SIDNEY E FRANK CHARITABLE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- SIDNEY E FRANK CHARITABLE FOUNDATION (EIN 20-6383779)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-09
- IRS object ID
- 202133139349102553
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-09T14:51:57-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 206383779 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SIDNEY E FRANK FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O PKF O'CONNOR DAVIES LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SIDN | BusinessNameControlTxt |
| Phone | 2122862600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE NO 301 | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PETER HALSTEAD | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2122862600 | PhoneNum |
| Signature | 2021-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | PETER | PersonFirstNm |
| Person Last | HALSTEAD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA CFE | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2021-11-08 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $367,468,478 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,417,014 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $2,505,571 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $19,486,563 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $148,789,885 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $22,259,184 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $0 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $41,666 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $20,903,577 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $24,806,421 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $353,596 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $353,596 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $46,429 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $46,429 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $75,407 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $75,407 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $0 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $29,411 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $26,294 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $3,117 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $369,602 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $363,602 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $2,426,809 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $1,773,350 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $653,459 | OtherProfFeesDsbrsChrtblAmt |
| Interest Net Invst Incm | $17,483 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $312,282 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $23,183 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $3,799 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $3,799 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $0 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $50,451 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,333,670 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $50,451 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,667,786 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $3,653,211 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $1,070,629 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,179,057 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $10,179,057 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $13,846,843 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $3,653,211 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,249,686 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,056,734 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $21,153,210 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $7,646,954 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,444,625 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,444,625 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $6,910,028 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $13,734,830 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $13,734,830 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $11,895,588 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,499,990 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,499,990 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $10,076,383 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $12,347,580 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $12,347,580 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $276,142,316 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $315,441,453 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $315,441,453 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $312,671,269 | TotalAssetsBOYAmt |
| Total Assets EOY | $367,468,478 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $367,468,478 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $308,012,016 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $362,527,928 | NoDonorRstrNetAssestsEOYAmt |
| Donor Rstr Net Assets BOY | $4,659,253 | DonorRstrNetAssetsBOYAmt |
| Donor Rstr Net Assets EOY | $4,940,550 | DonorRstrNetAssetsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $312,671,269 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $367,468,478 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $312,671,269 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $367,468,478 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $312,671,269 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,056,734 | ExcessRevenueOverExpensesAmt |
| Other Increases | $47,740,475 | OtherIncreasesAmt |
| Subtotal | $367,468,478 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $367,468,478 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (100 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $101,695,496 | $101,953,866 | -$258,370 | -$258,370 | ||
| ACACIA CONSERVATION FUND (OFFSHORE), LTD. | P | $2,000,000 | $1,289,661 | $710,339 | $710,339 | 2011-07-01 | 2020-01-02 |
| ACACIA CONSERVATION FUND (OFFSHORE), LTD. | P | $6,512,986 | $3,339,305 | $3,173,681 | $3,173,681 | 2011-07-01 | 2020-07-15 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $66,485 | $94,519 | -$28,034 | -$28,034 | 2017-01-27 | 2020-01-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $55,381 | $78,702 | -$23,321 | -$23,321 | 2017-01-27 | 2020-05-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $22,146 | $32,504 | -$10,358 | -$10,358 | 2017-01-27 | 2020-06-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $22,141 | $32,574 | -$10,433 | -$10,433 | 2017-01-27 | 2020-08-12 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $44,190 | $82,100 | -$37,910 | -$37,910 | 2017-01-27 | 2020-12-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $1,980 | $3,016 | -$1,036 | -$1,036 | 2017-07-14 | 2020-01-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $7,423 | $11,364 | -$3,941 | -$3,941 | 2017-07-14 | 2020-06-02 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $6,185 | $9,493 | -$3,308 | -$3,308 | 2017-07-14 | 2020-08-12 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $62,273 | $68,384 | -$6,111 | -$6,111 | 2018-01-23 | 2020-01-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $50,594 | $55,315 | -$4,721 | -$4,721 | 2018-01-23 | 2020-02-05 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $189,130 | $206,697 | -$17,567 | -$17,567 | 2018-01-23 | 2020-03-05 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $54,478 | $59,415 | -$4,937 | -$4,937 | 2018-01-23 | 2020-04-08 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $38,910 | $42,435 | -$3,525 | -$3,525 | 2018-01-23 | 2020-05-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $46,689 | $50,910 | -$4,221 | -$4,221 | 2018-01-23 | 2020-06-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $50,577 | $54,901 | -$4,324 | -$4,324 | 2018-01-23 | 2020-07-07 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $70,026 | $75,163 | -$5,137 | -$5,137 | 2018-01-23 | 2020-08-12 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $116,751 | $92,344 | $24,407 | $24,407 | 2018-01-23 | 2020-12-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $1,987 | $2,092 | -$105 | -$105 | 2018-11-08 | 2020-01-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $1,145 | $1,274 | -$129 | -$129 | 2018-11-08 | 2020-04-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $1,011 | $1,127 | -$116 | -$116 | 2018-11-08 | 2020-05-08 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $674 | $759 | -$85 | -$85 | 2018-11-08 | 2020-06-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $505 | $569 | -$64 | -$64 | 2018-11-08 | 2020-07-08 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $3,033 | $3,450 | -$417 | -$417 | 2018-11-08 | 2020-08-12 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $2,033 | $2,315 | -$282 | -$282 | 2018-11-08 | 2020-12-04 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $311,576 | $276,006 | $35,570 | $35,570 | 2019-02-07 | 2020-02-05 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $218,108 | $197,845 | $20,263 | $20,263 | 2019-02-07 | 2020-03-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $28,829 | $25,523 | $3,306 | $3,306 | 2019-02-07 | 2020-04-06 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $35,967 | $31,776 | $4,191 | $4,191 | 2019-02-07 | 2020-05-08 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $24,708 | $21,776 | $2,932 | $2,932 | 2019-02-07 | 2020-06-03 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $15,442 | $13,535 | $1,907 | $1,907 | 2019-02-07 | 2020-07-09 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $18,865 | $14,920 | $3,945 | $3,945 | 2019-02-07 | 2020-09-02 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $25,251 | $19,966 | $5,285 | $5,285 | 2019-02-07 | 2020-10-08 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $37,178 | $26,854 | $10,324 | $10,324 | 2019-02-07 | 2020-12-04 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $30,443 | $26,664 | $3,779 | $3,779 | 2019-07-11 | 2020-02-05 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $14,252 | $12,133 | $2,119 | $2,119 | 2019-07-11 | 2020-03-18 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $124,856 | $110,125 | $14,731 | $14,731 | 2019-07-11 | 2020-07-09 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $18,907 | $16,369 | $2,538 | $2,538 | 2019-07-11 | 2020-08-12 |
| AEOLUS PROPERTY CATAST. KEYSTONE PF FUND, LP | P | $7,090 | $6,453 | $637 | $637 | 2019-07-11 | 2020-12-07 |
| ALTOR FUND III (NO. 2), L.P. | P | $48,053 | $11,659 | $36,394 | $36,394 | 2009-02-14 | 2020-02-12 |
| ALTOR FUND III (NO. 2), L.P. | P | $28,484 | $7,990 | $20,494 | $20,494 | 2009-02-14 | 2020-07-27 |
| BIL, LTD. | P | $3,836,239 | $2,850,000 | $986,239 | $986,239 | 2013-07-01 | 2020-07-15 |
| BROOKSIDE CAYMAN, LTD. | P | $1,075 | $1,075 | $1,075 | 2008-03-31 | 2020-01-23 | |
| BROOKSIDE CAYMAN, LTD. | P | $1,349 | $1,349 | $1,349 | 2008-03-31 | 2020-04-28 | |
| CERBERUS INTERNATIONAL SPV, LTD. | P | $179,158 | $98,034 | $81,124 | $81,124 | 2008-04-30 | 2020-01-09 |
| CERBERUS INTERNATIONAL SPV, LTD. | P | $40,897 | $21,850 | $19,047 | $19,047 | 2008-04-30 | 2020-08-07 |
| D.E. SHAW OCULUS INTERNATIONAL FUND | P | $121,223 | $75,317 | $45,906 | $45,906 | 2012-12-29 | 2020-01-30 |
| ETON PARK OVERSEAS FUND, LTD. | P | $239 | $239 | $239 | 2008-07-31 | 2020-01-31 | |
| ETON PARK OVERSEAS FUND, LTD. | P | $6,273 | $6,273 | $6,273 | 2008-07-31 | 2020-01-31 | |
| ETON PARK OVERSEAS FUND, LTD. | P | $2,490 | $2,490 | $2,490 | 2008-07-31 | 2020-05-22 | |
| ETON PARK OVERSEAS FUND, LTD. | P | $388 | $388 | $388 | 2008-07-31 | 2020-05-22 | |
| FIELD STREET PARTNERS, LP | P | $378,037 | -$378,037 | -$378,037 | 2016-04-01 | 2020-01-31 | |
| GAOLING FEEDER, LTD. | P | $42,179 | $7,100 | $35,079 | $35,079 | 2010-04-30 | 2020-08-17 |
| GAOLING FEEDER, LTD. | P | $27,761 | $4,137 | $23,624 | $23,624 | 2010-04-30 | 2020-11-13 |
| GENERATION IM FUND PLC. | P | $4,000,000 | $1,382,736 | $2,617,264 | $2,617,264 | 2011-07-01 | 2020-01-14 |
| INSTITUTIONAL DIST. OPPORTUNITIES FUND LTD. | P | $33,401 | $35,457 | -$2,056 | -$2,056 | 2018-11-28 | 2020-07-10 |
| IRONWOOD INTERNATIONAL, LTD. | P | $60,000 | $39,020 | $20,980 | $20,980 | 2011-10-04 | 2020-07-22 |
| LAURION CAPITAL, LTD. | P | $2,007,780 | $1,446,795 | $560,985 | $560,985 | 2012-12-31 | 2020-02-03 |
| LAURION CAPITAL, LTD. | P | $25,991 | $25,991 | $25,991 | 2012-12-31 | 2020-04-20 | |
| LAURION CAPITAL, LTD. | P | $4,784,272 | $2,995,933 | $1,788,339 | $1,788,339 | 2012-12-31 | 2020-05-22 |
| MILLENIUM INTERNATIONAL, LTD. | P | $1,285,154 | $493,493 | $791,661 | $791,661 | 2008-04-30 | 2020-01-30 |
| SCOPUS FUND, LTD. | P | $291,448 | $150,000 | $141,448 | $141,448 | 2010-02-28 | 2020-04-03 |
| SCULPTOR OVERSEAS FUND II, LTD. | P | $1,243 | $1,243 | $1,243 | 2008-03-01 | 2020-01-10 | |
| SCULPTOR OVERSEAS FUND II, LTD. | P | $3,981 | $3,981 | $3,981 | 2008-03-01 | 2020-03-10 | |
| SCULPTOR OVERSEAS FUND II, LTD. | P | $56 | $56 | $56 | 2008-03-01 | 2020-04-10 | |
| SCULPTOR OVERSEAS FUND II, LTD. | P | $348 | $348 | $348 | 2008-03-01 | 2020-07-08 | |
| TCW DIRECT LENDING, LLC | P | $153,963 | $115,708 | $38,255 | $38,255 | 2015-03-19 | 2020-03-04 |
| TCW DIRECT LENDING, LLC | P | $434,573 | $343,981 | $90,592 | $90,592 | 2015-03-19 | 2020-09-29 |
| TCW DIRECT LENDING, LLC | P | $172,960 | $120,767 | $52,193 | $52,193 | 2015-03-19 | 2020-03-04 |
| TCW DIRECT LENDING, LLC | P | $12,416 | $9,760 | $2,656 | $2,656 | 2015-03-19 | 2020-12-23 |
| VIKING LONG FUND III, LTD. | P | $4,000,000 | $1,494,767 | $2,505,233 | $2,505,233 | 2012-12-31 | 2020-01-02 |
| THRU ALTOR FUND IV (NO. 1) AB K-1 | P | $6,287 | $6,287 | ||||
| THRU BAIN CAPITAL EUROPE FUND III, L.P. K-1 | P | $51,582 | $51,582 | ||||
| THRU CVC EUROPEAN EQUITY PTR. V (C) L.P. K-1 | P | $99,279 | $99,279 | ||||
| THRU FARALLON CAP. INSTITUTIONAL PTR. LP K-1 | P | -$17,234 | -$17,234 | ||||
| THRU FORMATION8 PARTNERS FUND II LP K-1 | P | -$32,634 | -$32,634 | ||||
| THRU FR XII-A BRAVO AIV, LP K-1 | P | $2,382 | $2,382 | ||||
| THRU FR XII-A CHARLIE AIV, LP K-1 | P | -$12 | -$12 | ||||
| THRU FR XII-A PARALLEL VEHICLE, LP K-1 | P | -$10,735 | -$10,735 | ||||
| THRU HIG MIDDLE MARKET LBO FUND II, LP K-1 | P | $1,841,474 | $1,841,474 | ||||
| THRU HIG BAYSIDE DEBT & LBO FUND II, LP K-1 | P | $55,282 | $55,282 | ||||
| THRU HIG BAYSIDE II AIV, LP (SERIES C) K-1 | P | $3,688 | $3,688 | ||||
| THRU KHOSLA VENTURES III, LP K-1 | P | -$37,011 | -$37,011 | ||||
| THRU THE KILTEARN GLOBAL EQUITY FUND K-1 | P | -$1,521,815 | -$1,521,815 | ||||
| THRU LEGACY VENTURE V (QP), LLC K-1 | P | $2,223,998 | $2,223,998 | ||||
| THRU LEGACY VENTURE VIII, LLC K-1 | P | $75,773 | $75,773 | ||||
| THRU LEGACY VENTURE IX, LLC K-1 | P | -$1,010 | -$1,010 | ||||
| THRU LONE CASCADE, L.P. K-1 | P | $3,586,739 | $3,586,739 | ||||
| THRU OCA SILVER LAKE V TE LLC K-1 | P | $668,317 | $668,317 | ||||
| THRU OCA TBP VI LLC K-1 | P | $213,831 | $213,831 | ||||
| THRU PROVIDENCE STRATEGIC GR. III-A LP K-1 | P | $91,453 | $91,453 | ||||
| THRU RIVERSTONE/CARLYLE RAE FEE II TE LP K-1 | P | $27,981 | $27,981 | ||||
| THRU RCH ENERGY MLP FUND, LP K-1 | P | -$199,438 | -$199,438 | ||||
| THRU THE RESOLUTE FUND III LP K-1 | P | $869,929 | $869,929 | ||||
| THRU THE RESOLUTE FUND III SIE, LP K-1 | P | $146,431 | $146,431 | ||||
| THRU TRF III INVO HOLDINGS (ONSHORE), LP K-1 | P | -$2,852 | -$2,852 | ||||
| THRU TPG ENDOWMENT FUND VI, LP K-1 | P | $8,107 | $8,107 | ||||
| CAPITAL GAINS DIVIDENDS | P | $997,037 | $997,037 | $997,037 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $22,259,184 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $294,030 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $294,030 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $294,030 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $405,197 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $405,197 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $1,064 | EsPenaltyAmt |
| Overpayment | $110,103 | OverpaymentAmt |
| Applied To ES Tax | $110,103 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | Yes (1) | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PKF O'CONNOR DAVIES LLP | IndividualWithBooksNm |
| Phone | 2122862600 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE SUITE 301 | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | Yes (1) | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| CATHY F HALSTEAD | |||||||||
| C/O PKFOD 500 MAMARONECK AVENUE | SUITE 301 | HARRISON | NY | 105281633 | TRUSTEE | 8.00 | $0 | $0 | $0 |
| PETER A HALSTEAD | |||||||||
| C/O PKFOD 500 MAMARONECK AVENUE | SUITE 301 | HARRISON | NY | 105281633 | TRUSTEE | 8.00 | $0 | $0 | $0 |
| HAROLD R LOGAN JR STATEMENT 14 | |||||||||
| C/O 1700 BROADWAY SUITE 2020 | DENVER | CO | 802901700 | SPECIAL TRUSTEE | 1.00 | $0 | $0 | $0 | |
| ANN M LOGAN STATEMENT 14 | |||||||||
| C/O 1700 BROADWAY SUITE 2020 | DENVER | CO | 802901700 | SPECIAL TRUSTEE | 1.00 | $0 | $0 | $0 | |
| AMY C FISCH | |||||||||
| C/O PKFOD 500 MAMARONECK AVENUE | SUITE 301 | HARRISON | NY | 105281633 | CHIEF INVESTMENT OFFICER | 40.00 | $353,596 | $54,500 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| OFFIT CAPITAL ADVISORS LLC | |||||
| 485 LEXINGTON AVENUE 24TH FLOOR | NEW YORK | NY | 100172640 | INVESTMENT MGT. | $951,592 |
| EHRENKRANZ PARTNERS LP | |||||
| 375 PARK AVENUE | NEW YORK | NY | 101520067 | INVESTMENT MGT. | $585,049 |
| ROCKEFELLER PHILANTHROPY ADVISORS | |||||
| 6 WEST 48TH ST 10TH FL | NEW YORK | NY | 100361802 | PROGRAM MANAGEMENT | $469,929 |
| PKF O'CONNOR DAVIES LLP | |||||
| 500 MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ACCT., TAX & ADM. | $468,803 |
| ROCKEFELLER CAPITAL MGT | |||||
| 45 ROCKEFELLER PLZ FL 5 | NEW YORK | NY | 101110100 | INVESTMENT MGT. | $71,972 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $80,256,067 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $21,261,147 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $218,207,791 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $319,725,005 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $319,725,005 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $4,795,875 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $314,929,130 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $15,746,457 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $15,746,457 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $294,030 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $294,030 | TotalTaxAmt |
| Distributable Before Adj | $15,452,427 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $15,452,427 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $15,452,427 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,249,686 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $11,249,686 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $11,249,686 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $15,452,427 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $18,133,923 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $20,718,193 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $2,425,247 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,986,843 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $22,073 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $43,286,279 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $11,249,686 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $11,249,686 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $4,202,741 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $4,202,741 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $39,083,538 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $13,931,182 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $25,152,356 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $20,718,193 | ExcessFromYear4Amt |
| Excess From Year3 | $2,425,247 | ExcessFromYear3Amt |
| Excess From Year2 | $1,986,843 | ExcessFromYear2Amt |
| Excess From Year1 | $22,073 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (150 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt | Address Line1RecipientForeignAddress/AddressLine1Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd | Foreign PostalRecipientForeignAddress/ForeignPostalCd | Address Line2RecipientForeignAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 92ND STREET Y | |||||||||||||
| 1395 LEXINGTON AVENUE | NEW YORK | NY | 10128 | N/A | PC | TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS & DEVELOPMENT OF DIGITAL PROGRAMMING | $30,000 | ||||||
| 92ND STREET Y | |||||||||||||
| 1395 LEXINGTON AVENUE | NEW YORK | NY | 10128 | N/A | PC | TO SUPPORT THE PRODUCTION OF THREE WORDS WE SHARE FILMS | $3,000 | ||||||
| ABSAROKEE COMMUNITY FOUNDATION | |||||||||||||
| PO BOX 72 | ABSAROKEE | MT | 59001 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $3,500 | ||||||
| ACADEMY OF AMERICAN POETS | |||||||||||||
| 75 MAIDEN LANE SUITE 901 | NEW YORK | NY | 10038 | N/A | PC | TO SUPPORT POEM-A-DAY | $25,000 | ||||||
| ADRIAN BRINKERHOFF POETRY FOUNDATION | |||||||||||||
| C/O PKF OCONNOR DAVIES LLP 500 | HARRISON | NY | 10528 | N/A | POF | TO SUPPORT CHARITABLE & EDUCATIONAL PURPOSES & DEVELOPMENT & OPERATION OF LITERARY PROGRAMS | $250,000 | MAMARONECK AVENUE SUITE 301 | |||||
| ALVIN AILEY DANCE FOUNDATION | |||||||||||||
| 405 W 55TH STREET | NEW YORK | NY | 10019 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| AMERICAN ASSOCIATES OF THE NATIONAL THEATRE | |||||||||||||
| 214 WEST 29TH STREET SUITE 701 | NEW YORK | NY | 10001 | N/A | PC | TO SUPPORT THE INTERNATIONAL EXPANSION OF ON DEMAND IN SCHOOLS | $50,000 | ||||||
| AMERICAN IRELAND FUND | |||||||||||||
| 345 PARK AVENUE 17TH FLOOR | NEW YORK | NY | 10154 | N/A | PC | TO SUPPORT POETRY IRELAND'S NEIGHBOURHOOD PROGRAM | $25,000 | ||||||
| AMERICAN PUBLIC MEDIA GROUP | |||||||||||||
| 480 CEDAR STREET | ST PAUL | MN | 55101 | N/A | PC | TO SUPPORT THE WORK OF PERFORMANCE TODAY IN PRODUCING CONTENT FROM LEADING MUSIC FESTIVALS, AND MUSIC EVENTS IN NEW YORK CITY, FOR BROADCAST AND VIDEO | $25,000 | ||||||
| ARCHIE BRAY FOUNDATION FOR THE CERAMIC ARTS | |||||||||||||
| 2915 COUNTRY CLUB AVENUE | HELENA | MT | 59602 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $1,000 | ||||||
| ARCHIVE OF CONTEMPORARY MUSIC | |||||||||||||
| 135 OLD POST ROAD | STAATSBURG | NY | 12580 | N/A | PC | FOR THE TRANSPORT OF THE ARCHIVE TO ITS NEW LOCATION IN UPSTATE NEW YORK | $10,000 | ||||||
| BEARTOOTH RECYCLING | |||||||||||||
| PO BOX 2254 | RED LODGE | MT | 59068 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $3,000 | ||||||
| BERKELEY PUBLIC SCHOOLS FUND | |||||||||||||
| PO BOX 2066 | BERKELEY | CA | 94702 | N/A | PC | FOR COVID-19 RELIEF FOR BERKELEY FAMILIES, STUDENTS, AND TEACHERS | $3,000 | ||||||
| BERKWOOD HEDGE SCHOOL | |||||||||||||
| 1809 BANCROFT WAY | BERKELEY | CA | 94703 | N/A | PC | FOR THE ANNUAL FUND | $10,000 | ||||||
| BEST FRIENDS ANIMAL SOCIETY | |||||||||||||
| 5001 ANGEL CANYON ROAD | KANAB | UT | 84741 | N/A | PC | FOR NO KILL LOS ANGELES AND THE EMERGENCY RESPONSE TEAM | $23,000 | ||||||
| BETH ISRAEL DEACONESS MEDICAL CENTER | |||||||||||||
| 330 BROOKLINE AVENUE | BOSTON | MA | 02215 | N/A | PC | FOR GENERAL SUPPORT FOR THE CELIAC CENTER | $40,000 | ||||||
| BEYOND 12 | |||||||||||||
| 2101 WEBSTER STREET SUITE 1850 | OAKLAND | CA | 94612 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $25,000 | ||||||
| BILLINGS SYMPHONY SOCIETY | |||||||||||||
| 2721 2ND AVENUE NORTH SUITE 350 | BILLINGS | MT | 59101 | N/A | PC | TO SUPPORT THE SOLOIST AT THE MOZART AND VIVALDI CONCERT | $4,500 | ||||||
| BILLINGS SYMPHONY SOCIETY | |||||||||||||
| 2721 2ND AVENUE NORTH SUITE 350 | BILLINGS | MT | 59101 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $25,000 | ||||||
| BOYS & GIRLS CLUB OF RED LODGE AND THE BEARTOOTH FRONT | |||||||||||||
| 24 W 9TH STREET PO BOX 11 | RED LODGE | MT | 59068 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| BOYS & GIRLS CLUBS OF SILICON VALLEY | |||||||||||||
| 518 VALLEY WAY | MILPITAS | CA | 95035 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $25,000 | ||||||
| BOZEMAN SYMPHONY SOCIETY | |||||||||||||
| 1001 WEST OAK STREET SUITE 110 | BOZEMAN | MT | 59715 | N/A | PC | TO SUPPORT FAR AFIELD | $5,000 | ||||||
| BRADLEY HOSPITAL FOUNDATION | |||||||||||||
| 167 POINT STREET | PROVIDENCE | RI | 02903 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $25,000 | ||||||
| BRAVO COLORADO AT VAIL-BEAVER CREEK | |||||||||||||
| 2271 N FRONTAGE ROAD W SUITE C | VAIL | CO | 81657 | N/A | PC | TO SUPPORT VIRTUAL, STREAMING, AND RECORDING PROJECTS | $30,000 | ||||||
| BROWN UNIVERSITY | |||||||||||||
| PO BOX 1925 | PROVIDENCE | RI | 02912 | N/A | PC | FOR THE SIDNEY E. FRANK SCHOLARS ENDOWED BROWNCONNECT FUND AND TO INCREASE THE EXISTING SIDNEY E. FRANK ENDOWED SCHOLARSHIP FUND | $1,200,000 | ||||||
| BROWN UNIVERSITY | |||||||||||||
| PO BOX 1925 | PROVIDENCE | RI | 02912 | N/A | PC | TO SUPPORT RESPONSE EFFORTS TO COVID-19 FOR THE SIDNEY E. FRANK SCHOLARS | $250,000 | ||||||
| BROWN UNIVERSITY | |||||||||||||
| PO BOX 1925 | PROVIDENCE | RI | 02912 | N/A | PC | FOR A STUDY OF BCG VACCINE IN THE CONTEXT OF COVID-19 | $20,000 | ||||||
| CALIFORNIA SHAKESPEARE THEATER | |||||||||||||
| 701 HEINZ AVENUE | BERKELEY | CA | 94710 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| CARBON COUNTY ARTS GUILD | |||||||||||||
| PO BOX 585 | RED LODGE | MT | 59068 | N/A | PC | TO SUPPORT ARTS EDUCATION IN CARBON AND STILLWATER COUNTY SCHOOLS | $15,000 | ||||||
| CHAMBER MUSIC SOCIETY OF LINCOLN CENTER | |||||||||||||
| 70 LINCOLN CENTER PLAZA 10TH FLOOR | NEW YORK | NY | 10023 | N/A | PC | TO SUPPORT DIGITAL MEDIA INITIATIVES | $30,000 | ||||||
| CLAYTON EARLY LEARNING | |||||||||||||
| 3801 MARTIN LUTHER KING BLVD | DENVER | CO | 80205 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $20,000 | ||||||
| CLEO PARKER ROBINSON DANCE | |||||||||||||
| 119 PARK AVENUE W | DENVER | CO | 80205 | N/A | PC | FOR SUPPORT OF GENERAL OPERATIONS | $10,000 | ||||||
| COLLEGE VISIONS | |||||||||||||
| 131 WASHINGTON STREET SUITE 205 | PROVIDENCE | RI | 02903 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $7,500 | ||||||
| COMMONWEAL | |||||||||||||
| PO BOX 316 | BOLINAS | CA | 94924 | N/A | PC | FOR FACT SHEETS FOR SAFETYNEST EDUCATION PROGRAM | $5,000 | ||||||
| CONNECTICUT COLLEGE | |||||||||||||
| 270 MOHEGAN AVENUE | NEW LONDON | CT | 06320 | N/A | PC | TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN | $100,000 | ||||||
| CURIOUS THEATRE COMPANY | |||||||||||||
| 13101 W 29TH AVENUE | GOLDEN | CO | 80401 | N/A | PC | FOR SUPPORT OF GENERAL OPERATIONS | $5,000 | ||||||
| DEERFIELD ACADEMY | |||||||||||||
| 7 BOYDEN LANE | DEERFIELD | MA | 01342 | N/A | PC | FOR GENERAL OPERATING SUPPOR | $10,000 | ||||||
| DENVER ART MUSEUM | |||||||||||||
| PO BOX 17765 | DENVER | CO | 80217 | N/A | PC | IN SUPPORT OF THE UNDER 5S EARLY LEARNING INITIATIVE | $20,000 | ||||||
| DENVER MUSEUM OF NATURE & SCIENCE | |||||||||||||
| 2001 COLORADO BLVD | DENVER | CO | 80205 | N/A | PC | TO SUPPORT EDUCATION PROGRAMS | $20,000 | ||||||
| DENVER PUBLIC LIBRARY FRIENDS FOUNDATION | |||||||||||||
| 10 WEST 14TH AVENUE PARKWAY | DENVER | CO | 80204 | N/A | PC | FOR SUPPORT OF CHILDREN'S SERVICES | $5,000 | ||||||
| DETROIT HISTORICAL SOCIETY | |||||||||||||
| 5401 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| DETROIT INSTITUTE OF THE ARTS | |||||||||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $40,000 | ||||||
| DOCTORS WITHOUT BORDERS USA INC | |||||||||||||
| 40 RECTOR STREET 16TH FLOOR | NEW YORK | NY | 10006 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| DRUID PERFORMING ARTS COMPANY | |||||||||||||
| N/A | NC | TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY | $8,383 | THE DRUID BUILDING FLOOD STREET | GALWAY | EI | H91 PWX5 | ||||||
| EAST BAY PERFORMING ARTS | |||||||||||||
| 339 11TH STREET | RICHMOND | CA | 94801 | N/A | PC | TO SUPPORT THE MUSE MUSIC EDUCATION PROGRAM ($12,500) AND FOR GENERAL OPERATING SUPPORT ($12,500) | $25,000 | ||||||
| ECUMENICAL HUNGER PROGRAM | |||||||||||||
| 2411 PULGAS AVENUE | EAST PALO ALTO | CA | 94303 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $12,000 | ||||||
| EDUCATE78 | |||||||||||||
| 2323 BROADWAY | OAKLAND | CA | 92612 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $20,000 | ||||||
| EDUCATE78 | |||||||||||||
| 2323 BROADWAY | OAKLAND | CA | 94612 | N/A | PC | FOR FULCRUM | $150,000 | ||||||
| FACE FOUNDATION | |||||||||||||
| 10505 SORRENTO VALLEY ROAD SUITE | SAN DIEGO | CA | 92121 | N/A | PC | FOR CANINE PATIENT CARE (INCLUDING DIAGNOSTIC) AND FOR THE CANINE CANCER FUND, FOR DOGS THAT HAVE THE POTENTIAL FOR REMISSION | $12,000 | 250 | |||||
| FACE FOUNDATION | |||||||||||||
| 10505 SORRENTO VALLEY ROAD SUITE | SAN DIEGO | CA | 92121 | N/A | PC | FOR GENERAL OPERATING SUPPORT, IN HONOR OF BRUTUS | $5,000 | 250 | |||||
| FEEDING AMERICA | |||||||||||||
| 161 NORTH CLARK STREET SUITE 700 | CHICAGO | IL | 60601 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $12,000 | ||||||
| FIRST PEOPLES FUND | |||||||||||||
| PO BOX 2977 | RAPID CITY | SD | 57709 | N/A | PC | TO PROVIDE GENERAL OPERATING SUPPORT AND TO EXPLORE OPPORTUNITIES TO COLLABORATE IN MONTANA WITH TIPPET RISE ART CENTER | $25,000 | ||||||
| FOCUS POINTS FAMILY RESOURCE CENTER | |||||||||||||
| 2501 EAST 48TH AVENUE | DENVER | CO | 80216 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| FROM THE TOP | |||||||||||||
| 295 HUNTINGTON AVENUE SUITE 201 | BOSTON | MA | 02115 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $17,500 | ||||||
| GLYNDEBOURNE PRODUCTIONS LIMITED | |||||||||||||
| N/A | NC | TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS | $25,000 | NEW ROAD LEWES BN8 5UU | EAST SUSSEX | UK | V3H7 8M | ||||||
| HAWAI'I COMMUNITY FOUNDATION | |||||||||||||
| 827 FORT STREET MALL | HONOLULU | HI | 96813 | N/A | PC | TO PROVIDE SUPPORT FOR THE FRESH WATER INITIATIVE | $10,000 | ||||||
| HELENA SYMPHONY | |||||||||||||
| 2 N LAST CHANCE GULCH SUITE 100 | HELENA | MT | 59601 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $1,000 | ||||||
| HOLTER MUSEUM OF ART | |||||||||||||
| 12 EAST LAWRENCE STREET | HELENA | MT | 59601 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $1,000 | ||||||
| HONOLULU BIENNIAL FOUNDATION | |||||||||||||
| PO BOX 4636 | HONOLULU | HI | 96812 | N/A | PC | FOR HONOLULU TRIENNIAL 2022 | $30,000 | ||||||
| INITIATIVEEAU | |||||||||||||
| PO BOX 380726 | CAMBRIDGE | MA | 02238 | N/A | PC | TO SUPPORT THE INITIAL PHASES OF COVID-19 PREPAREDNESS AND WATER SAFETY IN GANDO, BURKINA FASO AND TO ASSIST IN STEWARDING THE ARRIVAL OF 20,000 N95 MASKS TO THE BURKINA FASO MINISTRY OF HEALTH | $5,000 | ||||||
| INITIATIVEEAU | |||||||||||||
| PO BOX 380726 | CAMBRIDGE | MA | 02238 | N/A | PC | TO SUPPORT COMMUNITY PREPAREDNESS FOR COVID-19 IN THE VILLAGE OF GANDO AND THE HEALTH CENTERS OF SABTENGA AND SOUMAGOU BY STRENGTHENING WASH CAPACITY | $40,000 | ||||||
| KERE FOUNDATION | |||||||||||||
| N/A | NC | TO SUPPORT THE COMPLETION OF NAABA BELEM GOUMMA SECONDARY SCHOOL IN GANDO WITH THE PURCHASE OF FURNITURE AND TECHNOLOGY | $100,000 | ARNTSTR 34 | BERLIN | GM | 10965 | ||||||
| KOKUA KALIHI VALLEY | |||||||||||||
| 2239 N SCHOOL STREET | HONOLULU | HI | 96819 | N/A | PC | FOR THE MEDICAL DEAPRTMENT, IN HONOR OF NICOLE LITTENBERG AND MARY JANE ("MJ") ANTONIO | $10,000 | ||||||
| KUA'AINA ULU 'AUAMO (KUA) | |||||||||||||
| 47-200 WAIHEE ROAD | KANEOHE | HI | 96797 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $20,000 | ||||||
| LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL | |||||||||||||
| 444 HEGENBERGER ROAD | OAKLAND | CA | 94621 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| LIGHTHOUSE COMMUNITY CHARTER PUBLIC SCHOOL | |||||||||||||
| 444 HEGENBERGER ROAD | OAKLAND | CA | 94621 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR LIGHTHOUSE AND LODESTAR SCHOOLS | $5,000 | ||||||
| MONTANA FOOD BANK NETWORK INC | |||||||||||||
| 5625 EXPRESSWAY | MISSOULA | MT | 59808 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $16,740 | ||||||
| MONTANA STATE UNIVERSITY FOUNDATION | |||||||||||||
| PO BOX 7159 | BOZEMAN | MT | 59807 | N/A | PC | FOR THE MONTANA STATE UNIVERSITY SCHOOL OF THE ARTS MASTERS DEGREE RECRUITMENT AND RETENTION SCHOLARSHIPS ($32,000) AND GENERAL SUPPORT FOR SHAKESPEARE IN THE PARKS ($15,000), INCLUSIVE OF THE 5% FEE | $47,000 | ||||||
| MUSEUM OF CONTEMPORARY ART DENVER | |||||||||||||
| 1485 DELGANY STREET | DENVER | CO | 80202 | N/A | PC | IN SUPPORT OF TEEN PROGRAMS | $5,000 | ||||||
| MUSIC ASSOCIATES OF ASPEN | |||||||||||||
| 2 MUSIC SCHOOL ROAD | ASPEN | CO | 81611 | N/A | PC | TO SUPPORT UPGRADES OF THE EDGAR STANTON AUDIO RECORDING STUDIO | $20,000 | ||||||
| NEW LEADERS | |||||||||||||
| 30 WEST 26TH STREET 2ND FLOOR | NEW YORK | NY | 10010 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR NEW LEADERS BAY AREA | $50,000 | ||||||
| NEW YORK MEDICAL COLLEGE | |||||||||||||
| 40 SUNSHINE COTTAGE ROAD | VALHALLA | NY | 10595 | N/A | PC | TO SUPPORT THE SUMMER FELLOWSHIP IN PSYCHIATRY AND HEALTH POLICY ROUNDTABLE PROGRAM | $36,930 | ||||||
| NYE COMMUNITY FOUNDATION | |||||||||||||
| PO BOX 528 | NYE | MT | 59061 | N/A | PC | TO PROVIDE HIGHER EDUCATION AND TRAINING SCHOLARSHIPS | $3,500 | ||||||
| NYE FIRE ASSOCIATION | |||||||||||||
| PO BOX 491 | NYE | MT | 59061 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $2,000 | ||||||
| OCEAN CONSERVANCY | |||||||||||||
| 1300 19TH STREET NW 8TH FLOOR | WASHINGTON | DC | 20036 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $55,000 | ||||||
| OCEAN DISCOVERY INSTITUTE | |||||||||||||
| 4255 THORN STREET | SAN DIEGO | CA | 92105 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $50,000 | ||||||
| OPERA COLORADO | |||||||||||||
| 4121 S NAVAJO STREET SUITE 100 | ENGLEWOOD | CO | 80110 | N/A | PC | IN SUPPORT OF GENERAL OPERATIONS | $25,000 | ||||||
| ORCHESTRA OF ST LUKE'S | |||||||||||||
| 450 WEST 37TH STREET SUITE 502 | NEW YORK | NY | 10018 | N/A | PC | FOR GENERAL OPERATING SUPPORT, IN HONOR OF CHARLES HAMLEN | $5,000 | ||||||
| OUTDOOR AFRO | |||||||||||||
| 2323 BROADWAY | OAKLAND | CA | 94612 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| PACIFIC RIDGE SCHOOL | |||||||||||||
| 6269 EL FUERTE STREET | CARLSBAD | CA | 92009 | N/A | PC | TO SUPPORT ONE OPPORTUNITY GRANT STUDENT FOR SIX ACADEMIC YEARS | $15,000 | ||||||
| PACIFIC SURVIVOR CENTER | |||||||||||||
| PO BOX 3535 | HONOLULU | HI | 96811 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| PERFORMING ARTS WORKSHOP | |||||||||||||
| 768 DELANO AVENUE | SAN FRANCISCO | CA | 94112 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $7,500 | ||||||
| PLANNED PARENTHOOD FEDERATION OF AMERICA | |||||||||||||
| 123 WILLIAM STREET 10TH FLOOR | NEW YORK | NY | 10038 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| PLAYWORKS | |||||||||||||
| 638 3RD STREET | OAKLAND | CA | 94607 | N/A | PC | FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR OAKLAND PROGRAMS ($25,000) | $50,000 | ||||||
| PLAYWRIGHTS PROJECT | |||||||||||||
| 3675 RUFFIN ROAD SUITE 330 | SAN DIEGO | CA | 92123 | N/A | PC | FOR SIMULATING EDUCATIONAL EXCELLENCE THROUGH DRAMA STANDARDS (SEEDS) | $12,500 | ||||||
| POET IN THE CITY | |||||||||||||
| N/A | NC | TO SUPPORT THE CREATION AND PRODUCTION OF A SERIES OF POETRY FILMS | $10,942 | 90 YORK WAY | LONDON | UK | N1 9AG | ||||||
| PORT CHESTER CARVER CENTER | |||||||||||||
| 400 WESTCHESTER AVENUE | PORT CHESTER | NY | 10573 | N/A | PC | FOR GENERAL OPERATING SUPPORT, IN HONOR OF AMY FISCH | $15,000 | ||||||
| PRESIDENT AND FELLOWS OF HARVARD COLLEGE | |||||||||||||
| MASSACHUSETTS HALL | CAMBRIDGE | MA | 02138 | N/A | PC | FOR THE FRIENDS OF HARVARD SQUASH | $2,500 | ||||||
| REACH OUT AND READ COLORADO | |||||||||||||
| 3705 MARTIN LUTHER KING BLVD | DENVER | CO | 80205 | N/A | PC | FOR SUPPORT OF GENERAL OPERATIONS | $25,000 | ||||||
| REACH OUT AND READ | |||||||||||||
| 89 SOUTH STREET SUITE 201 | BOSTON | MA | 02111 | N/A | PC | FOR SUPPORT OF GENERAL OPERATIONS | $10,000 | ||||||
| RED LODGE AREA COMMUNITY FOUNDATION | |||||||||||||
| 214 WEST 13TH STREET PO BOX 1871 | RED LODGE | MT | 59068 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $17,500 | ||||||
| REDLINE | |||||||||||||
| 2350 ARAPAHOE STREET | DENVER | CO | 80205 | N/A | PC | IN SUPPORT OF THE COMMUNITY STUDIO | $5,000 | ||||||
| RIEKES CENTER FOR HUMAN ENHANCEMENT | |||||||||||||
| 3455 EDISON WAY | MENLO PARK | CA | 94025 | N/A | PC | FOR THE FERNSIDE PROGRAM | $40,000 | ||||||
| RIP MEDICAL DEBT | |||||||||||||
| 80 THEODORE FREMD AVENUE | RYE | NY | 10580 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $15,000 | ||||||
| ROCKEFELLER PHILANTHROPY ADVISORS | |||||||||||||
| 6 WEST 48TH STREET 10TH FLOOR | NEW YORK | NY | 10036 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR THE ART FOR JUSTICE FUND | $25,000 | ||||||
| ROCKY MOUNTAIN BIRD OBSERVATORY | |||||||||||||
| 14500 LARK BUNTING LANE | BRIGHTON | CO | 80603 | N/A | PC | FOR SUPPORT OF GENERAL OPERATIONS | $5,000 | ||||||
| ROCKY MOUNTAIN INSTITUTE | |||||||||||||
| 2490 JUNCTION PLACE SUITE 200 | BOULDER | CO | 80301 | N/A | PC | FOR THE GLOBAL COOLING PRIZE | $25,000 | ||||||
| ROOTS FAMILY CENTER | |||||||||||||
| 4200 MORRISON ROAD UNIT 7 | DENVER | CO | 80219 | NQ | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| ROYAL SHAKESPEARE COMPANY | |||||||||||||
| N/A | NC | TO SUPPORT DREAM2020 | $40,000 | ROYAL SHAKESPEARE THEATRE WATERSIDE | WARWICKSHIRE | UK | CV37 6BB | STRATFORD-UPON-AVON | |||||
| SAN DIEGO YOUTH SYMPHONY AND CONSERVATORY | |||||||||||||
| 1650 EL PRADO 207A | SAN DIEGO | CA | 92101 | N/A | PC | TO SUPPORT THE ENCORE FUND | $12,500 | ||||||
| SCHOLARS UNLIMITED | |||||||||||||
| 3401 QUEBEC STREET SUITE 5010 | DENVER | CO | 80207 | N/A | PC | GENERAL OPERATING SUPPORT | $5,000 | ||||||
| SCULPTURE IN THE WILD | |||||||||||||
| PO BOX 712 | BILLINGS | MT | 59101 | N/A | PC | TO SUPPORT A NEW SCULPTURE BY BENTLY SPANG | $10,000 | ||||||
| SHARE OUR STRENGTH | |||||||||||||
| 1824 LINCOLN ST | DENVER | CO | 80203 | N/A | PC | FOR COOKING MATTERS FOR WIC REFUGEES INITIATIVE | $5,000 | ||||||
| SIERRA CLUB FOUNDATION | |||||||||||||
| 85 SECOND STREET 2ND FLOOR | SAN FRANCISCO | CA | 94105 | N/A | PC | FOR THE CLEAN ENERGY FOR ALL (CEFA) CAMPAIGN | $25,000 | ||||||
| SMITHSONIAN INSTITUTION | |||||||||||||
| INDEPENDENCE AVENUE AT SEVENTH | WASHINGTON | DC | 20013 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR THE HIRSHHORN MUSEUM AND SCULPTURE GARDEN | $20,000 | STREET SW | |||||
| SOCRATES SCULPTURE PARK | |||||||||||||
| PO BOX 6259 32-01 VERNON BLVD | LONG ISLAND CITY | NY | 11106 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $30,000 | ||||||
| SOLOMON R GUGGENHEIM FOUNDATION | |||||||||||||
| 1071 FIFTH AVENUE | NEW YORK | NY | 10128 | N/A | PC | TO SUPPORT LEARNING THROUGH ART | $10,000 | ||||||
| SOMETHING GOOD IN THE WORLD | |||||||||||||
| 624 CROTON AVENUE | CORTLANDT MANOR | NY | 10567 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| SOS OUTREACH | |||||||||||||
| PO BOX 2020 | AVON | CO | 81620 | N/A | PC | TO SUPPORT THE COLORADO NATIONAL MONUMENT TRIP FOR EDWARDS ELEMENTARY SCHOOL | $10,000 | ||||||
| STILLWATER VALLEY WATERSHED COUNCIL | |||||||||||||
| 303 WEST ROSEBUD ROAD | FISHTAIL | MT | 59028 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $2,000 | ||||||
| STORM KING ART CENTER | |||||||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE, AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN | $500,000 | ||||||
| STORM KING ART CENTER | |||||||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | FOR GENERAL OPERATING SUPPORT ($25,000) AND FOR SUPPORT OF THE 2020 GALA ($25,000) | $50,000 | ||||||
| THE COLBURN SCHOOL | |||||||||||||
| 200 SOUTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | FOR THE VIRTUAL CHOIR 6 | $10,000 | ||||||
| THE COLBURN SCHOOL | |||||||||||||
| 200 SOUTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | TO SUPPORT THE CREATION OF A FILM CO-PRODUCED WITH TIPPET RISE ART CENTER | $81,750 | ||||||
| THE COLBURN SCHOOL | |||||||||||||
| 200 SOUTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | TO SUPPORT ACCESS PROGRAMS AS PART OF THE EQUITY, DIVERSITY, AND INCLUSION INITIATIVE | $100,000 | ||||||
| THE COMMONWEALTH CLUB OF CALIFORNIA | |||||||||||||
| 110 THE EMBARCADERO | SAN FRANCISCO | CA | 94105 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR CLIMATE ONE | $25,000 | ||||||
| THE INDEPENDENCE PASS FOUNDATION | |||||||||||||
| PO BOX 1700 | ASPEN | CO | 81612 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $3,000 | ||||||
| THE MERWIN CONSERVANCY INC | |||||||||||||
| PO BOX 809 | HAIKU | HI | 96708 | N/A | PC | TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY | $40,000 | ||||||
| THE NATURE CONSERVANCY HAWAI'I PROGRAM | |||||||||||||
| 932 NUUANU AVENUE | HONOLULU | HI | 96817 | N/A | PC | FOR THE HE'EIA REVITALIZATION PROJECT | $20,000 | ||||||
| THE TRUST FOR PUBLIC LAND | |||||||||||||
| 101 MONTGOMERY STREET SUITE 900 | SAN FRANCISCO | CA | 94104 | N/A | PC | TO SUPPORT GENERAL OPERATIONS OF THE HAWAIIAN ISLANDS PROGRAM | $20,000 | ||||||
| THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK | |||||||||||||
| 630 WEST 168TH STREET | NEW YORK | NY | 10032 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR THE CELIAC DISEASE CENTER AT COLUMBIA UNIVERSITY MEDICAL CENTER | $40,000 | ||||||
| THEATRE FOR A NEW AUDIENCE | |||||||||||||
| 154 CHRISTOPHER STREET SUITE 3D | NEW YORK | NY | 10014 | N/A | PC | TO SUPPORT THE WORLD THEATRE PROJECT IN SCHOOLS | $10,000 | ||||||
| THIRD SECTOR NEW ENGLAND CO TSNE MISSION WORKS | |||||||||||||
| 89 SOUTH STREET SUITE 700 | BOSTON | MA | 02111 | N/A | PC | FOR MEMBERSHIP IN CONSTELLATION PHILANTHROPY | $10,000 | ||||||
| TIPPET RISE FOUNDATION | |||||||||||||
| C/O PKF OCONNOR DAVIES LLP 500 | HARRISON | NY | 10528 | N/A | POF | (OF $5M GRANT APPROVED IN 5/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | $2,500,000 | MAMARONECK AVENUE SUITE 301 | |||||
| TIPPET RISE FOUNDATION | |||||||||||||
| C/O PKF OCONNOR DAVIES LLP 500 | HARRISON | NY | 10528 | N/A | POF | (OF $8M GRANT APPROVED IN 3/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | $2,500,000 | MAMARONECK AVENUE SUITE 301 | |||||
| TRICKLE UP | |||||||||||||
| 104 W 27TH STREET 12TH FLOOR | NEW YORK | NY | 10001 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $20,000 | ||||||
| TRICKLE UP | |||||||||||||
| 104 W 27TH STREET 12TH FLOOR | NEW YORK | NY | 10001 | N/A | PC | FOR WEST AFRICA PROGRAMS | $10,000 | ||||||
| US LACROSSE INC | |||||||||||||
| 2 LOVETON CIRCLE | SPARKS | MD | 21152 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| UNCOMMON SCHOOLS | |||||||||||||
| 2 POLK STREET | TROY | NY | 12180 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR TROY PREPARATORY CHARTER SCHOOL | $4,000 | ||||||
| UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION | |||||||||||||
| 1995 UNIVERSITY AVENUE SUITE 401 | BERKELEY | CA | 94704 | N/A | PC | FOR THE PROGRAMMATIC RESEARCH FOR THE CENTER FOR LAW, ENERGY AND THE ENVIRONMENT'S PROJECT CLIMATE | $20,000 | ||||||
| UNIVERSITY OF CALIFORNIA BERKELEY FOUNDATION | |||||||||||||
| 1995 UNIVERSITY AVENUE SUITE 401 | BERKELEY | CA | 94704 | N/A | PC | TO SUPORT THE ARTS PASSPORT FOR UC BERKELEY ARTS + DESIGN, INCLUSIVE OF THE 5% PHILANTHROPIC ALLOCATION | $10,500 | ||||||
| UNIVERSITY OF MONTANA FOUNDATION | |||||||||||||
| UNIVERSITY HALL 207 | MISSOULA | MT | 59812 | N/A | PC | FOR GENERAL SUPPORT FOR THE UNIVERSITY OF MONTANA COLLEGE OF VISUAL AND PERFORMING ARTS AND MEDIA, INCLUSIVE OF 6% ADMINISTRATIVE FEE | $10,000 | ||||||
| VALLEY SETTLEMENT | |||||||||||||
| 520 SOUTH THIRD STREET SUITE 9 | CARBONDALE | CO | 81623 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $25,000 | ||||||
| VALLEY SETTLEMENT | |||||||||||||
| 520 SOUTH THIRD STREET SUITE 9 | CARBONDALE | CO | 81623 | N/A | PC | FOR EL BUSESITO/LITTLE BUS PROGRAM | $25,000 | ||||||
| VILLAGE ENTERPRISE FUND | |||||||||||||
| 751 LAUREL STREET PMB 222 | SAN CARLOS | CA | 94070 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| VOTER PARTICIPATION CENTER | |||||||||||||
| 1707 L STREET NORTHWEST SUITE 950 | WASHINGTON | DC | 20036 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $80,000 | ||||||
| VOTER PARTICIPATION CENTER | |||||||||||||
| 1707 L STREET NORTHWEST SUITE 950 | WASHINGTON | DC | 20036 | N/A | PC | FOR A SITE-BASED VOTE-BY-MAIL REGISTRATION IN GEORGIA | $40,000 | ||||||
| WALKING MOUNTAINS SCIENCE CENTER | |||||||||||||
| PO BOX 9469 | AVON | CO | 81620 | N/A | PC | TO SUPPORT FIELD SCIENCE PROGRAMS FOR EDWARDS ELEMENTARY SCHOOL STUDENTS AND THE PARTNERSHIP WITH THE MAGIC BUS PROGRAM | $20,000 | ||||||
| WIGMORE HALL TRUST | |||||||||||||
| N/A | NC | TO SUPPORT FOUR CONCERT BROADCASTS | $53,912 | 36 WIGMORE STREET | LONDON | UK | W1U 2BP | ||||||
| WILDLIFE CONSERVATION SOCIETY | |||||||||||||
| 2300 SOUTHERN BOULEVARD | NEW YORK | NY | 10460 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $5,000 | ||||||
| WINDHORSE EQUINE LEARNING | |||||||||||||
| 3477 JOHNSON ROAD | BOZEMAN | MT | 59718 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $2,500 | ||||||
| WOMEN'S REFUGEE COMMISSION | |||||||||||||
| 15 W 37TH STREET 9TH FLOOR | NEW YORK | NY | 10018 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | ||||||
| WOODLAND BOOK CENTER | |||||||||||||
| 720 E LOCUST STREET | MILWAUKEE | WI | 53212 | N/A | PC | TO SUPPORT IN-NA-PO FOR THE PRODUCTION OF AN INDIGENOUS POETRY EVENT | $8,400 | ||||||
| WORKING AMERICA EDUCATION FUND | |||||||||||||
| 815 16TH STREET NW | WASHINGTON | DC | 20006 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $50,000 | ||||||
| XAVERIAN HIGH SCHOOL | |||||||||||||
| 7100 SHORE ROAD | BROOKLYN | NY | 11209 | N/A | PC | FOR THE CHRIS HOBAN SCHOLARSHIP FUND, IN HONOR OF JERRY KANE | $5,000 | ||||||
| YELLOWSTONE ART MUSEUM | |||||||||||||
| 401 NORTH 27TH STREET | BILLINGS | MT | 59101 | N/A | PC | TO SUPPORT ARTS EDUCATION PROGRAMS FOR CHILDREN | $26,000 | ||||||
| YELLOWSTONE ART MUSEUM | |||||||||||||
| 401 NORTH 27TH STREET | BILLINGS | MT | 59101 | N/A | PC | TO SUPPORT THE MONTANA WOMEN'S PRISON ART EDUCATION PROGRAM | $10,000 | ||||||
| YOUNG CONCERT ARTISTS | |||||||||||||
| 250 WEST 57TH STREET SUITE 1222 | NEW YORK | NY | 10107 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $20,000 | ||||||
| YOUTH PASSAGEWAYS | |||||||||||||
| PO BOX 46631 | KANSAS CITY | MO | 64188 | N/A | PC | FOR GENERAL OPERATING SUPPORT FOR EVER FORWARD SIEMPRE ADELANTE | $5,000 | ||||||
| YOUTH POWER 365 | |||||||||||||
| PO BOX 6550 | AVON | CO | 81620 | N/A | PC | IN SUPPORT OF THE PARENT MENTOR PROGRAM | $5,000 | ||||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $10,179,057 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| BREAST CANCER ALLIANCE INC | ||||||||
| 48 MAPLE AVENUE | GREENWICH | CT | 06830 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $2,500 | |
| BROWN UNIVERSITY | ||||||||
| PO BOX 1925 | PROVIDENCE | RI | 02912 | N/A | PC | FOR BROWNCONNECT & FINANCIAL AID | $4,050,000 | |
| CALIFORNIA SHAKESPEARE THEATER | ||||||||
| 701 HEINZ AVENUE | BERKELEY | CA | 94710 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $10,000 | |
| COLLEGE VISIONS | ||||||||
| 131 WASHINGTON STREET SUITE 205 | PROVIDENCE | RI | 02903 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $7,500 | |
| CONNECTICUT COLLEGE | ||||||||
| 270 MOHEGAN AVENUE | NEW LONDON | CT | 06320 | N/A | PC | TO SUPPORT FINANCIAL AID FOR STUDENTS THROUGH CONNECTICUT COLLEGE'S CAPITAL CAMPAIGN | $100,000 | |
| OCEAN DISCOVERY INSTITUTE | ||||||||
| 4255 THORN STREET | SAN DIEGO | CA | 92105 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $50,000 | |
| PERFORMING ARTS WORKSHOP | ||||||||
| 768 DELANO AVENUE | SAN FRANCISCO | CA | 94112 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $7,500 | |
| STORM KING ART CENTER | ||||||||
| 1 MUSEUM ROAD | NEW WINDSOR | NY | 12553 | N/A | PC | TO SUPPORT THE DEVELOPMENT OF A NEW FACILITY TO BE USED FOR CONSERVATION, ART STORAGE AND MAINTENANCE, AS PART OF THE CAPITAL CAMPAIGN | $1,500,000 | |
| TEDDY BEAR CANCER FOUNDATION | ||||||||
| 3892 STATE STREET | SANTA BARBARA | CA | 93105 | N/A | PC | FOR GENERAL OPERATING SUPPORT | $1,000 | |
| THE COLBURN SCHOOL | ||||||||
| 200 SOUTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | TO SUPPORT ACCESS PROGRAMS AS PART OF COLBURN'S EQUITY, DIVERSITY, AND INCLUSION INITIATIVE | $200,000 | |
| THE MERWIN CONSERVANCY INC | ||||||||
| PO BOX 809 | HAIKU | HI | 96708 | N/A | PC | TO SUPPORT THE PRESERVATION AND RESTORATION OF MERWIN'S HOME AND LIBRARY | $40,000 | |
| TIPPET RISE FOUNDATION | ||||||||
| C/O PKF OCONNOR DAVIES LLP 500 | HARRISON | NY | 10528 | N/A | POF | TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | $2,500,000 | MAMARONECK AVENUE SUITE 301 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $8,468,500 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $10,102 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,327,026 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $79,886 | UnrelatedBusinessTaxblIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $45,359 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $19,441,204 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $135,347 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $20,768,230 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $20,903,577 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ACCOUNTING AND TAX PREPARATION | $351,602 | $0 | $345,602 |
| AUDIT | $18,000 | $0 | $18,000 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (16 entries)
| Address Line1ForeignAddress/AddressLine1Txt | CityForeignAddress/CityNm | CountryForeignAddress/CountryCd | Foreign PostalForeignAddress/ForeignPostalCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt | Expended By GranteeExpendedByGranteeAmt | Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Address Line2ForeignAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| GLYNDEBOURNE PRODUCTIONS LIMITED | ||||||||||||||||
| NEW ROAD LEWES BN8 5UU | EAST SUSSEX | UK | V3H7 8M | 2020-12-03 | $25,000 | TO SUPPORT EDUCATION AND COMMUNITY PROGRAMS | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | |||||||
| KERE FOUNDATION | ||||||||||||||||
| ARNTSTR 34 | BERLIN | GM | 10965 | 2020-12-03 | $100,000 | TO SUPPORT THE CONSTRUCTION OF A SECONDARY SCHOOL IN GANDO, BURKINA FASO | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | |||||||
| DRUID PERFORMING ARTS COMPANY | ||||||||||||||||
| THE DRUID BUILDING FLOOD STREET | GALWAY | EI | H91 PWX5 | 2020-09-04 | $8,383 | TO SUPPORT A SERIES OF POETRY FILMS AND A PRODUCTION FILM OF DRUIDGREGORY | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | |||||||
| POET IN THE CITY | ||||||||||||||||
| 90 YORK WAY | LONDON | UK | N1 9AG | 2020-04-01 | $7,334 | TO SUPPORT THE PRODUCTION OF A SERIES OF POETRY FILMS | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | 07/31/2020 | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | $7,334 | ||||||
| POET IN THE CITY | ||||||||||||||||
| 90 YORK WAY | LONDON | UK | N1 9AG | 2020-06-22 | $3,608 | TO SUPPORT THE CREATION OF A SERIES OF POETRY FILMS | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | 02/31/2020 | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | $3,608 | ||||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-01-28 | $1,000,000 | (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | 10/01/2020 | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | $1,000,000 | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | |||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-03-04 | $500,000 | (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | 10/01/2020 | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | $500,000 | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | |||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-03-30 | $1,000,000 | (OF $8M GRANT APPROVED IN 4/2019) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | 10/01/2020 | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | $1,000,000 | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | |||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-06-08 | $500,000 | (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-07-30 | $500,000 | (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-09-28 | $500,000 | (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-11-09 | $500,000 | (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| TIPPET RISE FOUNDATION | ||||||||||||||||
| 2020-12-10 | $500,000 | (OF $5M GRANT APPROVED IN 6/2020) TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF PROGRAMS AND VENUES TO PROVIDE ACCESS TO ART IN A NATURAL ENVIRONMENT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| ADRIAN BRINKERHOFF POETRY FOUNDATION | ||||||||||||||||
| 2020-06-25 | $250,000 | TO SUPPORT THE FOUNDATION'S CHARITABLE AND EDUCATIONAL PURPOSE AS A PRIVATE OPERATING FOUNDATION, INCLUDING THE DEVELOPMENT AND OPERATION OF LITERARY PROGRAMS | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | C/O PKF OCONNOR DAVIES LLP 500 | MAMARONECK AVENUE SUITE 301 | HARRISON | NY | 105281633 | ||||||
| WIGMORE HALL TRUST | ||||||||||||||||
| 36 WIGMORE STREET | LONDON | UK | W1U 2BP | 2020-08-20 | $53,912 | FOR GENERAL OPERATING SUPPORT | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | |||||||
| ROYAL SHAKESPEARE COMPANY | ||||||||||||||||
| ROYAL SHAKESPEARE THEATRE WATERSIDE | WARWICKSHIRE | UK | CV37 6BB | 2020-01-22 | $40,000 | TO SUPPORT DREAM2020 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED | PENDING FINAL REPORT | THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT THOSE REPORTS ARE OF DUBIOUS ACCURACY OR RELIABILITY | STRATFORD-UPON-AVON | ||||||
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (2 entries)
| IdentifierIdentifierTxt | Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|---|
| SPECIAL TRUSTEES OF THE COLORADO FUND | PART VIII, LINE 1 | NET ASSETS WITH DONOR RESTRICTIONS CONSIST OF THE COLORADO FUND (THE "FUND"). THIS FUND, WHICH HAS ALSO BEEN REFERRED TO AS THE "SPECIAL ACCOUNT", IS A COMPLETELY SEPERATE FUND MAINTAINED BY THE FOUNDATION'S SPECIAL TRUSTEES, HAROLD R. LOGAN, JR. AND ANN M. LOGAN. THE FUND WAS CREATED PURSUANT TO A TIMELY-FILED QUALIFIED DISCLAIMER, PURSUANT TO SECTION 2518 OF THE INTERNAL REVENUE CODE OF 1986, AS AMEDNED, IN CONNECTION WITH THE ADMINISTRATION OF THE ESTATE OF SIDNEY E. FRANK. (MR. FRANK WAS THE INTITAL SOLE TRUSTEE OF THE FOUNDATION). SAID DISCLAIMER WAS THE SUBJECT OF A COURT PROCEEDING AND OF AN INTERNAL REVENUE SERVICE PRIVATE LETTER RULING. THE COURT PROCEEDING AND THE PRIVATE LETTER RULING APPROVED OF THE CREATION OF THE FUND, PROVIDED THAT CERTAIN CRITERIA WERE MET, INCLUDING, THAT NO MEMBER OF SIDNEY E. FRANK'S FAMILY WAS TO HAVE ANY INVOLVEMENT WITH THE FUND. TO THAT END, AND AS REQUIRED BY THE AFOREMENTIONED PRIVATE LETTER RULING, THE FOUNDATION'S GOVERNING INSTRUMENT WAS AMENDED BY THE FIRST AMENDMENT THERETO, DATED AUGUST 21, 2006, WHICH AMENDMENT REQUIRED, AMONG OTHER THINGS, THAT ONLY NON-FAMILY MEMBERS COULD BE APPOINTED TO SERVE AS THE SPECIAL TRUSTEES OF THE FUND AND THAT THE PROPERTY COMPRISING THE FUND BE MAINTAINED IN A SEGREGATED ACCOUNT MAINTAINED COMPLETELY SEPERATE AND APART FROM THE FOUNDATION'S OTHER ASSETS. THE LOGANS WERE APPOINTED SPECIAL TRUSTEES ON AUGUST 30, 2006. THE FUND WAS FUNDED ON DECEMBER 29, 2006 WITH THE SUM OF FIVE MILLION AND 00/100 DOLLARS. (NO ADDITIONAL FUNDS HAVE BEEN, NOR IS IT ANTICIPATED THAT ANY ADDITIONAL FUNDS WILL BE, SUBSEQUENTLY ADDED TO THE FUND). THE LOGANS HAVE OVERSEEN THE MANAGEMENT OF THE FUND SINCE ITS INCEPTION AND, ACCORDINGLY, NO MEMBER OF THE FRANK FAMILY HAS HAD ANY SUCH ROLE IN THE FUND'S ACTIVITIES DURING ITS EXISTENCE. |
| TRANSFERS TO CONTROLLED ENTITIES | PART VII-A, LINE 11 | NAME OF CONTROLLED ENTITY: TIPPET RISE FOUNDATIONEMPLOYER ID NO: 35-6933159ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDING OF CONTINUED OPERATIONS AND CONSTRUCTION OF ART CENTERAMOUNT OF TRANSFER: $5,000,000EXCESS BUSINESS HOLDING: NONAME OF CONTROLLED ENTITY: ADRIAN BRINKERHOFF POETRY FOUNDATIONEMPLOYER ID NO: 81-3608525ADDRESS: C/O PKF O'CONNOR DAVIES, LLP, 500 MAMARONECK AVENUE, SUITE 301, HARRISON, NY 10528-1633DESCRIPTION OF TRANSFER: FUNDINGAMOUNT OF TRANSFER: $250,000EXCESS BUSINESS HOLDING: NO |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (44 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE, INC. DTD 5/14/15 3.600% DUE 5/14/25 150,000.000 QUANTITY | $167,819 | $167,819 |
| ACE INA HLDG INC SR UNSE DTD 3/13/13 2.700% DUE 3/13/23 150,000.000 QUANTITY | $159,173 | $159,173 |
| APPLE INC. DTD 2/23/16 2.850% DUE 2/23/23 50,000.000 QUANTITY | $53,013 | $53,013 |
| AT&T, INC. SR UNSECD NT DTD 5/4/15 3.400% DUE 5/15/25 150,000.000 QUANTITY | $167,369 | $167,369 |
| AUTOZONE, INC. DTD 4/18/19 3.125% DUE 4/18/24 100,000.000 QUANTITY | $108,236 | $108,236 |
| AUTOZONE, INC. SR NT DTD 4/29/15 3.250% DUE 4/15/25 100,000.000 QUANTITY | $110,254 | $110,254 |
| BANK NEW YORK MELLON CORP. 8/13/18 3.450% DUE 8/11/23 125,000.000 QUANTITY | $136,797 | $136,797 |
| BANK OF AMERICA C VAR CALLABLE 10/23/24 350,000.000 QUANTITY | $399,000 | $399,000 |
| BB&T CORP. DTD 5/10/16 2.050% DUE 5/10/21 150,000.000 QUANTITY | $151,160 | $151,160 |
| BOEING CO UNSECD SR NT DTD 10/29/15 2.600% DUE 10/30/25 58,000.000 QUANTITY | $60,765 | $60,765 |
| BOEING CO UNSECD SR NT DTD 2/15/19 2.800% DUE 3/1/24 17,000.000 QUANTITY | $18,011 | $18,011 |
| BRISTOL MYERS SQUIBB CO DTD 1/26/20 2.900% DUE 7/26/24 150,000.000 QUANTITY | $164,662 | $164,662 |
| CATERPILLAR FINL SVCS CORP DTD 7/8/20 0.650% DUE 7/7/23 150,000.000 QUANTITY | $151,726 | $151,726 |
| CITIGROUP INC CALLABLE 12/10/25 4.000% 750,000.000 QUANTITY | $770,625 | $770,625 |
| CITIGROUP INC UN SR NT DTD 3/30/16 2.700% DUE 03/30/21 150,000.000 QUANTITY | $151,891 | $151,891 |
| CITIGROUP INC VAR 99 CALLABLE 1/30/23 DUE 12/31/99 700,000.000 QUANTITY | $731,500 | $731,500 |
| CITIGROUP INC VAR 99 CALLABLE 2/15/21 DUE 12/31/99 1,000,000.000 QUANTITY | $998,750 | $998,750 |
| CITIGROUP INC VAR CALLABLE 2/15/21 800,000.000 QUANTITY | $801,000 | $801,000 |
| COMCAST CORP NEW SR NT DTD 10/05/18 3.7000% DUE 4/15/24 200,000.000 QUANTITY | $221,604 | $221,604 |
| CONSTELLATION BRANDS, INC. 5/14/13 4.250% DUE 5/1/23 125,000.000 QUANTITY | $137,140 | $137,140 |
| CVS HEALTH CORP. DTD 3/9/18 3.700% DUE 3/9/23 14,000.000 QUANTITY | $15,139 | $15,139 |
| HCA INC 1ST LIEN SR NT DTD 3/17/14 5.000% DUE 3/15/24 100,000.000 QUANTITY | $113,969 | $113,969 |
| HERSHEY CO. DTD 5/10/18 3.375% DUE 5/15/23 100,000.000 QUANTITY | $107,507 | $107,507 |
| HOME DEPOT, INC. DTD 4/5/13 2.700% DUE 4/1/23 150,000.000 QUANTITY | $158,337 | $158,337 |
| JPMORGAN CHASE & CO NT DTD 7/23/18 3.797% DUE 7/23/24 200,000.000 QUANTITY | $220,285 | $220,285 |
| JPMORGAN CHASE & VAR 99 CALLABLE 2/1/24 DUE 12/31/99 100,000.000 QUANTITY | $112,250 | $112,250 |
| JPMORGAN CHASE & VAR CALLABLE 5/1/20 1,045,000.000 QUANTITY | $1,041,081 | $1,041,081 |
| MFRS & TRADERS TR CO. DTD 5/18/17 2.500% DUE 5/18/22 150,000.000 QUANTITY | $154,762 | $154,762 |
| MORGAN STANLEY SR UN GMTN DTD 4/21/16 2.500% DUE 4/41/21 150,000.00 QUANTITY | $151,659 | $151,659 |
| MORGAN STANLEY VAR 99 CALLABLE 1/15/21 DUE 12/31/99 1,050,000.000 QUANTITY | $1,038,188 | $1,038,188 |
| MORGAN STANLEY VAR 99 CALLABLE 2/3/21 DUE 12/31/99 525,000.000 QUANTITY | $521,063 | $521,063 |
| ORACLE CORP UNSECD SR NT DTD 4/1/20 2.500% DUE 4/1/25 150,000.000 QUANTITY | $162,151 | $162,151 |
| PEPSICO, INC. DTD 2/28/13 2.750% DUE 3/1/23 100,000.000 QUANTITY | $106,498 | $106,498 |
| PNC BK NA PITTSBURGH PA DTD 6/8/18 3.500% DUE 6/8/23 150,000.000 QUANTITY | $161,363 | $161,363 |
| REGIONS FINL CORP NEW NT DTD 5/18/20 2.250% DUE 5/18/25 125,000.000 QUANTITY | $132,896 | $132,896 |
| RYDER SYS INC. DTD 5/22/19 2.875% DUE 6/1/22 100,000.000 QUANTITY | $103,541 | $103,541 |
| SCHWAB CHARLES CORP NEW DTD 12/7/17 2.650% DUE 1/25/23 150,000.000 QUANTITY | $158,856 | $158,856 |
| SUNTRUST BK ATLANTA GA DTD 3/18/19 3.200% DUE 4/1/24 150,000.000 QUANTITY | $164,019 | $164,019 |
| THE GOLDMAN SACHS VAR 99 DUE 12/31/99 1,275,000.000 QUANTITY | $1,271,813 | $1,271,813 |
| UNITEDHEALTH GROUP, INC. DTD 6/19/18 3.500% DUE 6/15/23 150,000.000 QUANTITY | $162,107 | $162,107 |
| VERIZON COMM INC SR NT DTD 10/29/14 3.500% DUE 11/1/24 150,000.000 QUANTITY | $166,553 | $166,553 |
| VISA, INC. DTD 9/11/17 2.150% DUE 9/15/22 150,000.000 QUANTITY | $155,606 | $155,606 |
| WELLS FARGO & CO NEW UNS DTD 1/25/17 3.069% DUE 1/24/23 150,000.000 QUANTITY | $156,289 | $156,289 |
| WELLS FARGO COML MTG TR DTD 7/1/16 2.495% DUE 7/15/48 150,000.000 QUANTITY | $151,153 | $151,153 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (47 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| A.O. SMITH CORP (AOS) 2,010.000 SHARES | $110,188 | $110,188 |
| AMERICAN WATER WORKS CO. INC (AWK) 1,166.000 SHARES | $178,946 | $178,946 |
| ARCADIS NV (ARCAY) 8,355.000 SHARES | $276,286 | $276,286 |
| ARRAY TECHNOLOGIES, INC. (ARRY) 4,655.000 SHARES | $200,817 | $200,817 |
| BADGER METER INC (BMI) 1,696.000 SHARES | $159,526 | $159,526 |
| BANK OF AMERICA 7.25% PFD SER L (BAC+L) 800.000 SHARES | $1,214,864 | $1,214,864 |
| BEIJING ENTERPRISES WATER GROUP LTD (BJWTF) 174,000.000 SHARES | $70,014 | $70,014 |
| BILLERUDKORSNAS AB (BLRDF) 4,981.000 SHARES | $88,348 | $88,348 |
| BROOKFIELD RENEWABLE CORPORATION (BEPC) 1,335.000 SHARES | $77,790 | $77,790 |
| BROOKFIELD RENEWABLE PARTNERS MLP (BEP) 5,344.000 SHARES | $230,594 | $230,594 |
| BUREAU VERITAS SA (BVRDF) 7,015.000 SHARES | $186,678 | $186,678 |
| CHINA EVERBRIGHT GREENTECH LTD (1257.HK) 112,000.000 SHARES | $49,400 | $49,400 |
| CHINA EVERBRIGHT INTL LTD (CHFFF) 207,000.000 SHARES | $116,930 | $116,930 |
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PAULO (SBS) 4,463.000 SHARES | $38,337 | $38,337 |
| DANAHER CORPORATION (DHR) 1,387.000 SHARES | $308,108 | $308,108 |
| ENEL SPA (ENLAY) 30,330.000 SHARES | $306,972 | $306,972 |
| ESSENTIAL UTILITIES, INC. (WTRG) 5,023.000 SHARES | $237,538 | $237,538 |
| FLIR SYSTEMS INC (FLIR) 2,780.000 SHARES | $121,847 | $121,847 |
| GEBERIT AG (GBERY) 154.000 SHARES | $96,560 | $96,560 |
| HALMA PLC (HLMAF) 4,523.000 SHARES | $151,439 | $151,439 |
| HANNON ARMSTRONG SUSTAINABLE INFRASTRUSTURE CAPITAL (HASI) 4,212.000 SHARES | $267,167 | $267,167 |
| ILLUMINA INC (ILMN) 209.000 SHARES | $77,330 | $77,330 |
| IRIDIUM COMMUNICATIONS INC (IRDM) 5,632.000 SHARES | $221,478 | $221,478 |
| ITRON INC (ITRI) 3,051.000 SHARES | $292,591 | $292,591 |
| KUBOTA CORPORATION (KUBTY) 15,000.000 SHARES | $327,085 | $327,085 |
| MAXAR TECHNOLOGIES INC. (MAXR) 1,150.000 SHARES | $44,379 | $44,379 |
| METAWATER CO LTD (MTWTF) 8,200.000 SHARES | $184,446 | $184,446 |
| MORGAN STANLEY 6.875% PFD SER F (MS+F) 3,100.000 SHARES | $88,350 | $88,350 |
| ORSTED AS (DOGEF) 1,898.000 SHARES | $388,072 | $388,072 |
| P/F BAKKAFROST (BKFKF) 2,168.000 SHARES | $155,135 | $155,135 |
| PENNON GROUP PLC (PEGRF) 6,405.000 SHARES | $83,189 | $83,189 |
| PENTAIR PLC (PNR) 2,807.000 SHARES | $149,024 | $149,024 |
| ROPER INDUSTRIES INC (ROP) 210.000 SHARES | $90,529 | $90,529 |
| SCHNEIDER ELECTRIC SA (SBGSF) 2,397.000 SHARES | $346,784 | $346,784 |
| STANTEC INC (STN) 2,560.000 SHARES | $82,959 | $82,959 |
| STERICYCLE, INC. (SRCL) 1,143.000 SHARES | $79,244 | $79,244 |
| SUEZ SA (SZEVF) 3,724.000 SHARES | $73,870 | $73,870 |
| TETRA TECH INC (TTI) 2,138.000 SHARES | $247,538 | $247,538 |
| THE GORMAN-RUPP COMPANY (GRC) 2,355.000 SHARES | $76,420 | $76,420 |
| THERMO FISHER SCIENTIFIC INC (TMO) 672.000 SHARES | $313,004 | $313,004 |
| TOMRA SYSTEMS ASA (TMRAF) 4,070.000 SHARES | $200,941 | $200,941 |
| TPI COMPOSITES INC (TPIC) 6,751.000 SHARES | $356,318 | $356,318 |
| TRIMBLE INC (TRMB) 4,289.000 SHARES | $286,377 | $286,377 |
| U.S. BANCORP 6.500% PFD (USB+M) 8,575.000 SHARES | $228,610 | $228,610 |
| VAISALA OYJ A SHARES (VAIAF) 2,938.000 SHARES | $144,978 | $144,978 |
| VERISK ANALYTICS INC (VRSK) 856.000 SHARES | $177,697 | $177,697 |
| XYLEM INC (XYL) 2,901.000 SHARES | $295,293 | $295,293 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $12,250,091 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $12,250,091 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $1,484,739 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $1,484,739 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (92 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ACACIA CONSERVATION FUND (OFFSHORE), LTD. | FMV | $723,665 | $723,665 |
| AEOLUS PROPERTY CATASTROPHE KEYSTONE PF FUND, L.P. | FMV | $381,170 | $381,170 |
| AKRE FOCUS FD INST (AKRIX) 273,936.953 SHARES | FMV | $15,080,229 | $15,080,229 |
| ALTOR FUND III (NO. 2), L.P. | FMV | $494,322 | $494,322 |
| ALTOR FUND IV (NO. 1), AB | FMV | $2,422,140 | $2,422,140 |
| ALTOR FUND V (NO. 1), AB | FMV | $273,333 | $273,333 |
| AMANSA FEEDER, LTD. | FMV | $2,715,325 | $2,715,325 |
| BAIN CAPITAL EUROPE FUND III, L.P. | FMV | $149,802 | $149,802 |
| BIL, LTD. | FMV | $201,907 | $201,907 |
| BLACKSTONE ALTERNATIVE MULTI-STRATEGY FUND CLASS I (BXMIX) 3,626.828 SHARES | FMV | $37,139 | $37,139 |
| BROOKSIDE CAYMAN, LTD. | FMV | $2,626 | $2,626 |
| CERBERUS INTERNATIONAL SPV, LTD. | FMV | $31,693 | $31,693 |
| CVC EUROPEAN EQUITY PARTNERS V | FMV | $138,109 | $138,109 |
| D.E. SHAW OCULUS INTERNATIONAL FUND | FMV | $1,532,306 | $1,532,306 |
| D1 CAPITAL PARTNERS OFFSHORE, L.P. | FMV | $8,222,151 | $8,222,151 |
| DODGE & COX INTL STOCK FUND (DODFX) 10,176.870 SHARES | FMV | $444,729 | $444,729 |
| DODGE & COX STOCK FUND (DODGX) 1,333.035 SHARES | FMV | $256,690 | $256,690 |
| DYNAMO BRASIL VIII, LLC | FMV | $166,208 | $166,208 |
| EATON VANCE FLOATING RATE FD (EIBLX) 33,579.920 SHARES | FMV | $292,818 | $292,818 |
| EDGEWOOD GROWTH FD INSTL (EGFIX) 361,904.471 SHARES | FMV | $18,735,794 | $18,735,794 |
| ELLIOT INTERNATIONAL, LTD. | FMV | $15,766,618 | $15,766,618 |
| ENERGY CAPITAL PARTNERS II-B, L.P. | FMV | $362,413 | $362,413 |
| EP LIFE SCIENCES, LTD. | FMV | $8,376,786 | $8,376,786 |
| EP MFF LTD | FMV | $7,500,000 | $7,500,000 |
| EP SCF LTD | FMV | $2,500,000 | $2,500,000 |
| FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P. | FMV | $65,047 | $65,047 |
| FEDERAL HOME LN MTG CORP POOL #C91366 4.500% DUE 4/1/31 108,004.850 SHARES | FMV | $119,805 | $119,805 |
| FEDERAL HOME LN MTG CORP POOL #G60081 4.000% DUE 6/1/45 108,728.826 SHARES | FMV | $121,965 | $121,965 |
| FEDERAL HOME LN MTG CORP POOL #QN3609 2.000% DUE 9/1/35 237,941.126 SHARES | FMV | $249,719 | $249,719 |
| FEDERAL HOME LN MTG CORP POOL #RB5095 2.000% DUE 1/1/41 241,000.000 SHARES | FMV | $250,613 | $250,613 |
| FEDERAL NATL MTG ASSN POOL #AL7277 3.500% DUE 7/1/28 55,874.508 SHARES | FMV | $59,425 | $59,425 |
| FEDERAL NATL MTG ASSN POOL #BM4123 3.000% DUE 3/1/30 139,823.575 SHARES | FMV | $149,403 | $149,403 |
| FEDERAL NATL MTG ASSN POOL #BM5381 3.000% DUE 6/1/28 139,687.646 SHARES | FMV | $147,180 | $147,180 |
| FEDERAL NATL MTG ASSN POOL #CA5461 2.500% DUE 3/1/35 120,130.520 SHARES | FMV | $125,509 | $125,509 |
| FEDERAL NATL MTG ASSN POOL #FM3836 1.500% DUE 8/1/35 93,344.570 SHARES | FMV | $96,790 | $96,790 |
| FEDERAL NATL MTG ASSN POOL #MA4228 1.500% DUE 1/1/36 241,000.000 SHARES | FMV | $248,064 | $248,064 |
| FORMATION8 PARTNERS FUND II, L.P. | FMV | $1,368,984 | $1,368,984 |
| FR XII-A PARALLEL VEHICLE, L.P. | FMV | $179,518 | $179,518 |
| GAOLING FEEDER, LTD. | FMV | $1,950,265 | $1,950,265 |
| GENERATION IM FUND PLC. | FMV | $33,343,894 | $33,343,894 |
| HARDING LOEVNER INTL EQUITY (HLMIX) 15,857.192 SHARES | FMV | $450,661 | $450,661 |
| HIG BAYSIDE DEBT & LBO FUND II, L.P. | FMV | $397,652 | $397,652 |
| HIG CAPITAL PARTNERS VI, L.P. | FMV | $87,275 | $87,275 |
| HIG MIDDLE MARKET LBO FUND II, L.P. | FMV | $3,408,650 | $3,408,650 |
| HIG MIDDLE MARKET LBO FUND III, L.P. | FMV | $70,913 | $70,913 |
| IMPILO, AB | FMV | $5,846,200 | $5,846,200 |
| INSTITUTIONAL DISTRESSED OPPORTUNITIES FUND, LTD. | FMV | $4,757,215 | $4,757,215 |
| IRONWOOD INTERNATIONAL, LTD. | FMV | $842,904 | $842,904 |
| JPMORGAN STRATEGIC INCOME OPPTY I (JSOSX) 3,540.8500 SHARES | FMV | $40,720 | $40,720 |
| KHOSLA VENTURES III, L.P. | FMV | $4,094,150 | $4,094,150 |
| KING STREET CAPITAL, LTD. | FMV | $8,892 | $8,892 |
| LAZARD EMRG MKTS EQUITY (LZEMX) 15,336.550 SHARES | FMV | $276,671 | $276,671 |
| LBC FEEDER FUND IV, L.P. | FMV | $3,028,025 | $3,028,025 |
| LEGACY VENTURE IX, LLC | FMV | $1,958,476 | $1,958,476 |
| LEGACY VENTURE V (QP), LLC | FMV | $11,106,047 | $11,106,047 |
| LEGACY VENTURE VIII, LLC | FMV | $5,398,667 | $5,398,667 |
| LONE CASCADE, L.P. | FMV | $16,784,003 | $16,784,003 |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS N (LGBNX) 3,568.542 SHARES | FMV | $41,574 | $41,574 |
| MATTHEWS ASIA DIVIDEND FD (MIPIX) 139,961.795 SHARES | FMV | $3,165,936 | $3,165,936 |
| METROPOLITAN WEST TOTAL RETURN (MWTSX) 4,277.099 SHARES | FMV | $44,868 | $44,868 |
| MILLENIUM INTERNATIONAL, LTD. | FMV | $10,591,964 | $10,591,964 |
| NEW SILK ROAD CHINA FUND, LTD. | FMV | $2,619,906 | $2,619,906 |
| NORTH HAVEN REAL ESTATE FUND VII OFFSHORE INVESTORS GLOBAL, L.P. | FMV | $87,169 | $87,169 |
| OCA CMTG, LLC | FMV | $4,000,000 | $4,000,000 |
| OCA OHA CREDIT FUND SEGREGATED PORTFOLIO | FMV | $7,130,259 | $7,130,259 |
| OCA SILVER LAKE V TE, LLC | FMV | $6,298,028 | $6,298,028 |
| OCA TBP VI, LLC | FMV | $7,637,744 | $7,637,744 |
| ODYSSEY INVESTMENT PARTNERS FUND V, L.P. | FMV | $3,443,961 | $3,443,961 |
| ODYSSEY INVESTMENT PARTNERS FUND VI, LP | FMV | $260,043 | $260,043 |
| PATRIA-PRIVATE EQUITY FUND VI FEEDER, L.P. | FMV | $1,247,473 | $1,247,473 |
| PROVIDENCE STRATEGIC GROWTH III | FMV | $4,400,294 | $4,400,294 |
| RIVERSTONE/CARLYLE RENEWABLE & ALTERNATIVE ENERGY FUND II, L.P. | FMV | $61,221 | $61,221 |
| SCGE OFFSHORE FUND, L.P. | FMV | $5,649,163 | $5,649,163 |
| SCULPTOR OVERSEAS FUND II, LTD. | FMV | $24 | $24 |
| SPECIALTY LOAN FUND III, L.P. | FMV | $59,197 | $59,197 |
| STONE RIDGE REINSURANCE RISK (SRRIX) 5,528.905 SHARES | FMV | $223,755 | $223,755 |
| T ROWE PRICE BLUE CHIP GROWTH FD (TBCIX) 1,913.5740 SHARES | FMV | $317,462 | $317,462 |
| TAL CHINA FOCUS FUND | FMV | $6,872,412 | $6,872,412 |
| TCW DIRECT LENDING, LLC | FMV | $1,411,184 | $1,411,184 |
| THE RESOLUTE FUND III, L.P. | FMV | $1,250,855 | $1,250,855 |
| TORTOISE MLP & PIPELINE FUND INSTITUTIONAL CLASS (TORIX) 38,387.547 SHARES | FMV | $319,384 | $319,384 |
| TPG ENDOWMENT FUND VI, L.P. | FMV | $570,914 | $570,914 |
| VANGUARD 500 INDEX FD (VFIAX) 1,451.602 SHARES | FMV | $503,082 | $503,082 |
| VANGUARD EXTENDED MARKET INDEX FD (VEXAX) 4,021.238 SHARES | FMV | $501,649 | $501,649 |
| VARDE INVESTMENT PARTNERS (OFFSHORE), LTD. | FMV | $13,697,554 | $13,697,554 |
| VERSUS CAP MULTI MNGR REAL ESTATE INCM FD (VCMIX) 10,302.236 SHARES | FMV | $280,736 | $280,736 |
| VIKING GLOBAL EQUITIES III, LTD. | FMV | $15,475,155 | $15,475,155 |
| VIKING LONG FUND III, LTD. | FMV | $14,429,092 | $14,429,092 |
| VIRGIN GREEN FUND I, L.P. | FMV | $35,385 | $35,385 |
| WCM FOCUSED INTL GROWTH FD (WCMIX) 339,981.448 SHARES | FMV | $8,414,541 | $8,414,541 |
| WHALE ROCK LONG OPPORTUNITIES FUND, LTD. | FMV | $5,822,880 | $5,822,880 |
| WOODLINE OFFSHORE FUND, LTD. | FMV | $4,735,314 | $4,735,314 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | GENERAL AND ADMINISTRATIVE | CategoryTxt |
| Legal Fees | $29,411 | LegalFeesAmt |
| Net Investment Income | $26,294 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,117 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE | $31,370 | $0 | $31,370 |
| OFFICE EXPENSES | $19,081 | $0 | $19,081 |
| OTHER K-1 EXPENSES, NET OF UBI | $0 | $1,333,670 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER K-1 INCOME, NET OF UBI | Desc |
| Net Investment Income | $41,666 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $47,740,475 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BANK AND INVESTMENT | $1,773,350 | $1,773,350 | $0 |
| GRANTS ADMINISTRATION | $469,929 | $0 | $469,929 |
| FINANCIAL ADMINISTRATION | $117,201 | $0 | $117,201 |
| OTHER (MISC) | $66,329 | $0 | $66,329 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES THRU K-1'S, NET OF UBI | $0 | $11,204 | $0 |
| STATE UBI TAX | $303 | $0 | $0 |
| FEDERAL EXCISE TAX | $300,000 | $0 | $0 |
| FOREIGN TAX WITHHELD | $11,979 | $11,979 | $0 |