RX FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- RX FOUNDATION (EIN 81-0556499)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-10-13
- IRS object ID
- 202142869349100724
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-10-13T13:25:19-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 271728945 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PKF O'CONNOR DAVIES LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 MAMARONECK AVENUE | AddressLine1Txt |
| City | HARRISON | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 105281633 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 810556499 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RX FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | RXFO | BusinessNameControlTxt |
| Phone | 6172756415 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 23 | AddressLine1Txt |
| City | HADLEY | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 010350023 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JENNIFER RILEY | PersonNm |
| Person Title | SECRETARY | PersonTitleTxt |
| Phone | 6172756415 | PhoneNum |
| Signature | 2021-10-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | JENNIFER | PersonFirstNm |
| Person Last | RILEY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | THOMAS F BLANEY CPA | PreparerPersonNm |
| PTIN | P00234022 | PTIN |
| Phone | 9143818900 | PhoneNum |
| Preparation | 2021-10-08 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $47,560,380 | FMVAssetsEOYAmt |
| Method Of Accounting Other | Yes (X) | MethodOfAccountingOtherInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $3,402 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $3,402 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $468,329 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $469,119 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,393,190 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,213,099 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,393,190 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$25,702 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$25,762 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,839,219 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,839,949 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $77,800 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $77,800 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $8,348 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $8,348 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $31,316 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $31,316 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $263,051 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $263,051 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $35,355 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,355 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $35,615 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $35,615 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $451,485 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $268,409 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $153,079 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $2,863,467 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $2,863,467 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $3,314,952 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $268,409 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,016,546 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$475,733 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,571,540 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,114,863 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $571,734 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $571,734 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,137,692 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,365,841 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,365,841 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $8,147,733 | CorporateStockBOYAmt |
| Corporate Stock EOY | $4,877,876 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $4,877,876 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $759,929 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,098,444 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,098,444 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $32,546,042 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $39,646,485 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $39,646,485 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $43,706,259 | TotalAssetsBOYAmt |
| Total Assets EOY | $47,560,380 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $47,560,380 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $43,706,259 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $47,560,380 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $43,706,259 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $47,560,380 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $43,706,259 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $47,560,380 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $43,706,259 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$475,733 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,329,854 | OtherIncreasesAmt |
| Subtotal | $47,560,380 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $47,560,380 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | $7,340,246 | $5,852,069 | $1,488,177 | $1,488,177 | |||
| RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND, LTD. | $850,386 | $750,000 | $100,386 | $100,386 | P | 2014-07-18 | 2020-04-30 |
| RADCLIFFE INTERNATIONAL ULTRA SHORT DURATION FUND, LTD. | $771,017 | $680,000 | $91,017 | $91,017 | P | 2018-06-30 | 2020-04-30 |
| THRU SCH K-1 - CLEAN GROWTH FUND V, LP | $4,946 | $4,946 | P | ||||
| THRU SCH K-1 - GENERATION IM GLOBAL EQUITY FUND, LLC | $489,792 | $489,792 | P | ||||
| THRU SCH K-1 - THE HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND | -$127,786 | -$127,786 | P | ||||
| THRU SCH K-1 - SJF VENTURES IV, LP | $95,208 | $95,208 | P | ||||
| CAPITAL GAINS DIVIDENDS | $251,450 | $251,450 | $251,450 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,393,190 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $35,744 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $35,744 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $35,744 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $38,398 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $19,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $57,398 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $21,654 | OverpaymentAmt |
| Applied To ES Tax | $21,654 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.RXFOUNDATION.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JENNIFER RILEY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6172756415 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 23 | AddressLine1Txt |
| City | HADLEY | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 010350023 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE HATCH | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE, PRESIDENT | 5.00 | $0 | $0 | $0 |
| WHITNEY HATCH | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE, TREASURER | 5.00 | $0 | $0 | $0 |
| CHRISTOPHER ANGELL | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HEIDI BEHFOROUZ MD | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| DONALD M BERWICK MD MPP FRCP | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| HOWARD HIATT MD | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| ANN HWANG MD | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE (ELECTED 12/2020) | 5.00 | $0 | $0 | $0 |
| MATTHEW LIANG MD MPH | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | TRUSTEE | 5.00 | $0 | $0 | $0 |
| JENNIFER RILEY | ||||||||
| PO BOX 23 | HADLEY | MA | 010350023 | SECRETARY | 20.00 | $77,800 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PATHSTONE | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 24 FEDERAL ST 8TH FL | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 021102507 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $79,588 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $39,700,774 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,425,373 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $41,126,147 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $41,126,147 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $616,892 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $40,509,255 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,025,463 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,025,463 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $35,744 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $35,744 | TotalTaxAmt |
| Distributable Before Adj | $1,989,719 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $60 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,989,779 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,989,779 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,016,546 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,016,546 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,016,546 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,989,779 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr4 | $437,935 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $413,859 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $97,897 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $458,899 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,408,590 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $3,016,546 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,989,779 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $1,026,767 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $2,435,357 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $2,435,357 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $437,935 | ExcessFromYear4Amt |
| Excess From Year3 | $413,859 | ExcessFromYear3Amt |
| Excess From Year2 | $97,897 | ExcessFromYear2Amt |
| Excess From Year1 | $458,899 | ExcessFromYear1Amt |
| Excess From Current Year | $1,026,767 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALABAMA ARISE | ||||||||
| 400 SOUTH UNION STREET SUITE 340 | MONTGOMERY | AL | 361044302 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN ALABAMA. | $300,000 | |
| APPALACHIAN CITIZENS LAW CENTER INC | ||||||||
| 317 MAIN STREET | WHITESBURG | KY | 418587316 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY AMONG BLACK LUNG ASSOCIATIONS . | $75,000 | |
| ARIADNE LABS | ||||||||
| 401 PARK DRIVE LANDMARK CENTER 3RD | BOSTON | MA | 022153325 | N/A | PC | SUPPORTING FEASIBILITY PILOT OF RURAL AND ULTRA-RURAL HOME HOSPITAL IN UTAH. | $113,101 | FLOOR EAST |
| ARIADNE LABS | ||||||||
| 401 PARK DRIVE LANDMARK CENTER 3RD | BOSTON | MA | 022153325 | N/A | PC | SUPPORTING DEVELOPMENT OF PRAGMATIC METHOD TO CALCULATE NURSE-SPECIFIC CESAREAN RATES. | $75,000 | FLOOR EAST |
| BOSTON HEALTH CARE FOR THE HOMELESS PROGRAM | ||||||||
| 780 ALBANY STREET | BOSTON | MA | 021182755 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $17,000 | |
| BOSTON MEDICAL CENTER CORPORATION | ||||||||
| 801 MASSACHUSETTS AVENUE FLOOR 1 | BOSTON | MA | 021182605 | N/A | PC | SUPPORTING ANALYTICS OF END-TO-END SUPPORTIVE HOUSING SYSTEM. | $125,000 | |
| BOSTON MEDICAL CENTER CORPORATION | ||||||||
| 801 MASSACHUSETTS AVENUE FLOOR 1 | BOSTON | MA | 021182605 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $10,000 | |
| BRILLIANT CORNERS | ||||||||
| 527 WEST 7TH STREET | LOS ANGELES | CA | 900142503 | N/A | PC | SUPPORTING SYSTEMS IMPROVEMENT AND INTEGRATION FOR LOS ANGELES DEPARTMENT OF HEALTH TO CARE FOR PEOPLE EXPERIENCING HOMELESSNESS. | $150,000 | |
| COMMUNITY CARE COOPERATIVE INC | ||||||||
| 75 FEDERAL STREET 7TH FLOOR | BOSTON | MA | 021101943 | N/A | PC | SUPPORTING ROADMAP TO INTEGRATED PRIMARY CARE HOME DESIGN AND PLANNING. | $100,000 | |
| COMMUNITY CATALYST INC | ||||||||
| 1 FEDERAL STREET 5TH FLOOR | BOSTON | MA | 021102003 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN APPALACHIA. | $300,000 | |
| COMMUNITY CATALYST INC | ||||||||
| 1 FEDERAL STREET 5TH FLOOR | BOSTON | MA | 021102003 | N/A | PC | SUPPORTING DISSEMINATION OF EDUCATIONAL MODULES TO IMPROVE CARE FOR PEOPLE WITH COMPLEX NEEDS. | $35,000 | |
| COMMUNITY OUTREACH AND PATIENT EMPOWERMENT INC (COPE) | ||||||||
| 208 WEST COAL AVENUE | GALLUP | NM | 873016306 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $20,000 | |
| CONSERVATION LEGACY | ||||||||
| 831 ISLETA BOULEVARD SW | ALBUQUERQUE | NM | 871053930 | N/A | PC | SUPPORTING PARTNERSHIP TO TRAIN AND SUPPORT 10 NAVAJO CONTRACT TRACERS. | $78,711 | |
| GREATER BOSTON LEGAL SERVICES | ||||||||
| 197 FRIEND STREET | BOSTON | MA | 021141806 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $10,000 | |
| HEALTH CARE FOR ALL INC | ||||||||
| 1 FEDERAL STREET 5TH FLOOR | BOSTON | MA | 021102003 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN MASSACHUSETTS | $125,000 | |
| HEALTH CARE WITHOUT WALLS | ||||||||
| 148 LINDEN STREET SUITE 208 | WELLESLEY | MA | 024827916 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $8,000 | |
| HEALTH EQUITY SOLUTIONS INC | ||||||||
| 175 MAIN STREET | HARTFORD | CT | 061061818 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN CONNECTICUT. | $75,000 | |
| HEALTH LEADS INC | ||||||||
| 24 SCHOOL STREET 6TH FLOOR | BOSTON | MA | 021085113 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $5,000 | |
| HEALTH RESOURCES IN ACTION INC | ||||||||
| 22 OAK LANE | BLOOMFIELD | CT | 060023052 | N/A | PC | SUPPORTING ORGANIZATIONAL DEVELOPMENT OF NATIONAL ASSOCIATION OF COMMUNITY HEALTH WORKERS. | $75,000 | |
| JOHNS HOPKINS CENTER FOR AMERICAN INDIAN HEALTH | ||||||||
| 415 NORTH WASHINGTON STREET 4TH | BALTIMORE | MD | 212312709 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $20,000 | FLOOR |
| MISSOURI ORGANIZING AND VOTER ENGAGEMENT COLLABORATIVE | ||||||||
| 4526 PASEO BOULEVARD | KANSAS CITY | MO | 641101806 | N/A | PC | SUPPORTING GRASSROOTS ADVOCATES IN MISSOURI. | $150,000 | |
| NEW YORK COMMUNITY TRUST | ||||||||
| 909 THIRD AVENUE 22ND FLOOR | NEW YORK | NY | 100224752 | N/A | PC | DONOR ADVISED FUND | $250,000 | |
| NEW YORK IMMIGRATION COALITION INC | ||||||||
| 131 WEST 33RD STREET 6TH FLOOR | NEW YORK | NY | 100012935 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $15,000 | |
| PEOPLE'S ACTION INSTITUTE | ||||||||
| 1920 WEST WINONA STREET APT 3 | CHICAGO | IL | 606402609 | N/A | PC | BUILDING RURAL CAPACITY FOR HEALTH ADVOCACY IN 3 STATES. | $300,000 | |
| PHILANTHROPY MASSACHUSETTS INC | ||||||||
| 133 FEDERAL STREET SUITE 802 | BOSTON | MA | 021101712 | N/A | PC | SUPPORTING MULTI-STAKEHOLDER EFFORT TO SCALE IN-HOME ACUTE CARE DURING COVID-19. | $149,655 | |
| ROSIE'S PLACE INC | ||||||||
| 889 HARRISON AVENUE | BOSTON | MA | 021184004 | N/A | PC | UNRESTRICTED SUPPORT FOR THE COVID-19 RESPONSE. | $5,000 | |
| UNITED VISION FOR IDAHO INC | ||||||||
| 1912 WEST JEFFERSON STREET | BOISE | ID | 837023953 | N/A | PC | ADVOCACY COMMUNITY INNOVATION GRANT. | $1,000 | |
| UTEC INC | ||||||||
| PO BOX 7066 | LOWELL | MA | 018520066 | N/A | PC | SUPPORTING DESIGN AND PLAN FOR CONTINUUM OF HEALTH SERVICES FOR YOUNG ADULTS WHO ARE INCACERATED OR PAROLE-INVOLVED. | $125,000 | |
| WEST VIRGINIANS FOR AFFORDABLE HEALTH CARE | ||||||||
| 600 LEON SULLIVAN WAY SUITE 215 | CHARLESTON | WV | 253011209 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN WEST VIRGINIA. | $150,000 | |
| WEST VIRGINIANS FOR AFFORDABLE HEALTH CARE | ||||||||
| 600 LEON SULLIVAN WAY SUITE 215 | CHARLESTON | WV | 253011209 | N/A | PC | ADVOCACY COMMUNITY INNOVATION GRANT. | $1,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $2,863,467 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (7 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALABAMA ARISE | |||||||
| 400 SOUTH UNION STREET SUITE 340 | MONTGOMERY | AL | 361044302 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN ALABAMA. | $150,000 |
| ALTARUM | |||||||
| 3520 GREEN COURT SUITE 300 | ANN ARBOR | MI | 481051566 | N/A | PC | RAISE AWARENESS OF THE MEDICARE PART D STATUTORY BARRIER THAT LIMITS ACCESS TO PACE FOR MEDICARE-ONLY BENEFICIARIES, AND TO WORK WITH STAKEHOLDERS AND KEY DECISION-MAKERS TOWARD A SYSTEM-WIDE REGULATORY SOLUTION. | $119,986 |
| COMMUNITY CATALYST | |||||||
| 1 FEDERAL STREET 5TH FLOOR | BOSTON | MA | 021102003 | N/A | PC | BUILDING CAPACITY FOR HEALTH ADVOCACY IN APPALACHIA. | $150,000 |
| FEINSTEIN INSTITUTE FOR MEDICAL RESEARCH | |||||||
| 350 COMMUNITY DRIVE | MANHASSET | NY | 110303816 | N/A | PC | SUPPORT FOR THE PROJECT TITLED LONG-TERM CARE AND FUTURE PLANNING FOR ADULTS WITH INTELLECTUAL / DEVELOPMENTAL DISABILITIES. | $160,000 |
| HEALTH CARE WITHOUT WALLS | |||||||
| 148 LINDEN STREET SUITE 208 | WELLESLEY | MA | 024827916 | N/A | PC | ORGANIZATIONAL SUPPORT AND CAPACITY-BUILDING. | $85,000 |
| MISSOURI ORGANIZING AND VOTER ENGAGEMENT | |||||||
| 4526 PASEO BOULEVARD | KANSAS CITY | MO | 641101806 | N/A | PC | SUPPORTING GRASSROOTS ADVOCATES IN MISSOURI. | $150,000 |
| PEOPLE'S ACTION INSTITUTE | |||||||
| 1920 WEST WINONA STREET APT 3 | CHICAGO | IL | 606402609 | N/A | PC | BUILDING RURAL CAPACITY FOR HEALTH ADVOCACY IN 3 STATES. | $150,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $964,986 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,402 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $468,329 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $978 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,393,190 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| GRANT REFUNDS | 01 | $60 |
| OTHER LOSSES THRU SCHEDULE K-1'S | 14 | -$26,740 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $2,839,219 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,839,219 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BOOKKEEPING | $9,660 | $0 | $9,660 |
| FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION | $21,656 | $0 | $21,656 |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| MAINE HEALTH ACCESS FOUNDATION | ||||||||||
| 150 CAPITOL STREET SUITE 4 | AUGUSTA | ME | 043306858 | 2019-10-16 | $129,090 | SUPPORT NON-PROFIT ORGANIZATIONS IN MAINE IN DEVELOPING LONG-TERM COMMUNICATIONS CAPACITY, SPECIFICALLY IN THE AREAS OF STRATEGIC COMMUNICATIONS PLANNING, COMMUNICATIONS PLAN IMPLEMENTATION, AND MESSAGE AND STRATEGY DEVELOPMENT. | $129,090 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 01/27/2020; 01/26/2021 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. |
| THE HEALING TRUST | ||||||||||
| 2928 SIDCO DRIVE | NASHVILLE | TN | 372043758 | 2019-07-09 | $96,675 | SUPPORT NON-PROFIT ORGANIZATIONS IN TENNESSEE IN DEVELOPING LONG-TERM COMMUNICATIONS CAPACITY AND STRATEGIES TO LEVERAGE OPPORTUNITIES FOR IMPROVING THE HEALTH AND WELL-BEING OF TENNESSEANS. | $80,560 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | 01/28/2020; 01/12/2021 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE. THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. IN FEBRUARY 2021, THE GRANTEE RETURNED $16,115 OF UNSPENT GRANT FUNDS. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (39 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC 3.6000% 05/14/2025 25,000 QTY | $27,852 | $27,852 |
| AMERICAN ELECTRIC POWER 1.0000% 11/01/2025 20,000 QTY | $20,238 | $20,238 |
| AMGEN INC 2.2000% 02/21/2027 20,000 QTY | $21,440 | $21,440 |
| ANHEUSER-BUSCH CO 3.6500% 02/01/2026 25,000 QTY | $28,259 | $28,259 |
| ANTHEM INC 3.6500% 12/01/2027 A 15,000 QTY | $17,295 | $17,295 |
| AT&T INC DTD 2/9/2016 4.1250% 2/17/2026 35,000 QTY | $40,504 | $40,504 |
| AVALONBAY COMMUNITIES 2.9500% 09/15/2022 5,000 QTY | $5,189 | $5,189 |
| BANK OF AMERICA CORP 1.8980% 07/23/2031 40,000 QTY | $40,414 | $40,414 |
| BANK OF NOVA SCOTIA 1.9500% 02/01/2023 35,000 QTY | $36,146 | $36,146 |
| BOSTON PROPERTIES LP 2.7500% 10/01/2026 10,000 QTY | $10,903 | $10,903 |
| CITIGROUP INC 3.2000% 10/21/2026 20,000 QTY | $22,353 | $22,353 |
| COMCAST CORP 3.1500% 03/01/2026 35,000 QTY | $39,076 | $39,076 |
| DTE ELECTRIC CO 2.2500% 03/01/2030 25,000 QTY | $26,820 | $26,820 |
| ENBRIDGE INC 2.9000% 07/15/2022 10,000 QTY | $10,369 | $10,369 |
| EQUINOR ASA 2.6500% 01/15/2024 35,000 QTY | $37,172 | $37,172 |
| GCB SHELL INTERNATIONAL FIV 3.2500% 05/11/2025 25,000 QTY | $27,711 | $27,711 |
| GOLDMAN SACHS GROUP 3.8140% 04/23/2029 20,000 QTY | $23,149 | $23,149 |
| HOME DEPOT INC 2.9500% 06/15/2029 35,000 QTY | $39,784 | $39,784 |
| INT'L BK OF RECON & DEVELOPMENT 0.6250% 04/22/2025 10,000 QTY | $10,097 | $10,097 |
| JOHN DEERE CAPITAL CORP 3.6500% 10/12/2023 35,000 QTY | $38,210 | $38,210 |
| JPMORGAN CHASE & CO 3.9000% 07/15/2025 35,000 QTY | $39,761 | $39,761 |
| LOWES COS INC 2.5000% 04/15/2026 35,000 QTY | $37,955 | $37,955 |
| MASTERCARD INC 3.3000% 03/26/2027 35,000 QTY | $39,931 | $39,931 |
| MERK & CO INC 3.4000% 03/07/2029 AA 30,000 QTY | $34,901 | $34,901 |
| MORGAN STANLEY 2.6250% 11/17/2021 20,000 QTY | $20,395 | $20,395 |
| ORACLE CORP 2.5000% 10/15/2022 45,000 QTY | $46,774 | $46,774 |
| PEPSICO INC 2.7500% 03/19/2030 25,000 QTY | $27,992 | $27,992 |
| PNC FINANCIAL SERVICES 3.5000% 01/23/2024 15,000 QTY | $16,348 | $16,348 |
| ROYAL BANK OF CANADA 1.9500% 01/17/2023 35,000 QTY | $36,145 | $36,145 |
| SCHLUMBERGER INVESTMENT 3.6500% 12/01/2023 25,000 QTY | $27,141 | $27,141 |
| SIMON PROPERTY GROUP 2.0000% 09/13/2024 15,000 QTY | $15,676 | $15,676 |
| STARBUCKS CORP 2.4500% 06/15/2026 35,000 QTY | $37,791 | $37,791 |
| TARGET CORP 2.2500% 04/15/2025 15,000 QTY | $16,057 | $16,057 |
| THERMO FISHER SCIENTIFIC 4.1330% 03/25/2025 20,000 QTY | $22,741 | $22,741 |
| UNITEDHEALTH GROUP INC 3.7500% 07/15/2025 35,000 QTY | $39,877 | $39,877 |
| US BANCORP 2.3750% 07/22/2026 40,000 QTY | $43,304 | $43,304 |
| VERIZON COMMUNICATIONS 1.5000% 09/18/2030 20,000 QTY | $19,703 | $19,703 |
| WALT DISNEY COMPANY 2.0000% 09/01/2029 21,000 QTY | $21,948 | $21,948 |
| WESTPAC BANKING CORP 2.5000% 06/28/2022 30,000 QTY | $31,023 | $31,023 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (104 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCENTURE PLC CL A (ACN) 118.000 SHARES | $30,823 | $30,823 |
| ADOBE INC (ADBE) 111.000 SHARES | $55,513 | $55,513 |
| ADVANCED ENERGY INDUSTRIES INC (AEIS) 400.000 SHARES | $38,788 | $38,788 |
| AERIE PHARMACEUTICALS (AERI) 940.000 SHARES | $12,699 | $12,699 |
| AEROVIRONMENT INC (AVAV) 440.000 SHARES | $38,236 | $38,236 |
| ALDER BIO. RTS 1,430.000 UNITS | $2,860 | $2,860 |
| ALPHABET INC CL A (GOOGL) 36.000 SHARES | $63,095 | $63,095 |
| AMAZON.COM INC COM (AMZN) 24.000 SHARES | $78,166 | $78,166 |
| AMBARELLA INC (AMBA) 790.000 SHARES | $72,538 | $72,538 |
| AMERICAN TOWER CORP CL A (REIT) (AMT) 269.000 SHARES | $60,380 | $60,380 |
| AMYRIS INC (AMRS) 1,300.000 SHARES | $8,028 | $8,028 |
| ANALOG DEVICES INC COM (ADI) 403.000 SHARES | $59,535 | $59,535 |
| ATARA BIOTHERAPEUTICS INC. (ATRA) 820.000 SHARES | $16,097 | $16,097 |
| AUTODESK INC COM (ADSK) 179.000 SHARES | $54,656 | $54,656 |
| BALL CORP COM (BLL) 420.000 SHARES | $39,136 | $39,136 |
| BIO RAD LABORATORIES INC CL A (BIO) 77.000 SHARES | $44,886 | $44,886 |
| CADENCE DESIGN SYSTEMS INC COM (CDNS) 345.000 SHARES | $47,068 | $47,068 |
| CAE INC COM (CAE) 1,370.000 SHARES | $38,004 | $38,004 |
| CARA THERAPEUTICS INC (CARA) 575.000 SHARES | $8,700 | $8,700 |
| CLOVIS ONCOLOGY INC (CLVS) 1,220.000 SHARES | $5,856 | $5,856 |
| COGNEX CORP COM (CGNX) 1,140.000 SHARES | $91,525 | $91,525 |
| COMMVAULT SYSTEMS INC (CVLT) 480.000 SHARES | $26,578 | $26,578 |
| CORBUS PHARMACEUTICALS (CRBP) 1,760.000 SHARES | $2,200 | $2,200 |
| CUBIC CORP COM (CUB) 735.000 SHARES | $45,599 | $45,599 |
| CUMMINS INC COM (CMI) 190.000 SHARES | $43,149 | $43,149 |
| CYRUSONE INC COM (CONE) 610.000 SHARES | $44,622 | $44,622 |
| CYTOKINETICS INC (CYTK) 580.000 SHARES | $12,052 | $12,052 |
| DANAHER CORP COM (DHR) 289.000 SHARES | $64,198 | $64,198 |
| DIGITAL REALTY TRUST INC COM (DLR) 518.000 SHARES | $72,266 | $72,266 |
| DISCOVERY INC - C (DISCK) 1,240.000 SHARES | $32,476 | $32,476 |
| DYNATRACE INC (DT) 1,108.000 SHARES | $47,943 | $47,943 |
| ECOLAB INC COM (ECL) 158.000 SHARES | $34,185 | $34,185 |
| EDWARDS LIFESCIENCES CORP (EW) 415.000 SHARES | $37,860 | $37,860 |
| ESPERION THERAPEUTICS INC (ESPR) 450.000 SHARES | $11,700 | $11,700 |
| ETSY INC (ETSY) 219.000 SHARES | $38,962 | $38,962 |
| EVOQUA WATER TECHNOLOGIES CORP (AQUA) 1,600.000 SHARES | $43,168 | $43,168 |
| FARO TECHNOLOGIES INC (FARO) 675.000 SHARES | $47,675 | $47,675 |
| FIBROGEN INC (FGEN) 310.000 SHARES | $11,498 | $11,498 |
| FIREEYE INC (FEYE) 1,790.000 SHARES | $41,277 | $41,277 |
| FORMFACTOR INC (FORM) 1,110.000 SHARES | $47,752 | $47,752 |
| FORTIVE CORP COM (FTV) 624.000 SHARES | $44,192 | $44,192 |
| HEXCEL CORP COM (HXL) 470.000 SHARES | $22,790 | $22,790 |
| HOME DEPOT INC COM (HD) 161.000 SHARES | $42,765 | $42,765 |
| IAC/INTERACTIVECORP (IAC) 250.000 SHARES | $47,338 | $47,338 |
| IDEXX LABS INC COM (IDXX) 130.000 SHARES | $64,983 | $64,983 |
| II-VI INC COM (IIVI) 1,086.000 SHARES | $82,493 | $82,493 |
| IMMUNOGEN INC COM (IMGN) 1,540.000 SHARES | $9,936 | $9,936 |
| INTERCEPT PHARMACEUTICALS (ICPT) 215.000 SHARES | $5,311 | $5,311 |
| INTRA-CELLULAR THERAPIES INC (ITCI) 390.000 SHARES | $12,402 | $12,402 |
| INTUIT INC COM (INTU) 180.000 SHARES | $68,373 | $68,373 |
| IONIS PHARMACEUTICALS INC (IONS) 650.000 SHARES | $36,751 | $36,751 |
| IRIDIUM COMMUNICATIONS INC (IRDM) 1,750.000 SHARES | $68,819 | $68,819 |
| KANSAS CITY SOUTHERN COM (KSU) 260.000 SHARES | $53,074 | $53,074 |
| LAM RESEARCH CORP COM (LRCX) 240.000 SHARES | $113,345 | $113,345 |
| LEXICON PHARMACEUTICALS INC (LXRX) 1,920.000 SHARES | $6,566 | $6,566 |
| LIBERTY SIRIUSXM GROUP SER A (LSXMA) 560.000 SHARES | $24,186 | $24,186 |
| LIBERTY SIRIUSXM GROUP SER C (LSXMK) 51.000 SHARES | $2,219 | $2,219 |
| LIMELIGHT NETWORKS INC (LLNW) 1,600.000 SHARES | $6,384 | $6,384 |
| LUMENTUM HOLDINGS INC (LITE) 910.000 SHARES | $86,268 | $86,268 |
| MACROGENICS INC (MGNX) 370.000 SHARES | $8,458 | $8,458 |
| MADISON SQUARE GARDEN CORP (MSG) 140.000 SHARES | $25,774 | $25,774 |
| MARVELL TECHNOLOGY GROUP LTD (MRVL) 1,151.000 SHARES | $54,719 | $54,719 |
| MATCH GROUP INC (MTCH) 543.000 SHARES | $82,096 | $82,096 |
| MERCK & CO INC (MRK) 7,953.000 SHARES | $650,555 | $650,555 |
| MICROSOFT CORP COM (MSFT) 355.000 SHARES | $78,959 | $78,959 |
| MONOLITHIC POWER SYSTEMS INC COM (MPWR) 141.000 SHARES | $51,638 | $51,638 |
| NIKE INC CL B (NKE) 323.000 SHARES | $45,695 | $45,695 |
| NLIGHT INC (LASR) 1,110.000 SHARES | $36,242 | $36,242 |
| NORDSON CORP COM (NDSN) 154.000 SHARES | $30,946 | $30,946 |
| PLUG POWER INC (PLUG) 4,400.000 SHARES | $149,204 | $149,204 |
| PROTHENA CORP PLC (PRTA) 490.000 SHARES | $5,885 | $5,885 |
| PTC THERAPEUTICS INC (PTCT) 180.000 SHARES | $10,985 | $10,985 |
| QORVO INC (QRVO) 757.000 SHARES | $125,866 | $125,866 |
| RAYMOND JAMES FINANCIAL INC COM (RJF) 350.000 SHARES | $33,485 | $33,485 |
| REGENERON PHARMACEUTICALS INC (REGN) 110.000 SHARES | $53,142 | $53,142 |
| ROBERT HALF INTERNATIONAL INC COM (RHI) 420.000 SHARES | $26,242 | $26,242 |
| ROGERS CORP COM (ROG) 170.000 SHARES | $26,399 | $26,399 |
| ROYAL CARIBBEAN CRUISES LTD COM SHS (RCL) 700.000 SHARES | $52,283 | $52,283 |
| SAGE THERAPEUTICS INC (SAGE) 120.000 SHARES | $10,381 | $10,381 |
| SAREPTA THERAPEUTICS INC (SRPT) 115.000 SHARES | $19,606 | $19,606 |
| SCRIPPS (EW) CO SER A (SSP) 720.000 SHARES | $11,009 | $11,009 |
| SEAGEN INC (SGEN) 430.000 SHARES | $75,310 | $75,310 |
| SEAWORLD ENTERTAINMENT INC (SEAS) 1,570.000 SHARES | $49,596 | $49,596 |
| SERVICENOW INC (NOW) 98.000 SHARES | $53,942 | $53,942 |
| SQUARE INC A (SQ) 142.000 SHARES | $30,905 | $30,905 |
| STARBUCKS CORP COM (SBUX) 350.000 SHARES | $37,443 | $37,443 |
| TEGNA INC COM (TGNA) 1,810.000 SHARES | $25,250 | $25,250 |
| TELOS CORPORATION (TLS) 600.000 SHARES | $19,788 | $19,788 |
| TENABLE HOLDINGS INC (TENB) 900.000 SHARES | $47,034 | $47,034 |
| THERMO FISHER SCIENTIFIC INC COM (TMO) 134.000 SHARES | $62,415 | $62,415 |
| TRIMBLE INC COM (TRMB) 1,220.000 SHARES | $81,459 | $81,459 |
| TUTOR PERINI CORP (TPC) 740.000 SHARES | $9,583 | $9,583 |
| TYLER TECHNOLOGIES INC (TYL) 57.000 SHARES | $24,882 | $24,882 |
| ULTRA CLEAN HOLDINGS INC (UCTT) 380.000 SHARES | $11,837 | $11,837 |
| ULTRAGENYX PHARMACEUTICAL INC (RARE) 210.000 SHARES | $29,070 | $29,070 |
| UNIFI INC NEW (UFI) 396.000 SHARES | $7,025 | $7,025 |
| UNITEDHEALTH GROUP INC COM (UNH) 198.000 SHARES | $69,435 | $69,435 |
| VERISK ANALYTICS INC A (VRSK) 299.000 SHARES | $62,069 | $62,069 |
| VIAVI SOLUTIONS INC (VIAV) 2,230.000 SHARES | $33,394 | $33,394 |
| VISA INC CL A (V) 327.000 SHARES | $71,525 | $71,525 |
| VISHAY INTERTECHNOLOGY INC COM (VSH) 1,100.00 SHARES | $22,781 | $22,781 |
| WERNER ENTERPRISES INC COM (WERN) 680.000 SHARES | $26,670 | $26,670 |
| WEST PHARMACEUTICAL SERVICES INC COM (WST) 199.000 SHARES | $56,379 | $56,379 |
| WORLD WRESTLING ENTMNT INC CL A (WWE) 220.00 SHARES | $10,571 | $10,571 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $877,781 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $877,781 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $488,060 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $488,060 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (21 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARIEL FUND (ARGFX) 59,191.217 SHARES | FMV | $4,001,326 | $4,001,326 |
| ARTISAN INTL VALUE FUND - ADV (APDKX) 74,001.019 SHARES | FMV | $2,937,100 | $2,937,100 |
| CALVERT ABSOLUTE RETURN BOND FUND - I (CUBIX) 111,718.178 SHARES | FMV | $1,705,937 | $1,705,937 |
| CALVERT US LARGE CAP VALUE RESPONSIBLE I (CFJIX) 109,399.818 SHARES | FMV | $2,923,163 | $2,923,163 |
| CLEAN GROWTH FUND V, LP | FMV | $238,711 | $238,711 |
| COOPER SQUARE OFFSHORE FUND, LTD. | FMV | $827,042 | $827,042 |
| DORCHESTER CAPITAL SECONDARIES OFFSHORE IV, L.P. | FMV | $240,372 | $240,372 |
| ECOSYSTEM INTEGRITY FUND III, LP | FMV | $379,725 | $379,725 |
| ECOSYSTEM INTEGRITY FUND IV, LP | FMV | $62,876 | $62,876 |
| GENERATION IM GLOBAL EQUITY FUND, LLC | FMV | $6,250,638 | $6,250,638 |
| GLENVIEW CAPITAL PARTNERS (CAYMAN), LTD. | FMV | $1,669,104 | $1,669,104 |
| ISHARES RUSSELL 1000 INDEX ETF (IWB) 9,926.000 SHARES | FMV | $2,102,724 | $2,102,724 |
| ISHARES RUSSELL 1000 VALUE INDEX ETF (IWD) 4,118.000 SHARES | FMV | $563,054 | $563,054 |
| RBC EMERGING MARKETS EQUITY I (REEIX) 267,221.985 SHARES | FMV | $3,866,702 | $3,866,702 |
| SJF VENTURES IV, LP | FMV | $529,313 | $529,313 |
| SJF VENTURES V, LP | FMV | $47,979 | $47,979 |
| SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES L/S FUND LIMITED | FMV | $3,449,515 | $3,449,515 |
| THE HIGHCLERE INTERNATIONAL INVESTORS SMALLER COMPANIES FUND | FMV | $1,999,104 | $1,999,104 |
| VANGUARD SHORT-TERM BD INDEX ADM (VBIRX) 159,168.620 SHARES | FMV | $1,730,163 | $1,730,163 |
| VANGUARD SHORT-TERM INV-GRADE ADMRL SHS (VFSUX) 154,835.352 SHARES | FMV | $1,707,834 | $1,707,834 |
| WCM FOCUSED INTL GROWTH INSTL (WCMIX) 97,539.528 SHARES | FMV | $2,414,103 | $2,414,103 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INSURANCE EXPENSE | $2,347 | $0 | $2,347 |
| MEMBERSHIP FEES | $11,765 | $0 | $11,765 |
| OFFICE AND OTHER EXPENSES | $21,503 | $0 | $21,503 |
| OTHER INVESTMENT EXPENSES | $0 | $3 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| SECURITIES LITIGATION PROCEEDS | $978 | $978 | $978 |
| GRANT REFUNDS | $60 | $60 | |
| OTHER LOSSES THRU SCHEDULE K-1'S | -$26,740 | -$26,740 | -$26,740 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN ON INVESTMENTS | Desc |
| Amt | $4,329,854 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT AND ADVISORY | CategoryTxt |
| Amt | $263,051 | Amt |
| Net Investment Income | $263,051 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAID | $30,000 | $0 | $0 |
| FOREIGN TAXES WITHHELD | $5,355 | $5,355 | $0 |