THE NORMAN AND SADIE LEE FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- THE NORMAN AND SADIE LEE FOUNDATION (EIN 95-3333368)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202133199349103193
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T11:54:27-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 410746749 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLIFTONLARSONALLEN LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK E 16TH FLOOR | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 953333368 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORMAN & SADIE LEE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | C/O CLIFTONLARSONALLEN LLP | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | NORM | BusinessNameControlTxt |
| Phone | 3102732501 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PAUL A JAMES | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 3102732501 | PhoneNum |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | PAUL | PersonFirstNm |
| Person Last | JAMES | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KURT KILWEIN | PreparerPersonNm |
| PTIN | P00109165 | PTIN |
| Phone | 3102732501 | PhoneNum |
| Preparation | 2021-11-15 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $38,043,415 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,197,729 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,197,729 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$967,571 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $15,698,498 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $3,181 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,590 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $233,339 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,199,319 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $104,735 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $44,492 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $60,242 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $145,885 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $145,885 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $8,114 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,105 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $29,250 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $14,625 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $14,625 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $408 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $204 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $204 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $96,083 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $44,050 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $384,475 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $256,361 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $75,071 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,906,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,906,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,290,975 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $256,361 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,981,571 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$2,057,636 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $942,958 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $582,964 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $687,004 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $687,004 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,049,086 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $0 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $13,956,526 | CorporateStockBOYAmt |
| Corporate Stock EOY | $0 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $0 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $19,982,625 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $34,782,670 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $36,847,099 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $2,662,282 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $711,794 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $491,600 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $19,656 | OtherAssetsBOYAmt |
| Other Assets EOY | $17,712 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $17,712 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $38,253,139 | TotalAssetsBOYAmt |
| Total Assets EOY | $36,199,180 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $38,043,415 | TotalAssetsEOYFMVAmt |
| Loans From Officers BOY | $2,573 | LoansFromOfficersBOYAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $6,250 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,573 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $6,250 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $38,250,566 | RetainedEarningBOYAmt |
| Retained Earning EOY | $36,192,930 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $38,250,566 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $36,192,930 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $38,253,139 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $36,199,180 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $38,250,566 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$2,057,636 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $36,192,930 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $36,192,930 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (13 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY #3852 | P | 2020-01-01 | 2020-12-31 | $1,403,627 | $1,639,018 | -$235,391 | -$235,391 |
| MORGAN STANLEY #3855 | P | 2020-01-01 | 2020-12-31 | $329,529 | $311,868 | $17,661 | $17,661 |
| MORGAN STANLEY #3856 | P | 2020-01-01 | 2020-12-31 | $3,325,772 | $3,545,378 | -$219,606 | -$219,606 |
| MORGAN STANLEY #3859 | P | 2020-01-01 | 2020-12-31 | $1,418,772 | $1,187,269 | $231,503 | $231,503 |
| MORGAN STANLEY #4100 | P | 2020-01-01 | 2020-12-31 | $695,754 | $549,083 | $146,671 | $146,671 |
| MORGAN STANLEY #4103 | P | 2020-01-01 | 2020-12-31 | $1,509,476 | $1,636,271 | -$126,795 | -$126,795 |
| MORGAN STANLEY #4893 | P | 2020-01-01 | 2020-12-31 | $279,901 | $193,733 | $86,168 | $86,168 |
| MORGAN STANLEY #6203 | P | 2020-01-01 | 2020-12-31 | $2,806,035 | $3,147,068 | -$341,033 | -$341,033 |
| MORGAN STANLEY #6408 | P | 2020-01-01 | 2020-12-31 | $2,017,074 | $2,017,468 | -$394 | -$394 |
| MORGAN STANLEY #7003 | P | 2020-01-01 | 2020-12-31 | $1,910,706 | $1,495,735 | $414,971 | $414,971 |
| K-1 CAPITAL GAINS | P | 2020-01-01 | 2020-12-31 | $377,851 | -$377,851 | -$377,851 | |
| MORGAN STANLEY BASIS ADJUSTMENT | P | 2020-01-01 | 2020-12-31 | $565,327 | -$565,327 | -$565,327 | |
| CAPITAL GAINS DIVIDENDS | P | 2020-01-01 | 2020-12-31 | $1,852 | $1,852 | $1,852 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$967,571 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $13,107 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $13,107 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $13,107 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,000 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $16,000 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $2,893 | OverpaymentAmt |
| Applied To ES Tax | $2,893 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | CLIFTONLARSONALLEN LLP | IndividualWithBooksNm |
| Phone | 3102732501 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1925 CENTURY PARK EAST 16TH FL | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90067 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| PAUL A JAMES | ||||||||
| 712 27TH STREET | MANHATTAN BEACH | CA | 90266 | DIR/PRESIDENT/TREAS/SEC | 1.00 | $0 | $0 | $0 |
| BRYAN ISAACS | ||||||||
| 80915 WEISKOPF | LA QUINTA | CA | 92253 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 NEW YORK PLAZA 12TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10004 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $145,848 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $35,938,595 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,230,623 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $37,169,218 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $37,169,218 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $557,538 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $36,611,680 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,830,584 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,830,584 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,107 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $13,107 | TotalTaxAmt |
| Distributable Before Adj | $1,817,477 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,817,477 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,817,477 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,981,571 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,981,571 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,981,571 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,817,477 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,864,149 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,981,571 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,864,149 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $117,422 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,700,055 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (29 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| AMERICAN RIVER CONSERVANCY | ||||||
| 348 CA-49 | COLOMA | CA | 95613 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,000 |
| BURN INSTITUTE | ||||||
| 8825 AERO DR 200 | SAN DIEGO | CA | 92123 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| CENTER THEATRE GROUP | ||||||
| 601 W TEMPLE ST | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $200,000 |
| CITY OF HOPE | ||||||
| 1500 E DUARTE RD | DUARTE | CA | 91010 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $450,000 |
| DISABLED SPORTS EASTERN SIERRA | ||||||
| 1 MINARET RD | MAMMOTH LAKES | CA | 93546 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $4,500 |
| ENTERPRISE FOR YOUTH | ||||||
| 200 PINE STREET NO 600 | SAN FRANCISCO | CA | 94104 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $7,500 |
| EQUAL JUSTICE INITIATIVE | ||||||
| 122 COMMERCE ST | MONTGOMERY | AL | 36104 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| EXHALE TO INHALE | ||||||
| 1732 1ST AVENUE 21133 | NEW YORK | NY | 10128 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GIRLS INC OF GREATER LOS ANGELES | ||||||
| 9800 S LA CIENEGA BLVD 410 | INGLEWOOD | CA | 90301 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GLOBAL LYME ALLIANCE | ||||||
| 1290 E MAIN ST 3RD FLOOR | STAMFORD | CT | 06902 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| GOLD TRAIL GRANGE | ||||||
| 319 CA-49 | COLOMA | CA | 95613 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| GRAY AREA GRAND THEATER | ||||||
| 2665 MISSION ST | SAN FRANCISCO | CA | 94110 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| LAURA'S HOUSE | ||||||
| 999 CORPORATE DR 225 | LADERA RANCH | CA | 92694 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LEGAL AID FOUNDATION LOS ANGELES | ||||||
| 1550 W 8TH STREET | LOS ANGELES | CA | 90017 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| LIFEMOVES | ||||||
| 181 CONSTITUTION DRIVE | MENLO PARK | CA | 94025 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES MUSEUM OF THE HOLOCAUST | ||||||
| 100 THE GROVE DR | LOS ANGELES | CA | 90036 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| LOS ANGELES OPERA | ||||||
| 135 N GRAND AVE | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $160,000 |
| LOS ANGELES PHILHARMONIC | ||||||
| 111 S GRAND AVE | LOS ANGELES | CA | 90012 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $610,000 |
| MORGAN STANLEY GLOBAL IMPACT FUNDING TRUST | ||||||
| 1999 AVE OF THE STARS SUITE 2400 | LOS ANGELES | CA | 90067 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $100,000 |
| PREVENT DROWNING FOUNDATION OF SAN DIEGO | ||||||
| PO BOX 90622 | SAN DIEGO | CA | 92169 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| PROJECT HEAL | ||||||
| 38-18 WEST DR | DOUGLASTON | NY | 11363 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $2,500 |
| REEL RECOVERY | ||||||
| 160 BROOKSIDE RD | NEEDHAM | MA | 02492 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $3,000 |
| SKIRBALL CULTURAL CENTER | ||||||
| 2701 N SEPULVEDA BLVD | LOS ANGELES | CA | 90049 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $55,000 |
| THE PHOENIX | ||||||
| 2239 CHAMPA STREET | DENVER | CO | 80205 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $5,000 |
| THE UCLA FOUNDATION | ||||||
| 10920 WILSHIRE BLVD 900 | LOS ANGELES | CA | 90024 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $45,000 |
| USC ASSOCIATES | ||||||
| 1150 S OLIVE ST SUITE 2000 | LOS ANGELES | CA | 90015 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $151,500 |
| VENICE FAMILY CLINIC | ||||||
| 604 ROSE AVE | VENICE | CA | 90291 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $60,000 |
| WOLVERINE SUPPORT NETWORK | ||||||
| 530 SOUTH STATE STREET SUITE 4079 | ANN ARBOR | MI | 48109 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $4,000 |
| WOMEN AND YOUTH SUPPORTING EACH OTHER | ||||||
| 9602 RICHEON AVE | DOWNEY | CA | 90240 | PC | PUBLIC SUPPORT OF ORGANIZATION MISSION | $4,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,906,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,197,729 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 01 | ExclusionCd |
| Exclusion | $3,181 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$967,571 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $233,339 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $233,339 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING | CategoryTxt |
| Amt | $104,735 | Amt |
| Net Investment Income | $44,492 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $60,242 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (324 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY (MMM) | $35,192 | $41,076 |
| ABBVIE INC COM (ABBV) | $125,597 | $171,976 |
| AMERICAN ELEC PWR CO INC (AEP) | $73,197 | $72,778 |
| AMGEN INC (AMGN) | $30,292 | $35,638 |
| AT&T INC (T) | $188,472 | $154,959 |
| BCE INC (BCE) | $136,981 | $126,560 |
| BRISTOL MYERS SQUIBB CO (BMY) | $52,774 | $56,695 |
| BRITISH AMER TOB SPON ADR (BTI) | $130,804 | $134,214 |
| CDN IMPL BK COMMERCE (CM) | $166,283 | $165,214 |
| CHEVRON CORP (CVX) | $166,865 | $135,796 |
| CISCOSYS INC (CSCO) | $108,037 | $119,885 |
| COCA COLA CO (KO) | $30,055 | $39,924 |
| CROWN CASTLE INTL CORP (CCI) | $50,595 | $49,826 |
| DOMINION ENERGYINC (D) | $63,305 | $72,643 |
| DUKE ENERGYCORPORATION (DUK) | $81,542 | $115,182 |
| EATON CORP PLC SHS (ETN) | $36,597 | $42,890 |
| ENBRIDGE INC (ENB) | $105,514 | $89,604 |
| EXXON MOBIL CORP (XOM) | $194,098 | $111,418 |
| GENERAL MILLS INC (GIS) | $72,985 | $69,090 |
| GILEAD SCIENCE (GILD) | $146,036 | $131,085 |
| HUNTINGTON BANCSHARES (HBAN) | $92,205 | $86,111 |
| INTL BUSINESS MACHINES CORP (IBM) | $66,079 | $67,723 |
| JPMORGAN CHASE & CO (JPM) | $41,275 | $53,878 |
| KIMBERLYCLARK CORP (KMB) | $37,243 | $34,921 |
| MERCK & CO INC NEWCOM (MRK) | $113,713 | $118,528 |
| NATIONAL GRID PLC SPON ADR (NGG) | $108,338 | $103,893 |
| PEPSICO INC NC (PEP) | $71,117 | $103,662 |
| PFIZER INC (PFE) | $149,109 | $145,068 |
| PHILIP MORRIS INTL INC (PM) | $165,508 | $169,637 |
| PNC FINL SVCS GP (PNC) | $67,621 | $82,397 |
| PPL CORPORATION (PPL) | $60,525 | $61,786 |
| PUBLIC SERVICE ENTERPRISE GP (PEG) | $34,974 | $40,927 |
| REGIONS FINANCIAL CORP NEW (RF) | $57,987 | $73,265 |
| SOUTHERN CO (SO) | $106,454 | $131,829 |
| TC ENERGYCORP (TRP) | $74,679 | $63,605 |
| UNILEVER PLC(NEW) ADS (UL) | $95,197 | $105,389 |
| VERIZON COMMUNICATIONS (VZ) | $123,893 | $155,100 |
| VODAFONE GROUP PLC(VOD) | $160,691 | $123,847 |
| ABM INDUSTRIES INCORPORATED (ABM) | $18,852 | $21,077 |
| ACI WORLDWIDE INC (ACIW) | $15,435 | $27,362 |
| ADAPTHEALTH CORP CL A(AHCO) | $18,046 | $24,489 |
| ALTRAINDL MOTION CORP (AIMC) | $16,591 | $34,089 |
| AMN HEALTHCARE SVCS INC (AMN) | $17,885 | $29,825 |
| ARCOSAINC (ACA) | $11,653 | $17,358 |
| AVIENT CORPORATION (AVNT) | $14,228 | $14,581 |
| BANCORPSOUTH INC (BXS) | $30,830 | $35,699 |
| BRINK'S COMPANYCOM (BCO) | $22,261 | $34,416 |
| BROOKS-AUTOMATION INC (BRKS) | $11,385 | $31,007 |
| CALLON PETE CODEL (CPE) | $17,753 | $2,527 |
| CARTER'S (CRI) | $15,539 | $15,804 |
| CASELLAWASTE SYS INC CL A(CWST) | $17,159 | $29,178 |
| CBIZ INC (CBZ) | $14,210 | $15,806 |
| CENTRAL GARDEN & PET COCL A(CENTA) | $15,810 | $18,092 |
| CERENCE INC (CRNC) | $7,517 | $26,024 |
| CONCENTRIXCORP (CNXC) | $10,055 | $19,345 |
| CVB FINCL CP (CVBF) | $25,397 | $28,275 |
| ENVISTAHLDGS CORP (NVST) | $24,696 | $28,974 |
| ESCOTECHNOLOGIES (ESE) | $12,340 | $34,166 |
| FIRST HORIZON CORPORATION (FHN) | $24,509 | $24,754 |
| FORWARD AIR CORP (FWRD) | $24,814 | $27,970 |
| FULLER H B& COMPANY (FUL) | $25,479 | $27,185 |
| GIBRALTAR INDUSTRIES INC (ROCK) | $18,079 | $33,884 |
| GLACIER BANCORP INC NEW (GBCI) | $32,354 | $38,970 |
| GLATFELTER CORPORATION (GLT) | $14,983 | $13,382 |
| HARSCOCORP (HSC) | $18,315 | $19,544 |
| HORACE MANN EDUCATORS CP (HMN) | $18,103 | $22,491 |
| ICF INTL INC (ICFI) | $26,517 | $23,117 |
| ICU MEDICAL INC (ICUI) | $18,392 | $25,953 |
| INDEPENDENT BKMASS (INDB) | $26,066 | $38,565 |
| INTEGER HOLDINGS CORP (ITGR) | $28,341 | $28,579 |
| KAISER ALUMINUM CORP (KALU) | $13,297 | $18,297 |
| KNOLL INC (KNL) | $18,317 | $11,260 |
| LAZ BOY INCORPORATED (LZB) | $21,705 | $32,031 |
| LAKELAND FINCL (LKFN) | $19,373 | $23,736 |
| LANCASTER COLONYCRP (LANC) | $12,740 | $19,659 |
| MAGNOLIAOIL & GAS CORP CL A(MGY) | $23,260 | $14,890 |
| MATADOR RES CO (MTDR) | $31,020 | $17,680 |
| METHODE ELEC INC (MEI) | $16,742 | $21,016 |
| MGE ENERGYINC (MGEE) | $8,525 | $15,056 |
| ONE GAS INC (OGS) | $13,478 | $20,421 |
| OXFORD INDUSTRIES INC (OXM) | $29,409 | $24,632 |
| PEBBLEBROOK HOTEL TR COM (PEB) | $28,456 | $15,698 |
| PHYSICIANS REALTYTRUST (DOC) | $17,402 | $23,140 |
| PLEXUS CORP (PLXS) | $14,859 | $20,100 |
| PROVIDENCE SERVICE CORP (PRSC) | $16,188 | $18,992 |
| QTS RLTYTR INC COM CL A(QTS) | $18,050 | $29,331 |
| RAMBUS INC (DEL) (RMBS) | $17,103 | $18,106 |
| ROGERS CORP (ROG) | $13,513 | $20,343 |
| SELECTIVE INSURANCE GROUP (SIGI) | $22,522 | $31,949 |
| SEMTECH CORP (SMTC) | $11,332 | $18,815 |
| SOUTH ST CORP COM (SSB) | $27,007 | $28,269 |
| STANDEX INTERNATIONAL CORP (SXI) | $18,215 | $18,837 |
| STIFEL FINANCIAL CORPORATION (SF) | $17,574 | $17,762 |
| SYNNEXCORP (SNX) | $8,210 | $15,962 |
| THE SIMPLYGOOD FOODS COMPANY (SMPL) | $22,601 | $30,607 |
| US ECOLOGY INC (ECOL) | $19,696 | $14,096 |
| VERRAMOBILITYCORPORATION (VRRM) | $14,844 | $16,077 |
| WILLSCOT MOBIL MINI HOLDN CL A(WSC) | $18,397 | $23,541 |
| WOLVERINE WORLD WIDE (WWW) | $20,125 | $25,688 |
| MS BUFFERED PLUS ON EEM (SQAMI) | $2,000,000 | $2,313,000 |
| MS DUAL DIRECTIONAL TRIGGER PLUS SPX (SQCUC) | $1,000,000 | $1,043,500 |
| DOUBLELINE YIELD OPP CEF (DLY) | $1,500,000 | $1,388,250 |
| PIMCODYNAMIC INCOME FD SHS (PDI) | $303,500 | $320,860 |
| PIMCOENRGYTACTICAL CR OPP FD (NRGX) | $1,482,000 | $606,000 |
| MSILF GOVERNMENT PTF INST (MVRXX) | $1,304,596 | $1,300,001 |
| ANGEL OAKMULTI STRAT INC A(ANGLX) | $2,142,513 | $2,014,429 |
| PIMCO INCOME A (PONAX) | $2,729,592 | $2,688,010 |
| VOYA STRAT INC OPPPORT A(ISIAX) | $1,001,324 | $1,013,401 |
| CARLYLE STRUCTURED CREDIT | $904,230 | $839,437 |
| BRIDGE MULTIFAMILY IV INT-A | $1,034,096 | $1,207,315 |
| NEW YORK N YCITY TRANS ITINL | $99,762 | $105,492 |
| PORT MORROWORE TRANSMISSION | $131,375 | $132,708 |
| COAST CMNTYCOLLEGE DIST CALIF REF | $130,429 | $133,254 |
| MOUNT SAN ANTONIOCALIF CMNTYCOLLEGE DIST | $106,090 | $106,354 |
| MASSACHUSETTS ST SCH BLDG | $125,310 | $126,201 |
| NEWYORKST URBAN DEV CORP REV | $134,388 | $138,476 |
| UNIVERSITYCALIF REVS FOR PREVIOUS ISSUE | $298,437 | $328,209 |
| NEW YORKN | $138,170 | $137,246 |
| JEFFERSON CALIF ELEM SCH DIST SAN MATEOCNTYR | $125,360 | $125,664 |
| TELEFONICAEMISIONES SAU | $74,326 | $70,427 |
| VIACOMCBS INC | $75,377 | $78,956 |
| SUNTRUST BANK | $152,628 | $154,931 |
| ASTRAZENECAPLC | $75,240 | $75,542 |
| WELLS FARGO& CO | $159,720 | $163,754 |
| JPMORGAN CHASE & CO | $126,084 | $126,669 |
| CVS HEALTH CORP | $152,099 | $160,736 |
| BP CAPITAL MARKETS PLC | $109,281 | $110,664 |
| AMAZON.COM INC | $286,550 | $303,360 |
| KELLOGGCO | $303,675 | $337,326 |
| GOVERNMENT NATIONAL MTGASSN POOL 748531 | $24,388 | $21,308 |
| ACCRUED INTEREST | $0 | $18,921 |
| GLOBAL PAYMENTS INC | $14,966 | $15,083 |
| TRINITYACQUISITION PLC | $3,046 | $3,054 |
| AMERICAN TOWER CORP | $24,287 | $24,136 |
| CAINC | $9,834 | $10,302 |
| CARLISLE COS INC | $10,327 | $10,484 |
| RPM INTERNATIONAL INC | $3,922 | $4,155 |
| KOHL'S CORP | $3,620 | $4,150 |
| DISCOVERYCOMMUNICATIONS LLC | $9,197 | $9,482 |
| GLOBAL PAYMENTS INC | $17,587 | $19,241 |
| MICROCHIP TECHNOLOGY INC | $34,820 | $35,723 |
| TRINITYACQUISITION PLC | $28,346 | $30,855 |
| REYNOLDS AMERICAN INC | $28,360 | $31,228 |
| FORTUNE BRANDS HOME & SECURITY INC | $13,041 | $14,164 |
| KOHL'S CORP | $9,217 | $9,625 |
| AMC NETWORKS INC | $17,273 | $17,276 |
| CENTURYLINK INC | $33,818 | $35,108 |
| QVC INC | $3,035 | $3,233 |
| BECTON DICKINSON AND CO | $5,400 | $5,435 |
| MOTOROLASOLUTIONS INC | $31,943 | $35,754 |
| SBACOMMUNICATIONS CORP | $31,769 | $31,798 |
| ALLEGION US HOLDINGCO INC | $33,370 | $36,314 |
| KLACORP | $33,678 | $35,285 |
| QVC INC | $33,994 | $37,373 |
| MASCOCORP | $29,031 | $32,146 |
| ZIMMER BIOMET HOLDINGS INC | $10,353 | $11,046 |
| BOOKINGHOLDINGS INC | $34,386 | $37,425 |
| DOLLAR TREE INC | $28,108 | $30,489 |
| AMERICAN TOWER CORP | $6,117 | $6,776 |
| DISCOVERYCOMMUNICATIONS LLC | $17,343 | $17,976 |
| VERISKANALYTICS INC | $27,779 | $30,586 |
| KRAFT HEINZ FOODS CO | $33,222 | $35,241 |
| KOHL'S CORP | $27,215 | $30,278 |
| AMC NETWORKS INC | $15,896 | $16,523 |
| CONAGRABRANDS INC | $8,142 | $8,246 |
| ZIMMER BIOMET HOLDINGS INC | $19,075 | $19,848 |
| ALTRIAGROUP INC | $9,263 | $9,289 |
| WESTERN DIGITAL CORP | $34,263 | $37,570 |
| CDKGLOBAL INC | $17,659 | $17,835 |
| FISERV INC | $33,612 | $33,605 |
| MOLSON COORS BEVERAGE CO | $31,580 | $31,615 |
| PAYPAL HOLDINGS INC | $9,858 | $9,893 |
| AT&T INC | $35,562 | $35,679 |
| CARRIER GLOBAL CORP | $23,557 | $23,739 |
| CAINC | $18,977 | $21,757 |
| VERIZON COMMUNICATIONS INC | $30,775 | $30,646 |
| UNITED RENTALS NORTH AMERICAINC | $32,873 | $33,170 |
| CDKGLOBAL INC | $14,630 | $14,770 |
| HP INC | $24,694 | $25,378 |
| CARLISLE COS INC | $20,434 | $20,366 |
| CITRIXSYSTEMS INC | $34,532 | $36,454 |
| SERVICE CORP INTERNATIONAL/US | $5,400 | $5,325 |
| DISCOVERYCOMMUNICATIONS LLC | $3,392 | $3,443 |
| CDWLLC / CDWFINANCE CORP | $32,589 | $32,729 |
| SERVICE CORP INTERNATIONAL/US | $28,685 | $28,795 |
| JUNIPER NETWORKS INC | $9,034 | $10,373 |
| QORVO INC | $6,525 | $6,601 |
| ACCRUED INTEREST | $0 | $12,123 |
| BANKOF AMERICACORP FXD | $122,399 | $123,502 |
| BANKOF AMERICACORP FXD | $206,243 | $201,080 |
| BANKOF NEWYORKMELLON CORP F XD | $137,107 | $138,953 |
| CHARLES SCHWAB CORP/THE FXD | $131,092 | $141,446 |
| CHARLES SCHWAB CORP/THE FXD | $144,278 | $147,350 |
| CITIGROUP INC FXD | $175,781 | $168,986 |
| CITIGROUP INC FXD | $137,698 | $133,332 |
| CITIZENS FINANCIAL GROUP INC F XD | $137,215 | $140,338 |
| DISCOVER FINANCIAL SERVICES FXD | $125,569 | $138,683 |
| FIFTH THIRD BANCORP FXD | $131,300 | $138,255 |
| GENERAL ELECTRIC COFXD | $132,158 | $151,631 |
| GOLDMAN SACHS GROUP INC FXD | $134,018 | $140,610 |
| GOLDMAN SACHS GROUP INC FXD | $131,613 | $134,343 |
| HUNTINGTON BANCSHARES INC/OH F XD | $127,635 | $135,415 |
| HUNTINGTON BANCSHARES INC/OH FXD | $134,234 | $152,943 |
| JPMORGAN CHASE & COFXD | $134,329 | $133,601 |
| JPMORGAN CHASE & COFXD | $166,658 | $169,600 |
| KEYCORP FXD | $82,887 | $91,375 |
| M&T BANKCORP FXD | $204,579 | $198,243 |
| M&T BANKCORP FXD | $60,801 | $65,175 |
| METLIFE INC FXD | $62,128 | $67,585 |
| PNC FIN SERVICES GROUP INC FXD | $192,130 | $183,430 |
| REGIONS FINANCIAL CORP FXD | $130,947 | $140,364 |
| US BANCORP FXD | $43,908 | $48,364 |
| VOYAFINANCIAL INC FXD | $125,801 | $131,130 |
| WELLS FARGO& COFXD | $83,529 | $88,433 |
| ACCRUED INTEREST | $0 | $46,769 |
| ADOBE INC (ADBE) | $13,202 | $68,516 |
| ALCON INC (ALC) | $28,949 | $34,969 |
| ALLEGION PUB LTD CO (ALLE) | $29,997 | $35,496 |
| AMERIPRISE FINCL INC (AMP) | $20,261 | $41,587 |
| AMGEN INC (AMGN) | $31,804 | $42,765 |
| ANSYS INC (ANSS) | $18,359 | $73,124 |
| CABOT OIL & GAS CORP A(COG) | $29,526 | $25,625 |
| CAPITAL ONE FINANCIAL CORP (COF) | $35,484 | $40,430 |
| CHUBB LTD (CB) | $24,788 | $30,476 |
| CINCINNATI FINANCIAL OHIO (CINF) | $23,503 | $30,405 |
| COCACOLACO (KO) | $30,725 | $40,253 |
| COMMERCE BANCSHARES (CBSH) | $19,825 | $24,900 |
| CORTEVAINC (CTVA) | $32,523 | $48,748 |
| CULLEN FROST BANKERS INC (CFR) | $20,843 | $24,773 |
| DANAHER CORPORATION (DHR) | $23,189 | $63,976 |
| EAST WEST BANCORP (EWBC) | $26,773 | $20,030 |
| ELANCOANIMAL HEALTH INC (ELAN) | $23,035 | $35,823 |
| EQUITYLIFESTYLE PROPERTIES (ELS) | $12,956 | $17,044 |
| GENL DYNAMICS CORP (GD) | $25,186 | $25,448 |
| JOHNSON CTLS INTL PLC (JCI) | $29,311 | $36,014 |
| JPMORGAN CHASE & CO (JPM) | $22,751 | $39,265 |
| LENNAR CORP CL B(LEN'B) | $746 | $1,224 |
| LENNAR CORPORATION (LEN) | $21,798 | $36,819 |
| MARTIN MARIETTAMATERIALS (MLM) | $28,936 | $41,176 |
| MEDTRONIC PLC SHS (MDT) | $31,652 | $42,756 |
| MICHELIN COMPAGNIE GENERALE DE (MGDDY) | $33,045 | $35,879 |
| MICROCHIP TECHNOLOGY INC (MCHP) | $21,806 | $55,796 |
| MICROSOFT CORP (MSFT) | $16,985 | $66,504 |
| MITSUBISHI UFJ FINCL GRP ADS (MUFG) | $12,410 | $11,359 |
| NOVARTIS AGADR (NVS) | $25,856 | $33,617 |
| PARKER HANNIFIN CORP (PH) | $28,461 | $47,127 |
| PAYPAL HLDGS INC COM (PYPL) | $6,628 | $42,624 |
| PHILLIPS 66 COM (PSX) | $24,484 | $21,891 |
| PIONEER NATURAL RESOURCES CO (PXD) | $17,786 | $12,528 |
| PNC FINL SVCS GP (PNC) | $28,285 | $36,654 |
| PROCTER & GAMBLE (PG) | $35,997 | $37,429 |
| QUALCOMM INC (QCOM) | $26,255 | $54,842 |
| R P M INC (RPM) | $24,712 | $37,038 |
| SONYCORP ADR 1974 NEW (SNE) | $29,119 | $62,177 |
| SUN COMMUNITIES INC (SUI) | $12,112 | $18,538 |
| TWITTER INC (TWTR) | $27,211 | $41,479 |
| TYSON FOODS INC CL A(TSN) | $29,319 | $24,101 |
| WALGREENS BOOTS ALLIANCE INC (WBA) | $27,772 | $13,958 |
| XYLEM INC COM (XYL) | $33,656 | $41,429 |
| ALTRIAGROUP INC (MO) | $53,339 | $35,670 |
| BANKOF AMERICACORP (BAC) | $38,364 | $38,372 |
| BCE INC (BCE) | $27,781 | $28,034 |
| BRISTOL MYERS SQUIBB CO (BMY) | $56,778 | $55,827 |
| BROADCOM INC (AVGO) | $25,668 | $33,714 |
| CHEVRON CORP (CVX) | $51,337 | $37,158 |
| CHUBB LTD (CB) | $51,306 | $52,333 |
| CISCOSYS INC (CSCO) | $53,949 | $43,631 |
| CITIGROUP INC NEW (C) | $1,793 | $2,405 |
| CONAGRABRANDS INC (CAG) | $49,562 | $48,516 |
| CONOCOPHILLIPS (COP) | $55,151 | $47,988 |
| DOW INC (DOW) | $44,059 | $41,126 |
| DUKE ENERGYCORPORATION (DUK) | $50,617 | $52,464 |
| DUPONT DE NEMOURS INC (DD) | $47,526 | $40,177 |
| EATON CORP PLC SHS (ETN) | $52,678 | $54,664 |
| EXXON MOBIL CORP (XOM) | $62,470 | $38,747 |
| GENERAL MILLS INC (GIS) | $42,756 | $47,334 |
| GENUINE PARTS CO (GPC) | $47,814 | $43,587 |
| HEALTHPEAKPPTYS INC (PEAK) | $40,095 | $39,692 |
| INTEL CORP (INTC) | $62,542 | $55,400 |
| JOHNSON CTLS INTL PLC (JCI) | $46,149 | $50,690 |
| JPMORGAN CHASE & CO (JPM) | $48,411 | $50,828 |
| LOWES COMPANIES INC (LOW) | $32,175 | $31,299 |
| MEDTRONIC PLC SHS (MDT) | $42,707 | $46,856 |
| MERCK& CO INC NEWCOM (MRK) | $50,486 | $48,916 |
| MORGAN STANLEY (MS) | $38,549 | $41,118 |
| NOVARTIS AGADR (NVS) | $44,351 | $47,687 |
| PFIZER INC (PFE) | $50,006 | $47,117 |
| PHILIP MORRIS INTL INC (PM) | $47,034 | $47,190 |
| PPL CORPORATION (PPL) | $54,756 | $49,773 |
| RAYTHEON TECHNOLOGIES CORP (RTX) | $43,620 | $50,772 |
| TRUIST FINL CORP (TFC) | $51,622 | $46,157 |
| VERIZON COMMUNICATIONS (VZ) | $57,066 | $57,281 |
| WALGREENS BOOTS ALLIANCE INC (WBA) | $60,150 | $39,681 |
| WELLTOWER INC (WELL) | $42,266 | $35,218 |
| ABBOTT LABORATORIES (ABT) | $114,872 | $173,323 |
| ALPHABET INC CL C(GOOG) | $90,628 | $166,429 |
| AMAZON COM INC (AMZN) | $131,786 | $286,610 |
| AMERICAN EXPRESS CO (AXP) | $82,825 | $80,889 |
| AUTODESK INC DELAWARE (ADSK) | $71,655 | $163,662 |
| BALL CORPORATION (BLL) | $123,519 | $152,722 |
| DANAHER CORPORATION (DHR) | $79,625 | $125,953 |
| EQUINIX INC (EQIX) | $81,938 | $126,410 |
| FACEBOOK INC CL-A(FB) | $108,979 | $179,466 |
| FLEETCOR TECHNOLOGIES (FLT) | $127,186 | $177,612 |
| IHS MARKIT LTD (INFO) | $110,373 | $152,980 |
| ILLUMINAINC (ILMN) | $91,724 | $118,400 |
| INTUIT INC (INTU) | $53,209 | $94,583 |
| INTUITIVE SURGICAL INC (ISRG) | $71,649 | $118,625 |
| LINDE PLC (LIN) | $77,284 | $118,316 |
| MATCH GROUP INC (MTCH) | $27,536 | $85,876 |
| MICROSOFT CORP (MSFT) | $108,055 | $214,413 |
| MSCI INC COM (MSCI) | $88,142 | $99,576 |
| NIKE INC B(NKE) | $62,512 | $160,286 |
| PAYPAL HLDGS INC COM (PYPL) | $103,798 | $210,780 |
| REGENERON PHARMACEUTICALS INC (REGN) | $103,317 | $106,767 |
| SALESFORCE.COM,INC. (CRM) | $106,950 | $172,461 |
| THERMOFISHER SCIENTIFIC (TMO) | $116,217 | $125,295 |
| UNION PACIFIC CORP (UNP) | $120,613 | $149,086 |
| UNITEDHEALTH GP INC (UNH) | $108,517 | $177,795 |
| VISAINC CL A(V) | $139,111 | $229,229 |
| WALT DISNEYCOHLDGCO (DIS) | $86,339 | $92,039 |
| WORKDAYINC CL A(WDAY) | $118,874 | $168,925 |
| YUM BRANDS INC (YUM) | $137,351 | $175,542 |
| LDR PREF INCOME LLC CL I | $1,699,761 | $1,764,187 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | OTHER INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $711,794 | BookValueAmt |
| EOYFMV | $491,600 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DECLARED DIVIDENDS | $19,656 | $17,666 | $17,666 |
| INTEREST RECEIVABLE | $0 | $46 | $46 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| DIRECT LENDING FUND I-BWM, LP | $5,080 | $5,085 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI, L.P. | $65,668 | $11,682 | $0 |
| OAKTREE RE OPPORTUNITIES FUND VI AIF (CAYMAN), L.P. | $548 | $0 | $0 |
| STATE FEES AND LICENSES | $160 | $0 | $0 |
| CARLYLE STRUCTURED CREDIT FUND L.P. | $8,197 | $10,901 | $0 |
| LDR PREFERRED INCOME FUND, LLC | $16,382 | $16,382 | $0 |
| POSTAGE | $48 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MISCELLANEOUS INCOME | Desc |
| Revenue And Expenses Per Books | $3,181 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,590 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $3,181 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $6,250 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $145,885 | Amt |
| Net Investment Income | $145,885 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAXES | $1,000 | $0 | $0 |
| FEDERAL CREDIT | $9 | $0 | $0 |
| FOREIGN TAXES PAID | $7,105 | $7,105 | $0 |