HANS AND MAVIS LOPATER FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: HANS AND MAVIS LOPATER FOUNDATION (EIN 45-5498376)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-04-27
IRS object ID: 202131179349100003
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Decreases Schedule
Other Expenses Schedule
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-04-27T07:37:46-05:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	060317480	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	DAY PITNEY LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE FEDERAL ST 29 FL	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	021103179	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	455498376	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HANS AND MAVIS LOPATER FOUNDATION	BusinessNameLine1Txt
Business Name Line2	C/O BARBARA F WAND DAY PITNEY LLP	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	HANS	BusinessNameControlTxt
Phone	6173454628	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	ONE FEDERAL ST 29TH FL	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	BARBARA F WAND	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	6173454628	PhoneNum
Signature	2021-04-27	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	BARBARA	PersonFirstNm
Person Last	WAND	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	BARBARA FREEDMAN WAND	PreparerPersonNm
PTIN	P01530145	PTIN
Phone	6173454600	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	2	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Address Change	Yes (X)	AddressChangeInd
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$23,598,657	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$396,955	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$396,955	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$856,648	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$12,345,659	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$856,648	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$1,253,603	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,253,603	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$60,254	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$30,127	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$30,127	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$5,060	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$5,060	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$0	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$114,256	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$114,256	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$10,649	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$10,649	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$250	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$250	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$0	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$190,469	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$160,342	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$30,127	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,050,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,050,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,240,469	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$160,342	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,080,127	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$13,134	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,093,261	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$346	CashBOYAmt
Cash EOY	$272	CashEOYAmt
Cash EOYFMV	$272	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$129,500	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$98,000	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$98,000	SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY	$353,742	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$0	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$0	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$10,561,623	CorporateStockBOYAmt
Corporate Stock EOY	$10,908,343	CorporateStockEOYAmt
Corporate Stock EOYFMV	$17,914,653	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$3,706,431	CorporateBondsBOYAmt
Corporate Bonds EOY	$2,934,447	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$2,974,744	CorporateBondsEOYFMVAmt
Other Investments BOY	$1,388,095	OtherInvestmentsBOYAmt
Other Investments EOY	$2,220,664	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$2,610,988	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$16,139,737	TotalAssetsBOYAmt
Total Assets EOY	$16,161,726	TotalAssetsEOYAmt
Total Assets EOYFMV	$23,598,657	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$16,680,392	CapitalStockBOYAmt
Capital Stock EOY	$16,680,392	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	-$540,655	RetainedEarningBOYAmt
Retained Earning EOY	-$518,666	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$16,139,737	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$16,161,726	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$16,139,737	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$16,161,726	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$16,139,737	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$13,134	ExcessRevenueOverExpensesAmt
Other Increases	$9,064	OtherIncreasesAmt
Subtotal	$16,161,935	SubtotalAmt
Other Decreases	$209	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$16,161,726	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (57 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
ENI SPA SPONS ADR 2500 SHS	P	2019-08-15	2020-03-06	$56,979	$71,919	-$14,940	-$14,940
ISHARES 1-5Y INV GRADE ETF 5000 SHS	P	2019-10-18	2020-10-12	$274,695	$269,852	$4,843	$4,843
ISHARES CORE MSCI EAFE ETF 6000 SHS	P	2019-10-18	2020-03-24	$280,497	$373,080	-$92,583	-$92,583
ISHARES 1-5Y INV GRADE ETF 1000 SHS	P	2020-08-07	2020-12-11	$67,849	$59,760	$8,089	$8,089
ISHARES CORE MSCI EUROPE ETF 6025 SHS	P	2020-01-27	2020-03-12	$213,597	$293,452	-$79,855	-$79,855
MARATHON OIL CORP 32050 SHS	P	2020-03-06	2020-03-10	$117,465	$219,043	-$101,578	-$101,578
PIMCO 1-5 YEAR US TIPS 1625 SHS	P	2020-03-12	2020-03-30	$84,231	$84,734	-$503	-$503
VANGUARD EUROPEAN ETF 5125 SHS	P	2020-03-12	2020-04-28	$234,517	$212,346	$22,171	$22,171
VANGUARD FTSE ALL WORLD 5020 SHS	P	2020-03-24	2020-05-01	$427,139	$369,042	$58,097	$58,097
VANGUARD FTSE DEVELOPED MKTS 1600 SHS	P	2020-03-24	2020-04-08	$54,495	$49,899	$4,596	$4,596
VANGUARD FTSE DEVELOPED MKTS 47000 SHS	P	2020-03-24	2020-04-29	$1,709,839	$1,465,783	$244,056	$244,056
VANGUARD SHORT TERM BOND ETF 2500 SHS	P	2020-08-07	2020-11-25	$207,170	$207,923	-$753	-$753
VISA INC CL A 160 SHS	P	2020-03-23	2020-05-18	$30,601	$21,707	$8,894	$8,894
YETI HOLDINGS INC 6850 SHS	P	2019-07-02	2020-03-16	$135,855	$199,574	-$63,719	-$63,719
ALEXION PHARMACEUTICALS INC 1900 SHS	P	2018-04-11	2020-03-10	$163,203	$215,216	-$52,013	-$52,013
ALPHABET INC CL C 600 SHS	P	2019-01-11	2020-08-26	$990,162	$289,528	$700,634	$700,634
AMAZON COM INC 29 SHS	P	2019-01-11	2020-10-26	$92,932	$47,699	$45,233	$45,233
APPLE COMPUTER INC 300 SHS	P	2013-01-25	2020-01-27	$93,163	$20,269	$72,894	$72,894
APPLE COMPUTER INC 675 SHS	P	2013-01-25	2020-09-04	$82,523	$10,737	$71,786	$71,786
BANK OF AMERICA CORP 18000 SHS	P	2014-09-05	2020-03-23	$324,439	$429,569	-$105,130	-$105,130
BANK OF NY MELLN 150000	P	2014-09-05	2020-01-15	$150,000	$150,000	$0	$0
CANADIAN PACIFIC RAILWAY LTD 400 SHS	P	2018-02-01	2020-01-27	$102,964	$74,075	$28,889	$28,889
CARRIER GLOBAL CORP 3000 SHS	P	2014-09-05	2020-10-22	$101,925	$49,550	$52,375	$52,375
DELL TECHNOLOGIES INC CL C 4794 SHS	P	2014-09-05	2020-03-13	$162,152	$218,774	-$56,622	-$56,622
DISNEY WALT CO 175 SHS	P	2018-06-06	2020-12-11	$30,659	$17,789	$12,870	$12,870
ENI SPA SPONS ADR 7125 SHS	P	2016-08-18	2020-03-06	$162,390	$222,820	-$60,430	-$60,430
ISHARES 1-5Y INV GRADE CORP ETF 4000 SHS	P	2016-08-18	2020-06-12	$217,315	$210,768	$6,547	$6,547
ISHARES 1-5Y INV GRADE CORP ETF 1000 SHS	P	2019-03-11	2020-10-12	$54,939	$52,349	$2,590	$2,590
ISHARES CORE MSCI EAFE ETF 26000 SHS	P	2019-03-11	2020-03-24	$1,215,489	$1,388,051	-$172,562	-$172,562
ISHARES CORE MSCI EMERGING 3000 SHS	P	2016-11-18	2020-05-18	$134,007	$126,875	$7,132	$7,132
ISHARES MSCI EAFE SMALL CAP 8800 SHS	P	2016-04-06	2020-03-24	$368,957	$429,616	-$60,659	-$60,659
ISHARES MSCI UNITED KINGDOM ETF 2000 SHS	P	2016-06-02	2020-01-27	$66,049	$64,439	$1,610	$1,610
ISHARES MSCI UNITED KINGDOM ETF 2500 SHS	P	2016-06-02	2020-04-08	$60,324	$80,549	-$20,225	-$20,225
ISHARES MSCI UNITED KINGDOM ETF 12000 SHS	P	2016-06-02	2020-04-28	$303,133	$380,081	-$76,948	-$76,948
JAZZ PHARMACEUTICALS PLC 2575 SHS	P	2016-08-18	2020-03-23	$233,955	$315,999	-$82,044	-$82,044
JPMORGAN CH CO 4.25% 10/15/20 250000 FACE	P	2016-08-18	2020-10-15	$250,000	$250,000	$0	$0
MELLANOX TECHNOLOGIES INC 1600 SHS	P	2016-08-18	2020-03-26	$192,287	$156,683	$35,604	$35,604
MELLANOX TECHNOLOGIES INC 5775 SHS	P	2016-08-18	2020-07-06	$721,875	$242,828	$479,047	$479,047
METLIFE INC 8150 SHS	P	2016-08-18	2020-03-23	$188,722	$311,554	-$122,832	-$122,832
PIMCO 1-5 YEAR US TIPS 975	P	2018-10-30	2020-03-30	$50,539	$49,871	$668	$668
ROYAL DUTCH-ADRB 3200 SHS	P	2016-01-14	2020-03-12	$90,357	$128,651	-$38,294	-$38,294
STRYKER COPR 4.375% 1/15/20 100000	P	2016-01-14	2020-01-15	$100,000	$100,000	$0	$0
TARGET CORP 500 SHS	P	2016-01-14	2020-08-26	$76,503	$33,619	$42,884	$42,884
TARGET CORP 525 SHS	P	2016-10-14	2020-10-26	$82,638	$34,175	$48,463	$48,463
UNITED TECH CORP 4.5% 4/15/20 100000	P	2017-09-11	2020-03-29	$100,201	$100,112	$89	$89
WALT DISNEY CO MTN 2.15% 9/17/20 200000	P	2017-09-11	2020-09-17	$200,000	$200,000	$0	$0
WELLS FARGO & CO NEW 6500 SHS	P	2017-09-11	2020-10-29	$137,169	$206,945	-$69,776	-$69,776
XTRACKERS MSCI EUROPE HEDGED 9500 SHS	P	2015-04-09	2020-01-27	$293,691	$286,738	$6,953	$6,953
ZIMMER HLDGS INC 2000 SHS	P	2017-09-11	2020-01-09	$297,548	$122,446	$175,102	$175,102
MICROSOFT CORP 3% 100000	P	2013-02-01	2020-10-01	$100,000	$106,639	-$6,639	-$6,639
PNC FUNDING COPR 5.125% 2/8/20 100000	P	2013-09-25	2020-02-08	$100,000	$111,547	-$11,547	-$11,547
US TREASURY TIPS 4/15/20 165450	P	2016-08-16	2020-04-15	$165,450	$167,300	-$1,850	-$1,850
US TREASURY TIPS 1/15/20 178465.50	P	2016-08-16	2020-01-15	$178,466	$187,036	-$8,570	-$8,570
PETROBRAS SECURITIES CLASS ACTIONS	P	2018-01-01	2020-03-11	$2,026		$2,026	$2,026
PETROBRAS SECURITIES CLASS ACTIONS	P	2018-01-01	2020-03-11	$2,026		$2,026	$2,026
PETROBRAS SECURITIES CLASS ACTIONS	P	2018-01-01	2020-01-02	$10,501		$10,501	$10,501
CAPITAL GAINS DIVIDENDS	P			$51		$51	$51

Field	Value	IRS element (for citing)
Capital Gain Net Income	$856,648	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$15,196	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$15,196	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$15,196	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$7,212	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$7,212	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Tax Due	$7,984	TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	0	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	MA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	BARBARA F WAND DAY PITNEY LLP	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	6173454628	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE FEDERAL STREET 29TH FL	AddressLine1Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp

Field	Value	IRS element (for citing)
Person	BARBARA FREEDMAN WAND	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O DAY PITNEY LLP ONE FEDERAL ST	AddressLine1Txt
Address Line2	29TH FL	AddressLine2Txt
City	BOSTON	CityNm
State Abbreviation	MA	StateAbbreviationCd
ZIP	02110	ZIPCd

Field	Value	IRS element (for citing)
Title	TRUSTEE	TitleTxt
Average Hrs Per Wk Devoted To Pos	1.00	AverageHrsPerWkDevotedToPosRt
Compensation	$0	CompensationAmt
Employee Benefit Program	$0	EmployeeBenefitProgramAmt
Expense Account Other Allwnc	$0	ExpenseAccountOtherAllwncAmt

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$20,848,976	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$511,905	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$21,360,881	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$21,360,881	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$320,413	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$21,040,468	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,052,023	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,052,023	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$15,196	TaxBasedOnInvestmentIncomeAmt
Total Tax	$15,196	TotalTaxAmt
Distributable Before Adj	$1,036,827	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,036,827	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,036,827	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,080,127	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,080,127	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$1,080,127	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,036,827	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Excess Distribution Cyov Yr2	$82,318	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$36,512	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$118,830	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,080,127	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$1,036,827	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$43,300	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$162,130	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$162,130	ExcessDistriCyovToNextYrAmt
Excess From Year2	$82,318	ExcessFromYear2Amt
Excess From Year1	$36,512	ExcessFromYear1Amt
Excess From Current Year	$43,300	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
AMERICAN CIVIL LIBERTIES UNION FOUNDATION OF MASSACHUSETTS
211 CONGRESS STREET	BOSTON	MA	02110	NONE	PUBLIC CHARITY	SUPPORT ACTIVITES OF THE ACLU AIMED AT GUARANTEENG THE SEPARATION OF RELIGION AND GOVERNMENT IN MASSACHUSETTS.	$175,000
ANTI-DEFAMATION LEAGUE FOUNDATION
40 COURT STREET	BOSTON	MA	02108	NONE	PUBLIC CHARITY	TO THE ANTI-DEFAMATION LEAGUE FOUNDATION, NEW YORK, NEW YORK, TO BENEFIT THE NEW ENGLAND REGIONAL OFFICE, THE DISTRIBUTION MADE EACH YEAR TO BE USED FOR THE "A WORLD OF DIFFERENCE INSTITUTE" (OR ANY SIMILAR PROGRAM) IN ITS FIGHT AGAINST PREJUDICE, BIGOTRY AND ANTI SEMITISM AND ALL FORMS OF DISCRIMINATION IN THE SCHOOLS, THE WORKPLACE AND COLLEGE CAMPUSES IN THE COMMONWEALTH OF MASSACHUSETTS.	$175,000
BRANDEIS UNIVERSITY ATTN ZAMIRA KORFF
415 SOUTH STREET MS-122	WALTHAM	MA	02453	NONE	PUBLIC CHARITY	NEEDS-BASED UNDERGRADUATE SCHOLARSHIPS	$350,000
DANA-FARBER CANCER INSTITUE
10 BROOKLINE PLACE WEST 6TH FL	BROOKLINE	MA	024457226	NONE	PUBLIC CHARITY	MEDICAL RESEARCH	$175,000
EMERSON HEALTH CARE FOUNDATION INC
133 OLD ROAD TO NINE ACRE CORNER	CONCORD	MA	01742	NONE	PUBLIC CHARITY	ONCOLOGY PATIENT NAVIGATOR PROGRAM AND FUNDS TO SUPPORT THE HOSPITAL'S ANNUAL APPEAL PROGRAM.	$175,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,050,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$396,955	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$856,648	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,253,603	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,253,603	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	DAY PITNEY LLP ACCOUNTING FEES	CategoryTxt
Amt	$5,060	Amt
Net Investment Income	$5,060	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (16 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
CORNING INC DTD 08/15/1991 8.875% 8/15/2021 NC 31M	$43,786	$32,432
MOBILE CORP DTD 8/15/1991 8.625% 100M	$139,074	$104,993
NORTHERN TRUST CORP DTD 08/22/2011 3.375% 250M	$251,240	$254,923
COCA COLA ENTERPRISES INC DTD 02/11/1992 8.5% 100M	$141,020	$108,595
3M COMPANY MEDIUM TERM NOTE DTD 06/26/2012 150M	$137,135	$153,753
AT&T BROADBAND CORP 9.455% 11/15/22 150M	$168,592	$175,547
STATE STREET CORP DTD 05/15/2013 3.1% 200M	$200,602	$212,666
AMGEN INC 2.250% 8/19/23 100M	$97,029	$105,040
JOHN DEERE CAP MTN 2.8% 3/4/21 225M	$224,610	$225,932
APPLE INC 2.85% 5/06/21 200M	$199,648	$201,626
WELLS FARGO CO MTN 2.625% 7/22/22 200,000	$194,180	$207,024
CVS HEALTH CORP 4% 12/5/23 250M	$260,610	$273,410
GILEAD SCIENCES INC 3.7% 4/1/24 200M	$207,989	$217,986
ABBVIE INC 3.2% 11/06/22 200M	$197,720	$209,396
MCDONALD'S CORP MTN 3.35% 4/1/23 200M	$202,421	$213,056
MICRON TECHNOLOGY 4.640% 2/6/24 250,000	$268,791	$278,365

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (30 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ALPHABET INC CL C 600 SHS	$986,541	$1,051,584
APPLE INC 6125 SHS	$89,288	$812,726
CHUBB LTD 2,500 SHS	$157,709	$384,800
CISCO SYSTEMS INC 11750 SHS	$305,613	$525,813
CVS HEALTH CORPORATION 4,000 SHS	$207,702	$273,200
DANAHER CORP COM 1,600 SHS	$102,464	$355,424
ISHARES CORE MSCI EAFE ETF 45,000 SHS	$2,423,363	$3,109,050
ISHARES CORE MSCI EMERGING MARKETS ETF 17,000 SHS	$686,711	$1,054,680
ISHARES MSCI EAFE SMALL-CAP ETF 8900 SHS	$427,499	$608,315
NIKE INC CL B 5,000 SHS	$125,969	$707,350
ORACLE CORPORATION COM 5,600 SHS	$168,453	$362,264
IQVIA HOLDINGS, INC 3,000 SHS	$182,366	$537,510
TARGET CORP COM 2975 SHS	$176,036	$525,177
VANGUARD SMALL-CAP ETF 6225 SHS	$693,030	$1,211,883
VERIZON COMMUNICATIONS COM 4,200 SHS	$182,962	$246,750
CANADIAN PACIFIC RAILWAY LTD 2,300 SHS	$391,765	$797,387
AMAZON COM INC 262 SHS	$424,006	$853,316
WALT DISNEY COMPANY 2,800 SHS	$275,488	$507,304
CIENA CORP 6,250 SHS	$227,212	$330,313
CITIGROUP INC 9275 SHS	$326,920	$571,897
JP MORGAN CHASE & CO 1410 SHS	$137,573	$179,169
REGENERON PHARMACEUTICALS INC 775 SHS	$297,101	$374,410
STRYKER CORP COM 1800 SHS	$231,048	$441,072
LEIDOS HOLDINGS INC 4700 SHS	$451,175	$494,064
OTIS WORLDWIDE CORP 1500 SHS	$74,113	$101,325
QUANTA SVCCS INC 1350 SHS	$82,579	$97,227
RAYTHEON TECHNOLOGIES CORP 4625 SHS	$265,887	$330,734
VISA INC CL A 1200 SHS	$162,802	$262,476
FACEBOOK INC-A 1650 SHS	$283,824	$450,714
SPDR GOLD TRUST 2000 SHS	$361,144	$356,719

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (6 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
ISHARES 0-5 HY CORP BONS 11,500 SHS	AT COST	$530,615	$522,560
MONSTER BEVERAGE CORP 10000 SHS	AT COST	$537,594	$924,800
VANGUARD MORTGAGE-BACKED SEC 5,000	AT COST	$272,345	$270,349
VANGUARD SHORT TERM BOND ETF 5500	AT COST	$453,546	$455,949
VANGUARD SHORT TERM CORP BOND ETF	AT COST	$166,114	$166,500
VANGUARD SHORT TERM TIPS 5300 SHS	AT COST	$260,450	$270,830

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

Field	Value	IRS element (for citing)
Desc	CURRENT YEAR INCOME RECEIVED IN 2021	Desc
Amt	$209	Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

Field	Value	IRS element (for citing)
Desc	STATE OF MASSACHUSETTS FILING FEE	Desc
Revenue And Expenses Per Books	$250	RevenueAndExpensesPerBooksAmt
Net Investment Income	$250	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (3 entries)

DescDesc	AmtAmt
PRIOR YEAR INCOME RECEIVED IN 2020	$1,052
PRIOR YEAR EXCISE TAX REFUND	$7,419
US TREASURY TIPS ADJUSTMENT	$593

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	STIFEL INVESTMENT MANAGEMENT FEES	CategoryTxt
Amt	$114,256	Amt
Net Investment Income	$114,256	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

Field	Value	IRS element (for citing)
Category	FOREIGN TAX PAID ON DIVIDENDS	CategoryTxt
Amt	$10,649	Amt
Net Investment Income	$10,649	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt