POSNER FOUNDATION OF PITTSBURGH: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization: POSNER FOUNDATION OF PITTSBURGH (EIN 25-6055022)
Tax period: 2020-01-01 to 2020-12-31
Filed: 2021-11-15
IRS object ID: 202133199349102513
Schema version: 2020v4.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
All Oth Prog Rltd Investments Sch
Investments Corp Stock Schedule
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-11-15T09:40:45-06:00	ReturnTs
Tax Period End	2020-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	346565596	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	ERNST & YOUNG US LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	2100 ONE PPG PLACE	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15222	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2020-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	256055022	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	POSNER FOUNDATION OF PITTSBURGH	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	POSN	BusinessNameControlTxt
Phone	4129287701	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	381 MANSFIELD AVENUE NO 500	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15220	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	HENRY POSNER III	PersonNm
Person Title	TRUSTEE	PersonTitleTxt
Phone	4129287701	PhoneNum
Signature	2021-11-15	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	HENRY	PersonFirstNm
Person Last	POSNER III	PersonLastNm

Field	Value	IRS element (for citing)
SSN	999009999	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	JASON BELOT	PreparerPersonNm
PTIN	P00183464	PTIN
Phone	4126447800	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2020	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$301,696,247	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$211,717	ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss	$3,824,288	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$3,818,837	DividendsNetInvstIncmAmt
Gross Rents Rev And Expnss	$7,316	GrossRentsRevAndExpnssAmt
Gross Rents Net Invst Incm	$7,316	GrossRentsNetInvstIncmAmt
Net Rental Income Or Loss	$7,316	NetRentalIncomeOrLossAmt
Net Gain Sale Ast Rev And Expnss	$15,673,929	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$81,229,840	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$15,673,929	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$498,943	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$454,176	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$20,216,193	TotalRevAndExpnssAmt
Total Net Invst Incm	$19,954,258	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Rev And Expnss	$84,563	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Net Invst Incm	$0	OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$84,563	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$4,228	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$0	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$4,228	PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$792,276	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$594,207	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$198,069	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$1,581,679	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$1,581,539	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$140	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$400,343	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$88,521	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$6,853	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$9,482	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$0	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$9,482	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$54,416	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$11,274	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$1,465	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$2,926,987	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$2,275,541	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$304,800	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$13,070,536	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$13,070,536	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$15,997,523	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$2,275,541	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$13,375,336	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$4,218,670	ExcessRevenueOverExpensesAmt
Net Investment Income	$17,678,717	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$23,420,464	CashBOYAmt
Cash EOY	$38,839,779	CashEOYAmt
Cash EOYFMV	$38,839,779	CashEOYFMVAmt
Acct Rcvbl	$9,437	AcctRcvblAmt
Acct Rcvbl BOY	$2,618	AcctRcvblBOYAmt
Acct Rcvbl EOY	$9,437	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$9,437	AcctRcvblEOYFMVAmt
Other Nts And Loans Rcvbl	$1,195,723	OtherNtsAndLoansRcvblAmt
Other Rcvbl Allwnc Dbtfl Acct	$0	OtherRcvblAllwncDbtflAcctAmt
Other Nts And Loans Rcvbl BOY	$1,171,723	OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY	$1,195,723	OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV	$1,195,723	OtherNtsAndLoansRcvblEOYFMVAmt
Corporate Stock BOY	$120,274,621	CorporateStockBOYAmt
Corporate Stock EOY	$108,793,276	CorporateStockEOYAmt
Corporate Stock EOYFMV	$236,789,793	CorporateStockEOYFMVAmt
Other Investments BOY	$21,242,519	OtherInvestmentsBOYAmt
Other Investments EOY	$21,661,822	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$24,861,515	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$166,111,945	TotalAssetsBOYAmt
Total Assets EOY	$170,500,037	TotalAssetsEOYAmt
Total Assets EOYFMV	$301,696,247	TotalAssetsEOYFMVAmt
Accounts Payable EOY	$105,000	AccountsPayableEOYAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$105,000	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$166,111,945	RetainedEarningBOYAmt
Retained Earning EOY	$170,395,037	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$166,111,945	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$170,395,037	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$166,111,945	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$170,500,037	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$166,111,945	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$4,218,670	ExcessRevenueOverExpensesAmt
Other Increases	$64,422	OtherIncreasesAmt
Subtotal	$170,395,037	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$170,395,037	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)

PropertyPropertyDesc	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	How AcquiredHowAcquiredCd
PUBLICLY TRADED SECURITIES	$28,807,577	$15,491,409	$13,316,168	$13,316,168
PUBLICLY TRADED SECURITIES	$51,016,469	$49,877,451	$1,139,018	$1,139,018
FROM FLOW THROUGH'S	$1,405,794		$1,405,794	$1,405,794	D
FROM FLOW THROUGH'S		$187,051	-$187,051	-$187,051	P

Field	Value	IRS element (for citing)
Capital Gain Net Income	$15,673,929	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$245,734	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$245,734	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$245,734	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$526,047	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$0	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$526,047	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$280,313	OverpaymentAmt
Applied To ES Tax	$280,313	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	PA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	Yes (1)	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	POSNERFOUNDATION.ORG	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	THE HAWTHORNE GROUP INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	4129287700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	381 MANSFIELD AVE SUITE 500	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15220	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	Yes (1)	BusinessHoldingsInd
Excess Business Holdings	0	ExcessBusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
HENRY POSNER III
381 MANSFIELD AVENUE	PITTSBURGH	PA	15220	TRUSTEE	1.00	$0	$0	$0
PAUL M POSNER
381 MANSFIELD AVENUE	PITTSBURGH	PA	15220	TRUSTEE	1.00	$0	$0	$0
ANNE M MOLLOY
381 MANSFIELD AVENUE	PITTSBURGH	PA	15220	TRUSTEE	1.00	$0	$0	$0
JOHN F HENSLER
381 MANSFIELD AVENUE	PITTSBURGH	PA	15220	TRUSTEE	1.00	$0	$0	$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp

Field	Value	IRS element (for citing)
Person	ANNE MARIE TOCCKET	PersonNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	C/O 381 MANSFIELD AVE SUITE 500	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15220	ZIPCd

Field	Value	IRS element (for citing)
Title	EXEC DIRECTOR	TitleTxt
Average Hrs Per Wk Devoted To Pos	24.00	AverageHrsPerWkDevotedToPosRt
Compensation	$84,563	CompensationAmt
Employee Benefits	$4,228	EmployeeBenefitsAmt
Expense Account	$16,464	ExpenseAccountAmt

Field	Value	IRS element (for citing)
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
PROVIDENT TRUST CO
N16 W23217 STONE RIDGE DR SUITE 310	WAUKESHA	WI	53188	INVESTMENT MANAGEMENT	$953,775
THE HAWTHORNE GROUP INC
381 MANSFIELD AVE SUITE 500	PITTSBURGH	PA	15220	FINANCIAL SERVICES	$777,532
EAGLE CAPITAL MANAGEMENT LLC
499 PARK AVE 17TH FLOOR	NEW YORK	NY	10022	INVESTMENT MANAGEMENT	$205,995
GOLDMAN SACHS & CO LLC
1735 MARKET ST 26TH FLOOR	PHILADELPHIA	PA	19103	INVESTMENT MANAGEMENT	$96,124
GAMCO INVESTORS INC
ONE CORPORATE CENTER	RYE	NY	10580	INVESTMENT MANAGEMENT	$77,974

Field	Value	IRS element (for citing)
Contractor Paid Over50k	2	ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt
Expenses1	$0	Expenses1Amt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	NONE	Description1Txt
Expenses1	$0	Expenses1Amt
All Other Program Rltd Invst Tot	$0	AllOtherProgramRltdInvstTotAmt
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$201,570,401	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$40,847,294	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$24,861,514	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$267,279,209	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$267,279,209	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$4,009,188	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$263,270,021	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$13,163,501	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$13,163,501	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$245,734	TaxBasedOnInvestmentIncomeAmt
Total Tax	$245,734	TotalTaxAmt
Distributable Before Adj	$12,917,767	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$12,917,767	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$12,917,767	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$13,375,336	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$13,375,336	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$13,375,336	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$12,917,767	DistributableAsAdjustedAmt
Undistributed Income PY	$11,901,580	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$13,375,336	QualifyingDistributionsAmt
Applied To Year1	$11,901,580	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$1,473,756	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$11,444,011	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	HENRY POSNER III	ContributingManagerNm
Contributing Manager	PAUL M POSNER	ContributingManagerNm
Contributing Manager	ANNE M MOLLOY	ContributingManagerNm

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	ANNE MARIE TOCCKET	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	381 MANSFIELD AVE STE 500	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15220	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	4129287701	RecipientPhoneNum
Recipient Email Address	AMTOCCKET@POSNERFOUNDATION.ORG	RecipientEmailAddressTxt
Form And Info And Materials	APPLICANTS SHOULD SUBMIT A BRIEF STATEMENT IN WRITING, DETAILING THE PURPOSE FOR WHICH FUNDS ARE TO BE UTILIZED AND THE ACTIVITIES ENGAGED IN BY THE APPLICANT. APPLICANT'S DETERMINATION LETTER AND FINANCIAL DATA SHOULD ACCOMPANY THE REQUEST.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	OUR PRIORITY AREAS REFLECT BOTH THE FOUNDATION'S LEGACY OF GIVING AS WELL AS OUR EMERGING INTEREST IN AREAS OF PRESSING SOCIAL, ECONOMIC AND ENVIRONMENTAL CONCERN WITH A FOCUS ON ENVIRONMENT, HUMAN RIGHTS, EDUCATION, AND JEWISH LIFE.	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (73 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line2RecipientUSAddress/AddressLine2Txt
ACLU FOUNDATION
125 BROAD STREET 18TH FL	NEW YORK	NY	10004	N/A	PC	UNRESTRICTED/ GENERAL USE	$536,360
AMERICAN FRIENDS UNION FOR PROGRESSIVE JUDAISM
4905 5TH AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
AMERICAN JEWISH WORLD SERVICE
1001 CONNECTICUT AVENUE NW SUITE	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$1,100,000	1200
AMERICARES
88 HAMILTON AVENUE	STAMFORD	CT	06902	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
BARD COLLEGE
PO BOX 5000	ANNANDALEONHUDSON	NY	12504	N/A	PC	UNRESTRICTED/ GENERAL USE	$70,000
BHUTANESE COMMUNITY ASSOCIATION OF PITTSBURGH
3000 BROWNSVILLE RD SUITE C	PITTSBURGH	PA	15227	N/A	PC	UNRESTRICTED/ GENERAL USE	$30,000
BRADLEY UNIVERSITY
1501 WEST BRADLEY AVENUE	PEORIA	IL	61625	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
CARNEGIE LIBRARY OF PITTSBURGH
4400 FORBES AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$20,000
CARNEGIE MELLON UNIVERSITY
5000 FORBES AVE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$638,333
CASA SAN JOSE
2116 BROADWAY AVE	PITTSBURGH	PA	15216	N/A	PC	UNRESTRICTED/ GENERAL USE	$115,000
CITY OF ASYLUM
40 W NORTH AVENUE	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$20,000
COMMUNITY COLLEGE OF ALLEGHENY COUNTY EDUCATIONAL FOUNDATION
808 RIDGE AVENUE	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
COMMUNITY FOOD BANK OF SOUTHERN ARIZONA
3003 S COUNTRY CLUB ROAD	TUCSON	AZ	85713	N/A	PC	UNRESTRICTED/ GENERAL USE	$200,000
CYCLE CONNECT
244 FIFTH AVENUE SUITE D222	NEW YORK	NY	10001	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
DOCTORS WITHOUT BORDERS
40 RECTOR STREET 16TH FLOOR	NEW YORK	NY	10006	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
EAST END COOPERATIVE MINISTRY
6140 STATION SQUARE	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$20,000
EBT FOUNDATION
PO BOX 158	ROCKHILL FURNACE	PA	17249	N/A	PC	UNRESTRICTED/ GENERAL USE	$830,000
ECO-SOAP BANK
PO BOX 81188	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
FOOD SHIFT
2150 ALLSTON WAY SUITE 460	BERKELEY	CA	94501	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
FRIENDS OF ISRAEL MOVEMENT FOR PROGRESSIVE JUDAISM
211 S SPALDING DRIVE APT S403	BEVERLY HILLS	CA	90212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
GLOBAL LINKS
700 TRUMBULL DRIVE	PITTSBURGH	PA	15205	N/A	PC	UNRESTRICTED/ GENERAL USE	$200,000
GRAND RIVER ACADEMY
PO BOX 222	AUSTINBURG	OH	44010	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
GREATER PITTSBURGH FOOD BANK
1 NORTH LINDEN STREET	DUQUESNE	PA	15110	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
GROW PITTSBURGH
6587 HAMILTON AVENUE 2W	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$140,000
GUNS DOWN AMERICA
PO BOX 34647	WASHINGTON	DC	20043	N/A	PC	UNRESTRICTED/ GENERAL USE	$80,000
HEBREW FREE LOAN ASSOCIATION PITTSBURGH
4307 MURRAY AVENUE	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
HEBREW UNION COLLEGE JEWISH INSTITUTE OF RELIGION
ONE WEST FOURTH STREET	NEW YORK	NY	10012	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
HELLO NEIGHBOR
6587 HAMILTON AVENUE 1E	PITTSBURGH	PA	15206	N/A	PC	UNRESTRICTED/ GENERAL USE	$60,000
JEWISH CEMETERY AND BURIAL ASSOCIATION OF GREATER PITTSBURGH
PO BOX 81863	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
JEWISH FAMILY AND COMMUNITY SERVICES
5743 BARTLETT STREET	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$275,000
JEWISH FEDERATION OF GREATER PITTSBURGH
2000 TECHNOLOGY DRIVE	PITTSBURGH	PA	15219	N/A	PC	UNRESTRICTED/ GENERAL USE	$60,000
JUBILEE ASSOCIATION
PO BOX 42251	PITTSBURGH	PA	15203	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
KENYON COLLEGE
105 CHASE AVENUE	GAMBIER	OH	43022	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
LATINO COMMUNITY CENTER
212 9TH STREET	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$125,000
LITERACY PITTSBURGH
411 SEVENTH AVENUE SUITE 525	PITTSBURGH	PA	15219	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
NATIONAL AVIARY PITTSBURGH
700 ARCH STREET	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
NATIONAL COALITION SUPPORTING EURASIAN JEWRY
1120 20TH STREET NW SUITE 300N	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
NATIONAL PUBLIC RADIO
1111 NORTH CAPITOL ST NE	WASHINGTON	DC	20002	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
NATURAL RESOURCES DEFENSE COUNCIL
40 W 20TH STREET	NEW YORK	NY	10011	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
NEIGHBORHOOD LEGAL SERVICES ASSOCATION
928 PENN AVENUE	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
NEW VENTURE FUND SAFER FUTURE
1201 CONNECTICUT AVE NW SUITE 300	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$100,000
NORTH AMERICAN ASSOCIATION FOR ENVIRONMENTAL EDUCATION
1725 DESALES ST NW SUITE 401	WASHINGTON	DC	20036	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
NORTH COUNTRY SCHOOL
4382 CASCADE ROAD	LAKE PLACID	NY	12946	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
PRINCETON CENTER JEWISH LIFE
PRINCETON UNIVERSITY	PRINCETON	NJ	08544	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
PRINCETON IN AFRICA
PRINCETON UNIVERSITY	PRINCETON	NJ	08544	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
PRINCETON UNIVERSITY
PRINCETON UNIVERSITY	PRINCETON	NJ	08544	N/A	PC	UNRESTRICTED/ GENERAL USE	$60,000
READING IS FUNDAMENTAL
10 CHILDRENS WAY SUITE 300	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
READING READY PITTSBURGH
PO BOX 81111	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$30,000
REFED INC
4602 21ST STREET 1531	LONG ISLAND CITY	NY	11101	N/A	PC	UNRESTRICTED/ GENERAL USE	$650,000
RIVERVIEW APARTMENTS
52 GARETTA STREET	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
ROCKEFELLER PHILANTHROPY ADVISORS INC
6 WEST 48TH STREET 10TH FLOOR	NEW YORK	NY	10036	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
SAVE THE CHILDREN
501 KINGS HIGHWAY EAST SUITE 400	FAIRFIELD	CT	06825	N/A	PC	UNRESTRICTED/ GENERAL USE	$300,000
SCHWAB CHARITABLE - DONOR ADVISED FUND
N16 W23217 STONE RIDGE DR SUITE 310	WAUKESHA	WI	53188	N/A	PC	UNRESTRICTED/ GENERAL USE	$3,000,000
SENATOR JOHN HEINZ HISTORY CENTER
1212 SMALLMAN STREET	PITTSBURGH	PA	15222	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
SHADY SIDE ACADEMY
423 FOX CHAPEL ROAD	PITTSBURGH	PA	15238	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
SIMMONS UNIVERSITY
300 THE FENWAY	BOSTON	MA	02115	N/A	PC	UNRESTRICTED/ GENERAL USE	$135,000
SOLAR ONE
37 WEST 26TH ST SUITE 209	NEW YORK	NY	10010	N/A	PC	UNRESTRICTED/ GENERAL USE	$50,000
SPLASH
1326 5TH AVE STE 300	SEATTLE	WA	98101	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
SQUIRREL HILL HEALTH CENTER
4516 BROWNS HILL ROAD	PITTSBURGH	PA	15217	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
STEAMSHIP HISTORICAL SOCIETY
2500 POST ROAD	WARWICK	RI	02886	N/A	PC	UNRESTRICTED/ GENERAL USE	$150,000
THE GLOBAL SWITCHBOARD
305 34TH STREET	PITTSBURGH	PA	15201	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
TIDES CENTER
1012 TORNEY AVENUE	SAN FRANCISCO	CA	94129	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
TRANSITUS
PO BOX 12342	COLUMBUS	OH	43212	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000
TREE PITTSBURGH
32 62ND STREET	PITTSBURGH	PA	15201	N/A	PC	UNRESTRICTED/ GENERAL USE	$40,000
UNION FOR REFORM JUDAISM
633 THIRD AVE	NEW YORK	NY	10017	N/A	PC	UNRESTRICTED/ GENERAL USE	$335,000
UNIVERSITY OF PENNSYLVANIA - WHARTON ANNUAL FUND
2929 WALNUT STREET SUITE 300	PHILADELPHIA	PA	19104	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
UNIVERSITY OF PITTSBURGH
128 NORTH CRAIG STREET	PITTSBURGH	PA	15260	N/A	PC	UNRESTRICTED/ GENERAL USE	$35,000
VILLAGEREACH
210 S HUDSON ST SUITE 307	SEATTLE	WA	98134	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
WINCHESTER THURSTON SCHOOL
555 MOREWOOD AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$70,000
WORLD UNION FOR PROGRESSIVE JUDAISM
633 THIRD AVE	NEW YORK	NY	10017	N/A	PC	UNRESTRICTED/ GENERAL USE	$220,000
WQED MULTIMEDIA
4802 FIFTH AVENUE	PITTSBURGH	PA	15213	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
YMCA OF GREATER PITTSBURGH
680 ANDERSEN DRIVE SUITE 400	PITTSBURGH	PA	15220	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
FLOW THROUGH CONTRIBUTIONS
VARIOUS	VARIOUS	PA	99999	N/A	PC	UNRESTRICTED/ GENERAL USE	$843

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$13,070,536	TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
REFED INC
4602 21ST STREET 1531	LONG ISLAND CITY	NY	11101	N/A	PC	UNRESTRICTED/ GENERAL USE	$500,000
SAVE THE CHILDREN
501 KINGS HIGHWAY EAST SUITE 400	FAIRFIELD	CT	06825	N/A	PC	UNRESTRICTED/ GENERAL USE	$250,000
UNION FOR REFORM JUDAISM
633 THIRD AVE	NEW YORK	NY	10017	N/A	PC	UNRESTRICTED/ GENERAL USE	$300,000
FRIENDS OF ISRAEL MOVEMENT FOR PROGRESSIVE JUDAISM
211 S SPALDING DRIVE APT S403	BEVERLY HILLS	CA	90212	N/A	PC	UNRESTRICTED/ GENERAL USE	$25,000
CITY OF ASYLUM
40 W NORTH AVENUE	PITTSBURGH	PA	15212	N/A	PC	UNRESTRICTED/ GENERAL USE	$10,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Apprv Fut	$1,085,000	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$3,824,288	ExclusionAmt

Net Rntl Incm Re Not Debt Fincd Prop NetRntlIncmReNotDebtFincdProp

Field	Value	IRS element (for citing)
Exclusion	16	ExclusionCd
Exclusion	$7,316	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	01	ExclusionCd
Exclusion	$498,943	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$15,673,929	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (2 entries)

DescDesc	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt	ExclusionExclusionCd	BusinessBusinessCd	ExclusionExclusionAmt
FLOW THROUGH ACTIVITIES UBTI	$653,789	01
ADJ FOR NET UBTI		01	523920	-$653,789

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$653,789	UnrelatedBusinessTaxblIncmAmt
Exclusion	$19,350,687	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$20,004,476	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	1	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HELEN M POSNER MARTIAL TRUST	BusinessNameLine1Txt

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	381 MANSFIELD AVENUE SUITE 500	AddressLine1Txt
City	PITTSBURGH	CityNm
State Abbreviation	PA	StateAbbreviationCd
ZIP	15220	ZIPCd

Field	Value	IRS element (for citing)
Total Contributions	$210,328	TotalContributionsAmt
Person Contribution	Yes (X)	PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	FINANCIAL SERVICES	CategoryTxt
Amt	$792,276	Amt
Net Investment Income	$594,207	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$198,069	DisbursementsCharitablePrpsAmt

All Oth Prog Rltd Investments Sch AllOthProgRltdInvestmentsSch

All Other Program Related Invst AllOtherProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Desc	NONE	Desc
Amt	$0	Amt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (661 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
71,370 SH ACCENTURE PLC	$5,837,656	$18,642,558
9,139 SH ALPHABET INC CL A	$4,776,664	$16,017,377
9,224 SH ALPHABET INC CL C	$4,732,277	$16,159,341
36,460 SH COSTCO \NHOLESALE CORP	$5,659,699	$13,737,399
32,930 SH FACEBOOK INC CL A	$7,499,026	$8,995,159
110,000 SH FASTENAL COMPANY	$2,031,059	$5,371,300
56,470 SH HOME DEPOT INC	$6,159,340	$14,999,561
79,480 SH PAYPAL HLDGS INC	$2,755,841	$18,614,216
82,000 SH PNC FIN'! SERVICES	$7,299,008	$12,218,000
230,940 SH SCHWAB CHAR1ES CORP NEW	$8,599,712	$12,249,058
93,830 SH T ROWE PRICE GROUP INC	$7,200,435	$14,204,924
57,730 SH UNITEDHEALTH GROUP INC	$6,562,542	$20,244,756
41,385 SH VISA INC. CLASS A SHS	$820,917	$9,052,141
3,849 SH AERCAP HOLDINGS N.V. (AER)	$199,494	$175,437
228 SH ALPHABET INC CL A (GOOGL)	$118,895	$399,602
579 SH ALPHABET INC CL C (GOOG)	$355,186	$1,014,339
280 SH AMAZON COM INC (AMZN)	$117,782	$911,940
1,223 SH ANTHEM INC COM (ANTM)	$323,538	$392,693
3,626 SH AON PLC CL A (AON)	$511,100	$766,065
3,594 SH BERKSHIRE HATHAWAY CL-B NEW (BRK'B)	$516,758	$833,341
2,107 SH CAPITAL ONEFINANCIAL CORP (COF)	$143,761	$208,277
11,294 SH CITIGROUP INC NEW (C)	$619,051	$696,388
23,068 SH COMCAST CORP (NEW) CLASS A (CMCSA)	$855,739	$1,208,763
7,821 SH DISH NETWORK CORP CLASS A (DISH)	$298,169	$252,931
2,841 SH FACEBOOK INC CL-A (FB)	$478,292	$776,048
67,314 SH GENERAL ELECTRIC CO (GE)	$596,490	$726,991
9,075 SH GENERAL MTRS CO (GM)	$310,370	$377,883
2,799 SH GOLDMAN SACHS GRP INC (GS)	$569,782	$738,124
7,020 SH HEXCEL CORP NEW (HXL)	$57,559	$49,460
4,358 SH HILTON WORLDWIDE HLDGS INC(HLD	$288,259	$484,871
4,782 SH LIBERTY BROADBAND CORP S-C (LBRDK)	$376,182	$757,325
6,152 SH MARRIOTTINTLINC NEW CL A (MAR)	$470,215	$811,572
5,864 SH MICROSOFT CORP {MSFT)	$269,275	$1,304,271
6,352 SH MORGAN STANLEY {MS)	$272,234	$435,303
851 SH NETFLIX INC (NFLX)	$242,785	$460,161
7,535 SH UNITEDHEALTH GP INC (UNH)	$180,839	$538,294
1,948 SH WABTEC CORP (WAB)	$137,567	$142,594
64 SH WALT DISNEY CO HLDG CO (DIS)	$7,005	$11,596
24 SH WELLS FARGO & CO NEW (WFC)	$895,534	$717,077
625 SH WOODWARD INC COM (WWD)	$48,382	$75,955
5,235 SH ACCEL ENTMT INC COM CL A	$54,968	$52,874
1,388 SH BOOT BARN HLDGS INC COM	$40,777	$60,184
2,247 SH BUCKLE INC COM	$48,927	$65,612
1,668 SH CAESARS ENTERTAINMENT INC COM	$65,775	$123,882
3,172 SH DRAFTKINGS INC COM CL A	$34,099	$147,688
4,653 SH G11I APPAREL GROUP LTD COM	$85,549	$110,462
4,767 SH LOVESAC COMPANY COM	$94,399	$205,410
1,806 SH PENN NATL GAMING INC COM	$41,872	$155,984
4,087 SH SKECHERS U SA INC CL A	$128,350	$146,887
12,663 SH TILLYS INC CL A	$87,904	$103,330
1,827 SH DARLING INGREDIENTS INC COM	$46,003	$105,381
3,111 SH PILGRIMS PRIDE CORP NEW COM	$62,820	$61,007
951 SH RENEWABLE ENERGY GROUP INC COM NEW	$53,432	$67,350
8,056 SH SM ENERGY CO COM	$44,327	$49,303
1,974 SH WORLD FUEL SERVICES CORP COM	$47,878	$61,510
945 SH AMERIS BANCORP COM	$27,158	$35,976
1,026 SH EHEALTH INC COM	$81,954	$72,446
6,876 SH MEGALITH FINL ACQUISITION CORP CL A	$92,018	$96,539
7,700 SH ROTH CH ACQUISITION I CO COM	$77,000	$124,201
5,775 SH ROTH CH ACQUISITION I CO WT	$0	$25,410
2,127 SH SEACOAST BKG CORP FLA COM NEW	$36,713	$62,640
7,024 SH TRISTATE CAP HLDGS INC COM	$95,874	$122,218
5,003 SH HORIZON THERAPEUTICS PUB LTD SHS	$93,081	$365,969
209 SH CRISPR THERAPEUTICS AG NAMEN AKT	$13,407	$32,000
26,583 SH BIODELIVERY SCIENCES INTL IN COM	$85,408	$111,649
361 SH CHARLES RIV LABORATORIES INTL INC COM	$42,095	$90,199
5,507 SH CURALEAF HLDGS INC SUB VTG SHS	$48,371	$65,928
5,653 SH GREEN THUMB INDUSTRIES INC SUB VTG SHS	$75,253	$138,499
2,400 SH NEOGENOMICS INC COM NEW	$30,600	$129,216
1,406 SH SYNEOS HEALTH INC CL A	$67,190	$95,791
658,000 SH TANDEM DIABETES CARE INC COM NEW	$32,516	$62,957
1,572 SH COPA HOLDINGS SACLASS A	$98,372	$121,406
4,206 SH COVENANT LOGISTICS GROUP INC	$70,846	$62,291
1,507 SH KNIGHT SWIFT TRANSN HLDGS INC CL A	$57,526	$63,023
11,610 SH ROTH CH ACQUISITION II CO UNIT EXP	$116,100	$120,744
7,986 SH YRC WORLDWIDE INC COM PAR	$26,192	$35,378
2,434 SH TRITERRAS INC SHS CL A	$29,170	$26,847
7,083 SH BOINGO WIRELESS INC COM	$52,236	$90,096
501 SH CIRRUS LOGIC INC COM	$27,753	$41,182
4,843 SH DIGITAL TURBINE INC COM NEW	$9,439	$273,920
3,160 SH DYNATRACE INC COM	$76,628	$136,733
6,722 SH KALEYRA INC COM	$31,324	$66,279
1,570 SH LUMENTUM HLDGS INC COM	$66,175	$148,836
5,999 SH MAGNACHIP SEMICONDUCTOR CORP N	$65,242	$81,106
1,634 SH MAXLINEAR INC COM	$43,626	$62,402
102 SH PAYCOM SOFTWARE INC COM	$2,879	$46,130
856 SH RINGCENTRAL INC CL A	$9,959	$324,398
4,434 SH RUSH STREET INTERACTIVE INC COM	$47,787	$95,996
1,805 SH SEMTECH CORP COM	$62,628	$130,122
200 SH UNIVERSAL DISPLAY CORP COM	$19,971	$45,960
4,204 SH UPLAND SOFTWARE INC COM	$141,998	$192,922
1,548 SH VELODYNE LIDAR INC COM	$31,706	$35,325
1,362 SH WNS HLDGS LTD SPONSORED ADR	$39,899	$98,132
16,280 SH FERROGLOBE PLC SHS	$27,813	$26,699
1,623 SH AVIENT CORPORATION COM	$52,243	$65,374
512 SH EAGLE MATIS INC COM	$48,156	$51,891
906 SH KAISER ALUM CORP COM	$71,955	$89,603
9,124 SH LIVEN CORP COM	$60,987	$171,896
4,313 SH FATHOM HOLDINGS INC COM	$43,549	$155,441
7,050 SH EMERALD HOLDING INC COM	$36,304	$38,211
9,969 SH VONAGE HLDGS CORP COM	$101,064	$128,351
12,521 SH CVSL INC WTS	$1	$1
544 SH LSHARES NASDAQ BIOTECHNOLOGY ETF	$55,175	$82,412
1,803 SH BLOOMIN BRANDS INC COM	$30,468	$35,014
878 SH BUCKLE INC COM	$18,536	$25,638
2,835 SH GLARUS CORP NEW COM	$31,518	$43,659
688 SH SONIC AUTOMOTIVE INC CLA	$23,591	$26,536
446 SH TEXAS ROADHOUSE INC COM CLA	$20,301	$34,859
2,770 SH TILLYS INC CLA	$23,484	$22,603
706 SH BUNGE LIMITED	$26,835	$46,299
503 SH DARLING INGREDIENTS INC COM	$11,785	$29,013
744 SH OME GLOBAL INC COM	$20,983	$32,178
4,849 SH FALCON MINERALS CORP CI A COM	$15,905	$15,274
2,262 SH PENN VA CORP NEW COM	$22,060	$22,959
2,663 SH VIPER ENERGY PARTNERS LP COM UNT RP INT	$26,227	$30,944
757 SH WORLD FUEL SERVICES CORP COM	$17,823	$23,588
1,156 SH AMERIS BANCORP COM	$30,817	$44,009
796 SH ATLANTIC UN BANKSHARES CORP COM	$19,261	$26,220
988 SH FB FINL CORP COM	$27,776	$34,313
1,683 SH MEGALITH FINL ACQUISITION CORP CI A	$22,519	$23,629
1,501 SH SYNOVUS FINL CORP COM NEW	$37,853	$48,587
2,535 SH TRISTATE CAP HLDGS INC COM	$28,773	$44,109
724 SH WINTRUST FINL CORP COM	$28,238	$44,229
949 SH ZIONS BANCORPORATION NA	$31,006	$41,225
1,701 SH CODEXIS INC COM	$31,409	$37,133
8,460 SH MANNKIND CORP COM NEW	$20,453	$26,480
756 SH NEOGENOMICS INC COM NEW	$3,478	$40,703
26,862 SH SEELOS THERAPEUTICS INC COM	$20,147	$42,442
476 SH COPA HOLDINGS SA-CLASS A	$28,164	$36,761
2,305 SH BG STAFFING INC COM	$30,381	$31,094
1,328 SH BMC STK HLDGS INC COM	$25,213	$71,287
348 SH BARRETT BUSINESS SVCS INC COM	$16,264	$23,737
798 SH HEIDRICK & STRUGGLES INTL COM	$17,693	$23,445
465 SH INSPERITY INC COM	$23,426	$37,860
882 SH KORN FERRY	$28,643	$38,367
2,683 SH KRATOS DEFENSE & SEC SOLUTIONS COM	$37,580	$73,595
388 SH OSHKOSH TRUCK CORP COM	$23,251	$33,395
846 SH QUANEX BLDG PRODS CORP COM	$12,172	$18,756
1,450 SH COHU INC COM	$23,508	$55,361
4,249 SH PCTEL INC.	$18,845	$27,916
997 SH SILICON MOTION TECHNOLOGY CORP	$32,402	$48,006
802 SH XPERI HOLDING CORP COM	$11,668	$16,762
630 SH AVIENT CORPORATION COM	$16,536	$25,376
3,072 SH COEUR MINING INC	$24,110	$31,795
4,473 SH HUDBAY MINERALS INC COM	$26,891	$31,311
2,373 SH CITY OFFICE REIT INC COM	$18,263	$23,184
2,793 SH GLOBAL MED REIT INC COM NEW	$18,836	$36,477
2,291 SH MARCUS CORPORATION COM	$23,978	$30,886
2,200 SH AMERICAN EXPRESS COMPANY	$171,886	$266,002
2,000 SH AMPCO PITTSBURGH CORP	$6,345	$10,960
300 SH ASTEC INDUSTRIES INC ASTE	$14,920	$17,364
700 SH ASTEC INDUSTRIES INC ASTE	$24,730	$40,516
400 SH ASTEC INDUSTRIES INC ASTE	$12,343	$23,152
946 SH AT&T INC	$20,655	$27,207
500 SH AVANGRID INC	$23,914	$22,725
3,300 SH BANK NEW YORK MELLON CORP	$140,217	$140,052
1,500 SH BANK OF AMERICA CORP	$43,300	$45,465
1,200 SH BAUSCH HEALTH COS INC	$34,231	$24,960
1,300 SH BAUSCH HEALTH COS INC	$24,947	$27,040
500 SH BAUSCH HEALTH COS INC	$8,770	$10,400
1,200 SH BAUSCH HEALTH COS INC	$19,485	$24,960
300 SH BAUSCH HEALTH COS INC	$4,876	$6,240
300 SH BERKLEY WR CORPORATION	$9,604	$19,926
1,300 SH BROWN-FORMAN CORP CL A BF/A	$52,426	$95,511
600 SH BUNGE LTD	$28,372	$39,348
200 SH CASEYS GENL STORES INC CASY	$17,090	$35,724
400 SH CIRCOR INTL INC CIR	$17,181	$15,376
2,000 SH CIRCOR INTL INC CIR	$80,357	$76,880
1,100 SH CIRCOR INTL INC CIR	$36,919	$42,284
500 SH CIRCOR INTL INC CIR	$11,445	$19,220
5,000 SH CNH INDUSTRIAL NV CNHI	$46,324	$64,200
3,000 SH CNH INDUSTRIAL NV CNHI	$32,251	$38,520
3,000 SH CNH INDUSTRIAL NV CNHI	$30,579	$38,520
4,000 SH CNH INDUSTRIAL NV CNHI	$32,656	$51,360
3,000 SH COCA-COLA COMPANY	$120,420	$164,520
2,200 SH CRANE COMPANY CR	$130,504	$170,852
1,000 SH CURTISS-WRIGHT CORP	$70,650	$116,350
2,000 SH CUTERA INC CUTR	$28,344	$48,220
1,000 SH DANA INC	$14,695	$19,520
22,000 SH DIEBOLD NIXDORF INCORP	$279,184	$234,520
2,000 SH DISCOVERY INC A	$66,520	$60,180
2,000 SH DISCOVERY INC A	$60,457	$60,180
1,000 SH DISCOVERY INC A	$22,698	$30,090
1,500 SH DISH NETWORK CORP	$55,214	$48,510
500 SH DISH NETWORK CORP	$17,412	$16,170
1,000 SH DISH NETWORK CORP	$30,920	$32,340
162 SH DISH NETWORK CORP	$5,430	$5,239
1,000 SH EDGEWELL PERS CARE CO	$50,917	$34,580
1,000 SH EDGEWELL PERS CARE CO	$44,478	$34,580
1,000 SH EDGEWELL PERS CARE CO	$31,386	$34,580
500 SH EDGEWELL PERS CARE CO	$13,579	$17,290
600 SH ENERGIZER HLDGS INC NEW	$29,216	$25,308
600 SH ENPRO INDUSTRIES INC NPO	$42,956	$45,312
400 SH ENPRO INDUSTRIES INC NPO	$18,379	$30,208
1,000 SH ENPRO INDUSTRIES INC NPO	$45,711	$75,520
2,700 SH FORTUNE BRANDS HOME & SECURITY INC	$121,338	$231,444
2,000 SH FOX CORP CL B	$80,450	$57,760
1,000 SH FOX CORP CL B	$36,239	$28,880
2,500 SH GATX CORP	$136,500	$207,950
8,000 SH GCP APPLIED TECHNOLOGIES	$206,451	$189,200
1,500 SH GENERAL MILLS INC	$82,545	$88,200
1,000 SH GENERAL MILLS INC	$45,180	$58,800
2,500 SH GENUINE PARTS CO COM	$221,650	$251,075
4,500 SH GRACO INCORPORATED COM	$106,710	$325,575
1,000 SH GRAHAM CORP	$13,724	$15,180
6,000 SH GRIFFON CORP	$93,900	$122,280
1,535 SH GVC HOLDINGS PLC	$14,819	$22,879
100 SH HERC HLDGS COM	$7,234	$6,632
233 SH HERC HLDGS COM	$16,087	$15,474
100 SH HERC HLDGS COM	$2,329	$6,632
33 SH HERC HLDGS COM	$1,057	$2,211
1,034 SH HERC HLDGS COM	$33,909	$68,668
1,000 SH HERC HLDGS COM	$25,847	$66,410
3,000 SH HEWLETT PACKARD ENTERPRISE CO	$43,154	$35,550
2,000 SH HEWLETT PACKARD ENTERPRISE CO	$29,400	$23,700
2,000 SH INTERPUBLIC GRP CO INC	$40,020	$47,040
1,500 SH ITTINC	$62,745	$115,530
800 SH J M SMUCKER CO	$84,248	$92,480
200 SH J M SMUCKER CO	$21,056	$23,120
1,500 SH JPMORGAN CHASE & CO	$96,690	$190,605
2,000 SH KAMAN CORPORATION CL A	$83,020	$114,260
400 SH KEYSIGHT TECHS INC	$40,269	$52,836
1,500 SH KINNEVIKAB SHAREAKB	$0	$76,141
1,020 SH LENNAR CORP CL B	$37,770	$62,424
3,000 SH LIBERTY MEDIA CORP DEL COM SER A BRAVES GROUP	$77,203	$74,610
1,000 SH LIBERTY MEDIA CORP DEL COM SER A BRAVES GROUP	$24,170	$24,870
700 SH M & T BANK CORP	$82,922	$89,110
200 SH M & T BANK CORP	$18,881	$25,460
1,000 SH MADISON SQUARE GARDEN ENTMT CORP CL A	$51,327	$105,040
1,000 SH MADISON SQUARE GARDEN SPORTS CORP	$135,793	$184,100
2,000 SH MAPLE LEAF FOODS INC COM NEW	$37,340	$44,340
1,000 SH MAPLE LEAF FOODS INC COM NEW	$17,880	$22,170
553 SH MARINE PRODUCTS CORP	$3,346	$8,041
1,000 SH MATTHEWS INTL CORP CLA	$21,805	$29,400
1,200 SH MGM RESORTS INTERNATIONAL	$35,850	$37,812
800 SH MGM RESORTS INTERNATIONAL	$22,991	$25,208
700 SH MILLICOM INTL CELLULAR S.A.(NEW)	$55,293	$27,146
200 SH MILLICOM INTL CELLULAR S.A.(NEW)	$13,012	$7,756
400 SH MILLICOM INTL CELLULAR S.A.(NEW)	$23,412	$15,512
200 SH MILLICOM INTL CELLULAR S.A.(NEW)	$10,750	$7,756
2,000 SH MILLICOM INTL CELLULAR S.A.(NEW)	$98,752	$77,560
4,000 SH MODINE MANUFACTURING CO	$27,840	$50,240
3,000 SH MSG NE1WORK INC CLASS A	$64,020	$44,220
3,000 SH MSG NE1WORK INC CLASS A	$44,325	$44,220
1,000 SH MUELLER INDUSTRIES INC	$34,160	$35,110
1,000 SH MUELLER INDUSTRIES INC	$26,196	$35,110
500 SH MUELLER INDUSTRIES INC	$11,914	$17,555
1,200 SH MUELLER WATER PRODUCTS INC	$15,669	$14,856
1,800 SH MUELLER WATER PRODUCTS INC	$21,543	$22,284
3,000 SH MYERS INDUSTRIES INC	$50,820	$62,340
1,900 SH NATIONAL FUEL GAS CO	$119,643	$78,147
300 SH NATIONAL FUEL GAS CO	$13,472	$12,339
1,000 SH NATIONAL FUEL GAS CO	$43,093	$41,130
1,000 SH NAVISTAR INTL CORP NEW	$25,950	$43,960
1,600 SH NORTHERN TRUST CORP	$116,896	$149,024
400 SH PATTERSON COMPANIES INC	$9,721	$11,852
1,300 SH PATTERSON COMPANIES INC	$30,216	$38,519
300 SH PATTERSON COMPANIES INC	$7,422	$8,889
1,600 SH PNC FINANCIAL SERVICES GROUP	$150,048	$238,400
250 SH POST HOLDINGS INC	$10,598	$25,253
5,158 SH RYMAN HOSPITALITY PPTYS	$278,584	$349,506
1,500 SH SINCLAIR BROADCAST GROUP INC CL A	$49,521	$47,775
500 SH SINCLAIR BROADCAST GROUP INC CL A	$10,320	$15,925
1,000 SH SINCLAIR BROADCAST GROUP INC CL A	$18,844	$31,850
200 SH SONY CORP ADR NEW	$10,344	$20,220
200 SH SONY CORP ADR NEW	$10,453	$20,220
1,500 SH STATE STR CORP	$114,555	$109,170
1,500 SH STATE STR CORP	$90,209	$109,170
500 SH STATE STR CORP	$27,519	$36,390
500 SH STRA TTEC SEC CORP	$10,291	$24,680
1,500 SH SWEDISH MATCH SEK PAR ORD	$83,334	$117,795
2,200 SH TELEPHONE & DATA SYS INC NEW	$64,020	$40,854
2,000 SH TEXTRON INC	$109,658	$96,660
2,000 SH TEXTRON INC	$93,453	$96,660
500 SH TEXTRON INC	$17,022	$24,165
3,900 SH TREDEGAR CORPORATION	$75,855	$65,130
1,500 SH TRINITY INDUSTRIES INC	$34,266	$39,585
2,500 SH UNITED STATES CELLULAR CORP	$95,800	$76,725
1,000 SH VAL VOLINE INC	$23,094	$23,140
166 SH VECTRUSINC	$4,082	$8,254
894 SH VIACOMCSS INC CLA	$50,563	$33,819
1,490 SH VIACOMCSS INC CLA	$84,821	$56,365
238 SH VIACOMCSS INC CLA	$10,216	$9,018
377 SH VIACOMCSS INC CLA	$15,086	$14,258
500 SH VIACOMCBS INC CLB	$27,735	$18,630
2,623 SH VIACOMCBS INC CLB	$101,098	$97,733
500 SH VIACOMCBS INC CLB	$19,215	$18,630
177 SH VIACOMCBS INC CLB	$6,383	$6,595
2,000 SH WELLS FARGO & CO NEW	$109,680	$60,360
1,000 SH WELLS FARGO & CO NEW	$27,860	$30,180
1,000 SH WELLS FARGO & CO NEW	$24,510	$30,180
6,000 SH WIDEOPENWEST INC	$42,443	$64,020
200 SH WYNN RESORTS LTD	$25,290	$22,566
300 SH WYNN RESORTS LTD	$33,775	$33,849
200 SH WYNN RESORTS LTD	$22,784	$22,566
1,600 SH XYLEM INC	$57,343	$162,864
200 SH ZIMMER BIOMET HOLDINGS INC	$23,467	$30,815
4,000 SH ENTERPRISE PRODUCTS PARTNERS LP COM UNIT	$54,374	$78,360
1,250 SH APTARGROUP INC	$126,169	$171,113
1,650 SH BALL CORP	$119,891	$153,747
7,500 SH COLFAX CORP	$204,493	$286,800
400 SH ROPER TECHNOLOGIES INC	$119,215	$172,436
3,500 SH WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP	$252,882	$256,200
50 SH AMAZON.COM INC	$60,091	$162,847
4,000 SH MCCORMICK & CO INC NON VTG	$216,566	$382,400
850 SH JOHNSON & JOHNSON	$127,159	$133,773
2,200 SH ROCHE HOLDING AG	$94,067	$96,448
1,000 SH THERMO FISHER SCIENTFIC INC	$155,570	$465,780
1,500 SH ZOETIS INC	$146,788	$248,250
6,000 SH BANK OF AMERICA CORP	$113,521	$181,860
3,000 SH BLACKSTONE GROUP INC/THE CL A	$80,331	$194,430
1,000 SH CITIGROUP INC	$46,680	$61,660
750 SH ACCENTURE PLC	$122,635	$195,908
625 SH INTUIT INC	$154,340	$237,406
1,028 SH MICROSOFT CORP	$151,254	$228,648
1,750 SH VISA INC CL A	$157,778	$382,778
46 SH ALPHABET INC CL A	$35,532	$80,621
2,000 SH CROWN CASTLE INTERNATIONAL CORP	$170,881	$318,380
2,000 SH SPDR S&P BIOTECH ETF	$183,423	$281,560
2,000 SH ANNALY CAPITAL MANAGEMENT INC PRF	$129,000	$126,250
125,000 SH MARYLAND ST CDA DEPT HSG & CMNTY REV RESIDENTIAL SERIES A"	$123,019	$129,555
100,000 SH JPMORGAN CHASE & CO SR NT	$99,852	$110,146
150,000 SH CVS HEALTH CORP SENIOR NOTE	$151,693	$169,901
150,000 SH AT&T INC SENIOR BOND	$146,426	$166,751
200,000 SH STARBUCKS CORP SENIOR NOTE	$197,778	$227,579
125,000 SH UNITEDHEALTH GROUP INC SR NT DTD 12/17/2018	$124,749	$143,271
200,000 SH SYSCO CORP SENIOR BOND	$189,778	$222,317
200,000 SH MORGAN STANLEY SUBORDINATED BOND	$202,304	$236,019
250,000 SH ROPER TECHNOLOGIES INC SR NT	$243,875	$289,189
200,000 SH MCCORMICK & CO INC SENIOR BOND	$190,178	$225,673
125,000 SH CROWN CASTLE INTERNATIONAL CORP SENIOR NOTE	$116,536	$141,323
300,000 SH ALLEGION US HOLDING CO INC SENIOR NOTE	$276,838	$327,995
25,000 SH AMERICAN UNIVERSITY	$24,938	$25,414
200,000 SH ZOETIS INC SENIOR NOTE	$198,304	$235,427
200,000 SH ENTERPRISE PRODUCTS OPERATING LLC SENIOR BOND	$200,592	$238,143
100,000 SH AMERICAN TOWER CORP SENIOR BOND	$99,599	$116,187
100,000 SH PERKINELMER INC SENIOR BOND	$99,670	$112,782
75,000 SH JPMORGAN CHASE & CO	$75,000	$82,319
100,000 SH ATHENE HOLDING LTD SENIOR NOTE	$99,962	$111,278
130,000 SH NEW JERSEY ST HSG & MTGE FIN AGY MF REVENUE SERIES C REFUNDING DT	$134,965	$144,322
100,000 SH CLG WILLIAM & MARY VA CLG REVENUE SERIES B	$100,000	$102,491
40,000 SH MARYLAND ST CMNTY DEV ADMIN DEPT HSG & CMNTY DEV REV RESIDENTIAL S	$41,298	$42,717
100,000 SH MICHIGAN ST HSG DEV AUTH RENTAL HSG REVENUE SERIES B	$100,000	$103,941
100,000 SH TEXAS ST DEPT OF HSG & CMNTY AFFAIRS REVENUE TAXABLE SERIES C-1	$96,775	$102,529
112,000 SH OHIO ST HSG FIN AGY SF MTGE REVENUE SERIES 1	$107,150	$114,063
120,000 SH SOUTH DAKOTA ST HSG DEV AUTH SF REVENUE MTGE REFUNDING SERIES 1	$121,042	$123,804
45,000 SH MARYLAND ST CMNTY DEV ADMIN DEPT HSG & CMNTY DEV REV RSDL SERIES A	$45,475	$46,442
68,314 SH DOUBLELINE TOTAL RETURN BOND FUND CL-I	$728,253	$730,957
88,021 SH PIMCO MORTGAGE OPPORTUNITIES FUND DTD	$964,619	$966,467
83,846 SH PIMCO INCOME FUND DTD 11/1/2009	$995,077	$1,015,369
629 SH ABB LTD -SPONS ADR	$16,484	$17,587
1,064 SH ABB LTD -SPONS ADR	$27,577	$29,749
853 SH AIA GROUP LTD SPONSORED ADR AAGIY	$21,777	$41,908
319 SH AIA GROUP LTD SPONSORED ADR AAGIY	$7,994	$15,672
991 SH AIA GROUP LTD SPONSORED ADR AAGIY	$40,963	$48,688
244 SH AIR LIQUIDE ADR	$4,389	$8,016
60 SH AIR LIQUIDE ADR	$1,117	$1,983
240 SH AIR LIQUIDE ADR	$6,714	$7,894
95 SH AIRBUS SE	$3,041	$2,595
279 SH AIRBUS SE	$7,341	$7,622
1,109 SH AIRBUS SE	$40,307	$30,298
736 SH AMERICA MOVIL SAB DE CV ADR SERIES L	$9,486	$10,701
301 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$12,759	$21,043
187 SH ANHEUSER BUSCH INBEV SA/NV-SPONSORED ADR BUD	$10,118	$13,073
14 SH AON PLC SHS CLA AON	$2,282	$2,958
40 SH AON PLC SHS CLA AON	$7,251	$8,451
44 SH AON PLC SHS CLA AON	$9,213	$9,296
474 SH ASAHI KAISEI CORP ADR AHKSY	$8,716	$9,780
438 SH ASAHI KAISEI CORP ADR AHKSY	$9,026	$9,037
683 SH ASAHI KAISEI CORP ADR AHKSY	$15,788	$14,092
9 SH ASML HOLDING NV	$1,002	$4,389
64 SH ASML HOLDING NV	$6,749	$31,214
120 SH ASML HOLDING NV	$34,905	$58,526
239 SH ASSA ABLOY AB - ADR	$2,661	$2,940
449 SH ASSA ABLOY AB - ADR	$4,901	$5,523
569 SH ASSA ABLOY AB - ADR	$6,700	$6,999
288 SH ASTRAZENECA PLC	$9,699	$14,397
201 SH ASTRAZENECA PLC	$6,763	$10,048
246 SH ASTRAZENECA PLC	$7,133	$12,298
746 SH ASTRAZENECA PLC	$37,255	$37,293
566 SH B&M EUROPEAN VALUE ADR RETAIL SA	$14,631	$16,067
5,789 SH BANCO BILBAO VIZCAYA ARGENTARIA, S.A. ADR	$28,606	$28,598
55 SH BEIGENE LTD SPON ADR	$7,621	$14,211
45 SH BEIGENE LTD SPON ADR	$7,638	$11,628
30 SH BEIGENE LTD SPON ADR	$8,496	$7,752
304 SH BRITISH AMERN TOB PLC	$12,055	$11,397
260 SH BRITISH AMERN TOB PLC	$10,995	$9,747
643 SH BRITISH AMERN TOB PLC	$21,025	$24,106
84 SH CANADIAN NATL RY CO	$5,352	$9,227
21 SH CANADIAN NATL RY CO	$1,352	$2,307
94 SH CANADIAN NATL RY CO	$8,489	$10,326
48 SH CARLSBERG AS-B	$981	$1,542
201 SH CARLSBERG AS-B	$3,935	$6,458
443 SH CARLSBERG AS-B	$7,797	$14,234
302 SH CARLSBERG AS-B	$8,266	$9,703
1,408 SH CARLSBERG AS-B	$41,247	$45,239
218 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$1,890	$1,951
557 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$5,046	$4,985
97 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$972	$868
1,688 SH COMPAGNIE FINANCIERE RICHEMONT SA-UNSPON ADR	$16,809	$15,106
411 SH DAIICHI SANKYO COL TD SPONSORED ADR LEVEL 1	$8,668	$14,237
336 SH DAIICHI SANKYO COL TD SPONSORED ADR LEVEL 1	$7,274	$11,639
624 SH DAIKIN INDUSTRIES LTD - UNSPON ADR	$7,871	$13,934
519 SH DAIKIN INDUSTRIES LTD - UNSPON ADR	$7,349	$11,589
283 SH DBS GROUP HOLDINGS	$21,584	$21,522
567 SH DEUTSCHE BOERSE AG-UNSPO ADR	$7,591	$9,582
467 SH DEUTSCHE BOERSE AG-UNSPO ADR	$7,126	$7,892
10 SH DIAGEO PLC SPONSORED ADR NEW	$1,154	$1,588
53 SH DIAGEO PLC SPONSORED ADR NEW	$8,636	$8,417
173 SH DIAGEO PLC SPONSORED ADR NEW	$28,438	$27,474
499 SH DNBASA SPONSORED ADR DNHBY	$6,052	$9,785
389 SH DNBASA SPONSORED ADR DNHBY	$6,992	$7,628
851 SH DNBASA SPONSORED ADR DNHBY	$15,675	$16,688
237 SH DSV A/S UNSP ADR DSDVY	$6,126	$19,913
182 SH DSV A/S UNSP ADR DSDVY	$10,243	$15,292
1,483 SH ENEL SOCIETA PER AZIONI ADR	$8,386	$15,052
1,488 SH ENEL SOCIETA PER AZIONI ADR	$8,690	$15,103
1,462 SH ENEL SOCIETA PER AZIONI ADR	$9,064	$14,839
3,730 SH ENEL SOCIETA PER AZIONI ADR	$28,965	$37,860
40 SH ENGIE SPON ADR 1 RCPT= 1 ORD SHRS ENGIY	$504	$612
977 SH ENGIE SPON ADR 1 RCPT= 1 ORD SHRS ENGIY	$12,620	$14,948
65 SH ESSILOR !NTL-SPONSORED ADR	$4,341	$5,054
97 SH ESSILOR !NTL-SPONSORED ADR	$6,224	$7,543
101 SH ESSILOR !NTL-SPONSORED ADR	$7,580	$7,854
7 SH ESSILOR !NTL-SPONSORED ADR	$450	$544
433 SH ESSILOR !NTL-SPONSORED ADR	$33,426	$33,670
146 SH FLUTTER ENTERTAINMENT PLC	$10,833	$15,228
92 SH GALAPAGOS NV-SPON ADR	$18,852	$9,106
64 SH GALAPAGOS NV-SPON ADR	$15,592	$6,335
60 SH GALAPAGOS NV-SPON ADR	$8,556	$5,939
436 SH GENMAB A/S SPON ADR	$6,932	$17,728
1,029 SH GENMAB A/S SPON ADR	$22,405	$41,839
166 SH GIVAUDAN-UNSPON-ADR	$7,032	$14,087
42 SH GIVAUDAN-UNSPON-ADR	$1,775	$3,564
137 SH GIVAUDAN-UNSPON-ADR	$7,875	$11,626
280 SH GIVAUDAN-UNSPON-ADR	$17,200	$23,761
288 SH GRIFOLS S.A.	$4,823	$5,311
80 SH GRIFOLS S.A.	$1,317	$1,475
300 SH GRIFOLS S.A.	$6,875	$5,532
13 SH HDFC BANK LTD-ADR	$462	$939
301 SH HDFC BANK LTD-ADR	$19,400	$21,750
117 SH HERMES INTERNATIONAL-ADR	$6,432	$12,650
2 SH HERMES INTERNATIONAL-ADR	$113	$216
103 SH HERMES INTERNATIONAL-ADR	$7,643	$11,136
3 SH HERMES INTERNATIONAL-ADR	$264	$324
92 SH HERMES INTERNATIONAL-ADR	$8,197	$9,947
39 SH HONG KONG EXCHANGES AND	$1,373	$2,135
618 SH HONG KONG EXCHANGES AND	$20,187	$33,829
39 SH HOYA CORPORATION SPONSORED ADR HOCPY	$2,342	$5,413
6 SH HOYA CORPORATION SPONSORED ADR HOCPY	$348	$833
103 SH HOYA CORPORATION SPONSORED ADR HOCPY	$7,909	$14,295
129 SH HOYA CORPORATION SPONSORED ADR HOCPY	$12,098	$17,904
59 SH HUTCHISON CHINA HCM	$1,977	$1,889
162 SH HUTCHISON CHINA HCM	$5,448	$5,187
161 SH HUTCHISON CHINA HCM	$4,015	$5,155
208 SH HUTCHISON CHINA HCM	$5,585	$6,660
319 SH IBERDROLA SA-SPONSORED AOR	$10,503	$18,343
261 SH IBERDROLA SA-SPONSORED AOR	$8,272	$15,008
14 SH IBERDROLA SA-SPONSORED AOR	$445	$805
481 SH IBERDROLA SA-SPONSORED AOR	$19,545	$27,658
1,797 SH INDUSTRIA DE DISENO TEXTILE INDITEX SA	$29,349	$28,824
110 SH JARDINE MATHESON HLDGS LTD-UNSP ADR	$4,454	$6,184
207 SH JARDINE MATHESON HLDGS LTD-UNSP ADR	$8,660	$11,638
384 SH KERING SA SPON ADR	$8,341	$27,821
8 SH KERING SA SPON ADR	$362	$580
316 SH KERING SA SPON ADR	$20,362	$22,894
275 SH KERING SA SPON ADR	$13,777	$19,924
27 SH KEYENCE CORP	$4,983	$15,389
46 SH KEYENCE CORP	$13,079	$26,218
153 SH KEYENCE CORP	$55,323	$87,204
539 SH KONINKLIJKE PHILIPS N VNY REG SH	$22,688	$29,198
250 SH LOREAL CO ADR	$9,850	$19,038
147 SH LOREAL CO ADR	$5,803	$11,194
405 SH LOREAL CO ADR	$23,441	$30,841
914 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$13,184	$28,572
272 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$4,020	$8,503
1,481 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$36,233	$46,296
133 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$4,036	$4,158
197 SH LONDON STOCK ADR EXCHANGE GRP PLC UNSPON	$5,907	$6,158
36 SH LVMH MOET HENNESSY	$2,168	$4,490
213 SH LVMH MOET HENNESSY	$19,124	$26,567
15 SH MERCADOLIBRE INC	$3,172	$25,128
11 SH MERCADOLIBRE INC	$6,406	$18,427
239 SH MURATA MANUFACTURING-ADR	$2,570	$5,415
907 SH MURATA MANUFACTURING-ADR	$13,473	$20,548
71 SH NESTLES A REG ADR	$5,830	$8,364
55 SH NESTLES A REG ADR	$4,491	$6,479
96 SH NESTLES A REG ADR	$8,338	$11,309
274 SH NESTLES A REG ADR	$29,186	$32,277
112 SH NESTLES A REG ADR	$10,516	$13,194
1 SH NIDEC CORPORATION-ADR NJDCY	$17	$32
1,120 SH NIDEC CORPORATION-ADR NJDCY	$19,925	$35,504
403 SH NIPPON TELEGRAPH & TELEPHONE CORP SPONSORED ADR NTTYY	$10,465	$10,357
636 SH NIPPON TELEGRAPH & TELEPHONE CORP SPONSORED ADR NTTYY	$16,620	$16,345
1,075 SH NITORI HLDGS CO LTD NCLTY	$21,166	$22,769
29 SH NOVO NORDISK AS ADR NVO	$1,356	$2,026
171 SH NOVO NORDISK AS ADR NVO	$8,078	$11,944
364 SH NOVO NORDISK AS ADR NVO	$12,859	$25,425
702 SH NOVO NORDISK AS ADR NVO	$40,526	$49,035
168 SH PERNOD-RICARD SA-UNSPON ADR	$3,994	$6,443
882 SH PERNOD-RICARD SA-UNSPON ADR	$31,286	$33,825
751 SH PROSUS NV ADR PROSY	$11,565	$16,289
298 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$5,921	$5,400
75 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$1,481	$1,359
639 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$10,034	$11,579
408 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$6,536	$7,393
1,243 SH RECKITT BENCKISER ADR PLC SPONSORED ADR RBGLY	$19,670	$22,523
2,282 SH RECRUIT HOLDINGS CO ADR LTD	$12,124	$19,192
354 SH RELX PLC ADR SPON	$7,833	$8,730
601 SH RELX PLC ADR SPON	$12,767	$14,821
216 SH RELX PLC ADR SPON	$4,642	$5,327
966 SH RELX PLC ADR SPON	$24,041	$23,822
187 SH RIO TINTO PLC SPONSORED ADR	$11,363	$14,066
2,623 SH ROYAL KPN NV SPN ADR KKPNY	$9,318	$8,105
26 SH ROYAL KPN NV SPN ADR KKPNY	$73	$80
2,591 SH ROYAL KPN NV SPN ADR KKPNY	$7,920	$8,006
4,131 SH ROYAL KPN NV SPN ADR KKPNY	$12,352	$12,765
916 SH SAFRAN SA-UNSPON ADR SAFRY	$16,090	$32,481
309 SH SAFRAN SA-UNSPON ADR SAFRY	$5,367	$10,957
973 SH SAFRAN SA-UNSPON ADR SAFRY	$37,866	$34,503
12 SH SAP SE-SPONSORED ADR SAP	$1,056	$1,565
160 SH SAP SE-SPONSORED ADR SAP	$14,207	$20,862
49 SH SAP SE-SPONSORED ADR SAP	$5,584	$6,389
237 SH SAP SE-SPONSORED ADR SAP	$31,644	$30,902
459 SH SHIN-ETSU CHEMICAL ADR	$10,441	$20,187
337 SH SHIN-ETSU CHEMICAL ADR	$7,556	$14,821
660 SH SHIN-ETSU CHEMICAL ADR	$18,064	$29,027
2,794 SH SHIONOGI & CO LTD ADR	$36,154	$38,278
14 SH SMC CORP/JAPAN	$4,642	$8,247
3 SH SMC CORP/JAPAN	$1,031	$1,767
81 SH SMC CORP/JAPAN	$38,070	$47,712
175 SH SOFTBANK GROUP CORP UNSPONADR	$2,868	$6,766
4 SH SOFTBANK GROUP CORP UNSPONADR	$82	$155
344 SH SOFTBANK GROUP CORP UNSPONADR	$9,203	$13,299
652 SH SOFTBANK GROUP CORP UNSPONADR	$14,041	$25,206
354 SH STMICROELECTRONICS N V	$9,365	$13,140
389 SH STMICROELECTRONICS N V	$13,691	$14,440
652 SH STRAUMANN HOLDING AG ADR	$25,982	$39,511
54 SH SUZUKI MOTOR CORP ADR	$9,444	$10,090
42 SH SUZUKI MOTOR CORP ADR	$7,175	$7,848
390 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$11,474	$42,526
202 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$5,846	$22,026
654 SH TAIWAN SEMICONDUCTOR MFG CO LTD ADR	$38,008	$71,312
248 SH TENCENT HOLDINGS LTD- UNSP ADR	$12,737	$17,829
627 SH TENCENT HOLDINGS LTD- UNSP ADR	$30,068	$45,075
796 SH TERUMO CORP-UNSPON ADR TRUMY	$27,375	$33,671
472 SH TFI INTERNATIONAL INC TFII	$20,290	$24,346
191 SH TOKYO ELECTRON LTD-UNSPN ADR	$16,672	$17,875
63 SH TOTAL SE ADR TOT	$3,063	$2,640
96 SH TOTAL SE ADR TOT	$4,743	$4,023
113 SH TOTAL SE ADR TOT	$6,169	$4,736
271 SH TOTAL SE ADR TOT	$12,159	$11,358
502 SH UNICHARM CORP SPONSORED ADR UNICY	$2,805	$4,814
681 SH UNICHARM CORP SPONSORED ADR UNICY	$4,303	$6,531
27 SH UNICHARM CORP SPONSORED ADR UNICY	$164	$259
1,353 SH UNICHARM CORP SPONSORED ADR UNICY	$8,929	$12,975
2,898 SH UNICHARM CORP SPONSORED ADR UNICY	$19,706	$27,792
184 SH UNILEVER PLC SPONS ADR	$11,551	$11,103
1,112 SH ABBOTT LABORATORIES CMN (ABT)	$80,671	$121,753
1,462 SH ACTIVISION BLIZZARD, INC CMN (ATVI)	$59,268	$135,747
2,451 SH AES CORP. CMN (AES)	$33,419	$57,599
35 SH ALPHABET INC.CMN CLASS A (GOOGL)	$28,030	$61,342
36 SH AMAZON.COM INC CMN (AMZN)	$27,663	$117,249
779 SH AMETEK INC (NEW) CMN (AME)	$66,803	$94,212
140 SH ANTHEM, INC. CMN (ANTM)	$41,531	$44,953
1,484 SH APPLE INC. CMN (AAPL)	$54,790	$196,912
139 SH BEIGENE, LTD. SPONSORED ADR CMN (BGNE)	$20,055	$35,913
466 SH BROADCOM INC. CMN (AVGO)	$92,471	$204,038
91 SH CHARTER COMMUNICATIONS, INC. CMN (CHTR)	$25,193	$60,201
1,090 SH CHEVRON CORPORATION CMN (CVX)	$88,466	$92,051
3,366 SH CITIZENS FINANCIAL GROUP, INC. CMN (CFG)	$96,142	$120,368
411 SH CME GROUP INC. CMN CLASS A (CME)	$42,781	$75,850
1,991 SH COMCAST CORPORATION CMN CLASS A VOTING (CMCSA)	$81,483	$104,328
206 SH COSTCO WHOLESALE CORPORATION CMN (COST)	$45,160	$77,617
905 SH CSX CORPORATION CMN (CSX)	$48,033	$82,129
301 SH DANAHER CORPORATION CMN (OHR)	$23,395	$66,918
342 SH ELECTRONIC ARTS CMN (EA)	$35,063	$49,111
285 SH ELI LILLY & CO CMN (LLY)	$33,224	$48,119
173 SH FACEBOOK, INC. CMN CLASS A (FB)	$29,864	$47,257
439 SH FIDELITY NATL INFO SVCS INC CMN (FIS)	$64,106	$62,101
904 SH GILEAD SCIENCES CMN (GILD)	$64,750	$52,667
234 SH GLOBAL PAYMENTS INC. CMN (GPN)	$31,365	$50,408
1,401 SH GODADDY INC. CMN CLASS A (GDDY)	$68,286	$116,213
507 SH HILTON WORLDWIDE HOLDINGS INC. CMN (HLT)	$33,453	$56,409
463 SH HONEYWELL INTL INC CMN (HON)	$84,352	$98,480
1,233 SH INTEL CORPORATION CMN (INTC)	$60,816	$61,428
1,015 SH INTERCONTINENTAL EXCHANGE INC CMN (ICE)	$70,744	$117,019
279 SH JACK HENRY & ASSOC INC CMN (JKHY)	$23,419	$45,195
280 SH JOHNSON & JOHNSON CMN (JNJ)	$36,611	$44,066
891 SH JPMORGAN CHASE & CO CMN (JPM)	$65,801	$113,219
324 SH KLA CORP CMN (KLAC)	$42,830	$83,887
255 SH MARSH & MCLENNAN CO INC CMN (MMC)	$16,926	$29,835
635 SH MERCK & CO.. INC.CMN (MRK)	$48,741	$52,356
715 SH MICROSOFT CORPORATION CMN (MSFT)	$41,227	$159,030
301 SH MOODY'S CORPORATION CMN (MCO)	$32,694	$87,362
131 SH MSCI INC. CMN (MSCI)	$42,065	$58,495
279 SH NORTHROP GRUMMAN CORP CMN (NOC)	$80,354	$85,017
881 SH PHILIP MORRIS INTL INC CMN (PM)	$78,899	$73,995
694 SH SEAGEN INC.CMN (SGEN)	$43,008	$121,547
310 SH SEMPRA ENERGY CMN (SRE)	$31,850	$39,821
67 SH TRANSDIGM GROUP INCORPORATED CMN (TOG)	$16,443	$41,463
303 SH UNITEDHEALTH GROUP INCORPORATE CMN (UNH)	$70,415	$106,256
722 SH VISA INC. CMN CLASS-A (V)	$60,142	$157,923
721 SH WESTINGHOUSE AIR BRAKE TECHNOL CMN (WAB)	$53,729	$52,777
505 SH YUM BRANDS, INC. CMN (YUM)	$38,264	$54,823
334 SH AMERICAN TOWER CORPORATION CMN (AMT)	$35,928	$75,374
360 SH CROWN CASTLE INTL CORP CMN (CCI)	$31,092	$57,308
75 SH EQUINIX, INC. REIT (EQIX)	$42,762	$53,564
3,524 SH ABB LTD SPONSORED ADR CMN (ABB)	$87,373	$98,531
4,516 SH AIA GROUP LIMITED SPONSORED ADR CMN SERIES (AAGIY)	$125,385	$221,320
4,332 SH AIRBUS S.E. ADR CMN (EADSY)	$69,798	$118,970
3,805 SH AMERICA MOVIL SAB DE CV SPONSORED ADR CMN SERIES L	$58,451	$55,325
1,138 SH ANHEUSER-BUSCH INBEV SPONSORED ADR CMN (BUD)	$58,205	$79,558
454 SH AON PUBLIC LIMITED COMPANY CMN (AON)	$65,952	$95,917
4,435 SH ASHAI KASEI CORP ADR CMN (AHKSY)	$85,588	$90,594
487 SH ASML HOLDING N. ADR CMN (ASML)	$53,140	$237,520
2,750 SH ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN)	$92,169	$137,473
2,126 SH B&M EUROPEAN VALUE RETAILS.A. ADR CMN (BMRRY)	$55,036	$60,352
2,294 SH BRITISH AMERICAN TOBACCO PLC SPONS ADR (BTI)	$81,003	$87,544
3,987 SH CARLSBERG A/S SPONSORED ADR CMN (CABGY)	$81,059	$127,827
304 SH CHUBB LIMITED CMN (CB)	$37,481	$47,029
10,172 SH COMPAGNIE FINANCIERE RICHEMONT UNSPONSORED ADR CMN (CFRUY)	$70,279	$92,148
3,600 SH DANONE SPONSORED ADR CMN (DANDY)	$55,269	$47,362
275 SH DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN (OED)	$31,440	$43,673
3,387 SH DNB ASA SPONSORED ADR CMN (DNHBY)	$57,800	$66,460
10,422 SH ENEL SOCIETA PER AZIONI ADR CMN (ENLAY)	$72,260	$105,533
1,604 SH ESSILOR INTERNATIONAL SA ADR CMN (ESLOY)	$100,096	$125,894
1,793 SH GENMAB A/S SPONSORED ADR CMN (GMAB)	$30,609	$72,903
627 SH GIVAUDAN SA ADR CMN (GVDNY)	$37,432	$52,915
1,318 SH HAMAMATSU PHOTONICS K.K.CMN (HPHTF)	$40,990	$74,177
502 SH HERMES INTERNATIONAL UNSPONSORED AOR CMN (HESAY)	$33,503	$54,027
1,094 SH IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN (!BORY)	$32,724	$62,645
5,669 SH INDUSTRIA DE DISENO TEXTIL, S. ADR CMN (IDEXY)	$92,320	$90,313
695 SH JARDINE MATHESON HOLDINGS LTD ADR CMN (JMHLY)	$31,114	$38,920
1,076 SH KERING AOR CMN (PPRUY)	$70,512	$78,255
204 SH KEYENCE CORPORATION CMN (KYCCF)	$37,533	$116,272
17,490 SH KONINKLIJKE KPN N.V. SPONSORED ADR CMN (KKPNY)	$42,672	$53,222
1,887 SH KONINKLIJKE PHILIPS N_V.ADR CMN (PHG)	$76,733	$102,219
1,506 SH LOREAL CO (ADR) ADR CMN (LRLCY)	$56,286	$114,540
2,831 SH LONDON STOCK EXCHANGE GROUP PL ADR CMN (LNSTY)	$74,623	$87,150
324 SH LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN (LVMUY)	$11,343	$40,507
901 SH NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGO SHS) (NSRGY)	$70,368	$106,271
2,019 SH NOVO-NORDISK A/SADR ADR CMN (NVO)	$81,456	$141,027
1,308 SH PERNOD RICARD UNSPONSORRED ADR CMN (PDRDY)	$31,164	$50,189
5,818 SH RECKITT BENCKISER GROUP PLC SPONSORED AOR CMN (RBGLY)	$90,962	$104,055
1,249 SH ROYAL CARIBBEAN GROUP !SIN: LR0008862868 (RCL)	$64,469	$93,288
666 SH RYANAIR HOLDINGS PLC SPONSORED ADA CMN (RYAAY)	$56,628	$73,247
5,292 SH SAFRAN SA SPONSORED ADA CMN (SAFRY)	$116,727	$187,697
648 SH SAP SE (SPON ADA) (SAP)	$75,437	$84,493
2,974 SH SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADA CMN (SHECY)	$60,243	$129,913
187 SH SMC CORP. CMN (SMECF)	$53,807	$110,150
3,003 SH TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS SOROS (TSM)	$95,896	$328,496
975 SH TC ENERGY CORP CMN (TAP)	$43,525	$40,166
1,774 SH TENCENT HOLDINGS LIMITED UNSPONSOREO ADA CMN ADD ADA REL 19358779	$83,752	$129,037
1,081 SH TERUMO CORPORATION ADA CMN (TRUMY)	$41,302	$45,148
1,317 SH TOTAL SE SPONSORED ADA CMN (TOT)	$50,022	$56,502
4,681 SH UBS GROUP AG CMN (UBS)	$67,289	$66,143
419 SH WASTE CONNECTIONS, INC. CMN (WCN)	$33,016	$42,975
5,915,577 SH MEDRESPOND, INC. SERIES A-1 & A-2 COMMON STOCK	$0	$1
5,317,677 SH MEDRESPOND, INC. SERIES A-1 & A-2 PREFERRED STOCK	$411,451	$411,451
US BLOCK STOCK	$1	$0

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (25 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
ALTENERGY STORAGE LLC	FMV	$954,193	$899,161
ALTENERGY STORAGE II LLC	FMV	$2,796,358	$2,715,102
ALTENERGY STORAGE BRIDGE LLC	FMV	$672,713	$672,713
AURORA VENTURES V, LP	FMV	$1,142,581	$937,383
AXIOM ASIA PRIVATE CAPITAL FUND	FMV	$585,549	$138,889
AXIOM ASIA 6, LP	FMV	$103,522	$103,567
COMMONFUND CAPITAL EMERGING MARKETS II LP	FMV	$1,118,640	$1,411,971
FRAMTIDEN HOLDINGS LLC	FMV	$5,000,126	$7,188,899
HARBERT POWER FUND III	FMV	$1,140,620	$60,845
HARBERT POWER FUND V	FMV	$607,339	$1,909,769
HARBERT VENTURE PARTNERS, LLC	FMV	$0	$972,060
HARBERT VENTURE PARTNERS II, LP	FMV	$567,340	$837,230
HARBERT VENTURE PARTNERS III, LP	FMV	$1,313,869	$1,292,793
HARBERT VENTURE PARTNERS ANNEX FUND, LLC	FMV	$0	$159,819
HARBERT INFRASTRUCTURE FUND VI, LP	FMV	$27,624	$17,945
KELLY ROOFING HOLDINGS LLC	FMV	$349,998	$316,420
MDME HOLDINGS LLC	FMV	$649,706	$369,433
MORGAN STANLEY PRIVATE EQUITY ASIA, LP	FMV	$239,093	$14,332
PENINSULA-KCG, LP	FMV	$930,685	$990,209
SYNERGY IOM HOLDINGS LLC	FMV	$400,000	$418,066
WJA ALTERNATIVE IN STRAT I SERIES I-2-AURELIUS	FMV	$384,747	$337,983
WJA ALTERNATIVE IN STRAT I SERIES I-7 D KEMPNER	FMV	$880,876	$839,751
FERNWOOD ASSOCIATES (WJ&A #7 - 5)	FMV	$542,731	$480,844
SANDALWOOD FUND (WJA, SERIES I-9)	FMV	$195,239	$226,987
WJA VALUE EQUITY	FMV	$1,058,273	$1,549,344

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT INTEREST EXPENSE FLOW THROUGH'S	$11,274	$11,274	$0
NON DEDUCTIBLE EXPENSES	$6,263	$0	$0
PAYROLL SERVICES	$1,465	$0	$1,465
OTHER DEDUCTIONS	$35,414	$0	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
FLOW THROUGH ACTIVITIES	$44,037	$44,037	$44,037
1231 GAIN/(LOSS) FROM FLOW THROUGH'S	$410,139	$410,139	$410,139
SECTION 1202 GAIN EXCLUSION	$44,767	$0	$44,767
FLOW THROUGH ACTIVITIES UBTI	$653,789		$653,789
ADJ FOR NET UBTI	-$653,789		-$653,789

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	PRIOR YEAR ADJUSTMENTS	Desc
Amt	$64,422	Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MANAGEMENT FEES	$1,581,120	$1,581,120	$0
OTHER PROFESSIONAL FEES	$559	$419	$140

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (5 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PA REGISTRATION FEE	$15	$0	$15
FOREIGN TAX WITHHELD ON DIVIDENDS	$76,901	$76,901	$0
FOREIGN TAXES-FLOW THROUGH'S	$11,620	$11,620	$0
FEDERAL TAXES	$304,969	$0	$0
PAYROLL TAXES	$6,838	$0	$6,838