WAITTE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- WAITTE FOUNDATION (EIN 77-0527049)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-20
- IRS object ID
- 202132639349100028
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-20T11:05:31-07:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 810968775 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Geoffrey L Lamb CPA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2155 S Bascom Ave Suite 105 | AddressLine1Txt |
| City | Campbell | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 770527049 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Waitte Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WAIT | BusinessNameControlTxt |
| Phone | 4083999168 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 19 Glenridge Avenue | AddressLine1Txt |
| City | Los Gatos | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95030 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Carol Waitte | PersonNm |
| Person Title | President | PersonTitleTxt |
| Signature | 2021-09-20 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Carol | PersonFirstNm |
| Person Last | Waitte | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Geoffrey L Lamb CPA | PreparerPersonNm |
| PTIN | P00438610 | PTIN |
| Phone | 4083716883 | PhoneNum |
| Self Employed | Yes (X) | SelfEmployedInd |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,563,045 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $52 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $52 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $41,871 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $41,871 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $65,390 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $319,723 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $65,390 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $107,313 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $107,313 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $19,503 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $19,503 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,500 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $2,500 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,690 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $6,690 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $7,483 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $7,483 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $1,137 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,137 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $7,378 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $4,097 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $44,691 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $8,620 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $32,790 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $85,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $85,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $129,691 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $8,620 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $117,790 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$22,378 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $98,693 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $50,576 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $66,081 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $66,081 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $1,478,660 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,443,100 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,831,923 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $644,922 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $642,599 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $665,041 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $2,174,158 | TotalAssetsBOYAmt |
| Total Assets EOY | $2,151,780 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,563,045 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $4,066,250 | CapitalStockBOYAmt |
| Capital Stock EOY | $4,066,250 | CapitalStockEOYAmt |
| Retained Earning BOY | -$1,892,092 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$1,914,470 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,174,158 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $2,151,780 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,174,158 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $2,151,780 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,174,158 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$22,378 | ExcessRevenueOverExpensesAmt |
| Subtotal | $2,151,780 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $2,151,780 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (296 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 3 ALIGN TECHNOLOGY INC | P | 2020-03-17 | 2020-12-18 | $1,583 | $452 | $1,131 | $1,131 |
| 1 ALIGN TECHNOLOGY INC | P | 2020-07-17 | 2020-12-18 | $528 | $322 | $206 | $206 |
| 4 KLA CORP | P | 2020-02-11 | 2020-12-17 | $1,034 | $687 | $347 | $347 |
| 5 KLA CORP | P | 2020-03-17 | 2020-12-17 | $1,293 | $662 | $631 | $631 |
| 18 INGERSOLL-RAND INC | P | 2020-07-01 | 2020-12-16 | $797 | $504 | $293 | $293 |
| 4 TAKE-TWO INTERACTIVE SOFTWRE | P | 2020-06-09 | 2020-12-15 | $782 | $537 | $245 | $245 |
| 19 INGERSOLL-RAND INC | P | 2020-07-01 | 2020-12-15 | $846 | $532 | $314 | $314 |
| 12 TAKE-TWO INTERACTIVE SOFTWRE | P | 2020-06-09 | 2020-12-14 | $2,356 | $1,611 | $745 | $745 |
| 18 INGERSOLL-RAND INC | P | 2020-07-01 | 2020-12-14 | $792 | $504 | $288 | $288 |
| 4 KLA CORP | P | 2020-02-11 | 2020-12-11 | $1,027 | $687 | $340 | $340 |
| 37 CUBESMART | P | 2020-02-18 | 2020-12-09 | $1,190 | $1,205 | -$15 | -$15 |
| 3 CUBESMART | P | 2019-12-06 | 2020-12-09 | $97 | $94 | $3 | $3 |
| 11 TJX COMPANIES INC | P | 2017-06-09 | 2020-12-09 | $729 | $406 | $323 | $323 |
| 14 CUBESMART | P | 2018-08-31 | 2020-12-08 | $451 | $427 | $24 | $24 |
| 8 CUBESMART | P | 2019-12-06 | 2020-12-08 | $258 | $250 | $8 | $8 |
| 40 CUBESMART | P | 2018-08-31 | 2020-12-07 | $1,305 | $1,176 | $129 | $129 |
| 31 CBRE GROUP INC - A | P | 2018-06-26 | 2020-12-07 | $2,042 | $1,462 | $580 | $580 |
| 1 ALIGN TECHNOLOGY INC | P | 2020-03-17 | 2020-12-04 | $521 | $151 | $370 | $370 |
| 1 NVIDIA CORP | P | 2020-03-25 | 2020-12-04 | $539 | $250 | $289 | $289 |
| 3 TAKE-TWO INTERACTIVE SOFTWRE | P | 2020-06-09 | 2020-12-04 | $542 | $403 | $139 | $139 |
| 9 GENPACT LTD | P | 2020-03-26 | 2020-12-04 | $365 | $259 | $106 | $106 |
| 10 AMERICOLD REALTY TRUST | P | 2020-02-11 | 2020-12-04 | $339 | $356 | -$17 | -$17 |
| 3 L3HARRIS TECHNOLOGIES INC | P | 2020-01-31 | 2020-12-04 | $585 | $668 | -$83 | -$83 |
| 7 INGERSOLL-RAND INC | P | 2020-07-01 | 2020-12-04 | $316 | $196 | $120 | $120 |
| 3 CDW CORP/DE | P | 2017-06-12 | 2020-12-04 | $400 | $182 | $218 | $218 |
| 1 ADOBE INC | P | 2016-07-21 | 2020-12-04 | $486 | $96 | $390 | $390 |
| 5 WESTLAKE CHEMICAL CORP | P | 2019-02-14 | 2020-12-04 | $409 | $390 | $19 | $19 |
| 3 XILINX INC | P | 2016-05-24 | 2020-12-04 | $444 | $139 | $305 | $305 |
| 12 EOG RESOURCES INC | P | 2016-02-11 | 2020-12-04 | $625 | $765 | -$140 | -$140 |
| 1 AMAZON.COM INC | P | 2019-12-30 | 2020-12-02 | $3,214 | $1,876 | $1,338 | $1,338 |
| 10 CSX CORP | P | 2020-09-25 | 2020-12-02 | $908 | $778 | $130 | $130 |
| 3 KLA CORP | P | 2020-01-24 | 2020-12-02 | $769 | $545 | $224 | $224 |
| 3 KLA CORP | P | 2020-02-11 | 2020-12-02 | $769 | $516 | $253 | $253 |
| 3 UNITED RENTALS INC | P | 2020-04-02 | 2020-12-02 | $691 | $304 | $387 | $387 |
| 10 QUALCOMM INC | P | 2020-06-04 | 2020-12-02 | $1,499 | $858 | $641 | $641 |
| 15 AECOM | P | 2020-04-23 | 2020-12-02 | $786 | $497 | $289 | $289 |
| 6 NXP SEMICONDUCTORS NV | P | 2020-03-17 | 2020-12-02 | $960 | $465 | $495 | $495 |
| 10 LPL FINANCIAL HOLDINGS INC | P | 2020-05-26 | 2020-12-02 | $943 | $720 | $223 | $223 |
| 5 RAYTHEON TECHNOLOGIES CORP | P | 2018-02-15 | 2020-12-02 | $357 | $477 | -$120 | -$120 |
| 7 RAYTHEON TECHNOLOGIES CORP | P | 2019-03-19 | 2020-12-02 | $500 | $568 | -$68 | -$68 |
| 352.265 OVERLAY A PORTFOLIO CLASS 1 | P | 2010-11-24 | 2020-12-02 | $4,900 | $3,963 | $937 | $937 |
| 5 ZOETIS INC | P | 2017-08-30 | 2020-12-02 | $794 | $310 | $484 | $484 |
| 2 ZOETIS INC | P | 2017-09-20 | 2020-12-02 | $318 | $129 | $189 | $189 |
| 4 ANTHEM INC | P | 2018-03-08 | 2020-12-02 | $1,278 | $919 | $359 | $359 |
| 11 MEDTRONIC PLC | P | 2019-07-24 | 2020-12-02 | $1,248 | $1,120 | $128 | $128 |
| 6 PAYPAL HOLDINGS INC | P | 2019-01-24 | 2020-12-02 | $1,274 | $550 | $724 | $724 |
| 2 ALPHABET INC-CL C | P | 2017-06-02 | 2020-12-02 | $3,666 | $1,947 | $1,719 | $1,719 |
| 67.754 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-02-28 | 2020-12-02 | $842 | $794 | $48 | $48 |
| 100.873 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-05-22 | 2020-12-02 | $1,253 | $1,155 | $98 | $98 |
| 147.798 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-12-15 | 2020-12-02 | $1,836 | $1,735 | $101 | $101 |
| 13 CBRE GROUP INC - A | P | 2018-06-26 | 2020-12-02 | $803 | $613 | $190 | $190 |
| 3 FACEBOOK INC-CLASS A | P | 2015-09-11 | 2020-12-02 | $865 | $275 | $590 | $590 |
| 10 FACEBOOK INC-CLASS A | P | 2016-10-19 | 2020-12-02 | $2,882 | $1,303 | $1,579 | $1,579 |
| 24 CITIGROUP INC | P | 2018-02-05 | 2020-12-02 | $1,368 | $1,833 | -$465 | -$465 |
| 20 CUBESMART | P | 2018-08-31 | 2020-12-02 | $644 | $610 | $34 | $34 |
| 65.776 AB DISCOVERY GRWTH FUND- AD | P | 2015-10-02 | 2020-12-02 | $1,081 | $603 | $478 | $478 |
| 269.282 AB DISCOVERY GRWTH FUND- AD | P | 2015-11-03 | 2020-12-02 | $4,424 | $2,596 | $1,828 | $1,828 |
| 3 VISA INC-CLASS A SHARES | P | 2012-06-26 | 2020-12-02 | $627 | $92 | $535 | $535 |
| 9 VISA INC-CLASS A SHARES | P | 2014-05-07 | 2020-12-02 | $1,881 | $466 | $1,415 | $1,415 |
| 38.044 AB DISCOVERY VALUE-ADV | P | 2015-07-21 | 2020-12-02 | $771 | $790 | -$19 | -$19 |
| 86.389 AB DISCOVERY VALUE-ADV | P | 2015-09-08 | 2020-12-02 | $1,750 | $1,720 | $30 | $30 |
| 39.646 AB DISCOVERY VALUE-ADV | P | 2015-09-11 | 2020-12-02 | $803 | $785 | $18 | $18 |
| 52.528 AB DISCOVERY VALUE-ADV | P | 2015-10-28 | 2020-12-02 | $1,064 | $1,070 | -$6 | -$6 |
| 29.198 AB DISCOVERY VALUE-ADV | P | 2015-11-03 | 2020-12-02 | $592 | $603 | -$11 | -$11 |
| 9 TEXAS INSTRUMENTS INC | P | 2017-09-27 | 2020-12-02 | $1,461 | $796 | $665 | $665 |
| 26 ROCHE HOLDINGS LTD-SPONS ADR | P | 2019-05-21 | 2020-12-02 | $1,097 | $855 | $242 | $242 |
| 5 ROCHE HOLDINGS LTD-SPONS ADR | P | 2019-05-28 | 2020-12-02 | $211 | $167 | $44 | $44 |
| 7 TJX COMPANIES INC | P | 2017-06-02 | 2020-12-02 | $454 | $263 | $191 | $191 |
| 11 TJX COMPANIES INC | P | 2017-06-09 | 2020-12-02 | $714 | $406 | $308 | $308 |
| 8 UNITEDHEALTH GROUP INC | P | 2015-10-13 | 2020-12-02 | $2,792 | $999 | $1,793 | $1,793 |
| 29 VERIZON COMMUNICATIONS INC | P | 2018-06-08 | 2020-12-02 | $1,774 | $1,415 | $359 | $359 |
| 4 VERTEX PHARMACEUTICALS INC | P | 2018-11-12 | 2020-12-02 | $914 | $696 | $218 | $218 |
| 3 WALMART INC | P | 2018-02-15 | 2020-12-02 | $451 | $309 | $142 | $142 |
| 7 WALMART INC | P | 2018-03-06 | 2020-12-02 | $1,051 | $624 | $427 | $427 |
| 10 WELLS FARGO & CO | P | 2015-09-11 | 2020-12-02 | $285 | $522 | -$237 | -$237 |
| 19 WELLS FARGO & CO | P | 2015-09-22 | 2020-12-02 | $542 | $962 | -$420 | -$420 |
| 37 COMCAST CORP-CLASS A | P | 2014-02-28 | 2020-12-02 | $1,893 | $961 | $932 | $932 |
| 10 PROCTER & GAMBLE CO/THE | P | 2017-03-28 | 2020-12-02 | $1,380 | $908 | $472 | $472 |
| 13 PROGRESSIVE CORP | P | 2016-08-10 | 2020-12-02 | $1,159 | $443 | $716 | $716 |
| 24 ORACLE CORP | P | 2016-11-04 | 2020-12-02 | $1,417 | $923 | $494 | $494 |
| 14 MAGNA INTERNATIONAL INC | P | 2017-06-02 | 2020-12-02 | $853 | $649 | $204 | $204 |
| 25 MICROSOFT CORP | P | 2015-05-01 | 2020-12-02 | $5,367 | $1,219 | $4,148 | $4,148 |
| 9 MID-AMERICA APARTMENT COMM | P | 2017-08-17 | 2020-12-02 | $1,113 | $961 | $152 | $152 |
| 8 NIKE INC -CL B | P | 2017-06-02 | 2020-12-02 | $1,084 | $423 | $661 | $661 |
| 2 COSTCO WHOLESALE CORP | P | 2017-08-09 | 2020-12-02 | $766 | $314 | $452 | $452 |
| 10 EDWARDS LIFESCIENCES CORP | P | 2017-12-20 | 2020-12-02 | $845 | $382 | $463 | $463 |
| 5 GOLDMAN SACHS GROUP INC | P | 2017-03-28 | 2020-12-02 | $1,184 | $1,142 | $42 | $42 |
| 5 HOME DEPOT INC | P | 2012-08-20 | 2020-12-02 | $1,351 | $281 | $1,070 | $1,070 |
| 8 HONEYWELL INTERNATIONAL INC | P | 2016-05-05 | 2020-12-02 | $1,667 | $864 | $803 | $803 |
| 1 HONEYWELL INTERNATIONAL INC | P | 2016-11-04 | 2020-12-02 | $208 | $104 | $104 | $104 |
| 8 JOHNSON & JOHNSON | P | 2019-05-21 | 2020-12-02 | $1,186 | $1,113 | $73 | $73 |
| 8 AMERICAN ELECTRIC POWER | P | 2016-02-11 | 2020-12-02 | $681 | $493 | $188 | $188 |
| 4 AMERICAN ELECTRIC POWER | P | 2016-05-05 | 2020-12-02 | $341 | $260 | $81 | $81 |
| 33 APPLE INC | P | 2015-03-24 | 2020-12-02 | $4,059 | $1,049 | $3,010 | $3,010 |
| 1 AUTOZONE INC | P | 2018-05-18 | 2020-12-02 | $1,141 | $646 | $495 | $495 |
| 36 BANK OF AMERICA CORP | P | 2015-08-05 | 2020-12-02 | $1,042 | $647 | $395 | $395 |
| 11 CBRE GROUP INC - A | P | 2018-05-29 | 2020-12-01 | $673 | $520 | $153 | $153 |
| 2 CBRE GROUP INC - A | P | 2018-06-26 | 2020-12-01 | $122 | $94 | $28 | $28 |
| 6 PROGRESSIVE CORP | P | 2016-08-10 | 2020-12-01 | $528 | $204 | $324 | $324 |
| 8 MAGNA INTERNATIONAL INC | P | 2015-08-05 | 2020-12-01 | $498 | $444 | $54 | $54 |
| 2 MAGNA INTERNATIONAL INC | P | 2017-06-02 | 2020-12-01 | $124 | $93 | $31 | $31 |
| 7 APPLE INC | P | 2015-03-24 | 2020-12-01 | $863 | $222 | $641 | $641 |
| 6 PEPSICO INC | P | 2019-12-06 | 2020-11-23 | $858 | $825 | $33 | $33 |
| 3 PEPSICO INC | P | 2015-09-22 | 2020-11-23 | $429 | $278 | $151 | $151 |
| 8 PEPSICO INC | P | 2017-07-06 | 2020-11-23 | $1,143 | $920 | $223 | $223 |
| 4 PEPSICO INC | P | 2015-06-11 | 2020-11-20 | $574 | $377 | $197 | $197 |
| 10 PEPSICO INC | P | 2015-09-22 | 2020-11-20 | $1,436 | $926 | $510 | $510 |
| 14 PEPSICO INC | P | 2015-06-11 | 2020-11-18 | $2,025 | $1,319 | $706 | $706 |
| 13 PROGRESSIVE CORP | P | 2016-08-09 | 2020-11-12 | $1,213 | $444 | $769 | $769 |
| 6 PROGRESSIVE CORP | P | 2016-08-10 | 2020-11-12 | $560 | $204 | $356 | $356 |
| 2 MICROSOFT CORP | P | 2015-05-01 | 2020-11-12 | $433 | $98 | $335 | $335 |
| 2 ALIGN TECHNOLOGY INC | P | 2020-03-17 | 2020-11-10 | $928 | $301 | $627 | $627 |
| 33 PFIZER INC | P | 2019-11-19 | 2020-11-09 | $1,303 | $1,236 | $67 | $67 |
| 5 PFIZER INC | P | 2018-02-05 | 2020-11-09 | $197 | $182 | $15 | $15 |
| 33 PFIZER INC | P | 2018-09-25 | 2020-11-09 | $1,303 | $1,450 | -$147 | -$147 |
| 20 RAYTHEON TECHNOLOGIES | P | 2018-02-15 | 2020-11-05 | $1,164 | $1,906 | -$742 | -$742 |
| 7 CBRE GROUP INC | P | 2018-05-29 | 2020-11-03 | $356 | $331 | $25 | $25 |
| 19 INTEL CORP | P | 2019-12-06 | 2020-11-02 | $843 | $1,078 | -$235 | -$235 |
| 16 INTEL CORP | P | 2020-02-11 | 2020-11-02 | $710 | $1,072 | -$362 | -$362 |
| 23 INTEL CORP | P | 2019-12-06 | 2020-10-27 | $1,048 | $1,305 | -$257 | -$257 |
| 34 MASCO CORP | P | 2020-05-19 | 2020-10-23 | $1,862 | $1,517 | $345 | $345 |
| 1 CUBESMART | P | 2018-07-12 | 2020-10-23 | $34 | $2 | $32 | $32 |
| 25 CUBESMART | P | 2018-08-31 | 2020-10-23 | $861 | $762 | $99 | $99 |
| 9 MAGNA INTERNATIONAL INC | P | 2015-08-05 | 2020-10-23 | $495 | $500 | -$5 | -$5 |
| 11 PINNACLE WEST CAPITAL | P | 2020-06-04 | 2020-10-22 | $920 | $850 | $70 | $70 |
| 12 PINNACLE WEST CAPITAL | P | 2020-06-04 | 2020-10-21 | $1,004 | $927 | $77 | $77 |
| 7 QUALCOMM INC | P | 2020-06-04 | 2020-10-21 | $904 | $601 | $303 | $303 |
| 28.432 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2020-10-20 | $398 | $376 | $22 | $22 |
| 10 PEPSICO INC | P | 2015-06-11 | 2020-10-12 | $1,428 | $942 | $486 | $486 |
| 36 PFIZER INC | P | 2018-02-05 | 2020-10-12 | $1,329 | $1,309 | $20 | $20 |
| 22 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-11-19 | 2020-10-07 | $533 | $1,301 | -$768 | -$768 |
| 5 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-02-25 | 2020-10-07 | $121 | $319 | -$198 | -$198 |
| 17 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-03-26 | 2020-10-07 | $412 | $1,094 | -$682 | -$682 |
| 3 PEPSICO INC | P | 2015-06-11 | 2020-10-01 | $420 | $283 | $137 | $137 |
| 13 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-01-04 | 2020-09-22 | $330 | $804 | -$474 | -$474 |
| 35 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-02-25 | 2020-09-22 | $888 | $2,236 | -$1,348 | -$1,348 |
| 656.295 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-09-16 | 2020-09-18 | $6,944 | $6,734 | $210 | $210 |
| 7.464 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-12-16 | 2020-09-18 | $79 | $89 | -$10 | -$10 |
| 3.065 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-02-28 | 2020-09-18 | $32 | $36 | -$4 | -$4 |
| 5 F5 NETWORKS INC | P | 2019-06-14 | 2020-09-18 | $608 | $682 | -$74 | -$74 |
| 7 F5 NETWORKS INC | P | 2019-06-17 | 2020-09-18 | $851 | $969 | -$118 | -$118 |
| 1 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-31 | 2020-09-17 | $218 | $209 | $9 | $9 |
| 18 BERKSHIRE HATHAWAY INC-CL B | P | 2018-09-11 | 2020-09-17 | $3,923 | $3,871 | $52 | $52 |
| 19 PFIZER INC | P | 2016-06-16 | 2020-09-16 | $704 | $658 | $46 | $46 |
| 33 PFIZER INC | P | 2018-02-05 | 2020-09-16 | $1,222 | $1,200 | $22 | $22 |
| 23 APPLE INC | P | 2015-03-24 | 2020-09-08 | $2,666 | $731 | $1,935 | $1,935 |
| 32 CISCO SYSTEMS INC | P | 2019-09-05 | 2020-08-28 | $1,346 | $1,542 | -$196 | -$196 |
| 4 CISCO SYSTEMS INC | P | 2016-11-17 | 2020-08-28 | $168 | $119 | $49 | $49 |
| 30 CISCO SYSTEMS INC | P | 2017-03-08 | 2020-08-28 | $1,261 | $1,024 | $237 | $237 |
| 1 BOOKING HOLDINGS INC | P | 2019-03-19 | 2020-08-24 | $1,833 | $1,766 | $67 | $67 |
| 2 ALIGN TECHNOLOGY INC | P | 2020-03-17 | 2020-08-18 | $612 | $301 | $311 | $311 |
| 2 NVIDIA CORP | P | 2020-03-25 | 2020-08-18 | $980 | $500 | $480 | $480 |
| 1 ADOBE INC | P | 2016-07-21 | 2020-08-18 | $459 | $96 | $363 | $363 |
| 27 CISCO SYSTEMS INC | P | 2016-11-17 | 2020-08-11 | $1,289 | $806 | $483 | $483 |
| 1 BOOKING HOLDINGS INC | P | 2018-10-03 | 2020-08-06 | $1,740 | $1,984 | -$244 | -$244 |
| 15 CISCO SYSTEMS INC | P | 2016-10-19 | 2020-08-06 | $713 | $455 | $258 | $258 |
| 13 CISCO SYSTEMS INC | P | 2016-11-17 | 2020-08-06 | $618 | $388 | $230 | $230 |
| 8 AMERICOLD REALTY TRUST | P | 2020-02-11 | 2020-07-29 | $322 | $284 | $38 | $38 |
| 15 FIDELITY NATIONAL INFORMATION | P | 2018-09-11 | 2020-07-29 | $2,167 | $1,635 | $532 | $532 |
| 7 FIDELITY NATIONAL INFORMATION | P | 2018-09-11 | 2020-07-28 | $1,005 | $763 | $242 | $242 |
| 2 PFIZER INC | P | 2013-06-10 | 2020-07-28 | $78 | $57 | $21 | $21 |
| 39 PFIZER INC | P | 2016-06-16 | 2020-07-28 | $1,530 | $1,351 | $179 | $179 |
| 8 FIDELITY NATIONAL INFORMATION | P | 2018-09-11 | 2020-07-27 | $1,152 | $872 | $280 | $280 |
| 15 PFIZER INC | P | 2013-06-10 | 2020-07-23 | $580 | $427 | $153 | $153 |
| 26.851 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2020-07-20 | $376 | $355 | $21 | $21 |
| 6 PAYPAL HOLDINGS INC | P | 2019-01-24 | 2020-07-20 | $1,053 | $550 | $503 | $503 |
| 11 MERCK & CO. INC. | P | 2018-10-03 | 2020-07-17 | $879 | $795 | $84 | $84 |
| 11 MERCK & CO. INC. | P | 2019-03-19 | 2020-07-17 | $879 | $895 | -$16 | -$16 |
| 2 APPLE INC | P | 2015-03-24 | 2020-07-17 | $771 | $254 | $517 | $517 |
| 29 CISCO SYSTEMS INC | P | 2016-10-19 | 2020-07-17 | $1,354 | $880 | $474 | $474 |
| 3 MICROSOFT CORP | P | 2015-05-01 | 2020-07-06 | $632 | $146 | $486 | $486 |
| 11 NOVO-NORDISK A/S-SPONS ADR | P | 2019-08-09 | 2020-07-02 | $728 | $551 | $177 | $177 |
| 14 NOVO-NORDISK A/S-SPONS ADR | P | 2019-04-23 | 2020-07-02 | $926 | $681 | $245 | $245 |
| 16 MERCK & CO. INC. | P | 2018-10-03 | 2020-07-01 | $1,261 | $1,156 | $105 | $105 |
| 11 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-31 | 2020-07-01 | $1,958 | $2,295 | -$337 | -$337 |
| 1795.977 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2020-06-29 | $25,000 | $23,743 | $1,257 | $1,257 |
| 5 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-31 | 2020-06-24 | $892 | $1,043 | -$151 | -$151 |
| 9 DOLLAR GENERAL CORP | P | 2019-03-01 | 2020-06-15 | $1,688 | $1,071 | $617 | $617 |
| 6 MICROSOFT CORP | P | 2015-05-01 | 2020-06-15 | $1,141 | $292 | $849 | $849 |
| 5 FACEBOOK INC-A1 | P | 2015-09-11 | 2020-06-10 | $1,204 | $458 | $746 | $746 |
| 1 ALPHABET INC-CL C | P | 2017-02-07 | 2020-06-09 | $1,457 | $807 | $650 | $650 |
| 6 FACEBOOK INC-A1 | P | 2015-09-11 | 2020-06-02 | $1,384 | $549 | $835 | $835 |
| 42 US FOODS HOLDING CORP | P | 2018-10-23 | 2020-05-20 | $784 | $1,236 | -$452 | -$452 |
| 10 ROSS STORES INC | P | 2018-06-08 | 2020-05-19 | $891 | $853 | $38 | $38 |
| 24 US FOODS HOLDING CORP | P | 2018-09-25 | 2020-05-18 | $452 | $741 | -$289 | -$289 |
| 10 US FOODS HOLDING CORP | P | 2018-10-23 | 2020-05-18 | $189 | $294 | -$105 | -$105 |
| 7 ROSS STORES INC | P | 2017-11-22 | 2020-05-18 | $632 | $507 | $125 | $125 |
| 5 ROSS STORES INC | P | 2018-06-08 | 2020-05-18 | $452 | $427 | $25 | $25 |
| 17 JPMORGAN CHASE & CO | P | 2017-06-26 | 2020-05-18 | $1,510 | $1,487 | $23 | $23 |
| 10 JPMORGAN CHASE & CO | P | 2018-06-20 | 2020-05-18 | $888 | $1,082 | -$194 | -$194 |
| 35 JPMORGAN CHASE & CO | P | 2017-06-26 | 2020-05-15 | $3,012 | $3,062 | -$50 | -$50 |
| 1 APPLE INC | P | 2015-03-24 | 2020-05-11 | $316 | $127 | $189 | $189 |
| 5 KLA CORP | P | 2020-01-24 | 2020-05-07 | $821 | $908 | -$87 | -$87 |
| RAYTHEON TECHNOLOGIES | P | 2020-05-04 | 2020-05-04 | $39 | $39 | $39 | |
| 82.09 AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2016-09-16 | 2020-05-01 | $715 | $842 | -$127 | -$127 |
| 6 DOLLAR GENERAL CORP | P | 2019-02-05 | 2020-05-01 | $1,038 | $697 | $341 | $341 |
| 1 DOLLAR GENERAL CORP | P | 2019-03-01 | 2020-05-01 | $173 | $119 | $54 | $54 |
| 17 JPMORGAN CHASE & CO | P | 2017-06-26 | 2020-04-30 | $1,618 | $1,487 | $131 | $131 |
| 16 DELTA AIR LINES INC | P | 2016-07-21 | 2020-04-27 | $370 | $620 | -$250 | -$250 |
| 21 DELTA AIR LINES INC | P | 2019-02-05 | 2020-04-27 | $485 | $1,060 | -$575 | -$575 |
| 17 DELTA AIR LINES INC | P | 2019-03-19 | 2020-04-27 | $393 | $872 | -$479 | -$479 |
| 37 DELTA AIR LINES INC | P | 2016-07-21 | 2020-04-24 | $810 | $1,433 | -$623 | -$623 |
| 7 CBRE GROUP INC | P | 2018-05-11 | 2020-04-22 | $280 | $329 | -$49 | -$49 |
| 14 CBRE GROUP INC | P | 2018-05-29 | 2020-04-22 | $560 | $662 | -$102 | -$102 |
| 7 CITRIX SYSTEMS INC | P | 2019-06-14 | 2020-04-21 | $1,029 | $676 | $353 | $353 |
| 4 BROADCOM INC | P | 2019-08-01 | 2020-04-21 | $994 | $1,162 | -$168 | -$168 |
| 22.151 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2020-04-21 | $301 | $293 | $8 | $8 |
| 6 MICROSOFT CORP | P | 2015-05-01 | 2020-04-21 | $1,017 | $292 | $725 | $725 |
| 3 REGENERON PHARMACEUTICALS | P | 2019-11-19 | 2020-04-20 | $1,696 | $1,033 | $663 | $663 |
| 8 CHECK POINT SOFTWARE TECH | P | 2019-04-23 | 2020-04-14 | $840 | $950 | -$110 | -$110 |
| 5 CHECK POINT SOFTWARE TECH | P | 2019-03-19 | 2020-04-14 | $525 | $631 | -$106 | -$106 |
| 5 NOVO-NORDISK A/S-SPONS ADR | P | 2019-04-11 | 2020-04-09 | $300 | $255 | $45 | $45 |
| 17 NOVO-NORDISK A/S-SPONS ADR | P | 2019-04-12 | 2020-04-09 | $1,019 | $856 | $163 | $163 |
| 6 DOLLAR GENERAL CORP | P | 2019-02-05 | 2020-04-09 | $1,014 | $697 | $317 | $317 |
| 6 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-31 | 2020-04-09 | $1,152 | $1,252 | -$100 | -$100 |
| 1 ROSS STORES INC | P | 2017-05-05 | 2020-04-06 | $86 | $65 | $21 | $21 |
| 16 ROSS STORES INC | P | 2017-11-22 | 2020-04-06 | $1,384 | $1,160 | $224 | $224 |
| 4 BROADCOM INC | P | 2019-06-14 | 2020-04-02 | $932 | $1,039 | -$107 | -$107 |
| 4 CHECK POINT SOFTWARE TECH | P | 2019-02-19 | 2020-04-02 | $392 | $484 | -$92 | -$92 |
| 5 CHECK POINT SOFTWARE TECH | P | 2019-03-19 | 2020-04-02 | $490 | $631 | -$141 | -$141 |
| 7 PROGRESSIVE CORP | P | 2016-08-09 | 2020-04-02 | $529 | $239 | $290 | $290 |
| 11 CHEVRON CORP | P | 2018-02-05 | 2020-04-02 | $829 | $1,287 | -$458 | -$458 |
| 3 BROADCOM INC | P | 2019-05-21 | 2020-04-01 | $670 | $825 | -$155 | -$155 |
| 1 BROADCOM INC | P | 2019-06-14 | 2020-04-01 | $223 | $260 | -$37 | -$37 |
| 26 STARBUCKS CORP | P | 2019-06-14 | 2020-03-24 | $1,599 | $2,186 | -$587 | -$587 |
| 5 BROADCOM INC | P | 2019-05-21 | 2020-03-24 | $1,063 | $1,375 | -$312 | -$312 |
| 4 APPLE INC | P | 2015-03-24 | 2020-03-24 | $961 | $509 | $452 | $452 |
| 5 REGENCY CENTERS CORP | P | 2019-08-22 | 2020-03-23 | $172 | $327 | -$155 | -$155 |
| 5 EVEREST RE GROUP LTD | P | 2018-08-31 | 2020-03-23 | $877 | $1,114 | -$237 | -$237 |
| 12 REGENCY CENTERS CORP | P | 2018-10-05 | 2020-03-23 | $412 | $757 | -$345 | -$345 |
| 15 REGENCY CENTERS CORP | P | 2018-11-12 | 2020-03-23 | $515 | $979 | -$464 | -$464 |
| 3 BROADCOM INC | P | 2019-05-21 | 2020-03-20 | $592 | $825 | -$233 | -$233 |
| 2 WALMART INC | P | 2018-02-15 | 2020-03-19 | $249 | $206 | $43 | $43 |
| 30 STARBUCKS CORP | P | 2019-06-14 | 2020-03-18 | $1,523 | $2,522 | -$999 | -$999 |
| 2 EVEREST RE GROUP LTD | P | 2018-08-31 | 2020-03-17 | $369 | $446 | -$77 | -$77 |
| 30 FNF GROUP | P | 2019-04-23 | 2020-03-13 | $1,033 | $1,166 | -$133 | -$133 |
| 5 DOLLAR GENERAL CORP | P | 2019-01-04 | 2020-03-13 | $713 | $544 | $169 | $169 |
| 2 DOLLAR GENERAL CORP | P | 2019-02-05 | 2020-03-13 | $285 | $232 | $53 | $53 |
| 22 PHILLIPS 66 | P | 2019-07-24 | 2020-03-10 | $1,374 | $2,244 | -$870 | -$870 |
| 9 MERCK & CO. INC. | P | 2018-02-05 | 2020-03-09 | $715 | $527 | $188 | $188 |
| 4 MERCK & CO. INC. | P | 2018-10-03 | 2020-03-09 | $318 | $289 | $29 | $29 |
| 33 ROYAL DUTCH SHELL-SPON ADR-B | P | 2019-01-04 | 2020-03-09 | $1,186 | $2,042 | -$856 | -$856 |
| 17 FNF GROUP | P | 2019-03-19 | 2020-03-05 | $724 | $593 | $131 | $131 |
| 4 FNF GROUP | P | 2019-04-23 | 2020-03-05 | $170 | $155 | $15 | $15 |
| 12 SYNCHRONY FINANCIAL | P | 2019-09-05 | 2020-03-04 | $362 | $399 | -$37 | -$37 |
| 26 ALTRIA GROUP INC | P | 2018-08-07 | 2020-03-04 | $1,138 | $1,551 | -$413 | -$413 |
| 13 MERCK & CO. INC. | P | 2018-02-05 | 2020-03-04 | $1,065 | $761 | $304 | $304 |
| 1 COSTCO WHOLESALE CORP | P | 2017-08-09 | 2020-03-03 | $309 | $157 | $152 | $152 |
| 18 REGENCY CENTERS CORP | P | 2018-10-05 | 2020-03-03 | $1,082 | $1,136 | -$54 | -$54 |
| 4 COSTCO WHOLESALE CORP | P | 2017-08-09 | 2020-03-02 | $1,211 | $628 | $583 | $583 |
| 11 REGENCY CENTERS CORP | P | 2018-10-05 | 2020-02-26 | $680 | $694 | -$14 | -$14 |
| 25 SYNCHRONY FINANCIAL | P | 2019-09-05 | 2020-02-25 | $782 | $832 | -$50 | -$50 |
| 2 FNF GROUP | P | 2019-03-19 | 2020-02-13 | $90 | $70 | $20 | $20 |
| 39 FNF GROUP | P | 2018-08-01 | 2020-02-13 | $1,748 | $1,575 | $173 | $173 |
| 29 SYNCHRONY FINANCIAL | P | 2019-04-23 | 2020-02-12 | $972 | $967 | $5 | $5 |
| 3 SYNCHRONY FINANCIAL | P | 2019-09-05 | 2020-02-12 | $101 | $100 | $1 | $1 |
| 10 SYNCHRONY FINANCIAL | P | 2017-06-09 | 2020-02-12 | $335 | $288 | $47 | $47 |
| 44 SYNCHRONY FINANCIAL | P | 2017-06-09 | 2020-02-11 | $1,470 | $1,268 | $202 | $202 |
| 19 ALTRIA GROUP INC | P | 2018-08-07 | 2020-02-07 | $877 | $1,134 | -$257 | -$257 |
| 1 BOEING CO/THE | P | 2017-09-11 | 2020-02-07 | $339 | $241 | $98 | $98 |
| 4 BOEING CO/THE | P | 2017-09-27 | 2020-02-07 | $1,356 | $1,019 | $337 | $337 |
| 12 WALT DISNEY CO/THE | P | 2018-02-05 | 2020-02-07 | $1,690 | $1,281 | $409 | $409 |
| 10 WALT DISNEY CO/THE | P | 2018-09-25 | 2020-02-07 | $1,408 | $1,138 | $270 | $270 |
| 3 NORFOLK SOUTHERN CORP | P | 2017-03-28 | 2020-02-04 | $635 | $340 | $295 | $295 |
| 2 NORFOLK SOUTHERN CORP | P | 2017-06-02 | 2020-02-04 | $424 | $249 | $175 | $175 |
| 3 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-01 | 2020-02-03 | $671 | $595 | $76 | $76 |
| 1 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-31 | 2020-02-03 | $224 | $209 | $15 | $15 |
| 3 EVEREST RE GROUP LTD | P | 2018-08-31 | 2020-01-31 | $832 | $669 | $163 | $163 |
| 3 PAYPAL HOLDINGS INC | P | 2019-01-24 | 2020-01-31 | $342 | $275 | $67 | $67 |
| 5 REGENCY CENTERS CORP | P | 2018-10-05 | 2020-01-31 | $310 | $316 | -$6 | -$6 |
| 2 NORFOLK SOUTHERN CORP | P | 2017-03-28 | 2020-01-30 | $425 | $227 | $198 | $198 |
| 3 EVEREST RE GROUP LTD | P | 2018-02-06 | 2020-01-29 | $826 | $717 | $109 | $109 |
| 3 BOEING CO/THE | P | 2017-09-11 | 2020-01-27 | $956 | $724 | $232 | $232 |
| 16 NOVO-NORDISK A/S-SPONS ADR | P | 2019-04-11 | 2020-01-24 | $978 | $816 | $162 | $162 |
| 3 REINSURANCE GROUP OF AMERICA | P | 2019-09-06 | 2020-01-24 | $466 | $469 | -$3 | -$3 |
| 3 BERKSHIRE HATHAWAY INC-CL B | P | 2018-08-01 | 2020-01-24 | $683 | $595 | $88 | $88 |
| 19 MERCK & CO. INC. | P | 2018-02-05 | 2020-01-24 | $1,637 | $1,112 | $525 | $525 |
| 10 PHILLIPS 66 | P | 2019-07-24 | 2020-01-23 | $1,005 | $1,020 | -$15 | -$15 |
| 28.955 BERNSTEIN INTERMEDIATE DURATION PORTFOLIO | P | 2009-10-05 | 2020-01-21 | $393 | $383 | $10 | $10 |
| 1 ALTRIA GROUP INC | P | 2017-10-05 | 2020-01-17 | $51 | $64 | -$13 | -$13 |
| 17 ALTRIA GROUP INC | P | 2018-08-07 | 2020-01-17 | $868 | $1,014 | -$146 | -$146 |
| 1 BOOKING HOLDINGS INC | P | 2018-10-03 | 2020-01-17 | $2,053 | $1,984 | $69 | $69 |
| 3 BOEING CO/THE | P | 2017-08-09 | 2020-01-17 | $974 | $705 | $269 | $269 |
| 2 BOEING CO/THE | P | 2017-09-11 | 2020-01-17 | $649 | $483 | $166 | $166 |
| 1 WALT DISNEY CO/THE | P | 2014-10-22 | 2020-01-17 | $144 | $88 | $56 | $56 |
| 10 WALT DISNEY CO/THE | P | 2014-11-19 | 2020-01-17 | $1,443 | $897 | $546 | $546 |
| 1 WALT DISNEY CO/THE | P | 2018-02-05 | 2020-01-17 | $144 | $107 | $37 | $37 |
| 7 EOG RESOURCES INC | P | 2015-12-18 | 2020-01-17 | $599 | $513 | $86 | $86 |
| 1 EOG RESOURCES INC | P | 2016-02-11 | 2020-01-17 | $86 | $64 | $22 | $22 |
| 12 GILEAD SCIENCES INC | P | 2014-10-22 | 2020-01-17 | $755 | $1,275 | -$520 | -$520 |
| 17 GILEAD SCIENCES INC | P | 2016-06-06 | 2020-01-17 | $1,070 | $1,479 | -$409 | -$409 |
| 19 GILEAD SCIENCES INC | P | 2016-11-17 | 2020-01-17 | $1,196 | $1,430 | -$234 | -$234 |
| 5 JPMORGAN CHASE & CO | P | 2017-06-26 | 2020-01-17 | $689 | $437 | $252 | $252 |
| 4 F5 NETWORKS INC | P | 2019-06-14 | 2020-01-08 | $548 | $546 | $2 | $2 |
| 7 CHECK POINT SOFTWARE TECH | P | 2019-02-19 | 2020-01-07 | $786 | $846 | -$60 | -$60 |
| Capital Gain Dividends | $11,669 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $65,390 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $7,620 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,372 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,372 | SubtotalAmt |
| Tax Based On Investment Income | $1,372 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $827 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $827 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $8 | EsPenaltyAmt |
| Tax Due | $553 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | http://www.ag.ca.gov/charities/ | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Geoffrey L Lamb CPA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 4083716883 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2155 S Bascom Ave Ste 105 | AddressLine1Txt |
| City | Campbell | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 95008 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt |
|---|---|---|---|---|---|---|---|
| Carol E Waitte | |||||||
| 19 Glenridge Ave | Los Gatos | CA | 95030 | Dir/Pres | 10.00 | $0 | $6,394 |
| Barry K Waitte | |||||||
| 1400 Yount Mill Road | Napa | CA | 94558 | Dir/Treas | 6.00 | $0 | $13,109 |
| Tobey E D Fitch | |||||||
| 19 Glenridge Ave | Los Gatos | CA | 95030 | Director | 4.00 | $0 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $2,499,249 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $58,329 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,557,578 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $2,557,578 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $38,364 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,519,214 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $125,961 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $125,961 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,372 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,372 | TotalTaxAmt |
| Distributable Before Adj | $124,589 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $124,589 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $124,589 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $117,790 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $117,790 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $117,790 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $124,589 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr3 | $22,354 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $15,628 | ExcessDistributionCyovYr2Amt |
| Total Excess Distribution Cyov | $37,982 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $117,790 | QualifyingDistributionsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $117,790 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $6,799 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $6,799 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $31,183 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $31,183 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $15,555 | ExcessFromYear3Amt |
| Excess From Year2 | $15,628 | ExcessFromYear2Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Carol E Waitte | ContributingManagerNm |
| Contributing Manager | Barry K Waitte | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Vashon Youth and Family Svcs | |||||||
| PO Box 237 | Vashon | WA | 98070 | None | Public | Human services | $500 |
| Creativity Explored | |||||||
| 3245 16th Street | San Francisco | CA | 94103 | None | Public | Community Programs | $12,000 |
| St Helena Hospital Foundation | |||||||
| 10 Woodland Road | St Helena | CA | 94574 | None | Public | Community Programs | $10,000 |
| Children's Health Initiative | |||||||
| 645 South Bascom | San Jose | CA | 95128 | None | Public | Human Services | $10,000 |
| West Valley College Foundation | |||||||
| 14000 Fruitvale Avenue | Saratoga | CA | 95070 | None | Public | General Use | $2,000 |
| NUMU Los Gatos | |||||||
| 106 Main Street | Los Gatos | CA | 95030 | None | Public | Community Programs | $8,000 |
| PlayWrite Inc | |||||||
| PO Box 13420 | Portland | OR | 97213 | None | Public | Community Programs | $5,000 |
| Spoon Foundation | |||||||
| 135 SE Main St Suite 201 | Portland | OR | 97214 | None | Public | Community Programs | $1,000 |
| Rotary Foundation | |||||||
| 20660 Stevens Creek Blvd 313 | Cupertino | CA | 95014 | None | Public | Community Programs | $500 |
| Bill Wilson Center | |||||||
| 3490 The Alameda | Santa Clara | CA | 95050 | None | Public | Youth Grief Counseling | $5,000 |
| Up Valley Family Center | |||||||
| 1140 Spring Street | St Helena | CA | 94574 | None | Public | Human Services | $6,000 |
| Giant Steps | |||||||
| 1320 Commerce St Ste A | Petaluma | CA | 94954 | None | Public | Community Programs | $5,000 |
| Second Harvest Food Bank | |||||||
| 4001 North First Street | San Jose | CA | 95134 | None | Public | Community Programs | $3,500 |
| Southern Poverty Law Center | |||||||
| 400 Washington Avenue | Montgomery | AL | 36104 | None | Public | Community Programs | $2,500 |
| PHFS - Portland Homeless Family Ser | |||||||
| 1221 South Yamhill Ste 210 | Portland | OR | 97205 | None | Public | Community Programs | $5,000 |
| Grateful Garment Program | |||||||
| 1777 Hamilton Ave 2280 | San Jose | CA | 95125 | None | Public | Community Programs | $2,000 |
| The Innocence Project | |||||||
| 40 Worth Street Suite 701 | New York | NY | 10013 | None | Public | Community Programs | $2,000 |
| Doctors Without Borders | |||||||
| 40 Rector St 16th Floor | New York | NY | 10006 | None | Public | Community Programs | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $85,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $52 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $41,871 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $65,390 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $107,313 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $107,313 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Acctg & Tax Prep | CategoryTxt |
| Amt | $6,690 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $6,690 | DisbursementsCharitablePrpsAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Legal Fees | CategoryTxt |
| Legal Fees | $2,500 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|
| Ca Attorney General Registry | $50 | $50 |
| Internet | $1,072 | $1,072 |
| Misc | $143 | $143 |
| Office expense | $366 | $366 |
| Office supplies | $411 | $411 |
| Other exp | $1,270 | |
| Registration fees & charges | $45 | $45 |
| Telephone | $4,021 | $2,010 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Bernstein inv mgmt fees | CategoryTxt |
| Amt | $7,483 | Amt |
| Net Investment Income | $7,483 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Foreign tax w/h on divids | CategoryTxt |
| Amt | $1,137 | Amt |
| Net Investment Income | $1,137 | NetInvestmentIncomeAmt |