CASCADE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- CASCADE FOUNDATION (EIN 20-4956488)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202133199349100738
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T14:11:51-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010463013 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PURDY POWERS & COMPANY | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 204956488 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CASCADE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CASC | BusinessNameControlTxt |
| Phone | 2039030762 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 958 | AddressLine1Txt |
| City | ROCKPORT | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04856 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DANIEL DIBNER | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2039030762 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | DANIEL | PersonFirstNm |
| Person Last | DIBNER | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS TATON CPA | PreparerPersonNm |
| PTIN | P00169879 | PTIN |
| Phone | 2077753496 | PhoneNum |
| Preparation | 2021-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,242,422 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $8 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $8 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $329,723 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $329,723 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$593,132 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $12,874,279 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | -$263,401 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $329,731 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $318,540 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $159,270 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $159,270 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $40,663 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $20,332 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $20,331 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $11,700 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,650 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,050 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $82,714 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $82,714 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $2,679 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,967 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $3,247 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $3,247 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $3,836 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $1,918 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $1,918 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,871 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $935 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $936 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $10,315 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $7,969 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,346 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $475,565 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $280,002 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $194,851 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $538,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $538,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,013,565 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $280,002 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $732,851 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,276,966 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $49,729 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $50,713 | CashBOYAmt |
| Cash EOY | $47,054 | CashEOYAmt |
| Cash EOYFMV | $47,054 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $2,047,193 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,245,550 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,245,550 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $16,432 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $28,759 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $28,759 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $4,647,057 | CorporateStockBOYAmt |
| Corporate Stock EOY | $6,295,059 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,332,520 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $9,243,858 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $5,766,513 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,157,996 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,201,690 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,944,105 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $4,110,006 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $356,304 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $45,552 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $313,999 | LandBOYAmt |
| Land EOY | $310,752 | LandEOYAmt |
| Land EOYFMV | $310,752 | LandEOYFMVAmt |
| Other Assets BOY | $21,924 | OtherAssetsBOYAmt |
| Other Assets EOY | $9,785 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $9,785 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $19,542,866 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,647,577 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,242,422 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $4,334 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $4,355 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $4,334 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $4,355 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $19,538,532 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,643,222 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,538,532 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,643,222 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,542,866 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,647,577 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,538,532 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,276,966 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $18,261,566 | SubtotalAmt |
| Other Decreases | $1,618,344 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $16,643,222 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (10 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES - GOLDMAN SACHS | $12,274,487 | $13,019,317 | -$744,830 | -$744,830 | |
| PUBLICLY TRADED SECURITIES - CHARLES SCHWAB & CO.,INC. | $514,200 | $457,040 | $57,160 | $57,160 | |
| PASS-THRU FROM GS CAPITAL PARTNERS VI L.P. | $4,959 | $4,959 | P | ||
| PASS-THRU FROM WEST STREET CAPITAL PARTNERS VII | $82 | $82 | P | ||
| PASS-THRU FROM WEST STREET CAPITAL PARTNERS VII | $15,214 | $15,214 | P | ||
| PASS-THRU FROM WEST STREET CAPITAL PARTNERS VII | -$9,249 | -$9,249 | P | ||
| PASS-THRU FROM GS CAPITAL PARTNERS VI L.P. | -$714 | -$714 | P | ||
| PASS-THRU FROM WEST STREET CAPITAL PARTNERS VII | -$1,182 | -$1,182 | P | ||
| PASS-THRU FROM WEST STREET CAPITAL PARTNERS VII | -$164 | -$164 | P | ||
| CAPITAL GAINS DIVIDENDS | $85,592 | $85,592 | $85,592 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$593,132 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $691 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $691 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $691 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $26,679 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $26,679 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $25,988 | OverpaymentAmt |
| Applied To ES Tax | $12,000 | AppliedToESTaxAmt |
| Refund | $13,988 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2039030762 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 958 | AddressLine1Txt |
| City | ROCKPORT | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04856 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DANIEL DIBNER | ||||||||
| 688 COMMERCIAL STREET | ROCKPORT | ME | 04856 | DIRECTOR,TREASURER | 35.00 | $112,840 | $5,050 | $0 |
| VICTORIA DIBNER | ||||||||
| 688 COMMERCIAL STREET | ROCKPORT | ME | 04856 | DIRECTOR,PRESIDENT | 35.00 | $112,840 | $9,781 | $0 |
| AURORA DIBNER | ||||||||
| 16 MANSEWOOD ROAD | OLD LYME | CT | 06371 | DIRECTOR | 5.00 | $12,000 | $120 | $0 |
| AVALON FENNESSEY | ||||||||
| 47 EAST MEADOW ROAD | WILTON | CT | 06897 | DIRECTOR | 5.00 | $12,000 | $1,224 | $0 |
| BERN DIBNER | ||||||||
| 688 COMMERCIAL STREET | ROCKPORT | ME | 04856 | DIRECTOR | 35.00 | $68,860 | $120 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 200 WEST STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10282 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY FEES | ServiceTypeTxt |
| Compensation | $82,714 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,098,227 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,089,352 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $349,275 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,536,854 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,536,854 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $278,053 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,258,801 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $912,940 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $912,940 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $691 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $691 | TotalTaxAmt |
| Distributable Before Adj | $912,249 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $912,249 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $912,249 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $732,851 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $732,851 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $732,851 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $912,249 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $103,120 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $732,851 | QualifyingDistributionsAmt |
| Applied To Year1 | $103,120 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $629,731 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $282,518 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|
| ATLANTIC SALMON FEDERATION | |||||||
| PORT ANDROSS SUITE 202 | BRUNSWICK | ME | 04011 | PC | ENVIRONMENTAL | $15,000 | |
| FARNSWORTH ART MUSEUM | |||||||
| 16 MUSEUM STREET | ROCKLAND | ME | 04841 | PC | SUPPORT FINE ARTS | $50,000 | |
| FRAXA RESERACH FOUNDATION | |||||||
| 10 PRINCE PLACE SUITE 203 | NEWBURYPORT | MA | 01950 | PC | MEDICAL RESEARCH | $60,000 | |
| FRIENDS OF THE STRAND THEATER | |||||||
| PO BOX 433 | ROCKLAND | ME | 04841 | PC | UPGRADE AIR FILTRATION SYSTEM | $15,000 | |
| HEARD MUSEUM | |||||||
| 2301 NORTH CENTRAL AVENUE | PHOENIX | AZ | 85004 | PC | PRESERVATION OF INDIAN CULTURE OPERATING EXPENSES | $2,000 | |
| JACKSON LABORATORY | |||||||
| PO BOX 254 | BAR HARBOR | ME | 04609 | PC | MEDICAL RESEARCH | $10,000 | |
| KNOX COUNTY HEALTH CLINIC | |||||||
| 22 WHITE STREET | ROCKLAND | ME | 04841 | PC | FREE HEALTH SERVICE | $20,000 | |
| KNOX COUNTY HOMELESS COALITION | |||||||
| PO BOX 1696 | ROCKLAND | ME | 04841 | PC | SOCIAL SERVICES | $15,000 | |
| MAINE FAMILY PLANNING | |||||||
| PO BOX 587 | AUGUSTA | ME | 04332 | PC | FAMILY PLANNING SERVICES | $25,000 | |
| MAINE MARITIME MUSEUM | |||||||
| 243 WASHINGTON STREET | BATH | ME | 04530 | PC | MARINE HISTORY AND RESEARCH | $5,000 | |
| MEALS ON WHEELS | |||||||
| 46 SUMMER STREET | ROCKLAND | ME | 04841 | PC | OPERATING EXPENSES | $10,000 | |
| MEDSHARE INTERNATIONAL | |||||||
| 3240 CLIFTON SPRINGS ROAD | DECATUR | GA | 30034 | PC | HEALTHCARE | $15,000 | |
| MEGUNTICOOK ROWING | |||||||
| PO BOX 855 | CAMDEN | ME | 04843 | PC | PUBLIC ROWING EDUCATION | $10,000 | |
| MERCER MUSEUM | |||||||
| 84 SOUTH PINE STREET | DOYLESTOWN | PA | 18901 | PC | RESTORATION OF MERCER HOME FOR FUTURE GENERATIONS | $20,000 | |
| MERRYSPRING NATURE CENTER | |||||||
| PO BOX 893 | CAMDEN | ME | 04843 | PC | ENVIRONMENTAL | $5,000 | |
| NATIONAL FRAGILE X FOUNDATION | |||||||
| 1861 INTERNATIONAL DRIVE | MCLEAN | VA | 22102 | PC | HEALTHCARE | $60,000 | |
| NEW HOPE FOR WOMEN | |||||||
| PO BOX A | ROCKLAND | ME | 04841 | PC | WOMENS SHELTER SUPPORT | $15,000 | |
| PENOBSCOT MARINE MUSEUM | |||||||
| PO BOX 498 | SEARSPORT | ME | 04974 | PC | SCIENCE AND TECHNOLOGY | $5,000 | |
| PLANNED PARENTHOOD | |||||||
| 123 WILLIAMS STREET 1OTH FLOOR | NEW YORK | NY | 10038 | PC | FAMILY PLANNING | $25,000 | |
| REEF RELIEF | |||||||
| PO BOX 430 | KEY WEST | FL | 33040 | PC | ENVIROMENTAL RESEARCH | $15,000 | |
| SAVE THE CHILDREN | |||||||
| 501 KINGS FAMILY HUGHWAY EAST STE | FAIRFIELD | CT | 06825 | PC | CHILDREN'S AID AND EDUCATION | $2,000 | 500 |
| SMITHSONIAN INSTITUTION LIBRARIES | |||||||
| PO BOX 37012 MRC 154 | WASHINGTON | DC | 20013 | PC | SUPPORT OF BERN DIBNER LIBRARY OF THE HISTORY OF SCIENCE AND TECHNOLOGY | $15,000 | |
| STATION MAINE | |||||||
| 75 MECHANIC STREET | ROCKLAND | ME | 04841 | PC | ROWING EDUCATION | $5,000 | |
| VICTORIA MANSION | |||||||
| 109 DANFORTH STREET | PORTLAND | ME | 04101 | PC | 1864 MANSION RESTORATION | $10,000 | |
| WAYFINDER SCHOOL | |||||||
| PO BOX 555 | CAMDEN | ME | 04843 | PC | EDUCATION | $10,000 | |
| WEATHERVANE THEATRE | |||||||
| PO BOX 127 | WHITEFIELD | NH | 03598 | PC | THEATRE PRODUCTIONS | $1,000 | |
| MERCER MUSEUM | |||||||
| 84 SOUTH PINE STREET | DOYLESTOWN | PA | 18901 | PC | RESTORATION OF HISTORIC MERCER HOME AND COLLECTIONS | $5,000 | |
| PENN BAY MEDICAL CENTER | |||||||
| 6 GLEN COVE DRIVE | ROCKPORT | ME | 04856 | PC | ACQUISITION OF MEDICAL EQUIPMENT | $73,000 | |
| CHILDRENS ORGAN TRANSPLANT CENTER | |||||||
| 2501 COTA DRIVE | BLOOMINGTON | IN | 47403 | PC | FUNDING FOR TRANSPLANT RELATED EXPENSES FOR CHILDREN AND YOUNG ADULTS | $10,000 | |
| OWLS HEAD TRANSPORTATION CENTER | |||||||
| 117 MUSEUM STREET | OWLS HEAD | ME | 04854 | PC | PRESERVATION AND EDUCATION OF HISTORIC TRANSPORTATION VEHICLES | $10,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $538,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $329,723 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$593,132 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$263,401 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$263,401 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING AND TAX RETURN PREPARATION | CategoryTxt |
| Amt | $11,700 | Amt |
| Net Investment Income | $1,650 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,050 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (12 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|---|---|---|---|
| 3 TABLETS | 2014-05-08 | $4,581 | $4,581 | SL | 5.000000000000 | $0 | $0 |
| 2 TABLETS | 2014-05-09 | $3,599 | $3,599 | SL | 5.000000000000 | $0 | $0 |
| BUSH WACKER | 2014-06-17 | $3,596 | $2,827 | SL | 7.000000000000 | $514 | $514 |
| LAPTOP | 2015-11-24 | $4,594 | $3,791 | SL | 5.000000000000 | $803 | $803 |
| (4) EXTERNAL HARD DRIVES | 2015-11-25 | $878 | $726 | SL | 5.000000000000 | $152 | $152 |
| BURNER BOX | 2016-01-22 | $579 | $290 | SL | 7.000000000000 | $83 | $83 |
| APPLE I-PAD | 2017-05-11 | $1,746 | $873 | SL | 5.000000000000 | $349 | $349 |
| EPSOM PRINTER | 2018-11-20 | $549 | $124 | SL | 5.000000000000 | $110 | $110 |
| LAPTOP | 2019-03-04 | $2,733 | $273 | SL | 10.000000000000 | $273 | $273 |
| FULLY DEPRECIATED ASSETS | 2006-04-19 | $26,184 | $25,221 | SL | 5.000000000000 | $963 | $963 |
| LAND | 2012-06-01 | $284,050 | L | $0 | $0 | ||
| LAND IMPROVEMENTS | 2014-12-05 | $23,215 | L | $0 | $0 |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | NOT REQUIRED BY STATE OF MAINE ATTORNEY GENERAL | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS-GOLDMAN SACHS | BondNm |
| EOY Book Value | $5,766,513 | EOYBookValueAmt |
| EOYFMV | $6,157,996 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE STOCKS-GOLDMAN SACHS | $6,174,646 | $7,203,813 |
| CORPORATE STOCKS-CHARLES SCHWAB | $120,413 | $128,707 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ALTERNATIVE INVESTMENTS-GOLDMAN SACHS | AT COST | $2,905,923 | $4,046,547 |
| ALTERNATIVE INVESTMENTS-CHARLES SCHWAB | AT COST | $38,182 | $63,459 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (12 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| 3 TABLETS | $4,581 | $4,581 | $0 |
| 2 TABLETS | $3,599 | $3,599 | $0 |
| BUSH WACKER | $3,596 | $3,341 | $255 |
| LAPTOP | $4,594 | $4,594 | $0 |
| (4) EXTERNAL HARD DRIVES | $878 | $878 | $0 |
| BURNER BOX | $579 | $373 | $206 |
| APPLE I-PAD | $1,746 | $1,222 | $524 |
| EPSOM PRINTER | $549 | $234 | $315 |
| LAPTOP | $2,733 | $546 | $2,187 |
| FULLY DEPRECIATED ASSETS | $26,184 | $26,184 | $0 |
| LAND | $284,050 | $0 | $284,050 |
| LAND IMPROVEMENTS | $23,215 | $0 | $23,215 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (3 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DAVINCI HORSE SCULPTURE | $5,800 | $5,800 | $5,800 |
| BRONZE ART | $3,985 | $3,985 | $3,985 |
| EXCISE TAX PREPAYMENT | $12,139 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BEGINNING OF YEAR AT FMV CHANGE TO END OF YEAR AT BOOK VALUE (COST) | Desc |
| Amt | $1,618,344 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OFFICE EXPENSES | $131 | $65 | $66 |
| TELEPHONE AND COMMUNICATIONS | $4,559 | $2,279 | $2,280 |
| PORTFOLIO DEDUCTIONS AND FEES FROM PARTNERSHIPS K-1 | $5,555 | $5,555 | $0 |
| ADR FEES | $70 | $70 | $0 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PAYROLL TAX WITHHOLDINGS | Desc |
| BOY Book Value | $4,334 | BOYBookValueAmt |
| EOY Book Value | $4,355 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $82,714 | Amt |
| Net Investment Income | $82,714 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,967 | $1,967 | $0 |
| EXCISE TAX | $712 | $0 | $0 |