND INC | |||||||
| 5757 W CENTURY BLVD STE 410 | LOS ANGELES | CA | 90045 | N/A | PC | Nexus Global Fund | $10,000 |
| GIVING BACK FUND INC | |||||||
| 5757 W CENTURY BLVD STE 410 | LOS ANGELES | CA | 90045 | N/A | PC | Peace Department | $10,000 |
| GREENWICH EMERGENCY MEDICAL SERVICE INCORPORATED | |||||||
| 1111 E PUTNAM AVE | RIVERSIDE | CT | 06878 | N/A | PC | General & Unrestricted | $10,000 |
| GREENWICH RIDING & TRAILS ASSOCIATION INC | |||||||
| PO BOX 1403 | GREENWICH | CT | 06836 | N/A | PC | General & Unrestricted | $10,000 |
| HARTFORD FOUNDATION FOR PUBLIC GIVING | |||||||
| 10 COLUMBUS BLVD 8TH FL | HARTFORD | CT | 06106 | N/A | PC | 4-CT Statewide Covid-19 Relief Fund | $50,000 |
| HUMANITY FORWARD FOUNDATION | |||||||
| PO BOX 15320 | WASHINGTON | DC | 20003 | N/A | PC | General & Unrestricted | $10,000 |
| IDEOORG | |||||||
| 444 SPEAR ST | SAN FRANCISCO | CA | 94105 | N/A | PC | General & Unrestricted | $10,000 |
| IMPACTASSETS INC | |||||||
| 4340 EAST WEST HWY STE 210 | BETHESDA | MD | 20814 | N/A | PC | M K Reichert Sternlicht Fund | $800,000 |
| ISRAAID US INC | |||||||
| PO BOX 61227 | PALO ALTO | CA | 94306 | N/A | PC | IsraAid Mental Health CoVid 19 initiative | $25,000 |
| ISRAAID US INC | |||||||
| PO BOX 61227 | PALO ALTO | CA | 94306 | N/A | PC | Tech Challenge | $25,000 |
| JEWISH BOARD OF FAMILY & CHILDRENS SERVICES INC | |||||||
| 135 WEST 50TH ST 6TH FLOOR | NEW YORK | NY | 10020 | N/A | PC | Cycle of Support | $2,500 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION IN THE UN | |||||||
| 199 ELM ST | NEW CANAAN | CT | 06840 | N/A | PC | General & Unrestricted | $15,000 |
| NATIONAL TRUST FOR HISTORIC PRESERVATION IN THE UN | |||||||
| 199 ELM ST | NEW CANAAN | CT | 06840 | N/A | PC | Glass House Fund | $15,000 |
| NATURE CONSERVANCY - CONNECTICUT CHAPTER | |||||||
| 55 CHURCH ST FLOOR 3 | NEW HAVEN | CT | 06510 | N/A | PC | General & Unrestricted | $10,000 |
| NEW PROFIT INC | |||||||
| 225 FRANKLIN ST SUITE 350 | BOSTON | MA | 02110 | N/A | PC | Inclusion Impact Fund | $100,000 |
| NEW PROFIT INC | |||||||
| 225 FRANKLIN ST SUITE 350 | BOSTON | MA | 02110 | N/A | PC | Unlocked Futures FUnd | $50,000 |
| NEW PROFIT INC | |||||||
| 225 FRANKLIN ST SUITE 350 | BOSTON | MA | 02110 | N/A | PC | General & Unrestricted | $150,000 |
| NO LIMIT GENERATION INC | |||||||
| 3400 PROSPECT ST NW | WASHINGTON | DC | 20007 | N/A | PC | General & Unrestricted | $10,000 |
| OCEANIC GLOBAL FOUNDATION | |||||||
| 160 W 16TH ST APT 5L | NEW YORK | NY | 10011 | N/A | PC | Charitable Event | $7,500 |
| ONEGOAL | |||||||
| 55 EXCHANGE PL STE 503 | NEW YORK | NY | 10005 | N/A | PC | General & Unrestricted | $75,000 |
| PEN AMERICAN CENTER INC | |||||||
| 588 BROADWAY RM 303 | NEW YORK | NY | 10012 | N/A | PC | Charitable Event | $5,000 |
| PEN AMERICAN CENTER INC | |||||||
| 588 BROADWAY RM 303 | NEW YORK | NY | 10012 | N/A | PC | General & Unrestricted | $10,000 |
| PLANNED PARENTHOOD OF SOUTHERN NEW ENGLAND INC | |||||||
| 345 WHITNEY AVE | NEW HAVEN | CT | 06511 | N/A | PC | Charitable Event | $10,000 |
| PRX INCORPORATED | |||||||
| 1380 SOLDIERS FIELD RD STE 2600 | BOSTON | MA | 02135 | N/A | PC | 99% Invisible and The Heart fund | $3,000 |
| ROCKEFELLER PHILANTHROPY ADVISORS INC | |||||||
| 6 WEST 48TH ST 10TH FLOOR | NEW YORK | NY | 10036 | N/A | PC | Upstart Co-Lab Fund | $50,000 |
| SAG HARBOR CINEMA ARTS CENTER INC | |||||||
| PO BOX 152 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $500 |
| SAG HARBOR COMMUNITY FOOD PANTRY INC | |||||||
| PO BOX 1241 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $250 |
| SAG HARBOR VOLUNTEER AMBULANCE CORPS | |||||||
| PO BOX 2725 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $250 |
| SAG HARBOR VOLUNTEER FIRE DEPT | |||||||
| PO BOX 209 | SAG HARBOR | NY | 11963 | N/A | PC | General & Unrestricted | $250 |
| SANDY HOOK PROMISE FOUNDATION | |||||||
| PO BOX 3489 | NEWTOWN | CT | 06470 | N/A | PC | General & Unrestricted | $5,000 |
| SEVENTH REGIMENT ARMORY CONSERVANCY INC DBA PARK A | |||||||
| 643 PARK AVE 3RD FL | NEW YORK | NY | 10065 | N/A | PC | General & Unrestricted | $50,000 |
| SEVENTH REGIMENT ARMORY CONSERVANCY INC DBA PARK A | |||||||
| 643 PARK AVE 3RD FL | NEW YORK | NY | 10065 | N/A | PC | Charitable Event | $50,000 |
| SHATTERPROOF A NONPROFIT CORP | |||||||
| 101 MERRITT 7 CORPORATE PARK 1ST FL | NORWALK | CT | 06851 | N/A | PC | General & Unrestricted | $10,000 |
| SHINING HOPE FOR COMMUNITIES INC | |||||||
| 11 PARK PL 3RD FL | NEW YORK | NY | 10007 | N/A | PC | Corona fighting fund | $10,000 |
| SHINING HOPE FOR COMMUNITIES INC | |||||||
| 11 PARK PL 3RD FL | NEW YORK | NY | 10007 | N/A | PC | General & Unrestricted | $100,000 |
| SHINING HOPE FOR COMMUNITIES INC | |||||||
| 11 PARK PL 3RD FL | NEW YORK | NY | 10007 | N/A | PC | Covid-19 Response Fund | $50,000 |
| SOCIAL GOOD FUND | |||||||
| PO BOX 5473 | RICHMOND | CA | 94805 | N/A | PC | Tight Lipped Podcast-Health Issue Awareness | $8,000 |
| SPACE ON THE FARM INC | |||||||
| PO BOX 699 | NEW YORK | NY | 10013 | N/A | PC | General & Unrestricted | $5,000 |
| ST JUDE CHILDRENS RESEARCH HOSPITAL INC | |||||||
| 501 ST JUDE PL | MEMPHIS | TN | 38105 | N/A | PC | General & Unrestricted | $5,000 |
| THE GOOD NATION FOUNDATION INC | |||||||
| 601 W 26TH ST | NEW YORK | NY | 10001 | N/A | PC | One For Democracy Fund | $100,000 |
| THE GREENWICH LAND TRUST INC | |||||||
| 370 ROUND HILL RD | GREENWICH | CT | 06831 | N/A | PC | General & Unrestricted | $20,000 |
| TRUSTEES OF COLUMBIA UNIVERSITY Department of Ped | |||||||
| 516 W 168TH ST FL 3 | NEW YORK | NY | 10032 | N/A | PC | General & Unrestricted | $50,000 |
| UJA FEDERATION OF GREENWICH | |||||||
| 1 HOLLY HILL LN | GREENWICH | CT | 06830 | N/A | PC | UJA-JCC GREENWICH Fund | $5,000 |
| UNITED STATES EQUESTRIAN TEAM FOUNDATION INC | |||||||
| PO BOX 355 | GLADSTONE | NJ | 07934 | N/A | PC | General & Unrestricted | $10,000 |
| URBAN JUSTICE CENTER | |||||||
| 40 RECTOR ST 9TH FL | NEW YORK | NY | 10006 | N/A | PC | General & Unrestricted | $5,000 |
| WORLD CENTRAL KITCHEN INCORPORATED | |||||||
| 655 NEW YORK AVE NW 6TH FL | WASHINGTON | DC | 20001 | N/A | PC | General & Unrestricted | $50,000 |
| WORLD CENTRAL KITCHEN INCORPORATED | |||||||
| 655 NEW YORK AVE NW 6TH FL | WASHINGTON | DC | 20001 | N/A | PC | COVID 19 RESPONSE fund | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,056,888 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $45,169 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,089,877 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,649,436 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|---|---|
| K-1 Inc/Loss | 525990 | -$367 | 14 | $18,111 |
| INTEREST INCOME FROM NOTES | 14 | $2,750 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$367 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,805,343 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,804,976 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | Form 8865 Explanation | IdentifierTxt |
| Form And Line Reference | Form 8865 - Controlled Foreign Partnership Reporting | FormAndLineReferenceDesc |
| Medium Explanation | THE TAXPAYER MAY BE REQUIRED TO FILE U.S. FORM 8865, BUT IS NOT DOING SO UNDER THE CONSTRUCTIVE OWNERSHIP EXCEPTION. THE TAXPAYER HAS AN INTEREST IN MICROVEST SHORT DURATION FUND, LP, 7315 WISCONSIN AVENUE, SUITE 300W BETHESDA, MD 20814 EIN: 27-2981077 WHICH FILED FORM 8865'S OR WAS A PARTNER IN FUNDS THAT FILED FORM 8865'S FOR THE YEAR ENDED 12/31/2020. | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (61 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALLEGION US HOLDING CO - 3.200 | $85,912 | $88,649 |
| ALPHABET INC - 1.100% - 08/15/ | $115,197 | $113,428 |
| ALTRIA GROUP INC - 4.400% - 02 | $77,730 | $77,792 |
| AMC NETWORK - 5.000% - 04/01/2 | $19,375 | $19,309 |
| AMC NETWORKS INC - 4.750% - 08 | $64,080 | $66,093 |
| AMERICAN TOWER CORP - 3.375% - | $11,095 | $11,234 |
| AMERICAN TOWER CORP BOND - 4.0 | $63,259 | $65,505 |
| APPLE INC - 2.850% - 02/23/202 | $169,268 | $178,425 |
| ASIAN DEV BK - 1.875% - 08/01/ | $89,874 | $92,386 |
| AT&T INC - 4.100% - 02/15/2028 | $29,906 | $30,567 |
| ATT INC - 3.800% - 02/15/2027 | $47,818 | $48,339 |
| BANK AMER CORP - 2.456% - 10/2 | $173,147 | $181,224 |
| BANK OF NOVA SCOTIA - 2.375% - | $171,326 | $177,006 |
| BECTON DICKINSON - 3.363% - 06 | $17,292 | $17,393 |
| BOOKING HOLDINGS INC - 4.100% | $54,829 | $55,570 |
| BROADCOM CORP/BROADCOM CAYMAN | $87,040 | $93,152 |
| CARLISLE COS INC NOTE CALL - 3 | $86,604 | $89,884 |
| CDK GLOBAL INC - 4.875% - 06/0 | $17,213 | $17,935 |
| CDK GLOBAL INC - 5.875% - 06/1 | $58,651 | $62,945 |
| CDW CORP - 3.250% - 02/15/2029 | $73,730 | $74,438 |
| CDW LLC / CDW FIN CORP - 4.250 | $12,653 | $12,669 |
| CENTURYLINK INC NOTE - 0.000% | $87,290 | $87,203 |
| CITIGROUP INC - 1.678% - 05/15 | $179,453 | $180,326 |
| CITRIX SYS INC - 4.500% - 12/0 | $86,622 | $94,074 |
| DISCOVERY COMMUNICATIONS LLC - | $86,623 | $89,470 |
| DOLLAR TREE INC - 4.200% - 05/ | $70,238 | $77,361 |
| DUKE ENERGY - 3.350% - 05/15/2 | $127,006 | $130,188 |
| EURO BK RECON & DEV - 0.250% - | $314,935 | $315,090 |
| EUROPEAN INVESTMENT BANK - 2.5 | $164,857 | $178,662 |
| FISERV INC - 3.200% - 07/01/20 | $31,256 | $31,365 |
| FORTUNE BRANDS HOME & SEC - 4. | $37,224 | $38,135 |
| HP INC NOTE - 3.000% - 06/17/2 | $76,086 | $79,446 |
| IDAHO ENERGY RES AUTH - 2.297% | $81,639 | $89,116 |
| IHS MARKIT LTD - 3.625% - 05/0 | $87,610 | $90,535 |
| INTERNATIONAL BK - 0.375% - 07 | $134,817 | $134,600 |
| JUNIPER NETWORKS INC - 3.750% | $86,180 | $93,357 |
| KLA-TENCOR SR GLBL NT - 4.650% | $86,696 | $88,782 |
| KOHLS CORP - 4.250% - 07/17/20 | $94,625 | $98,402 |
| KRAFT HEINZ FOODS CO - 3.950% | $85,480 | $89,203 |
| MASCO CORP NT - 5.950% - 03/15 | $78,662 | $77,727 |
| MICROSOFT TECH - 4.333% - 06/0 | $87,254 | $88,718 |
| MIDAMERICAN ENERGY CO - 3.100% | $156,970 | $179,360 |
| MOTOROLA SOLUTIONS INC - 4.000 | $85,962 | $89,384 |
| PFIZER INC - 2.625% - 04/01/20 | $132,208 | $133,938 |
| PRICELINE GRP INC NOTE - 0.036 | $17,998 | $18,185 |
| QVC INC - 4.450% - 02/15/2025 | $86,209 | $88,627 |
| QVC INC NOTE - 4.750% - 02/15/ | $12,250 | $15,015 |
| REYNOLDS AMERICAN - 4.450% - 0 | $74,038 | $77,451 |
| SBA COMMUNICATIONS CORP - 4.87 | $70,953 | $70,775 |
| SERVICE CORP INTL NOTE - 4.625 | $81,853 | $83,070 |
| STARBUCKS CORP - 2.450% - 06/1 | $116,940 | $135,082 |
| TOTAL SYS SVCS - 0.000% - 06/0 | $86,665 | $88,721 |
| TRINITY ACQUISITION PLC - 4.40 | $61,285 | $61,750 |
| UNITED RENTALS - 5.500% - 05/1 | $80,447 | $80,250 |
| UNIVERSITY CALIFORNIA - 3.309% | $69,363 | $79,230 |
| VERISK ANALYTICS INC - 4.000% | $73,589 | $77,030 |
| VERIZON - 3.875% - 02/08/2029 | $135,922 | $134,963 |
| VERIZON COMMUNICATIONS INC - 4 | $87,569 | $88,402 |
| WESTERN DIGITAL CORP - 4.750% | $85,203 | $88,400 |
| WILLIS NORTH AMERICA - 3.600% | $26,385 | $27,298 |
| ZIMMER BIOMET HLDGS - 3.550% - | $77,883 | $78,426 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (19 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALLIANCEBERN GLOBAL THEMATIC G | $2,000,000 | $2,868,412 |
| AMERICAN AIRLINES GROUP INC | $6,527,393 | $2,364,207 |
| APPLE INC | $1,970,700 | $9,715,031 |
| ASHMORE EMERGING MARKETS | $1,500,000 | $1,514,019 |
| BLACKROCK EUROFUND I | $1,500,000 | $1,767,822 |
| BOSTON COMMON INTERNATIONAL | $3,300,000 | $4,026,173 |
| BROWN ADVISORY SUSTAINABILITY | $2,300,000 | $2,657,130 |
| EQUINIX, INC | $1,509,385 | $2,455,351 |
| ISHARES MSCI EAFE MINIMUM VOLA | $1,756,817 | $1,789,662 |
| ISHARES MSCI USA MIN VOLATILIT | $766,155 | $1,016,707 |
| ISHARES S&P GLOBAL I | $2,199,338 | $2,095,064 |
| MICRON TECHNOLOGY | $118,030 | $166,373 |
| MORGAN STANLEY ASIA OPPORTUNIT | $2,100,000 | $2,535,668 |
| PAX WORLD GLOBAL GREEN FD INST | $500,000 | $724,573 |
| PAX WORLD HIGH YIELD BOND-IN | $750,000 | $767,699 |
| SLACK TECHNOLOGIES CLASS A ORD | $182,829 | $254,623 |
| SPOTIFY TECHNOLOGY SA | $133,476 | $285,711 |
| STARWOOD PROPERTY TRUST INC | $14,938,633 | $13,968,781 |
| VANGUARD SF REIT ETF | $2,192,333 | $2,206,651 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $417,861 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $444,772 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,417,158 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,504,905 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| LEGACY VENTURE IX LLC | $370,476 | $489,619 |
| LEGACY VENTURE X, LLC | $29,049 | $28,673 |
| MICROVEST SHORT DURATION FUND, | $275,151 | $262,726 |
| NEW SUMMIT IMPACT FUND II-B, L | $136,517 | $151,867 |
| ROSE AFFORDABLE HOUSING PRESER | $199,936 | $159,213 |
| SKELLIG DST WATER FUND | $619,337 | $707,228 |
| SOSV IV LP | $112,061 | $129,784 |
| THE SOCIAL ENTREPRENEURS FUND | $103,132 | $116,518 |
| THIS BAR SAVES LIVES LLC | $192,396 | $192,396 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (14 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $117,615 | $117,615 | |
| Bank Charges | $2,176 | $2,176 | |
| K-1 Exp LEGACY VENTURE IX LLC | $24,919 | $24,919 | |
| K-1 Exp LEGACY VENTURE X, LLC | $951 | $951 | |
| K-1 Exp MICROVEST SHORT DURATI | $3,872 | $3,872 | |
| K-1 Exp NEW SUMMIT IMPACT FUND | $9,422 | $8,045 | |
| K-1 Exp ROSE AFFORDABLE HOUSIN | $64 | $64 | |
| K-1 Exp SKELLIG DST WATER FUND | $6,698 | $6,688 | |
| K-1 Exp SOSV IV LP | $4,329 | $4,329 | |
| K-1 Exp THE SOCIAL ENTREPRENEU | $10,123 | $10,123 | |
| K-1 Exp THIS BAR SAVES LIVES L | $1,145 | $1,120 | |
| PAYROLL PENALTY | $50 | ||
| State or Local Filing Fees | $25 | $25 | |
| IRS ADVANCED APPROVAL APP FEE | $2,500 | $2,500 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 Inc/Loss LEGACY VENTURE IX LLC | $124 | $124 |
| K-1 Inc/Loss MICROVEST SHORT DURATION FUND, L.P | $18,024 | $18,024 |
| K-1 Inc/Loss NEW SUMMIT IMPACT FUND II-B, L.P | $3,170 | $2,933 |
| K-1 Inc/Loss SKELLIG DST WATER FUND | $14,754 | $14,744 |
| K-1 Inc/Loss SOSV IV LP | $163 | $163 |
| K-1 Inc/Loss THE SOCIAL ENTREPRENEURS FUND III LP | $1,155 | $1,155 |
| K-1 Inc/Loss THIS BAR SAVES LIVES LLC | -$19,646 | -$19,646 |
| Interest Income from Notes | $2,750 | $2,750 |
Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch
Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp
Borrower Name BorrowerNameGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | NOTE - LOCAL INITIATIVES SUPPORT CORP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Loan Original | $100,000 | LoanOriginalAmt |
| Balance Due | $100,000 | BalanceDueAmt |
| Note | 2019-04 | NoteDt |
| Loan Maturity | 2026-05 | LoanMaturityDt |
| Interest | 2.75 | InterestRt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $42,798 | Amt |
| Net Investment Income | $42,798 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | 990-PF Estimated Tax for 2020 | CategoryTxt |
| Amt | $101,800 | Amt |